UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-05346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31 | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adecoagro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGRO | CUSIP L00849106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
2 | Approval of 2016 Accounts | Mgmt | For | For | For | |||
3 | Allocation of 2016 Results | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Approval of 2016 Directors Fees | Mgmt | For | For | For | |||
6 | Approval of 2017 Directors Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | Against | Against | |||
8 | Elect Mariano Bosch | Mgmt | For | Against | Against | |||
9 | Elect Plinio Villares Musetti | Mgmt | For | Against | Against | |||
10 | Elect Daniel C. Gonzalez | Mgmt | For | Against | Against | |||
11 | Elect James David Anderson | Mgmt | For | Against | Against | |||
12 | Elect Marcelo Vieira | Mgmt | For | Against | Against | |||
13 | Elect Walter M. Sanchez | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | Against | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
3 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
5 | Elect Toshihiko Fukuzawa | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Thomas J. Kenny | Mgmt | For | For | For | |||
10 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
11 | Elect Karole F Lloyd | Mgmt | For | For | For | |||
12 | Elect Joseph L. Moskowitz | Mgmt | For | For | For | |||
13 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
14 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the Amended and Restated 2018 Management Incentive Plan | Mgmt | For | For | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Investment Budget | Mgmt | For | For | For | |||
8 | Elect LIAO Luming | Mgmt | For | Against | Against | |||
9 | Elect HUANG Zhenzhong | Mgmt | For | Against | Against | |||
10 | Elect WANG Xingchun as Supervisor | Mgmt | For | Against | Against | |||
11 | Directors' and Supervisors' Fees for 2015 | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees for FY 2016 | Mgmt | For | For | For | |||
3 | Non-Executive Directors' Benefits for FY 2017 | Mgmt | For | For | For | |||
4 | Elect Anthony Francis Fernandes | Mgmt | For | Against | Against | |||
5 | Elect Kamarudin bin Meranun | Mgmt | For | Against | Against | |||
6 | Elect Tharumalingam A/L Kanagalingam | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Retain FAM Lee Ee as Independent Director | Mgmt | For | Against | Against | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alleghany Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Y | CUSIP 017175100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ian H. Chippendale | Mgmt | For | For | For | |||
2 | Elect Weston M. Hicks | Mgmt | For | For | For | |||
3 | Elect Jefferson W. Kirby | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stan A. Askren | Mgmt | For | Against | Against | |||
2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
5 | Elect William R. Harker | Mgmt | For | For | For | |||
6 | Elect Richard P. Lavin | Mgmt | For | For | For | |||
7 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
8 | Elect Francis Raborn | Mgmt | For | For | For | |||
9 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
10 | Elect James A. Star | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
4 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
5 | Elect Andrea Redmond | Mgmt | For | For | For | |||
6 | Elect John W. Rowe | Mgmt | For | For | For | |||
7 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
8 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lead Director Tenure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
4 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
5 | Elect William H. Cary | Mgmt | For | For | For | |||
6 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
7 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
8 | Elect Marjorie Magner | Mgmt | For | For | For | |||
9 | Elect John J. Stack | Mgmt | For | For | For | |||
10 | Elect Michael F. Steib | Mgmt | For | For | For | |||
11 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Amendment to the Non-Employee Directors Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Executive Performance Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | Increase in Dividend | Mgmt | For | For | For | |||
14 | Accounts and Reports | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendments to Certificate of Incorporation To Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Give Guarantees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francine J. Bovich | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Green | Mgmt | For | For | For | |||
3 | Elect John H. Schaefer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Aramark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARMK | CUSIP 03852U106 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | |||
1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | |||
1.4 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.5 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.6 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.7 | Elect Sanjeev Mehra | Mgmt | For | For | For | |||
1.8 | Elect Patricia Morrison | Mgmt | For | For | For | |||
1.9 | Elect John A. Quelch | Mgmt | For | For | For | |||
1.10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Senior Executive Performance Bonus Plan | Mgmt | For | For | For | |||
Ashland Global Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044186104 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
4 | Elect Barry W. Perry | Mgmt | For | For | For | |||
5 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
6 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For | |||
7 | Elect Janice J. Teal | Mgmt | For | For | For | |||
8 | Elect Michael J. Ward | Mgmt | For | For | For | |||
9 | Elect William A. Wulfsohn | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ashland Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044209104 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization into a Holding Company Structure and Reincorporation from Kentucky to Delaware | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | For | For | |||
1.2 | Elect John Cavoores | Mgmt | For | For | For | |||
1.3 | Elect Albert Beer | Mgmt | For | For | For | |||
1.4 | Elect Heidi Hutter | Mgmt | For | For | For | |||
1.5 | Elect Matthew Botein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Associated Banc-Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASB | CUSIP 045487105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Philip B. Flynn | Mgmt | For | For | For | |||
1.3 | Elect R. Jay Gerken | Mgmt | For | For | For | |||
1.4 | Elect Judith P. Greffin | Mgmt | For | For | For | |||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | |||
1.8 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.9 | Elect Richard T. Lommen | Mgmt | For | For | For | |||
1.10 | Elect Cory L. Nettles | Mgmt | For | For | For | |||
1.11 | Elect Karen T. van Lith | Mgmt | For | For | For | |||
1.12 | Elect John B. Williams | Mgmt | For | For | For | |||
2 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
AU Optronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2409 | CINS Y0451X104 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bisson | Mgmt | For | For | For | |||
1.2 | Elect Richard T. Clark | Mgmt | For | For | For | |||
1.3 | Elect Eric C. Fast | Mgmt | For | For | For | |||
1.4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.5 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.7 | Elect John P. Jones | Mgmt | For | For | For | |||
1.8 | Elect William J. Ready | Mgmt | For | For | For | |||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
1.10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
3 | Elect Sue E. Gove | Mgmt | For | For | For | |||
4 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | |||
5 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
6 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
10 | Elect Luis P. Nieto | Mgmt | For | For | For | |||
11 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended Executive Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
7 | Elect David Pyott | Mgmt | For | For | For | |||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | For | For | For | |||
Banco Bradesco S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBDC4 | CUSIP 059460303 | 03/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luiz Carlos de Freitas as Representative of Preferred Shareholders | Mgmt | For | Against | Against | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Investment Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHEN Siqing | Mgmt | For | For | For | |||
10 | Elect ZHANG Xiangdong | Mgmt | For | For | For | |||
11 | Elect XIAO Lihong | Mgmt | For | For | For | |||
12 | Elect WANG Xiaoya | Mgmt | For | For | For | |||
13 | Elect ZHAO Jie | Mgmt | For | For | For | |||
14 | Authority to Issue Bonds | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Financial Report | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Fixed Assets Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees for 2015 | Mgmt | For | For | For | |||
9 | Supervisors' Fees for 2015 | Mgmt | For | For | For | |||
10 | Elect SONG Guobin | Mgmt | For | Against | Against | |||
11 | Elect Raymond WOO Chin Wan | Mgmt | For | Against | Against | |||
12 | Elect CAI Hongping | Mgmt | For | Against | Against | |||
13 | Elect WANG Xueqing as Supervisor | Mgmt | For | Against | Against | |||
14 | Elect HE Zhaobin | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 10/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Assured Entitlement of H-shares to Current Shareholders | Mgmt | For | For | For | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 10/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Overseas Listing of Bocom International Holdings Company Limited | Mgmt | For | For | For | |||
3 | Compliance with Overseas Listing Regulations | Mgmt | For | For | For | |||
4 | Commitment of Maintaining Separate Listing Status | Mgmt | For | For | For | |||
5 | Prospect of Sustainable Profitability | Mgmt | For | For | For | |||
6 | Assured Entitlement of H-shares to Current Shareholders | Mgmt | For | For | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
7 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
10 | Elect Jennifer B. Morgan | Mgmt | For | For | For | |||
11 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
12 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | |||
13 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | |||
BBVA Banco Frances SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 07329M100 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board, CEO and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Supervisory Council's Fees | Mgmt | For | For | For | |||
7 | Election of Directors; Board Size. | Mgmt | For | Against | Against | |||
8 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Audit Committee Budget | Mgmt | For | For | For | |||
12 | Renew Authority to Set Terms of Global Note Program | Mgmt | For | For | For | |||
BBVA Banco Frances SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 07329M100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Issuance of Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
3 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
4 | Renew Board's Powers to Request the Listing/Trading Before Any Authorised Stock Exchange | Mgmt | For | For | For | |||
5 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Austen | Mgmt | For | For | For | |||
1.2 | Elect Ronald J. Floto | Mgmt | For | For | For | |||
1.3 | Elect Adele M. Gulfo | Mgmt | For | For | For | |||
1.4 | Elect David S. Haffner | Mgmt | For | For | For | |||
1.5 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
1.7 | Elect Arun Nayar | Mgmt | For | For | For | |||
1.8 | Elect David T. Szczupak | Mgmt | For | For | For | |||
1.9 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.10 | Elect Philip G. Weaver | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | |||
Berry Plastics Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald S. Rolfe | Mgmt | For | For | For | |||
1.2 | Elect B. Evan Bayh | Mgmt | For | For | For | |||
1.3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol G. Carroll | Mgmt | For | For | For | |||
2 | Elect James C. Diggs | Mgmt | For | For | For | |||
3 | Elect Wyche Fowler | Mgmt | For | For | For | |||
4 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1997 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Braskem SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKM5 | CINS P18533110 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Elect Marcos Galeazzi Rosset as Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Brett A. Keller | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Carlisle Companies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSL | CUSIP 142339100 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
2 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
3 | Elect Gregg A. Ostrander | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Carter's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CUSIP 146229109 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
2 | Elect Michael D. Casey | Mgmt | For | For | For | |||
3 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||
4 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Repeal of Classified Board (Technical Amendment) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect George E. Massaro | Mgmt | For | For | For | |||
6 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
8 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Chemical Works of Gedeon Richter Plc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RICHTER | CINS X3124S107 | 04/26/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hungary | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Voting Method | Mgmt | For | TNA | N/A | |||
5 | Recording Device for Meeting | Mgmt | For | TNA | N/A | |||
6 | Election of Presiding Chair, Individuals to Keep Minutes and Counting Commission | Mgmt | For | TNA | N/A | |||
7 | Financial Statements (Consolidated) | Mgmt | For | TNA | N/A | |||
8 | Reports | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits to Reserves | Mgmt | For | TNA | N/A | |||
11 | Financial Statements | Mgmt | For | TNA | N/A | |||
12 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
13 | Establishment of New Branch Offices | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles (Corporate Purpose) | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 14.4 (m) | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles 16.13 and 16.14 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 19.5 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 15.5 | Mgmt | For | TNA | N/A | |||
19 | Directors' Report on Acquired Treasury Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | TNA | N/A | |||
21 | Elect Erik Bogsch | Mgmt | For | TNA | N/A | |||
22 | Elect Janos Csak | Mgmt | For | TNA | N/A | |||
23 | Elect Gabor Perjes | Mgmt | For | TNA | N/A | |||
24 | Elect Szilveszter E. Vizi | Mgmt | For | TNA | N/A | |||
25 | Elect Kriszta Zolnay | Mgmt | For | TNA | N/A | |||
26 | Elect Ilona Hardy | Mgmt | For | TNA | N/A | |||
27 | Elect Gabor Orban | Mgmt | For | TNA | N/A | |||
28 | Directors' Fees | Mgmt | For | TNA | N/A | |||
29 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||
30 | Supervisory Board Regulations | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Donlin | Mgmt | For | For | For | |||
2 | Elect Mark Abrams | Mgmt | For | For | For | |||
3 | Elect Gerard Creagh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
China Cinda Asset Management Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 01/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect ZHANG Guoqing | Mgmt | For | For | For | |||
3 | Capital Injection in Happy Life | Mgmt | For | For | For | |||
China Cinda Asset Management Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2015 Remuneration Settlement Scheme for Directors | Mgmt | For | For | For | |||
3 | 2015 Remuneration Settlement Scheme for Supervisors | Mgmt | For | For | For | |||
4 | 2017 Fixed Assets Investment Budget | Mgmt | For | For | For | |||
5 | Elect LIU Chong | Mgmt | For | For | For | |||
China Cinda Asset Management Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 10/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Disposal | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect Malcolm C. McCarthy as Director | Mgmt | For | For | For | |||
11 | Elect FENG Bing as Director | Mgmt | For | For | For | |||
12 | Elect ZHU Hailin as Director | Mgmt | For | For | For | |||
13 | Elect WU Min as Director | Mgmt | For | For | For | |||
14 | Elect ZHANG Qi as Director | Mgmt | For | For | For | |||
15 | Elect GUO You as Supervisor | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Amendment to Articles | Mgmt | For | For | For | |||
19 | Amendments to Rules of Procedures for General Meeting | Mgmt | For | For | For | |||
20 | Amendments to Procedural Rules Regarding the Board | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules Regarding Supervisory Board | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Final Special Dividend | Mgmt | For | For | For | |||
6 | Elect CHEN Chen | Mgmt | For | For | For | |||
7 | Elect GAO Yu | Mgmt | For | For | For | |||
8 | Elect CHEN Guogang | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Lesso Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2128 | CINS G2157Q102 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZUO Manlun | Mgmt | For | For | For | |||
6 | Elect ZUO Xiaoping | Mgmt | For | Against | Against | |||
7 | Elect LAI Zhiqiang | Mgmt | For | For | For | |||
8 | Elect CHEN Guonan | Mgmt | For | Against | Against | |||
9 | Elect HUANG Guirong | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect DONG Xin | Mgmt | For | For | For | |||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | For | For | |||
7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||
8 | Elect Paul CHOW Man Yiu | Mgmt | For | For | For | |||
9 | Elect Stephen YIU Kin Wah | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Authority to Give Guarantees | Mgmt | For | For | For | |||
8 | Transfer of Equity Interest | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Authority to Set External Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Set Internal Control Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of External Auditor | Mgmt | For | For | For | |||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
15 | Registration and Issuance of Debt Instruments | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Independent Directors' Report | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
12 | Amendment to Salary Management Measures of Directors and Supervisors | Mgmt | For | For | For | |||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
14 | Liability Insurance | Mgmt | For | For | For | |||
15 | Authority to Issue Asset Backed Securities | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Elect LI Changjin | Mgmt | For | For | For | |||
19 | Elect ZHANG Zongyan | Mgmt | For | For | For | |||
20 | Elect ZHOU Mengbo | Mgmt | For | For | For | |||
21 | Elect ZHANG Xian | Mgmt | For | For | For | |||
22 | Elect GUO Peizhang | Mgmt | For | For | For | |||
23 | Elect WEN Baoman | Mgmt | For | For | For | |||
24 | Elect ZHENG Qingzhi | Mgmt | For | For | For | |||
25 | Elect CHUNG Shui Ming Timpson | Mgmt | For | Against | Against | |||
26 | Elect MA Zonglin | Mgmt | For | For | For | |||
27 | Elect LIU Chengjun | Mgmt | For | Against | Against | |||
28 | Elect CHEN Wenxin | Mgmt | For | Against | Against | |||
China Southern Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1055 | CINS Y1503W102 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Financial Services Framework Agreement | Mgmt | For | For | For | |||
3 | Acquisition of Aircraft | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Financial Budget | Mgmt | For | For | For | |||
8 | Annual Report | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Elect CHEN Jianwei | Mgmt | For | For | For | |||
11 | Elect LAI Shengping | Mgmt | For | For | For | |||
12 | Elect LUO Yuxing | Mgmt | For | For | For | |||
13 | Elect SONG Qinghua | Mgmt | For | For | For | |||
14 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For | |||
15 | Amendments to Procedural Rules of the Board | Mgmt | For | For | For | |||
16 | Dilution of Current Returns by the Non-public Issuance of A Shares and the Remedial Measures | Mgmt | For | For | For | |||
17 | Establishment of a Subsidiary | Mgmt | For | For | For | |||
18 | Authority to Issue Financial Bonds | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Class of Shares and Nominal Value | Mgmt | For | For | For | |||
21 | Offering Size | Mgmt | For | For | For | |||
22 | Target Subscribers | Mgmt | For | For | For | |||
23 | Pricing Methodology | Mgmt | For | For | For | |||
24 | Method of Offering | Mgmt | For | For | For | |||
25 | Use of Proceeds | Mgmt | For | For | For | |||
26 | Distribution Plan for Undistributed Accumulated Profit | Mgmt | For | For | For | |||
27 | Term of Offering Plan | Mgmt | For | For | For | |||
28 | Ratification of Board Acts | Mgmt | For | For | For | |||
29 | Extension of Validity Period for Resolution of A Shares IPO | Mgmt | For | For | For | |||
30 | Extension of Board Authorization | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Dilution of Current Returns by the Non-public Issuance of A Shares and the Remedial Measures | Mgmt | For | For | For | |||
3 | Class of Shares and Nominal Value | Mgmt | For | For | For | |||
4 | Offering Size | Mgmt | For | For | For | |||
5 | Target Subscribers | Mgmt | For | For | For | |||
6 | Pricing Methodology | Mgmt | For | For | For | |||
7 | Method of Offering | Mgmt | For | For | For | |||
8 | Use of Proceeds | Mgmt | For | For | For | |||
9 | Distribution Plan for Undistributed Accumulated Profit | Mgmt | For | For | For | |||
10 | Term of Offering Plan | Mgmt | For | For | For | |||
11 | Ratification of Board Acts | Mgmt | For | For | For | |||
12 | Extension of Validity Period for Resolution of A Shares IPO | Mgmt | For | For | For | |||
13 | Extension of Board Authorization | Mgmt | For | For | For | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP 171340102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Craigie | Mgmt | For | For | For | |||
2 | Elect Robert D. LeBlanc | Mgmt | For | For | For | |||
3 | Elect Janet S. Vergis | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CIFI Holdings (Group) Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0884 | CINS G2140A107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LIN Zhong | Mgmt | For | For | For | |||
6 | Elect LIN Feng | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect David F. Walker | Mgmt | For | For | For | |||
9 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Office Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFC | CUSIP 22002T108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Brady | Mgmt | For | For | For | |||
2 | Elect Stephen E. Budorick | Mgmt | For | For | For | |||
3 | Elect Robert L. Denton | Mgmt | For | For | For | |||
4 | Elect Philip L. Hawkins | Mgmt | For | For | For | |||
5 | Elect Elizabeth A. Hight | Mgmt | For | For | For | |||
6 | Elect David M. Jacobstein | Mgmt | For | For | For | |||
7 | Elect Steven D. Kesler | Mgmt | For | For | For | |||
8 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
9 | Elect Richard Szafranski | Mgmt | For | For | For | |||
10 | Amendment to Allow Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2017 Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.4 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
CSRA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSRA | CUSIP 12650T104 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith B. Alexander | Mgmt | For | Against | Against | |||
2 | Elect Sanju K. Bansal | Mgmt | For | Against | Against | |||
3 | Elect Michele A. Flournoy | Mgmt | For | Against | Against | |||
4 | Elect Mark A. Frantz | Mgmt | For | Against | Against | |||
5 | Elect Nancy Killefer | Mgmt | For | Against | Against | |||
6 | Elect Craig R. Martin | Mgmt | For | Against | Against | |||
7 | Elect Sean O'Keefe | Mgmt | For | Against | Against | |||
8 | Elect Lawrence B. Prior III | Mgmt | For | Against | Against | |||
9 | Elect Michael E. Ventling | Mgmt | For | Against | Against | |||
10 | Elect Billie I. Williamson | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Abstain | Against | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
DaVita Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVA | CUSIP 23918K108 | 06/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
2 | Elect Charles G. Berg | Mgmt | For | For | For | |||
3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
4 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
5 | Elect Pascal Desroches | Mgmt | For | For | For | |||
6 | Elect Paul J. Diaz | Mgmt | For | For | For | |||
7 | Elect Peter T. Grauer | Mgmt | For | For | For | |||
8 | Elect John M. Nehra | Mgmt | For | For | For | |||
9 | Elect William L. Roper | Mgmt | For | For | For | |||
10 | Elect Kent J. Thiry | Mgmt | For | For | For | |||
11 | Elect Phyllis R. Yale | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
3 | Elect Sandra B. Cochran | Mgmt | For | Against | Against | |||
4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
5 | Elect Paula A. Price | Mgmt | For | For | For | |||
6 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
7 | Elect David B. Rickard | Mgmt | For | For | For | |||
8 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Reapproval of the Material Terms under the Annual Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Dril-Quip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRQ | CUSIP 262037104 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake T. DeBerry | Mgmt | For | For | For | |||
2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
4 | Elect Logan D. Green | Mgmt | For | For | For | |||
5 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
6 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
9 | Elect Robert H. Swan | Mgmt | For | For | For | |||
10 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CINS P3700H201 | 04/12/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Supervisory Council's Fees | Mgmt | For | TNA | N/A | |||
Emlak Konut Gayrimenkul Yatirim Ortakligi AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKGYO | CINS M4030U105 | 04/26/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' and Auditors' Reports | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Term Length; Ratification of Cooption of Muhterem Ince | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Charitable Donations | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Competing Activites | Mgmt | For | TNA | N/A | |||
16 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Repurchase of Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Wishes and Closing | Mgmt | For | TNA | N/A | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity One, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQY | CUSIP 294752100 | 02/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Regency Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Eva Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2618 | CINS Y2361Y107 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Acquisitions and Disposal of Assets | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
10 | Elect LIN Bou-Shiu | Mgmt | For | For | For | |||
11 | Elect CHANG Kuo Cheng | Mgmt | For | For | For | |||
12 | Elect KO Lee-Ching | Mgmt | For | For | For | |||
13 | Elect TAI Jiin-Chyuan | Mgmt | For | For | For | |||
14 | Elect CHEN Hsien-Hung | Mgmt | For | For | For | |||
15 | Elect WU Kuang-Hui | Mgmt | For | For | For | |||
16 | Elect CHIEN You-Hsin as Independent Director | Mgmt | For | For | For | |||
17 | Elect HSU Shun-Hsiung as Independent Director | Mgmt | For | For | For | |||
18 | Elect WU Chung-Pao as Independent Director | Mgmt | For | For | For | |||
19 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Everest Re Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RE | CUSIP G3223R108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dominic J. Addesso | Mgmt | For | For | For | |||
2 | Elect John J. Amore | Mgmt | For | For | For | |||
3 | Elect William F. Galtney, Jr. | Mgmt | For | For | For | |||
4 | Elect John A. Graf | Mgmt | For | For | For | |||
5 | Elect Gerri Losquadro | Mgmt | For | For | For | |||
6 | Elect Roger M. Singer | Mgmt | For | For | For | |||
7 | Elect Joseph V. Taranto | Mgmt | For | For | For | |||
8 | Elect John A. Weber | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Eversource Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ES | CUSIP 30040W108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John S. Clarkeson | Mgmt | For | For | For | |||
2 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
3 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
6 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
7 | Elect James J. Judge | Mgmt | For | For | For | |||
8 | Elect Paul A. La Camera | Mgmt | For | For | For | |||
9 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
10 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
11 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
12 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Re-approval of the Material Terms of Performance Goals under the 2009 Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Fiserv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISV | CUSIP 337738108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Davis | Mgmt | For | For | For | |||
1.2 | Elect John Y. Kim | Mgmt | For | For | For | |||
1.3 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||
1.4 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Glenn M. Renwick | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kim M. Robak | Mgmt | For | For | For | |||
1.7 | Elect J.D. Sherman | Mgmt | For | For | For | |||
1.8 | Elect Doyle R. Simons | Mgmt | For | For | For | |||
1.9 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Fitbit Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIT | CUSIP 33812L102 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Park | Mgmt | For | For | For | |||
1.2 | Elect Eric N. Friedman | Mgmt | For | For | For | |||
1.3 | Elect Laura J. Alber | Mgmt | For | For | For | |||
1.4 | Elect Jonathan D. Callaghan | Mgmt | For | For | For | |||
1.5 | Elect Glenda Flanagan | Mgmt | For | For | For | |||
1.6 | Elect Steven Murray | Mgmt | For | For | For | |||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Stock Option Exchange Program | Mgmt | For | Against | Against | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Foxconn Technology Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2354 | CINS Y3002R105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
Fubon Financial Holding Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2881 | CINS Y26528102 | 06/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Approval of Long-term Capital Raising Plan | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
7 | Elect Representative of Mingdong Industrial Co., Ltd., Richard TSAI Ming-Hsing | Mgmt | For | For | For | |||
8 | Elect Representative of Mingdong Industrial Co., Ltd., Daniel TSAI Ming-Chung | Mgmt | For | For | For | |||
9 | Elect Representative of Mingdong Industrial Co., Ltd., Vivien HSU | Mgmt | For | For | For | |||
10 | Elect Representative of Mingdong Industrial Co., Ltd., Eric CHEN | Mgmt | For | For | For | |||
11 | Elect Representative of Mingdong Industrial Co., Ltd., Howard LIN | Mgmt | For | For | For | |||
12 | Elect Representative of Mingdong Industrial Co., Ltd. Jerry HARN Wei-Ting | Mgmt | For | For | For | |||
13 | Elect Representative of Taipei City Government, CHEN Chih-Ming | Mgmt | For | For | For | |||
14 | Elect Representative of Taipei City Government, YUAN Hsiu-Hui | Mgmt | For | For | For | |||
15 | Elect Representative of Taipei City Government, LIANG Xiu-Ju | Mgmt | For | For | For | |||
16 | Elect Louis CHEUNG Chi Yan | Mgmt | For | For | For | |||
17 | Elect TANG Ming-Je | Mgmt | For | For | For | |||
18 | Elect CHEN Shin-Min | Mgmt | For | For | For | |||
19 | Elect LIN Chan-Jane | Mgmt | For | For | For | |||
20 | Elect CHANG Jung-Feng | Mgmt | For | For | For | |||
21 | Elect WU Fan-Chih | Mgmt | For | For | For | |||
22 | Non-Compete for restrictions for director Richard M. TSAI | Mgmt | For | For | For | |||
23 | Non-compete for restrictions for director Daniel M. TSAI | Mgmt | For | For | For | |||
24 | Non-compete for restrictions for director Chi Yan Louis CHEUNG | Mgmt | For | For | For | |||
25 | Non-compete for restrictions for director Jerry HARN | Mgmt | For | For | For | |||
26 | Taipei City Government | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
2 | Elect James S. Crown | Mgmt | For | For | For | |||
3 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
4 | Elect John M. Keane | Mgmt | For | For | For | |||
5 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
6 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
8 | Elect William A. Osborn | Mgmt | For | For | For | |||
9 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
10 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
11 | Elect Peter A. Wall | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2012 Equity Compensation Plan | Mgmt | For | For | For | |||
Genpact Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP G3922B107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | |||
2 | Elect Robert Scott | Mgmt | For | For | For | |||
3 | Elect Amit Chandra | Mgmt | For | For | For | |||
4 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
5 | Elect David Humphrey | Mgmt | For | For | For | |||
6 | Elect Carol Lindstrom | Mgmt | For | For | For | |||
7 | Elect James C. Madden | Mgmt | For | For | For | |||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | |||
9 | Elect Cecelia Morken | Mgmt | For | For | For | |||
10 | Elect Mark Nunnelly | Mgmt | For | For | For | |||
11 | Elect Mark Verdi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Genting Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENTING | CINS Y26926116 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect CHIN Kwai Yoong | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares and Reissue Shares | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
Globant SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLOB | CUSIP L44385109 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Results for Fiscal Year 2016 | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Stock Option Grant | Mgmt | For | For | For | |||
6 | Director Fee's | Mgmt | For | For | For | |||
7 | Appointment of Auditor for the annual accounts | Mgmt | For | For | For | |||
8 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||
9 | Elect Linda Rottenberg | Mgmt | For | For | For | |||
10 | Elect Martin Gonzalo Umaran | Mgmt | For | For | For | |||
11 | Elect Guibert Andres Englebienne | Mgmt | For | For | For | |||
12 | Increase in Authorized Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry D. Bassham | Mgmt | For | For | For | |||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | |||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Grimes | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.8 | Elect Sandra J. Price | Mgmt | For | For | For | |||
1.9 | Elect John J. Sherman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 09/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Great Wall Motor Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2333 | CINS Y2882P106 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Annual Report | Mgmt | For | For | For | |||
5 | Independent Directors' Report | Mgmt | For | For | For | |||
6 | Supervisors' Report | Mgmt | For | For | For | |||
7 | Business Strategy for 2017 | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect WEI Jian Jun | Mgmt | For | Against | Against | |||
10 | Elect WANG Feng Ying | Mgmt | For | Against | Against | |||
11 | Elect YANG Zhi Juan | Mgmt | For | Against | Against | |||
12 | Elect HE Ping | Mgmt | For | Against | Against | |||
13 | Elect MA Li Hui | Mgmt | For | Against | Against | |||
14 | Elect LI Wan Jun | Mgmt | For | Against | Against | |||
15 | Elect NG Chi Kit | Mgmt | For | Against | Against | |||
16 | Elect LUO Jin Li as Supervisor | Mgmt | For | Against | Against | |||
17 | Elect ZONG Yi Xiang as Supervisor | Mgmt | For | Against | Against | |||
18 | Authority to Repurchase H Shares | Mgmt | For | For | For | |||
19 | Merger by Absorption of Wholly-Owned Subsidiaries | Mgmt | For | For | For | |||
20 | Amendments to Articles: Change in Business Scope | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Great Wall Motor Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2333 | CINS Y2882P106 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Repurchase H Shares | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Election of Directors | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Director's Report | Mgmt | For | For | For | |||
6 | Supervisor's Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
11 | Elect LI Helen as Director | Mgmt | For | Against | Against | |||
12 | Elect ZHENG Ercheng as Director | Mgmt | For | Against | Against | |||
13 | Elect ZHAO Xianglin as Supervisor | Mgmt | For | Against | Against | |||
14 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
15 | Caution of Risks Relating to Potential Dilution | Mgmt | For | For | For | |||
16 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
17 | Approve 2016 Guarantees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Class of shares | Mgmt | For | For | For | |||
20 | Place of listing | Mgmt | For | For | For | |||
21 | Issuer | Mgmt | For | For | For | |||
22 | No. of shares to be issued | Mgmt | For | For | For | |||
23 | Nominal value of the shares to be issued | Mgmt | For | For | For | |||
24 | Target subscriber | Mgmt | For | For | For | |||
25 | Issue price | Mgmt | For | For | For | |||
26 | Method of issue | Mgmt | For | For | For | |||
27 | Underwriting method | Mgmt | For | For | For | |||
28 | Use of proceeds | Mgmt | For | For | For | |||
29 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | For | For | |||
30 | Effective period of the resolution | Mgmt | For | For | For | |||
31 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
32 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
33 | Elect WONG Chun Bong as Director | Mgmt | For | Against | Against | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Class of shares | Mgmt | For | For | For | |||
4 | Place of listing | Mgmt | For | For | For | |||
5 | Issuer | Mgmt | For | For | For | |||
6 | No. of shares to be issued | Mgmt | For | For | For | |||
7 | Nominal value of the shares to be issued | Mgmt | For | For | For | |||
8 | Target subscriber | Mgmt | For | For | For | |||
9 | Issue price | Mgmt | For | For | For | |||
10 | Method of issue | Mgmt | For | For | For | |||
11 | Underwriting method | Mgmt | For | For | For | |||
12 | Use of proceeds | Mgmt | For | For | For | |||
13 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | For | For | |||
14 | Effective period of the resolution | Mgmt | For | For | For | |||
15 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 11/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Issuer of Debt Instruments | Mgmt | For | For | For | |||
4 | Place of Issuance | Mgmt | For | For | For | |||
5 | Size of Issuance | Mgmt | For | For | For | |||
6 | Type of Debt Instruments | Mgmt | For | For | For | |||
7 | Method of Issuance | Mgmt | For | For | For | |||
8 | Use of Proceeds | Mgmt | For | For | For | |||
9 | Board Authorization to Issue Debt Instruments | Mgmt | For | For | For | |||
Hankook Tire Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
161390 | CINS Y3R57J108 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect Lisa Gersh | Mgmt | For | For | For | |||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
11 | Elect Mary Beth West | Mgmt | For | For | For | |||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Highwealth Construction Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2542 | CINS Y31959102 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
10 | Elect ZHENG Qin-Tian | Mgmt | For | For | For | |||
11 | Elect ZHENG Xiu-Hui | Mgmt | For | For | For | |||
12 | Elect ZHENG Zhi-Long | Mgmt | For | For | For | |||
13 | Elect FAN Hua-Jun | Mgmt | For | For | For | |||
14 | Elect HONG Xi-Yao | Mgmt | For | For | For | |||
15 | Elect YAN Yun-Qi | Mgmt | For | For | For | |||
16 | Elect LI Wen-Cheng | Mgmt | For | For | For | |||
17 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hon Hai Precision Industry Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect William S. Ayer | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Pritzker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela M. Nicholson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard C. Tuttle | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Wooten, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hyosung Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
004800 | CINS Y3818Y120 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Hyundai Marine & Fire Insurance Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect CHOI Byung Doo | Mgmt | For | Against | Against | |||
4 | Elect KIM Hee Dong | Mgmt | For | Against | Against | |||
5 | Elect KIM Yong Joon | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 11/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Elect Audit Committee Member (Raboijane Kgosana) | Mgmt | For | Against | Against | |||
4 | Elect Audit Committee Member (Graham Dempster) | Mgmt | For | For | For | |||
5 | Elect Audit Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Phumzile Langeni) | Mgmt | For | Against | Against | |||
7 | Elect Audit Committee Member (Roddy Sparks) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Younaid Waja) | Mgmt | For | For | For | |||
9 | Re-elect Mark Lamberti | Mgmt | For | Against | Against | |||
10 | Re-elect Phumzile Langeni | Mgmt | For | Against | Against | |||
11 | Re-elect Philip Michaux | Mgmt | For | Against | Against | |||
12 | Re-elect Roderick Sparks | Mgmt | For | Against | Against | |||
13 | Re-elect Ashley Tugendhaft | Mgmt | For | Against | Against | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Chairperson) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Deputy Chairperson and Lead Independent Director) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Assets and Liabilities Committee Chairperson) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee Chairperson) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Investment Committee Chairperson) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Investment Committee Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Risk Committee Chairperson) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Remuneration Committee Chairperson) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Remuneration Committee Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Nomination Committee Chairperson) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chairperson) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | For | For | For | |||
32 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
33 | General Authority to Issue Shares | Mgmt | For | For | For | |||
34 | AUTHORITY TO ISSUE SHARES FOR CASH | Mgmt | For | For | For | |||
35 | General Authority to Issue Preference Shares | Mgmt | For | For | For | |||
36 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
37 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
38 | Amendment to Memorandum | Mgmt | For | For | For | |||
Indofood Sukses Makmur Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Industrial and Commercial Bank of China Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect YE Donghai | Mgmt | For | For | For | |||
10 | Elect MEI Yingchun | Mgmt | For | For | For | |||
11 | Elect DONG Shi | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
Industrial and Commercial Bank of China Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect GU Shu | Mgmt | For | Against | Against | |||
4 | Elect Sheila C. Bair | Mgmt | For | Against | Against | |||
5 | 2015 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
6 | Elect WANG Jingdong | Mgmt | For | Against | Against | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
Innolux Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3481 | CINS Y4090E105 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Authority to Issue Common Shares | Mgmt | For | Against | Against | |||
7 | Authority to Issue Convertible Corporate Bonds | Mgmt | For | Against | Against | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
5 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Vincent Tese | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of 2017 Omnibus Employee Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2013 Omnibus Non-Employee Director Incentive Plan | Mgmt | For | Against | Against | |||
16 | Technical Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
17 | Technical Amendments to Articles Regarding Bylaws Reference | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding ESG Disclosure Report | ShrHoldr | Against | Against | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 10/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Raul Vazquez | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendments to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
iShares MSCI India ETF | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERUS | CUSIP 46429B598 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard L. Fagnani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Drew E. Lawton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Madhav V. Rajan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark Wiedman | Mgmt | For | Withhold | Against | |||
Itausa - Investimentos Itau S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA4 | CINS P5887P427 | 04/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Election of Board Member Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
7 | Elect Jose Maria Rabelo as Representative of Preferred Shareholders in Supervisory Council | Mgmt | N/A | TNA | N/A | |||
Itausa - Investimentos Itau S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA4 | CINS P5887P427 | 12/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Board Member(s) Representative of Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 03/15/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Merger Agreement (Moy Park Lux) | Mgmt | For | TNA | N/A | |||
4 | Merger Agreement (Friboi Trade) | Mgmt | For | TNA | N/A | |||
5 | Ratification of Appointment of Appraiser (Apsis Consultoria Empresarial Ltda.) | Mgmt | For | TNA | N/A | |||
6 | Valuation Reports | Mgmt | For | TNA | N/A | |||
7 | Mergers | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-option of Norberto Fatio | Mgmt | For | TNA | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Board Size | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Elect Joesley Mendonca Batista | Mgmt | For | TNA | N/A | |||
8 | Elect Sergio Roberto Waldrich | Mgmt | For | TNA | N/A | |||
9 | Elect Jose Batista Sobrinho | Mgmt | For | TNA | N/A | |||
10 | Elect Humberto Junqueira de Farias | Mgmt | For | TNA | N/A | |||
11 | Elect Tarek Mohamed Noshy Nasr Moham Farahat | Mgmt | For | TNA | N/A | |||
12 | Elect Claudia Silvia Araujo de Azeredo Santos | Mgmt | For | TNA | N/A | |||
13 | Elect Mauricio Luis Lucheti | Mgmt | For | TNA | N/A | |||
14 | Elect Norberto Fatio | Mgmt | For | TNA | N/A | |||
15 | Elect Wesley Mendonca Batista | Mgmt | For | TNA | N/A | |||
16 | Election of Board Member Representative of Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
17 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Adrian Lima da Hora | Mgmt | For | TNA | N/A | |||
21 | Elect Demetrius Nichele Macei | Mgmt | For | TNA | N/A | |||
22 | Elect Jose Paulo da Silva Filho | Mgmt | For | TNA | N/A | |||
23 | Elect Eraldo Soares Pecanha | Mgmt | For | TNA | N/A | |||
24 | Elect Supervisory Council Member Representative of Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
25 | Remuneration Report | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
JBS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS3 | CINS P59695109 | 12/09/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
4 | Ratification of Massa Leve Acquisition | Mgmt | For | TNA | N/A | |||
5 | Valuation Report | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Elect Eraldo Soares Pecanha to the Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Elect Mauricio Luis Lucheti to the Board | Mgmt | For | TNA | N/A | |||
John Wiley & Sons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JW.A | CUSIP 968223206 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurie A. Leshin | Mgmt | For | For | For | |||
1.2 | Elect George Bell | Mgmt | For | For | For | |||
1.3 | Elect William Pence | Mgmt | For | For | For | |||
1.4 | Elect Kalpana Raina | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect William Stensrud | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Hong | Mgmt | For | For | For | |||
4 | Elect CHOI Young Hwi | Mgmt | For | For | For | |||
5 | Elect YOO Suk Ryul | Mgmt | For | For | For | |||
6 | Elect LEE Byung Nam | Mgmt | For | For | For | |||
7 | Elect PARK Jae Ha | Mgmt | For | For | For | |||
8 | Elect Eunice Kyonghee KIM | Mgmt | For | For | For | |||
9 | Elect Stuart B SOLOMON | Mgmt | For | For | For | |||
10 | Election of Independent Director to Become Audit Committee Member: HAN Jong Soo | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: YOO Suk Ryul | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: PARK Jae Ha | Mgmt | For | For | For | |||
13 | Election of Audit Committee Member: Eunice Kyonghee KIM | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
KIA Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000270 | CINS Y47601102 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect James M. Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 01/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect MOON Bong Soo as Director | Mgmt | For | Against | Against | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
3 | Election of President | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 10/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Audit Committee Member: KIM Joo Sun | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KT&G Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
033780 | CINS Y49904108 | 03/17/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect SONG Up Kyo | Mgmt | For | TNA | N/A | |||
3 | Elect LEE Joon Kyu | Mgmt | For | TNA | N/A | |||
4 | Elect NOH Joon Hwa | Mgmt | For | TNA | N/A | |||
5 | Election of Audit Committee Member: LEE Joon Kyu | Mgmt | For | TNA | N/A | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: NOH JOON HWA | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | TNA | N/A | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Leidos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDOS | CUSIP 78390X101 | 08/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect David G. Fubini | Mgmt | For | For | For | |||
3 | Elect Miriam E. John | Mgmt | For | For | For | |||
4 | Elect John P. Jumper | Mgmt | For | For | For | |||
5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
6 | Elect Roger A. Krone | Mgmt | For | For | For | |||
7 | Elect Gary S. May | Mgmt | For | For | For | |||
8 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | |||
9 | Elect Robert S. Shapard | Mgmt | For | For | For | |||
10 | Elect Noel B. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
LG Household & Health Care Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
051900 | CINS Y5275R100 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect YOU Ji Young | Mgmt | For | For | For | |||
3 | Elect PYO In Soo | Mgmt | For | For | For | |||
4 | Elect KIM Jae Wook | Mgmt | For | For | For | |||
5 | Election of Audit Committee Member: PYO In Soo | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
LG Uplus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect PARK Sang Soo | Mgmt | For | For | For | |||
3 | Election of Audit Committee Member: PARK Sang Soo | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229706 | 08/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
1.3 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.4 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | |||
1.7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
1.8 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lotte Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
011170 | CINS Y5336U100 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member: PARK Kyung Hee | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Against | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Macerich Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAC | CUSIP 554382101 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Alschuler | Mgmt | For | For | For | |||
2 | Elect Arthur M. Coppola | Mgmt | For | For | For | |||
3 | Elect Edward C. Coppola | Mgmt | For | For | For | |||
4 | Elect Steven R. Hash | Mgmt | For | For | For | |||
5 | Elect Fred S. Hubbell | Mgmt | For | For | For | |||
6 | Elect Diana M. Laing | Mgmt | For | For | For | |||
7 | Elect Mason G. Ross | Mgmt | For | For | For | |||
8 | Elect Steven L. Soboroff | Mgmt | For | For | For | |||
9 | Elect Andrea M. Stephen | Mgmt | For | For | For | |||
10 | Elect John M. Sullivan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Macquarie Mexico Real Estate Management, S.A. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBRAMQ | CINS P3515D155 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Authority to Remove Trustee and Appointment of Substitute Trustee | Mgmt | For | Abstain | Against | |||
4 | Elect Juan Antonio Salazar | Mgmt | For | Against | Against | |||
5 | Elect Alvaro de Garay | Mgmt | For | Against | Against | |||
6 | Elect Luis Alberto Aziz | Mgmt | For | Against | Against | |||
7 | Elect Jaime de la Garza | Mgmt | For | Against | Against | |||
8 | Report on Establishment of Fund for Repurchase of Certificates | Mgmt | For | For | For | |||
9 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Macquarie Mexico Real Estate Management, S.A. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBRAMQ | CINS P3515D155 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Fees; Directors' Committee Fees | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Macquarie Mexico Real Estate Management, S.A. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBRAMQ | CINS P3515D155 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Fees; Committee Directors' Fees | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Madison Square Garden Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55825T103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Biondi, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Plan | Mgmt | For | For | For | |||
4 | 2015 Cash Incentive Plan | Mgmt | For | For | For | |||
5 | 2010 Director Stock Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven A. Mills | Mgmt | For | For | For | |||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
9 | Elect Marc D. Oken | Mgmt | For | For | For | |||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Susan R. Salka | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Mid-America Apartment Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAA | CUSIP 59522J103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | |||
2 | Elect Russell R. French | Mgmt | For | For | For | |||
3 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
4 | Elect Toni Jennings | Mgmt | For | For | For | |||
5 | Elect James K. Lowder | Mgmt | For | For | For | |||
6 | Elect Thomas H. Lowder | Mgmt | For | For | For | |||
7 | Elect Monica McGurk | Mgmt | For | For | For | |||
8 | Elect Claude B. Nielsen | Mgmt | For | For | For | |||
9 | Elect Philip W. Norwood | Mgmt | For | For | For | |||
10 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
11 | Elect Gary Shorb | Mgmt | For | For | For | |||
12 | Elect David P. Stockert | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect YEE Yang Chien | Mgmt | For | Against | Against | |||
2 | Elect Sekhar Krishnan | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
Moscow Exchange Micex OJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOEX | CINS X5504J102 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Motorola Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSI | CUSIP 620076307 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||
3 | Elect Egon P. Durban | Mgmt | For | For | For | |||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | |||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
9 | Elect Joseph M. Tucci | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | |||
Mr. Price Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRP | CINS S5256M135 | 08/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Stewart Cohen | Mgmt | For | Against | Against | |||
3 | Re-elect Keith Getz | Mgmt | For | Against | Against | |||
4 | Re-elect Myles J.D. Ruck | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Audit and Compliance Committee Member (Bobby Johnston) | Mgmt | For | Abstain | Against | |||
7 | Elect Audit and Compliance Committee Member (Daisy Naidoo) | Mgmt | For | Abstain | Against | |||
8 | Elect Audit and Compliance Committee Member (Myles Ruck) | Mgmt | For | Abstain | Against | |||
9 | Elect Audit and Compliance Committee Member (John Swain) | Mgmt | For | Abstain | Against | |||
10 | Approve Remuneration Policy | Mgmt | For | For | For | |||
11 | Report of the Social, Ethics, Transformation and Sustainability Committee | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | General Authority to Issue Shares | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees (Independent Non-Executive Chairman) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Honorary Chairman) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Lead Director) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Director) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Audit and Compliance Committee Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Audit and Compliance Committee Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Remuneration and Nominations Committee Chairman) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Remuneration and Nominations Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Chairman) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Member) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Ordinary Shares | Mgmt | For | Abstain | Against | |||
25 | Authority to Repurchase Treasury Shares | Mgmt | For | Abstain | Against | |||
26 | Approve Financial Assistance | Mgmt | For | Abstain | Against | |||
27 | Amendment to Memorandum (Proxy Appointment) | Mgmt | For | For | For | |||
28 | Amendment to Memorandum (Fractional Entitlements) | Mgmt | For | For | For | |||
MRV Engenharia e Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVE3 | CINS P6986W107 | 01/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Special Dividend | Mgmt | For | TNA | N/A | |||
MRV Engenharia e Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVE3 | CINS P6986W107 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Amendents to Article 5 (Capitalisation of Reserves w/o Share Issuance) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 (Increase in Authorised Capital) | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 9 (General Shareholders' Meeting) | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 10 (Shareholders' Meeting Participation) | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 15 (Board of Directors) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Article 21 (Directors' Responsibilities) | Mgmt | For | TNA | N/A | |||
10 | Amendments to Article 22 (Board Chair) | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 23 (Executive Committee) | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 24 (Executive Directors) | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 28 (Executive Directors' Responsibilities) | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 33 (Financial Statements) | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles (Renumbering and Technical) | Mgmt | For | TNA | N/A | |||
16 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
MRV Engenharia e Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVE3 | CINS P6986W107 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
7 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
8 | Elect Rubens Menin Teixeira de Souza | Mgmt | For | TNA | N/A | |||
9 | Elect Marcos Alberto Cabaleiro Fernandez | Mgmt | For | TNA | N/A | |||
10 | Elect Rafael Nazareth Menin Teixeira de Souza | Mgmt | For | TNA | N/A | |||
11 | Elect Paulo Eduardo Rocha Brant | Mgmt | For | TNA | N/A | |||
12 | Elect Marco Aurelio de Vasconcelos Cancado | Mgmt | For | TNA | N/A | |||
13 | Elect Sinai Waisberg | Mgmt | For | TNA | N/A | |||
14 | Elect Betania Tanure de Barros | Mgmt | For | TNA | N/A | |||
MRV Engenharia e Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVE3 | CINS P6986W107 | 09/30/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Paulo Eduardo Rocha Brant | Mgmt | For | TNA | N/A | |||
4 | Minutes | Mgmt | For | TNA | N/A | |||
MSCI Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCI | CUSIP 55354G100 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Henry A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
3 | Elect Benjamin F. duPont | Mgmt | For | For | For | |||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | |||
5 | Elect Alice W. Handy | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Wendy E. Lane | Mgmt | For | For | For | |||
8 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
9 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
10 | Elect George W. Siguler | Mgmt | For | For | For | |||
11 | Elect Patrick Tierney | Mgmt | For | For | For | |||
12 | Elect Rodolphe M. Vallee | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect FENG Lun | Mgmt | For | For | For | |||
6 | Elect Michael Leung | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
News Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWS | CUSIP 65249B208 | 11/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect K. Rupert Murdoch | Mgmt | For | For | For | |||
2 | Elect Lachlan K. Murdoch | Mgmt | For | For | For | |||
3 | Elect Robert J. Thomson | Mgmt | For | For | For | |||
4 | Elect Jose Maria Aznar | Mgmt | For | For | For | |||
5 | Elect Natalie Bancroft | Mgmt | For | For | For | |||
6 | Elect Peter L. Barnes | Mgmt | For | For | For | |||
7 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
8 | Elect Joel I. Klein | Mgmt | For | For | For | |||
9 | Elect James Murdoch | Mgmt | For | For | For | |||
10 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
11 | Elect Masroor T. Siddiqui | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | Against | Against | |||
2 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
3 | Elect Aristides S. Candris | Mgmt | For | Against | Against | |||
4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | |||
5 | Elect Joseph Hamrock | Mgmt | For | Against | Against | |||
6 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
7 | Elect Michael E. Jesanis | Mgmt | For | Against | Against | |||
8 | Elect Kevin T. Kabat | Mgmt | For | Against | Against | |||
9 | Elect Richard L. Thompson | Mgmt | For | Against | Against | |||
10 | Elect Carolyn Y. Woo | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Novolipetsk Steel OJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLMK | CINS 67011E204 | 09/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend (1H2016) | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Mike Arnold | Mgmt | For | Against | Against | |||
3 | Elect Zoe Cruz | Mgmt | For | Against | Against | |||
4 | Elect Alan Gillespie | Mgmt | For | Against | Against | |||
5 | Elect Danuta Gray | Mgmt | For | Against | Against | |||
6 | Elect Bruce Hemphill | Mgmt | For | Against | Against | |||
7 | Elect Adiba Ighodaro | Mgmt | For | Against | Against | |||
8 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
9 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
10 | Elect Roger Marshall | Mgmt | For | Against | Against | |||
11 | Elect Nkosana Moyo | Mgmt | For | Against | Against | |||
12 | Elect Vassi Naidoo | Mgmt | For | Against | Against | |||
13 | Elect Nonkululeko Nyembezi-Heita | Mgmt | For | Against | Against | |||
14 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
4 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
5 | Elect Robert Charles Clark | Mgmt | For | For | For | |||
6 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
7 | Elect Susan S. Denison | Mgmt | For | For | For | |||
8 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||
9 | Elect John R. Murphy | Mgmt | For | For | For | |||
10 | Elect John R. Purcell | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Valerie M. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Pampa Energia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAMP | CUSIP 697660207 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Merger Approval | Mgmt | For | For | For | |||
3 | Merger Exchange Ratio | Mgmt | For | For | For | |||
4 | Capital Increase | Mgmt | For | For | For | |||
5 | Execute Merger Agreement | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
Pampa Energia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAMP | CUSIP 697660207 | 04/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates to Subscribe Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
5 | Directors' Fees; Supervisory Council Fees | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
7 | Election of Directors; Election of Alternate Audit Committee Members | Mgmt | For | Against | Against | |||
8 | Election of Alternate Supervisory Council Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | Against | Against | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
11 | Audit Committee Budget | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Authority to Issue Non-Convertible Debt | Mgmt | For | For | For | |||
14 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
15 | Authority to Set Terms of Debt Issuance | Mgmt | For | For | For | |||
16 | Authority to Waive Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Waive Preemptive Rights for Executive Compensation Plan | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Joseph G. Doody | Mgmt | For | For | For | |||
3 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||
4 | Elect Phillip Horsley | Mgmt | For | For | For | |||
5 | Elect Grant M. Inman | Mgmt | For | For | For | |||
6 | Elect Pamela A. Joseph | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Petrobras Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PESA.1 | CUSIP 71646J109 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Merger | Mgmt | For | Abstain | Against | |||
3 | Approve Financial Statements Regarding Merger | Mgmt | For | For | For | |||
4 | Delisting | Mgmt | For | Abstain | Against | |||
5 | Authorisation of Legal Formalities Regarding Merger | Mgmt | For | For | For | |||
6 | Ratification of Board Acts and Fees for Resigning Directors | Mgmt | For | Abstain | Against | |||
7 | Election of Directors | Mgmt | For | Against | Against | |||
8 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POOL | CUSIP 73278L105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew W. Code | Mgmt | For | For | For | |||
2 | Elect Timothy M. Graven | Mgmt | For | For | For | |||
3 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||
4 | Elect Harlan F. Seymour | Mgmt | For | For | For | |||
5 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
6 | Elect John E. Stokely | Mgmt | For | For | For | |||
7 | Elect David G. Whalen | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Post Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPS | CUSIP 737464107 | 11/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
PT Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 03/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Implementation of New Regulation | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | Against | Against | |||
8 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
PT Telekomunikasi Indonesia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLKM | CINS Y71474145 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Partnership and Community Development Program Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividend | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Ratification of Regulations for the Partnership and Community Development Program | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
PTT Global Chemical Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Prasert Bunsumpun | Mgmt | For | For | For | |||
4 | Elect Amnuay Preemonwong | Mgmt | For | For | For | |||
5 | Elect Auttapol Rerkpiboon | Mgmt | For | For | For | |||
6 | Elect Sarun Rungkasiri | Mgmt | For | For | For | |||
7 | Elect Praphon Wongtharua | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Acquisitions | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Qualicorp SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QUAL3 | CINS P7S21H105 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Board Size | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Regency Centers Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REG | CUSIP 758849103 | 02/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Equity One Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Change in Board Size | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Regency Centers Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REG | CUSIP 758849103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | |||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | |||
3 | Elect Raymond L. Bank | Mgmt | For | For | For | |||
4 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
5 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||
6 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
7 | Elect Chaim Katzman | Mgmt | For | Against | Against | |||
8 | Elect Peter Linneman | Mgmt | For | For | For | |||
9 | Elect David P. O'Connor | Mgmt | For | For | For | |||
10 | Elect John C. Schweitzer | Mgmt | For | For | For | |||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
3 | Elect John F. Danahy | Mgmt | For | For | For | |||
4 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
5 | Elect Anna Manning | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
9 | Amendment to the Flexible Stock Plan for Directors | Mgmt | For | For | For | |||
10 | Amendment to the Phantom Stock Plan for Directors | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah J. Anderson | Mgmt | For | For | For | |||
2 | Elect Karen W. Colonias | Mgmt | For | For | For | |||
3 | Elect John G. Figueroa | Mgmt | For | For | For | |||
4 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
5 | Elect David H. Hannah | Mgmt | For | For | For | |||
6 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
7 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
8 | Elect Robert A. McEvoy | Mgmt | For | For | For | |||
9 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
10 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
11 | Elect Douglas W. Stotlar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Retail Properties of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPAI | CUSIP 76131V202 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bonnie S. Biumi | Mgmt | For | For | For | |||
2 | Elect Frank A. Catalano, Jr. | Mgmt | For | For | For | |||
3 | Elect Paul R. Gauvreau | Mgmt | For | For | For | |||
4 | Elect Robert G Gifford | Mgmt | For | For | For | |||
5 | Elect Gerald M. Gorski | Mgmt | For | For | For | |||
6 | Elect Steven P. Grimes | Mgmt | For | For | For | |||
7 | Elect Richard P. Imperiale | Mgmt | For | For | For | |||
8 | Elect Peter L. Lynch | Mgmt | For | For | For | |||
9 | Elect Thomas J. Sargeant | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Adoption of a Simple Majority Vote for Amendments to Bylaws | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Elect LEE Jae Yong | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sao Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 02/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Appointment of Independent Appraiser - ValorUp Auditores Independentes | Mgmt | For | TNA | N/A | |||
5 | Approval Appraisal by ValorUp Auditores Independentes | Mgmt | For | TNA | N/A | |||
6 | Appointment of Independent Appraiser - KPMG Corporate Finance Ltda. | Mgmt | For | TNA | N/A | |||
7 | Approve Appraisal by KPMG | Mgmt | For | TNA | N/A | |||
8 | Approve Exchange of Shares Pursuant to the Merger | Mgmt | For | TNA | N/A | |||
9 | Approve Issuance of Shares in Connection with the Transaction | Mgmt | For | TNA | N/A | |||
10 | Authorize Board to Ratify and Execute the Approved Resolutions | Mgmt | For | TNA | N/A | |||
Sao Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 07/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Capitalisation of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
Sao Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 07/29/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Murilo Cesar Lemos dos Santos Passos to the Board as Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
13 | Elect Jorge Michel Lepeltier to the Supervisory Council as Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
14 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Sao Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 12/09/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Stock Split | Mgmt | For | TNA | N/A | |||
4 | Amendments to Article 6 (Authorised Capital) | Mgmt | For | TNA | N/A | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerri L. DeVard | Mgmt | For | For | For | |||
2 | Elect Robert J. Gillette | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Shinhan Financial Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
055550 | CINS Y7749X101 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect CHO Yong Byung | Mgmt | For | For | For | |||
4 | Elect WI Sung Ho | Mgmt | For | For | For | |||
5 | Elect PARK An Soon | Mgmt | For | For | For | |||
6 | Elect PARK Cheol | Mgmt | For | For | For | |||
7 | Elect LEE Sang Kyung | Mgmt | For | For | For | |||
8 | Elect JOO Jae Sung | Mgmt | For | For | For | |||
9 | Elect YUKI Hirakawa | Mgmt | For | For | For | |||
10 | Elect Philippe Avril | Mgmt | For | For | For | |||
11 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: LEE Sang Kyung | Mgmt | For | For | For | |||
13 | Election of Audit Committee Member: LEE Sung Ryang | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
Siam Cement Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCC | CINS Y7866P147 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sumet Tantivejkul | Mgmt | For | For | For | |||
6 | Elect Pricha Attavipach | Mgmt | For | For | For | |||
7 | Elect Yos Euarchukiati | Mgmt | For | For | For | |||
8 | Elect Kan Trakulhoon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Debentures | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2017 Financial Budget | Mgmt | For | For | For | |||
8 | Appointment of PRC and International Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Waiver of Pre-Emptive Rights | Mgmt | For | For | For | |||
10 | Independent Supervisors' Fees | Mgmt | For | Against | Against | |||
11 | Elect ZHAI Yalin | Mgmt | For | Against | Against | |||
12 | Elect FAN Qingyong | Mgmt | For | Against | Against | |||
13 | Elect ZHENG Yunrui | Mgmt | For | Against | Against | |||
14 | Elect CHOI Ting Ki | Mgmt | For | Against | Against | |||
15 | Amendment to the A Shares Option Incentive Scheme | Mgmt | For | For | For | |||
16 | Amendments to Articles and Rules of Procedure for Board Meetings | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Elect WANG Zhiqing | Mgmt | For | For | For | |||
19 | Elect WU Haijun | Mgmt | For | For | For | |||
20 | Elect GAO Jinping | Mgmt | For | For | For | |||
21 | Elect JIN Qiang | Mgmt | For | For | For | |||
22 | Elect GUO Xiaojun | Mgmt | For | For | For | |||
23 | Elect ZHOU Meiyun | Mgmt | For | For | For | |||
24 | Elect LEI Dianwu | Mgmt | For | Against | Against | |||
25 | Elect MO Zhenglin | Mgmt | For | Against | Against | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Elect ZHANG Yimin | Mgmt | For | For | For | |||
28 | Elect LIU Yunhong | Mgmt | For | For | For | |||
29 | Elect DU Weifeng | Mgmt | For | For | For | |||
30 | Elect PAN Fei | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 10/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Mutual Product Supply and Sale Services Framework Agreement (2017-2019) | Mgmt | For | For | For | |||
4 | Comprehensive Services Framework Agreement (2017-2019) | Mgmt | For | For | For | |||
SK Innovation Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
096770 | CINS Y8063L103 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Joon | Mgmt | For | For | For | |||
4 | Elect YU Jeong Jun | Mgmt | For | For | For | |||
5 | Elect KIM Jong Hoon | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: KIM Jong Hoon | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Smiles SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLE3 | CINS P8T12E100 | 03/17/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
Smiles SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLE3 | CINS P8T12E100 | 03/17/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Board Size | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Election of Directors | Mgmt | For | TNA | N/A | |||
10 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Smiles SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLE3 | CINS P8T12E100 | 06/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Approve Merger | Mgmt | For | TNA | N/A | |||
4 | Ratify Ernst & Young and Cabrera Assessoria as Independent Firms to Appraise Proposed Transaction | Mgmt | For | TNA | N/A | |||
5 | Approve Independent Firm's Appraisals | Mgmt | For | TNA | N/A | |||
6 | Approve Merger and Subsequent Extinction of Company | Mgmt | For | TNA | N/A | |||
7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | TNA | N/A | |||
Smiles SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLE3 | CINS P8T12E100 | 11/25/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Elect Fabio Bruggioni | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 13 (Election of Board Members) | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 18 (Management Board) | Mgmt | For | TNA | N/A | |||
Sonoco Products Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SON | CUSIP 835495102 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry A. Cockrell | Mgmt | For | For | For | |||
1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.3 | Elect James M. Micali | Mgmt | For | For | For | |||
1.4 | Elect Sundaram Nagarajan | Mgmt | For | For | For | |||
1.5 | Elect Marc D. Oken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
2 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
3 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
4 | Elect Kyle P. Legg | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
9 | Elect Frank P. Scruggs | Mgmt | For | For | For | |||
10 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Surgutneftegaz OJSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNGS | CINS 868861204 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | Against | Against | |||
3 | Financial Statements | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Audit Commission Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Elect Aleksandr V. Agarev | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Vladimir L. Bogdanov | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Alexander N. Bulanov | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ivan K. Dinichenko | Mgmt | N/A | For | N/A | |||
13 | Elect Vladimir P. Erokhin | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Viktor M. Krivosheev | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Nikolay I. Matveev | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Vladimir I. Raritsky | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Ildus S. Usmanov | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Vladimir A. Shashkov | Mgmt | N/A | For | N/A | |||
19 | Elect Taisiya P. Klinovskaya | Mgmt | For | For | For | |||
20 | Elect Valentina V. Musikhina | Mgmt | For | For | For | |||
21 | Elect Tamara F. Oleynik | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | D&O Insurance | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.7 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.8 | Elect John Schwarz | Mgmt | For | For | For | |||
1.9 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.10 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Approval of the Non-employee Director Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect Judith B. Craven | Mgmt | For | For | For | |||
4 | Elect William J. DeLaney | Mgmt | For | For | For | |||
5 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Jonathan Golden | Mgmt | For | For | For | |||
8 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
9 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
10 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
11 | Elect Nelson Peltz | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
14 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCB | CUSIP 872275102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. King | Mgmt | For | For | For | |||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
1.14 | Elect Richard A. Zona | Mgmt | For | For | For | |||
2 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO | CUSIP 879273209 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratify Directors' Fees | Mgmt | For | For | For | |||
7 | Authority to Advance Directors' Fees | Mgmt | For | For | For | |||
8 | Ratify Supervisory Council Fees | Mgmt | For | For | For | |||
9 | Election of a Director; Election of Alternate Directors | Mgmt | For | Against | Against | |||
10 | Supervisory Council Size | Mgmt | For | For | For | |||
11 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
12 | Election of Alternate Supervisory Council Members | Mgmt | For | For | For | |||
13 | Authority to Advance Supervisory Council Fees | Mgmt | For | For | For | |||
14 | Ratify Auditor's Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor; Auditor Fees | Mgmt | For | For | For | |||
16 | Audit Committee Budget | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO | CUSIP 879273209 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
4 | Merger by Absorption (Sofora Telecomunicaciones and Nortel Inversora) | Mgmt | For | Abstain | Against | |||
5 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Telkom SA SOC Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKG | CINS S84197102 | 08/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Jabu Mabuza | Mgmt | For | For | For | |||
2 | Re-elect Navin Kapila | Mgmt | For | For | For | |||
3 | Re-elect Itumeleng Kgaboesele | Mgmt | For | For | For | |||
4 | Re-elect Kholeka W. Mzondeki | Mgmt | For | For | For | |||
5 | Elect Audit Committee Member (Itumeleng Kgaboesele) | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Kholeka Mzondeki) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Louis von Zeuner) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Rex Tomlinson) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
11 | Appointment of Joint Auditor (Nkonki) | Mgmt | For | For | For | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect Hashmuddin bin Mohammad | Mgmt | For | For | For | |||
4 | Elect GEE Siew Yoong | Mgmt | For | For | For | |||
5 | Elect Noraini binti Che Dan | Mgmt | For | For | For | |||
6 | Elect Abd Manaf bin Hashim | Mgmt | For | For | For | |||
7 | Elect Sakthivel a/l Alagappan | Mgmt | For | For | For | |||
8 | Elect Leo Moggie | Mgmt | For | For | For | |||
9 | Elect Siti Norma binti Yaakob | Mgmt | For | For | For | |||
10 | Elect Zainal Abidin bin Putih | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Equity Grant to Nur Aishah binti Azman | Mgmt | For | For | For | |||
13 | Equity Grant to Ahmad Firdaus bin Azman | Mgmt | For | For | For | |||
14 | Equity Grant to Aswad bin Ameir | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Thai Oil PCL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2016 Operational Results and the Company's Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Directors' Fees | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
5 | Elect Chen Namchaisiri | Mgmt | For | TNA | N/A | |||
6 | Elect Suttipong Inseeyong | Mgmt | For | TNA | N/A | |||
7 | Elect Yongyut Jantharotai | Mgmt | For | TNA | N/A | |||
8 | Elect Nitima Thepvanangkul | Mgmt | For | TNA | N/A | |||
9 | Elect Aek Angsananont | Mgmt | For | TNA | N/A | |||
10 | Authority to Issue Debenture | Mgmt | For | TNA | N/A | |||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Bangchak Petroleum Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCP | CINS Y0586K134 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Director's Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Suthep Wongvorazathe | Mgmt | For | For | For | |||
5 | Elect Chaiwat Chotima | Mgmt | For | For | For | |||
6 | Elect Apirat Kongsompong | Mgmt | For | For | For | |||
7 | Elect Prasong Poontaneat | Mgmt | For | For | For | |||
8 | Elect M.L. Puntrik Smiti | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Change in Company | Mgmt | For | For | For | |||
12 | Adoption of New Articles of Association | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Foschini Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TFG | CINS S29260155 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Re-elect Samuel (Sam) E. Abrahams | Mgmt | For | Against | Against | |||
4 | Re-elect Michael Lewis | Mgmt | For | Against | Against | |||
5 | Re-elect Fatima Abrahams | Mgmt | For | Against | Against | |||
6 | Elect Graham H. Davin | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member (Sam Abrahams) | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member (Tumi Makgabo-Fiskerstrand) | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member (Eddy Oblowitz) | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member (Nomahlubi Simamane) | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member (David Friedland) | Mgmt | For | For | For | |||
12 | Approve Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve NEDs' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Approve Financial Assistance | Mgmt | For | For | For | |||
16 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Jane D. Carlin | Mgmt | For | For | For | |||
3 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
4 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect James W. Brown | Mgmt | For | For | For | |||
1.4 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.6 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect James M. Mead | Mgmt | For | For | For | |||
1.10 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.11 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||
2 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
3 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
4 | Elect Dawn Hudson | Mgmt | For | For | For | |||
5 | Elect William T. Kerr | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David M. Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | 2017 Investment Budget | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect MIAO Jianmin | Mgmt | For | For | For | |||
9 | Elect WANG Qingjian | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 11/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 12/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect CHEN Wuzhao as Director | Mgmt | For | For | For | |||
2 | Elect JING Xin as Supervisor | Mgmt | For | Against | Against | |||
3 | Remuneration Settlement Scheme of the Directors and Supervisors | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
5 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
9 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
10 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
11 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
12 | Elect Michael J. Ward | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
The Scotts Miracle-Gro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMG | CUSIP 810186106 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Hagedorn | Mgmt | For | For | For | |||
1.2 | Elect Brian D. Finn | Mgmt | For | For | For | |||
1.3 | Elect James F. McCann | Mgmt | For | For | For | |||
1.4 | Elect Nancy G. Mistretta | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | |||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | |||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | |||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | |||
5 | Elect David J. Grain | Mgmt | For | Against | Against | |||
6 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | |||
7 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Linda P. Hudson | Mgmt | For | Against | Against | |||
9 | Elect Donald M. James | Mgmt | For | Against | Against | |||
10 | Elect John D. Johns | Mgmt | For | Against | Against | |||
11 | Elect Dale E. Klein | Mgmt | For | Against | Against | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | |||
13 | Elect Steven R. Specker | Mgmt | For | Against | Against | |||
14 | Elect Larry D. Thompson | Mgmt | For | Against | Against | |||
15 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Tripod Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3044 | CINS Y8974X105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Andrew Cecere | Mgmt | For | For | For | |||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard K. Davis | Mgmt | For | For | For | |||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
12 | Elect David B. O'Maley | Mgmt | For | For | For | |||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
15 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Franck J. Moison | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John T. Stankey | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
United Tractors Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTR | CINS Y7146Y140 | 04/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Commissioners (Slate) | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Court D. Carruthers | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kenneth A. Giuriceo | Mgmt | For | Withhold | Against | |||
1.3 | Elect David M. Tehle | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Michele Romanow | Mgmt | For | For | For | |||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
8 | Elect John F. Sorte | Mgmt | For | For | For | |||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Vantiv Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Costello | Mgmt | For | For | For | |||
1.2 | Elect Lisa A. Hook | Mgmt | For | For | For | |||
1.3 | Elect David Karnstedt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Voya Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOYA | CUSIP 929089100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynne Biggar | Mgmt | For | For | For | |||
2 | Elect Jane P. Chwick | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect J. Barry Griswell | Mgmt | For | For | For | |||
5 | Elect Frederick S. Hubbell | Mgmt | For | For | For | |||
6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | |||
7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | |||
8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Elect David K. Zwiener | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
VWR Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWR | CUSIP 91843L103 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas W. Alexos | Mgmt | For | For | For | |||
2 | Elect Robert L. Barchi | Mgmt | For | For | For | |||
3 | Elect Edward A. Blechsmidt | Mgmt | For | For | For | |||
4 | Elect Manuel Brocke-Benz | Mgmt | For | For | For | |||
5 | Elect Robert P. DeCresce | Mgmt | For | For | For | |||
6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
7 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
8 | Elect Timothy P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Robert J. Zollars | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||
1.3 | Elect Edward Conard | Mgmt | For | For | For | |||
1.4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
1.5 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
1.6 | Elect William J. Miller | Mgmt | For | For | For | |||
1.7 | Elect Christopher J.O'Connell | Mgmt | For | For | For | |||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Reapproval of Material Terms of Performance Goals under the 2012 Equity Incentive Plan for purposes of section 162(m) of the Internal Revenue Code | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Weingarten Realty Investors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRI | CUSIP 948741103 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stanford Alexander | Mgmt | For | For | For | |||
1.3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |||
1.4 | Elect James W. Crownover | Mgmt | For | For | For | |||
1.5 | Elect Stephen A. Lasher | Mgmt | For | For | For | |||
1.6 | Elect Thomas L. Ryan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |||
1.8 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.9 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | Against | Against | |||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | Against | Against | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
Westar Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WR | CUSIP 95709T100 | 09/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect James E. Nave | Mgmt | For | For | For | |||
10 | Elect Michael Patriarca | Mgmt | For | For | For | |||
11 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
12 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
13 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
14 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | |||
1.2 | Elect Ken Bakshi | Mgmt | For | For | For | |||
1.3 | Elect Jorge L. Benitez | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | |||
1.5 | Elect John L. Manley | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | |||
1.8 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Segers | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect Saar Gillai | Mgmt | For | For | For | |||
4 | Elect Ronald Jankov | Mgmt | For | For | For | |||
5 | Elect Thomas H. Lee | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
YPF S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YPFD | CUSIP 984245100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Waive Preemptive Rights in Relation to Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor; Fees | Mgmt | For | For | For | |||
7 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
8 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
10 | Supervisory Council Size | Mgmt | For | Against | Against | |||
11 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | For | Against | Against | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors (Class D) | Mgmt | For | Against | Against | |||
14 | Directors' Fees; Supervisory Council's Fees | Mgmt | For | For | For | |||
15 | Merger by Absorption | Mgmt | For | For | For | |||
16 | Merger Valuation Report and Other Reports | Mgmt | For | For | For | |||
17 | Merger Agreement | Mgmt | For | For | For | |||
18 | Authority to Sign the Merger Agreement in Representation of the Company | Mgmt | For | For | For | |||
19 | Authority to Extend the Terms of the Global Notes Program | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Acceleron Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean M. George | Mgmt | For | For | For | |||
1.2 | Elect George Golumbeski | Mgmt | For | For | For | |||
1.3 | Elect Thomas A. McCourt | Mgmt | For | For | For | |||
1.4 | Elect Francois Nader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Buzzard | Mgmt | For | For | For | |||
2 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
3 | Elect Boris Elisman | Mgmt | For | For | For | |||
4 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
5 | Elect Robert J. Keller | Mgmt | For | For | For | |||
6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
7 | Elect Graciela Monteagudo | Mgmt | For | For | For | |||
8 | Elect Michael Norkus | Mgmt | For | For | For | |||
9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aceto Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACET | CUSIP 004446100 | 12/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert L. Eilender | Mgmt | For | For | For | |||
1.2 | Elect Salvatore Guccione | Mgmt | For | For | For | |||
1.3 | Elect Hans C. Noetzli | Mgmt | For | For | For | |||
1.4 | Elect William N. Britton | Mgmt | For | For | For | |||
1.5 | Elect Natasha Giordano | Mgmt | For | For | For | |||
1.6 | Elect Alan Levin | Mgmt | For | For | For | |||
1.7 | Elect Daniel B. Yarosh | Mgmt | For | For | For | |||
1.8 | Elect William C. Kennally, III | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aclaris Therapeutics, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACRS | CUSIP 00461U105 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anand Mehra | Mgmt | For | For | For | |||
1.2 | Elect Andrew Powell | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Tullman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Renewal of Advanced Energy's Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Merrie Frankel | Mgmt | For | For | For | |||
1.2 | Elect Farris G. Kalil | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||
2 | Elect Sheri H. Edison | Mgmt | For | For | For | |||
3 | Elect Mark G. Essig | Mgmt | For | For | For | |||
4 | Elect William K. Gerber | Mgmt | For | For | For | |||
5 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | |||
7 | Elect Roger K. Newport | Mgmt | For | For | For | |||
8 | Elect James A. Thomson | Mgmt | For | For | For | |||
9 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
10 | Elect Vicente Wright | Mgmt | For | For | For | |||
11 | Elect Arlene M. Yocum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the Omnibus Management Incentive Plan | Mgmt | For | For | For | |||
Alaska Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALK | CUSIP 011659109 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
2 | Elect Marion C. Blakey | Mgmt | For | For | For | |||
3 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
4 | Elect Dhiren Fonseca | Mgmt | For | For | For | |||
5 | Elect Jessie J. Knight, Jr. | Mgmt | For | For | For | |||
6 | Elect Dennis F. Madsen | Mgmt | For | For | For | |||
7 | Elect Helvi K. Sandvik | Mgmt | For | For | For | |||
8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
9 | Elect Bradley D. Tilden | Mgmt | For | For | For | |||
10 | Elect Eric K. Yeaman | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Albany Molecular Research, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMRI | CUSIP 012423109 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Hagen | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Maddaluna | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Amendment to the 2008 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
6 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
8 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Amber Road Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMBR | CUSIP 02318Y108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela F. Craven | Mgmt | For | For | For | |||
1.2 | Elect Rudy C. Howard | Mgmt | For | For | For | |||
1.3 | Elect Barry M.V. Williams | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joyce A. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James M. Gerlach | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Howe | Mgmt | For | For | For | |||
1.4 | Elect William R. Kunkel | Mgmt | For | For | For | |||
1.5 | Elect Debra J. Richardson | Mgmt | For | For | For | |||
1.6 | Elect Brenda J. Cushing | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 11/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | For | For | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | For | For | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | For | For | |||
1.4 | Elect George Karfunkel | Mgmt | For | For | For | |||
1.5 | Elect Leah Karfunkel | Mgmt | For | For | For | |||
1.6 | Elect Raul Rivera | Mgmt | For | For | For | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
ANI Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANIP | CUSIP 00182C103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brown Jr | Mgmt | For | For | For | |||
2 | Elect Arthur S. Przybyl | Mgmt | For | For | For | |||
3 | Elect Fred Holubow | Mgmt | For | For | For | |||
4 | Elect Tracy L. Marshbanks | Mgmt | For | For | For | |||
5 | Elect Thomas A. Penn | Mgmt | For | For | For | |||
6 | Elect Daniel Raynor | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apollo Commercial Real Estate Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARI | CUSIP 03762U105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffery M. Gault | Mgmt | For | For | For | |||
1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For | |||
1.4 | Elect Eric L. Press | Mgmt | For | For | For | |||
1.5 | Elect Scott S. Prince | Mgmt | For | For | For | |||
1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | |||
1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | |||
1.8 | Elect Cindy Z. Michel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Applied Optoelectronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAOI | CUSIP 03823U102 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Moore | Mgmt | For | For | For | |||
1.2 | Elect Che-Wei Lin | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of Material Terms under the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aralez Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARLZ | CUSIP 03852X100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adrian Adams | Mgmt | For | For | For | |||
2 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
3 | Elect Neal F. Fowler | Mgmt | For | For | For | |||
4 | Elect Rob Harris | Mgmt | For | For | For | |||
5 | Elect Arthur S. Kirsch | Mgmt | For | For | For | |||
6 | Elect Kenneth B. Lee, Jr. | Mgmt | For | For | For | |||
7 | Elect Seth A. Rudnick, M.D. | Mgmt | For | For | For | |||
8 | Elect F. Martin Thrasher | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ardelyx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARDX | CUSIP 039697107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert B. Bazemore | Mgmt | For | For | For | |||
1.2 | Elect Gordon Ringold | Mgmt | For | For | For | |||
1.3 | Elect Richard Rogers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Argan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGX | CUSIP 04010E109 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rainer H. Bosselmann | Mgmt | For | For | For | |||
1.2 | Elect Cynthia A. Flanders | Mgmt | For | For | For | |||
1.3 | Elect Peter W. Getsinger | Mgmt | For | For | For | |||
1.4 | Elect William F. Griffin, Jr. | Mgmt | For | For | For | |||
1.5 | Elect John R. Jeffrey, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William F. Leimkuhler | Mgmt | For | For | For | |||
1.7 | Elect W.G. Champion Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James W. Quinn | Mgmt | For | For | For | |||
1.9 | Elect Brian R. Sherras | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Arista Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANET | CUSIP 040413106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
1.2 | Elect Nikos Theodosopoulos | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ashford Hospitality Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CUSIP 044103109 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monty J. Bennett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Benjamin J. Ansell | Mgmt | For | For | For | |||
1.3 | Elect Amish Gupta | Mgmt | For | For | For | |||
1.4 | Elect Kamal Jafarnia | Mgmt | For | For | For | |||
1.5 | Elect Frederick J. Kleisner | Mgmt | For | For | For | |||
1.6 | Elect Philip S. Payne | Mgmt | For | For | For | |||
1.7 | Elect Alan L. Tallis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Banco Latinoamericano de Comercio Exterior, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLX | CUSIP P16994132 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elect Mario Covo | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Beacon Roofing Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BECN | CUSIP 073685109 | 02/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Buck | Mgmt | For | For | For | |||
1.2 | Elect Paul M. Isabella | Mgmt | For | For | For | |||
1.3 | Elect Carl T. Berquist | Mgmt | For | For | For | |||
1.4 | Elect Richard W. Frost | Mgmt | For | For | For | |||
1.5 | Elect Alan Gershenhorn | Mgmt | For | For | For | |||
1.6 | Elect Philip W. Knisely | Mgmt | For | For | For | |||
1.7 | Elect Robert M. McLaughlin | Mgmt | For | For | For | |||
1.8 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.9 | Elect Stuart A. Randle | Mgmt | For | For | For | |||
1.10 | Elect Douglas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
Belden Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDC | CUSIP 077454106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | Against | Against | |||
2 | Elect Lance C. Balk | Mgmt | For | Against | Against | |||
3 | Elect Steven W. Berglund | Mgmt | For | Against | Against | |||
4 | Elect Judy L. Brown | Mgmt | For | Against | Against | |||
5 | Elect Bryan C. Cressey | Mgmt | For | Against | Against | |||
6 | Elect Jonathan C. Klein | Mgmt | For | Against | Against | |||
7 | Elect George E. Minnich | Mgmt | For | Against | Against | |||
8 | Elect John M. Monter | Mgmt | For | Against | Against | |||
9 | Elect John S. Stroup | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Blucora Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCOR | CUSIP 095229100 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth J. Huebner | Mgmt | For | For | For | |||
2 | Elect Mary S. Zappone | Mgmt | For | For | For | |||
3 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol G. Carroll | Mgmt | For | For | For | |||
2 | Elect James C. Diggs | Mgmt | For | For | For | |||
3 | Elect Wyche Fowler | Mgmt | For | For | For | |||
4 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1997 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez | Mgmt | For | For | For | |||
2 | Elect William C. Kirby | Mgmt | For | For | For | |||
3 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
4 | Elect Sean D. Keohane | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
CACI International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CACI | CUSIP 127190304 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||
2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||
3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
4 | Elect William L. Jews | Mgmt | For | For | For | |||
5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||
6 | Elect J.P. London | Mgmt | For | For | For | |||
7 | Elect James L. Pavitt | Mgmt | For | For | For | |||
8 | Elect Warren R. Phillips | Mgmt | For | For | For | |||
9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||
10 | Elect William S. Wallace | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CalAtlantic Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAA | CUSIP 128195104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.3 | Elect William L. Jews | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
1.6 | Elect Norman J. Metcalfe | Mgmt | For | For | For | |||
1.7 | Elect Larry T. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.9 | Elect Charlotte St. Martin | Mgmt | For | For | For | |||
1.10 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Nocchiero | Mgmt | For | For | For | |||
1.2 | Elect Matthew Regis Bob | Mgmt | For | For | For | |||
1.3 | Elect James M. Trimble | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cambrex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBM | CUSIP 132011107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosina B. Dixon | Mgmt | For | For | For | |||
2 | Elect Claes Glassell | Mgmt | For | For | For | |||
3 | Elect Louis J. Grabowsky | Mgmt | For | For | For | |||
4 | Elect Bernhard Hampl | Mgmt | For | For | For | |||
5 | Elect Kathryn R. Harrigan | Mgmt | For | For | For | |||
6 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
7 | Elect Steven M. Klosk | Mgmt | For | For | For | |||
8 | Elect Peter G. Tombros | Mgmt | For | For | For | |||
9 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the Executive Cash Incentive Plan for the purposes of 162(m) | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Carbonite, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CARB | CUSIP 141337105 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Friend | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Elect Marina Levinson | Mgmt | For | For | For | |||
Cardinal Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFNL | CUSIP 14149F109 | 04/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ceco Environmental Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CECE | CUSIP 125141101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason DeZwirek | Mgmt | For | For | For | |||
1.2 | Elect Dennis Sadlowski | Mgmt | For | For | For | |||
1.3 | Elect Eric Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David B. Liner | Mgmt | For | For | For | |||
1.5 | Elect Claudio A. Mannarino | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Pollack | Mgmt | For | For | For | |||
1.7 | Elect Seth Rudin | Mgmt | For | For | For | |||
1.8 | Elect Valerie G. Sachs | Mgmt | For | For | For | |||
1.9 | Elect Donald A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
Century Communities Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCS | CUSIP 156504300 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dale Francescon | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Francescon | Mgmt | For | For | For | |||
1.3 | Elect James M. Lippman | Mgmt | For | For | For | |||
1.4 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.5 | Elect John P. Box | Mgmt | For | For | For | |||
2 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CEVA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEVA | CUSIP 157210105 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eliyahu Ayalon | Mgmt | For | For | For | |||
1.2 | Elect Zvi Limon | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Mann | Mgmt | For | For | For | |||
1.4 | Elect Maria Marced | Mgmt | For | For | For | |||
1.5 | Elect Peter McManamon | Mgmt | For | For | For | |||
1.6 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
1.7 | Elect Louis Silver | Mgmt | For | For | For | |||
1.8 | Elect Gideon Wertheizer | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCF | CUSIP 16150R104 | 02/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Everett Chadwick, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adam P. Chase | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter R. Chase | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mary Claire Chase | Mgmt | For | Withhold | Against | |||
1.5 | Elect John H Derby III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lewis P. Gack | Mgmt | For | Withhold | Against | |||
1.7 | Elect George M. Hughes | Mgmt | For | Withhold | Against | |||
1.8 | Elect Chad A. McDaniel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dana Mohler-Faria | Mgmt | For | Withhold | Against | |||
1.10 | Elect Thomas Wroe, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Edie Ames | Mgmt | For | For | For | |||
3 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
4 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
5 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
6 | Elect David B. Pittaway | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Klein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||
1.5 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.6 | Elect David Provost | Mgmt | For | For | For | |||
1.7 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.8 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L Tate | Mgmt | For | For | For | |||
1.10 | Elect Gary Torgow | Mgmt | For | For | For | |||
1.11 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
1.12 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Advisory Vote on the Frequency of the Advisory Approval of Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chesapeake Lodging Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHSP | CUSIP 165240102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Francis | Mgmt | For | For | For | |||
2 | Elect Douglas W. Vicari | Mgmt | For | For | For | |||
3 | Elect Thomas A. Natelli | Mgmt | For | For | For | |||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
5 | Elect John W. Hill | Mgmt | For | For | For | |||
6 | Elect George F. McKenzie | Mgmt | For | For | For | |||
7 | Elect Jeffrey D. Nuechterlein | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Charter to Permit Shareholders to Amend the Bylaws by Majority Vote | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Donlin | Mgmt | For | For | For | |||
2 | Elect Mark Abrams | Mgmt | For | For | For | |||
3 | Elect Gerard Creagh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ciena Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIEN | CUSIP 171779309 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harvey B. Cash | Mgmt | For | For | For | |||
2 | Elect Judith M. O'Brien | Mgmt | For | For | For | |||
3 | Elect Gary B. Smith | Mgmt | For | For | For | |||
4 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Carter | Mgmt | For | For | For | |||
1.2 | Elect Alexander M. Davern | Mgmt | For | For | For | |||
1.3 | Elect Timothy R. Dehne | Mgmt | For | For | For | |||
1.4 | Elect Christine King | Mgmt | For | For | For | |||
1.5 | Elect Jason P. Rhode | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Schuele | Mgmt | For | For | For | |||
1.7 | Elect William D. Sherman | Mgmt | For | For | For | |||
1.8 | Elect David J. Tupman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Management and Key Individual Contributor Incentive Plan | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Flaherty | Mgmt | For | For | For | |||
1.2 | Elect Ginger Graham | Mgmt | For | For | For | |||
1.3 | Elect Edward J. McKinley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Stephen N. David | Mgmt | For | For | For | |||
4 | Elect Robert C. Greving | Mgmt | For | For | For | |||
5 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
6 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
7 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
8 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
9 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
10 | Approval of amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cogent Communications Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.4 | Elect Richard T. Liebhaber | Mgmt | For | For | For | |||
1.5 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.6 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Colony NorthStar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNS | CUSIP 19625W104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
2 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
3 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
4 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
5 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
6 | Elect Justin Metz | Mgmt | For | For | For | |||
7 | Elect George G. C. Parker | Mgmt | For | For | For | |||
8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
9 | Elect John A. Somers | Mgmt | For | For | For | |||
10 | Elect John L Steffens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Community Healthcare Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHCT | CUSIP 20369C106 | 05/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Gardner | Mgmt | For | TNA | N/A | |||
1.2 | Elect Robert Z. Hensley | Mgmt | For | TNA | N/A | |||
1.3 | Elect Alfred Lumsdaine | Mgmt | For | TNA | N/A | |||
1.4 | Elect R. Lawrence Van Horn | Mgmt | For | TNA | N/A | |||
1.5 | Elect Timothy G. Wallace | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2014 Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Bosowski | Mgmt | For | For | For | |||
1.2 | Elect Michael O. Moore | Mgmt | For | For | For | |||
1.3 | Elect Jack Sweeny | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Material Terms of Performance Goals under the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Annual Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cooper-Standard Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPS | CUSIP 21676P103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Edwards | Mgmt | For | For | For | |||
2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
3 | Elect David J. Mastrocola | Mgmt | For | For | For | |||
4 | Elect Justin E. Mirro | Mgmt | For | For | For | |||
5 | Elect Robert J. Remenar | Mgmt | For | For | For | |||
6 | Elect Sonya F. Sepahban | Mgmt | For | For | For | |||
7 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
8 | Elect Stephen A. Van Oss | Mgmt | For | For | For | |||
9 | Elect Molly P. Zhang | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
Cray Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRAY | CUSIP 225223304 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Prithviraj Banerjee | Mgmt | For | For | For | |||
2 | Elect Martin J. Homlish | Mgmt | For | For | For | |||
3 | Elect Stephen C. Kiely | Mgmt | For | For | For | |||
4 | Elect Sally G. Narodick | Mgmt | For | For | For | |||
5 | Elect Daniel C. Regis | Mgmt | For | For | For | |||
6 | Elect Max L. Schireson | Mgmt | For | For | For | |||
7 | Elect Brian V. Turner | Mgmt | For | For | For | |||
8 | Elect Peter J. Ungaro | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Customers Bancorp, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUBI | CUSIP 23204G100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Lawrence Way | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Zuckerman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CYS Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYS | CUSIP 12673A108 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | |||
1.2 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.3 | Elect Karen Hammond | Mgmt | For | For | For | |||
1.4 | Elect Stephen P. Jonas | Mgmt | For | For | For | |||
1.5 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.7 | Elect James A. Stern | Mgmt | For | For | For | |||
1.8 | Elect David A. Tyson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dean Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DF | CUSIP 242370203 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet Hill | Mgmt | For | For | For | |||
2 | Elect J. Wayne Mailloux | Mgmt | For | For | For | |||
3 | Elect Helen McCluskey | Mgmt | For | For | For | |||
4 | Elect John R. Muse | Mgmt | For | For | For | |||
5 | Elect B. Craig Owens | Mgmt | For | For | For | |||
6 | Elect Ralph P. Scozzafava | Mgmt | For | For | For | |||
7 | Elect Jim L. Turner | Mgmt | For | For | For | |||
8 | Elect Robert T. Wiseman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.3 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.4 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
1.7 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.8 | Elect Lee J. Schram | Mgmt | For | For | For | |||
1.9 | Elect John L. Stauch | Mgmt | For | For | For | |||
1.10 | Elect Victoria A. Treyger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Depomed, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEPO | CUSIP 249908104 | 09/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Shareholder Proposal to Call a Special Meeting | ShrHoldr | N/A | Against | N/A | |||
DexCom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXCM | CUSIP 252131107 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Collins | Mgmt | For | For | For | |||
2 | Elect Mark G. Foletta | Mgmt | For | Against | Against | |||
3 | Elect Eric Topol | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 12/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
DiamondRock Hospitality Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRH | CUSIP 252784301 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
3 | Elect Timothy R. Chi | Mgmt | For | For | For | |||
4 | Elect Maureen L. McAvey | Mgmt | For | For | For | |||
5 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
6 | Elect William J. Shaw | Mgmt | For | For | For | |||
7 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||
8 | Elect Mark W. Brugger | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E. Apple | Mgmt | For | For | For | |||
3 | Elect David J. Illingworth | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect David G. Maffucci | Mgmt | For | For | For | |||
6 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
7 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
8 | Elect John D. Williams | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the Annual Incentive Plan for the Purposes of 162(m) | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Omnibus Incentive Plan for the purposes of 162(m) of the IRC | Mgmt | For | For | For | |||
14 | Approval of equity compensation limit for directors under the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Douglas Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLOW | CUSIP 25960R105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James L. Janik | Mgmt | For | For | For | |||
1.2 | Elect James D. Staley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Dycom Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DY | CUSIP 267475101 | 11/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
2 | Elect Anders Gustafsson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sander Flaum | Mgmt | For | For | For | |||
1.2 | Elect Scott Tarriff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.9 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Performance-Based Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn C. Zoon | Mgmt | For | For | For | |||
2 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
3 | Elect George Joulwan | Mgmt | For | For | For | |||
4 | Elect Louis Sullivan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Blakey | Mgmt | For | For | For | |||
2 | Elect Douglas D. Dirks | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | For | For | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Hoffen | Mgmt | For | For | For | |||
2 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
3 | Elect David M. Shaffer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Envision Healthcare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVHC | CUSIP 29414D100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carol J. Burt | Mgmt | For | For | For | |||
1.2 | Elect Christopher A. Holden | Mgmt | For | For | For | |||
1.3 | Elect Cynthia S. Miller | Mgmt | For | For | For | |||
1.4 | Elect Ronald A. Willaims | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ethan Allen Interiors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETH | CUSIP 297602104 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Farooq Kathwari | Mgmt | For | For | For | |||
2 | Elect James B. Carlson | Mgmt | For | For | For | |||
3 | Elect John J. Dooner, Jr. | Mgmt | For | For | For | |||
4 | Elect Domenick J. Esposito | Mgmt | For | For | For | |||
5 | Elect Mary Garrett | Mgmt | For | For | For | |||
6 | Elect James W. Schmotter | Mgmt | For | For | For | |||
7 | Elect Tara J. Stacom | Mgmt | For | For | For | |||
8 | Amendment to the Bylaws Regarding Advance Notice Provisions | Mgmt | For | Abstain | Against | |||
9 | Amendment to the Bylaws Regarding Proxy Access | Mgmt | For | Abstain | Against | |||
10 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
11 | Amendments to the Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | Abstain | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Evolent Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVH | CUSIP 30050B101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Diane Holder | Mgmt | For | Against | Against | |||
2 | Elect Matthew Hobart | Mgmt | For | Against | Against | |||
3 | Elect Michael D'Amato | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelixis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXEL | CUSIP 30161Q104 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael M. Morrissey | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Elect Lance Willsey | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FCB Financial Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCB | CUSIP 30255G103 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vincent S. Tese | Mgmt | For | For | For | |||
1.2 | Elect Les J Lieberman | Mgmt | For | For | For | |||
1.3 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Federated National Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNHC | CUSIP 31422T101 | 09/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael H. Braun | Mgmt | For | Against | Against | |||
2 | Elect Jenifer G. Kimbrough | Mgmt | For | Against | Against | |||
3 | Elect Bruce F. Simberg | Mgmt | For | Against | Against | |||
4 | Elect William G. Stewart | Mgmt | For | Against | Against | |||
5 | Elect Thomas A. Rogers | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
9 | Lower Minimum Share Ownership Threshold to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Street Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSC | CUSIP 31678A103 | 03/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of a New Investment Advisory Agreement | Mgmt | For | Against | Against | |||
Fifth Street Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSC | CUSIP 31678A103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dalton | Mgmt | For | For | For | |||
1.2 | Elect Brian S. Dunn | Mgmt | For | For | For | |||
1.3 | Elect Byron J. Haney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
First BanCorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBP | CUSIP 318672706 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aurelio Aleman | Mgmt | For | For | For | |||
2 | Elect Joshua D. Bresler | Mgmt | For | For | For | |||
3 | Elect Juan Acosta-Reboyras | Mgmt | For | For | For | |||
4 | Elect Luz A. Crespo | Mgmt | For | For | For | |||
5 | Elect Robert T. Gormley | Mgmt | For | For | For | |||
6 | Elect Michael P. Harmon | Mgmt | For | For | For | |||
7 | Elect Roberto R. Herencia | Mgmt | For | For | For | |||
8 | Elect David I. Matson | Mgmt | For | For | For | |||
9 | Elect Jose Menendez-Cortada | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
First Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCBC | CUSIP 31983A103 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. William Davis | Mgmt | For | For | For | |||
1.2 | Elect Gary R. Mills | Mgmt | For | For | For | |||
1.3 | Elect Michael Adam Sarver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Prime Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPRX | CUSIP 33830X104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kapil Dhingra | Mgmt | For | For | For | |||
2 | Elect Mark McDade | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. McCabe | Mgmt | For | For | For | |||
2 | Elect Donna M. O'Brien | Mgmt | For | For | For | |||
3 | Elect Michael J. Russo | Mgmt | For | For | For | |||
4 | Elect Caren C. Yoh | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond A. Link | Mgmt | For | For | For | |||
2 | Elect Michael D. Slessor | Mgmt | For | For | For | |||
3 | Elect Thomas M. St. Dennis | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Franklin Financial Network Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect James W. Cross IV | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Pratt Jr. | Mgmt | For | For | For | |||
1.5 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.8 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FTD Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTD | CUSIP 30281V108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tracey L. Belcourt | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Harch | Mgmt | For | For | For | |||
1.3 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive and Compensation Plan | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Globus Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMED | CUSIP 379577208 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Demski | Mgmt | For | Against | Against | |||
2 | Elect Kurt C. Wheeler | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Granite Construction Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GVA | CUSIP 387328107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Roberts | Mgmt | For | For | For | |||
2 | Elect Gaddi H. Vasquez | Mgmt | For | For | For | |||
3 | Elect David C. Darnell | Mgmt | For | For | For | |||
4 | Elect Celeste Beeks Mastin | Mgmt | For | For | For | |||
5 | Elect Patricia Galloway | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Great Southern Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSBC | CUSIP 390905107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin R. Ausburn | Mgmt | For | For | For | |||
1.2 | Elect Larry D. Frazier | Mgmt | For | For | For | |||
1.3 | Elect Douglas M. Pitt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Greenbrier Cos. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graeme A. Jack | Mgmt | For | For | For | |||
1.2 | Elect Wendy L. Teramoto | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rich Williams | Mgmt | For | For | For | |||
1.2 | Elect Eric Lefkofsky | Mgmt | For | For | For | |||
1.3 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
1.5 | Elect Peter Barris | Mgmt | For | For | For | |||
1.6 | Elect Robert Bass | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey Housenbold | Mgmt | For | For | For | |||
1.8 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.9 | Elect Joseph Levin | Mgmt | For | Withhold | Against | |||
1.10 | Elect Ann Ziegler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
3 | Elect David L. Houston | Mgmt | For | For | For | |||
4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Halozyme Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HALO | CUSIP 40637H109 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Matthew I. Posard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Halyard Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYH | CUSIP 40650V100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Abernathy | Mgmt | For | For | For | |||
2 | Elect Ronald W. Dollens | Mgmt | For | For | For | |||
3 | Elect Heidi K. Kunz | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
6 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
7 | Elect Thomas J Williams | Mgmt | For | For | For | |||
8 | Elect Michael Yang | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hawaiian Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HA | CUSIP 419879101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.2 | Elect Mark B. Dunkerley | Mgmt | For | For | For | |||
1.3 | Elect Earl E. Fry | Mgmt | For | For | For | |||
1.4 | Elect Lawrence S. Hershfield | Mgmt | For | For | For | |||
1.5 | Elect Randall L. Jenson | Mgmt | For | For | For | |||
1.6 | Elect Crystal K. Rose | Mgmt | For | For | For | |||
1.7 | Elect Richard N. Zwern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.8 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Mark J. Tarr | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hersha Hospitality Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HT | CUSIP 427825500 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hasu P. Shah | Mgmt | For | For | For | |||
2 | Elect Dianna F. Morgan | Mgmt | For | For | For | |||
3 | Elect John M. Sabin | Mgmt | For | For | For | |||
4 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Hillenbrand, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HI | CUSIP 431571108 | 02/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.3 | Elect Joe A. Raver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
HomeStreet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Ederer | Mgmt | For | For | For | |||
2 | Elect Thomas E. King | Mgmt | For | For | For | |||
3 | Elect George Kirk | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
Horizon Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBNC | CUSIP 440407104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James B. Dworkin | Mgmt | For | For | For | |||
1.2 | Elect Daniel F. Hopp | Mgmt | For | For | For | |||
1.3 | Elect Michele M. Magnuson | Mgmt | For | For | For | |||
1.4 | Elect Steven W. Reed | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Pharma plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HZNP | CUSIP G4617B105 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gino Santini | Mgmt | For | For | For | |||
2 | Elect Timothy P. Walbert | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Plurality Voting Standard for Contested Elections | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAC | CUSIP 44919P508 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.3 | Elect Barry Diller | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.5 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Joseph Levin | Mgmt | For | For | For | |||
1.8 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.12 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Creation of Class C Non-Voting Common Stock | Mgmt | For | Against | Against | |||
4 | Equal Dividend Treatment for All Common Stock Classes | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | |||
ICF International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICFI | CUSIP 44925C103 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sudhakar Kesavan | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Saucedo | Mgmt | For | For | For | |||
1.4 | Elect Richard H. Sherman | Mgmt | For | For | For | |||
1.5 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.6 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.7 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
1.8 | Elect Douglas E. Giordano | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
IDT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDT | CUSIP 448947507 | 12/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chenkin | Mgmt | For | Against | Against | |||
2 | Elect Eric F. Cosentino | Mgmt | For | Against | Against | |||
3 | Elect Howard S. Jonas | Mgmt | For | Against | Against | |||
4 | Elect Bill Pereira | Mgmt | For | Against | Against | |||
5 | Elect Judah Schorr | Mgmt | For | Against | Against | |||
6 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | For | For | |||
INC Research Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCR | CUSIP 45329R109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard N. Kender | Mgmt | For | For | For | |||
2 | Elect Kenneth F Meyers | Mgmt | For | For | For | |||
3 | Elect Matthew E. Monaghan | Mgmt | For | For | For | |||
4 | Elect David Y. Norton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the Management Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Integer Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITGR | CUSIP 45826H109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Dziedzic | Mgmt | For | For | For | |||
1.3 | Elect Jean Hobby | Mgmt | For | For | For | |||
1.4 | Elect M. Craig Maxwell | Mgmt | For | For | For | |||
1.5 | Elect Filippo Passerini | Mgmt | For | For | For | |||
1.6 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.7 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Spence | Mgmt | For | For | For | |||
1.9 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the Executive Short Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
InterDigital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDCC | CUSIP 45867G101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey K. Belk | Mgmt | For | For | For | |||
2 | Elect Joan Gillman | Mgmt | For | For | For | |||
3 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |||
4 | Elect John A. Kritzmacher | Mgmt | For | For | For | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | For | For | |||
6 | Elect William J. Merritt | Mgmt | For | For | For | |||
7 | Elect Kai O. Oistamo | Mgmt | For | For | For | |||
8 | Elect Jean F. Rankin | Mgmt | For | For | For | |||
9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
10 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |||
2 | Elect Michael T. Dance | Mgmt | For | For | For | |||
3 | Elect Linda Hall | Mgmt | For | For | For | |||
4 | Elect Terrance Maxwell | Mgmt | For | For | For | |||
5 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
6 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
7 | Elect John A. Schissel | Mgmt | For | For | For | |||
8 | Elect John D. Stewart | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect David Checketts | Mgmt | For | For | For | |||
3 | Elect Virginia Gambale | Mgmt | For | For | For | |||
4 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
5 | Elect Robin Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen Jewett | Mgmt | For | For | For | |||
7 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
8 | Elect Joel Peterson | Mgmt | For | For | For | |||
9 | Elect Frank V. Sica | Mgmt | For | For | For | |||
10 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
John B. Sanfilippo & Son, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBSS | CUSIP 800422107 | 11/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Edgar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ellen C. Taaffe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Daniel M. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cynthia A. Baldwin | Mgmt | For | For | For | |||
2 | Elect Leroy M. Ball | Mgmt | For | For | For | |||
3 | Elect Sharon Feng | Mgmt | For | For | For | |||
4 | Elect David M. Hillenbrand | Mgmt | For | For | For | |||
5 | Elect Albert J. Neupaver | Mgmt | For | Against | Against | |||
6 | Elect Louis L Testoni | Mgmt | For | For | For | |||
7 | Elect Stephen R. Tritch | Mgmt | For | For | For | |||
8 | Elect T. Michael Young | Mgmt | For | For | For | |||
9 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kratos Defense & Security Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KTOS | CUSIP 50077B207 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bandel L. Carano | Mgmt | For | For | For | |||
1.3 | Elect Eric DeMarco | Mgmt | For | For | For | |||
1.4 | Elect William Hoglund | Mgmt | For | For | For | |||
1.5 | Elect Scot Jarvis | Mgmt | For | For | For | |||
1.6 | Elect Jane Judd | Mgmt | For | For | For | |||
1.7 | Elect Samuel Liberatore | Mgmt | For | For | For | |||
1.8 | Elect Amy Zegart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
1.10 | Elect John T. Dickson | Mgmt | For | For | For | |||
1.11 | Elect Gary B. Moore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Landauer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDR | CUSIP 51476K103 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey A. Bailey | Mgmt | For | For | For | |||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
3 | Elect Teri Fontenot | Mgmt | For | For | For | |||
4 | Elect Michael P. Kaminski | Mgmt | For | For | For | |||
5 | Elect Michael T. Leatherman | Mgmt | For | For | For | |||
6 | Elect David E. Meador | Mgmt | For | For | For | |||
7 | Elect Frank B. Modruson | Mgmt | For | For | For | |||
8 | Elect Jeffrey A. Strong | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lannett Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCI | CUSIP 516012101 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Farber | Mgmt | For | For | For | |||
1.2 | Elect Arthur P. Bedrosian | Mgmt | For | For | For | |||
1.3 | Elect James M. Maher | Mgmt | For | For | For | |||
1.4 | Elect David Drabik | Mgmt | For | For | For | |||
1.5 | Elect Paul Taveira | Mgmt | For | For | For | |||
1.6 | Elect Albert Paonessa III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Barnello | Mgmt | For | For | For | |||
1.2 | Elect Denise M. Coll | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey T Foland | Mgmt | For | For | For | |||
1.4 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey L. Martin | Mgmt | For | For | For | |||
1.6 | Elect Stuart L. Scott | Mgmt | For | For | For | |||
1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lexicon Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXRX | CUSIP 528872302 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel L. Barker | Mgmt | For | TNA | N/A | |||
1.2 | Elect Christopher J. Sobecki | Mgmt | For | TNA | N/A | |||
1.3 | Elect Judith L. Swain | Mgmt | For | TNA | N/A | |||
2 | Approval of amendment to the Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of the 2017 Non-Employee Directors' Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Lexington Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXP | CUSIP 529043101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Robert Roskind | Mgmt | For | For | For | |||
2 | Elect T. Wilson Eglin | Mgmt | For | For | For | |||
3 | Elect Harold First | Mgmt | For | For | For | |||
4 | Elect Richard S. Frary | Mgmt | For | For | For | |||
5 | Elect Lawrence L. Gray | Mgmt | For | For | For | |||
6 | Elect Jamie Handwerker | Mgmt | For | For | For | |||
7 | Elect Claire A. Koeneman | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Approval of the amendment to the 2011 Equity-Based Award Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
LGI Homes Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGIH | CUSIP 50187T106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ryan Edone | Mgmt | For | For | For | |||
1.2 | Elect Duncan Gage | Mgmt | For | For | For | |||
1.3 | Elect Eric Lipar | Mgmt | For | For | For | |||
1.4 | Elect Bryan Sansbury | Mgmt | For | For | For | |||
1.5 | Elect Steven Smith | Mgmt | For | For | For | |||
1.6 | Elect Robert Vahradian | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Ligand Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.4 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.5 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.6 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.7 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Littelfuse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFUS | CUSIP 537008104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||
2 | Elect Cary T. Fu | Mgmt | For | For | For | |||
3 | Elect Anthony Grillo | Mgmt | For | For | For | |||
4 | Elect David W. Heinzmann | Mgmt | For | For | For | |||
5 | Elect Gordon Hunter | Mgmt | For | For | For | |||
6 | Elect John E. Major | Mgmt | For | For | For | |||
7 | Elect William P. Noglows | Mgmt | For | For | For | |||
8 | Elect Ronald L. Schubel | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
MainSource Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFG | CUSIP 56062Y102 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen L. Bardwell | Mgmt | For | For | For | |||
1.2 | Elect William G. Barron | Mgmt | For | For | For | |||
1.3 | Elect Vincent A. Berta | Mgmt | For | For | For | |||
1.4 | Elect Archie M. Brown, Jr. | Mgmt | For | For | For | |||
1.5 | Elect D.J. Hines | Mgmt | For | For | For | |||
1.6 | Elect Erin P. Hoeflinger | Mgmt | For | For | For | |||
1.7 | Elect Thomas M. O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Lawrence R. Rueff | Mgmt | For | For | For | |||
1.9 | Elect John G. Seale | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Shaw | Mgmt | For | For | For | |||
1.2 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.3 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Robert Campbell | Mgmt | For | For | For | |||
1.2 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jorge Mas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Matson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MATX | CUSIP 57686G105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Cox | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Stanley M. Kuriyama | Mgmt | For | For | For | |||
1.6 | Elect Constance H. Lau | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey N. Watanabe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William (Bill) P. Sullivan | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||
1.4 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.7 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.8 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MaxLinear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXL | CUSIP 57776J100 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | |||
2 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mcbc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCFT | CUSIP 55276F107 | 10/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roch B. Lambert | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter G. Leemputte | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E. Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Kendall E. Stork | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
MiMedx Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDXG | CUSIP 602496101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles R. Evans | Mgmt | For | For | For | |||
2 | Elect Charles E. Koob | Mgmt | For | For | For | |||
3 | Elect Neil S. Yeston | Mgmt | For | For | For | |||
4 | Elect Luis Aguilar | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Breunig | Mgmt | For | For | For | |||
2 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
MKS Instruments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKSI | CUSIP 55306N104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Bertucci | Mgmt | For | For | For | |||
1.2 | Elect Gregory R. Beecher | Mgmt | For | For | For | |||
1.3 | Elect Rick D. Hess | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Molina Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOH | CUSIP 60855R100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Mario Molina | Mgmt | For | For | For | |||
2 | Elect Ronna Romney | Mgmt | For | For | For | |||
3 | Elect Dale Wolf | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Andrew Adams | Mgmt | For | Against | Against | |||
2 | Elect Robert A. McCabe, Jr. | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin M. Blakely | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
3 | Elect Julie M. Howard | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Samuel K. Skinner | Mgmt | For | For | For | |||
6 | Elect James R. Thompson | Mgmt | For | For | For | |||
7 | Elect Michael L. Tipsord | Mgmt | For | For | For | |||
8 | Elect Randy H. Zwirn | Mgmt | For | For | For | |||
9 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
10 | Re-Approval of 162(m) Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman C. Chambers | Mgmt | For | Against | Against | |||
2 | Elect Kathleen J. Affeldt | Mgmt | For | Against | Against | |||
3 | Elect George L. Ball | Mgmt | For | Against | Against | |||
4 | Elect Nathan K. Sleeper | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Nelnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNI | CUSIP 64031N108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael S. Dunlap | Mgmt | For | For | For | |||
2 | Elect Stephen F. Butterfield | Mgmt | For | For | For | |||
3 | Elect James P. Abel | Mgmt | For | For | For | |||
4 | Elect William R. Cintani | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Farrell | Mgmt | For | For | For | |||
6 | Elect David S. Graff | Mgmt | For | Against | Against | |||
7 | Elect Thomas E. Henning | Mgmt | For | For | For | |||
8 | Elect Kimberly K. Rath | Mgmt | For | For | For | |||
9 | Elect Michael D. Reardon | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Amendment to Classify Board | Mgmt | For | Against | Against | |||
Neurocrine Biosciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBIX | CUSIP 64125C109 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin C. Gorman | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Lyons | Mgmt | For | For | For | |||
1.3 | Elect Alfred W. Sandrock, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Tyson | Mgmt | For | For | For | |||
2 | Elect David Saltzman | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
New York REIT Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYRT | CUSIP 64976L109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig T. Bouchard | Mgmt | For | For | For | |||
1.2 | Elect Howard Goldberg | Mgmt | For | For | For | |||
1.3 | Elect Joe C. McKinney | Mgmt | For | For | For | |||
1.4 | Elect James L. Nelson | Mgmt | For | For | For | |||
1.5 | Elect P. Sue Perrotty | Mgmt | For | For | For | |||
1.6 | Elect Randolph C. Read | Mgmt | For | For | For | |||
1.7 | Elect Wendy A. Silverstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 12/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Northern Oil & Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOG | CUSIP 665531109 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Bromiley | Mgmt | For | For | For | |||
1.2 | Elect Michael Frantz | Mgmt | For | For | For | |||
1.3 | Elect Robert Grabb | Mgmt | For | For | For | |||
1.4 | Elect Delos Cy Jamison | Mgmt | For | For | For | |||
1.5 | Elect Jack E. King | Mgmt | For | For | For | |||
1.6 | Elect Michael Popejoy | Mgmt | For | For | For | |||
1.7 | Elect Richard Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
OFG Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 67103X102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan C. Aguayo | Mgmt | For | For | For | |||
1.2 | Elect Rafael F. Martinez-Margarida | Mgmt | For | For | For | |||
1.3 | Elect Jorge Colon-Gerena | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
1.2 | Elect Christopher T. Seaver | Mgmt | For | For | For | |||
1.3 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig M. Bernfield | Mgmt | For | For | For | |||
1.2 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.3 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.4 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.5 | Elect Bernard J. Korman | Mgmt | For | For | For | |||
1.6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.7 | Elect Ben W. Perks | Mgmt | For | For | For | |||
1.8 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
1.9 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford, PhD | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Certificate Amendment to Eliminate Restrictions on Removal of Directors | Mgmt | For | For | For | |||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Biederman | Mgmt | For | For | For | |||
2 | Elect Patrick J. Callan, Jr. | Mgmt | For | For | For | |||
3 | Elect Louis P. Karol | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
OneMain Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMF | CUSIP 68268W103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay N. Levine | Mgmt | For | For | For | |||
1.2 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary F. Colter | Mgmt | For | For | For | |||
1.2 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||
1.3 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||
1.4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
1.7 | Elect John J. McMackin, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Alan J. Murray | Mgmt | For | For | For | |||
1.9 | Elect Hari N. Nair | Mgmt | For | For | For | |||
1.10 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Carol A. Williams | Mgmt | For | For | For | |||
1.12 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Carona | Mgmt | For | For | For | |||
1.2 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Pfau | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yvonne Greenstreet | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Pace | Mgmt | For | For | For | |||
1.3 | Elect David Stack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Patrick Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PATK | CUSIP 703343103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | |||
1.3 | Elect John A. Forbes | Mgmt | For | For | For | |||
1.4 | Elect Paul E. Hassler | Mgmt | For | For | For | |||
1.5 | Elect Michael A. Kitson | Mgmt | For | For | For | |||
1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | |||
1.7 | Elect M. Scott Welch | Mgmt | For | For | For | |||
1.8 | Elect Walter E. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.4 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Paylocity Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCTY | CUSIP 70438V106 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven R. Beauchamp | Mgmt | For | For | For | |||
1.2 | Elect Andres D. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PennantPark Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNNT | CUSIP 708062104 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marshall Brozost | Mgmt | For | For | For | |||
1.2 | Elect Samuel L. Katz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Penumbra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arani Bose | Mgmt | For | For | For | |||
2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tara M. Abraham | Mgmt | For | For | For | |||
1.2 | Elect James S. Huggins | Mgmt | For | For | For | |||
1.3 | Elect Brooke W. James | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PGT Innovations Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGTI | CUSIP 69336V101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brett N. Milgrim | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Feintuch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jeff Jackson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Piper Jaffray Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJC | CUSIP 724078100 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew S. Duff | Mgmt | For | For | For | |||
2 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
3 | Elect Michael M. Frazier | Mgmt | For | For | For | |||
4 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
5 | Elect Addison L. Piper | Mgmt | For | For | For | |||
6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
7 | Elect Philip E. Soran | Mgmt | For | For | For | |||
8 | Elect Scott C. Taylor | Mgmt | For | For | For | |||
9 | Elect Michele Volpi | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marv Tseu | Mgmt | For | For | For | |||
2 | Elect Ken Kannappan | Mgmt | For | For | For | |||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
4 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
5 | Elect Greggory Hammann | Mgmt | For | For | For | |||
6 | Elect John Hart | Mgmt | For | For | For | |||
7 | Elect Maria Martinez | Mgmt | For | For | For | |||
8 | Elect Marshall Mohr | Mgmt | For | For | For | |||
9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plexus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLXS | CUSIP 729132100 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralf R. Boer | Mgmt | For | For | For | |||
1.2 | Elect Stephen P. Cortinovis | Mgmt | For | For | For | |||
1.3 | Elect David J. Drury | Mgmt | For | For | For | |||
1.4 | Elect Joann M. Eisenhart | Mgmt | For | For | For | |||
1.5 | Elect Dean A. Foate | Mgmt | For | For | For | |||
1.6 | Elect Rainer Jueckstock | Mgmt | For | For | For | |||
1.7 | Elect Peter Kelly | Mgmt | For | For | For | |||
1.8 | Elect Todd P. Kelsey | Mgmt | For | For | For | |||
1.9 | Elect Michael V. Schrock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Power Integrations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWI | CUSIP 739276103 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wendy Arienzo | Mgmt | For | For | For | |||
1.2 | Elect Balu Balakrishnan | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Bickell | Mgmt | For | For | For | |||
1.4 | Elect Nicholas E. Brathwaite | Mgmt | For | For | For | |||
1.5 | Elect William L. George | Mgmt | For | For | For | |||
1.6 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
1.7 | Elect E. Floyd Kvamme | Mgmt | For | For | For | |||
1.8 | Elect Steven J. Sharp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Primoris Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRIM | CUSIP 74164F103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Tinstman | Mgmt | For | Withhold | Against | |||
1.2 | Elect David L. King | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Schauerman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Feiber | Mgmt | For | For | For | |||
1.2 | Elect Eric Hahn | Mgmt | For | For | For | |||
1.3 | Elect Kevin Harvey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PROS Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRO | CUSIP 74346Y103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg B. Petersen | Mgmt | For | For | For | |||
1.2 | Elect Timothy V. Williams | Mgmt | For | For | For | |||
1.3 | Elect Mariette M. Woestemeyer | Mgmt | For | For | For | |||
2 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lars G. Ekman | Mgmt | For | For | For | |||
2 | Elect Gene G. Kinney | Mgmt | For | For | For | |||
3 | Elect Dr. Dennis J. Selkoe | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Puma Biotechnology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBYI | CUSIP 74587V107 | 06/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Auerbach | Mgmt | For | For | For | |||
1.2 | Elect Jay M. Moyes | Mgmt | For | For | For | |||
1.3 | Elect Adrian M. Senderowicz | Mgmt | For | For | For | |||
1.4 | Elect Troy E. Wilson | Mgmt | For | Withhold | Against | |||
1.5 | Elect Frank E. Zavrl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Third Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Fourth Amendment to the 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D306 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Leslie J. Stretch | Mgmt | For | Abstain | Against | |||
6 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ramco Gershenson Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPT | CUSIP 751452202 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
1.2 | Elect Dennis E. Gershenson | Mgmt | For | For | For | |||
1.3 | Elect Arthur H. Goldberg | Mgmt | For | For | For | |||
1.4 | Elect David J. Nettina | Mgmt | For | For | For | |||
1.5 | Elect Joel M. Pashcow | Mgmt | For | For | For | |||
1.6 | Elect Mark K. Rosenfeld | Mgmt | For | For | For | |||
1.7 | Elect Laurie M. Shahon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen A. Kaplan | Mgmt | For | For | For | |||
1.2 | Elect Jack Tyrrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah J. Anderson | Mgmt | For | For | For | |||
2 | Elect Karen W. Colonias | Mgmt | For | For | For | |||
3 | Elect John G. Figueroa | Mgmt | For | For | For | |||
4 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
5 | Elect David H. Hannah | Mgmt | For | For | For | |||
6 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
7 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
8 | Elect Robert A. McEvoy | Mgmt | For | For | For | |||
9 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
10 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
11 | Elect Douglas W. Stotlar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Scott Forbes | Mgmt | For | Against | Against | |||
8 | Elect Peter Brooks-Johnson | Mgmt | For | Against | Against | |||
9 | Elect Robyn Perriss | Mgmt | For | Against | Against | |||
10 | Elect Peter W. Williams | Mgmt | For | Against | Against | |||
11 | Elect Ashley Martin | Mgmt | For | Against | Against | |||
12 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | Against | Against | |||
13 | Elect Jacqueline de Rojas | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendment to 2009 Deferred Share Bonus Plan | Mgmt | For | For | For | |||
21 | 2008 Sharesave Plan | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
RPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPXC | CUSIP 74972G103 | 07/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Amster | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Fingerhood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryman Hospitality Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHP | CUSIP 78377T107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J Bender | Mgmt | For | For | For | |||
2 | Elect Rachna Bhasin | Mgmt | For | For | For | |||
3 | Elect Alvin Bowles | Mgmt | For | For | For | |||
4 | Elect William F. Hagerty | Mgmt | For | For | For | |||
5 | Elect Ellen R. Levine | Mgmt | For | For | For | |||
6 | Elect Patrick Q. Moore | Mgmt | For | For | For | |||
7 | Elect Robert S. Prather, Jr. | Mgmt | For | For | For | |||
8 | Elect Colin V. Reed | Mgmt | For | For | For | |||
9 | Elect Michael I. Roth | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna D. Fraiche | Mgmt | For | For | For | |||
2 | Elect Adam D. Portnoy | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sensata Technologies Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ST | CUSIP N7902X106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | |||
1.3 | Elect Beda Bolzenius | Mgmt | For | For | For | |||
1.4 | Elect James E. Heppelman | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.7 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||
1.8 | Elect Andrew Teich | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Accounts and Reports (Dutch Statutory) | Mgmt | For | For | For | |||
4 | Discharge of Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Technical Amendments to Articles | Mgmt | For | For | For | |||
ShoreTel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOR | CUSIP 825211105 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark F. Bregman | Mgmt | For | For | For | |||
1.2 | Elect Marjorie L. Bowen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Silicon Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLAB | CUSIP 826919102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Navdeep S. Sooch | Mgmt | For | For | For | |||
2 | Elect William P. Wood | Mgmt | For | For | For | |||
3 | Elect Nina Richardson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
8 | Re-approve Material Terms of the Amended 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Amendment of the 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below NAV | Mgmt | For | For | For | |||
Sonic Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SONC | CUSIP 835451105 | 01/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tony D. Bartel | Mgmt | For | For | For | |||
1.2 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.3 | Elect Lauren R. Hobart | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Schutz | Mgmt | For | For | For | |||
1.5 | Elect Kathryn L. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Senior Executive Cash Incentive Plan | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect David M. Staples | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectranetics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPNC | CUSIP 84760C107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel A. Pelak | Mgmt | For | For | For | |||
1.2 | Elect Maria Sainz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.2 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STAG Industrial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAG | CUSIP 85254J102 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | |||
1.2 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey D. Furber | Mgmt | For | For | For | |||
1.4 | Elect Larry T. Guillemette | Mgmt | For | For | For | |||
1.5 | Elect Francis X. Jacoby III | Mgmt | For | For | For | |||
1.6 | Elect Christopher P. Marr | Mgmt | For | For | For | |||
1.7 | Elect Hans S. Weger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Stamps.com Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STMP | CUSIP 852857200 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth McBride | Mgmt | For | For | For | |||
1.2 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Standex International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXI | CUSIP 854231107 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas E. Chorman | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Performance Goals Under the 2008 Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amend Bylaws to Allow the Board to Change Board Size | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Steris Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP G84720104 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||
3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||
5 | Elect Sir Duncan K. Nichol | Mgmt | For | For | For | |||
6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
8 | Elect Richard M. Steeves | Mgmt | For | For | For | |||
9 | Elect John P. Wareham | Mgmt | For | For | For | |||
10 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
11 | Elect Michael B. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Directors' Remuneration Policy (Binding) | Mgmt | For | For | For | |||
18 | Senior Executive Management Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
20 | General Authority to Purchase Shares Off-Market | Mgmt | For | For | For | |||
21 | Authority to Purchase One Ordinary Share Off-Market | Mgmt | For | For | For | |||
22 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | For | |||
23 | Ratification of Interim Dividend Payment and Release of Claims | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect Rose Peabody Lynch | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||
1.8 | Elect Amelia Newton Varela | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter S. Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Opt Out of Maryland's Unsolicited Takeover Act | Mgmt | For | For | For | |||
Summit Materials Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.2 | Elect John R. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Super Micro Computer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMCI | CUSIP 86800U104 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Liang | Mgmt | For | For | For | |||
1.2 | Elect Sherman Tuan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Synergy Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCI | CUSIP 78470V108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Korus | Mgmt | For | For | For | |||
1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect MIAO Feng-Qiang | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Ann Vezina | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.10 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.11 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 07/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCB | CUSIP 872275102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. King | Mgmt | For | For | For | |||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
1.14 | Elect Richard A. Zona | Mgmt | For | For | For | |||
2 | Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Terex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEX | CUSIP 880779103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paula Cholmondeley | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect John L. Garrison Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas J. Hansen | Mgmt | For | For | For | |||
5 | Elect Matthew Hepler | Mgmt | For | For | For | |||
6 | Elect Raimund Klinkner | Mgmt | For | For | For | |||
7 | Elect David A. Sachs | Mgmt | For | For | For | |||
8 | Elect Oren G. Shaffer | Mgmt | For | For | For | |||
9 | Elect David C. Wang | Mgmt | For | For | For | |||
10 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tetra Tech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTEK | CUSIP 88162G103 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | |||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | |||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | |||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||
1.5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
1.6 | Elect Kimberly E. Ritrievi | Mgmt | For | For | For | |||
1.7 | Elect Albert E. Smith | Mgmt | For | For | For | |||
1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
1.9 | Elect Kristen M. Volpi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. Crouse | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
8 | Elect Elizabeth H.S. Wyatt | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
TherapeuticsMD, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXMD | CUSIP 88338N107 | 06/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Finizio | Mgmt | For | For | For | |||
1.3 | Elect John C.K. Milligan, IV | Mgmt | For | For | For | |||
1.4 | Elect Brian Bernick | Mgmt | For | For | For | |||
1.5 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
1.6 | Elect Cooper C. Collins | Mgmt | For | For | For | |||
1.7 | Elect Robert V. LaPenta, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Jules A. Musing | Mgmt | For | For | For | |||
1.9 | Elect Angus C. Russell | Mgmt | For | For | For | |||
1.10 | Elect Nicholas Segal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tutor Perini Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPC | CUSIP 901109108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald N. Tutor | Mgmt | For | For | For | |||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | |||
1.3 | Elect Sidney J. Feltenstein | Mgmt | For | For | For | |||
1.4 | Elect James A. Frost | Mgmt | For | For | For | |||
1.5 | Elect Michael R. Klein | Mgmt | For | For | For | |||
1.6 | Elect Thomas C. Leppert | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Lieber | Mgmt | For | For | For | |||
1.8 | Elect Dennis D. Oklak | Mgmt | For | For | For | |||
1.9 | Elect Raymond R. Oneglia | Mgmt | For | For | For | |||
1.10 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.11 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
1.12 | Elect Dickran M. Tevrizian, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tyler Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYL | CUSIP 902252105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||
5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||
6 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||
7 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||
8 | Elect Daniel M. Pope | Mgmt | For | For | For | |||
9 | Elect Dustin R. Womble | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
U.S. Concrete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USCR | CUSIP 90333L201 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene I. Davis | Mgmt | For | For | For | |||
2 | Elect William J. Sandbrook | Mgmt | For | For | For | |||
3 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
4 | Elect Michael D. Lundin | Mgmt | For | For | For | |||
5 | Elect Robert M. Rayner | Mgmt | For | For | For | |||
6 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||
7 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2017 Cash Incentive Plan | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Anne Pol | Mgmt | For | For | For | |||
5 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
6 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.3 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.4 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.5 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.6 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.8 | Elect David C Shaver | Mgmt | For | For | For | |||
1.9 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
1.10 | Elect David H. Wilkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Uniti Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIT | CUSIP 91325V108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect Scott G Bruce | Mgmt | For | For | For | |||
3 | Elect Francis X. Frantz | Mgmt | For | For | For | |||
4 | Elect Andrew Frey | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Gunderman | Mgmt | For | For | For | |||
6 | Elect David L. Solomon | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Vector Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VGR | CUSIP 92240M108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bennett S. LeBow | Mgmt | For | For | For | |||
1.2 | Elect Howard M. Lorber | Mgmt | For | For | For | |||
1.3 | Elect Ronald J. Bernstein | Mgmt | For | For | For | |||
1.4 | Elect Stanley S. Arkin | Mgmt | For | For | For | |||
1.5 | Elect Henry C. Beinstein | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey S. Podell | Mgmt | For | For | For | |||
1.7 | Elect Jean E. Sharpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.7 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.8 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.9 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.10 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect April H. Foley | Mgmt | For | For | For | |||
2 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHoldr | Against | Against | For | |||
Vonage Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VG | CUSIP 92886T201 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Katz | Mgmt | For | For | For | |||
2 | Elect John J. Roberts | Mgmt | For | For | For | |||
3 | Elect Carl Sparks | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Extension of Tax Benefits Preservation Plan | Mgmt | For | For | For | |||
VWR Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWR | CUSIP 91843L103 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas W. Alexos | Mgmt | For | For | For | |||
2 | Elect Robert L. Barchi | Mgmt | For | For | For | |||
3 | Elect Edward A. Blechsmidt | Mgmt | For | For | For | |||
4 | Elect Manuel Brocke-Benz | Mgmt | For | For | For | |||
5 | Elect Robert P. DeCresce | Mgmt | For | For | For | |||
6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
7 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
8 | Elect Timothy P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Robert J. Zollars | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wabash National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNC | CUSIP 929566107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Giromini | Mgmt | For | For | For | |||
2 | Elect Martin C. Jischke | Mgmt | For | For | For | |||
3 | Elect John E. Kunz | Mgmt | For | For | For | |||
4 | Elect Larry J. Magee | Mgmt | For | For | For | |||
5 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
6 | Elect Scott K. Sorensen | Mgmt | For | For | For | |||
7 | Elect Brent L. Yeagy | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | Against | Against | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
5 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Mark A. McCollum | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect Joel S. Becker | Mgmt | For | For | For | |||
3 | Elect John J. Crawford | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
5 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
6 | Elect Karen R. Osar | Mgmt | For | For | For | |||
7 | Elect Mark Pettie | Mgmt | For | For | For | |||
8 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect James E. Nave | Mgmt | For | For | For | |||
10 | Elect Michael Patriarca | Mgmt | For | For | For | |||
11 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
12 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
13 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
14 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Alfroid | Mgmt | For | For | For | |||
1.2 | Elect Raymond Betler | Mgmt | For | For | For | |||
1.3 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1995 Non-Employee Directors' Fee and Stock Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wilshire Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIBC | CUSIP 97186T108 | 07/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2.1 | Elect Daisy Y. Ha | Mgmt | For | For | For | |||
2.2 | Elect Steven J. Didion | Mgmt | For | For | For | |||
2.3 | Elect Jae Whan Yoo | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Allon Bloch | Mgmt | For | For | For | |||
2 | Elect Erika Rottenberg | Mgmt | For | For | For | |||
3 | Compensation Policy | Mgmt | For | For | For | |||
4 | Confirmation of Non-Controlling Shareholder | Mgmt | For | Against | Against | |||
5 | Directors' Compensation Plan | Mgmt | For | Against | Against | |||
6 | Confirmation of Non-Controlling Shareholder | Mgmt | For | Against | Against | |||
7 | Increase Annual Equity Grant of Chair | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wolverine World Wide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWW | CUSIP 978097103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William K. Gerber | Mgmt | For | For | For | |||
2 | Elect Blake W. Krueger | Mgmt | For | For | For | |||
3 | Elect Nicholas T. Long | Mgmt | For | For | For | |||
4 | Elect Michael A. Volkema | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Amended and Restated Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xperi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPER | CUSIP 98421B100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect George A. Riedel | Mgmt | For | For | For | |||
4 | Elect John Chenault | Mgmt | For | For | For | |||
5 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
6 | Elect Tudor Brown | Mgmt | For | For | For | |||
7 | Elect David C. Habiger | Mgmt | For | Against | Against | |||
8 | Approval of the 2017 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Zendesk Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEN | CUSIP 98936J101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mikkel Svane | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||
3 | Elect Suren K Gupta | Mgmt | For | For | For | |||
4 | Elect J. David Heaney | Mgmt | For | For | For | |||
5 | Elect Vivian S. Lee | Mgmt | For | For | For | |||
6 | Elect Edward F Murphy | Mgmt | For | For | For | |||
7 | Elect Roger B. Porter | Mgmt | For | For | For | |||
8 | Elect Stephen D. Quinn | Mgmt | For | For | For | |||
9 | Elect Harris H. Simmons | Mgmt | For | For | For | |||
10 | Elect Barbara A. Yastine | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Zynerba Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZYNE | CUSIP 98986X109 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armando Anido | Mgmt | For | For | For | |||
1.2 | Elect Warren D. Cooper | Mgmt | For | For | For | |||
1.3 | Elect William J. Federici | Mgmt | For | For | For | |||
1.4 | Elect Thomas L. Harrison | Mgmt | For | For | For | |||
1.5 | Elect Daniel L. Kisner | Mgmt | For | For | For | |||
1.6 | Elect Kenneth I. Moch | Mgmt | For | For | For | |||
1.7 | Elect Cynthia A. Rask | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Diversified Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Fuller | Mgmt | For | For | For | |||
1.2 | Elect Floyd C. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Lone Pine Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPRIQ | ISIN US54222A1060 | 09/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To Approve and Adopt the Agreement and Plan of Merger | Mgmt | For | For | For | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P869 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James D. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael L. Bennett | Mgmt | For | For | For | |||
3 | Elect John V. Genova | Mgmt | For | For | For | |||
4 | Elect William M. Griffin | Mgmt | For | For | For | |||
5 | Elect David J. Kornder | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Resolution Of The Unsecured Noteholders | Mgmt | For | For | For | |||
Vistra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTE | CUSIP 92840M102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||
1.2 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
7 | Elect Bruno Lafont | Mgmt | For | For | For | |||
8 | Elect Michel Wurth | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
11 | Reverse Stock Split | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.6 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.7 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 03/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | |||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.5 | Elect Mary L. Landrieu | Mgmt | For | For | For | |||
1.6 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.7 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement Age | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report (1) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report (2) | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CSRA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSRA | CUSIP 12650T104 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith B. Alexander | Mgmt | For | Against | Against | |||
2 | Elect Sanju K. Bansal | Mgmt | For | Against | Against | |||
3 | Elect Michele A. Flournoy | Mgmt | For | Against | Against | |||
4 | Elect Mark A. Frantz | Mgmt | For | Against | Against | |||
5 | Elect Nancy Killefer | Mgmt | For | Against | Against | |||
6 | Elect Craig R. Martin | Mgmt | For | Against | Against | |||
7 | Elect Sean O'Keefe | Mgmt | For | Against | Against | |||
8 | Elect Lawrence B. Prior III | Mgmt | For | Against | Against | |||
9 | Elect Michael E. Ventling | Mgmt | For | Against | Against | |||
10 | Elect Billie I. Williamson | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Abstain | Against | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
2 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
3 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
11 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Frontier Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTR | CUSIP 35906A108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
2 | Elect Peter C. B. Bynoe | Mgmt | For | For | For | |||
3 | Elect Diana S. Ferguson | Mgmt | For | For | For | |||
4 | Elect Edward Fraioli | Mgmt | For | For | For | |||
5 | Elect Daniel J. McCarthy | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
8 | Elect Howard L. Schrott | Mgmt | For | For | For | |||
9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
10 | Elect Myron A. Wick, III | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Reverse Stock Split | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
15 | Elect James J. Mulva | Mgmt | For | For | For | |||
16 | Elect James E. Rohr | Mgmt | For | For | For | |||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
18 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | |||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leo Hindery, Jr. | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Vinit Sethi | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect William N. Thorndike, Jr. | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee Joseph J. Ashton | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Management Nominee Mary T. Barra | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Management Nominee Linda R. Gooden | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Management Nominee Joseph Jimenez | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Management Nominee James J. Mulva | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Management Nominee Patricia F. Russo | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Management Nominee Thomas M. Schoewe | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Management Nominee Theodore M. Solso | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | N/A | TNA | N/A | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | N/A | TNA | N/A | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
1.2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
1.3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
1.6 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
1.7 | Elect James J. Mulva | Mgmt | For | For | For | |||
1.8 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
1.9 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
1.10 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Grand Vacations Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGV | CUSIP 43283X105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Wang | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Caplan | Mgmt | For | For | For | |||
1.5 | Elect David W. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Mark H. Lazarus | Mgmt | For | For | For | |||
1.7 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
1.8 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect William S. Ayer | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kors | Mgmt | For | For | For | |||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||
3 | Elect Jane Thompson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Ben A. Guill | Mgmt | For | For | For | |||
5 | Elect James T. Hackett | Mgmt | For | Against | Against | |||
6 | Elect David D. Harrison | Mgmt | For | For | For | |||
7 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
8 | Elect William R. Thomas | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 11/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory S. Clark | Mgmt | For | For | For | |||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | |||
3 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
4 | Elect David Humphrey | Mgmt | For | For | For | |||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | |||
6 | Elect David L. Mahoney | Mgmt | For | For | For | |||
7 | Elect Robert S. Miller | Mgmt | For | For | For | |||
8 | Elect Anita Sands | Mgmt | For | For | For | |||
9 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
10 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
11 | Elect Suzanne Vautrinot | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
3 | Elect Robert Charles Clark | Mgmt | For | For | For | |||
4 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
7 | Elect Fred Hassan | Mgmt | For | For | For | |||
8 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
12 | Elect Mark Cutifani | Mgmt | For | For | For | |||
13 | Elect Carlos Tavares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Versum Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSM | CUSIP 92532W103 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
1.2 | Elect Guillermo Novo | Mgmt | For | For | For | |||
1.3 | Elect Jacques Croisetiere | Mgmt | For | For | For | |||
1.4 | Elect Yi Hyon Paik | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Riordan | Mgmt | For | For | For | |||
1.6 | Elect Susan C. Schnabel | Mgmt | For | For | For | |||
1.7 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | Against | Against | |||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | Against | Against | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 10/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect James A. Champy | Mgmt | For | For | For | |||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
5 | Elect Edward H. Frank | Mgmt | For | For | For | |||
6 | Elect Mark M. Little | Mgmt | For | For | For | |||
7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Elect Lisa T. Su | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arch Coal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCH | CUSIP 039380407 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
2 | Elect James N. Chapman | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Sherman K. Edmiston | Mgmt | For | For | For | |||
5 | Elect Patrick A Krieghauser | Mgmt | For | For | For | |||
6 | Elect Richard A. Navarre | Mgmt | For | For | For | |||
7 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
1.2 | Elect Mark Garrett | Mgmt | For | For | For | |||
1.3 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
5 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
8 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
9 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
10 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
11 | Elect Ray Wirta | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Supermajority Provisions | ShrHoldr | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. MacMahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect David M. Cordani | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
6 | Elect Maria G. Henry | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | |||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
GGP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 36174X101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | |||
5 | Elect John K. Haley | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | |||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Articles Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Gores Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRSHU | CUSIP 382866101 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Shareholder Certification | Mgmt | N/A | For | N/A | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | Against | Against | |||
6 | Increase the Authorized Common Stock | Mgmt | For | For | For | |||
7 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
8 | Opt Out of Section 203 of the Delaware General Corporation Law and Implement Similar Provisions | Mgmt | For | For | For | |||
9 | Technical Amendments to Articles | Mgmt | For | For | For | |||
10.1 | Elect C. Dean Metropoulos | Mgmt | For | Withhold | Against | |||
10.2 | Elect Andrew S. Jhawar | Mgmt | For | Withhold | Against | |||
10.3 | Elect Mark R. Stone | Mgmt | For | Withhold | Against | |||
10.4 | Elect Laurence Bodner | Mgmt | For | Withhold | Against | |||
10.5 | Elect Neil P. DeFeo | Mgmt | For | Withhold | Against | |||
10.6 | Elect Jerry D. Kaminski | Mgmt | For | Withhold | Against | |||
10.7 | Elect Craig D. Steeneck | Mgmt | For | Withhold | Against | |||
11 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Amendment to the Section 162(m) Cash Bonus Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Herc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRI | CUSIP 42704L104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
2 | Elect Lawrence Silber | Mgmt | For | For | For | |||
3 | Elect James H. Browning | Mgmt | For | For | For | |||
4 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
5 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
6 | Elect Courtney Mather | Mgmt | For | For | For | |||
7 | Elect Stephen Mongillo | Mgmt | For | For | For | |||
8 | Elect Louis J. Pastor | Mgmt | For | For | For | |||
9 | Elect Mary Pat Salomone | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hostess Brands Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWNK | CUSIP 44109J106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark R. Stone | Mgmt | For | For | For | |||
1.2 | Elect William D. Toler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jenny A. Seabrook | Mgmt | For | For | For | |||
3 | Re-elect Marcelo H. Bastos | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
9 | Elect Richard Saltzman | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | For | For | |||
2 | Elect Michael J. Quillen | Mgmt | For | For | For | |||
3 | Elect John J. Koraleski | Mgmt | For | For | For | |||
4 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Special Meeting | ShrHoldr | Against | Against | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Cecilia Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seven Generations Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Set Board Size at Twelve | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Patrick Carlson | Mgmt | For | For | For | |||
2.3 | Elect Marty Procter | Mgmt | For | For | For | |||
2.4 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.5 | Elect Avik Dey | Mgmt | For | Withhold | Against | |||
2.6 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.7 | Elect Paul Hand | Mgmt | For | For | For | |||
2.8 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.9 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.10 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.11 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.12 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approve 2017 Stock Option Plan | Mgmt | For | For | For | |||
5 | Approve 2017 Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect David J. McLachlan | Mgmt | For | For | For | |||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Sumco Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Mayuki Hashimoto | Mgmt | For | For | For | |||
3 | Elect Michiharu Takii | Mgmt | For | For | For | |||
4 | Elect Harumitsu Endoh | Mgmt | For | For | For | |||
5 | Elect Hisashi Furuya | Mgmt | For | For | For | |||
6 | Elect Kazuo Hiramoto | Mgmt | For | For | For | |||
7 | Elect Fumio Inoue | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 11/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
4 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
5 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
6 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
7 | Elect Murray D. Smith | Mgmt | For | For | For | |||
8 | Elect William H. Spence | Mgmt | For | For | For | |||
9 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Triumph Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGI | CUSIP 896818101 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Bourgon | Mgmt | For | For | For | |||
2 | Elect Daniel J. Crowley | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Richard C. Ill | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Adam J. Palmer | Mgmt | For | For | For | |||
10 | Elect Joseph M. Silvestri | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Andrew Cecere | Mgmt | For | For | For | |||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard K. Davis | Mgmt | For | For | For | |||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
12 | Elect David B. O'Maley | Mgmt | For | For | For | |||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
15 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
2 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
3 | Elect David P. Steiner | Mgmt | For | For | For | |||
4 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
2 | Elect Avishai Abrahami | Mgmt | For | For | For | |||
3 | Elect Giora Kaplan | Mgmt | For | For | For | |||
4 | Elect Mark Tluszcz | Mgmt | For | For | For | |||
5 | Elect Ron Gutler | Mgmt | For | For | For | |||
6 | Elect Allon Bloch | Mgmt | For | For | For | |||
7 | Director Compensation | Mgmt | For | Against | Against | |||
8 | Double-Trigger Vesting of Erika Rottenberg's Stock Options | Mgmt | For | For | For | |||
9 | Double-Trigger Vesting of Norbert Becker's Stock Options | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yum China Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
2 | Elect Ed Yiu-Cheong Chan | Mgmt | For | Against | Against | |||
3 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
6 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
7 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
8 | Elect Stephen Daintith | Mgmt | For | For | For | |||
9 | Elect Peter Grosch | Mgmt | For | For | For | |||
10 | Elect David Hutchinson | Mgmt | For | For | For | |||
11 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
12 | Elect Julia Wilson | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
A.O. Smith Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOS | CUSIP 831865209 | 04/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gloster B. Current, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William P. Greubel | Mgmt | For | For | For | |||
1.3 | Elect Idelle K. Wolf | Mgmt | For | For | For | |||
1.4 | Elect Gene C. Wulf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
ACS Actividades de Construccion y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Remuneration Report | Mgmt | For | Against | Against | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Maria del Carmen Fernandez Rozado | Mgmt | For | Against | Against | |||
8 | Ratify Co-option and Elect Jose Eladio Seco Dominguez | Mgmt | For | Against | Against | |||
9 | Elect Marcelino Fernandez Verdes | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Amendments to Article 19 | Mgmt | For | For | For | |||
12 | Amendments to Article 22 | Mgmt | For | For | For | |||
13 | Amendments to Article 23 | Mgmt | For | For | For | |||
14 | Amendments to Article 22 bis | Mgmt | For | For | For | |||
15 | Capitalisation of Reserves Bonus Share Issuance; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Issue or Cancel Treasury Shares | Mgmt | For | For | For | |||
17 | Stock Option Plan | Mgmt | For | Against | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Actelion Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATLN | CINS H0032X135 | 04/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Jean-Pierre Garnier | Mgmt | For | TNA | N/A | |||
7 | Elect Jean-Paul Clozel | Mgmt | For | TNA | N/A | |||
8 | Elect Juhani Anttila | Mgmt | For | TNA | N/A | |||
9 | Elect Robert J. Bertolini | Mgmt | For | TNA | N/A | |||
10 | Elect John J. Greisch | Mgmt | For | TNA | N/A | |||
11 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | |||
13 | Elect Jean Malo | Mgmt | For | TNA | N/A | |||
14 | Elect David M. Stout | Mgmt | For | TNA | N/A | |||
15 | Elect Herna Verhagen | Mgmt | For | TNA | N/A | |||
16 | Appoint Jean-Pierre Garnier as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Herna Verhagen as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Jean-Pierre Garnier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect John J. Greisch as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Ludo Ooms | Mgmt | For | TNA | N/A | |||
21 | Elect Claudio Cescato | Mgmt | For | TNA | N/A | |||
22 | Elect Andrea Ostinelli | Mgmt | For | TNA | N/A | |||
23 | Elect Pascal Hoorn | Mgmt | For | TNA | N/A | |||
24 | Elect Julian Bertschinger | Mgmt | For | TNA | N/A | |||
25 | Appoint Ludo Ooms as Board Chair | Mgmt | For | TNA | N/A | |||
26 | Elect Claudio Cescato as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Andrea Ostinelli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Elect Pascal Hoorn as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
29 | Dividend in Kind | Mgmt | For | TNA | N/A | |||
30 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
33 | Additional or Miscellaneous Proposals | ShrHoldr | Abstain | TNA | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Adecco Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Shareholder Rights | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
14 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
15 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | |||
16 | Elect Kathleen Taylor | Mgmt | For | TNA | N/A | |||
17 | Elect Ariane Gorin | Mgmt | For | TNA | N/A | |||
18 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Jean-Christophe Deslarzes as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Wanda Rapaczynski as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Kathleen Taylor as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Cancellation of Conditional Capital | Mgmt | For | TNA | N/A | |||
25 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
26 | Amendments to Articles Regarding Board Size | Mgmt | For | TNA | N/A | |||
27 | Change of Company Headquarters | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital 2017/I | Mgmt | For | For | For | |||
11 | Increase in Authorised Capital 2017/II | Mgmt | For | For | For | |||
12 | Increase in Authorised Capital 2017/III | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2017) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2017) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option of Francisco Javier Martin Ramiro | Mgmt | For | For | For | |||
6 | Elect Maria Jesus Romero de Avila Torrijos | Mgmt | For | For | For | |||
7 | Elect Alicia Segovia Marco | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
9 | Amendments to Articles 1, 2, 3, 51 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aercap Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AER | CUSIP N00985106 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Release of Director Liability | Mgmt | For | For | For | |||
3 | Elect Michael G. Walsh | Mgmt | For | For | For | |||
4 | Elect James A. Lawrence | Mgmt | For | For | For | |||
5 | Elect Salem Rashed Abdulla Ali Al Noaimi | Mgmt | For | For | For | |||
6 | Elect Homaid Abdulla Al Shimmari | Mgmt | For | For | For | |||
7 | Elect James N. Chapman | Mgmt | For | For | For | |||
8 | Elect Marius J.L. Jonkhart | Mgmt | For | For | For | |||
9 | Designation of CFO as person temporarily Responsible for Management | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Authority to issue shares with preemptive rights | Mgmt | For | For | For | |||
12 | Authority to issue shares without preemptive rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to issue shares without preemptive rights | Mgmt | For | For | For | |||
15 | Authorization to repurchase Shares | Mgmt | For | For | For | |||
16 | Authorization to repurchase Shares | Mgmt | For | For | For | |||
17 | Reduction of Capital Through Cancellation of Shares | Mgmt | For | For | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
3 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
5 | Elect Toshihiko Fukuzawa | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Thomas J. Kenny | Mgmt | For | For | For | |||
10 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
11 | Elect Karole F Lloyd | Mgmt | For | For | For | |||
12 | Elect Joseph L. Moskowitz | Mgmt | For | For | For | |||
13 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
14 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the Amended and Restated 2018 Management Incentive Plan | Mgmt | For | For | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2016 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aixtron SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIXA | CINS D0257Y135 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Rudiger von Rosen to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Akorn, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKRX | CUSIP 009728106 | 07/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John N. Kapoor | Mgmt | For | For | For | |||
1.2 | Elect Kenneth S. Abramowitz | Mgmt | For | For | For | |||
1.3 | Elect Adrienne L. Graves | Mgmt | For | For | For | |||
1.4 | Elect Ronald M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Meyer | Mgmt | For | For | For | |||
1.6 | Elect Terry Allison Rappuhn | Mgmt | For | For | For | |||
1.7 | Elect Brian Tambi | Mgmt | For | For | For | |||
1.8 | Elect Alan Weinstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Abstain | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alfresa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2784 | CINS J0109X107 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Denroku Ishiguro | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Kanome | Mgmt | For | For | For | |||
5 | Elect Taizoh Kubo | Mgmt | For | For | For | |||
6 | Elect Shunichi Miyake | Mgmt | For | For | For | |||
7 | Elect Kohichi Masunaga | Mgmt | For | For | For | |||
8 | Elect Yasuki Izumi | Mgmt | For | For | For | |||
9 | Elect Ryuji Arakawa | Mgmt | For | For | For | |||
10 | Elect Hisashi Katsuki | Mgmt | For | For | For | |||
11 | Elect Kimiko Terai | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Yatsurugi | Mgmt | For | For | For | |||
13 | Elect Shiho Konno | Mgmt | For | For | For | |||
14 | Elect Seisui Kamigaki | Mgmt | For | For | For | |||
15 | Elect Yoshitaka Katoh | Mgmt | For | For | For | |||
16 | Elect Yuji Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Approval of Intra-Company Control Agreement with Allianz Global Health GmbH | Mgmt | For | TNA | N/A | |||
10 | Elect Helmut Perlet | Mgmt | For | TNA | N/A | |||
11 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
12 | Elect Sophie Boissard | Mgmt | For | TNA | N/A | |||
13 | Elect Christine Bosse | Mgmt | For | TNA | N/A | |||
14 | Elect Friedrich Eichiner | Mgmt | For | TNA | N/A | |||
15 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | |||
16 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
Allied World Assurance Company Holdings AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 03/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles Regarding Limitations on Voting Rights | Mgmt | For | For | For | |||
2 | Special Dividend | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stan A. Askren | Mgmt | For | Against | Against | |||
2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
5 | Elect William R. Harker | Mgmt | For | For | For | |||
6 | Elect Richard P. Lavin | Mgmt | For | For | For | |||
7 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
8 | Elect Francis Raborn | Mgmt | For | For | For | |||
9 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
10 | Elect James A. Star | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
4 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
5 | Elect Andrea Redmond | Mgmt | For | For | For | |||
6 | Elect John W. Rowe | Mgmt | For | For | For | |||
7 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
8 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lead Director Tenure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
4 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
5 | Elect William H. Cary | Mgmt | For | For | For | |||
6 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
7 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
8 | Elect Marjorie Magner | Mgmt | For | For | For | |||
9 | Elect John J. Stack | Mgmt | For | For | For | |||
10 | Elect Michael F. Steib | Mgmt | For | For | For | |||
11 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Amendment to the Non-Employee Directors Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Executive Performance Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amadeus IT Holding SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04908112 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Elect Nicolas Huss | Mgmt | For | For | For | |||
8 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
9 | Elect Luis Maroto Camino | Mgmt | For | For | For | |||
10 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
11 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
12 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
13 | Elect Clara Furse | Mgmt | For | For | For | |||
14 | Elect Francesco Loredan | Mgmt | For | For | For | |||
15 | Elect Stuart Anderson McAlpine | Mgmt | For | For | For | |||
16 | Elect Marc Verspyck | Mgmt | For | For | For | |||
17 | Elect Roland Busch | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
7 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
8 | Elect Eli Gelman | Mgmt | For | For | For | |||
9 | Elect James S. Kahan | Mgmt | For | For | For | |||
10 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
13 | Increase in Dividend | Mgmt | For | For | For | |||
14 | Accounts and Reports | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendments to Certificate of Incorporation To Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
Amundi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMUN | CINS F8233H108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Jean-Paul Chifflet, Chair (until April 28, 2016) | Mgmt | For | For | For | |||
10 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Advisory vote on the remuneration of senior management, responsible officers and regulated risk-takers | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Michel Mathieu | Mgmt | For | For | For | |||
14 | Elect Laurence Danon Arnaud | Mgmt | For | For | For | |||
15 | Elect Helene Molinari | Mgmt | For | For | For | |||
16 | Elect Christian Rouchon | Mgmt | For | For | For | |||
17 | Elect Andree Samat | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J51914109 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
6 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
7 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
8 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
9 | Elect Naoto Ishizaka | Mgmt | For | For | For | |||
10 | Elect Naoto Takada | Mgmt | For | For | For | |||
11 | Elect Yuji Hirako | Mgmt | For | For | For | |||
12 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
13 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
14 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
15 | Elect Kiyoshi Tonomoto | Mgmt | For | For | For | |||
16 | Elect Akihiko Hasegawa | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francine J. Bovich | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Green | Mgmt | For | For | For | |||
3 | Elect John H. Schaefer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn W. Bunting | Mgmt | For | For | For | |||
1.2 | Elect Glade M. Knight | Mgmt | For | For | For | |||
1.3 | Elect Daryl A. Nickel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirements Regarding Charter Amendments | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirements Regarding Affiliated Transactions | Mgmt | For | For | For | |||
8 | Technical Amendments to Charter | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aristocrat Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CINS Q0521T108 | 02/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Arlene Tansey | Mgmt | For | Against | Against | |||
4 | Elect Sylvia Summers Couder | Mgmt | For | Against | Against | |||
5 | Elect Pat Ramsey | Mgmt | For | Against | Against | |||
6 | Re-elect David Banks | Mgmt | For | Against | Against | |||
7 | Re-elect Kathleen Conlon | Mgmt | For | Against | Against | |||
8 | Equity Grant (Incoming MD/CEO Trevor Croker) | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Amendments to Constitution | Mgmt | For | For | For | |||
11 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
ARM Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CINS G0483X122 | 08/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
ARM Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CINS G0483X122 | 08/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Arrow Global Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CINS G05163103 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Lee Rochford | Mgmt | For | For | For | |||
5 | Elect Andrew C Fisher | Mgmt | For | For | For | |||
6 | Elect Jonathan Bloomer | Mgmt | For | For | For | |||
7 | Elect Rob Memmott | Mgmt | For | For | For | |||
8 | Elect Iain Cornish | Mgmt | For | For | For | |||
9 | Elect Lan Tu | Mgmt | For | For | For | |||
10 | Elect Maria Luis Albuquerque | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Asahi Glass Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5201 | CINS J02394120 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
5 | Elect Takuya Shimamura | Mgmt | For | For | For | |||
6 | Elect Yoshinori Hirai | Mgmt | For | For | For | |||
7 | Elect Shinji Miyaji | Mgmt | For | For | For | |||
8 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||
9 | Elect Masako Egawa | Mgmt | For | For | For | |||
10 | Elect Yasuchika Hasegawa | Mgmt | For | For | For | |||
11 | Elect Tatsuno Tetsuo as Statutory Auditor | Mgmt | For | Against | Against | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Naoki Izumiya | Mgmt | For | For | For | |||
4 | Elect Akiyoshi Kohji | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Takahashi | Mgmt | For | For | For | |||
6 | Elect Yoshihide Okuda | Mgmt | For | For | For | |||
7 | Elect Noboru Kagami | Mgmt | For | For | For | |||
8 | Elect Kenji Hamada | Mgmt | For | For | For | |||
9 | Elect Mariko Bandoh | Mgmt | For | For | For | |||
10 | Elect Naoki Tanaka | Mgmt | For | For | For | |||
11 | Elect Tatsuroh Kosaka | Mgmt | For | For | For | |||
12 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
13 | Elect Yutaka Kawakami as Statutory Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Shareholder Explanation of Matters at Annual Meetings | ShrHoldr | Against | Against | For | |||
Asahi Kasei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3407 | CINS J0242P110 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ichiroh Itoh | Mgmt | For | For | For | |||
3 | Elect Hideki Kobori | Mgmt | For | For | For | |||
4 | Elect Masafumi Nakao | Mgmt | For | For | For | |||
5 | Elect Shuichi Sakamoto | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Kakizawa | Mgmt | For | For | For | |||
7 | Elect Sohichiroh Hashizume | Mgmt | For | For | For | |||
8 | Elect Norio Ichino | Mgmt | For | For | For | |||
9 | Elect Masumi Shiraishi | Mgmt | For | For | For | |||
10 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
11 | Elect Yuji Kobayashi | Mgmt | For | For | For | |||
12 | Elect Hikoe Konishi | Mgmt | For | For | For | |||
13 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Chris Cole | Mgmt | For | Against | Against | |||
6 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
7 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
8 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | |||
9 | Elect Suzanne Wood | Mgmt | For | Against | Against | |||
10 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
11 | Elect Wayne Edmunds | Mgmt | For | Against | Against | |||
12 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
13 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher O'Kane | Mgmt | For | For | For | |||
1.2 | Elect John Cavoores | Mgmt | For | For | For | |||
1.3 | Elect Albert Beer | Mgmt | For | For | For | |||
1.4 | Elect Heidi Hutter | Mgmt | For | For | For | |||
1.5 | Elect Matthew Botein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
5 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCOA | CINS W10020324 | 04/26/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Elect Hans Straberg as Chair | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Directors' Fees | Mgmt | For | TNA | N/A | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
22 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
23 | Performance Option Plan 2017 | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares Pursuant to Performance Option Plan 2017 | Mgmt | For | TNA | N/A | |||
25 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Treasury Shares Pursuant to Performance Option Plan 2017 | Mgmt | For | TNA | N/A | |||
27 | Authority to Issue Treasury Shares Pursuant to Directors' Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Issue Treasury Shares Pursuant to LTIPs | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 12/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Approval of 2019 Ambition Plan | Mgmt | For | For | For | |||
5 | Supplementary Retirement Benefits of Thierry Breton, Chair and CEO | Mgmt | For | For | For | |||
6 | Remuneration Policy of Thierry Breton, Chair and CEO | Mgmt | For | For | For | |||
7 | Elect Thierry Breton | Mgmt | For | For | For | |||
8 | Amendments to Articles Regarding Chair Age Limits | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding CEO Age Limits | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Director Fees | Mgmt | For | For | For | |||
8 | Elect Nicolas Bazire | Mgmt | For | Against | Against | |||
9 | Elect Valerie Bernis | Mgmt | For | For | For | |||
10 | Elect Roland Busch | Mgmt | For | For | For | |||
11 | Elect Colette Neuville | Mgmt | For | For | For | |||
12 | Elect Jean Fleming | Mgmt | For | For | For | |||
13 | Elect Alexandra Demoulin | Mgmt | Against | For | Against | |||
14 | Related Party Transactions | Mgmt | For | Against | Against | |||
15 | Remuneration of Thierry Breton, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chairman and CEO) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Employee Representatives) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Employee Shareholders Representatives Mandate) | Mgmt | For | For | For | |||
23 | Amendments to Articles (Composition of the Board) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUROPHARMA | CINS Y04527142 | 08/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect K. Nithyananda Reddy | Mgmt | For | For | For | |||
5 | Elect M. Madan Mohan Reddy | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Approve Revised Remuneration of N. Govindarajan (Managing Director) | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of M. Madan Mohan Reddy (Whole-time Director) | Mgmt | For | For | For | |||
9 | Appointment of P. Sarath Chandra Reddy (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Wu Xiandong | Mgmt | For | For | For | |||
9 | Elect LI Yao | Mgmt | For | For | For | |||
10 | Elect Patrick de Castelbajac | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Henri de Castries, Chairman and CEO until August 31, 2016 | Mgmt | For | For | For | |||
9 | Remuneration of Denis Duverne, Deputy CEO until August 31, 2016 | Mgmt | For | For | For | |||
10 | Remuneration of Dennis Duverne, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Thomas Buberl, CEO since September 1, 2016 | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Social Protection Agreement with Thomas Buberl | Mgmt | For | For | For | |||
16 | Severance Agreement for Thomas Buberl | Mgmt | For | For | For | |||
17 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
18 | Elect Ramon de Oliveira | Mgmt | For | For | For | |||
19 | Ratification of the Co-Option of Thomas Buberl | Mgmt | For | For | For | |||
20 | Ratification of the Co-Option of Andre Francois-Poncet | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
25 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
26 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights by Subsidiaries | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
33 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
34 | Authority to Cancel shares and Reduce Capital | Mgmt | For | For | For | |||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
AZZ Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.2 | Elect H. Kirk Downey | Mgmt | For | For | For | |||
1.3 | Elect Paul Eisman | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.5 | Elect Thomas E. Ferguson | Mgmt | For | For | For | |||
1.6 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.7 | Elect Venita McCellon - Allen | Mgmt | For | For | For | |||
1.8 | Elect Stephan E. Pirnat | Mgmt | For | For | For | |||
1.9 | Elect Steven R. Purvis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 03/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
4 | Elect William H. Easter III | Mgmt | For | For | For | |||
5 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
6 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
7 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
8 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
9 | Elect James A. Lash | Mgmt | For | For | For | |||
10 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
11 | Elect James W. Stewart | Mgmt | For | For | For | |||
12 | Elect Charles L. Watson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | For | For | For | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 04/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratify Co-option of Homaira Akbari | Mgmt | For | For | For | |||
6 | Elect Jose Antonio Alvarez Alvarez | Mgmt | For | For | For | |||
7 | Elect Belen Romana Garcia | Mgmt | For | For | For | |||
8 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
9 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |||
10 | Elect Esther Gimenez-Salinas i Colomer | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Scrip Dividend | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
18 | 2017 Variable Remuneration Plan | Mgmt | For | For | For | |||
19 | 2017 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
20 | Buy-Out Policy | Mgmt | For | For | For | |||
21 | UK Employee Share Saving Scheme | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
23 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bandai Namco Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7832 | CINS Y0606D102 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shukuo Ishikawa | Mgmt | For | For | For | |||
4 | Elect Mitsuaki Taguchi | Mgmt | For | For | For | |||
5 | Elect Shuji Ohtsu | Mgmt | For | For | For | |||
6 | Elect Yuji Asako | Mgmt | For | For | For | |||
7 | Elect Masaru Kawaguchi | Mgmt | For | For | For | |||
8 | Elect Satoshi Ohshita | Mgmt | For | For | For | |||
9 | Elect Kazumi Kawashiro | Mgmt | For | For | For | |||
10 | Elect Yuzuru Matsuda | Mgmt | For | For | For | |||
11 | Elect Satoko Kuwabara | Mgmt | For | For | For | |||
12 | Elect Mikiharu Noma | Mgmt | For | For | For | |||
13 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
7 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
10 | Elect Jennifer B. Morgan | Mgmt | For | For | For | |||
11 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
12 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | |||
13 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | |||
BASF AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Basso Industry Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1527 | CINS Y0718G100 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Employee Restricted Shares Plan | Mgmt | For | Against | Against | |||
6 | Non-compete Restrictions for the Newly Elected Director | Mgmt | For | For | For | |||
7 | Elect SHEN Zhen-Nan as Independent Director | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect Munib Islam | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
7 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
8 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.4 | Elect George A. Cope | Mgmt | For | For | For | |||
1.5 | Elect David F. Denison | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.8 | Elect Kathrine Lee | Mgmt | For | For | For | |||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BE Aerospace Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary M. VanDeWeghe | Mgmt | For | For | For | |||
1.2 | Elect James F. Albaugh | Mgmt | For | For | For | |||
1.3 | Elect John T. Whates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Beiersdorf AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEI | CINS D08792109 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Hong Chow | Mgmt | For | Against | Against | |||
10 | Elect Beatrice as Substitute Supervisory Board Member | Mgmt | For | For | For | |||
11 | Remuneration Policy | Mgmt | For | For | For | |||
Berry Plastics Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald S. Rolfe | Mgmt | For | For | For | |||
1.2 | Elect B. Evan Bayh | Mgmt | For | For | For | |||
1.3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Jean Lemierre | Mgmt | For | For | For | |||
11 | Elect Monique Cohen | Mgmt | For | For | For | |||
12 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
13 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
14 | Elect Jacques Aschenbroich | Mgmt | For | Against | Against | |||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
16 | Remuneration policy (CEO and deputy CEO) | Mgmt | For | For | For | |||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | |||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
19 | Remuneration of Pilippe Bordenave, Deputy CEO | Mgmt | For | For | For | |||
20 | Approval of Remuneration of Identified Staff | Mgmt | For | For | For | |||
21 | Cancellation of Shares/Authority to Reduce (Authorized) Share Capital | Mgmt | For | For | For | |||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
23 | Nomination Committee | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Boral Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLD | CINS Q16969109 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | REMUNERATION REPORT | Mgmt | For | For | For | |||
3 | Elect Karen Moses | Mgmt | For | For | For | |||
4 | Re-elect Eileen J. Doyle | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Mike Kane) | Mgmt | For | For | For | |||
6 | Approve Increase in NED's Fee Cap | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol G. Carroll | Mgmt | For | For | For | |||
2 | Elect James C. Diggs | Mgmt | For | For | For | |||
3 | Elect Wyche Fowler | Mgmt | For | For | For | |||
4 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1997 Long-Term Incentive Plan | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Brixmor Property Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRX | CUSIP 11120U105 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Taylor | Mgmt | For | For | For | |||
2 | Elect John G. Schreiber | Mgmt | For | For | For | |||
3 | Elect Michael Berman | Mgmt | For | For | For | |||
4 | Elect Sheryl M Crosland | Mgmt | For | For | For | |||
5 | Elect Anthony W. Deering | Mgmt | For | For | For | |||
6 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
7 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
8 | Elect William D. Rahm | Mgmt | For | For | For | |||
9 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
4 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
5 | Elect Brett A. Keller | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brocade Communications Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Brocade Communications Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCD | CUSIP 111621306 | 04/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
3 | Elect Renato A. DiPentima | Mgmt | For | For | For | |||
4 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
5 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect David L. House | Mgmt | For | For | For | |||
8 | Elect L. William Krause | Mgmt | For | For | For | |||
9 | Elect David E. Roberson | Mgmt | For | For | For | |||
10 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment of the 2009 Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia M. Friend | Mgmt | For | For | For | |||
1.2 | Elect Marc A. Kastner | Mgmt | For | For | For | |||
1.3 | Elect Gilles G. Martin | Mgmt | For | For | For | |||
1.4 | Elect Hermann Requardt | Mgmt | For | For | For | |||
1.5 | Elect Adelene Q. Perkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Gavin Patterson | Mgmt | For | For | For | |||
6 | Elect Tony Ball | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Isabel Hudson | Mgmt | For | For | For | |||
9 | Elect Karen Richardson | Mgmt | For | For | For | |||
10 | Elect Nicholas Rose | Mgmt | For | For | For | |||
11 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
12 | ELECT MIKE INGLIS | Mgmt | For | For | For | |||
13 | Elect Tim Hottges | Mgmt | For | For | For | |||
14 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ernest G. Bachrach | Mgmt | For | For | For | |||
2 | Elect Enrique H. Boilini | Mgmt | For | For | For | |||
3 | Elect Carol M. Browner | Mgmt | For | For | For | |||
4 | Elect Paul Cornet de Ways-Ruart | Mgmt | For | For | For | |||
5 | Elect Andrew A. Ferrier | Mgmt | For | For | For | |||
6 | Elect Andreas Fibig | Mgmt | For | For | For | |||
7 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
8 | Elect L. Patrick Lupo | Mgmt | For | For | For | |||
9 | Elect John E. McGlade | Mgmt | For | For | For | |||
10 | Elect Soren Schroder | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Non-Employee Directors Equity Incentive Plan | Mgmt | For | For | For | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Middleton | Mgmt | For | Against | Against | |||
4 | Elect Charles Parkinson | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cable One, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABO | CUSIP 12685J105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
2 | Elect Wallace R. Weitz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the 2015 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez | Mgmt | For | For | For | |||
2 | Elect William C. Kirby | Mgmt | For | For | For | |||
3 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
4 | Elect Sean D. Keohane | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Calamp Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAMP | CUSIP 128126109 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
1.2 | Elect Kimberly Alexy | Mgmt | For | For | For | |||
1.3 | Elect Michael Burdiek | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect Amal Johnson | Mgmt | For | For | For | |||
1.6 | Elect Jorge Titinger | Mgmt | For | For | For | |||
1.7 | Elect Larry Wolfe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Carlisle Companies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSL | CUSIP 142339100 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
2 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
3 | Elect Gregg A. Ostrander | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Carter's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CUSIP 146229109 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
2 | Elect Michael D. Casey | Mgmt | For | For | For | |||
3 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||
4 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Repeal of Classified Board (Technical Amendment) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
CCC SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCC | CINS X5818P109 | 01/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
8 | Waiver of Preemptive Rights (Shares) | Mgmt | For | TNA | N/A | |||
9 | Authority to Issue Convertible Warrants w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
10 | Waiver of Preemptive Rights (Warrants) | Mgmt | For | TNA | N/A | |||
11 | Share Listing, Dematerialisation and Registration | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles (Share Issuance) | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles (Share Capital) | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Creation of Reserves for Share Repurchase | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles (Voting Cap) | Mgmt | For | TNA | N/A | |||
17 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Bennie W. Fowler | Mgmt | For | For | For | |||
3 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
4 | Elect David C. Parry | Mgmt | For | For | For | |||
5 | Elect John K. Wulff | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | 2009 Global Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Joan Gillman | Mgmt | For | For | For | |||
5 | Elect Stephen Hester | Mgmt | For | For | For | |||
6 | Elect Scott Wheway | Mgmt | For | For | For | |||
7 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
8 | Elect Iain C. Conn | Mgmt | For | For | For | |||
9 | Elect Jeff Bell | Mgmt | For | For | For | |||
10 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
11 | Elect Mark Hanafin | Mgmt | For | For | For | |||
12 | Elect Mark Hodges | Mgmt | For | For | For | |||
13 | Elect Lesley Knox | Mgmt | For | For | For | |||
14 | Elect Carlos Pascual | Mgmt | For | For | For | |||
15 | Elect Steve Pusey | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect George E. Massaro | Mgmt | For | For | For | |||
6 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
8 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Donlin | Mgmt | For | For | For | |||
2 | Elect Mark Abrams | Mgmt | For | For | For | |||
3 | Elect Gerard Creagh | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect DING Bin | Mgmt | For | For | For | |||
7 | Elect ZHOU Wen Zhi | Mgmt | For | Against | Against | |||
8 | Elect ONG King Keung | Mgmt | For | For | For | |||
9 | Elect SIU Chi Ming | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Christian Dior SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDI | CINS F26334106 | 04/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Bernard Arnault | Mgmt | For | For | For | |||
9 | Elect Sidney Toledano | Mgmt | For | For | For | |||
10 | Elect Maria Luisa Loro Piana | Mgmt | For | For | For | |||
11 | Elect Pierre Gode as Censor | Mgmt | For | For | For | |||
12 | Remuneration of Bernard Arnault, Chair | Mgmt | For | For | For | |||
13 | Remuneration of Sidney Toledano, CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Corporate Officers) | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Christian Dior SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDI | CINS F26334106 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Denis Dalibot | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Denis Dalibot | Mgmt | For | For | For | |||
10 | Elect Renaud Donnedieu de Vabres | Mgmt | For | For | For | |||
11 | Elect Segolene Gallienne | Mgmt | For | For | For | |||
12 | Elect Christian de Labriffe | Mgmt | For | For | For | |||
13 | Remuneration of Bernard Arnault, Chair | Mgmt | For | Against | Against | |||
14 | Remuneration of Sidney Toledano, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
21 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
22 | Greenshoe | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
4 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
5 | Elect Yoshinori Masuda | Mgmt | For | For | For | |||
6 | Elect Masanori Matsuura | Mgmt | For | For | For | |||
7 | Elect Akinori Kataoka | Mgmt | For | For | For | |||
8 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
9 | Elect Kohzoh Ban | Mgmt | For | For | For | |||
10 | Elect Shigenobu Shimizu | Mgmt | For | For | For | |||
11 | Elect Hiromu Masuda | Mgmt | For | For | For | |||
12 | Elect Taisuke Misawa | Mgmt | For | For | For | |||
13 | Elect Naoko Nemoto | Mgmt | For | For | For | |||
14 | Elect Takayuki Hashimoto | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Operations | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Safety Measures Contingent on Decommissioning Nuclear Operations | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Rationalization of Power Generating Departments | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Establishing a Spent Nuclear Fuels Management Committee | ShrHoldr | Against | Against | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Hentschel | Mgmt | For | For | For | |||
2 | Elect Thomas E. Jorden | Mgmt | For | For | For | |||
3 | Elect Floyd R. Price | Mgmt | For | For | For | |||
4 | Elect Frances M. Vallejo | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Carter | Mgmt | For | For | For | |||
1.2 | Elect Alexander M. Davern | Mgmt | For | For | For | |||
1.3 | Elect Timothy R. Dehne | Mgmt | For | For | For | |||
1.4 | Elect Christine King | Mgmt | For | For | For | |||
1.5 | Elect Jason P. Rhode | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Schuele | Mgmt | For | For | For | |||
1.7 | Elect William D. Sherman | Mgmt | For | For | For | |||
1.8 | Elect David J. Tupman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Management and Key Individual Contributor Incentive Plan | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Citrix Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTXS | CUSIP 177376100 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
3 | Elect Jesse A. Cohn | Mgmt | For | For | For | |||
4 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
5 | Elect Murray J. Demo | Mgmt | For | For | For | |||
6 | Elect Peter J. Sacripanti | Mgmt | For | For | For | |||
7 | Elect Graham Smith | Mgmt | For | For | For | |||
8 | Elect Godfrey R. Sullivan | Mgmt | For | For | For | |||
9 | Elect Kirill Tatarinov | Mgmt | For | For | For | |||
10 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Clinigen Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John Bacon | Mgmt | For | Against | Against | |||
4 | Elect Shaun Chilton | Mgmt | For | Against | Against | |||
5 | Elect John Hartup | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Krishnakumar Thirumalai | Mgmt | For | Against | Against | |||
4 | Elect Mark Johnson | Mgmt | For | Against | Against | |||
5 | Elect Paul O'Sullivan | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | |||
Cochlear Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CINS Q25953102 | 10/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Yasmin A. Allen | Mgmt | For | For | For | |||
5 | Re-elect Donal P. O'Dwyer | Mgmt | For | For | For | |||
6 | Equity Grant (CEO/President Chris Smith) | Mgmt | For | For | For | |||
Colony NorthStar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNS | CUSIP 19625W104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
2 | Elect David T. Hamamoto | Mgmt | For | For | For | |||
3 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
4 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
5 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
6 | Elect Justin Metz | Mgmt | For | For | For | |||
7 | Elect George G. C. Parker | Mgmt | For | For | For | |||
8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
9 | Elect John A. Somers | Mgmt | For | For | For | |||
10 | Elect John L Steffens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Pamela Knapp | Mgmt | For | Against | Against | |||
10 | Elect Agnes Lemarchand | Mgmt | For | Against | Against | |||
11 | Elect Gilles Schnepp | Mgmt | For | Against | Against | |||
12 | Elect Philippe Varin | Mgmt | For | Against | Against | |||
13 | Remuneration for Chairman and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy for Chairman and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Independent Director | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Klaus Esser | Mgmt | For | Against | Against | |||
11 | Elect Daniel Gotthardt | Mgmt | For | For | For | |||
12 | Elect Ulrike Handel | Mgmt | For | Against | Against | |||
13 | Elect Rene Obermann | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Conagra Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.6 | Elect Joie A. Gregor | Mgmt | For | For | For | |||
1.7 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.8 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.11 | Elect Timothy R. McLevish | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 02/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 6 | Mgmt | For | For | For | |||
4 | Purchase Contract 7 | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Zhifeng | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAT Fat Suan | Mgmt | For | For | For | |||
8 | Elect NIU Wenhui | Mgmt | For | For | For | |||
9 | Elect GUI Kai | Mgmt | For | For | For | |||
10 | Elect WU Shaohua | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 10/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 5 | Mgmt | For | For | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
7 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
8 | Elect David F. Walker | Mgmt | For | For | For | |||
9 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Covestro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1COV | CINS D0R41Z100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Cox & Kings India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COX&KINGS | CINS Y17730113 | 09/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Urrshila Kerkar | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
Crane Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CR | CUSIP 224399105 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal Classified Board | Mgmt | For | For | For | |||
2 | Elect E. Thayer Bigelow | Mgmt | For | For | For | |||
3 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
4 | Elect Max H. Mitchell | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales Dasso | Mgmt | For | Against | Against | |||
4 | Elect Juan Carlos Verme Giannoni | Mgmt | For | Against | Against | |||
5 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
6 | Elect Patricia Lizarraga Guthertz | Mgmt | For | Against | Against | |||
7 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
8 | Elect Martin Perez Monteverde | Mgmt | For | Against | Against | |||
9 | Elect Luis Enrique Romero Belismelis | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Agricole SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACA | CINS F22797108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Protocol Agreement) | Mgmt | For | For | For | |||
9 | Related Party Transactions (Assignment Contract) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Amendment to Scoring Protocol) | Mgmt | For | For | For | |||
11 | Related Party Transactions (Amendment to Switch Guarantee) | Mgmt | For | For | For | |||
12 | Related Party Transactions (Amendment to Tax Agreement with Regional Banks) | Mgmt | For | For | For | |||
13 | Related Party Transactions (Collective Tax Agreement with SACAM) | Mgmt | For | For | For | |||
14 | Related Party Transactions (Loan Agreements with Regional Banks) | Mgmt | For | For | For | |||
15 | Related Party Transactions (Amendment to Tax Agreement with S.A.S. Rue la Boetie) | Mgmt | For | For | For | |||
16 | Related Party Transactions (Amendment to Tax Agreement with CA CIB) | Mgmt | For | For | For | |||
17 | Ratification of Co-Option of Catherine Pourre | Mgmt | For | Against | Against | |||
18 | Ratification of Co-Option of Jean-Pierre Paviet | Mgmt | For | Against | Against | |||
19 | Ratification of Co-Option of Louis Tercinier | Mgmt | For | Against | Against | |||
20 | Elect Caroline Catoire | Mgmt | For | Against | Against | |||
21 | Elect Laurence Dors | Mgmt | For | Against | Against | |||
22 | Elect Francoise Gri | Mgmt | For | Against | Against | |||
23 | Elect Daniel Epron | Mgmt | For | Against | Against | |||
24 | Elect Gerard Ouvrier-Buffet | Mgmt | For | Against | Against | |||
25 | Elect Christian Streiff | Mgmt | For | Against | Against | |||
26 | Elect Francois Thibault | Mgmt | For | Against | Against | |||
27 | Remuneration of Dominique Lefebvre, Chairman | Mgmt | For | For | For | |||
28 | Remuneration of Philippe Brassac, CEO | Mgmt | For | For | For | |||
29 | Remuneration of Xavier Musca, deputy CEO | Mgmt | For | For | For | |||
30 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
31 | Maximum Variable Compensation Ratio | Mgmt | For | For | For | |||
32 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
33 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
34 | Remuneration Policy (deputy CEO) | Mgmt | For | For | For | |||
35 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
36 | Authority to Cancel Shares | Mgmt | For | For | For | |||
37 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
11 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
13 | Elect Urs Rohner as Board Chair | Mgmt | For | TNA | N/A | |||
14 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
15 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
17 | Elect Seraina (Maag) Macia | Mgmt | For | TNA | N/A | |||
18 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
19 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
20 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
21 | Elect Richard E. Thornburgh | Mgmt | For | TNA | N/A | |||
22 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Gottschling | Mgmt | For | TNA | N/A | |||
24 | Elect Alexandre Zeller | Mgmt | For | TNA | N/A | |||
25 | Elect Irish Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Elect Alexandre Zeller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
31 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
34 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 05/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Rights Issue | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
5 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hubert de Pesquidoux | Mgmt | For | For | For | |||
2 | Elect Edmond Mesrobian | Mgmt | For | For | For | |||
3 | Elect Nathalie Balla | Mgmt | For | For | For | |||
4 | Elect Rachel Picard | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Related Party Transactions (Jean-Baptiste Rudelle) | Mgmt | For | For | For | |||
12 | Related Party Transactions (Eric Eichmann) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Deloitte) and Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
16 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | For | For | |||
17 | Authority to Grant Performance-Based Free Shares and RSUs (Executives and Employees) | Mgmt | For | Against | Against | |||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases (Proposals 15.00 to 18.00) | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
26 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.4 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
CSRA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSRA | CUSIP 12650T104 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith B. Alexander | Mgmt | For | Against | Against | |||
2 | Elect Sanju K. Bansal | Mgmt | For | Against | Against | |||
3 | Elect Michele A. Flournoy | Mgmt | For | Against | Against | |||
4 | Elect Mark A. Frantz | Mgmt | For | Against | Against | |||
5 | Elect Nancy Killefer | Mgmt | For | Against | Against | |||
6 | Elect Craig R. Martin | Mgmt | For | Against | Against | |||
7 | Elect Sean O'Keefe | Mgmt | For | Against | Against | |||
8 | Elect Lawrence B. Prior III | Mgmt | For | Against | Against | |||
9 | Elect Michael E. Ventling | Mgmt | For | Against | Against | |||
10 | Elect Billie I. Williamson | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | Abstain | Against | |||
Dai Nippon Printing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7912 | CINS J10584100 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | |||
5 | Elect Kohichi Takanami | Mgmt | For | For | For | |||
6 | Elect Masayoshi Yamada | Mgmt | For | For | For | |||
7 | Elect Yoshinari Kitajima | Mgmt | For | For | For | |||
8 | Elect Masahiko Wada | Mgmt | For | For | For | |||
9 | Elect Tetsuji Morino | Mgmt | For | For | For | |||
10 | Elect Tokuji Kanda | Mgmt | For | For | For | |||
11 | Elect Motoharu Kitajima | Mgmt | For | For | For | |||
12 | Elect Takashi Saitoh | Mgmt | For | For | For | |||
13 | Elect Satoru Inoue | Mgmt | For | For | For | |||
14 | Elect Tadao Tsukada | Mgmt | For | For | For | |||
15 | Elect Tsukasa Miyajima | Mgmt | For | For | For | |||
16 | Elect Kuniaki Nomura as Statutory Auditor | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryu Yano | Mgmt | For | Against | Against | |||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | |||
5 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Daiwa Securities Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
3 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
4 | Elect Shinya Nishio | Mgmt | For | Against | Against | |||
5 | Elect Kazuo Takahashi | Mgmt | For | Against | Against | |||
6 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
7 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
8 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
9 | Elect Morimasa Matsuda | Mgmt | For | Against | Against | |||
10 | Elect Nobuko Matsubara | Mgmt | For | Against | Against | |||
11 | Elect Keiichi Tadaki | Mgmt | For | Against | Against | |||
12 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
13 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
14 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
15 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
16 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/16/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
7 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Folke Tiveus | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Shares or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Amendments to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Cheques | ShrHoldr | Against | TNA | N/A | |||
21 | Shareholder Proposal Regarding Gender-Specific Remuneration Statistics | ShrHoldr | Against | TNA | N/A | |||
22 | Shareholder Proposal Regarding Employee Share Options | ShrHoldr | Against | TNA | N/A | |||
23 | Shareholder Proposal Regarding Green Technology | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Climate Target Report | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Increase of Authorized Class C Common Stock | Mgmt | For | Against | Against | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect David G. DeWalt | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
8 | Elect George N. Mattson | Mgmt | For | For | For | |||
9 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
10 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
11 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Deutsche Lufthansa AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHA | CINS D1908N106 | 05/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Elect PARK In Gyu | Mgmt | For | For | For | |||
4 | Elect NOH Sung Seok | Mgmt | For | For | For | |||
5 | Elect JO Hae Nyung | Mgmt | For | For | For | |||
6 | Elect HA Jong Hwa | Mgmt | For | For | For | |||
7 | Election of Independent Director to Become Audit Committee Member: JEON Kyung Tae | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: HA Jong Hwa | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
Diageo plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
5 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||
6 | Elect HO Kwon Ping | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Franz B. Humer | Mgmt | For | For | For | |||
9 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||
10 | Elect Ivan Menezes | Mgmt | For | For | For | |||
11 | Elect Philip Scott | Mgmt | For | For | For | |||
12 | Elect Alan Stewart | Mgmt | For | For | For | |||
13 | Elect Javier Ferran | Mgmt | For | For | For | |||
14 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
15 | Elect Emma Walmsley | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
1.2 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.3 | Elect David M. Zaslav | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dominion Diamond Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDC | CUSIP 257287102 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brendan Bell | Mgmt | For | For | For | |||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||
1.4 | Elect James K. Gowans | Mgmt | For | For | For | |||
1.5 | Elect David S. Smith | Mgmt | For | For | For | |||
1.6 | Elect Chuck Strahl | Mgmt | For | For | For | |||
1.7 | Elect Josef Vejvoda | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
DST Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DST | CUSIP 233326107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph C. Antonellis | Mgmt | For | For | For | |||
1.2 | Elect Jerome H. Bailey | Mgmt | For | For | For | |||
1.3 | Elect Lynn Dorsey Bleil | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Stephen C. Hooley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 02/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Co-Option of Javier Marin Romano | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
11 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Sukuk and/or Other Instruments | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Cavanaugh III | Mgmt | For | For | For | |||
2 | Elect Alan H. Cohen | Mgmt | For | For | For | |||
3 | Elect James B. Connor | Mgmt | For | For | For | |||
4 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
5 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
6 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
7 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
8 | Elect Jack R. Shaw | Mgmt | For | For | For | |||
9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
10 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E.ON SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2017 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2018 | Mgmt | For | For | For | |||
12 | Change of Company Headquarters | Mgmt | For | For | For | |||
13 | Approval of Intra-Company Control Agreement with E.ON Gruga Geschaftsfuhrungsgesellschaft mbH | Mgmt | For | For | For | |||
14 | Approval of Intra-Company Control Agreement with E.ON Funfundzwanzigste Verwaltungs GmbH | Mgmt | For | For | For | |||
15 | Increase in Authorised Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Eagle Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sander Flaum | Mgmt | For | For | For | |||
1.2 | Elect Scott Tarriff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.9 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Performance-Based Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
easyJet PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EZJ | CINS G3030S109 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Barton | Mgmt | For | For | For | |||
5 | Elect Carolyn McCall | Mgmt | For | For | For | |||
6 | Elect Andrew Findlay | Mgmt | For | For | For | |||
7 | Elect Charles Gurassa | Mgmt | For | For | For | |||
8 | Elect Adele Anderson | Mgmt | For | For | For | |||
9 | Elect Andreas Bierwirth | Mgmt | For | For | For | |||
10 | Elect Keith Hamill | Mgmt | For | For | For | |||
11 | Elect Andrew Martin | Mgmt | For | For | For | |||
12 | Elect Francois Rubichon | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
4 | Elect Logan D. Green | Mgmt | For | For | For | |||
5 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
6 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
7 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
8 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
9 | Elect Robert H. Swan | Mgmt | For | For | For | |||
10 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electrolux AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELUXB | CINS W24713120 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Elect Petra Hedengran | Mgmt | For | TNA | N/A | |||
17 | Elect Hasse Johansson | Mgmt | For | TNA | N/A | |||
18 | Elect Ronnie Leten | Mgmt | For | TNA | N/A | |||
19 | Elect Ulla Litzen | Mgmt | For | TNA | N/A | |||
20 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
21 | Elect Fredrik Persson | Mgmt | For | TNA | N/A | |||
22 | Elect David Porter | Mgmt | For | TNA | N/A | |||
23 | Elect Jonas Samuelson | Mgmt | For | TNA | N/A | |||
24 | Elect Ulrika Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Kai Warn | Mgmt | For | TNA | N/A | |||
26 | Elect Ronnie Leten as Chair | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares for Incentive Program | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ems-Chemie Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMSN | CINS H22206199 | 08/13/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Board Compensation | Mgmt | For | TNA | N/A | |||
4 | Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Berg as Chairman and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
8 | Elect Magdalena Martullo as Director | Mgmt | For | TNA | N/A | |||
9 | Elect Joachim Streu as Director and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Merki as Director and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Endesa SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELE | CINS E41222113 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Management Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Miquel Roca Junyent | Mgmt | For | For | For | |||
7 | Elect Alejandro Echevarria Busquet | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Loyalty Plan 2017-2019 | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term Length | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
10 | List Presented by Group of Institutional Investors Representing 1.879% of Share Capital | Mgmt | For | N/A | N/A | |||
11 | Elect Patrizia Grieco as Board Chair | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Long-Term Incentive Plan 2017 | Mgmt | For | For | For | |||
14 | Remuneration Policy | Mgmt | For | For | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard I. Hoffen | Mgmt | For | For | For | |||
2 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
3 | Elect David M. Shaffer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Blind | Mgmt | For | For | For | |||
2 | Elect Michael J. Schaefer | Mgmt | For | For | For | |||
3 | Elect James C. Taylor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald S. Lauder | Mgmt | For | Abstain | Against | |||
2 | Elect William P. Lauder | Mgmt | For | Abstain | Against | |||
3 | Elect Richard D. Parsons | Mgmt | For | Abstain | Against | |||
4 | Elect Lynn Forester de Rothschild | Mgmt | For | Abstain | Against | |||
5 | Elect Richard F. Zannino | Mgmt | For | Abstain | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Stephane Pallez | Mgmt | For | Against | Against | |||
10 | Elect Anne Dias | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Executive Board) | Mgmt | For | For | For | |||
13 | Remuneration of Michel David-Weill (Supervisory Board Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Patrick Sayer, (Executive Board Chair) | Mgmt | For | For | For | |||
15 | Remuneration of Virginie Morgon and Philippe Audouin, (Executive Board Members) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Change of Legal Form | Mgmt | For | For | For | |||
19 | Adoption of New Articles Regarding the Change of Legal Form | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities Regarding the Change in Legal Form | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Warrants During a Public Offer | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Euronet Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EEFT | CUSIP 298736109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrzej Olechowski | Mgmt | For | For | For | |||
1.2 | Elect Eriberto R. Scocimara | Mgmt | For | For | For | |||
1.3 | Elect Mark R. Callegari | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Elect Paulo Rodrigues da Silva to the Management Board | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Eutelsat Communications SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETL | CINS F3692M128 | 11/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Michel de Rosen | Mgmt | For | For | For | |||
9 | Elect Carole Piwnica | Mgmt | For | For | For | |||
10 | Elect Meriem Bensalah Chaqroun | Mgmt | For | Against | Against | |||
11 | Elect Rodolphe Belmer | Mgmt | For | For | For | |||
12 | Elect Dominique D'Hinnin | Mgmt | For | For | For | |||
13 | Remuneration of Michel de Rosen, Chairman and Former CEO | Mgmt | For | For | For | |||
14 | Remuneration of Rodolphe Belmer, CEO since December 1, 2016 (formerly Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Michel Azibert, Deputy CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | ELECT ALDO BELLONI TO THE SUPERVISORY BOARD | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Experian Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPN | CINS G32655105 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Luiz Fernando Vendramini Fleury | Mgmt | For | For | For | |||
4 | Elect Brian Cassin | Mgmt | For | For | For | |||
5 | Elect Roger Davis | Mgmt | For | For | For | |||
6 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||
7 | Elect Lloyd Pitchford | Mgmt | For | For | For | |||
8 | Elect Don Robert | Mgmt | For | For | For | |||
9 | Elect George Rose | Mgmt | For | For | For | |||
10 | Elect Paul A. Walker | Mgmt | For | For | For | |||
11 | Elect Kerry Williams | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Federated National Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNHC | CUSIP 31422T101 | 09/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael H. Braun | Mgmt | For | Against | Against | |||
2 | Elect Jenifer G. Kimbrough | Mgmt | For | Against | Against | |||
3 | Elect Bruce F. Simberg | Mgmt | For | Against | Against | |||
4 | Elect William G. Stewart | Mgmt | For | Against | Against | |||
5 | Elect Thomas A. Rogers | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
9 | Lower Minimum Share Ownership Threshold to Call a Special Meeting | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann as Executive Director | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | Against | Against | |||
11 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Michelangelo Volpi as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Demerger | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
First Hawaiian INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHB | CUSIP 32051X108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew J. Cox | Mgmt | For | Withhold | Against | |||
1.2 | Elect W. Allen Doane | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thibault Fulconis | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gerard Gil | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jean-Milan C. Givadinovitch | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert S. Harrison | Mgmt | For | Withhold | Against | |||
1.7 | Elect J. Michael Shepherd | Mgmt | For | Withhold | Against | |||
1.8 | Elect Allen B Uyeda | Mgmt | For | Withhold | Against | |||
1.9 | Elect Michel Vial | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.4 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.7 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.8 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.9 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect George M. Smart | Mgmt | For | For | For | |||
1.13 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
8 | Adoption of Proxy Access | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Flight Centre Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLT | CINS Q39175106 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Gary W. Smith | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | Against | Against | |||
Fluor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLR | CUSIP 343412102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter K. Barker | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect James T. Hackett | Mgmt | For | Against | Against | |||
6 | Elect Samuel Locklear III | Mgmt | For | For | For | |||
7 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
8 | Elect Armando Olivera | Mgmt | For | For | For | |||
9 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect David T. Seaton | Mgmt | For | For | For | |||
12 | Elect Nader H. Sultan | Mgmt | For | For | For | |||
13 | Elect Lynn Swann | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Mark Fields | Mgmt | For | For | For | |||
5 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
6 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||
8 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
9 | Elect William E. Kennard | Mgmt | For | For | For | |||
10 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
12 | Elect John L. Thornton | Mgmt | For | For | For | |||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Forest City Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCE.A | CUSIP 345605109 | 06/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
1.2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Esposito, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Elizabeth Gaines | Mgmt | For | Against | Against | |||
4 | Re-elect Sharon Warburton | Mgmt | For | Against | Against | |||
Fortinet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTNT | CUSIP 34959E109 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Xie | Mgmt | For | For | For | |||
2 | Elect William H. Neukom | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Mark Berry | Mgmt | For | Against | Against | |||
6 | Elect Andrew J. Adcock | Mgmt | For | Against | Against | |||
7 | Elect Ian E. Barlow | Mgmt | For | Against | Against | |||
8 | Elect Michael Brown | Mgmt | For | Against | Against | |||
9 | Elect Nic Budden | Mgmt | For | Against | Against | |||
10 | Elect Garry Watts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Share Option Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Fresenius SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CINS D27348263 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Stock Option Plan 2013 | Mgmt | For | Against | Against | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
3 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
4 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
5 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
6 | Elect Duncan Tait | Mgmt | For | For | For | |||
7 | Elect Tatsuzumi Furukawa | Mgmt | For | For | For | |||
8 | Elect Miyako Suda | Mgmt | For | For | For | |||
9 | Elect Jun Yokota | Mgmt | For | For | For | |||
10 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
11 | Elect Atsushi Abe | Mgmt | For | For | For | |||
12 | Elect Yohichi Hirose as Statutory Auditor | Mgmt | For | For | For | |||
13 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Fukuoka Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8354 | CINS J17129107 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaaki Tani | Mgmt | For | For | For | |||
5 | Elect Takashige Shibato | Mgmt | For | For | For | |||
6 | Elect Takashi Yoshikai | Mgmt | For | For | For | |||
7 | Elect Yasuhiko Yoshida | Mgmt | For | For | For | |||
8 | Elect Yuji Shirakawa | Mgmt | For | For | For | |||
9 | Elect Eiji Araki | Mgmt | For | For | For | |||
10 | Elect Kohji Yokota | Mgmt | For | For | For | |||
11 | Elect Ei Takeshita | Mgmt | For | For | For | |||
12 | Elect Masayuki Aoyagi | Mgmt | For | For | For | |||
13 | Elect Shunsuke Yoshizawa | Mgmt | For | For | For | |||
14 | Elect Yasuaki Morikawa | Mgmt | For | For | For | |||
15 | Elect Masahiko Fukasawa | Mgmt | For | For | For | |||
16 | Elect Toshiya Kosugi | Mgmt | For | For | For | |||
17 | Elect Naohiko Gondoh | Mgmt | For | Against | Against | |||
18 | Elect Masamichi Miura | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Gas Natural SDG S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAS | CINS E5499B123 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Transfer of Reserves | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor (FY2017) | Mgmt | For | For | For | |||
9 | Appointment of Auditor (FY2018-2020) | Mgmt | For | For | For | |||
10 | Elect Enrique Alcantara-Garcia Irazoqui | Mgmt | For | Against | Against | |||
11 | Ratify Co-option and Elect Marcelino Armenter Vidal | Mgmt | For | Against | Against | |||
12 | Ratify Co-option and Elect Jose Mario Armero Montes | Mgmt | For | Against | Against | |||
13 | Ratify Co-option and Elect Alejandro Garcia-Bragado Dalmau | Mgmt | For | Against | Against | |||
14 | Ratify Co-option and Elect Josu Jon Imaz San Miguel | Mgmt | For | Against | Against | |||
15 | Ratify Co-option and Elect Rajaram Rao | Mgmt | For | Against | Against | |||
16 | Elect Luis Suarez de Lezo Mantilla | Mgmt | For | Against | Against | |||
17 | Ratify Co-option and Elect William Alan Woodburn | Mgmt | For | Against | Against | |||
18 | Amendments to Article 44 | Mgmt | For | For | For | |||
19 | Amendments to Additional Provision | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
22 | Share Acquisition Plan | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Emma Walmsley | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Patrick Vallance | Mgmt | For | For | For | |||
7 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
10 | Elect Simon Dingemans | Mgmt | For | For | For | |||
11 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
12 | Elect Jesse Goodman | Mgmt | For | For | For | |||
13 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
14 | Elect Urs Rohner | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | 2017 Performance Share Plan | Mgmt | For | For | For | |||
25 | 2017 Deferred Annual Bonus Plan | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
4 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
5 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
6 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
7 | Elect John J. Mack | Mgmt | For | Against | Against | |||
8 | Elect Peter T. Grauer | Mgmt | For | Against | Against | |||
9 | Elect Patrice Merrin | Mgmt | For | Against | Against | |||
10 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John G. Bruno | Mgmt | For | For | For | |||
2 | Elect Jeffrey S. Sloan | Mgmt | For | For | For | |||
3 | Elect William B. Plummer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H.B. Baldwin, Jr. | Mgmt | For | For | For | |||
2 | Elect Mitchell L. Hollin | Mgmt | For | For | For | |||
3 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
4 | Elect John M. Partridge | Mgmt | For | For | For | |||
5 | Elect Jeffrey S. Sloan | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Goodman Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMG | CINS Q4229W132 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appoint Auditor and Authorise Board to Set Fees (Goodman Logistics (HK) Limited) | Mgmt | For | For | For | |||
3 | Re-elect Phillip Pryke (Goodman Limited) | Mgmt | For | For | For | |||
4 | Re-elect Danny Peeters (Goodman Limited) | Mgmt | For | For | For | |||
5 | Re-elect Anthony Rozic (Goodman Limited) | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hakuhodo DY Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2433 | CINS J19174101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Junji Narita | Mgmt | For | For | For | |||
3 | Elect Hirokazu Toda | Mgmt | For | For | For | |||
4 | Elect Kunihiko Sawada | Mgmt | For | For | For | |||
5 | Elect Mitsumasa Matsuzaki | Mgmt | For | For | For | |||
6 | Elect Tomoyuki Imaizumi | Mgmt | For | For | For | |||
7 | Elect Yoshitaka Nakatani | Mgmt | For | For | For | |||
8 | Elect Masanori Nishioka | Mgmt | For | For | For | |||
9 | Elect Osamu Nishimura | Mgmt | For | For | For | |||
10 | Elect Masayuki Mizushima | Mgmt | For | For | For | |||
11 | Elect Hiroshi Ochiai | Mgmt | For | For | For | |||
12 | Elect Daisuke Fujinuma | Mgmt | For | For | For | |||
13 | Elect Hirotake Yajima | Mgmt | For | For | For | |||
14 | Elect Noboru Matsuda | Mgmt | For | For | For | |||
15 | Elect Nobumichi Hattori | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Special Allowances for Directors | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Restricted Share Plan | Mgmt | For | For | For | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Fuller | Mgmt | For | For | For | |||
1.2 | Elect Floyd C. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Harvey Norman Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVN | CINS Q4525E117 | 11/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Declare Dividend | Mgmt | For | For | For | |||
5 | Re-elect Kay L. Page | Mgmt | For | Against | Against | |||
6 | Re-elect Kenneth W. Gunderson-Briggs | Mgmt | For | Against | Against | |||
7 | Re-elect David M. Ackery | Mgmt | For | Against | Against | |||
8 | Amendments to Constitution (Directors' Power to Issue Securities) | Mgmt | For | Against | Against | |||
9 | Amendments to Constitution (Share Capital Amendments) | Mgmt | For | For | For | |||
10 | Amendments to Constitution (Declaration of Dividends) | Mgmt | For | For | For | |||
11 | Amendments to Constitution (Capitalisation of Profits) | Mgmt | For | For | For | |||
12 | Amendments to Constitution (Regulatory Updates) | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect Lisa Gersh | Mgmt | For | For | For | |||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
11 | Elect Mary Beth West | Mgmt | For | For | For | |||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect James P. Hoffmann | Mgmt | For | For | For | |||
6 | Elect Michael D. McKee | Mgmt | For | For | For | |||
7 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Affeldt | Mgmt | For | For | For | |||
1.2 | Elect Peter A. Dorsman | Mgmt | For | For | For | |||
1.3 | Elect Peter A. Leav | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Election of J.F.M.L. van Boxmeer to the Management Board | Mgmt | For | For | For | |||
14 | Elect Maarten Das to Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Christophe Navarre to the Supervisory Board | Mgmt | For | Against | Against | |||
Hercules Capital Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Henriquez | Mgmt | For | For | For | |||
2 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect William Nowlan | Mgmt | For | For | For | |||
10 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Relative Performance Fee Methodology | Mgmt | For | Against | Against | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hino Motors Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7205 | CINS 433406105 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuhiko Ichihashi | Mgmt | For | For | For | |||
4 | Elect Yoshio Shimo | Mgmt | For | For | For | |||
5 | Elect Satoru Mohri | Mgmt | For | For | For | |||
6 | Elect Hiroshi Kokaji | Mgmt | For | For | For | |||
7 | Elect Hirofumi Muta | Mgmt | For | For | For | |||
8 | Elect Shin Endoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Kajikawa | Mgmt | For | For | For | |||
10 | Elect Taketo Nakane | Mgmt | For | For | For | |||
11 | Elect Toshitaka Hagiwara | Mgmt | For | For | For | |||
12 | Elect Motokazu Yoshida | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Keiko Kitamura | Mgmt | For | For | For | |||
15 | Elect Masahiro Nakajima | Mgmt | For | Against | Against | |||
16 | Elect Yoshiaki Kitahara as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Hitachi Chemical Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4217 | CINS J20160107 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuyuki Tanaka | Mgmt | For | Against | Against | |||
3 | Elect Takemoto Ohto | Mgmt | For | Against | Against | |||
4 | Elect George Olcott | Mgmt | For | Against | Against | |||
5 | Elect Richard E. Dyck | Mgmt | For | Against | Against | |||
6 | Elect Chieko Matsuda | Mgmt | For | Against | Against | |||
7 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |||
8 | Elect Yoshihiro Nomura | Mgmt | For | Against | Against | |||
9 | Elect Hisashi Maruyama | Mgmt | For | Against | Against | |||
10 | Elect Masayuki Sarumaru | Mgmt | For | Against | Against | |||
11 | Elect Shinichiroh Ohmori | Mgmt | For | Against | Against | |||
12 | Elect Yoshihito Kitamatsu | Mgmt | For | Against | Against | |||
Hitachi Metals Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5486 | CINS J20538112 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hideaki Takahashi | Mgmt | For | Against | Against | |||
3 | Elect Masaru Igarashi | Mgmt | For | Against | Against | |||
4 | Elect Toshiko Oka | Mgmt | For | Against | Against | |||
5 | Elect Takashi Shimada | Mgmt | For | Against | Against | |||
6 | Elect Junichi Kamata | Mgmt | For | Against | Against | |||
7 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Toshitake Hasunuma | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Hiraki | Mgmt | For | Against | Against | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | |||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | |||
1.4 | Elect Lawrence M. Levy | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
1.6 | Elect Christina Stamoulis | Mgmt | For | For | For | |||
1.7 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
1.8 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Homeserve plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSV | CINS G4639X119 | 07/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect J.M. Barry Gibson | Mgmt | For | For | For | |||
5 | Elect Richard D. Harpin | Mgmt | For | For | For | |||
6 | Elect Martin Bennett | Mgmt | For | For | For | |||
7 | Elect Johnathan Ford | Mgmt | For | For | For | |||
8 | Elect Stella David | Mgmt | For | For | For | |||
9 | Elect Ben Mingay | Mgmt | For | For | For | |||
10 | Elect Mark C. Morris | Mgmt | For | For | For | |||
11 | Elect Chris Havemann | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect William S. Ayer | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Branch Auditor | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
8 | Related Party Transactions with HDFC Bank | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Appointment of Keki M. Mistry (Managing Director, Vice Chairman & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect David Nish | Mgmt | For | For | For | |||
4 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
5 | Elect Phillip Ameen | Mgmt | For | For | For | |||
6 | Elect Kathleen Casey | Mgmt | For | For | For | |||
7 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
8 | Elect Henri de Castries | Mgmt | For | For | For | |||
9 | Elect Lord Evans of Weardale | Mgmt | For | For | For | |||
10 | Elect Joachim Faber | Mgmt | For | For | For | |||
11 | Elect Douglas J. Flint | Mgmt | For | For | For | |||
12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | |||
13 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
14 | Elect John P. Lipsky | Mgmt | For | For | For | |||
15 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
16 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
17 | Elect Marc Moses | Mgmt | For | For | For | |||
18 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
19 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | |||
20 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
27 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Augustus L. Collins | Mgmt | For | For | For | |||
1.2 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
1.3 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.4 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.5 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
1.7 | Elect John K. Welch | Mgmt | For | For | For | |||
1.8 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Proposal to Approve the Performance-Based Compensation Policy of Performance-Based Payments | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Pritzker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela M. Nicholson | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard C. Tuttle | Mgmt | For | Withhold | Against | |||
1.4 | Elect James H. Wooten, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Management Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles (Preamble) | Mgmt | For | For | For | |||
6 | Amendments to Articles 7 and 8 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulation Article 14 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulation Articles 19 and 39 | Mgmt | For | For | For | |||
9 | Elect Juan Manuel Gonzalez Serna | Mgmt | For | Against | Against | |||
10 | Elect Francisco Martinez Corcoles | Mgmt | For | Against | Against | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
13 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
14 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
15 | 2017-2019 Strategic Bonus Plan | Mgmt | For | Abstain | Against | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Authority to Issue Debt Instruments | Mgmt | For | Abstain | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iida Group Holdings Co.Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3291 | CINS J23426109 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kazuhiko Mori | Mgmt | For | For | For | |||
3 | Elect Yohichi Nishikawa | Mgmt | For | For | For | |||
4 | Elect Shigeo Yamamoto | Mgmt | For | For | For | |||
5 | Elect Yoshinari Hisabayashi | Mgmt | For | For | For | |||
6 | Elect Tadayoshi Horiguchi | Mgmt | For | For | For | |||
7 | Elect Masashi Kanei | Mgmt | For | For | For | |||
8 | Elect Hiroshi Nishino | Mgmt | For | For | For | |||
9 | Elect Shigeyuki Matsubayashi | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Kodera | Mgmt | For | For | For | |||
11 | Elect Masahiro Asano | Mgmt | For | For | For | |||
12 | Elect Toshihiko Sasaki | Mgmt | For | For | For | |||
13 | Elect Ikuko Ishimaru | Mgmt | For | Against | Against | |||
14 | Elect Chiharu Hayashi | Mgmt | For | For | For | |||
15 | Elect Chikara Tanaka | Mgmt | For | For | For | |||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
Industrivarden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDUA | CINS W45430100 | 05/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
21 | Elect Christian Caspar | Mgmt | For | TNA | N/A | |||
22 | Elect Bengt Kjell | Mgmt | For | TNA | N/A | |||
23 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
24 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
25 | Elect Annika Lundius | Mgmt | For | TNA | N/A | |||
26 | Elect Lars Pettersson | Mgmt | For | TNA | N/A | |||
27 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
28 | Elect Fredrik Lundberg as Chair | Mgmt | For | TNA | N/A | |||
29 | Number of Auditors | Mgmt | For | TNA | N/A | |||
30 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
33 | Long-term Share Savings Program | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
36 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
37 | Shareholder Proposal Regarding Equality Report | ShrHoldr | N/A | TNA | N/A | |||
38 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
39 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Unequal Voting Rights Petition | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Ban on Lobbying | ShrHoldr | N/A | TNA | N/A | |||
47 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Infineon Technologies AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFX | CINS D35415104 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Geraldine Picaud to the Supervisory Board | Mgmt | For | Against | Against | |||
11 | Approval of Intra-company Control Agreement with Infineon Technologies Mantel 28 GmbH | Mgmt | For | For | For | |||
12 | Approval of the Intra-company Control Agreement with Infineon Technologies Mantel 29 GmbH | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
2 | Elect David B. Fischer | Mgmt | For | For | For | |||
3 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
4 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
7 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
8 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
9 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
11 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
12 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
17 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
18 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
19 | Elect Nicola Shaw | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Reduction in Authorised Share Capital (Share Buyback) | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
International Game Technology PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGT | CUSIP G4863A108 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authorization of Political Donations | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | For | For | |||
IntraLinks Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL | CUSIP 46118H104 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian J. Conway | Mgmt | For | For | For | |||
2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
3 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Diane B. Greene | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Raul Vazquez | Mgmt | For | For | For | |||
9 | Elect Jeff Weiner | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendments to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Investor AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INVEB | CINS W48102128 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |||
20 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
21 | Elect Johan Forssell | Mgmt | For | TNA | N/A | |||
22 | Elect Magdalena Gerger | Mgmt | For | TNA | N/A | |||
23 | Elect Tom Johnstone | Mgmt | For | TNA | N/A | |||
24 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
25 | Elect Hans Straberg | Mgmt | For | TNA | N/A | |||
26 | Elect Lena Treschow Torell | Mgmt | For | TNA | N/A | |||
27 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
29 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
30 | Elect Jacob Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
33 | Long-Term Variable Compensation Program 2017 | Mgmt | For | TNA | N/A | |||
34 | Long-Term Variable Compensation Program for Patricia Industries | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Issue Treasury Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
38 | Shareholder Proposal Regarding Occupational Accidents | ShrHoldr | N/A | TNA | N/A | |||
39 | Shareholder Proposal Regarding Occupation Accidents Working Group | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Occupational Accidents Report | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Equality Working Group | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Equality Report | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Shareholders Association | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Nomination Committee Instructions | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Directors' Fees Petition | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Petition for Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Cool-off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Small and Medium-size Shareholders | ShrHoldr | N/A | TNA | N/A | |||
53 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
54 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Investors Real Estate Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRET | CUSIP 461730103 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |||
2 | Elect Michael T. Dance | Mgmt | For | For | For | |||
3 | Elect Linda Hall | Mgmt | For | For | For | |||
4 | Elect Terrance Maxwell | Mgmt | For | For | For | |||
5 | Elect Timothy P. Mihalick | Mgmt | For | For | For | |||
6 | Elect Jeffrey L. Miller | Mgmt | For | For | For | |||
7 | Elect John A. Schissel | Mgmt | For | For | For | |||
8 | Elect John D. Stewart | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Woodbury | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
iShares TIPS Bond ETF | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIP | CUSIP 464287465 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard L. Fagnani | Mgmt | For | Withhold | Against | |||
1.3 | Elect Drew E. Lawton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Madhav V. Rajan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mark Wiedman | Mgmt | For | Withhold | Against | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
6 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
10 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
11 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
12 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
13 | Elect Shingo Majima | Mgmt | For | For | For | |||
14 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
J Sainsbury plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBRY | CINS G77732173 | 07/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Brian Cassin | Mgmt | For | For | For | |||
5 | Elect Matt Brittin | Mgmt | For | For | For | |||
6 | Elect Mike Coupe | Mgmt | For | For | For | |||
7 | Elect Mary Harris | Mgmt | For | For | For | |||
8 | Elect David Keens | Mgmt | For | For | For | |||
9 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
10 | Elect John Rogers | Mgmt | For | For | For | |||
11 | Elect Jean Tomlin | Mgmt | For | For | For | |||
12 | Elect David Tyler | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
2 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | |||
3 | Elect Robert C. Davidson, Jr. | Mgmt | For | For | For | |||
4 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
5 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
8 | Elect Peter J. Robertson | Mgmt | For | For | For | |||
9 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||
10 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Japan Airlines Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
10 | Elect Toshinori Shin | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
13 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
14 | Directors' Fees; Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Jardine Cycle & Carriage Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C07 | CINS Y43703100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect James A. Watkins | Mgmt | For | For | For | |||
5 | Elect Mark S. Greenberg | Mgmt | For | Against | Against | |||
6 | Elect Marty M. Natalegawa | Mgmt | For | For | For | |||
7 | Elect Benjamin W. Keswick | Mgmt | For | Against | Against | |||
8 | Elect Vimala V.R. Menon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
JTEKT Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6473 | CINS J2946V104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
4 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
5 | Elect Seihoh Kawakami | Mgmt | For | For | For | |||
6 | Elect Masakazu Isaka | Mgmt | For | For | For | |||
7 | Elect Atsushi Kume | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Kaijima | Mgmt | For | For | For | |||
10 | Elect Tomokazu Takahashi | Mgmt | For | For | For | |||
11 | Elect Takumi Matsumoto | Mgmt | For | For | For | |||
12 | Elect Takao Miyatani | Mgmt | For | For | For | |||
13 | Elect Iwao Okamoto | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect William Stensrud | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Kajima Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1812 | CINS J29223120 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshikazu Oshimi | Mgmt | For | For | For | |||
4 | Elect Naoki Atsumi | Mgmt | For | For | For | |||
5 | Elect Tamiharu Tashiro | Mgmt | For | For | For | |||
6 | Elect Hiroyoshi Koizumi | Mgmt | For | For | For | |||
7 | Elect Ken Uchida | Mgmt | For | For | For | |||
8 | Elect Kohji Furukawa | Mgmt | For | For | For | |||
9 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
10 | Elect Kiyomi Saitoh | Mgmt | For | For | For | |||
11 | Elect Kohji Fukada as Statutory Auditor | Mgmt | For | For | For | |||
12 | Amendment of Bonus Payable to Directors | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Elect Michitaka Sawada | Mgmt | For | TNA | N/A | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | TNA | N/A | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | TNA | N/A | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | TNA | N/A | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | TNA | N/A | |||
8 | Elect Masayuki Oku | Mgmt | For | TNA | N/A | |||
9 | Elect Yukio Nagira | Mgmt | For | TNA | N/A | |||
10 | Elect Katsuya Fujii | Mgmt | For | TNA | N/A | |||
11 | Elect Hideki Amano | Mgmt | For | TNA | N/A | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | TNA | N/A | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
14 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect HO Shut Kan | Mgmt | For | For | For | |||
6 | Elect Bryan Pallop GAW | Mgmt | For | For | For | |||
7 | Elect KU Moon Lun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KIA Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000270 | CINS Y47601102 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect James M. Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Andrew Cosslett | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
8 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||
10 | Elect Veronique Laury | Mgmt | For | For | For | |||
11 | Elect Mark Seligman | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korea Aerospace Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
047810 | CINS Y4838Q105 | 03/24/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect KIM Tae Young | Mgmt | For | TNA | N/A | |||
3 | Elect LEE Dong Ho | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Pal Seung | Mgmt | For | TNA | N/A | |||
5 | Election of Audit Committee Member: KIM Tae Young | Mgmt | For | TNA | N/A | |||
6 | Election of Audit Committee Member: LEE Dong Ho | Mgmt | For | TNA | N/A | |||
7 | Election of Audit Committee Member: LEE Pal Seung | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 01/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect MOON Bong Soo as Director | Mgmt | For | Against | Against | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 10/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Audit Committee Member: KIM Joo Sun | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kumagai Gumi Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1861 | CINS J36705127 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Yasushi Higuchi | Mgmt | For | For | For | |||
5 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
6 | Elect Yasunori Sakurano | Mgmt | For | For | For | |||
7 | Elect Yoshihiko Katoh | Mgmt | For | For | For | |||
8 | Elect Kohichi Hironishi | Mgmt | For | For | For | |||
9 | Elect Mikie Yumoto | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Ogawa | Mgmt | For | For | For | |||
11 | Elect Tsukasa Yoshikawa | Mgmt | For | Against | Against | |||
12 | Elect Junji Konishi | Mgmt | For | Against | Against | |||
13 | Elect Akira Maekawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Itoh | Mgmt | For | For | For | |||
4 | Elect Sadaaki Matsuyama | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kugawa | Mgmt | For | For | For | |||
6 | Elect Hiroaya Hayase | Mgmt | For | For | For | |||
7 | Elect Kazuhiro Nakayama | Mgmt | For | For | For | |||
8 | Elect Kenichi Abe | Mgmt | For | For | For | |||
9 | Elect Yoshimasa Sano | Mgmt | For | For | For | |||
10 | Elect Hitoshi Toyoura | Mgmt | For | For | For | |||
11 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
12 | Elect Jun Hamano | Mgmt | For | For | For | |||
13 | Elect Mie Fujimoto as Statutory Auditor | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
13 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
18 | Elect Paul Desmarais, Jr as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Board Compensation | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lagardere SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMB | CINS F5485U100 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Arnaud Lagardere, Managing Partner | Mgmt | For | For | For | |||
9 | Remuneration of Pierre Leroy and Thierry Funck-Brentano, Co-Managing Partners | Mgmt | For | For | For | |||
10 | Remuneration of Dominique D'Hinnin, Co-Managing Partner | Mgmt | For | For | For | |||
11 | Remuneration of Xavier de Sarrau, Chairman | Mgmt | For | For | For | |||
12 | Elect Martine Chene | Mgmt | For | Against | Against | |||
13 | Elect Francois David | Mgmt | For | Against | Against | |||
14 | Elect Soumia Malinbaum | Mgmt | For | Against | Against | |||
15 | Elect Javier Monzon | Mgmt | For | Against | Against | |||
16 | Elect Aline Sylla-Walbaum | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor, Ernst & Young | Mgmt | For | For | For | |||
18 | Non-Renewal of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights but with Priority Subscription | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | In Consideration for Contributions in Kind or in Case of Exchange Offer | Mgmt | For | For | For | |||
27 | Global Ceiling On Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Authority to Cancel shares and Reduce Capital | Mgmt | For | For | For | |||
31 | Amendments to Articles Regarding Auditors | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David G. Bannister | Mgmt | For | For | For | |||
1.2 | Elect George P. Scanlon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jespen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
8 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
9 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
10 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Leidos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LDOS | CUSIP 78390X101 | 08/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect David G. Fubini | Mgmt | For | For | For | |||
3 | Elect Miriam E. John | Mgmt | For | For | For | |||
4 | Elect John P. Jumper | Mgmt | For | For | For | |||
5 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
6 | Elect Roger A. Krone | Mgmt | For | For | For | |||
7 | Elect Gary S. May | Mgmt | For | For | For | |||
8 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | |||
9 | Elect Robert S. Shapard | Mgmt | For | For | For | |||
10 | Elect Noel B. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gordon R.H Orr | Mgmt | For | For | For | |||
6 | Elect ZHU Linan | Mgmt | For | For | For | |||
7 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
8 | Elect William Tudor Brown | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
LG Display Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
034220 | CINS Y5255T100 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect HA Hyun Hwoi | Mgmt | For | For | For | |||
4 | Elect CHANG Jin | Mgmt | For | For | For | |||
5 | Elect KIM Sang Don | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: HAN Geun Tae | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Liberty Interactive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QVCA | CUSIP 53071M880 | 08/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | |||
1.3 | Elect Mark Vadon | Mgmt | For | For | For | |||
1.4 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2016 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
Liberty Interactive Corporation QVC Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QVCA | CUSIP 53071M856 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan D. Malone | Mgmt | For | For | For | |||
1.2 | Elect David E. Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Liberty Interactive Corporation QVC Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QVCA | CUSIP 53071M104 | 11/01/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | TNA | N/A | |||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229409 | 01/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229409 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan D. Malone | Mgmt | For | For | For | |||
1.2 | Elect David E. Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229409 | 08/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
1.3 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendments Regarding Preferred Stock, Subsidiary Stock and Future Bylaw Amendments | Mgmt | For | For | For | |||
15 | Amendments Regarding Removal of Directors | Mgmt | For | For | For | |||
16 | Amendments Regarding Certain Business Combinations | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lord Norman Blackwell | Mgmt | For | For | For | |||
3 | Elect Juan Colombas | Mgmt | For | For | For | |||
4 | Elect George Culmer | Mgmt | For | For | For | |||
5 | Elect Alan Dickinson | Mgmt | For | For | For | |||
6 | Elect Anita Frew | Mgmt | For | For | For | |||
7 | Elect Simon P. Henry | Mgmt | For | For | For | |||
8 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
9 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
10 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
11 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
12 | Elect Sara Weller | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Special Dividend | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Sharesave Scheme | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Re-designation of limited voting shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
26 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
28 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
29 | Amendments to Articles (Re-designation of Shares) | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lone Pine Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPRIQ | ISIN US54222A1060 | 09/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To Approve and Adopt the Agreement and Plan of Merger | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
LSC Communications Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKSD | CUSIP 50218P107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Quinlan, III | Mgmt | For | For | For | |||
2 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
3 | Elect Margaret (Marge) A. Breya | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the 2016 Performance Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Macquarie Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MQG | CINS Q57085286 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | For | For | |||
4 | Re-elect Michael Hawker | Mgmt | For | For | For | |||
5 | Re-elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Ratify Placement of Securities (October 2015 Placement) | Mgmt | For | For | For | |||
7 | Ratify Placement of Securities (MCN2 Placement) | Mgmt | For | For | For | |||
Madison Square Garden Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55825T103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Biondi, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Plan | Mgmt | For | For | For | |||
4 | 2015 Cash Incentive Plan | Mgmt | For | For | For | |||
5 | 2010 Director Stock Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.6 | Elect William A Ruh | Mgmt | For | For | For | |||
1.7 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.9 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.10 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mapfre S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAP | CINS E3449V125 | 03/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Adriana Casademont i Ruhi | Mgmt | For | Against | Against | |||
8 | Ratify Co-option and Elect Ana Isabel Fernandez Alvarez | Mgmt | For | Against | Against | |||
9 | Ratify Co-option and Elect Fernando Mata Verdejo | Mgmt | For | Against | Against | |||
10 | Elect Francisco Jose Marco Orenes | Mgmt | For | Against | Against | |||
11 | Amendments to Articles (Section 2) | Mgmt | For | For | For | |||
12 | Amendments to Article 22 | Mgmt | For | For | For | |||
13 | Amendments to Articles (Section 4) | Mgmt | For | For | For | |||
14 | Amendments to Article 24 | Mgmt | For | For | For | |||
15 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Delegation of Powers Granted By General Meeting | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Authority to Clarify and Explain Meeting Proposals | Mgmt | For | For | For | |||
Marine Harvest ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHG | CINS R2326D113 | 06/01/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
14 | Elect Ole Eirik Leroy | Mgmt | For | TNA | N/A | |||
15 | Elect Lisbet Naero | Mgmt | For | TNA | N/A | |||
16 | Elect Orjan Svanevik | Mgmt | For | TNA | N/A | |||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||
18 | Quarterly Dividend Distribution | Mgmt | For | TNA | N/A | |||
19 | Authority to Distribute Dividends | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Marks and Spencer Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKS | CINS G5824M107 | 07/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | ELECT ANDREW FISHER | Mgmt | For | For | For | |||
5 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
6 | Elect Alison Brittain | Mgmt | For | For | For | |||
7 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||
8 | Elect Miranda Curtis | Mgmt | For | For | For | |||
9 | Elect Andy Halford | Mgmt | For | For | For | |||
10 | Elect Steve Rowe | Mgmt | For | For | For | |||
11 | Elect Richard Solomons | Mgmt | For | For | For | |||
12 | Elect Robert Swannell | Mgmt | For | For | For | |||
13 | Elect Laura Wade-Gery | Mgmt | For | For | For | |||
14 | Elect Helen A. Weir | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | For | For | |||
3 | Elect Christopher A. O'Herlihy | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William (Bill) P. Sullivan | Mgmt | For | For | For | |||
1.2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||
1.4 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.7 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.8 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mazda Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7261 | CINS J41551110 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yuji Nakamine | Mgmt | For | For | For | |||
4 | Elect Nobuhide Inamoto | Mgmt | For | For | For | |||
5 | Elect Mitsuru Ono | Mgmt | For | For | For | |||
6 | Elect Ichiroh Sakai | Mgmt | For | For | For | |||
7 | Elect Kazuaki Johnoh | Mgmt | For | For | For | |||
8 | Elect Masahiro Yasuda | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa | Mgmt | For | For | For | |||
10 | Elect Kunihiko Tamano | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Susan R. Salka | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chohfuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuroh Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
9 | Elect Michiko Kawanobe | Mgmt | For | For | For | |||
10 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
11 | Elect Toshio Asano | Mgmt | For | For | For | |||
12 | Elect Tomoyasu Toyoda as Statutory Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEO | CINS D53968125 | 02/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Florian Funck | Mgmt | For | For | For | |||
10 | Elect Regine Stachelhaus | Mgmt | For | Against | Against | |||
11 | Elect Bernhard Duttmann | Mgmt | For | Against | Against | |||
12 | Elect Julia Goldin | Mgmt | For | Against | Against | |||
13 | Elect Jo Harlow | Mgmt | For | Against | Against | |||
14 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
15 | Increase in Authorised Capital | Mgmt | For | For | For | |||
16 | Change of Company Name | Mgmt | For | For | For | |||
17 | Adoption of New Articles | Mgmt | For | For | For | |||
18 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen R. Blank | Mgmt | For | For | For | |||
2 | Elect Laurie Goodman | Mgmt | For | For | For | |||
3 | Elect William S. Gorin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Michaels Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Monte E. Ford | Mgmt | For | For | For | |||
1.3 | Elect Karen Kaplan | Mgmt | For | For | For | |||
1.4 | Elect Lewis S. Klessel | Mgmt | For | For | For | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | For | For | |||
1.6 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.7 | Elect James A. Quella | Mgmt | For | For | For | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | For | For | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Mid-America Apartment Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAA | CUSIP 59522J103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Eric Bolton, Jr. | Mgmt | For | For | For | |||
2 | Elect Russell R. French | Mgmt | For | For | For | |||
3 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
4 | Elect Toni Jennings | Mgmt | For | For | For | |||
5 | Elect James K. Lowder | Mgmt | For | For | For | |||
6 | Elect Thomas H. Lowder | Mgmt | For | For | For | |||
7 | Elect Monica McGurk | Mgmt | For | For | For | |||
8 | Elect Claude B. Nielsen | Mgmt | For | For | For | |||
9 | Elect Philip W. Norwood | Mgmt | For | For | For | |||
10 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
11 | Elect Gary Shorb | Mgmt | For | For | For | |||
12 | Elect David P. Stockert | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Mid-America Apartment Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAA | CUSIP 59522J103 | 11/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
4 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
5 | Elect Yoshihiro Umeha | Mgmt | For | Against | Against | |||
6 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
7 | Elect Noriyoshi Ohhira | Mgmt | For | Against | Against | |||
8 | Elect Kenkichi Kosakai | Mgmt | For | Against | Against | |||
9 | Elect Shushichi Yoshimura | Mgmt | For | Against | Against | |||
10 | Elect Takeo Kikkawa | Mgmt | For | Against | Against | |||
11 | Elect Taigi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Kazuhiro Watanabe | Mgmt | For | Against | Against | |||
13 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
14 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Eiichi Tanabe | Mgmt | For | For | For | |||
6 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Iwao Toide | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
14 | Elect Toshiko Oka | Mgmt | For | For | For | |||
15 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||
3 | Elect Masaki Sakuyama | Mgmt | For | Against | Against | |||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||
5 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
6 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
7 | Elect Masayuki Ichige | Mgmt | For | Against | Against | |||
8 | Elect Yutaka Ohhashi | Mgmt | For | Against | Against | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
11 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Katsunori Nagayasu | Mgmt | For | Against | Against | |||
13 | Elect Hiroko Koide | Mgmt | For | Against | Against | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Sakai | Mgmt | For | For | For | |||
3 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
4 | Elect Kunio Kawa | Mgmt | For | For | For | |||
5 | Elect Kenji Inamasa | Mgmt | For | For | For | |||
6 | Elect Masahiro Johno | Mgmt | For | For | For | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | For | For | |||
8 | Elect Masashi Fujii | Mgmt | For | For | For | |||
9 | Elect Susumu Yoshida | Mgmt | For | For | For | |||
10 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
11 | Elect Masato Inari | Mgmt | For | For | For | |||
12 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
13 | Elect Tsugio Satoh | Mgmt | For | For | For | |||
14 | Elect Hiroaki Kanzaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
15 | Reserved Retirement Allowances for Directors | Mgmt | For | For | For | |||
Mitsubishi Materials Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5711 | CINS J44024107 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hiroshi Yao | Mgmt | For | For | For | |||
3 | Elect Akira Takeuchi | Mgmt | For | For | For | |||
4 | Elect Osamu Iida | Mgmt | For | For | For | |||
5 | Elect Naoki Ono | Mgmt | For | For | For | |||
6 | Elect Nobuo Shibano | Mgmt | For | For | For | |||
7 | Elect Yasunobu Suzuki | Mgmt | For | For | For | |||
8 | Elect Yukio Okamoto | Mgmt | For | For | For | |||
9 | Elect Mariko Tokunoh | Mgmt | For | For | For | |||
10 | Elect Hiroshi Watanabe | Mgmt | For | For | For | |||
11 | Elect Sohichi Fukui | Mgmt | For | Against | Against | |||
12 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | |||
Mitsubishi Tanabe Pharma Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4508 | CINS J4448H104 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||
4 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||
5 | Elect Yoshiaki Ishizaki | Mgmt | For | For | For | |||
6 | Elect Seiichi Murakami | Mgmt | For | For | For | |||
7 | Elect Eizoh Tabaru | Mgmt | For | For | For | |||
8 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||
10 | Elect Shigeki Iwane | Mgmt | For | For | For | |||
11 | Elect Tsutomu Kamijoh | Mgmt | For | For | For | |||
12 | Elect Matsuo Kikuchi as Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Elect Ryoh Ichida as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | Against | Against | |||
4 | Elect Yuko Kawamoto | Mgmt | For | Against | Against | |||
5 | Elect Haruka Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Toby S. Myerson | Mgmt | For | Against | Against | |||
7 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | |||
8 | Elect Yukihiro Satoh | Mgmt | For | Against | Against | |||
9 | Elect Tarisa Watanagase | Mgmt | For | Against | Against | |||
10 | Elect Akira Yamate | Mgmt | For | Against | Against | |||
11 | Elect Takehiko Shimamoto | Mgmt | For | Against | Against | |||
12 | Elect Junichi Okamoto | Mgmt | For | Against | Against | |||
13 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
14 | Elect Takashi Nagaoka | Mgmt | For | Against | Against | |||
15 | Elect Mikio Ikegaya | Mgmt | For | Against | Against | |||
16 | Elect Kanetsugu Mike | Mgmt | For | Against | Against | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | Against | Against | |||
18 | Elect Tadashi Kuroda | Mgmt | For | Against | Against | |||
19 | Elect Muneaki Tokunari | Mgmt | For | Against | Against | |||
20 | Elect Masamichi Yasuda | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Director Training | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama and Election of Lucian Bebchuk | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Mitsubishi UFJ Lease & Finance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8593 | CINS J4706D100 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Tadashi Shiraishi | Mgmt | For | For | For | |||
4 | Elect Takahiro Yanai | Mgmt | For | For | For | |||
5 | Elect Toshimitsu Urabe | Mgmt | For | For | For | |||
6 | Elect Yasuyuki Sakata | Mgmt | For | For | For | |||
7 | Elect Tsuyoshi Nonoguchi | Mgmt | For | For | For | |||
8 | Elect Hideki Kobayakawa | Mgmt | For | For | For | |||
9 | Elect Naoki Satoh | Mgmt | For | For | For | |||
10 | Elect Katsuhiko Aoki | Mgmt | For | For | For | |||
11 | Elect Hiroto Yamashita | Mgmt | For | For | For | |||
12 | Elect Takeo Kudoh | Mgmt | For | For | For | |||
13 | Elect Teruyuki Minoura | Mgmt | For | For | For | |||
14 | Elect Toshio Haigoh | Mgmt | For | For | For | |||
15 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
16 | Elect Kiyoshi Kojima | Mgmt | For | For | For | |||
17 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
18 | Elect Akira Hane | Mgmt | For | Against | Against | |||
19 | Elect Hiroshi Minagawa | Mgmt | For | Against | Against | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
6 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
7 | Elect Yasuo Onozawa | Mgmt | For | For | For | |||
8 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ishigami | Mgmt | For | For | For | |||
10 | Elect Takashi Yamamoto | Mgmt | For | For | For | |||
11 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
12 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
13 | Elect Masako Egawa | Mgmt | For | For | For | |||
14 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
16 | Condolence Payment | Mgmt | For | For | For | |||
Mixi, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2121 | CINS J45993110 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hiroki Morita | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Ogino | Mgmt | For | For | For | |||
4 | Elect Kohki Kimura | Mgmt | For | For | For | |||
5 | Elect Kenji Kasahara | Mgmt | For | For | For | |||
6 | Elect Tatsuya Aoyagi | Mgmt | For | For | For | |||
7 | Elect Kohsuke Taru | Mgmt | For | For | For | |||
8 | Elect Satoshi Shima | Mgmt | For | For | For | |||
9 | Elect Hido Tsukamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
4 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
5 | Elect Kohichi Iida | Mgmt | For | Against | Against | |||
6 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
7 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Dividend Proposals | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Officer Training | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Special Committee on Frozen Accounts | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect David L. Chicoine | Mgmt | For | For | For | |||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||
5 | Elect Hugh Grant | Mgmt | For | For | For | |||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Muenchener Rueckversicherungs Gesellschaft AG in Muenchen | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares using Equity Derivatives | Mgmt | For | For | For | |||
13 | Elect Renata Jungo Brungger as Supervisory Board Member | Mgmt | For | Against | Against | |||
14 | Increase in Authorised Capital | Mgmt | For | Abstain | Against | |||
15 | Approval of Profit-and-Loss Transfer Agreement with MR Infrastructure Investment GmbH | Mgmt | For | For | For | |||
16 | Approval of Profit-and-Loss Transfer Agreement with MR Beteiligungen 2. GmbH | Mgmt | For | For | For | |||
17 | Approval of Profit-and-Loss Transfer Agreement with MR Beteiligungen 3. GmbH | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
5 | Elect Tohru Inoue | Mgmt | For | For | For | |||
6 | Elect Norio Nakajima | Mgmt | For | For | For | |||
7 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
8 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
9 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
10 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.2 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dag Skattum | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Natixis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Catherine Pariset | Mgmt | For | Against | Against | |||
15 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights; In Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Covertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideraton for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Board Meetings | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
7 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
16 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
18 | Elect Ulf M. Schneider | Mgmt | For | TNA | N/A | |||
19 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||
20 | Appoint Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | Against | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NetScout Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTCT | CUSIP 64115T104 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |||
1.2 | Elect John R. Egan | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Services Group Master Services Agreement and Annual Caps | Mgmt | For | For | For | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 11/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect William DOO Wai Hoi | Mgmt | For | For | For | |||
6 | Elect Adrian CHENG Chi Kong | Mgmt | For | Against | Against | |||
7 | Elect Peter CHENG Kar Shing | Mgmt | For | For | For | |||
8 | Elect Thomas LIANG Cheung Biu | Mgmt | For | For | For | |||
9 | Elect AU Tak-Cheong | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Adoption of New Share Option Scheme | Mgmt | For | Against | Against | |||
New World Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0017 | CINS Y63084126 | 12/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Indirect Acquisition of Remaining JV Stake | Mgmt | For | For | For | |||
Newcrest Mining Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCM | CINS Q6651B114 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter A.F. Hay | Mgmt | For | For | For | |||
3 | Re-elect Philip Aiken | Mgmt | For | For | For | |||
4 | Re-elect Richard (Rick) J. Lee | Mgmt | For | For | For | |||
5 | Re-elect John M. Spark | Mgmt | For | For | For | |||
6 | Elect Vickki McFadden | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEO Sandeep Biswas) | Mgmt | For | For | For | |||
8 | Equity Grant (Finance Director/CFO Gerard Bond) | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks | ShrHoldr | Against | Against | For | |||
NICE Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NICE | CINS M7494X101 | 12/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Israel | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
3 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Nippon Television Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9404 | CINS J56171101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshio Ohkubo | Mgmt | For | For | For | |||
4 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
5 | Elect Kimio Maruyama | Mgmt | For | For | For | |||
6 | Elect Akira Ishizawa | Mgmt | For | For | For | |||
7 | Elect Kenichi Hirose | Mgmt | For | For | For | |||
8 | Elect Tsuneo Watanabe | Mgmt | For | For | For | |||
9 | Elect Takashi Imai | Mgmt | For | For | For | |||
10 | Elect Ken Satoh | Mgmt | For | For | For | |||
11 | Elect Tadao Kakizoe | Mgmt | For | For | For | |||
12 | Elect Yasushi Manago | Mgmt | For | For | For | |||
13 | Elect Katsuhiro Masukata as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Nipro Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8086 | CINS J56655103 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shigeru Yanagase as Alternate Statutory Auditor | Mgmt | For | For | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Abdoo | Mgmt | For | Against | Against | |||
2 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
3 | Elect Aristides S. Candris | Mgmt | For | Against | Against | |||
4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | |||
5 | Elect Joseph Hamrock | Mgmt | For | Against | Against | |||
6 | Elect Deborah A. Henretta | Mgmt | For | Against | Against | |||
7 | Elect Michael E. Jesanis | Mgmt | For | Against | Against | |||
8 | Elect Kevin T. Kabat | Mgmt | For | Against | Against | |||
9 | Elect Richard L. Thompson | Mgmt | For | Against | Against | |||
10 | Elect Carolyn Y. Woo | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
4 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
5 | Elect Greg Kelly | Mgmt | For | For | For | |||
6 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
7 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
8 | Elect Kimiyasu Nakamura | Mgmt | For | For | For | |||
9 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
11 | Elect Bernard Rey | Mgmt | For | For | For | |||
12 | Elect Celso Gyohtoku as Statutory Auditor | Mgmt | For | For | For | |||
NN Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect Robert Ruijter to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Clara Streit to the Supervisory Board | Mgmt | For | For | For | |||
13 | Supervisory Board Fees | Mgmt | For | For | For | |||
14 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomura Real Estate Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3231 | CINS J5893B104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Yoshikawa | Mgmt | For | For | For | |||
3 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||
4 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||
5 | Elect Toshiaki Seki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kimura | Mgmt | For | For | For | |||
7 | Elect Makoto Haga | Mgmt | For | For | For | |||
8 | Elect Shigeru Matsushima | Mgmt | For | For | For | |||
9 | Elect Satoko Shinohara | Mgmt | For | For | For | |||
10 | Elect Takao Orihara | Mgmt | For | For | For | |||
11 | Elect Shigeki Fujitani | Mgmt | For | For | For | |||
12 | Elect Satoshi Ohgishi | Mgmt | For | For | For | |||
13 | Elect Akira Yamate | Mgmt | For | For | For | |||
14 | Elect Akira Ono | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
NTT DoCoMo Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399121 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroshi Nakamura | Mgmt | For | For | For | |||
5 | Elect Hozumi Tamura | Mgmt | For | For | For | |||
6 | Elect Syohji Sudoh | Mgmt | For | Against | Against | |||
7 | Elect Hironobu Sagae | Mgmt | For | Against | Against | |||
Nuance Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUAN | CUSIP 67020Y100 | 01/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Ricci | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Finocchio | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||
1.4 | Elect William H. Janeway | Mgmt | For | For | For | |||
1.5 | Elect Mark R. Laret | Mgmt | For | For | For | |||
1.6 | Elect Katharine A. Martin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Philip J. Quigley | Mgmt | For | For | For | |||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
OMV AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMV | CINS A51460110 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2017 | Mgmt | For | For | For | |||
7 | Share Part of Annual Bonus 2017 | Mgmt | For | For | For | |||
ONEOK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKE | CUSIP 682680103 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||
4 | Elect Randall J. Larson | Mgmt | For | For | For | |||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||
6 | Elect Kevin S. McCarthy | Mgmt | For | Against | Against | |||
7 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
8 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
9 | Elect Gary D. Parker | Mgmt | For | For | For | |||
10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||
11 | Elect Terry K. Spencer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ONEOK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKE | CUSIP 682680103 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Orange SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORA | CINS F6866T100 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Nicolas Dufourcq | Mgmt | For | Against | Against | |||
11 | Elect Alexandre Bompard | Mgmt | For | Against | Against | |||
12 | Remuneration of Stephane Richard, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Ramon Fernandez, deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Pierre Louette, deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Gervais Pellissier, deputy CEO | Mgmt | For | For | For | |||
16 | Remuneration policy of Stephane Richard, CEO | Mgmt | For | For | For | |||
17 | Remuneration policy of Ramon Fernandez, deputy CEO | Mgmt | For | For | For | |||
18 | Remuneration policy of Pierre Louette, deputy CEO | Mgmt | For | For | For | |||
19 | Remuneration policy of Gervais Pellissier, deputy CEO | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement (During Public Takeover) | Mgmt | For | Against | Against | |||
27 | Greenshoe | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
29 | Authority to Increase Capital in Case of Exchange Offer (During Public Takeover) | Mgmt | For | Against | Against | |||
30 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind (During Public Takeover) | Mgmt | For | Against | Against | |||
32 | Global Ceiling to Capital Increase | Mgmt | For | For | For | |||
33 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
34 | Authority to Issue Performance Shares (Corporate Officers) | Mgmt | For | For | For | |||
35 | Authority to Issue Performance Shares (Employees) | Mgmt | For | For | For | |||
36 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
37 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
39 | Shareholder Proposal Regarding Amendment to Articles (Proposal A) | ShrHoldr | Against | Against | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Outfront Media Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeremy J. Male | Mgmt | For | For | For | |||
1.2 | Elect Joseph H. Wender | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
3 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
4 | Elect F. Philip Handy | Mgmt | For | For | For | |||
5 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
6 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
7 | Elect James J. McMonagle | Mgmt | For | For | For | |||
8 | Elect W. Howard Morris | Mgmt | For | For | For | |||
9 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect John D. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
4 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
5 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
6 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
7 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
10 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
11 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Yasuyuki Higuchi | Mgmt | For | For | For | |||
14 | Elect Hirokazu Umeda | Mgmt | For | For | For | |||
Parsley Energy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PE | CUSIP 701877102 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan Sheffield | Mgmt | For | Withhold | Against | |||
1.2 | Elect A.R. Alameddine | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
10 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
18 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
PCCW Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0008 | CINS Y6802P120 | 03/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Srinivas Bangalore Gangaiah | Mgmt | For | For | For | |||
5 | Elect Susanna HUI Hon Hing | Mgmt | For | For | For | |||
6 | Elect Robert LEE Chi Hong | Mgmt | For | For | For | |||
7 | Elect LI Fushen | Mgmt | For | Against | Against | |||
8 | Elect Frances W. Wong | Mgmt | For | For | For | |||
9 | Elect David Christopher Chance | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL0A | CINS G7015D110 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Eamonn Crowley | Mgmt | For | For | For | |||
4 | Elect Emer Daly | Mgmt | For | For | For | |||
5 | Elect Robert Elliott | Mgmt | For | For | For | |||
6 | Elect Stephen Groarke | Mgmt | For | For | For | |||
7 | Elect Jeremy Masding | Mgmt | For | For | For | |||
8 | Elect Julie O'Neill | Mgmt | For | For | For | |||
9 | Elect Ronan O'Neill | Mgmt | For | For | For | |||
10 | Elect Richard Pike | Mgmt | For | For | For | |||
11 | Elect Andrew Power | Mgmt | For | For | For | |||
12 | Elect Ken Slattery | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | |||
19 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
20 | Cancellation of Deferred Shares | Mgmt | For | For | For | |||
21 | Cancellation of Authorised but Unissued Deferred Shares | Mgmt | For | For | For | |||
22 | Amendments to Memorandum and Articles | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect David Jenkinson | Mgmt | For | For | For | |||
8 | Elect Jonathan Davie | Mgmt | For | For | For | |||
9 | Elect Marion Sears | Mgmt | For | For | For | |||
10 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
11 | Elect Nigel Mills | Mgmt | For | For | For | |||
12 | Elect Simon Litherland | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Performance Share Plan | Mgmt | For | For | For | |||
15 | Related Party Transactions (CEO Jeff Fairburn) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Peugeot SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Supplementary Pension plan attributable to the managing Board | Mgmt | For | For | For | |||
9 | Elect Pamela Knapp | Mgmt | For | Against | Against | |||
10 | Elect Helle Kristoffersen | Mgmt | For | Against | Against | |||
11 | Elect Henri Philippe Reichstul | Mgmt | For | Against | Against | |||
12 | Elect Geoffroy Roux de Bezieux | Mgmt | For | Against | Against | |||
13 | Elect Jack Azoulay | Mgmt | For | For | For | |||
14 | Elect Florence Verzelen | Mgmt | For | Against | Against | |||
15 | Elect Benedicte Juyaux | Mgmt | For | Against | Against | |||
16 | Appointment of Mazars | Mgmt | For | For | For | |||
17 | Ratification of Alternate Auditor, Jean Marc Deslandes | Mgmt | For | For | For | |||
18 | Appointment of Auditor, Ernst & Young | Mgmt | For | For | For | |||
19 | Ratification of Alternate Auditor, Auditex | Mgmt | For | For | For | |||
20 | Remuneration Policy (Chairman of the Managing Board) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Members of the Managing Board) | Mgmt | For | For | For | |||
22 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
23 | Remuneration of Carlos Tavares, Chairman of the Managing Board | Mgmt | For | For | For | |||
24 | Remuneration of the Members of the Managing Board | Mgmt | For | For | For | |||
25 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authority to (i) Issue Shares w/ Preemptive Rights and (ii) Increase Authorised Capital Through Capitalisations | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
30 | Greenshoe | Mgmt | For | For | For | |||
31 | Increase in Authorised Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
32 | Increase in Authorised Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
33 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
35 | Private Placement (General Motors Group) | Mgmt | For | For | For | |||
36 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
37 | Amendments to Articles Regarding Representation of Employee Shareholders | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marv Tseu | Mgmt | For | For | For | |||
2 | Elect Ken Kannappan | Mgmt | For | For | For | |||
3 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
4 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
5 | Elect Greggory Hammann | Mgmt | For | For | For | |||
6 | Elect John Hart | Mgmt | For | For | For | |||
7 | Elect Maria Martinez | Mgmt | For | For | For | |||
8 | Elect Marshall Mohr | Mgmt | For | For | For | |||
9 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POOL | CUSIP 73278L105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew W. Code | Mgmt | For | For | For | |||
2 | Elect Timothy M. Graven | Mgmt | For | For | For | |||
3 | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||
4 | Elect Harlan F. Seymour | Mgmt | For | For | For | |||
5 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
6 | Elect John E. Stokely | Mgmt | For | For | For | |||
7 | Elect David G. Whalen | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Mark B. Grier | Mgmt | For | For | For | |||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
7 | Elect George Paz | Mgmt | For | For | For | |||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect Michael A. Todman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 09/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and Commissioners (Slate) and Approval of Fees | Mgmt | For | For | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974550 | 10/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Maxine Brenner | Mgmt | For | For | For | |||
3 | Re-elect Richard R. Goodmanson | Mgmt | For | For | For | |||
4 | Re-elect Jacqueline Hey | Mgmt | For | For | For | |||
5 | Re-elect Barbara K. Ward | Mgmt | For | For | For | |||
6 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||
8 | REMUNERATION REPORT | Mgmt | For | For | For | |||
9 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
10 | Approve Share Buy-back | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Quality Care Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCP | CUSIP 747545101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn G. Cohen | Mgmt | For | For | For | |||
1.2 | Elect Jerry Doctrow | Mgmt | For | For | For | |||
1.3 | Elect Paul J. Klaassen | Mgmt | For | For | For | |||
1.4 | Elect Mark S. Ordan | Mgmt | For | For | For | |||
1.5 | Elect Philip R Schimmel | Mgmt | For | For | For | |||
1.6 | Elect Kathleen Smalley | Mgmt | For | For | For | |||
1.7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
R.R. Donnelley & Sons Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRD | CUSIP 257867200 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel L. Knotts | Mgmt | For | For | For | |||
2 | Elect Susan M. Gianinno | Mgmt | For | For | For | |||
3 | Elect Jeffrey G. Katz | Mgmt | For | For | For | |||
4 | Elect Timothy R. McLevish | Mgmt | For | Against | Against | |||
5 | Elect Jamie Moldafsky | Mgmt | For | For | For | |||
6 | Elect P. Cody Phipps | Mgmt | For | For | For | |||
7 | Elect John C. Pope | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of 2017 Performance Incentive Plan | Mgmt | For | Against | Against | |||
Randstad Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Cancel Repurchased Shares and Reduce Authorised Capital | Mgmt | For | Abstain | Against | |||
13 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
14 | Performance Share Plan | Mgmt | For | Abstain | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Recruit Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6098 | CINS J6433A101 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masumi Minegishi | Mgmt | For | For | For | |||
3 | Elect Shohgo Ikeuchi | Mgmt | For | For | For | |||
4 | Elect Keiichi Sagawa | Mgmt | For | For | For | |||
5 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Asa Shinkawa As Alternate Statutory Auditor | Mgmt | For | For | For | |||
8 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Jeffrey J. Clarke | Mgmt | For | For | For | |||
5 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
6 | Elect Kimberly L Hammonds | Mgmt | For | For | For | |||
7 | Elect William S. Kaiser | Mgmt | For | For | For | |||
8 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||
9 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
10 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approve 2016 Performance Compensation Plan | Mgmt | For | For | For | |||
14 | Approve 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
3 | Elect John F. Danahy | Mgmt | For | For | For | |||
4 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
5 | Elect Anna Manning | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
9 | Amendment to the Flexible Stock Plan for Directors | Mgmt | For | For | For | |||
10 | Amendment to the Phantom Stock Plan for Directors | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah J. Anderson | Mgmt | For | For | For | |||
2 | Elect Karen W. Colonias | Mgmt | For | For | For | |||
3 | Elect John G. Figueroa | Mgmt | For | For | For | |||
4 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
5 | Elect David H. Hannah | Mgmt | For | For | For | |||
6 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
7 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
8 | Elect Robert A. McEvoy | Mgmt | For | For | For | |||
9 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
10 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
11 | Elect Douglas W. Stotlar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Relo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8876 | CINS J6436W118 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masanori Sasada | Mgmt | For | For | For | |||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | |||
6 | Elect Takashi Ohnogi | Mgmt | For | For | For | |||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Dai as Statutory Auditor | Mgmt | For | For | For | |||
RELX NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
4 | Amendments to Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendments to Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Anthony Habgood | Mgmt | For | For | For | |||
13 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
14 | Elect Adrian Hennah | Mgmt | For | For | For | |||
15 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||
16 | Elect Robert A. McLeod | Mgmt | For | For | For | |||
17 | Elect Carol G. Mills | Mgmt | For | For | For | |||
18 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
19 | Elect Ben van der Veer | Mgmt | For | For | For | |||
20 | Elect Erik Engstrom | Mgmt | For | For | For | |||
21 | Elect Nick Luff | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Cancellation of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
RELX Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REL | CINS G74570121 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Erik Engstrom | Mgmt | For | For | For | |||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Adrian Hennah | Mgmt | For | For | For | |||
12 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||
13 | Elect Nicholas Luff | Mgmt | For | For | For | |||
14 | Elect Robert J. MacLeod | Mgmt | For | For | For | |||
15 | Elect Carol G. Mills | Mgmt | For | For | For | |||
16 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
17 | Elect Ben van der Veer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Renault SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNO | CINS F77098105 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Presentation of Report on Profit Sharing Securities | Mgmt | For | For | For | |||
10 | Remuneration of Carlos Ghosn, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Amendments to Articles Regarding Governance | Mgmt | For | For | For | |||
15 | Co-option of Yasuhiro Yamauchi | Mgmt | For | For | For | |||
16 | Elect Yu Serizawa | Mgmt | For | For | For | |||
17 | Elect Pascal Faure | Mgmt | For | For | For | |||
18 | Elect Miriem Bensalah Chaqroun | Mgmt | For | Against | Against | |||
19 | Elect Marie-Annick Darmaillac | Mgmt | For | For | For | |||
20 | Elect Catherine Barba | Mgmt | For | For | For | |||
21 | Elect Benoit Ostertag | Mgmt | N/A | For | N/A | |||
22 | Elect Julien Thollot | Mgmt | N/A | For | N/A | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor for FY2017 (Deloitte) | Mgmt | For | For | For | |||
6 | Appointment of Auditor for FY2018-2020 (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
7 | First Scrip Dividend | Mgmt | For | For | For | |||
8 | Second Scrip Dividend | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
10 | Elect Rene Dahan | Mgmt | For | Against | Against | |||
11 | Elect Manuel Manrique Cecilia | Mgmt | For | Against | Against | |||
12 | Elect Luis Suarez de Lezo Mantilla | Mgmt | For | Against | Against | |||
13 | Ratify Co-option and Elect Antonio Massanell Lavilla | Mgmt | For | Against | Against | |||
14 | Elect Maite Ballester Fornes | Mgmt | For | Against | Against | |||
15 | Elect Isabel Torremocha Ferrezuelo | Mgmt | For | Against | Against | |||
16 | Elect Mariano Marzo Carpio | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | 2017 STIP (CEO) | Mgmt | For | For | For | |||
19 | Long-Term Incentive Plan 2017-2020 | Mgmt | For | For | For | |||
20 | Amendment to Long-Term Incentive Plans | Mgmt | For | For | For | |||
21 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Resona Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
4 | Elect Tetsuya Kan | Mgmt | For | For | For | |||
5 | Elect Toshiki Hara | Mgmt | For | For | For | |||
6 | Elect Kaoru Isono | Mgmt | For | For | For | |||
7 | Elect Toshio Arima | Mgmt | For | For | For | |||
8 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
10 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
11 | Elect Hidehiko Satoh | Mgmt | For | For | For | |||
12 | Elect Chiharu Baba | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Officer Training | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Dismissal of Mitsudo Urano | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Establishment of Special Investigation Committee Regarding Mitsudo Urano | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Dismissal of Mitsudo Urano and Election of Lucian Bebchuk | ShrHoldr | Against | Against | For | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductibles Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits of Patrick Berard, CEO | Mgmt | For | For | For | |||
10 | Severance Agreement of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Rudy Provoost, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Berard, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
17 | Remuneration of Francois Henrot, Chair (July 1 to September 30, 2016) | Mgmt | For | For | For | |||
18 | Remuneration of Ian Meakins, Chair (from October 1, 2016) | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Ian K. Meakins | Mgmt | For | For | For | |||
20 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
21 | Elect Francois Henrot | Mgmt | For | For | For | |||
22 | Ratification of the Co-optation of Agnes Touraine | Mgmt | For | For | For | |||
23 | Elect Patrick Berard | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
29 | Greenshoe | Mgmt | For | For | For | |||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Overseas Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding to CEO Duties | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Chairman Duties | Mgmt | For | For | For | |||
37 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rib Software SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Amendment to Stock Option Plan 2015 | Mgmt | For | Against | Against | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approve Termination Payments | Mgmt | For | For | For | |||
6 | Re-elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
13 | Re-elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Re-elect Chris Lynch | Mgmt | For | For | For | |||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | |||
16 | Re-elect Simon Thompson | Mgmt | For | For | For | |||
17 | Re-elect John Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Sale of Coal & Allied Industries Limited | Mgmt | For | Abstain | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approval of Termination Payments | Mgmt | For | Abstain | Against | |||
6 | Elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
17 | Elect John S. Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Sale of Coal & Allied Industries Limited | Mgmt | For | Abstain | Against | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William E. Albrecht | Mgmt | For | For | For | |||
2 | Elect Thomas P. Burke | Mgmt | For | For | For | |||
3 | Elect Thomas R. Hix | Mgmt | For | For | For | |||
4 | Elect Jack B. Moore | Mgmt | For | For | For | |||
5 | Elect Thierry Pilenko | Mgmt | For | For | For | |||
6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
7 | Elect John J. Quicke | Mgmt | For | For | For | |||
8 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
9 | Elect Charles L. Szews | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Remuneration Policy (UK - Binding) | Mgmt | For | For | For | |||
13 | Remuneration Report (UK - Advisory) | Mgmt | For | For | For | |||
14 | Accounts and Reports | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Mail Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMG | CINS G7368G108 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter Long | Mgmt | For | For | For | |||
6 | Elect Moya M. Greene | Mgmt | For | For | For | |||
7 | Elect Matthew Lester | Mgmt | For | For | For | |||
8 | Elect Nick Horler | Mgmt | For | For | For | |||
9 | Elect Cath Keers | Mgmt | For | For | For | |||
10 | Elect Paul Murray | Mgmt | For | For | For | |||
11 | Elect Orna NiChionna | Mgmt | For | For | For | |||
12 | Elect Les Owen | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Long Term Incentive Plan | Mgmt | For | For | For | |||
17 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RTL Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTL | CINS L80326108 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Resignation of Directors | Mgmt | For | For | For | |||
8 | Elect Bert Habets to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Jean-Louis Schiltz to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RTL Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTL | CINS L80326108 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
SAAB AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAABB | CINS W72838118 | 04/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
16 | Elect Danica Kragic Jensfelt | Mgmt | For | TNA | N/A | |||
17 | Elect Daniel Nodhall | Mgmt | For | TNA | N/A | |||
18 | Elect Erika Soderberg Johnson | Mgmt | For | TNA | N/A | |||
19 | Elect Hakan Buskhe | Mgmt | For | TNA | N/A | |||
20 | Elect Sten Jakobsson | Mgmt | For | TNA | N/A | |||
21 | Elect Sara Mazur | Mgmt | For | TNA | N/A | |||
22 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
23 | Elect Cecilia Stego Chilo | Mgmt | For | TNA | N/A | |||
24 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
25 | Elect Joakim Westh | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Long Term Incentive Program 2017 | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares and Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
30 | Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
4 | Elect Alan Clark | Mgmt | For | Against | Against | |||
5 | Elect Domenic De Lorenzo | Mgmt | For | Against | Against | |||
6 | Elect Mark Armour | Mgmt | For | Against | Against | |||
7 | Elect Dave Beran | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
10 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
11 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
12 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Elect LEE Jae Yong | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P869 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James D. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael L. Bennett | Mgmt | For | For | For | |||
3 | Elect John V. Genova | Mgmt | For | For | For | |||
4 | Elect William M. Griffin | Mgmt | For | For | For | |||
5 | Elect David J. Kornder | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sanofi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Olivier Brandicourt) | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Serge Weinberg (Chair) | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
17 | Approval to Reappoint PricewaterhouseCoopers as one of the Company's Independent Auditors for the Next Six Years | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Remuneration of Mr. Denis Kessler, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
9 | Elect Marguerite Berard-Andrieu | Mgmt | For | For | For | |||
10 | Elect Thierry Derez | Mgmt | For | For | For | |||
11 | Elect Dennis L. Kessler | Mgmt | For | For | For | |||
12 | Elect Vanessa Marquette | Mgmt | For | For | For | |||
13 | Elect Claude Tendil | Mgmt | For | For | For | |||
14 | Elect Thomas Saunier | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Amendments to Articles Regarding Employee Shareholder Representatives | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Amendment to Articles Regarding Headquarters | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
SCREEN Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Yoshio Tateishi | Mgmt | For | For | For | |||
10 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
11 | Elect Shigeru Saitoh | Mgmt | For | For | For | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECUB | CINS W7912C118 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sekisui Chemical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4204 | CINS J70703137 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Naofumi Negishi | Mgmt | For | For | For | |||
4 | Elect Teiji Kohge | Mgmt | For | For | For | |||
5 | Elect Hajime Kubo | Mgmt | For | For | For | |||
6 | Elect Satoshi Uenoyama | Mgmt | For | For | For | |||
7 | Elect Shunichi Sekiguchi | Mgmt | For | For | For | |||
8 | Elect Keita Katoh | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Hirai | Mgmt | For | For | For | |||
10 | Elect Hiroyuki Taketomo | Mgmt | For | For | For | |||
11 | Elect Kunio Ishizuka | Mgmt | For | For | For | |||
12 | Elect Yutaka Kase | Mgmt | For | For | For | |||
13 | Elect Moritoshi Naganuma as Statutory Auditor | Mgmt | For | For | For | |||
Senior Housing Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNH | CUSIP 81721M109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Harrington | Mgmt | For | For | For | |||
2 | Elect Lisa Harris Jones | Mgmt | For | For | For | |||
3 | Elect Adam D. Portnoy | Mgmt | For | Abstain | Against | |||
4 | Elect Barry M. Portnoy | Mgmt | For | Abstain | Against | |||
5 | Elect Jeffrey P. Somers | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerri L. DeVard | Mgmt | For | For | For | |||
2 | Elect Robert J. Gillette | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Katsutane Aihara | Mgmt | For | For | For | |||
7 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
8 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
9 | Elect Takashi Anzai | Mgmt | For | For | For | |||
10 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
11 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
12 | Elect Scott T. Davis | Mgmt | For | For | For | |||
13 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
14 | Elect Kunio Itoh | Mgmt | For | For | For | |||
15 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
16 | Elect Noriyuki Habano as Statutory Auditor | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
SFR Group SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFR | CINS F6627W103 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Paulin, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Alain Weill, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration policy of Mr. Paulin (Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration policy of Mr. Weill (Deputy CEO) | Mgmt | For | For | For | |||
16 | Elect Bernard Attali | Mgmt | For | For | For | |||
17 | Elect Alain Weill | Mgmt | For | For | For | |||
18 | Ratification of the Co-optation of Anne-France Laclide | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Bertrand Meheut | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2196 | CINS Y7687D109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Estimates of Ongoing Related Party Transactions | Mgmt | For | For | For | |||
9 | Appraisal Results and Directors' Fees | Mgmt | For | For | For | |||
10 | Appraisal Program for 2017 | Mgmt | For | For | For | |||
11 | Approval of Entrusted Loans | Mgmt | For | For | For | |||
12 | Approval of Line of Credit | Mgmt | For | For | For | |||
13 | Approval to Dispose of Listed Shares and Securities | Mgmt | For | For | For | |||
14 | Authority to Issue Interbank Debt Instruments | Mgmt | For | For | For | |||
15 | Approve Compliance with Conditions of Bonds Issuance | Mgmt | For | Abstain | Against | |||
16 | Size and method of issuance | Mgmt | For | For | For | |||
17 | Bond Rate | Mgmt | For | For | For | |||
18 | Maturity | Mgmt | For | For | For | |||
19 | Use of Proceeds | Mgmt | For | For | For | |||
20 | Investors and Placing Arrangements | Mgmt | For | For | For | |||
21 | Guarantee | Mgmt | For | For | For | |||
22 | Provisions | Mgmt | For | For | For | |||
23 | Credit Standing | Mgmt | For | For | For | |||
24 | Underwriting | Mgmt | For | For | For | |||
25 | Listing | Mgmt | For | For | For | |||
26 | Validity | Mgmt | For | For | For | |||
27 | Board Authorisation to Implement Corporate Bonds | Mgmt | For | For | For | |||
28 | Adoption of Share Option Scheme | Mgmt | For | Abstain | Against | |||
29 | Amendments of Management System of Connected Transactions | Mgmt | For | For | For | |||
30 | Approve Renewal of Guarantee Quota | Mgmt | For | Against | Against | |||
31 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Shin-Etsu Chemical Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4063 | CINS J72810120 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yasuhiko Saitoh | Mgmt | For | For | For | |||
4 | Elect Toshinobu Ishihara | Mgmt | For | For | For | |||
5 | Elect Susumu Ueno | Mgmt | For | For | For | |||
6 | Elect Yukihiro Matsui | Mgmt | For | For | For | |||
7 | Elect Masaki Miyajima | Mgmt | For | For | For | |||
8 | Elect Frank Peter Popoff | Mgmt | For | For | For | |||
9 | Elect Tsuyoshi Miyazaki | Mgmt | For | For | For | |||
10 | Elect Toshihiko Fukui | Mgmt | For | For | For | |||
11 | Elect Toshiyuki Kasahara | Mgmt | For | For | For | |||
12 | Elect Hidenori Onezawa | Mgmt | For | For | For | |||
13 | Elect Kazumasa Maruyama | Mgmt | For | For | For | |||
14 | Elect Taku Fukui as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa as Statutory Auditor | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
5 | Elect Tsunehiko Iwai | Mgmt | For | For | For | |||
6 | Elect Jun Aoki | Mgmt | For | For | For | |||
7 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
8 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |||
9 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
10 | Elect Tatsuo Uemura | Mgmt | For | For | For | |||
11 | Elect Hiroshi Ozu as Statutory Auditor | Mgmt | For | For | For | |||
12 | Directors' Bonus | Mgmt | For | For | For | |||
13 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerrit Lodewyk Van Heerde | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Umesh Revankar | Mgmt | For | For | For | |||
6 | Appointment of Umesh Revankar (Managing Director & CEO); Approval of Remuneration | Mgmt | For | Against | Against | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Redeemable Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Independent Directors' Commission | Mgmt | For | For | For | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Retirement of Umesh Revankar | Mgmt | For | For | For | |||
5 | Elect Jasmit Singh Gujral | Mgmt | For | For | For | |||
6 | Appointment of Jasmit Singh Gujral (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Sika AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIK | CINS H7631K158 | 04/11/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Ratify Urs F. Burkard | Mgmt | For | TNA | N/A | |||
4 | Ratify Frits van Dijk | Mgmt | For | TNA | N/A | |||
5 | Ratify Paul Halg | Mgmt | For | TNA | N/A | |||
6 | Ratify Willi K. Leimer | Mgmt | For | TNA | N/A | |||
7 | Ratify Monika Ribar | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel J. Sauter | Mgmt | For | TNA | N/A | |||
9 | Ratify Ulrich W. Suter | Mgmt | For | TNA | N/A | |||
10 | Ratify Jurgen Tinggren | Mgmt | For | TNA | N/A | |||
11 | Ratify Christoph Tobler | Mgmt | For | TNA | N/A | |||
12 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Halg | Mgmt | For | TNA | N/A | |||
14 | Elect Urs F. Burkard | Mgmt | For | TNA | N/A | |||
15 | Elect Frits van Dijk | Mgmt | For | TNA | N/A | |||
16 | Elect Willi K. Leimer | Mgmt | For | TNA | N/A | |||
17 | Elect Monika Ribar | Mgmt | For | TNA | N/A | |||
18 | Elect Daniel J. Sauter | Mgmt | For | TNA | N/A | |||
19 | Elect Ulrich W. Suter | Mgmt | For | TNA | N/A | |||
20 | Elect Jurgen Tinggren | Mgmt | For | TNA | N/A | |||
21 | Elect Christoph Tobler | Mgmt | For | TNA | N/A | |||
22 | Appoint Paul Halg as Board Chair | Mgmt | For | TNA | N/A | |||
23 | Election of Frits van Dijk as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Election of Urs F. Burkhard as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Election of Daniel J. Sauter as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation (2015 to 2016 AGM) | Mgmt | For | TNA | N/A | |||
29 | Board Compensation (2016 to 2017 AGM) | Mgmt | For | TNA | N/A | |||
30 | Compensation Report | Mgmt | For | TNA | N/A | |||
31 | Board Compensation (2017 to 2018 AGM) | Mgmt | For | TNA | N/A | |||
32 | Executive Compensation | Mgmt | For | TNA | N/A | |||
33 | Additional of Miscellaneous Proposal | Mgmt | Against | TNA | N/A | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEBA | CINS W25381141 | 03/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
18 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
19 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
20 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
21 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
22 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
23 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
24 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
26 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
27 | Elect Johan Torgeby | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
32 | Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
33 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
34 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
35 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
36 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
37 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Annual Report | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Nomination Committee | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Petition for Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Petition for Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Petition for Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
51 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Skanska AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKAB | CINS W83567110 | 04/04/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Johan Karlstrom | Mgmt | For | TNA | N/A | |||
18 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
19 | Elect John A. Carrig | Mgmt | For | TNA | N/A | |||
20 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
21 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
22 | Elect Jayne McGivern | Mgmt | For | TNA | N/A | |||
23 | Elect Charlotte Stromberg | Mgmt | For | TNA | N/A | |||
24 | Elect Hans Biorck | Mgmt | For | TNA | N/A | |||
25 | Elect Catherine Marcus | Mgmt | For | TNA | N/A | |||
26 | Elect Hans Biorck as Chair | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sky Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKY | CINS G8212B105 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Tracy Clarke | Mgmt | For | For | For | |||
7 | Elect Martin Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Adine Grate | Mgmt | For | For | For | |||
9 | Elect Matthieu Pigasse | Mgmt | For | For | For | |||
10 | Elect Andy Sukawaty | Mgmt | For | For | For | |||
11 | Elect James Murdoch | Mgmt | For | For | For | |||
12 | Elect Chase Carey | Mgmt | For | For | For | |||
13 | Elect John Nallen | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SMS Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2175 | CINS J7568Q101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Natsuki Gotoh | Mgmt | For | For | For | |||
3 | Elect Masato Sugizaki | Mgmt | For | For | For | |||
4 | Elect Yukio Hosono as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sodick Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6143 | CINS J75949115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Tomio Okuyama as a Statutory Auditor | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
5 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
6 | Elect Marcelo Claure | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
12 | Elect Mark Schwartz | Mgmt | For | For | For | |||
13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
14 | Elect Masato Suzaki | Mgmt | For | Against | Against | |||
15 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | |||
6 | Elect Eikoh Harada | Mgmt | For | For | For | |||
7 | Elect Tim Schaaff | Mgmt | For | For | For | |||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
13 | Elect Shuzoh Sumi | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
2 | Re-elect Simon Moutter | Mgmt | For | For | For | |||
3 | Re-elect Justine Smyth | Mgmt | For | For | For | |||
4 | Re-elect Ido Leffler | Mgmt | For | For | For | |||
5 | Elect Alison Gerry | Mgmt | For | For | For | |||
6 | Elect Alison Barrass | Mgmt | For | For | For | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||
1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Diane M. Morefield | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.8 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Square, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQ | CUSIP 852234103 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roelof F. Botha | Mgmt | For | For | For | |||
1.2 | Elect Jim McKelvey | Mgmt | For | For | For | |||
1.3 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gregor Alexander | Mgmt | For | For | For | |||
6 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
8 | Elect Sue Bruce | Mgmt | For | For | For | |||
9 | Elect Crawford Gillies | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Peter Lynas | Mgmt | For | For | For | |||
12 | Elect Helen Mahy | Mgmt | For | For | For | |||
13 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||
8 | Elect James M. Loree | Mgmt | For | For | For | |||
9 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Approval of 2017 Management Incentive Compensation Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
4 | Elect Mary N. Dillon | Mgmt | For | For | For | |||
5 | Elect Robert M. Gates | Mgmt | For | For | For | |||
6 | Elect Mellody Hobson | Mgmt | For | For | For | |||
7 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
8 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | |||
9 | Elect Satya Nadella | Mgmt | For | For | For | |||
10 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | |||
11 | Elect Clara Shih | Mgmt | For | For | For | |||
12 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
13 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
14 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Starwood Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Manager Equity Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Equity Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Starz | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRZA | CUSIP 85571Q102 | 12/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
State Bank of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBIN | CINS Y8155P103 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights to the Government of India | Mgmt | For | For | For | |||
2 | Authority to Issue Shares and/or Depository Receipts w/o Preemptive Rights | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Steris Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STE | CUSIP G84720104 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||
2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||
3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||
5 | Elect Sir Duncan K. Nichol | Mgmt | For | For | For | |||
6 | Elect Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||
7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||
8 | Elect Richard M. Steeves | Mgmt | For | For | For | |||
9 | Elect John P. Wareham | Mgmt | For | For | For | |||
10 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||
11 | Elect Michael B. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Directors' Remuneration Policy (Binding) | Mgmt | For | For | For | |||
18 | Senior Executive Management Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
20 | General Authority to Purchase Shares Off-Market | Mgmt | For | For | For | |||
21 | Authority to Purchase One Ordinary Share Off-Market | Mgmt | For | For | For | |||
22 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | For | |||
23 | Ratification of Interim Dividend Payment and Release of Claims | Mgmt | For | For | For | |||
Subaru Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
7 | Elect Masahiro Kasai | Mgmt | For | For | For | |||
8 | Elect Toshiaki Okada | Mgmt | For | For | For | |||
9 | Elect Yohichi Katoh | Mgmt | For | For | For | |||
10 | Elect Yoshinori Komamura | Mgmt | For | For | For | |||
11 | Elect Shigehiro Aoyama | Mgmt | For | For | For | |||
12 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Restricted Share Plan | Mgmt | For | For | For | |||
Sumitomo Heavy Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6302 | CINS J77497113 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | |||
5 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | |||
6 | Elect Shinji Nishimura | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Tomita | Mgmt | For | For | For | |||
8 | Elect Toshiharu Tanaka | Mgmt | For | For | For | |||
9 | Elect Eiji Kojima | Mgmt | For | For | For | |||
10 | Elect Mikio Ide | Mgmt | For | For | For | |||
11 | Elect Shinji Shimomura | Mgmt | For | For | For | |||
12 | Elect Susumu Takahashi | Mgmt | For | For | For | |||
13 | Elect Hideo Kojima | Mgmt | For | For | For | |||
14 | Elect Masaichi Nakamura as Statutory Auditor | Mgmt | For | For | For | |||
15 | Elect Tomoaki Katoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | Against | Against | |||
5 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
6 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
7 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
8 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
10 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
11 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
12 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
13 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
14 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
15 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
16 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
17 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
19 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
20 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Trust Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J0752J108 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Testuo Ohkubo | Mgmt | For | Against | Against | |||
5 | Elect Jiroh Araumi | Mgmt | For | Against | Against | |||
6 | Elect Tohru Takakura | Mgmt | For | Against | Against | |||
7 | Elect Masaru Hashimoto | Mgmt | For | Against | Against | |||
8 | Elect Kunitaroh Kitamura | Mgmt | For | Against | Against | |||
9 | Elect Hitoshi Tsunekage | Mgmt | For | Against | Against | |||
10 | Elect Yasuyuki Yagi | Mgmt | For | Against | Against | |||
11 | Elect Hiroshi Misawa | Mgmt | For | Against | Against | |||
12 | Elect Sohichi Shinohara | Mgmt | For | Against | Against | |||
13 | Elect Takeshi Suzuki | Mgmt | For | Against | Against | |||
14 | Elect Mikio Araki | Mgmt | For | Against | Against | |||
15 | Elect Isao Matsushita | Mgmt | For | Against | Against | |||
16 | Elect Shinichi Saitoh | Mgmt | For | Against | Against | |||
17 | Elect Takashi Yoshida | Mgmt | For | Against | Against | |||
18 | Elect Hiroko Kawamoto | Mgmt | For | Against | Against | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shohichi Abe | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Shuji Yamaguchi | Mgmt | For | For | For | |||
10 | Elect Masaaki Inoue | Mgmt | For | Against | Against | |||
11 | Elect Kazuto Takahashi | Mgmt | For | Against | Against | |||
12 | Transfer of Reserves | Mgmt | For | For | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Christopher KWOK Kai-wang | Mgmt | For | For | For | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | For | For | |||
7 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
8 | Elect Mike WONG Chik Wing | Mgmt | For | For | For | |||
9 | Elect Dicky Peter YIP | Mgmt | For | For | For | |||
10 | Elect Richard WONG Yue Chim | Mgmt | For | For | For | |||
11 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||
12 | Elect Norman LEUNG Nai Pang | Mgmt | For | For | For | |||
13 | Elect Donald LEUNG Kui King | Mgmt | For | For | For | |||
14 | Elect William KWAN Cheuk Yin | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.3 | Elect James M. Funk | Mgmt | For | For | For | |||
1.4 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.5 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.6 | Elect Janiece M. Longoria | Mgmt | For | For | For | |||
1.7 | Elect Michael M. McShane | Mgmt | For | For | For | |||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
5 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
8 | Elect Hiroaki Matsuura | Mgmt | For | For | For | |||
9 | Elect Osamu Honda | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
14 | Restricted Share Plan | Mgmt | For | For | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWEDA | CINS W9423X102 | 03/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Michael Wolf's Acts | Mgmt | For | TNA | N/A | |||
14 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
15 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Maj-Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Bodil Eriksson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Peter Norman's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Ingrid Friberg's Acts | Mgmt | For | TNA | N/A | |||
29 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
30 | Board Size | Mgmt | For | TNA | N/A | |||
31 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
32 | Elect Mats Granryd | Mgmt | For | TNA | N/A | |||
33 | Elect Bo Johansson | Mgmt | For | TNA | N/A | |||
34 | Elect Annika Poutiainen | Mgmt | For | TNA | N/A | |||
35 | Elect Magnus Uggla | Mgmt | For | TNA | N/A | |||
36 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
37 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
38 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
39 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
40 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
41 | Elect Lars Idermark as Chair | Mgmt | For | TNA | N/A | |||
42 | Nomination Committee | Mgmt | For | TNA | N/A | |||
43 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
44 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
45 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
46 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2017 (EKEN) | Mgmt | For | TNA | N/A | |||
48 | Long Term Incentive Plan 2017 (IP 2017) | Mgmt | For | TNA | N/A | |||
49 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
50 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
51 | Shareholder Proposal Regarding Lean Concept | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Cool-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Small and Medium-Sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Tax Evasion | ShrHoldr | N/A | TNA | N/A | |||
61 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Swiss Life Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLHN | CINS H8404J162 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | |||
12 | Elect Adrienne Corboud Fumagalli | Mgmt | For | TNA | N/A | |||
13 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||
14 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||
15 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | |||
16 | Elect Henry Peter | Mgmt | For | TNA | N/A | |||
17 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | |||
18 | Elect Franziska Tschudi Sauber | Mgmt | For | TNA | N/A | |||
19 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | |||
20 | Elect Stefan Loacker | Mgmt | For | TNA | N/A | |||
21 | Elect Henry Peter as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Franz Schnewlin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Franziska Tschudi Sauber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swiss Re Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SREN | CINS H8431B109 | 04/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Executive Compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Walter B. Kielholz as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Raymond K. F. Ch'ien | Mgmt | For | TNA | N/A | |||
9 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
10 | Elect Mary Francis | Mgmt | For | TNA | N/A | |||
11 | Elect Rajna Gibson Brandon | Mgmt | For | TNA | N/A | |||
12 | Elect C. Robert Henrikson | Mgmt | For | TNA | N/A | |||
13 | Elect Trevor Manuel | Mgmt | For | TNA | N/A | |||
14 | Elect Phillip K. Ryan | Mgmt | For | TNA | N/A | |||
15 | Elect Paul Tucker | Mgmt | For | TNA | N/A | |||
16 | Elect Susan L. Wagner | Mgmt | For | TNA | N/A | |||
17 | Elect Jay Ralph | Mgmt | For | TNA | N/A | |||
18 | Elect Joerg Reinhardt | Mgmt | For | TNA | N/A | |||
19 | Elect Jacques de Vaucleroy | Mgmt | For | TNA | N/A | |||
20 | Elect Raymond K.F. Ch'ien as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Renato Fassbind as Compensation Committee Membe | Mgmt | For | TNA | N/A | |||
22 | Elect C. Robert Henrikson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Joerg Reinhardt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation (Fixed and Long-Term) | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
31 | Amendment to Conditional Capital | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect Judith B. Craven | Mgmt | For | For | For | |||
4 | Elect William J. DeLaney | Mgmt | For | For | For | |||
5 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Jonathan Golden | Mgmt | For | For | For | |||
8 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
9 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
10 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
11 | Elect Nelson Peltz | Mgmt | For | For | For | |||
12 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
13 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
14 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Tabcorp Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAH | CINS Q8815D101 | 10/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Paula J. Dwyer | Mgmt | For | For | For | |||
3 | Re-elect Justin Milne | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Mr David Attenborough) | Mgmt | For | For | For | |||
6 | Increase NED Fee Pool | Mgmt | N/A | Against | N/A | |||
Taisei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1801 | CINS J79561130 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
4 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Murata | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Dai | Mgmt | For | For | For | |||
7 | Elect Shigeyuki Sakurai | Mgmt | For | For | For | |||
8 | Elect Masahiro Sakai | Mgmt | For | For | For | |||
9 | Elect Shigeyoshi Tanaka | Mgmt | For | For | For | |||
10 | Elect Norihiko Yaguchi | Mgmt | For | For | For | |||
11 | Elect Yasushi Yoshinari | Mgmt | For | For | For | |||
12 | Elect Tohru Tsuji | Mgmt | For | For | For | |||
13 | Elect Fumio Sudo | Mgmt | For | For | For | |||
14 | Elect Atsuko Nishimura | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Talmer Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLMR | CUSIP 87482X101 | 07/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Taro Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TARO | CUSIP M8737E108 | 12/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Compensation Policy | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
3 | Elect Dilip S. Shanghvi | Mgmt | For | Against | Against | |||
4 | Elect Sudhir V. Valia | Mgmt | For | Against | Against | |||
5 | Elect James Kedrowski | Mgmt | For | Against | Against | |||
6 | Elect Dov Pekelman | Mgmt | For | Against | Against | |||
7 | Approve Remuneration for Director Shanghvi | Mgmt | For | For | For | |||
8 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
9 | Approve Remuneration for Director Valia | Mgmt | For | For | For | |||
10 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
11 | Approve Remuneration for Director Pekelman | Mgmt | For | For | For | |||
12 | Elect Uday Baldota and Approve Remuneration | Mgmt | For | Against | Against | |||
13 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
14 | Elect Linda Benshoshan | Mgmt | For | Against | Against | |||
15 | Elect Elhanan Streit | Mgmt | For | Against | Against | |||
16 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
17 | Declaration of Material Interest | Mgmt | N/A | For | N/A | |||
18 | Elect Abhay Gandhi and Approve Remuneration | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Special Dividend | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter Redfern | Mgmt | For | For | For | |||
6 | Elect Ryan Mangold | Mgmt | For | For | For | |||
7 | Elect James J. Jordan | Mgmt | For | For | For | |||
8 | Elect Kate Barker | Mgmt | For | For | For | |||
9 | Elect Mike Hussey | Mgmt | For | For | For | |||
10 | Elect Robert Rowley | Mgmt | For | For | For | |||
11 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
12 | Elect Angela A. Knight | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
21 | Approval of Taylor Wimpey Performance Share Plan | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Craig W Dunn | Mgmt | For | For | For | |||
3 | Elect Jane S Hemstritch | Mgmt | For | For | For | |||
4 | Re-elect Nora L Scheinkestel | Mgmt | For | For | For | |||
5 | Equity Grant (CEO Andrew Penn) | Mgmt | For | For | For | |||
6 | REMUNERATION REPORT | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Resolution Of The Unsecured Noteholders | Mgmt | For | For | For | |||
Thales SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of the Cooption of Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
10 | Elect Philippe Lepinay | Mgmt | For | Against | Against | |||
11 | Remuneration of Patrice Caine, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
14 | Authority to Cancel Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Elect Laurence Broseta | Mgmt | For | Against | Against | |||
17 | Elect Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
18 | Elect Laurent Collet-Billon | Mgmt | For | Against | Against | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
2 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Increase in NED Fee Cap | Mgmt | For | For | For | |||
4 | Related Party Transactions (Director Sean Ellis) | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Greg Fry | Mgmt | For | For | For | |||
7 | Elect Karl Whiteman | Mgmt | For | For | For | |||
8 | Elect Sean Ellis | Mgmt | For | For | For | |||
9 | Elect John Armitt | Mgmt | For | For | For | |||
10 | Elect Alison Nimmo | Mgmt | For | For | For | |||
11 | Elect Veronica Wadley | Mgmt | For | For | For | |||
12 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
13 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
14 | Elect Andy Myers | Mgmt | For | For | For | |||
15 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Related Party Transactions (Karl Whiteman) | Mgmt | For | For | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert P. Carrigan | Mgmt | For | For | For | |||
2 | Elect Cindy Christy | Mgmt | For | For | For | |||
3 | Elect L. Gordon Crovitz | Mgmt | For | Against | Against | |||
4 | Elect James N. Fernandez | Mgmt | For | For | For | |||
5 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
6 | Elect Anastassia Lauterbach | Mgmt | For | For | For | |||
7 | Elect Thomas J. Manning | Mgmt | For | For | For | |||
8 | Elect Randall D. Mott | Mgmt | For | For | For | |||
9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect James W. Brown | Mgmt | For | For | For | |||
1.4 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.6 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect James M. Mead | Mgmt | For | For | For | |||
1.10 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.11 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||
2 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
3 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
4 | Elect Dawn Hudson | Mgmt | For | For | For | |||
5 | Elect William T. Kerr | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
8 | Elect Michael I. Roth | Mgmt | For | For | For | |||
9 | Elect David M. Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Link Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0823 | CINS Y5281M111 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect William CHAN Chak Cheung | Mgmt | For | For | For | |||
4 | Elect David C. Watt | Mgmt | For | For | For | |||
5 | Elect POH Lee Tan | Mgmt | For | For | For | |||
6 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
7 | Elect Ed CHAN Yiu-Cheong | Mgmt | For | For | For | |||
8 | Elect Blair C. Pickerell | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
The Wharf (Holdings) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0004 | CINS Y8800U127 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Stephen NG Tin Hoi | Mgmt | For | Against | Against | |||
5 | Elect Doreen LEE Yuk Fong | Mgmt | For | For | For | |||
6 | Elect Vincent K. FANG | Mgmt | For | For | For | |||
7 | Elect David M. Turnbull | Mgmt | For | Against | Against | |||
8 | Directors' Fees payable to the Chairman | Mgmt | For | For | For | |||
9 | Directors' Fees payable to Directors | Mgmt | For | For | For | |||
10 | Fees payable to Audit Committee Members | Mgmt | For | For | For | |||
11 | Fees payable to Remuneration Committee Members | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Thor Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THO | CUSIP 885160101 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter B. Orthwein | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Martin | Mgmt | For | For | For | |||
1.3 | Elect James L. Ziemer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2016 Equity and Incentive Plan | Mgmt | For | For | For | |||
Tohoku Electric Power Co Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9506 | CINS J85108108 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Makoto Kaiwa | Mgmt | For | For | For | |||
4 | Elect Hiroya Harada | Mgmt | For | For | For | |||
5 | Elect Mitsuhiro Sakamoto | Mgmt | For | For | For | |||
6 | Elect Takao Watanabe | Mgmt | For | For | For | |||
7 | Elect Shinichi Okanobu | Mgmt | For | For | For | |||
8 | Elect Hiroshi Tanae | Mgmt | For | For | For | |||
9 | Elect Noboru Hasegawa | Mgmt | For | For | For | |||
10 | Elect Shunji Yamamoto | Mgmt | For | For | For | |||
11 | Elect Naoto Miura | Mgmt | For | For | For | |||
12 | Elect Haruyuki Nakano | Mgmt | For | For | For | |||
13 | Elect Jiroh Masuko | Mgmt | For | For | For | |||
14 | Elect Kohjiroh Higuchi | Mgmt | For | For | For | |||
15 | Elect Toshinori Abe | Mgmt | For | For | For | |||
16 | Elect Satoshi Seino | Mgmt | For | For | For | |||
17 | Elect Shiroh Kondoh | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation and Development of Renewable Energy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Decommissioning of the Onagawa Nuclear Power Plant | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Nuclear Fuel Operations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Renewable Energy | ShrHoldr | Against | Against | For | |||
Tokyo Electric Power Company Holdings, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9501 | CINS J86914108 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Junji Annen | Mgmt | For | Against | Against | |||
3 | Elect Shohei Utsuda | Mgmt | For | Against | Against | |||
4 | Elect Yoshinori Kaneko | Mgmt | For | Against | Against | |||
5 | Elect Toshihiro Kawasaki | Mgmt | For | Against | Against | |||
6 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
7 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
8 | Elect Tomoaki Kobayakawa | Mgmt | For | Against | Against | |||
9 | Elect Hideo Takaura | Mgmt | For | Against | Against | |||
10 | Elect Noriaki Taketani | Mgmt | For | Against | Against | |||
11 | Elect Kazuhiko Toyama | Mgmt | For | Against | Against | |||
12 | Elect Keita Nishiyama | Mgmt | For | Against | Against | |||
13 | Elect Shigenori Makino | Mgmt | For | Against | Against | |||
14 | Elect Seiji Moriya | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Restarting Nuclear Operations | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Election of Haruki Murata | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Election of Tadashi Higashikawa | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding the Sale of TEPCO Power Grid | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Impairment Accounting for Kashiwazaki-Kariwa Power Station | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reactor-Decommissioning Research Facilities | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Audit Committee | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Evacuee Safety Agreements | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Evacuation Drills Under a Nuclear Accident Scenario | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Establishment of a Nuclear Disaster Recuperation Fund | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Provision of Recuperation for Workers | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Facility Inspection | ShrHoldr | Against | Against | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/29/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Share Consolidation | Mgmt | For | TNA | N/A | |||
5 | Elect Tsuyoshi Okamoto | Mgmt | For | TNA | N/A | |||
6 | Elect Michiaki Hirose | Mgmt | For | TNA | N/A | |||
7 | Elect Takashi Uchida | Mgmt | For | TNA | N/A | |||
8 | Elect Satoru Yasuoka | Mgmt | For | TNA | N/A | |||
9 | Elect Fumio Murazeki | Mgmt | For | TNA | N/A | |||
10 | Elect Masaru Takamatsu | Mgmt | For | TNA | N/A | |||
11 | Elect Kunio Nohata | Mgmt | For | TNA | N/A | |||
12 | Elect Takashi Anamizu | Mgmt | For | TNA | N/A | |||
13 | Elect Akihiko Ide | Mgmt | For | TNA | N/A | |||
14 | Elect Yoshinori Katori | Mgmt | For | TNA | N/A | |||
15 | Elect Chika Igarashi | Mgmt | For | TNA | N/A | |||
16 | Elect Hideaki Arai | Mgmt | For | TNA | N/A | |||
17 | Elect Masato Nobutoki | Mgmt | For | TNA | N/A | |||
Toppan Printing Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7911 | CINS 890747108 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Naoki Adachi | Mgmt | For | For | For | |||
3 | Elect Shingo Kaneko | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Nagayama | Mgmt | For | For | For | |||
5 | Elect Yukio Maeda | Mgmt | For | For | For | |||
6 | Elect Shinichi Ohkubo | Mgmt | For | For | For | |||
7 | Elect Hidetaka Kakiya | Mgmt | For | For | For | |||
8 | Elect Atsushi Itoh | Mgmt | For | For | For | |||
9 | Elect Makoto Arai | Mgmt | For | For | For | |||
10 | Elect Hideharu Maro | Mgmt | For | For | For | |||
11 | Elect Naoyuki Matsuda | Mgmt | For | For | For | |||
12 | Elect Nobuaki Satoh | Mgmt | For | For | For | |||
13 | Elect Taroh Izawa | Mgmt | For | For | For | |||
14 | Elect Kunio Sakuma | Mgmt | For | For | For | |||
15 | Elect Yoshinobu Noma | Mgmt | For | For | For | |||
16 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||
17 | Elect Sumio Ezaki | Mgmt | For | For | For | |||
18 | Elect Yasuhiko Yamano | Mgmt | For | For | For | |||
19 | Elect Tetsuroh Ueki | Mgmt | For | For | For | |||
20 | Elect Norio Yamanaka | Mgmt | For | For | For | |||
21 | Elect Mitsuhiro Nakao | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
12 | Elect Mark Cutifani | Mgmt | For | For | For | |||
13 | Elect Carlos Tavares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
TransUnion | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRU | CUSIP 89400J107 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leo F. Mullin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven M. Tadler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Acts of Friedrich Joussen | Mgmt | For | For | For | |||
8 | Ratify Acts of Horst Baier | Mgmt | For | For | For | |||
9 | Ratify Acts of David Burling | Mgmt | For | For | For | |||
10 | Ratify Acts of Sebastian Ebel | Mgmt | For | For | For | |||
11 | Ratify Acts of Elke Eller | Mgmt | For | For | For | |||
12 | Ratify Acts of Peter Long | Mgmt | For | For | For | |||
13 | Ratify Acts of William Waggott | Mgmt | For | For | For | |||
14 | Ratify Acts of Klaus Mangold | Mgmt | For | For | For | |||
15 | Ratify Acts of Frank Jakobi | Mgmt | For | For | For | |||
16 | Ratify Acts of Michael Hodgkinson | Mgmt | For | For | For | |||
17 | Ratify Acts of Andreas Barczewski | Mgmt | For | For | For | |||
18 | Ratify Acts of Peter Bremme | Mgmt | For | For | For | |||
19 | Ratify Acts of Edgar Ernst | Mgmt | For | For | For | |||
20 | Ratify Acts of Wolfgang Flintermann | Mgmt | For | For | For | |||
21 | Ratify Acts of Angelika Gifford | Mgmt | For | For | For | |||
22 | Ratify Acts of Valerie Frances Gooding | Mgmt | For | For | For | |||
23 | Ratify Acts of Dierk Hirschel | Mgmt | For | For | For | |||
24 | Ratify Acts of Janis Carol Kong | Mgmt | For | For | For | |||
25 | Ratify Acts of Peter Long | Mgmt | For | For | For | |||
26 | Ratify Acts of Coline Lucille McConville | Mgmt | For | For | For | |||
27 | Ratify Acts of Alexey Mordashov | Mgmt | For | For | For | |||
28 | Ratify Acts of Michael Ponipp | Mgmt | For | For | For | |||
29 | Ratify Acts of Timothy Martin Powell | Mgmt | For | For | For | |||
30 | Ratify Acts of Wilfried Rau | Mgmt | For | For | For | |||
31 | Ratify Acts of Carmen Riu Guell | Mgmt | For | For | For | |||
32 | Ratify Acts of Carola Schwirn | Mgmt | For | For | For | |||
33 | Ratify Acts of Maxim G. Shemetov | Mgmt | For | For | For | |||
34 | Ratify Acts of Anette Strempel | Mgmt | For | For | For | |||
35 | Ratify Acts of Christian Strenger | Mgmt | For | For | For | |||
36 | Ratify Acts of Ortwin Strubelt | Mgmt | For | For | For | |||
37 | Ratify Acts of Stefan Weinhofer | Mgmt | For | For | For | |||
38 | Ratify Acts of Marcell Witt | Mgmt | For | For | For | |||
39 | Appointment of Auditor | Mgmt | For | For | For | |||
40 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/04/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
14 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
15 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
18 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect William G. Parrett as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Anne Pol | Mgmt | For | For | For | |||
5 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
6 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ulta Beauty, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Share Plan 2017 | Mgmt | For | Against | Against | |||
7 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
8 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
9 | Elect Vittorio Colao | Mgmt | For | For | For | |||
10 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
12 | Elect Judith Hartmann | Mgmt | For | For | For | |||
13 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
17 | Elect Paul Polman | Mgmt | For | For | For | |||
18 | Elect John Rishton | Mgmt | For | For | For | |||
19 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Unilever Share Plan 2017 | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
15 | Elect Paul Polman | Mgmt | For | For | For | |||
16 | Elect John Rishton | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Franck J. Moison | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John T. Stankey | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP 91529Y106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | |||
2 | Elect E. Michael Caulfield | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Cynthia L. Egan | Mgmt | For | For | For | |||
5 | Elect Pamela H. Godwin | Mgmt | For | For | For | |||
6 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
7 | Elect Timothy F. Keaney | Mgmt | For | For | For | |||
8 | Elect Gloria C. Larson | Mgmt | For | For | For | |||
9 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
10 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
11 | Elect Francis J. Shammo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Stock Incentive Plan of 2017 | Mgmt | For | For | For | |||
UPM-Kymmene Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPM | CINS X9518S108 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares | Mgmt | For | For | For | |||
19 | Charitable Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Michele Romanow | Mgmt | For | For | For | |||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
8 | Elect John F. Sorte | Mgmt | For | For | For | |||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vantiv Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Costello | Mgmt | For | For | For | |||
1.2 | Elect Lisa A. Hook | Mgmt | For | For | For | |||
1.3 | Elect David Karnstedt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VCA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOOF | CUSIP 918194101 | 03/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.2 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.4 | Elect Anton H. George | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.7 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.8 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.9 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.10 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
VEREIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VER | CUSIP 92339V100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
2 | Elect Hugh R. Frater | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
6 | Elect Mark S. Ordan | Mgmt | For | Against | Against | |||
7 | Elect Eugene A. Pinover | Mgmt | For | For | For | |||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Vestas Wind Systems A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWS | CINS K9773J128 | 04/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
9 | Elect Carsten Bjerg | Mgmt | For | TNA | N/A | |||
10 | Elect Eija Pitkanen | Mgmt | For | TNA | N/A | |||
11 | Elect Henrik Andersen | Mgmt | For | TNA | N/A | |||
12 | Elect Henry Stenson | Mgmt | For | TNA | N/A | |||
13 | Elect Lars G. Josefsson | Mgmt | For | TNA | N/A | |||
14 | Elect Lykke Friis | Mgmt | For | TNA | N/A | |||
15 | Elect Torben Ballegaard Sorensen | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees for 2016 | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees for 2017 | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles Regarding Attendance | Mgmt | For | TNA | N/A | |||
22 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vinci SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Yannick Assouad | Mgmt | For | Against | Against | |||
9 | Elect Graziella Gavezotti | Mgmt | For | Against | Against | |||
10 | Elect Michael Pragnell | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
13 | Remuneration policy for Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
14 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Abstain | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect April H. Foley | Mgmt | For | For | For | |||
2 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHoldr | Against | Against | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Barrese | Mgmt | For | For | For | |||
2 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||
3 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
6 | Elect Robert J. Manzo | Mgmt | For | For | For | |||
7 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
8 | Elect David L. Treadwell | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vistra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTE | CUSIP 92840M102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||
1.2 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Viva Energy REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVR | CINS Q9478H108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Appoint Auditor | Mgmt | For | For | For | |||
4 | Re-elect Lachlan Pfeiffer | Mgmt | For | Against | Against | |||
5 | Re-elect Georgina Lynch | Mgmt | For | Against | Against | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amend 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Allow Conversion of Class B Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Voya Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOYA | CUSIP 929089100 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynne Biggar | Mgmt | For | For | For | |||
2 | Elect Jane P. Chwick | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect J. Barry Griswell | Mgmt | For | For | For | |||
5 | Elect Frederick S. Hubbell | Mgmt | For | For | For | |||
6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | |||
7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | |||
8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | |||
9 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
10 | Elect David K. Zwiener | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark J. DeCesaris | Mgmt | For | For | For | |||
3 | Elect Peter J. Farrell | Mgmt | For | For | For | |||
4 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
5 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
6 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
7 | Elect Richard C. Marston | Mgmt | For | For | For | |||
8 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |||
9 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Allow Shareholders to Amend the Company's Bylaws | Mgmt | For | For | For | |||
14 | Increase the Company's Stock Ownership Limitations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Watsco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSO | CUSIP 942622200 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason Epstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Weingarten Realty Investors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRI | CUSIP 948741103 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stanford Alexander | Mgmt | For | For | For | |||
1.3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |||
1.4 | Elect James W. Crownover | Mgmt | For | For | For | |||
1.5 | Elect Stephen A. Lasher | Mgmt | For | For | For | |||
1.6 | Elect Thomas L. Ryan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |||
1.8 | Elect C. Park Shaper | Mgmt | For | For | For | |||
1.9 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
3 | Elect Carol J. Burt | Mgmt | For | For | For | |||
4 | Elect H. James Dallas | Mgmt | For | For | For | |||
5 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
6 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
8 | Elect William L. Trubeck | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
1.2 | Elect John J. Engel | Mgmt | For | For | For | |||
1.3 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
1.4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.5 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.6 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.7 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.8 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of Amendment to the 1999 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Westar Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WR | CUSIP 95709T100 | 09/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0288 | CINS G96007102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YOU Mu | Mgmt | For | For | For | |||
5 | Elect HUANG Ming | Mgmt | For | For | For | |||
6 | Elect Jin LAU Tin Don | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wheelock & Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0020 | CINS Y9553V106 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Douglas WOO Chun Kuen | Mgmt | For | For | For | |||
5 | Elect Ricky WONG Kwong Yiu | Mgmt | For | For | For | |||
6 | Elect CHAU Tak Hay | Mgmt | For | For | For | |||
7 | Elect Kenneth TING Woo Shou | Mgmt | For | Against | Against | |||
8 | Elect Glenn YEE Sekkemn | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Fees Payable to Chairman | Mgmt | For | For | For | |||
11 | Fees Payable to Directors | Mgmt | For | For | For | |||
12 | Fees Payable to Audit Committee Members | Mgmt | For | For | For | |||
13 | Fees Payable to Remuneration Committee Members | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
William Hill plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMH | CINS G9645P117 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mark Brooker | Mgmt | For | For | For | |||
6 | Elect John P O'Reilly | Mgmt | For | For | For | |||
7 | Elect Robin Terrell | Mgmt | For | For | For | |||
8 | Elect Gareth Davis | Mgmt | For | For | For | |||
9 | Elect Philip Bowcock | Mgmt | For | For | For | |||
10 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
11 | Elect Georgina Harvey | Mgmt | For | For | For | |||
12 | Elect Ashley Highfield | Mgmt | For | For | For | |||
13 | Elect David S. Lowden | Mgmt | For | For | For | |||
14 | Elect Imelda Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Interest) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Deferred Share Bonus Plan | Mgmt | For | For | For | |||
23 | Performance Share Plan | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wilmar International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F34 | CINS Y9586L109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect KUOK Khoon Hong | Mgmt | For | Against | Against | |||
5 | Elect KWAH Thiam Hock | Mgmt | For | Against | Against | |||
6 | Elect TAY Kah Chye | Mgmt | For | Against | Against | |||
7 | Elect KUOK Khoon Hua | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Grant Shares Under Wilmar Executives Share Option Scheme 2009 | Mgmt | For | Against | Against | |||
11 | Related Party Transactions | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | 2017 Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Andrew Higginson | Mgmt | For | For | For | |||
7 | Elect David Potts | Mgmt | For | For | For | |||
8 | Elect Trevor Strain | Mgmt | For | For | For | |||
9 | Elect Rooney Anand | Mgmt | For | For | For | |||
10 | Elect Neil Davidson | Mgmt | For | For | For | |||
11 | Elect Belinda Richards | Mgmt | For | For | For | |||
12 | Elect Paula A. Vennells | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect John P. Daly | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Frank W. Roach | Mgmt | For | For | For | |||
11 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Wolters Kluwer NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WKL | CINS ADPV09931 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Frans Cremers to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Ann E. Ziegler to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Kevin Entricken to the Management Board | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Woori Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000030 | CINS Y9695N137 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Kwang Gu | Mgmt | For | Against | Against | |||
4 | Elect OH Jung Sik | Mgmt | For | Against | Against | |||
5 | Elect LEE Kwang Gu as CEO | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: OH Jung Sik | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Woori Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000030 | CINS Y9695N137 | 12/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect NOH Sung Tae | Mgmt | For | For | For | |||
3 | Elect PARK Sang Yong | Mgmt | For | For | For | |||
4 | Elect JEON Ji Pyung | Mgmt | For | For | For | |||
5 | Elect JANG Dong Woo | Mgmt | For | For | For | |||
6 | Elect SHIN Sang Hoon | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: JANG Dong Woo | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Sustainability Report (Advisory) | Mgmt | For | For | For | |||
6 | Elect Roberto Quarta | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo SHONG | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Nicole Seligman | Mgmt | For | For | For | |||
16 | Elect Daniela Riccardi | Mgmt | For | Against | Against | |||
17 | Elect Tarek M.N. Farahat | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect M. Fridman to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect P. Musial to the Supervisory Board | Mgmt | For | For | For | |||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Other Business and Closing | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Jeffrey Jacobson | Mgmt | For | For | For | |||
6 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
7 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann N. Reese | Mgmt | For | For | For | |||
10 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
11 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Reverse Stock Split | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
16 | Elect Masahiko Ikaga as Statutory Auditor | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect REN Yuanlin | Mgmt | For | For | For | |||
5 | Elect TEO Yi-dar | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Yara International ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YAR | CINS R9900C106 | 05/11/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Agenda | Mgmt | For | TNA | N/A | |||
6 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
9 | Presentation of Corporate Governance Report | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yue Yuen Industrial (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0551 | CINS G98803144 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LU Chin-Chu | Mgmt | For | For | For | |||
6 | Elect Patty TSAI Pei-Chun | Mgmt | For | Against | Against | |||
7 | Elect CHAN Lu-Min | Mgmt | For | For | For | |||
8 | Elect HU Dien Chien | Mgmt | For | For | For | |||
9 | Elect Alfred HSIEH Yung Hsiang | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paget L. Alves | Mgmt | For | For | For | |||
2 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
5 | Elect Greg Creed | Mgmt | For | For | For | |||
6 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
8 | Elect P. Justin Skala | Mgmt | For | For | For | |||
9 | Elect Elane B. Stock | Mgmt | For | For | For | |||
10 | Elect Robert D. Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Deforestation and Human Rights Policy | ShrHoldr | Against | Against | For | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | |||
3 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | |||
4 | Elect Subhash Chandra | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Adesh Kumar Gupta | Mgmt | For | For | For | |||
7 | Elect Sunil Sharma | Mgmt | For | For | For | |||
8 | Elect Neharika Vohra | Mgmt | For | For | For | |||
9 | Relocation of Register of Members to Office of Registrar and Transfer Agent | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option of Francisco Javier Martin Ramiro | Mgmt | For | For | For | |||
6 | Elect Maria Jesus Romero de Avila Torrijos | Mgmt | For | For | For | |||
7 | Elect Alicia Segovia Marco | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
9 | Amendments to Articles 1, 2, 3, 51 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alkermes plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul J. Mitchell | Mgmt | For | For | For | |||
2 | Elect Richard F. Pops | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Amendment to the 2011 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
6 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
8 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/26/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atresmedia Corporacion de Medios de Comunicacion S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3M | CINS E0728T102 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
6 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
7 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 08/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Big Yellow Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BYG | CINS G1093E108 | 07/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tim Clark | Mgmt | For | For | For | |||
5 | Elect Richard R. Cotton | Mgmt | For | For | For | |||
6 | Elect James Gibson | Mgmt | For | For | For | |||
7 | Elect Georgina Harvey | Mgmt | For | For | For | |||
8 | Elect Stephen Johnson | Mgmt | For | For | For | |||
9 | Elect Adrian Lee | Mgmt | For | For | For | |||
10 | Elect Mark Richardson | Mgmt | For | For | For | |||
11 | Elect John Trotman | Mgmt | For | For | For | |||
12 | Elect Nicholas Vetch | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CalAtlantic Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAA | CUSIP 128195104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.3 | Elect William L. Jews | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Mellor | Mgmt | For | For | For | |||
1.6 | Elect Norman J. Metcalfe | Mgmt | For | For | For | |||
1.7 | Elect Larry T. Nicholson | Mgmt | For | For | For | |||
1.8 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.9 | Elect Charlotte St. Martin | Mgmt | For | For | For | |||
1.10 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Klaus Esser | Mgmt | For | Against | Against | |||
11 | Elect Daniel Gotthardt | Mgmt | For | For | For | |||
12 | Elect Ulrike Handel | Mgmt | For | Against | Against | |||
13 | Elect Rene Obermann | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Stephane Pallez | Mgmt | For | Against | Against | |||
10 | Elect Anne Dias | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Executive Board) | Mgmt | For | For | For | |||
13 | Remuneration of Michel David-Weill (Supervisory Board Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Patrick Sayer, (Executive Board Chair) | Mgmt | For | For | For | |||
15 | Remuneration of Virginie Morgon and Philippe Audouin, (Executive Board Members) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Change of Legal Form | Mgmt | For | For | For | |||
19 | Adoption of New Articles Regarding the Change of Legal Form | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities Regarding the Change in Legal Form | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Warrants During a Public Offer | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Euskaltel | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EKT | CINS E4R02W105 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | For | For | |||
3 | Management Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Acquisition | Mgmt | For | For | For | |||
7 | Issuance of Shares w/o Preemptive Rights (Acquisition) | Mgmt | For | For | For | |||
8 | Amendments to Article 64 (Audit Committee Size) | Mgmt | For | For | For | |||
9 | Amendments to Article 65 (Nominating and Remuneration Committee Size) | Mgmt | For | For | For | |||
10 | Amendments to Article 65 Bis (Strategic Committee) | Mgmt | For | For | For | |||
11 | Board Size | Mgmt | For | Against | Against | |||
12 | Elect Luis Ramon Arrieta Durana | Mgmt | For | For | For | |||
13 | Elect Robert W. Samuelson | Mgmt | For | For | For | |||
14 | Elect Jon James | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Fairfax Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFH | CUSIP 303901102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Griffiths | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Gunn | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Horn | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karen l. Jurjevich | Mgmt | For | For | For | |||
1.5 | Elect John R.V. Palmer | Mgmt | For | For | For | |||
1.6 | Elect Timothy R. Price | Mgmt | For | For | For | |||
1.7 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | |||
1.8 | Elect Lauren C. Templeton | Mgmt | For | For | For | |||
1.9 | Elect Benjamin P. Watsa | Mgmt | For | For | For | |||
1.10 | Elect V. Prem Watsa | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Kimball | Mgmt | For | Withhold | Against | |||
1.2 | Elect Elizabeth S. Rafael | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lee E. Wittlinger | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect William Nowlan | Mgmt | For | For | For | |||
10 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Relative Performance Fee Methodology | Mgmt | For | Against | Against | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
14 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect D.J. Haank to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Elect Carlos Garcia Moreno Elizondo to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect David L. Chicoine | Mgmt | For | For | For | |||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||
5 | Elect Hugh Grant | Mgmt | For | For | For | |||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks | ShrHoldr | Against | Against | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yvonne Greenstreet | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Pace | Mgmt | For | For | For | |||
1.3 | Elect David Stack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL0A | CINS G7015D110 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Eamonn Crowley | Mgmt | For | For | For | |||
4 | Elect Emer Daly | Mgmt | For | For | For | |||
5 | Elect Robert Elliott | Mgmt | For | For | For | |||
6 | Elect Stephen Groarke | Mgmt | For | For | For | |||
7 | Elect Jeremy Masding | Mgmt | For | For | For | |||
8 | Elect Julie O'Neill | Mgmt | For | For | For | |||
9 | Elect Ronan O'Neill | Mgmt | For | For | For | |||
10 | Elect Richard Pike | Mgmt | For | For | For | |||
11 | Elect Andrew Power | Mgmt | For | For | For | |||
12 | Elect Ken Slattery | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | |||
19 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
20 | Cancellation of Deferred Shares | Mgmt | For | For | For | |||
21 | Cancellation of Authorised but Unissued Deferred Shares | Mgmt | For | For | For | |||
22 | Amendments to Memorandum and Articles | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Rib Software SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Amendment to Stock Option Plan 2015 | Mgmt | For | Against | Against | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
4 | Elect Alan Clark | Mgmt | For | Against | Against | |||
5 | Elect Domenic De Lorenzo | Mgmt | For | Against | Against | |||
6 | Elect Mark Armour | Mgmt | For | Against | Against | |||
7 | Elect Dave Beran | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
10 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
11 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
12 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 01/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | REIT Conversion | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Ryan | Mgmt | For | For | For | |||
1.2 | Elect Clifton H. Morris, Jr. | Mgmt | For | For | For | |||
1.3 | Elect W. Blair Waltrip | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven Generations Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Set Board Size at Twelve | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Patrick Carlson | Mgmt | For | For | For | |||
2.3 | Elect Marty Procter | Mgmt | For | For | For | |||
2.4 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.5 | Elect Avik Dey | Mgmt | For | Withhold | Against | |||
2.6 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.7 | Elect Paul Hand | Mgmt | For | For | For | |||
2.8 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.9 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.10 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.11 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.12 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approve 2017 Stock Option Plan | Mgmt | For | For | For | |||
5 | Approve 2017 Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa as Statutory Auditor | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
5 | Elect Tsunehiko Iwai | Mgmt | For | For | For | |||
6 | Elect Jun Aoki | Mgmt | For | For | For | |||
7 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
8 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |||
9 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
10 | Elect Tatsuo Uemura | Mgmt | For | For | For | |||
11 | Elect Hiroshi Ozu as Statutory Auditor | Mgmt | For | For | For | |||
12 | Directors' Bonus | Mgmt | For | For | For | |||
13 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Techtronic Industries Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0669 | CINS Y8563B159 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Joseph Galli Jr. | Mgmt | For | Against | Against | |||
7 | Elect Peter D. Sullivan | Mgmt | For | Against | Against | |||
8 | Elect Vincent CHEUNG Ting Kau | Mgmt | For | Against | Against | |||
9 | Elect Johannes-Gerhard Hesse | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
15 | Adoption of New Share Option Scheme | Mgmt | For | Against | Against | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chris R. Homeister | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Share Plan 2017 | Mgmt | For | Against | Against | |||
7 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
8 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
9 | Elect Vittorio Colao | Mgmt | For | For | For | |||
10 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
12 | Elect Judith Hartmann | Mgmt | For | For | For | |||
13 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
17 | Elect Paul Polman | Mgmt | For | For | For | |||
18 | Elect John Rishton | Mgmt | For | For | For | |||
19 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
2 | Elect Avishai Abrahami | Mgmt | For | For | For | |||
3 | Elect Giora Kaplan | Mgmt | For | For | For | |||
4 | Elect Mark Tluszcz | Mgmt | For | For | For | |||
5 | Elect Ron Gutler | Mgmt | For | For | For | |||
6 | Elect Allon Bloch | Mgmt | For | For | For | |||
7 | Director Compensation | Mgmt | For | Against | Against | |||
8 | Double-Trigger Vesting of Erika Rottenberg's Stock Options | Mgmt | For | For | For | |||
9 | Double-Trigger Vesting of Norbert Becker's Stock Options | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
16 | Elect Masahiko Ikaga as Statutory Auditor | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Yoox Net-A-Porter Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNAP | CINS T9846S106 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
2 | Remuneration Policy | Mgmt | For | For | For | |||
3 | Elect Cedric Bossert | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Health Care Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Acceleron Pharma Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean M. George | Mgmt | For | For | For | |||
1.2 | Elect George Golumbeski | Mgmt | For | For | For | |||
1.3 | Elect Thomas A. McCourt | Mgmt | For | For | For | |||
1.4 | Elect Francois Nader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aclaris Therapeutics, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACRS | CUSIP 00461U105 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anand Mehra | Mgmt | For | For | For | |||
1.2 | Elect Andrew Powell | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Tullman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
AmerisourceBergen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABC | CUSIP 03073E105 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ornella Barra | Mgmt | For | For | For | |||
2 | Elect Steven H. Collis | Mgmt | For | For | For | |||
3 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
6 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
7 | Elect Jane E. Henney | Mgmt | For | For | For | |||
8 | Elect Kathleen Hyle | Mgmt | For | For | For | |||
9 | Elect Michael J. Long | Mgmt | For | For | For | |||
10 | Elect Henry W. McGee | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendments to Certificate of Incorporation To Permit Removal of Directors Without Cause | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Applied Genetic Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGTC | CUSIP 03820J100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan B. Washer | Mgmt | For | For | For | |||
1.2 | Elect Ed Hurwitz | Mgmt | For | For | For | |||
1.3 | Elect James Rosen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 08/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Re-elect John F. Buchanan | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Social and Ethics Committee Report | Mgmt | For | For | For | |||
3 | Re-elect John F. Buchanan | Mgmt | For | For | For | |||
4 | Re-elect Maureen Manyama-Matome | Mgmt | For | For | For | |||
5 | Elect Babalwa Ngonyama | Mgmt | For | For | For | |||
6 | Re-elect David S. Redfern | Mgmt | For | Against | Against | |||
7 | Re-elect Sindiswa (Sindi) V. Zilwa | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | |||
12 | Elect Audit and Risk Committee Member (Babalwa Ngonyama) | Mgmt | For | For | For | |||
13 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve Remuneration Policy | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
26 | Approve Financial Assistance | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUROPHARMA | CINS Y04527142 | 08/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect K. Nithyananda Reddy | Mgmt | For | For | For | |||
5 | Elect M. Madan Mohan Reddy | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Approve Revised Remuneration of N. Govindarajan (Managing Director) | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of M. Madan Mohan Reddy (Whole-time Director) | Mgmt | For | For | For | |||
9 | Appointment of P. Sarath Chandra Reddy(Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | |||
1.3 | Elect Michael Grey | Mgmt | For | For | For | |||
1.4 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.8 | Elect David Pyott | Mgmt | For | For | For | |||
1.9 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approve 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock and Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
China Biologic Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPO | CUSIP 16938C106 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sean Shao | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wenfang Liu | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Hui Li | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Reincorporation from Delaware to Cayman Islands | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Flaherty | Mgmt | For | For | For | |||
1.2 | Elect Ginger Graham | Mgmt | For | For | For | |||
1.3 | Elect Edward J. McKinley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Corium International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORI | CUSIP 21887L107 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter D. Staple | Mgmt | For | For | For | |||
1.2 | Elect Ivan Gergel | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Thomas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Compensation Program | Mgmt | For | For | For | |||
12 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Emma Walmsley | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Patrick Vallance | Mgmt | For | For | For | |||
7 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
10 | Elect Simon Dingemans | Mgmt | For | For | For | |||
11 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
12 | Elect Jesse Goodman | Mgmt | For | For | For | |||
13 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
14 | Elect Urs Rohner | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Exemption From Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | 2017 Performance Share Plan | Mgmt | For | For | For | |||
25 | 2017 Deferred Annual Bonus Plan | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Amendment to the Section 162(m) Cash Bonus Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Robert S. Epstein | Mgmt | For | For | For | |||
3 | Elect Philip W. Schiller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | For | |||
Innocoll Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INNL | CUSIP G4783X105 | 09/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect David R. Brennan | Mgmt | For | For | For | |||
4 | Elect James Culverwell | Mgmt | For | For | For | |||
5 | Elect Rolf D. Schmidt | Mgmt | For | For | For | |||
6 | Elect Joseph Wiley | Mgmt | For | For | For | |||
7 | Elect Anthony P. Zook | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Set Price Range for the Re-Allotment of Treasury Shares | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 08/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
Nippon Shinyaku Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4516 | CINS J55784102 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||
5 | Elect Tsugio Tanaka | Mgmt | For | For | For | |||
6 | Elect Akira Matsuura | Mgmt | For | For | For | |||
7 | Elect Yoshiroh Yura | Mgmt | For | For | For | |||
8 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
9 | Elect Kenroh Kobayashi | Mgmt | For | For | For | |||
10 | Elect Shohzoh Sano | Mgmt | For | For | For | |||
11 | Elect Yukio Sugiura | Mgmt | For | For | For | |||
12 | Elect Hitoshi Sakata | Mgmt | For | For | For | |||
13 | Elect Miyuki Sakurai | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yvonne Greenstreet | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Pace | Mgmt | For | For | For | |||
1.3 | Elect David Stack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penumbra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arani Bose | Mgmt | For | For | For | |||
2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Sanofi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Olivier Brandicourt) | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Serge Weinberg (Chair) | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
17 | Approval to Reappoint PricewaterhouseCoopers as one of the Company's Independent Auditors for the Next Six Years | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa as Statutory Auditor | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Supervisors' Fees | Mgmt | For | For | For | |||
11 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 10/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Adoption of Restricted Share Incentive Scheme | Mgmt | For | Against | Against | |||
5 | Elect MA Ping | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 12/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Asset-Backed Securities | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William W. Crouse | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Hiroaki Shigeta | Mgmt | For | For | For | |||
8 | Elect Elizabeth H.S. Wyatt | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | For | For | |||
2 | Elect Louise M. Parent | Mgmt | For | For | For | |||
3 | Elect Robert W. Scully | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Company Name Change | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Shuji Etoh | Mgmt | For | For | For | |||
8 | Elect Akihito Urashima | Mgmt | For | For | For | |||
9 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
10 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
11 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
12 | Elect Hideki Tsukuda | Mgmt | For | For | For | |||
13 | Elect Makoto Honda | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Shinichi Kawatani as Statutory Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Board Term Length | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
10 | List Presented by Group of Institutional Investors Representing 1.879% of Share Capital | Mgmt | For | N/A | N/A | |||
11 | Elect Patrizia Grieco as Board Chair | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Long-Term Incentive Plan 2017 | Mgmt | For | For | For | |||
14 | Remuneration Policy | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Management Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles (Preamble) | Mgmt | For | For | For | |||
6 | Amendments to Articles 7 and 8 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulation Article 14 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulation Articles 19 and 39 | Mgmt | For | For | For | |||
9 | Elect Juan Manuel Gonzalez Serna | Mgmt | For | Against | Against | |||
10 | Elect Francisco Martinez Corcoles | Mgmt | For | Against | Against | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
13 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | Abstain | Against | |||
14 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
15 | 2017-2019 Strategic Bonus Plan | Mgmt | For | Abstain | Against | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Authority to Issue Debt Instruments | Mgmt | For | Abstain | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
14 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Dean Seavers | Mgmt | For | For | For | |||
7 | Elect Nicola Shaw | Mgmt | For | For | For | |||
8 | Elect Nora Brownell | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect Therese Esperdy | Mgmt | For | For | For | |||
11 | Elect Paul Golby | Mgmt | For | For | For | |||
12 | Elect Ruth Kelly | Mgmt | For | For | For | |||
13 | Elect Mark Williamson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
3 | Elect William V. Hickey | Mgmt | For | For | For | |||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect David Lilley | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma FitzGerald | Mgmt | For | For | For | |||
5 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
6 | Elect Dominique Reiniche | Mgmt | For | For | For | |||
7 | Elect Andrew J. Duff | Mgmt | For | For | For | |||
8 | Elect John Coghlan | Mgmt | For | For | For | |||
9 | Elect Olivia Garfield | Mgmt | For | For | For | |||
10 | Elect James Bowling | Mgmt | For | For | For | |||
11 | Elect Philip Remnant | Mgmt | For | For | For | |||
12 | Elect Angela Strank | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles (Untraced Shareholders) | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578N103 | 08/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Demerger | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gregor Alexander | Mgmt | For | For | For | |||
6 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
8 | Elect Sue Bruce | Mgmt | For | For | For | |||
9 | Elect Crawford Gillies | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Peter Lynas | Mgmt | For | For | For | |||
12 | Elect Helen Mahy | Mgmt | For | For | For | |||
13 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
6 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
7 | Elect Mark S. Clare | Mgmt | For | For | For | |||
8 | Elect Russ Houlden | Mgmt | For | For | For | |||
9 | Elect Brian May | Mgmt | For | For | For | |||
10 | Elect Sara Weller | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect William J. Brodsky | Mgmt | For | For | For | |||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
6 | Elect Curt S. Culver | Mgmt | For | For | For | |||
7 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
8 | Elect Paul W. Jones | Mgmt | For | For | For | |||
9 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
10 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
11 | Elect Allen L. Leverett | Mgmt | For | For | For | |||
12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Government Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth and Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of 2017 Incentive Stock Program | Mgmt | For | For | For | |||
6 | Employee Stock Purchase Plan for Non-U.S. Employees | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
1.2 | Elect Mark Garrett | Mgmt | For | For | For | |||
1.3 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect Munib Islam | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
7 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
8 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
10 | Equity Grant (MD/CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
11 | Elect Ken N. MacKenzie | Mgmt | For | For | For | |||
12 | Re-elect Malcolm Brinded | Mgmt | For | For | For | |||
13 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
14 | Re-elect Pat Davies | Mgmt | For | For | For | |||
15 | Re-elect Anita Frew | Mgmt | For | For | For | |||
16 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
17 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
18 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
19 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
20 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
21 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy A. Leach | Mgmt | For | For | For | |||
2 | Elect William H. Easter III | Mgmt | For | For | For | |||
3 | Elect John P. Surma | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 12/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
4 | Elect Laurence M. Downes | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
15 | Elect James J. Mulva | Mgmt | For | For | For | |||
16 | Elect James E. Rohr | Mgmt | For | For | For | |||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
18 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | |||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Gores Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRSHU | CUSIP 382866101 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Shareholder Certification | Mgmt | N/A | For | N/A | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | Against | Against | |||
6 | Increase the Authorized Common Stock | Mgmt | For | For | For | |||
7 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
8 | Opt Out of Section 203 of the Delaware General Corporation Law and Implement Similar Provisions | Mgmt | For | For | For | |||
9 | Technical Amendments to Articles | Mgmt | For | For | For | |||
10.1 | Elect C. Dean Metropoulos | Mgmt | For | Withhold | Against | |||
10.2 | Elect Andrew S. Jhawar | Mgmt | For | Withhold | Against | |||
10.3 | Elect Mark R. Stone | Mgmt | For | Withhold | Against | |||
10.4 | Elect Laurence Bodner | Mgmt | For | Withhold | Against | |||
10.5 | Elect Neil P. DeFeo | Mgmt | For | Withhold | Against | |||
10.6 | Elect Jerry D. Kaminski | Mgmt | For | Withhold | Against | |||
10.7 | Elect Craig D. Steeneck | Mgmt | For | Withhold | Against | |||
11 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect William S. Ayer | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
1.10 | Elect John T. Dickson | Mgmt | For | For | For | |||
1.11 | Elect Gary B. Moore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect David L. Chicoine | Mgmt | For | For | For | |||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||
5 | Elect Hugh Grant | Mgmt | For | For | For | |||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
9 | Elect Jane Nelson | Mgmt | For | For | For | |||
10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Renee J. James | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the amendment to the 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Elect LEE Jae Yong | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele A. Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chris R. Homeister | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Franck J. Moison | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John T. Stankey | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Versum Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSM | CUSIP 92532W103 | 03/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
1.2 | Elect Guillermo Novo | Mgmt | For | For | For | |||
1.3 | Elect Jacques Croisetiere | Mgmt | For | For | For | |||
1.4 | Elect Yi Hyon Paik | Mgmt | For | For | For | |||
1.5 | Elect Thomas J. Riordan | Mgmt | For | For | For | |||
1.6 | Elect Susan C. Schnabel | Mgmt | For | For | For | |||
1.7 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | Against | Against | |||
3 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
8 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
13 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | Against | Against | |||
15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | For | For | |||
2 | Elect Louise M. Parent | Mgmt | For | For | For | |||
3 | Elect Robert W. Scully | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorised Capital | Mgmt | For | For | For | |||
2 | Accounts and Reports; Allocation of Profits/Dividends of the Old AB InBev | Mgmt | For | For | For | |||
3 | Ratification of Board Acts of the Old AB InBev | Mgmt | For | For | For | |||
4 | Ratification of Auditor's Acts of the Old AB InBev | Mgmt | For | For | For | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
8 | Elect Martin J. Barrington | Mgmt | For | Against | Against | |||
9 | Elect William F. Gifford | Mgmt | For | Against | Against | |||
10 | Elect Alejandro Santo Domingo Davila | Mgmt | For | Against | Against | |||
11 | Remuneration Report | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options to Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equifax Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFX | CUSIP 294429105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
3 | Elect Mark L. Feidler | Mgmt | For | For | For | |||
4 | Elect G. Thomas Hough | Mgmt | For | For | For | |||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
8 | Elect John A. McKinley | Mgmt | For | For | For | |||
9 | Elect Richard F. Smith | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect George Jamieson | Mgmt | For | For | For | |||
1.4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
LKQ Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKQ | CUSIP 501889208 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | |||
2 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Paul M. Meister | Mgmt | For | For | For | |||
7 | Elect John F. O'Brien | Mgmt | For | For | For | |||
8 | Elect Guhan Subramanian | Mgmt | For | For | For | |||
9 | Elect William M. Webster IV | Mgmt | For | For | For | |||
10 | Elect Dominick Zarcone | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | Withhold | Against | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOP | CUSIP 82509L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Gail Goodman | Mgmt | For | For | For | |||
1.5 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Ulta Beauty, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan M. Garber | Mgmt | For | For | For | |||
1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
4 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
5 | Elect William H. Cary | Mgmt | For | For | For | |||
6 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
7 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
8 | Elect Marjorie Magner | Mgmt | For | For | For | |||
9 | Elect John J. Stack | Mgmt | For | For | For | |||
10 | Elect Michael F. Steib | Mgmt | For | For | For | |||
11 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Amendment to the Non-Employee Directors Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Executive Performance Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Berry Plastics Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald S. Rolfe | Mgmt | For | For | For | |||
1.2 | Elect B. Evan Bayh | Mgmt | For | For | For | |||
1.3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Michael L. Brosnan | Mgmt | For | For | For | |||
3 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
4 | Elect Dorene C. Dominguez | Mgmt | For | For | For | |||
5 | Elect Alan Frank | Mgmt | For | For | For | |||
6 | Elect William M. Freeman | Mgmt | For | For | For | |||
7 | Elect R. Brad Oates | Mgmt | For | For | For | |||
8 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
9 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
10 | Elect John R. Ryan | Mgmt | For | For | For | |||
11 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
12 | Elect Laura S. Unger | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Eldorado Resorts Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERI | CUSIP 28470R102 | 01/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Eldorado Resorts Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERI | CUSIP 28470R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary L. Carano | Mgmt | For | For | For | |||
1.2 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James B. Hawkins | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael E. Pegram | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Reeg | Mgmt | For | For | For | |||
1.6 | Elect David P. Tomick | Mgmt | For | For | For | |||
1.7 | Elect Roger P. Wagner | Mgmt | For | For | For | |||
1.8 | Elect Bonnie Biumi | Mgmt | For | For | For | |||
1.9 | Elect Gregory J. Kozicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leo Hindery, Jr. | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Vinit Sethi | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect William N. Thorndike, Jr. | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Management Nominee Joseph J. Ashton | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Management Nominee Mary T. Barra | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Management Nominee Linda R. Gooden | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Management Nominee Joseph Jimenez | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Management Nominee James J. Mulva | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Management Nominee Patricia F. Russo | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Management Nominee Thomas M. Schoewe | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Management Nominee Theodore M. Solso | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | N/A | TNA | N/A | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | N/A | TNA | N/A | |||
5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | N/A | TNA | N/A | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
1.2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
1.3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
1.4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
1.5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
1.6 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
1.7 | Elect James J. Mulva | Mgmt | For | For | For | |||
1.8 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
1.9 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
1.10 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Against | Against | For | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Fuller | Mgmt | For | For | For | |||
1.2 | Elect Floyd C. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lone Pine Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPRIQ | ISIN US54222A1060 | 09/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To Approve and Adopt the Agreement and Plan of Merger | Mgmt | For | For | For | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P869 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James D. Bennett | Mgmt | For | For | For | |||
2 | Elect Michael L. Bennett | Mgmt | For | For | For | |||
3 | Elect John V. Genova | Mgmt | For | For | For | |||
4 | Elect William M. Griffin | Mgmt | For | For | For | |||
5 | Elect David J. Kornder | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seventy Seven Energy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVNT | CUSIP 81809A100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Resolution Of The Unsecured Noteholders | Mgmt | For | For | For | |||
Vantage Drilling Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTGDF | CUSIP G9325C113 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Misc. Article Amendments | Mgmt | For | Against | Against | |||
Vistra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTE | CUSIP 92840M102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gavin R. Baiera | Mgmt | For | For | For | |||
1.2 | Elect Curtis A. Morgan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
5 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Mary Francis | Mgmt | For | For | For | |||
5 | Elect Ian Cheshire | Mgmt | For | For | For | |||
6 | Elect Michael Ashley | Mgmt | For | For | For | |||
7 | Elect Tim Breedon | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Sir Gerry Grimstone | Mgmt | For | For | For | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect John McFarlane | Mgmt | For | For | For | |||
12 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
13 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
14 | Elect Diane L. Schueneman | Mgmt | For | For | For | |||
15 | Elect Jes Staley | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | |||
BASF AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
9 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
10 | Elect Ken N. MacKenzie | Mgmt | For | Against | Against | |||
11 | Elect Malcolm Brinded | Mgmt | For | Against | Against | |||
12 | Elect Malcolm Broomhead | Mgmt | For | Against | Against | |||
13 | Elect Pat Davies | Mgmt | For | Against | Against | |||
14 | Elect Anita Frew | Mgmt | For | Against | Against | |||
15 | Elect Carolyn Hewson | Mgmt | For | Against | Against | |||
16 | Elect Andrew Mackenzie | Mgmt | For | Against | Against | |||
17 | Elect Lindsay P. Maxsted | Mgmt | For | Against | Against | |||
18 | Elect Wayne Murdy | Mgmt | For | Against | Against | |||
19 | Elect Shriti Vadera | Mgmt | For | Against | Against | |||
20 | Elect Jacques Nasser | Mgmt | For | Against | Against | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryu Yano | Mgmt | For | Against | Against | |||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | |||
5 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/16/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
7 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Folke Tiveus | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Shares or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Amendments to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Cheques | ShrHoldr | Against | TNA | N/A | |||
21 | Shareholder Proposal Regarding Gender-Specific Remuneration Statistics | ShrHoldr | Against | TNA | N/A | |||
22 | Shareholder Proposal Regarding Employee Share Options | ShrHoldr | Against | TNA | N/A | |||
23 | Shareholder Proposal Regarding Green Technology | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Climate Target Report | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 04/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Board Term Length | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List of Directors Presented by Ministry for Economy and Finance | Mgmt | For | N/A | N/A | |||
9 | List of Directors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | For | For | |||
10 | Election of Chair of Board | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | List of Statutory Auditors Presented by Ministry for Economy and Finance | Mgmt | N/A | Abstain | N/A | |||
15 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | N/A | For | N/A | |||
16 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
18 | Long-Term Monetary Incentive Plan 2017-2019; Authority to Reissue Treasury Shares to Service Plan | Mgmt | For | For | For | |||
19 | Remuneration Report | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | ELECT ALDO BELLONI TO THE SUPERVISORY BOARD | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Election of J.F.M.L. van Boxmeer to the Management Board | Mgmt | For | For | For | |||
14 | Elect Maarten Das to Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Christophe Navarre to the Supervisory Board | Mgmt | For | Against | Against | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Branch Auditor | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
8 | Related Party Transactions with HDFC Bank | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Appointment of Keki M. Mistry (Managing Director, Vice Chairman & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Airlines Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
10 | Elect Toshinori Shin | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
13 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
14 | Directors' Fees; Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Elect Michitaka Sawada | Mgmt | For | TNA | N/A | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | TNA | N/A | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | TNA | N/A | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | TNA | N/A | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | TNA | N/A | |||
8 | Elect Masayuki Oku | Mgmt | For | TNA | N/A | |||
9 | Elect Yukio Nagira | Mgmt | For | TNA | N/A | |||
10 | Elect Katsuya Fujii | Mgmt | For | TNA | N/A | |||
11 | Elect Hideki Amano | Mgmt | For | TNA | N/A | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | TNA | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
3 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
8 | Elect Main Kohda | Mgmt | For | Against | Against | |||
9 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
10 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
11 | Elect Hiroto Yoshimura | Mgmt | For | Against | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.6 | Elect William A Ruh | Mgmt | For | For | For | |||
1.7 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.9 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.10 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Natixis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Catherine Pariset | Mgmt | For | Against | Against | |||
15 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights; In Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Covertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideraton for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Board Meetings | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
10 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
18 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and Commissioners (Slate) and Approval of Fees | Mgmt | For | For | For | |||
Relo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8876 | CINS J6436W118 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masanori Sasada | Mgmt | For | For | For | |||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | |||
6 | Elect Takashi Ohnogi | Mgmt | For | For | For | |||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Dai as Statutory Auditor | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approval of Termination Payments | Mgmt | For | Abstain | Against | |||
6 | Elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
17 | Elect John S. Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Sale of Coal & Allied Industries Limited | Mgmt | For | Abstain | Against | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718118 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Spin-off | Mgmt | For | For | For | |||
Sanofi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Olivier Brandicourt) | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Serge Weinberg (Chair) | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
17 | Approval to Reappoint PricewaterhouseCoopers as one of the Company's Independent Auditors for the Next Six Years | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECUB | CINS W7912C118 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SFR Group SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFR | CINS F6627W103 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Paulin, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Alain Weill, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration policy of Mr. Paulin (Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration policy of Mr. Weill (Deputy CEO) | Mgmt | For | For | For | |||
16 | Elect Bernard Attali | Mgmt | For | For | For | |||
17 | Elect Alain Weill | Mgmt | For | For | For | |||
18 | Ratification of the Co-optation of Anne-France Laclide | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Bertrand Meheut | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect LIN Wei Ping | Mgmt | For | For | For | |||
7 | Elect Katherine CHAN Wai Kay | Mgmt | For | For | For | |||
8 | Elect LIU Tangzhi | Mgmt | For | For | For | |||
9 | Elect LAI Weide | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
5 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
6 | Elect Marcelo Claure | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
12 | Elect Mark Schwartz | Mgmt | For | For | For | |||
13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
14 | Elect Masato Suzaki | Mgmt | For | Against | Against | |||
15 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | |||
6 | Elect Eikoh Harada | Mgmt | For | For | For | |||
7 | Elect Tim Schaaff | Mgmt | For | For | For | |||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
13 | Elect Shuzoh Sumi | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
Subaru Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
7 | Elect Masahiro Kasai | Mgmt | For | For | For | |||
8 | Elect Toshiaki Okada | Mgmt | For | For | For | |||
9 | Elect Yohichi Katoh | Mgmt | For | For | For | |||
10 | Elect Yoshinori Komamura | Mgmt | For | For | For | |||
11 | Elect Shigehiro Aoyama | Mgmt | For | For | For | |||
12 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Restricted Share Plan | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | Against | Against | |||
5 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
6 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
7 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
8 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
10 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
11 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
12 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
13 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
14 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
15 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
16 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
17 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
19 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
20 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Technip SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Merger by Absorption of the Company by TechnipFMC | Mgmt | For | For | For | |||
6 | Removal of Double-Voting Rights | Mgmt | For | For | For | |||
7 | Dissolution without Liquidation of the Company | Mgmt | For | For | For | |||
8 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
2 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Increase in NED Fee Cap | Mgmt | For | For | For | |||
4 | Related Party Transactions (Director Sean Ellis) | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Greg Fry | Mgmt | For | For | For | |||
7 | Elect Karl Whiteman | Mgmt | For | For | For | |||
8 | Elect Sean Ellis | Mgmt | For | For | For | |||
9 | Elect John Armitt | Mgmt | For | For | For | |||
10 | Elect Alison Nimmo | Mgmt | For | For | For | |||
11 | Elect Veronica Wadley | Mgmt | For | For | For | |||
12 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
13 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
14 | Elect Andy Myers | Mgmt | For | For | For | |||
15 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Related Party Transactions (Karl Whiteman) | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
6 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
7 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
8 | Elect Eva Eisenschimmel | Mgmt | For | For | For | |||
9 | Elect Darren Pope | Mgmt | For | For | For | |||
10 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
11 | Elect Patrick McCall | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0288 | CINS G96007102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YOU Mu | Mgmt | For | For | For | |||
5 | Elect HUANG Ming | Mgmt | For | For | For | |||
6 | Elect Jin LAU Tin Don | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect John P. Daly | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Frank W. Roach | Mgmt | For | For | For | |||
11 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Sustainability Report (Advisory) | Mgmt | For | For | For | |||
6 | Elect Roberto Quarta | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo SHONG | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Nicole Seligman | Mgmt | For | For | For | |||
16 | Elect Daniela Riccardi | Mgmt | For | Against | Against | |||
17 | Elect Tarek M.N. Farahat | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
16 | Elect Masahiko Ikaga as Statutory Auditor | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital 2017/I | Mgmt | For | For | For | |||
11 | Increase in Authorised Capital 2017/II | Mgmt | For | For | For | |||
12 | Increase in Authorised Capital 2017/III | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2017) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2017) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option of Francisco Javier Martin Ramiro | Mgmt | For | For | For | |||
6 | Elect Maria Jesus Romero de Avila Torrijos | Mgmt | For | For | For | |||
7 | Elect Alicia Segovia Marco | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
9 | Amendments to Articles 1, 2, 3, 51 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aixtron SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIXA | CINS D0257Y135 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Rudiger von Rosen to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amundi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMUN | CINS F8233H108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Jean-Paul Chifflet, Chair (until April 28, 2016) | Mgmt | For | For | For | |||
10 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Advisory vote on the remuneration of senior management, responsible officers and regulated risk-takers | Mgmt | For | For | For | |||
13 | Ratification of the Co-optation of Michel Mathieu | Mgmt | For | For | For | |||
14 | Elect Laurence Danon Arnaud | Mgmt | For | For | For | |||
15 | Elect Helene Molinari | Mgmt | For | For | For | |||
16 | Elect Christian Rouchon | Mgmt | For | For | For | |||
17 | Elect Andree Samat | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arrow Global Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARW | CINS G05163103 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Lee Rochford | Mgmt | For | For | For | |||
5 | Elect Andrew C Fisher | Mgmt | For | For | For | |||
6 | Elect Jonathan Bloomer | Mgmt | For | For | For | |||
7 | Elect Rob Memmott | Mgmt | For | For | For | |||
8 | Elect Iain Cornish | Mgmt | For | For | For | |||
9 | Elect Lan Tu | Mgmt | For | For | For | |||
10 | Elect Maria Luis Albuquerque | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Chris Cole | Mgmt | For | Against | Against | |||
6 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
7 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
8 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | |||
9 | Elect Suzanne Wood | Mgmt | For | Against | Against | |||
10 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
11 | Elect Wayne Edmunds | Mgmt | For | Against | Against | |||
12 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
13 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUROPHARMA | CINS Y04527142 | 08/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect K. Nithyananda Reddy | Mgmt | For | For | For | |||
5 | Elect M. Madan Mohan Reddy | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Approve Revised Remuneration of N. Govindarajan (Managing Director) | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of M. Madan Mohan Reddy (Whole-time Director) | Mgmt | For | For | For | |||
9 | Appointment of P. Sarath Chandra Reddy(Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect Wu Xiandong | Mgmt | For | For | For | |||
9 | Elect LI Yao | Mgmt | For | For | For | |||
10 | Elect Patrick de Castelbajac | Mgmt | For | For | For | |||
11 | Shareholder Proposal in Ordinary Resolution | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Shareholder Proposal in Special Resolution | Mgmt | For | Against | Against | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 03/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
B2W - Companhia Digital | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BTOW3 | CINS P19055113 | 04/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Basso Industry Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1527 | CINS Y0718G100 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Employee Restricted Shares Plan | Mgmt | For | Against | Against | |||
6 | Non-compete Restrictions for the Newly Elected Director | Mgmt | For | For | For | |||
7 | Elect SHEN Zhen-Nan as Independent Director | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Middleton | Mgmt | For | Against | Against | |||
4 | Elect Charles Parkinson | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
CCC SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCC | CINS X5818P109 | 01/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
8 | Waiver of Preemptive Rights (Shares) | Mgmt | For | TNA | N/A | |||
9 | Authority to Issue Convertible Warrants w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
10 | Waiver of Preemptive Rights (Warrants) | Mgmt | For | TNA | N/A | |||
11 | Share Listing, Dematerialisation and Registration | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles (Share Issuance) | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles (Share Capital) | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Creation of Reserves for Share Repurchase | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles (Voting Cap) | Mgmt | For | TNA | N/A | |||
17 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect DING Bin | Mgmt | For | For | For | |||
7 | Elect ZHOU Wen Zhi | Mgmt | For | Against | Against | |||
8 | Elect ONG King Keung | Mgmt | For | For | For | |||
9 | Elect SIU Chi Ming | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Clinigen Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John Bacon | Mgmt | For | Against | Against | |||
4 | Elect Shaun Chilton | Mgmt | For | Against | Against | |||
5 | Elect John Hartup | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Elect Klaus Esser | Mgmt | For | Against | Against | |||
11 | Elect Daniel Gotthardt | Mgmt | For | For | For | |||
12 | Elect Ulrike Handel | Mgmt | For | Against | Against | |||
13 | Elect Rene Obermann | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 02/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 6 | Mgmt | For | For | For | |||
4 | Purchase Contract 7 | Mgmt | For | For | For | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Zhifeng | Mgmt | For | For | For | |||
6 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||
7 | Elect Henry YAT Fat Suan | Mgmt | For | For | For | |||
8 | Elect NIU Wenhui | Mgmt | For | For | For | |||
9 | Elect GUI Kai | Mgmt | For | For | For | |||
10 | Elect WU Shaohua | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Concord New Energy Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0182 | CINS G2345T109 | 10/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Purchase Contract 5 | Mgmt | For | For | For | |||
Cox & Kings India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COX&KINGS | CINS Y17730113 | 09/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Urrshila Kerkar | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales Dasso | Mgmt | For | Against | Against | |||
4 | Elect Juan Carlos Verme Giannoni | Mgmt | For | Against | Against | |||
5 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
6 | Elect Patricia Lizarraga Guthertz | Mgmt | For | Against | Against | |||
7 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
8 | Elect Martin Perez Monteverde | Mgmt | For | Against | Against | |||
9 | Elect Luis Enrique Romero Belismelis | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Criteo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRTO | CUSIP 226718104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hubert de Pesquidoux | Mgmt | For | For | For | |||
2 | Elect Edmond Mesrobian | Mgmt | For | For | For | |||
3 | Elect Nathalie Balla | Mgmt | For | For | For | |||
4 | Elect Rachel Picard | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Ratification of Board and Auditor Acts | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Related Party Transactions (Jean-Baptiste Rudelle) | Mgmt | For | For | For | |||
12 | Related Party Transactions (Eric Eichmann) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Deloitte) and Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Stock Options | Mgmt | For | Against | Against | |||
16 | Amendment of Time-Based RSU Plan 2015 | Mgmt | For | For | For | |||
17 | Authority to Grant Performance-Based Free Shares and RSUs (Executives and Employees) | Mgmt | For | Against | Against | |||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases (Proposals 15.00 to 18.00) | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement to Qualified Institutional Investors | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Record Date | Mgmt | For | For | For | |||
26 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dominion Diamond Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DDC | CUSIP 257287102 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brendan Bell | Mgmt | For | For | For | |||
1.2 | Elect Graham G. Clow | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||
1.4 | Elect James K. Gowans | Mgmt | For | For | For | |||
1.5 | Elect David S. Smith | Mgmt | For | For | For | |||
1.6 | Elect Chuck Strahl | Mgmt | For | For | For | |||
1.7 | Elect Josef Vejvoda | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Andruskevich | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dubai Islamic Bank Pjsc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 02/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Co-Option of Javier Marin Romano | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
11 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Sukuk and/or Other Instruments | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Euronext NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENX | CINS N3113K397 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Elect Paulo Rodrigues da Silva to the Management Board | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Foxtons Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOXT | CINS G3654P100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Mark Berry | Mgmt | For | Against | Against | |||
6 | Elect Andrew J. Adcock | Mgmt | For | Against | Against | |||
7 | Elect Ian E. Barlow | Mgmt | For | Against | Against | |||
8 | Elect Michael Brown | Mgmt | For | Against | Against | |||
9 | Elect Nic Budden | Mgmt | For | Against | Against | |||
10 | Elect Garry Watts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Share Option Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Fresenius SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CINS D27348263 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendment to Stock Option Plan 2013 | Mgmt | For | Against | Against | |||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 08/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Election of J.F.M.L. van Boxmeer to the Management Board | Mgmt | For | For | For | |||
14 | Elect Maarten Das to Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Christophe Navarre to the Supervisory Board | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect William Nowlan | Mgmt | For | For | For | |||
10 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Relative Performance Fee Methodology | Mgmt | For | Against | Against | |||
Homeserve plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSV | CINS G4639X119 | 07/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect J.M. Barry Gibson | Mgmt | For | For | For | |||
5 | Elect Richard D. Harpin | Mgmt | For | For | For | |||
6 | Elect Martin Bennett | Mgmt | For | For | For | |||
7 | Elect Johnathan Ford | Mgmt | For | For | For | |||
8 | Elect Stella David | Mgmt | For | For | For | |||
9 | Elect Ben Mingay | Mgmt | For | For | For | |||
10 | Elect Mark C. Morris | Mgmt | For | For | For | |||
11 | Elect Chris Havemann | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Branch Auditor | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
8 | Related Party Transactions with HDFC Bank | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Appointment of Keki M. Mistry (Managing Director, Vice Chairman & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Infineon Technologies AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFX | CINS D35415104 | 02/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Geraldine Picaud to the Supervisory Board | Mgmt | For | Against | Against | |||
11 | Approval of Intra-company Control Agreement with Infineon Technologies Mantel 28 GmbH | Mgmt | For | For | For | |||
12 | Approval of the Intra-company Control Agreement with Infineon Technologies Mantel 29 GmbH | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korea Aerospace Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
047810 | CINS Y4838Q105 | 03/24/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Elect KIM Tae Young | Mgmt | For | TNA | N/A | |||
3 | Elect LEE Dong Ho | Mgmt | For | TNA | N/A | |||
4 | Elect LEE Pal Seung | Mgmt | For | TNA | N/A | |||
5 | Election of Audit Committee Member: KIM Tae Young | Mgmt | For | TNA | N/A | |||
6 | Election of Audit Committee Member: LEE Dong Ho | Mgmt | For | TNA | N/A | |||
7 | Election of Audit Committee Member: LEE Pal Seung | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||
Korea Electric Power Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
015760 | CINS Y48406105 | 10/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Audit Committee Member: KIM Joo Sun | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kumagai Gumi Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1861 | CINS J36705127 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Yasushi Higuchi | Mgmt | For | For | For | |||
5 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
6 | Elect Yasunori Sakurano | Mgmt | For | For | For | |||
7 | Elect Yoshihiko Katoh | Mgmt | For | For | For | |||
8 | Elect Kohichi Hironishi | Mgmt | For | For | For | |||
9 | Elect Mikie Yumoto | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Ogawa | Mgmt | For | For | For | |||
11 | Elect Tsukasa Yoshikawa | Mgmt | For | Against | Against | |||
12 | Elect Junji Konishi | Mgmt | For | Against | Against | |||
13 | Elect Akira Maekawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
13 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
18 | Elect Paul Desmarais, Jr as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Board Compensation | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | Against | Against | |||
4 | Elect Yuko Kawamoto | Mgmt | For | Against | Against | |||
5 | Elect Haruka Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Toby S. Myerson | Mgmt | For | Against | Against | |||
7 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | |||
8 | Elect Yukihiro Satoh | Mgmt | For | Against | Against | |||
9 | Elect Tarisa Watanagase | Mgmt | For | Against | Against | |||
10 | Elect Akira Yamate | Mgmt | For | Against | Against | |||
11 | Elect Takehiko Shimamoto | Mgmt | For | Against | Against | |||
12 | Elect Junichi Okamoto | Mgmt | For | Against | Against | |||
13 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
14 | Elect Takashi Nagaoka | Mgmt | For | Against | Against | |||
15 | Elect Mikio Ikegaya | Mgmt | For | Against | Against | |||
16 | Elect Kanetsugu Mike | Mgmt | For | Against | Against | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | Against | Against | |||
18 | Elect Tadashi Kuroda | Mgmt | For | Against | Against | |||
19 | Elect Muneaki Tokunari | Mgmt | For | Against | Against | |||
20 | Elect Masamichi Yasuda | Mgmt | For | Against | Against | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Director Training | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Dismissal of Haruka Matsuyama and Election of Lucian Bebchuk | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
6 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
7 | Elect Yasuo Onozawa | Mgmt | For | For | For | |||
8 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ishigami | Mgmt | For | For | For | |||
10 | Elect Takashi Yamamoto | Mgmt | For | For | For | |||
11 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
12 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
13 | Elect Masako Egawa | Mgmt | For | For | For | |||
14 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
16 | Condolence Payment | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight M. Barns | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect David L. Chicoine | Mgmt | For | For | For | |||
4 | Elect Janice L. Fields | Mgmt | For | For | For | |||
5 | Elect Hugh Grant | Mgmt | For | For | For | |||
6 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
7 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | |||
9 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
10 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
11 | Elect George H. Poste | Mgmt | For | For | For | |||
12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
5 | Elect Tohru Inoue | Mgmt | For | For | For | |||
6 | Elect Norio Nakajima | Mgmt | For | For | For | |||
7 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
8 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
9 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
10 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nippon Television Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9404 | CINS J56171101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshio Ohkubo | Mgmt | For | For | For | |||
4 | Elect Yoshinobu Kosugi | Mgmt | For | For | For | |||
5 | Elect Kimio Maruyama | Mgmt | For | For | For | |||
6 | Elect Akira Ishizawa | Mgmt | For | For | For | |||
7 | Elect Kenichi Hirose | Mgmt | For | For | For | |||
8 | Elect Tsuneo Watanabe | Mgmt | For | For | For | |||
9 | Elect Takashi Imai | Mgmt | For | For | For | |||
10 | Elect Ken Satoh | Mgmt | For | For | For | |||
11 | Elect Tadao Kakizoe | Mgmt | For | For | For | |||
12 | Elect Yasushi Manago | Mgmt | For | For | For | |||
13 | Elect Katsuhiro Masukata as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
Nipro Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8086 | CINS J56655103 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shigeru Yanagase as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 09/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and Commissioners (Slate) and Approval of Fees | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Relo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8876 | CINS J6436W118 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masanori Sasada | Mgmt | For | For | For | |||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | |||
6 | Elect Takashi Ohnogi | Mgmt | For | For | For | |||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Dai as Statutory Auditor | Mgmt | For | For | For | |||
RELX NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
4 | Amendments to Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendments to Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Anthony Habgood | Mgmt | For | For | For | |||
13 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
14 | Elect Adrian Hennah | Mgmt | For | For | For | |||
15 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||
16 | Elect Robert A. McLeod | Mgmt | For | For | For | |||
17 | Elect Carol G. Mills | Mgmt | For | For | For | |||
18 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
19 | Elect Ben van der Veer | Mgmt | For | For | For | |||
20 | Elect Erik Engstrom | Mgmt | For | For | For | |||
21 | Elect Nick Luff | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Cancellation of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductibles Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits of Patrick Berard, CEO | Mgmt | For | For | For | |||
10 | Severance Agreement of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Rudy Provoost, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Berard, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Catherine Guillouard, Deputy CEO | Mgmt | For | For | For | |||
17 | Remuneration of Francois Henrot, Chair (July 1 to September 30, 2016) | Mgmt | For | For | For | |||
18 | Remuneration of Ian Meakins, Chair (from October 1, 2016) | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Ian K. Meakins | Mgmt | For | For | For | |||
20 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
21 | Elect Francois Henrot | Mgmt | For | For | For | |||
22 | Ratification of the Co-optation of Agnes Touraine | Mgmt | For | For | For | |||
23 | Elect Patrick Berard | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
29 | Greenshoe | Mgmt | For | For | For | |||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Overseas Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding to CEO Duties | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Chairman Duties | Mgmt | For | For | For | |||
37 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rib Software SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Amendment to Stock Option Plan 2015 | Mgmt | For | Against | Against | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approve Termination Payments | Mgmt | For | For | For | |||
6 | Re-elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
13 | Re-elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Re-elect Chris Lynch | Mgmt | For | For | For | |||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | |||
16 | Re-elect Simon Thompson | Mgmt | For | For | For | |||
17 | Re-elect John Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SAAB AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAABB | CINS W72838118 | 04/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
16 | Elect Danica Kragic Jensfelt | Mgmt | For | TNA | N/A | |||
17 | Elect Daniel Nodhall | Mgmt | For | TNA | N/A | |||
18 | Elect Erika Soderberg Johnson | Mgmt | For | TNA | N/A | |||
19 | Elect Hakan Buskhe | Mgmt | For | TNA | N/A | |||
20 | Elect Sten Jakobsson | Mgmt | For | TNA | N/A | |||
21 | Elect Sara Mazur | Mgmt | For | TNA | N/A | |||
22 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
23 | Elect Cecilia Stego Chilo | Mgmt | For | TNA | N/A | |||
24 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
25 | Elect Joakim Westh | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Long Term Incentive Program 2017 | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares and Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
30 | Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Transfer Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sabmiller plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAB | CINS G77395104 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Jan du Plessis | Mgmt | For | Against | Against | |||
4 | Elect Alan Clark | Mgmt | For | Against | Against | |||
5 | Elect Domenic De Lorenzo | Mgmt | For | Against | Against | |||
6 | Elect Mark Armour | Mgmt | For | Against | Against | |||
7 | Elect Dave Beran | Mgmt | For | Against | Against | |||
8 | Elect Geoffrey Bible | Mgmt | For | Against | Against | |||
9 | Elect Dinyar S. Devitre | Mgmt | For | Against | Against | |||
10 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
11 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
12 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
13 | Elect Dambisa Moyo | Mgmt | For | Against | Against | |||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Santo Domingo | Mgmt | For | Against | Against | |||
16 | Elect Helen A. Weir | Mgmt | For | Against | Against | |||
17 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SCREEN Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Yoshio Tateishi | Mgmt | For | For | For | |||
10 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
11 | Elect Shigeru Saitoh | Mgmt | For | For | For | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECUB | CINS W7912C118 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SFR Group SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFR | CINS F6627W103 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Paulin, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Alain Weill, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration policy of Mr. Paulin (Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration policy of Mr. Weill (Deputy CEO) | Mgmt | For | For | For | |||
16 | Elect Bernard Attali | Mgmt | For | For | For | |||
17 | Elect Alain Weill | Mgmt | For | For | For | |||
18 | Ratification of the Co-optation of Anne-France Laclide | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Bertrand Meheut | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2196 | CINS Y7687D109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Estimates of Ongoing Related Party Transactions | Mgmt | For | For | For | |||
9 | Appraisal Results and Directors' Fees | Mgmt | For | For | For | |||
10 | Appraisal Program for 2017 | Mgmt | For | For | For | |||
11 | Approval of Entrusted Loans | Mgmt | For | For | For | |||
12 | Approval of Line of Credit | Mgmt | For | For | For | |||
13 | Approval to Dispose of Listed Shares and Securities | Mgmt | For | For | For | |||
14 | Authority to Issue Interbank Debt Instruments | Mgmt | For | For | For | |||
15 | Approve Compliance with Conditions of Bonds Issuance | Mgmt | For | Abstain | Against | |||
16 | Size and method of issuance | Mgmt | For | For | For | |||
17 | Bond Rate | Mgmt | For | For | For | |||
18 | Maturity | Mgmt | For | For | For | |||
19 | Use of Proceeds | Mgmt | For | For | For | |||
20 | Investors and Placing Arrangements | Mgmt | For | For | For | |||
21 | Guarantee | Mgmt | For | For | For | |||
22 | Provisions | Mgmt | For | For | For | |||
23 | Credit Standing | Mgmt | For | For | For | |||
24 | Underwriting | Mgmt | For | For | For | |||
25 | Listing | Mgmt | For | For | For | |||
26 | Validity | Mgmt | For | For | For | |||
27 | Board Authorisation to Implement Corporate Bonds | Mgmt | For | For | For | |||
28 | Adoption of Share Option Scheme | Mgmt | For | Abstain | Against | |||
29 | Amendments of Management System of Connected Transactions | Mgmt | For | For | For | |||
30 | Approve Renewal of Guarantee Quota | Mgmt | For | Against | Against | |||
31 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Shionogi & Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Akio Nomura | Mgmt | For | For | For | |||
7 | Elect Teppei Mogi | Mgmt | For | For | For | |||
8 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
9 | Elect Masahide Hirasawa as Statutory Auditor | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerrit Lodewyk Van Heerde | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Umesh Revankar | Mgmt | For | For | For | |||
6 | Appointment of Umesh Revankar (Managing Director & CEO); Approval of Remuneration | Mgmt | For | Against | Against | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Redeemable Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Independent Directors' Commission | Mgmt | For | For | For | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Retirement of Umesh Revankar | Mgmt | For | For | For | |||
5 | Elect Jasmit Singh Gujral | Mgmt | For | For | For | |||
6 | Appointment of Jasmit Singh Gujral (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
8 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
9 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
8 | Elect Masahiko Satake | Mgmt | For | For | For | |||
9 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
13 | Elect Toshiharu Kagawa | Mgmt | For | For | For | |||
14 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
SMS Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2175 | CINS J7568Q101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Natsuki Gotoh | Mgmt | For | For | For | |||
3 | Elect Masato Sugizaki | Mgmt | For | For | For | |||
4 | Elect Yukio Hosono as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sodick Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6143 | CINS J75949115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Tomio Okuyama as a Statutory Auditor | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
5 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
6 | Elect Marcelo Claure | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
12 | Elect Mark Schwartz | Mgmt | For | For | For | |||
13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
14 | Elect Masato Suzaki | Mgmt | For | Against | Against | |||
15 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | |||
6 | Elect Eikoh Harada | Mgmt | For | For | For | |||
7 | Elect Tim Schaaff | Mgmt | For | For | For | |||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
13 | Elect Shuzoh Sumi | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
State Bank of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBIN | CINS Y8155P103 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights to the Government of India | Mgmt | For | For | For | |||
2 | Authority to Issue Shares and/or Depository Receipts w/o Preemptive Rights | Mgmt | For | For | For | |||
Sunedison Semiconductor Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEMI | CUSIP Y8213L102 | 08/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonia R. Alvarez | Mgmt | For | For | For | |||
2 | Elect Gideon Argov | Mgmt | For | For | For | |||
3 | Elect Michael F. Bartholomeusz | Mgmt | For | For | For | |||
4 | Elect Jeffery A. Beck | Mgmt | For | For | For | |||
5 | Elect Justine F. Lien | Mgmt | For | For | For | |||
6 | Elect Shaker Sadasivam | Mgmt | For | For | For | |||
7 | Elect Abdul Jabbar Bin Karam Din | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Amendment to Constitution | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Thales SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of the Cooption of Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
10 | Elect Philippe Lepinay | Mgmt | For | Against | Against | |||
11 | Remuneration of Patrice Caine, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
14 | Authority to Cancel Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Elect Laurence Broseta | Mgmt | For | Against | Against | |||
17 | Elect Delphine Geny-Stephann | Mgmt | For | Against | Against | |||
18 | Elect Laurent Collet-Billon | Mgmt | For | Against | Against | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Greg Fry | Mgmt | For | For | For | |||
7 | Elect Karl Whiteman | Mgmt | For | For | For | |||
8 | Elect Sean Ellis | Mgmt | For | For | For | |||
9 | Elect John Armitt | Mgmt | For | For | For | |||
10 | Elect Alison Nimmo | Mgmt | For | For | For | |||
11 | Elect Veronica Wadley | Mgmt | For | For | For | |||
12 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
13 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
14 | Elect Andy Myers | Mgmt | For | For | For | |||
15 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Related Party Transactions (Karl Whiteman) | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Share Plan 2017 | Mgmt | For | Against | Against | |||
7 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
8 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||
9 | Elect Vittorio Colao | Mgmt | For | For | For | |||
10 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
12 | Elect Judith Hartmann | Mgmt | For | For | For | |||
13 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
14 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
15 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
16 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
17 | Elect Paul Polman | Mgmt | For | For | For | |||
18 | Elect John Rishton | Mgmt | For | For | For | |||
19 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect M. Fridman to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect P. Musial to the Supervisory Board | Mgmt | For | For | For | |||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Other Business and Closing | Mgmt | For | For | For | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | |||
3 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | |||
4 | Elect Subhash Chandra | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Adesh Kumar Gupta | Mgmt | For | For | For | |||
7 | Elect Sunil Sharma | Mgmt | For | For | For | |||
8 | Elect Neharika Vohra | Mgmt | For | For | For | |||
9 | Relocation of Register of Members to Office of Registrar and Transfer Agent | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Ratify Co-option of Francisco Javier Martin Ramiro | Mgmt | For | For | For | |||
6 | Elect Maria Jesus Romero de Avila Torrijos | Mgmt | For | For | For | |||
7 | Elect Alicia Segovia Marco | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
9 | Amendments to Articles 1, 2, 3, 51 | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulation | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Mohamed Azman Yahya | Mgmt | For | Against | Against | |||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | |||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | Against | Against | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Approval of Intra-Company Control Agreement with Allianz Global Health GmbH | Mgmt | For | TNA | N/A | |||
10 | Elect Helmut Perlet | Mgmt | For | TNA | N/A | |||
11 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
12 | Elect Sophie Boissard | Mgmt | For | TNA | N/A | |||
13 | Elect Christine Bosse | Mgmt | For | TNA | N/A | |||
14 | Elect Friedrich Eichiner | Mgmt | For | TNA | N/A | |||
15 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | |||
16 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Henri de Castries, Chairman and CEO until August 31, 2016 | Mgmt | For | For | For | |||
9 | Remuneration of Denis Duverne, Deputy CEO until August 31, 2016 | Mgmt | For | For | For | |||
10 | Remuneration of Dennis Duverne, Chairman | Mgmt | For | For | For | |||
11 | Remuneration of Thomas Buberl, CEO since September 1, 2016 | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Social Protection Agreement with Thomas Buberl | Mgmt | For | For | For | |||
16 | Severance Agreement for Thomas Buberl | Mgmt | For | For | For | |||
17 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
18 | Elect Ramon de Oliveira | Mgmt | For | For | For | |||
19 | Ratification of the Co-Option of Thomas Buberl | Mgmt | For | For | For | |||
20 | Ratification of the Co-Option of Andre Francois-Poncet | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
25 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
26 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
28 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights by Subsidiaries | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
33 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
34 | Authority to Cancel shares and Reduce Capital | Mgmt | For | For | For | |||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.4 | Elect George A. Cope | Mgmt | For | For | For | |||
1.5 | Elect David F. Denison | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.8 | Elect Kathrine Lee | Mgmt | For | For | For | |||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Pamela Knapp | Mgmt | For | Against | Against | |||
10 | Elect Agnes Lemarchand | Mgmt | For | Against | Against | |||
11 | Elect Gilles Schnepp | Mgmt | For | Against | Against | |||
12 | Elect Philippe Varin | Mgmt | For | Against | Against | |||
13 | Remuneration for Chairman and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy for Chairman and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Independent Director | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
7 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
11 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
12 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
13 | Elect Urs Rohner as Board Chair | Mgmt | For | TNA | N/A | |||
14 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
15 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
17 | Elect Seraina (Maag) Macia | Mgmt | For | TNA | N/A | |||
18 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
19 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
20 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
21 | Elect Richard E. Thornburgh | Mgmt | For | TNA | N/A | |||
22 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
23 | Elect Andreas Gottschling | Mgmt | For | TNA | N/A | |||
24 | Elect Alexandre Zeller | Mgmt | For | TNA | N/A | |||
25 | Elect Irish Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
28 | Elect Alexandre Zeller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
31 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
34 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 05/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Rights Issue | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
5 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Pat A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/16/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
7 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Folke Tiveus | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Shares or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Amendments to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Cheques | ShrHoldr | Against | TNA | N/A | |||
21 | Shareholder Proposal Regarding Gender-Specific Remuneration Statistics | ShrHoldr | Against | TNA | N/A | |||
22 | Shareholder Proposal Regarding Employee Share Options | ShrHoldr | Against | TNA | N/A | |||
23 | Shareholder Proposal Regarding Green Technology | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Climate Target Report | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Minutes | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
10 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
11 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Stephane Pallez | Mgmt | For | Against | Against | |||
10 | Elect Anne Dias | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Executive Board) | Mgmt | For | For | For | |||
13 | Remuneration of Michel David-Weill (Supervisory Board Chair) | Mgmt | For | For | For | |||
14 | Remuneration of Patrick Sayer, (Executive Board Chair) | Mgmt | For | For | For | |||
15 | Remuneration of Virginie Morgon and Philippe Audouin, (Executive Board Members) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Change of Legal Form | Mgmt | For | For | For | |||
19 | Adoption of New Articles Regarding the Change of Legal Form | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities Regarding the Change in Legal Form | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Warrants During a Public Offer | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann as Executive Director | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | Against | Against | |||
11 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Michelangelo Volpi as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Demerger | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
4 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
5 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
6 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
7 | Elect John J. Mack | Mgmt | For | Against | Against | |||
8 | Elect Peter T. Grauer | Mgmt | For | Against | Against | |||
9 | Elect Patrice Merrin | Mgmt | For | Against | Against | |||
10 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
11 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect William Nowlan | Mgmt | For | For | For | |||
10 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Relative Performance Fee Methodology | Mgmt | For | Against | Against | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
6 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
10 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
11 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
12 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
13 | Elect Shingo Majima | Mgmt | For | For | For | |||
14 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
Japan Airlines Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
10 | Elect Toshinori Shin | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
13 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
14 | Directors' Fees; Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
14 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
13 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
18 | Elect Paul Desmarais, Jr as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Board Compensation | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gordon R.H Orr | Mgmt | For | For | For | |||
6 | Elect ZHU Linan | Mgmt | For | For | For | |||
7 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
8 | Elect William Tudor Brown | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lord Norman Blackwell | Mgmt | For | For | For | |||
3 | Elect Juan Colombas | Mgmt | For | For | For | |||
4 | Elect George Culmer | Mgmt | For | For | For | |||
5 | Elect Alan Dickinson | Mgmt | For | For | For | |||
6 | Elect Anita Frew | Mgmt | For | For | For | |||
7 | Elect Simon P. Henry | Mgmt | For | For | For | |||
8 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
9 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
10 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
11 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
12 | Elect Sara Weller | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Special Dividend | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Sharesave Scheme | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Re-designation of limited voting shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
26 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
28 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
29 | Amendments to Articles (Re-designation of Shares) | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.6 | Elect William A Ruh | Mgmt | For | For | For | |||
1.7 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.9 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.10 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Eiichi Tanabe | Mgmt | For | For | For | |||
6 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Iwao Toide | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
14 | Elect Toshiko Oka | Mgmt | For | For | For | |||
15 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiromichi Iwasa | Mgmt | For | For | For | |||
4 | Elect Masanobu Komoda | Mgmt | For | For | For | |||
5 | Elect Yoshikazu Kitahara | Mgmt | For | For | For | |||
6 | Elect Kiyotaka Fujibayashi | Mgmt | For | For | For | |||
7 | Elect Yasuo Onozawa | Mgmt | For | For | For | |||
8 | Elect Masatoshi Satoh | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ishigami | Mgmt | For | For | For | |||
10 | Elect Takashi Yamamoto | Mgmt | For | For | For | |||
11 | Elect Tohru Yamashita | Mgmt | For | For | For | |||
12 | Elect Toshiaki Egashira | Mgmt | For | For | For | |||
13 | Elect Masako Egawa | Mgmt | For | For | For | |||
14 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
16 | Condolence Payment | Mgmt | For | For | For | |||
Mizuho Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
4 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
5 | Elect Kohichi Iida | Mgmt | For | Against | Against | |||
6 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
7 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Dividend Proposals | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reinstating Employees who Serve in Government | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Officer Training | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Shareholder Communication with the Board | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Proposing Director Candidates | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Limit on Submission of Shareholder Proposals | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Establishment of a Liaison for Reporting Concerns to the Audit Committee | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Outside Director Sessions | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Recruitment Quotas | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Discriminatory Treatment of Activist Investors | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Investigative Committee On the Company's Opinion on the Actions of the Minister of Justice | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Special Committee on Frozen Accounts | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Special Committee on Certain Loan Agreements | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
4 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
5 | Elect Tohru Inoue | Mgmt | For | For | For | |||
6 | Elect Norio Nakajima | Mgmt | For | For | For | |||
7 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
8 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
9 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
10 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Natixis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Catherine Pariset | Mgmt | For | Against | Against | |||
15 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights; In Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Covertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideraton for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Board Meetings | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
4 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
5 | Elect Greg Kelly | Mgmt | For | For | For | |||
6 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
7 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
8 | Elect Kimiyasu Nakamura | Mgmt | For | For | For | |||
9 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
11 | Elect Bernard Rey | Mgmt | For | For | For | |||
12 | Elect Celso Gyohtoku as Statutory Auditor | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
4 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
5 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
6 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
7 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
10 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
11 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Yasuyuki Higuchi | Mgmt | For | For | For | |||
14 | Elect Hirokazu Umeda | Mgmt | For | For | For | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IL0A | CINS G7015D110 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Eamonn Crowley | Mgmt | For | For | For | |||
4 | Elect Emer Daly | Mgmt | For | For | For | |||
5 | Elect Robert Elliott | Mgmt | For | For | For | |||
6 | Elect Stephen Groarke | Mgmt | For | For | For | |||
7 | Elect Jeremy Masding | Mgmt | For | For | For | |||
8 | Elect Julie O'Neill | Mgmt | For | For | For | |||
9 | Elect Ronan O'Neill | Mgmt | For | For | For | |||
10 | Elect Richard Pike | Mgmt | For | For | For | |||
11 | Elect Andrew Power | Mgmt | For | For | For | |||
12 | Elect Ken Slattery | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | |||
19 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
20 | Cancellation of Deferred Shares | Mgmt | For | For | For | |||
21 | Cancellation of Authorised but Unissued Deferred Shares | Mgmt | For | For | For | |||
22 | Amendments to Memorandum and Articles | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approval of Termination Payments | Mgmt | For | Abstain | Against | |||
6 | Elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
17 | Elect John S. Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Sale of Coal & Allied Industries Limited | Mgmt | For | Abstain | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Spin-off | Mgmt | For | For | For | |||
2 | Elect LEE Jae Yong | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Olivier Brandicourt) | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Serge Weinberg (Chair) | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
17 | Approval to Reappoint PricewaterhouseCoopers as one of the Company's Independent Auditors for the Next Six Years | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Remuneration of Mr. Denis Kessler, Chairman and CEO | Mgmt | For | For | For | |||
8 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
9 | Elect Marguerite Berard-Andrieu | Mgmt | For | For | For | |||
10 | Elect Thierry Derez | Mgmt | For | For | For | |||
11 | Elect Dennis L. Kessler | Mgmt | For | For | For | |||
12 | Elect Vanessa Marquette | Mgmt | For | For | For | |||
13 | Elect Claude Tendil | Mgmt | For | For | For | |||
14 | Elect Thomas Saunier | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Amendments to Articles Regarding Employee Shareholder Representatives | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Amendment to Articles Regarding Headquarters | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Katsutane Aihara | Mgmt | For | For | For | |||
7 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
8 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
9 | Elect Takashi Anzai | Mgmt | For | For | For | |||
10 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | |||
11 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
12 | Elect Scott T. Davis | Mgmt | For | For | For | |||
13 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
14 | Elect Kunio Itoh | Mgmt | For | For | For | |||
15 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
16 | Elect Noriyuki Habano as Statutory Auditor | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
5 | Elect Tsunehiko Iwai | Mgmt | For | For | For | |||
6 | Elect Jun Aoki | Mgmt | For | For | For | |||
7 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
8 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |||
9 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
10 | Elect Tatsuo Uemura | Mgmt | For | For | For | |||
11 | Elect Hiroshi Ozu as Statutory Auditor | Mgmt | For | For | For | |||
12 | Directors' Bonus | Mgmt | For | For | For | |||
13 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEBA | CINS W25381141 | 03/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
18 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
19 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
20 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
21 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
22 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
23 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
24 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
26 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
27 | Elect Johan Torgeby | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
32 | Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
33 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
34 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
35 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
36 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
37 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Shareholder Proposal Regarding Equality | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding Implementing Equality | ShrHoldr | N/A | TNA | N/A | |||
41 | Shareholder Proposal Regarding Annual Report | ShrHoldr | N/A | TNA | N/A | |||
42 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
43 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
44 | Shareholder Proposal Regarding Nomination Committee | ShrHoldr | N/A | TNA | N/A | |||
45 | Shareholder Proposal Regarding Small and Medium-sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
46 | Shareholder Proposal Regarding Petition for Directors' Fees | ShrHoldr | N/A | TNA | N/A | |||
47 | Shareholder Proposal Regarding Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
48 | Shareholder Proposal Regarding Petition for Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
49 | Shareholder Proposal Regarding Petition for Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Recruitment of Politicians | ShrHoldr | N/A | TNA | N/A | |||
51 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
2 | Re-elect Simon Moutter | Mgmt | For | For | For | |||
3 | Re-elect Justine Smyth | Mgmt | For | For | For | |||
4 | Re-elect Ido Leffler | Mgmt | For | For | For | |||
5 | Elect Alison Gerry | Mgmt | For | For | For | |||
6 | Elect Alison Barrass | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gregor Alexander | Mgmt | For | For | For | |||
6 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
7 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
8 | Elect Sue Bruce | Mgmt | For | For | For | |||
9 | Elect Crawford Gillies | Mgmt | For | For | For | |||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
11 | Elect Peter Lynas | Mgmt | For | For | For | |||
12 | Elect Helen Mahy | Mgmt | For | For | For | |||
13 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | Against | Against | |||
5 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
6 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
7 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
8 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
10 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
11 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
12 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
13 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
14 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
15 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
16 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
17 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
19 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
20 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Warehouse Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shohichi Abe | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Shuji Yamaguchi | Mgmt | For | For | For | |||
10 | Elect Masaaki Inoue | Mgmt | For | Against | Against | |||
11 | Elect Kazuto Takahashi | Mgmt | For | Against | Against | |||
12 | Transfer of Reserves | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWEDA | CINS W9423X102 | 03/30/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Michael Wolf's Acts | Mgmt | For | TNA | N/A | |||
14 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
15 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
16 | Ratification of Maj-Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Bodil Eriksson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Peter Norman's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Ingrid Friberg's Acts | Mgmt | For | TNA | N/A | |||
29 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
30 | Board Size | Mgmt | For | TNA | N/A | |||
31 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
32 | Elect Mats Granryd | Mgmt | For | TNA | N/A | |||
33 | Elect Bo Johansson | Mgmt | For | TNA | N/A | |||
34 | Elect Annika Poutiainen | Mgmt | For | TNA | N/A | |||
35 | Elect Magnus Uggla | Mgmt | For | TNA | N/A | |||
36 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
37 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
38 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
39 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
40 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
41 | Elect Lars Idermark as Chair | Mgmt | For | TNA | N/A | |||
42 | Nomination Committee | Mgmt | For | TNA | N/A | |||
43 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
44 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
45 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
46 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2017 (EKEN) | Mgmt | For | TNA | N/A | |||
48 | Long Term Incentive Plan 2017 (IP 2017) | Mgmt | For | TNA | N/A | |||
49 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
50 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
51 | Shareholder Proposal Regarding Lean Concept | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Cool-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Small and Medium-Sized Shareholders | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Tax Evasion | ShrHoldr | N/A | TNA | N/A | |||
61 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
12 | Elect Mark Cutifani | Mgmt | For | For | For | |||
13 | Elect Carlos Tavares | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/04/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
8 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
10 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
11 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
12 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | |||
13 | Elect William G. Parrett | Mgmt | For | TNA | N/A | |||
14 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
15 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
18 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect William G. Parrett as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vinci SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Yannick Assouad | Mgmt | For | Against | Against | |||
9 | Elect Graziella Gavezotti | Mgmt | For | Against | Against | |||
10 | Elect Michael Pragnell | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
13 | Remuneration policy for Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
14 | Remuneration of Xavier Huillard, Chairman and CEO | Mgmt | For | For | For | |||
15 | Remuneration of Pierre Coppey, Deputy CEO | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Abstain | Against | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Viva Energy REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVR | CINS Q9478H108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Appoint Auditor | Mgmt | For | For | For | |||
4 | Re-elect Lachlan Pfeiffer | Mgmt | For | Against | Against | |||
5 | Re-elect Georgina Lynch | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect John P. Daly | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Frank W. Roach | Mgmt | For | For | For | |||
11 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Sustainability Report (Advisory) | Mgmt | For | For | For | |||
6 | Elect Roberto Quarta | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo SHONG | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Nicole Seligman | Mgmt | For | For | For | |||
16 | Elect Daniela Riccardi | Mgmt | For | Against | Against | |||
17 | Elect Tarek M.N. Farahat | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
16 | Elect Masahiko Ikaga as Statutory Auditor | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Investors Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adient plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADNT | CUSIP G0084W101 | 03/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Barth | Mgmt | For | TNA | N/A | |||
2 | Elect Julie L. Bushman | Mgmt | For | TNA | N/A | |||
3 | Elect Raymond L. Conner | Mgmt | For | TNA | N/A | |||
4 | Elect Richard A. Goodman | Mgmt | For | TNA | N/A | |||
5 | Elect Frederick A. Henderson | Mgmt | For | TNA | N/A | |||
6 | Elect R. Bruce McDonald | Mgmt | For | TNA | N/A | |||
7 | Elect Barb J. Samardzich | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
11 | Approval of the Material Terms of Performance Goals Under 2016 Plan | Mgmt | For | TNA | N/A | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay L. Schottenstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendments to Articles to Allow Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
7 | Approval of the 2017 Anthem Incentive Compensation Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CUSIP 03938L104 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
7 | Elect Bruno Lafont | Mgmt | For | For | For | |||
8 | Elect Michel Wurth | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
11 | Reverse Stock Split | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Armada Hoffler Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
4 | Elect William H. Easter III | Mgmt | For | For | For | |||
5 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
6 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
7 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
8 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
9 | Elect James A. Lash | Mgmt | For | For | For | |||
10 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
11 | Elect James W. Stewart | Mgmt | For | For | For | |||
12 | Elect Charles L. Watson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect Munib Islam | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
7 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
8 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
3 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
5 | Elect Hubert Joly | Mgmt | For | For | For | |||
6 | Elect David W. Kenny | Mgmt | For | For | For | |||
7 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
10 | Elect Gerard R. Vittecoq | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Capitol Acquisition Corp III | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLACU | CUSIP 14055M106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Merger | Mgmt | For | For | For | |||
2 | Name Change | Mgmt | For | For | For | |||
3 | Increase in Authorized Shares | Mgmt | For | For | For | |||
4 | Technical Amendments | Mgmt | For | For | For | |||
5 | Elect L. Dyson Dreyden | Mgmt | For | For | For | |||
6 | Elect Stephen P Master | Mgmt | For | For | For | |||
7 | Elect Stuart J. Yarbrough | Mgmt | For | For | For | |||
8 | Elect Kevin Akeroyd | Mgmt | For | For | For | |||
9 | Elect Mark D. Ein | Mgmt | For | For | For | |||
10 | Elect Mark M Anderson | Mgmt | For | For | For | |||
11 | Elect Philip A. Canfield | Mgmt | For | For | For | |||
12 | 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
5 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
8 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
9 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
10 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
11 | Elect Ray Wirta | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Centennial Resource Development Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDEV | CUSIP 15136A102 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock to Affiliates of Riverstone Investment Group | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Centennial Resource Development Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDEV | CUSIP 15136A102 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marie A. Baldwin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert M. Tichio | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
10 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Conduent Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNDT | CUSIP 206787103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Galant | Mgmt | For | For | For | |||
2 | Elect Joie Gregor | Mgmt | For | For | For | |||
3 | Elect Vincent J. Intrieri | Mgmt | For | For | For | |||
4 | Elect Courtney Mather | Mgmt | For | For | For | |||
5 | Elect Michael Nevin | Mgmt | For | For | For | |||
6 | Elect Michael A. Nutter | Mgmt | For | For | For | |||
7 | Elect William G. Parrett | Mgmt | For | For | For | |||
8 | Elect Ashok Vemuri | Mgmt | For | For | For | |||
9 | Elect Virginia M. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the Material Terms of the Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Alan C. Heuberger | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
9 | Elect Gregory R. Page | Mgmt | For | For | For | |||
10 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
12 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Del Taco Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence F. Levy | Mgmt | For | For | For | |||
1.2 | Elect Eileen Aptman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Increase of Authorized Class C Common Stock | Mgmt | For | Against | Against | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect David W. Nelms | Mgmt | For | For | For | |||
11 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
12 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L201 | 12/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Against | Against | |||
2 | IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THE FOR BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE JOINT PROXY AND CONSENT SOLICITATION STATEMENT/ PROSPECTUS UNDER THE HEADING SPECIAL MEETING OF EASTERLY STOCKHOLDERS-REDEMPTION RIGHTS | Mgmt | N/A | For | N/A | |||
3 | I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A GROUP AS (DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED MERGER (FOR = AGREE TO CERTIFICATION, AGAINST = DO NOT AGREE) | Mgmt | N/A | Against | N/A | |||
4 | Bundled Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Exclusive Forum Provision | Mgmt | For | Against | Against | |||
6 | Reverse Stock Split | Mgmt | For | Against | Against | |||
7 | Automatic Increase in Board Size Relating to Preferred Stock | Mgmt | For | Against | Against | |||
8 | Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Employee Stock Purchase Plan | Mgmt | For | Against | Against | |||
10 | Right to Adjourn | Mgmt | For | Against | Against | |||
Easterly Government Properties, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
1.2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
1.4 | Elect William H. Binnie | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
1.6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
1.7 | Elect James E. Mead | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. MacMahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Jorge L. Benitez | Mgmt | For | For | For | |||
4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | |||
5 | Elect Jerry W. Burris | Mgmt | For | For | For | |||
6 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
7 | Elect Greg D. Carmichael | Mgmt | For | For | For | |||
8 | Elect Gary R. Heminger | Mgmt | For | Against | Against | |||
9 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
10 | Elect Eileen A. Mallesch | Mgmt | For | For | For | |||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
Forterra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRTA | CUSIP 34960W106 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin J. Barner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeff Bradley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Corcoran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Chadwick S. Suss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
2 | Elect William S. Fisher | Mgmt | For | For | For | |||
3 | Elect Tracy Gardner | Mgmt | For | For | For | |||
4 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Arthur Peck | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
13 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
15 | Elect James J. Mulva | Mgmt | For | For | For | |||
16 | Elect James E. Rohr | Mgmt | For | For | For | |||
17 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
18 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | |||
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect David M. Cordani | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
6 | Elect Maria G. Henry | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | |||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HASI | CUSIP 41068X100 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | |||
1.2 | Elect Rebecca A. Blalock | Mgmt | For | For | For | |||
1.3 | Elect Teresa M. Brenner | Mgmt | For | For | For | |||
1.4 | Elect Mark J. Cirilli | Mgmt | For | For | For | |||
1.5 | Elect Charles M. O'Neil | Mgmt | For | For | For | |||
1.6 | Elect Richard J. Osborne | Mgmt | For | For | For | |||
1.7 | Elect Steve G. Osgood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Jay O. Light | Mgmt | For | For | For | |||
9 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Article Amendment Regarding Shareholder Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Hewlett Packard Enterprise Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPE | CUSIP 42824C109 | 03/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfeld | Mgmt | For | Against | Against | |||
7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
12 | Elect Lip-Bu Tan | Mgmt | For | Against | Against | |||
13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
14 | Elect Mary A. Wilderotter | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Myles P. Lee | Mgmt | For | For | For | |||
8 | Elect John P. Surma | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Tony L. White | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | Against | Against | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Mark Fields | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Peter R. Voser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Minella | Mgmt | For | For | For | |||
2 | Elect Jerry R. Solomon | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
1.10 | Elect John T. Dickson | Mgmt | For | For | For | |||
1.11 | Elect Gary B. Moore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect George Jamieson | Mgmt | For | For | For | |||
1.4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jespen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
8 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
9 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
10 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229409 | 01/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendments Regarding Preferred Stock, Subsidiary Stock and Future Bylaw Amendments | Mgmt | For | For | For | |||
15 | Amendments Regarding Removal of Directors | Mgmt | For | For | For | |||
16 | Amendments Regarding Certain Business Combinations | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect John A. Bryant | Mgmt | For | For | For | |||
3 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
4 | Elect Jeff Gennette | Mgmt | For | For | For | |||
5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
6 | Elect William H. Lenehan | Mgmt | For | For | For | |||
7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
8 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
11 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
12 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of the Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
4 | Elect John H. Hammergren | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
7 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
8 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
9 | Elect Susan R. Salka | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
MiX Telematics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIX | CUSIP 60688N102 | 08/01/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Revocation of Proposal 1 | Mgmt | For | For | For | |||
3 | Approve Financial Assistance | Mgmt | For | For | For | |||
4 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
MiX Telematics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIX | CUSIP 60688N102 | 09/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Approve Financial Assistance | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Authority to Issue Shares Pursuant to the Executive Incentive Scheme and Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
5 | Re-elect Enos N. Banda | Mgmt | For | Against | Against | |||
6 | Re-elect Robin A. Frew | Mgmt | For | Against | Against | |||
7 | Elect George Nakos | Mgmt | For | Against | Against | |||
8 | Elect Ian V. Jacobs | Mgmt | For | Against | Against | |||
9 | Elect Audit and Risk Committee Member (Tony Welton) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Richard Bruyns) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Chris Ewing) | Mgmt | For | For | For | |||
12 | Elect Audit and Risk Committee Member (Enos Banda) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya S. Beder | Mgmt | For | For | For | |||
1.2 | Elect James R. Crane | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Kotts | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael C. Linn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Anthony G. Petrello | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dag Skattum | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Renee J. James | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Pace Holdings Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACEU | CUSIP G6865N103 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Shareholder Certification I Hereby Certify That I Am Not Acting In Concert, Or As A Group (As Defined In Section 13(D)(3) Of The Securities Exchange Act Of 1934, As Amended), With Any Other Shareholder With Respect To The Ordinary Shares Of The Company, Par Value $0.0001 Per Share (The Ordinary Shares), Owned By Me In Connection With The Proposed Business Combination Between Pace And Playa. Mark For = Yes Or Against = No. | Mgmt | N/A | For | N/A | |||
3 | Merger | Mgmt | For | For | For | |||
4 | Board Term | Mgmt | For | For | For | |||
5 | Ability to Submit Proposals | Mgmt | For | For | For | |||
6 | Ownership Limits | Mgmt | For | For | For | |||
7 | Quorum | Mgmt | For | For | For | |||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Plains GP Holdings LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAGP | CUSIP 72651A108 | 11/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Restructuring/Simplification | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Playa Hotels & Resorts N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLYA | CUSIP N70544106 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele A. Lauro | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Silver Run Acquisition Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRAQ | CUSIP 82811P200 | 10/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | STOCKHOLDER CERTIFICATION: I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A GROUP (AS DEFINED IN SECTION 13(D) (3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION. | Mgmt | N/A | For | N/A | |||
3 | Authorization of Class C Common Stock | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Charter to Eliminate Provisions Relating to the Company's Initial Business Combination | Mgmt | For | For | For | |||
6 | Issuance of Common Stock to Riverstone Centennial Holdings | Mgmt | For | For | For | |||
7 | Approval of 2016 Long Term Incentive Plan | Mgmt | For | For | For | |||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Henrique De Castro | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
8 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
11 | Elect Derica W. Rice | Mgmt | For | For | For | |||
12 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the Executive Officer Cash Incentive Plan | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | Against | Against | |||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
9 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
10 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
11 | Elect Randall L. Stephenson | Mgmt | For | Against | Against | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Report Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The New Home Company Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWHM | CUSIP 645370107 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect H. Lawrence Webb | Mgmt | For | For | For | |||
1.2 | Elect Paul C. Heeschen | Mgmt | For | For | For | |||
1.3 | Elect Cathey S. Lowe | Mgmt | For | For | For | |||
1.4 | Elect William A. Witte | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | |||
1.3 | Elect Michael Graff | Mgmt | For | For | For | |||
1.4 | Elect Sean P. Hennessy | Mgmt | For | For | For | |||
1.5 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.6 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.7 | Elect Douglas W. Peacock | Mgmt | For | For | For | |||
1.8 | Elect Robert J. Small | Mgmt | For | For | For | |||
1.9 | Elect John Staer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
1.5 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.10 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
1.11 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Anne Pol | Mgmt | For | For | For | |||
5 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
6 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger B. Vincent | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect BarnabyBarney M. Harford | Mgmt | For | For | For | |||
4 | Elect Walter Isaacson | Mgmt | For | For | For | |||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||
6 | Elect Robert A. Milton | Mgmt | For | For | For | |||
7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
8 | Elect William R. Nuti | Mgmt | For | Against | Against | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Edward L. Shapiro | Mgmt | For | For | For | |||
11 | Elect Laurence E. Simmons | Mgmt | For | For | For | |||
12 | Elect David J. Vitale | Mgmt | For | For | For | |||
13 | Elect James M. Whitehurst | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect William R. Johnson | Mgmt | For | For | For | |||
5 | Elect Candace Kendle | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
8 | Elect Franck J. Moison | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John T. Stankey | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
United Rentals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URI | CUSIP 911363109 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
4 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
5 | Elect Singleton B. McAllister | Mgmt | For | For | For | |||
6 | Elect Jason D. Papastavrou | Mgmt | For | For | For | |||
7 | Elect Filippo Passerini | Mgmt | For | For | For | |||
8 | Elect Donald C. Roof | Mgmt | For | For | For | |||
9 | Elect Shiv Singh | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Company Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dwek | Mgmt | For | For | For | |||
2 | Elect Christopher Patusky | Mgmt | For | For | For | |||
3 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Susan Kaufman Purcell | Mgmt | For | For | For | |||
9 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
10 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
9 | Elect Paula A. Price | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Jeffrey Jacobson | Mgmt | For | For | For | |||
6 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
7 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann N. Reese | Mgmt | For | For | For | |||
10 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
11 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Reverse Stock Split | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorised Capital | Mgmt | For | For | For | |||
2 | Accounts and Reports; Allocation of Profits/Dividends of the Old AB InBev | Mgmt | For | For | For | |||
3 | Ratification of Board Acts of the Old AB InBev | Mgmt | For | For | For | |||
4 | Ratification of Auditor's Acts of the Old AB InBev | Mgmt | For | For | For | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
8 | Elect Martin J. Barrington | Mgmt | For | Against | Against | |||
9 | Elect William F. Gifford | Mgmt | For | Against | Against | |||
10 | Elect Alejandro Santo Domingo Davila | Mgmt | For | Against | Against | |||
11 | Remuneration Report | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options to Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | |||
1.3 | Elect Michael Grey | Mgmt | For | For | For | |||
1.4 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.8 | Elect David Pyott | Mgmt | For | For | For | |||
1.9 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approve 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock and Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COM | CUSIP 14159U301 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Glickman | Mgmt | For | Withhold | Against | |||
1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Incentive Stock Option Plan | Mgmt | For | Against | Against | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
1.2 | Elect Hamish A Dodds | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
1.4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.5 | Elect Stephen M. King | Mgmt | For | For | For | |||
1.6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
1.7 | Elect Kevin M. Sheehan | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Voting Standard for Uncontested Directors Elections | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement for amending certificate of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for amending Bylaws | Mgmt | For | For | For | |||
6 | Deletion of Obsolete Provisions | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equifax Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFX | CUSIP 294429105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
2 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
3 | Elect Mark L. Feidler | Mgmt | For | For | For | |||
4 | Elect G. Thomas Hough | Mgmt | For | For | For | |||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
6 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
7 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
8 | Elect John A. McKinley | Mgmt | For | For | For | |||
9 | Elect Richard F. Smith | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Mark B. Templeton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl J. Faulkner | Mgmt | For | For | For | |||
1.2 | Elect James Fox | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Innocoll Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INNL | CUSIP G4783X105 | 09/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan Symonds | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect David R. Brennan | Mgmt | For | For | For | |||
4 | Elect James Culverwell | Mgmt | For | For | For | |||
5 | Elect Rolf D. Schmidt | Mgmt | For | For | For | |||
6 | Elect Joseph Wiley | Mgmt | For | For | For | |||
7 | Elect Anthony P. Zook | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Set Price Range for the Re-Allotment of Treasury Shares | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven A Collins | Mgmt | For | Withhold | Against | |||
1.3 | Elect William M. Conroy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ellen Levy | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jim Steele | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kevin Thompson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect George Jamieson | Mgmt | For | For | For | |||
1.4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lindblad Expeditions Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIND | CUSIP 535219109 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect L. Dyson Dryden | Mgmt | For | For | For | |||
1.2 | Elect John M. Fahey, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
LKQ Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKQ | CUSIP 501889208 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | |||
2 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
6 | Elect Paul M. Meister | Mgmt | For | For | For | |||
7 | Elect John F. O'Brien | Mgmt | For | For | For | |||
8 | Elect Guhan Subramanian | Mgmt | For | For | For | |||
9 | Elect William M. Webster IV | Mgmt | For | For | For | |||
10 | Elect Dominick Zarcone | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | Withhold | Against | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect James W. Owens | Mgmt | For | For | For | |||
12 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Neuralstem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUR | CUSIP 64127R302 | 08/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya M. Acker | Mgmt | For | For | For | |||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penumbra Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arani Bose | Mgmt | For | For | For | |||
2 | Elect Bridget O'Rourke | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. DeVore | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jody R. Davids | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter S. Fine | Mgmt | For | Withhold | Against | |||
1.4 | Elect David H. Langstaff | Mgmt | For | Withhold | Against | |||
1.5 | Elect Marvin R. O'Quinn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Feiber | Mgmt | For | For | For | |||
1.2 | Elect Eric Hahn | Mgmt | For | For | For | |||
1.3 | Elect Kevin Harvey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | Against | Against | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Joshua Gotbaum | Mgmt | For | For | For | |||
6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
8 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
10 | Elect John R. Peshkin | Mgmt | For | For | For | |||
11 | Elect Scott F. Powers | Mgmt | For | For | For | |||
12 | Elect William J. Pulte | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Shopify Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOP | CUSIP 82509L107 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tobias Lutke | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect Gail Goodman | Mgmt | For | For | For | |||
1.5 | Elect Jeremy Levine | Mgmt | For | For | For | |||
1.6 | Elect John Phillips | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Symrise AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SY1 | CINS D827A1108 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
5.2 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Middleby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIDD | CUSIP 596278101 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||
1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||
1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||
1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||
1.5 | Elect John R. Miller III | Mgmt | For | For | For | |||
1.6 | Elect Gordon O'Brien | Mgmt | For | For | For | |||
1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Ulta Beauty, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULTA | CUSIP 90384S303 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle L. Collins | Mgmt | For | For | For | |||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan M. Garber | Mgmt | For | For | For | |||
1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.3 | Elect William D. Young | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Amato | Mgmt | For | For | For | |||
2 | Elect Anthony J. Conti | Mgmt | For | For | For | |||
3 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
4 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell R. Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann IV | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
5 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
6 | Elect Daniel W. Rabun | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Armario | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.5 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.6 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.8 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
BankUnited Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKU | CUSIP 06652K103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Kanas | Mgmt | For | For | For | |||
1.2 | Elect Rajinder P. Singh | Mgmt | For | For | For | |||
1.3 | Elect Tere Blanca | Mgmt | For | For | For | |||
1.4 | Elect Eugene F. DeMark | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Dowling | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. Pauls | Mgmt | For | For | For | |||
1.7 | Elect A. Gail Prudenti | Mgmt | For | For | For | |||
1.8 | Elect Sanjiv Sobti | Mgmt | For | For | For | |||
1.9 | Elect A. Robert Towbin | Mgmt | For | For | For | |||
1.10 | Elect Lynne Wines | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Capital Bank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBF | CUSIP 139794101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha M. Bachman | Mgmt | For | For | For | |||
1.2 | Elect Richard M. DeMartini | Mgmt | For | For | For | |||
1.3 | Elect Peter N. Foss | Mgmt | For | For | For | |||
1.4 | Elect William A. Hodges | Mgmt | For | For | For | |||
1.5 | Elect Scott B. Kauffman | Mgmt | For | For | For | |||
1.6 | Elect Oscar A. Keller III | Mgmt | For | For | For | |||
1.7 | Elect Marc D. Oken | Mgmt | For | For | For | |||
1.8 | Elect Robert L. Reid | Mgmt | For | For | For | |||
1.9 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
1.10 | Elect William G. Ward, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John T. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | |||
1.4 | Elect Susan M. Green | Mgmt | For | For | For | |||
1.5 | Elect Joseph A. Rutkowski | Mgmt | For | For | For | |||
1.6 | Elect Eric M. Rychel | Mgmt | For | For | For | |||
1.7 | Elect Michael D. Siegal | Mgmt | For | For | For | |||
1.8 | Elect Gabriel Stoliar | Mgmt | For | For | For | |||
1.9 | Elect Douglas C. Taylor | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Amended and Restated 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.4 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the 2017 Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of 2017 Omnibus Award Plan | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Hellmann | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph H. Pyne | Mgmt | For | Withhold | Against | |||
1.4 | Elect Hunter C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Doss | Mgmt | For | For | For | |||
1.3 | Elect Larry M. Venturelli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect James P. Hoffmann | Mgmt | For | For | For | |||
6 | Elect Michael D. McKee | Mgmt | For | For | For | |||
7 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
3 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
5 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect James F. Risoleo | Mgmt | For | For | For | |||
9 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mallinckrodt plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNK | CUSIP G5785G107 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvin D. Booth | Mgmt | For | For | For | |||
2 | Elect David R. Carlucci | Mgmt | For | For | For | |||
3 | Elect J. Martin Carroll | Mgmt | For | For | For | |||
4 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Angus C. Russell | Mgmt | For | For | For | |||
7 | Elect Virgil D. Thompson | Mgmt | For | For | For | |||
8 | Elect Mark C. Trudeau | Mgmt | For | For | For | |||
9 | Elect Kneeland C. Youngblood | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Determine Reissue Price for Treasury Shares | Mgmt | For | For | For | |||
15 | Amendments to the Memorandum of Association | Mgmt | For | For | For | |||
16 | Amendments to the Articles of Association | Mgmt | For | For | For | |||
17 | Reduction of Company Capital | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gray G. Benoist | Mgmt | For | For | For | |||
2 | Elect John E. Fischer | Mgmt | For | For | For | |||
3 | Elect Richard M. Rompala | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya M. Acker | Mgmt | For | For | For | |||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
2 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
3 | Elect Don DeFosset | Mgmt | For | For | For | |||
4 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
9 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
11 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
12 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RLI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLI | CUSIP 749607107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kaj Ahlmann | Mgmt | For | For | For | |||
1.2 | Elect Barbara R. Allen | Mgmt | For | For | For | |||
1.3 | Elect Michael E. Angelina | Mgmt | For | For | For | |||
1.4 | Elect John T. Baily | Mgmt | For | For | For | |||
1.5 | Elect Calvin G Butler | Mgmt | For | For | For | |||
1.6 | Elect David B Duclos | Mgmt | For | For | For | |||
1.7 | Elect Jordan W. Graham | Mgmt | For | For | For | |||
1.8 | Elect F. Lynn McPheeters | Mgmt | For | For | For | |||
1.9 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||
1.10 | Elect Robert P. Restrepo, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James J. Scanlan | Mgmt | For | For | For | |||
1.12 | Elect Michael J. Stone | Mgmt | For | For | For | |||
2 | Amendent to Articles For the Removal of Directors Without Cause | Mgmt | For | For | For | |||
3 | Amendment to Articles to Conform the Personal Liability Provision to Illinois statute | Mgmt | For | For | For | |||
4 | Amendment to Articles to Update the Director Election and Registered Agent provisions | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Adams | Mgmt | For | For | For | |||
2 | Elect Karen L. Daniel | Mgmt | For | For | For | |||
3 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
4 | Elect James P. Holden | Mgmt | For | For | For | |||
5 | Elect Nathan J. Jones | Mgmt | For | For | For | |||
6 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
7 | Elect W. Dudley Lehman | Mgmt | For | For | For | |||
8 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
9 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
10 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Jane D. Carlin | Mgmt | For | For | For | |||
3 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
4 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UHS | CUSIP 913903100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence S. Gibbs | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weatherford International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP G48833100 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
2 | Elect David J. Butters | Mgmt | For | Against | Against | |||
3 | Elect John D. Gass | Mgmt | For | For | For | |||
4 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
5 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
6 | Elect William E. Macaulay | Mgmt | For | For | For | |||
7 | Elect Mark A. McCollum | Mgmt | For | For | For | |||
8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Alfroid | Mgmt | For | For | For | |||
1.2 | Elect Raymond Betler | Mgmt | For | For | For | |||
1.3 | Elect Emilio A. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Lee B. Foster II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1995 Non-Employee Directors' Fees and Stock Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Jeffrey Jacobson | Mgmt | For | For | For | |||
6 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
7 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect Ann N. Reese | Mgmt | For | For | For | |||
10 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
11 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Reverse Stock Split | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 10/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect James A. Champy | Mgmt | For | For | For | |||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
5 | Elect Edward H. Frank | Mgmt | For | For | For | |||
6 | Elect Mark M. Little | Mgmt | For | For | For | |||
7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Elect Lisa T. Su | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arch Coal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCH | CUSIP 039380407 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
2 | Elect James N. Chapman | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Sherman K. Edmiston | Mgmt | For | For | For | |||
5 | Elect Patrick A Krieghauser | Mgmt | For | For | For | |||
6 | Elect Richard A. Navarre | Mgmt | For | For | For | |||
7 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
1.2 | Elect Mark Garrett | Mgmt | For | For | For | |||
1.3 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
5 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
8 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
9 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
10 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
11 | Elect Ray Wirta | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Supermajority Provisions | ShrHoldr | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. MacMahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect David M. Cordani | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
6 | Elect Maria G. Henry | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | |||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
GGP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 36174X101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | |||
5 | Elect John K. Haley | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | |||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Articles Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Gores Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRSHU | CUSIP 382866101 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Shareholder Certification | Mgmt | N/A | For | N/A | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | Against | Against | |||
6 | Increase the Authorized Common Stock | Mgmt | For | For | For | |||
7 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
8 | Opt Out of Section 203 of the Delaware General Corporation Law and Implement Similar Provisions | Mgmt | For | For | For | |||
9 | Technical Amendments to Articles | Mgmt | For | For | For | |||
10.1 | Elect C. Dean Metropoulos | Mgmt | For | Withhold | Against | |||
10.2 | Elect Andrew S. Jhawar | Mgmt | For | Withhold | Against | |||
10.3 | Elect Mark R. Stone | Mgmt | For | Withhold | Against | |||
10.4 | Elect Laurence Bodner | Mgmt | For | Withhold | Against | |||
10.5 | Elect Neil P. DeFeo | Mgmt | For | Withhold | Against | |||
10.6 | Elect Jerry D. Kaminski | Mgmt | For | Withhold | Against | |||
10.7 | Elect Craig D. Steeneck | Mgmt | For | Withhold | Against | |||
11 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Amendment to the Section 162(m) Cash Bonus Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Herc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRI | CUSIP 42704L104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
2 | Elect Lawrence Silber | Mgmt | For | For | For | |||
3 | Elect James H. Browning | Mgmt | For | For | For | |||
4 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
5 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
6 | Elect Courtney Mather | Mgmt | For | For | For | |||
7 | Elect Stephen Mongillo | Mgmt | For | For | For | |||
8 | Elect Louis J. Pastor | Mgmt | For | For | For | |||
9 | Elect Mary Pat Salomone | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hostess Brands Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWNK | CUSIP 44109J106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark R. Stone | Mgmt | For | For | For | |||
1.2 | Elect William D. Toler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jenny A. Seabrook | Mgmt | For | For | For | |||
3 | Re-elect Marcelo H. Bastos | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
9 | Elect Richard Saltzman | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | For | For | |||
2 | Elect Michael J. Quillen | Mgmt | For | For | For | |||
3 | Elect John J. Koraleski | Mgmt | For | For | For | |||
4 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Special Meeting | ShrHoldr | Against | Against | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Lord Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Cecilia Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seven Generations Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Set Board Size at Twelve | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Patrick Carlson | Mgmt | For | For | For | |||
2.3 | Elect Marty Procter | Mgmt | For | For | For | |||
2.4 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.5 | Elect Avik Dey | Mgmt | For | Withhold | Against | |||
2.6 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.7 | Elect Paul Hand | Mgmt | For | For | For | |||
2.8 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.9 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.10 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.11 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.12 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approve 2017 Stock Option Plan | Mgmt | For | For | For | |||
5 | Approve 2017 Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect David J. McLachlan | Mgmt | For | For | For | |||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Sumco Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Mayuki Hashimoto | Mgmt | For | For | For | |||
3 | Elect Michiharu Takii | Mgmt | For | For | For | |||
4 | Elect Harumitsu Endoh | Mgmt | For | For | For | |||
5 | Elect Hisashi Furuya | Mgmt | For | For | For | |||
6 | Elect Kazuo Hiramoto | Mgmt | For | For | For | |||
7 | Elect Fumio Inoue | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 11/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
4 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
5 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
6 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
7 | Elect Murray D. Smith | Mgmt | For | For | For | |||
8 | Elect William H. Spence | Mgmt | For | For | For | |||
9 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Triumph Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGI | CUSIP 896818101 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Bourgon | Mgmt | For | For | For | |||
2 | Elect Daniel J. Crowley | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Richard C. Ill | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Adam J. Palmer | Mgmt | For | For | For | |||
10 | Elect Joseph M. Silvestri | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Andrew Cecere | Mgmt | For | For | For | |||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard K. Davis | Mgmt | For | For | For | |||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
12 | Elect David B. O'Maley | Mgmt | For | For | For | |||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
15 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
2 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
3 | Elect David P. Steiner | Mgmt | For | For | For | |||
4 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
2 | Elect Avishai Abrahami | Mgmt | For | For | For | |||
3 | Elect Giora Kaplan | Mgmt | For | For | For | |||
4 | Elect Mark Tluszcz | Mgmt | For | For | For | |||
5 | Elect Ron Gutler | Mgmt | For | For | For | |||
6 | Elect Allon Bloch | Mgmt | For | For | For | |||
7 | Director Compensation | Mgmt | For | Against | Against | |||
8 | Double-Trigger Vesting of Erika Rottenberg's Stock Options | Mgmt | For | For | For | |||
9 | Double-Trigger Vesting of Norbert Becker's Stock Options | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yum China Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
2 | Elect Ed Yiu-Cheong Chan | Mgmt | For | Against | Against | |||
3 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Buzzard | Mgmt | For | For | For | |||
2 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
3 | Elect Boris Elisman | Mgmt | For | For | For | |||
4 | Elect Pradeep Jotwani | Mgmt | For | For | For | |||
5 | Elect Robert J. Keller | Mgmt | For | For | For | |||
6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
7 | Elect Graciela Monteagudo | Mgmt | For | For | For | |||
8 | Elect Michael Norkus | Mgmt | For | For | For | |||
9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Renewal of Advanced Energy's Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter C. Georgiopoulos | Mgmt | For | Against | Against | |||
2 | Elect John P. Tavlarios | Mgmt | For | Against | Against | |||
3 | Elect Spyridon Fokas | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
AGT Food and Ingredients Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGT | CUSIP 001264100 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Murad Al-Katib | Mgmt | For | For | For | |||
1.2 | Elect Huseyin Arslan | Mgmt | For | For | For | |||
1.3 | Elect Howard N. Rosen | Mgmt | For | For | For | |||
1.4 | Elect John Gardner | Mgmt | For | For | For | |||
1.5 | Elect Drew Franklin | Mgmt | For | For | For | |||
1.6 | Elect Greg Stewart | Mgmt | For | For | For | |||
1.7 | Elect Marie-Lucie Morin | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Allete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALE | CUSIP 018522300 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Sidney W. Emery, Jr. | Mgmt | For | For | For | |||
3 | Elect George G. Goldfarb | Mgmt | For | For | For | |||
4 | Elect James S. Haines, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan R. Hodnik | Mgmt | For | For | For | |||
6 | Elect James J. Hoolihan | Mgmt | For | For | For | |||
7 | Elect Heidi E. Jimmerson | Mgmt | For | For | For | |||
8 | Elect Madeleine W. Ludlow | Mgmt | For | For | For | |||
9 | Elect Douglas C. Neve | Mgmt | For | For | For | |||
10 | Elect Leonard C. Rodman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.3 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.4 | Elect Thomas S. Olinger | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Vanguard Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVD | CUSIP 030371108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Baskin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Clark | Mgmt | For | For | For | |||
3 | Elect Debra F. Edwards | Mgmt | For | For | For | |||
4 | Elect Morton D. Erlich | Mgmt | For | For | For | |||
5 | Elect Alfred F. Ingulli | Mgmt | For | For | For | |||
6 | Elect John L. Killmer | Mgmt | For | For | For | |||
7 | Elect Eric G. Wintemute | Mgmt | For | For | For | |||
8 | Elect M. Esmail Zirakparvar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 1994 Stock Incentive Plan | Mgmt | For | For | For | |||
AMERISAFE, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSF | CUSIP 03071H100 | 06/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Brown | Mgmt | For | For | For | |||
1.2 | Elect G Janelle Frost | Mgmt | For | For | For | |||
2 | Re-approval of 2012 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
AMN Healthcare Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMN | CUSIP 001744101 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark G. Foletta | Mgmt | For | For | For | |||
2 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |||
3 | Elect Michael M.E. Johns | Mgmt | For | For | For | |||
4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
5 | Elect Susan R. Salka | Mgmt | For | For | For | |||
6 | Elect Andrew M. Stern | Mgmt | For | For | For | |||
7 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
8 | Elect Douglas D. Wheat | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of 2017 Senior Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
12 | Approval of 2017 Equity Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Anixter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXE | CUSIP 035290105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blyth | Mgmt | For | For | For | |||
2 | Elect Frederic F. Brace | Mgmt | For | Against | Against | |||
3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
4 | Elect Robert J. Eck | Mgmt | For | For | For | |||
5 | Elect Robert W. Grubbs | Mgmt | For | For | For | |||
6 | Elect F. Philip Handy | Mgmt | For | For | For | |||
7 | Elect Melvyn N. Klein | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
10 | Elect Valarie L. Sheppard | Mgmt | For | For | For | |||
11 | Elect Stuart M. Sloan | Mgmt | For | For | For | |||
12 | Elect Samuel Zell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terry Considine | Mgmt | For | For | For | |||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
3 | Elect J. Landis Martin | Mgmt | For | For | For | |||
4 | Elect Robert A. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
6 | Elect Michael A. Stein | Mgmt | For | For | For | |||
7 | Elect Nina A. Tran | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Astoria Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AF | CUSIP 046265104 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Agnew | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Charles F. Bolden, Jr. | Mgmt | For | For | For | |||
4 | Elect William J. Flynn | Mgmt | For | For | For | |||
5 | Elect James S. Gilmore III | Mgmt | For | For | For | |||
6 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
7 | Elect Carol B. Hallett | Mgmt | For | For | For | |||
8 | Elect Frederick McCorkle | Mgmt | For | For | For | |||
9 | Elect Duncan J. McNabb | Mgmt | For | For | For | |||
10 | Elect John K. Wulff | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2016 Incentive Plan | Mgmt | For | Against | Against | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C. Burke | Mgmt | For | For | For | |||
4 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
5 | Elect Scott H. Maw | Mgmt | For | For | For | |||
6 | Elect Scott L. Morris | Mgmt | For | For | For | |||
7 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
8 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
9 | Elect R. John Taylor | Mgmt | For | For | For | |||
10 | Elect Janet D. Widmann | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Belden Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDC | CUSIP 077454106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | Against | Against | |||
2 | Elect Lance C. Balk | Mgmt | For | Against | Against | |||
3 | Elect Steven W. Berglund | Mgmt | For | Against | Against | |||
4 | Elect Judy L. Brown | Mgmt | For | Against | Against | |||
5 | Elect Bryan C. Cressey | Mgmt | For | Against | Against | |||
6 | Elect Jonathan C. Klein | Mgmt | For | Against | Against | |||
7 | Elect George E. Minnich | Mgmt | For | Against | Against | |||
8 | Elect John M. Monter | Mgmt | For | Against | Against | |||
9 | Elect John S. Stroup | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2.1 | Elect Paul T. Bossidy | Mgmt | For | For | For | |||
2.2 | Elect Michael P. Daly | Mgmt | For | For | For | |||
2.3 | Elect Cornelius D. Mahoney | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Craigie | Mgmt | For | For | For | |||
1.2 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.3 | Elect Chris T. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
BMC Stock Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMCH | CUSIP 05591B109 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Bullock | Mgmt | For | For | For | |||
1.2 | Elect David L. Keltner | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey G. Rea | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James S. Argalas | Mgmt | For | For | For | |||
1.2 | Elect James J. Court | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Ratinoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Briggs & Stratton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGG | CUSIP 109043109 | 10/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey R. Hennion | Mgmt | For | For | For | |||
1.2 | Elect Patricia L. Kampling | Mgmt | For | For | For | |||
1.3 | Elect Todd J. Teske | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
3 | Elect Jane L. Warner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Callon Petroleum Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPE | CUSIP 13123X102 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Nocchiero | Mgmt | For | For | For | |||
1.2 | Elect Matthew Regis Bob | Mgmt | For | For | For | |||
1.3 | Elect James M. Trimble | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAC | CUSIP 133034108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig S. Gunderson | Mgmt | For | For | For | |||
2 | Elect John W. Holmes | Mgmt | For | For | For | |||
3 | Elect David J. Ott | Mgmt | For | For | For | |||
4 | Elect John M. Rohman | Mgmt | For | For | For | |||
5 | Elect Lawrence J. Sterrs | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of the 2012 Equity and Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Capitol Acquisition Corp III | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLACU | CUSIP 14055M106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Merger | Mgmt | For | For | For | |||
2 | Name Change | Mgmt | For | For | For | |||
3 | Increase in Authorized Shares | Mgmt | For | For | For | |||
4 | Technical Amendments | Mgmt | For | For | For | |||
5 | Elect L. Dyson Dreyden | Mgmt | For | For | For | |||
6 | Elect Stephen P Master | Mgmt | For | For | For | |||
7 | Elect Stuart J. Yarbrough | Mgmt | For | For | For | |||
8 | Elect Kevin Akeroyd | Mgmt | For | For | For | |||
9 | Elect Mark D. Ein | Mgmt | For | For | For | |||
10 | Elect Mark M Anderson | Mgmt | For | For | For | |||
11 | Elect Philip A. Canfield | Mgmt | For | For | For | |||
12 | 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Carriage Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSV | CUSIP 143905107 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald D. Patteson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Lebovitz | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Bryenton | Mgmt | For | For | For | |||
1.4 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
1.5 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||
1.6 | Elect John D. Griffith | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
1.8 | Elect Gary J. Nay | Mgmt | For | For | For | |||
1.9 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Century Communities Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCS | CUSIP 156504300 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dale Francescon | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Francescon | Mgmt | For | For | For | |||
1.3 | Elect James M. Lippman | Mgmt | For | For | For | |||
1.4 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.5 | Elect John P. Box | Mgmt | For | For | For | |||
2 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Klein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||
1.5 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.6 | Elect David Provost | Mgmt | For | For | For | |||
1.7 | Elect David B. Ramaker | Mgmt | For | For | For | |||
1.8 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L Tate | Mgmt | For | For | For | |||
1.10 | Elect Gary Torgow | Mgmt | For | For | For | |||
1.11 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
1.12 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2017 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Advisory Vote on the Frequency of the Advisory Approval of Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Merger Share Issuance | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cherry Hill Mortgage Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHMI | CUSIP 164651101 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey B. Lown | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert C. Mercer, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph P. Murin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Regina M. Lowrie | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CNO Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNO | CUSIP 12621E103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Bonach | Mgmt | For | For | For | |||
2 | Elect Ellyn L. Brown | Mgmt | For | For | For | |||
3 | Elect Stephen N. David | Mgmt | For | For | For | |||
4 | Elect Robert C. Greving | Mgmt | For | For | For | |||
5 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
6 | Elect Charles J. Jacklin | Mgmt | For | For | For | |||
7 | Elect Daniel R. Maurer | Mgmt | For | For | For | |||
8 | Elect Neal C. Schneider | Mgmt | For | For | For | |||
9 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
10 | Approval of amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Colony Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Conatus Pharmaceuticals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNAT | CUSIP 20600T108 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Preston S. Klassen | Mgmt | For | For | For | |||
1.2 | Elect William R. LaRue | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Continental Building Products Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPX | CUSIP 211171103 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Bosowski | Mgmt | For | For | For | |||
1.2 | Elect Michael O. Moore | Mgmt | For | For | For | |||
1.3 | Elect Jack Sweeny | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Material Terms of Performance Goals under the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Control4 Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRL | CUSIP 21240D107 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark E. Jensen | Mgmt | For | For | For | |||
1.2 | Elect Phil Molyneux | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Annual Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cott Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COT | CUSIP 22163N106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Benadiba | Mgmt | For | For | For | |||
1.2 | Elect Jerry Fowden | Mgmt | For | For | For | |||
1.3 | Elect David T. Gibbons | Mgmt | For | For | For | |||
1.4 | Elect Stephen Halperin | Mgmt | For | Withhold | Against | |||
1.5 | Elect Betty Jane Hess | Mgmt | For | For | For | |||
1.6 | Elect Gregory Monahan | Mgmt | For | For | For | |||
1.7 | Elect Mario Pilozzi | Mgmt | For | For | For | |||
1.8 | Elect Andrew Prozes | Mgmt | For | For | For | |||
1.9 | Elect Eric S. Rosenfeld | Mgmt | For | Withhold | Against | |||
1.10 | Elect Graham Savage | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
Dana Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CUSIP 235825205 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rachel A. Gonzalez | Mgmt | For | For | For | |||
1.2 | Elect James K. Kamsickas | Mgmt | For | For | For | |||
1.3 | Elect Virginia A. Kamsky | Mgmt | For | For | For | |||
1.4 | Elect Terrence J. Keating | Mgmt | For | For | For | |||
1.5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
1.6 | Elect R. Bruce McDonald | Mgmt | For | For | For | |||
1.7 | Elect Mark A. Schulz | Mgmt | For | For | For | |||
1.8 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Del Taco Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence F. Levy | Mgmt | For | For | For | |||
1.2 | Elect Eileen Aptman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DeVry Education Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DV | CUSIP 251893103 | 05/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Dycom Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DY | CUSIP 267475101 | 11/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eitan Gertel | Mgmt | For | For | For | |||
2 | Elect Anders Gustafsson | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dynegy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DYN | CUSIP 26817R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
1.2 | Elect Pat Wood, III | Mgmt | For | For | For | |||
1.3 | Elect Hillary E. Ackermann | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.5 | Elect Richard Lee Kuersteiner | Mgmt | For | For | For | |||
1.6 | Elect Tyler G. Reeder | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey S. Stein | Mgmt | For | For | For | |||
1.8 | Elect John R. Sult | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Eagle Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 08/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sander Flaum | Mgmt | For | For | For | |||
1.2 | Elect Scott Tarriff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Eagle Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGRX | CUSIP 269796108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ratoff | Mgmt | For | For | For | |||
2 | Elect Douglas L. Braunstein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Education Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H203 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |||
1.2 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.3 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.4 | Elect Kimberly K. Schaefer | Mgmt | For | For | For | |||
1.5 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.6 | Elect John T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Thomas Trubiana | Mgmt | For | For | For | |||
1.8 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn C. Zoon | Mgmt | For | For | For | |||
2 | Elect Zsolt Harsanyi | Mgmt | For | For | For | |||
3 | Elect George Joulwan | Mgmt | For | For | For | |||
4 | Elect Louis Sullivan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard W. Blakey | Mgmt | For | For | For | |||
2 | Elect Douglas D. Dirks | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.2 | Elect Ashwini Gupta | Mgmt | For | For | For | |||
1.3 | Elect Wendy Hannam | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Monaco | Mgmt | For | For | For | |||
1.5 | Elect Laura Newman Olle | Mgmt | For | For | For | |||
1.6 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.7 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Srednicki | Mgmt | For | For | For | |||
1.9 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth W. Dewey | Mgmt | For | For | For | |||
2 | Elect M. James Gorrie | Mgmt | For | For | For | |||
3 | Elect James T. McManus, II | Mgmt | For | For | For | |||
4 | Elect Laurence M. Downes | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Blind | Mgmt | For | For | For | |||
2 | Elect Michael J. Schaefer | Mgmt | For | For | For | |||
3 | Elect James C. Taylor | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
EnPro Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPO | CUSIP 29355X107 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Botts | Mgmt | For | For | For | |||
1.3 | Elect Felix M. Brueck | Mgmt | For | For | For | |||
1.4 | Elect B. Bernard Burns, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.6 | Elect David L. Hauser | Mgmt | For | For | For | |||
1.7 | Elect John S. Humphrey | Mgmt | For | For | For | |||
1.8 | Elect Kees van der Graaf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Senior Executive Annual Performance Plan | Mgmt | For | For | For | |||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy E. Christensen | Mgmt | For | Against | Against | |||
2 | Elect John G. Nackel | Mgmt | For | For | For | |||
3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2017 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Druten | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Silvers | Mgmt | For | For | For | |||
1.3 | Elect Robin P. Sterneck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of Material Terms of 162(m) Performance Goals Under the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Everi Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVRI | CUSIP 30034T103 | 05/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linster W. Fox | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
4 | Elimination of Supermajority Requirement for Amending the Company's Bylaws | Mgmt | For | TNA | N/A | |||
5 | Elimination of Supermajority Requirement for Amending the Company's Certificate of Incorporation | Mgmt | For | TNA | N/A | |||
6 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
7 | Approval of Material Terms under 2014 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Ferro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CUSIP 315405100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Hipple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory E. Hyland | Mgmt | For | For | For | |||
1.3 | Elect David A. Lorber | Mgmt | For | For | For | |||
1.4 | Elect Andrew M. Ross | Mgmt | For | For | For | |||
1.5 | Elect Allen A. Spizzo | Mgmt | For | For | For | |||
1.6 | Elect Peter T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ferroglobe Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSM | CUSIP G33856108 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Javier Lopez Madrid | Mgmt | For | For | For | |||
4 | Elect Donald G. Barger | Mgmt | For | For | For | |||
5 | Elect Bruce L. Crockett | Mgmt | For | For | For | |||
6 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
7 | Elect Greger Hamilton | Mgmt | For | For | For | |||
8 | Elect Javier Monzon | Mgmt | For | For | For | |||
9 | Elect Juan Villar-Mir de Fuentes | Mgmt | For | For | For | |||
10 | Elect Manuel Garrido Ruano | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Political Donations | Mgmt | For | For | For | |||
15 | Increase Board Size | Mgmt | For | For | For | |||
First Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNC | CUSIP 318910106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald H. Allred | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel T. Blue, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Clara Capel | Mgmt | For | Withhold | Against | |||
1.4 | Elect James C. Crawford, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Abby Donnelly | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael G. Mayer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard H. Moore | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thomas F. Phillips | Mgmt | For | Withhold | Against | |||
1.9 | Elect O. Temple Sloan, III | Mgmt | For | Withhold | Against | |||
1.10 | Elect Frederick L. Taylor, II | Mgmt | For | Withhold | Against | |||
1.11 | Elect Virginia C. Thomasson | Mgmt | For | Withhold | Against | |||
1.12 | Elect Dennis A. Wicker | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Busey Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUSE | CUSIP 319383204 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Ambrose | Mgmt | For | For | For | |||
1.2 | Elect Stanley J. Bradshaw | Mgmt | For | For | For | |||
1.3 | Elect David J. Downey | Mgmt | For | For | For | |||
1.4 | Elect Van A. Dukeman | Mgmt | For | For | For | |||
1.5 | Elect Stephen V. King | Mgmt | For | For | For | |||
1.6 | Elect E. Phillips Knox | Mgmt | For | For | For | |||
1.7 | Elect V. B. Leister, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Gregory B. Lykins | Mgmt | For | For | For | |||
1.9 | Elect August C. Meyer, Jr. | Mgmt | For | For | For | |||
1.10 | Elect George T. Shapland | Mgmt | For | For | For | |||
1.11 | Elect Thomas G. Sloan | Mgmt | For | For | For | |||
1.12 | Elect Jon D. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patience P. McDowell | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Ziebka | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Defiance Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDEF | CUSIP 32006W106 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean A. Hubbard | Mgmt | For | For | For | |||
1.2 | Elect Barbara A. Mitzel | Mgmt | For | For | For | |||
1.3 | Elect Charles D. Niehaus | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Declassification of the Board of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Financial Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFBC | CUSIP 320209109 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Wickliffe Ach | Mgmt | For | For | For | |||
1.2 | Elect David S. Barker | Mgmt | For | For | For | |||
1.3 | Elect Cynthia O. Booth | Mgmt | For | For | For | |||
1.4 | Elect Claude E. Davis | Mgmt | For | For | For | |||
1.5 | Elect Corinne R. Finnerty | Mgmt | For | For | For | |||
1.6 | Elect Peter E. Geier | Mgmt | For | For | For | |||
1.7 | Elect Murph Knapke | Mgmt | For | For | For | |||
1.8 | Elect Susan L. Knust | Mgmt | For | For | For | |||
1.9 | Elect William J. Kramer | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey D. Meyer | Mgmt | For | For | For | |||
1.11 | Elect John T. Neighbours | Mgmt | For | For | For | |||
1.12 | Elect Richard E. Olszewski | Mgmt | For | For | For | |||
1.13 | Elect Maribeth S. Rahe | Mgmt | For | For | For | |||
2 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Internet Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INBK | CUSIP 320557101 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Becker | Mgmt | For | For | For | |||
1.2 | Elect John K. Keach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect David R. Lovejoy | Mgmt | For | For | For | |||
1.4 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.5 | Elect Ralph R. Whitney Jr. | Mgmt | For | For | For | |||
1.6 | Elect Jerry Williams | Mgmt | For | For | For | |||
1.7 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary J. Lehman | Mgmt | For | For | For | |||
1.2 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Fisher | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Cancellation of Authorized Preferred Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
First Midwest Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMBI | CUSIP 320867104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas L. Brown | Mgmt | For | For | For | |||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | |||
3 | Elect Kathryn J Hayley | Mgmt | For | For | For | |||
4 | Elect Frank B. Modruson | Mgmt | For | For | For | |||
5 | Elect Ellen A. Rudnick | Mgmt | For | For | For | |||
6 | Elect Michael J. Small | Mgmt | For | For | For | |||
7 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond A. Link | Mgmt | For | For | For | |||
2 | Elect Michael D. Slessor | Mgmt | For | For | For | |||
3 | Elect Thomas M. St. Dennis | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Franklin Financial Network Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect James W. Cross IV | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect Paul M. Pratt Jr. | Mgmt | For | For | For | |||
1.5 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.7 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.8 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Approval of the 2017 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FTD Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTD | CUSIP 30281V108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tracey L. Belcourt | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Harch | Mgmt | For | For | For | |||
1.3 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive and Compensation Plan | Mgmt | For | Against | Against | |||
Fulgent Genetics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLGT | CUSIP 359664109 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |||
1.3 | Elect James J. Mulay | Mgmt | For | Withhold | Against | |||
1.4 | Elect Yun Yen | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Fulton Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FULT | CUSIP 360271100 | 05/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Crutchfield | Mgmt | For | For | For | |||
2 | Elect Denise L. Devine | Mgmt | For | For | For | |||
3 | Elect Patrick J. Freer | Mgmt | For | For | For | |||
4 | Elect George W. Hodges | Mgmt | For | For | For | |||
5 | Elect Albert Morrison, III | Mgmt | For | For | For | |||
6 | Elect James R. Moxley, III | Mgmt | For | For | For | |||
7 | Elect R. Scott Smith, Jr. | Mgmt | For | For | For | |||
8 | Elect Scott A. Snyder | Mgmt | For | For | For | |||
9 | Elect Ronald H. Spair | Mgmt | For | For | For | |||
10 | Elect Mark F. Strauss | Mgmt | For | For | For | |||
11 | Elect Ernest J. Waters | Mgmt | For | For | For | |||
12 | Elect E. Philip Wenger | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||
2 | Elect Edward Childs Hall, III | Mgmt | For | For | For | |||
3 | Elect Gregory E. Lawton | Mgmt | For | For | For | |||
4 | Elect Michael T. McDonnell | Mgmt | For | For | For | |||
5 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
6 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
7 | Elect John E. Welsh, III | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
Granite Construction Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GVA | CUSIP 387328107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Roberts | Mgmt | For | For | For | |||
2 | Elect Gaddi H. Vasquez | Mgmt | For | For | For | |||
3 | Elect David C. Darnell | Mgmt | For | For | For | |||
4 | Elect Celeste Beeks Mastin | Mgmt | For | For | For | |||
5 | Elect Patricia Galloway | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
GTT Communications Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CUSIP 362393100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Calder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect H. Brian Thompson | Mgmt | For | For | For | |||
1.3 | Elect S. Joseph Bruno | Mgmt | For | For | For | |||
1.4 | Elect Rhodric C. Hackman | Mgmt | For | For | For | |||
1.5 | Elect Howard E. Janzen | Mgmt | For | For | For | |||
1.6 | Elect Nick Adamo | Mgmt | For | For | For | |||
1.7 | Elect Theodore B. Smith, III | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Satin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
3 | Elect David L. Houston | Mgmt | For | For | For | |||
4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hanmi Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAFC | CUSIP 410495204 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Ahn | Mgmt | For | For | For | |||
2 | Elect Christie K. Chu | Mgmt | For | For | For | |||
3 | Elect Harry Chung | Mgmt | For | For | For | |||
4 | Elect Chong Guk Kum | Mgmt | For | For | For | |||
5 | Elect Joseph K. Rho | Mgmt | For | For | For | |||
6 | Elect David L. Rosenblum | Mgmt | For | For | For | |||
7 | Elect Thomas J Williams | Mgmt | For | For | For | |||
8 | Elect Michael Yang | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthcare Trust of America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTA | CUSIP 42225P501 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||
3 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||
4 | Elect Warren D. Fix | Mgmt | For | For | For | |||
5 | Elect Peter N. Foss | Mgmt | For | For | For | |||
6 | Elect Daniel S. Henson | Mgmt | For | For | For | |||
7 | Elect Larry L. Mathis | Mgmt | For | For | For | |||
8 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Heartland Financial USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLF | CUSIP 42234Q102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas L. Flynn | Mgmt | For | For | For | |||
2 | Elect Bruce K. Lee | Mgmt | For | For | For | |||
3 | Elect Kurt M. Saylor | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hercules Capital Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Henriquez | Mgmt | For | For | For | |||
2 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Global Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HZN | CUSIP 44052W104 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Denise Ilitch | Mgmt | For | For | For | |||
1.2 | Elect Richard L. DeVore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IBERIABANK Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBKC | CUSIP 450828108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry V. Barton, Jr. | Mgmt | For | For | For | |||
1.2 | Elect E. Stewart Shea III | Mgmt | For | For | For | |||
1.3 | Elect David H. Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ichor Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICHR | CUSIP G4740B105 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iain MacKenzie | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
2 | Approval of the 2017 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | Withhold | Against | |||
1.4 | Elect Annette G. Elg | Mgmt | For | For | For | |||
1.5 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.6 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.7 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.9 | Elect Christine King | Mgmt | For | For | For | |||
1.10 | Elect Richard J. Navarro | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Independence Contract Drilling Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Byron A. Dunn | Mgmt | For | For | For | |||
1.3 | Elect James Crandell | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Daniel F. McNease | Mgmt | For | For | For | |||
1.6 | Elect Tighe A. Noonan | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 03/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Reorganization | Mgmt | For | For | For | |||
2 | Merger Issuance | Mgmt | For | For | For | |||
3.1 | Elect Tom C. Nichols | Mgmt | For | For | For | |||
3.2 | Elect Mark K. Gormley | Mgmt | For | For | For | |||
3.3 | Elect Christopher M. Doody | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Independent Bank Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel W. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Craig E. Holmes | Mgmt | For | For | For | |||
1.3 | Elect Tom C. Nichols | Mgmt | For | For | For | |||
1.4 | Elect G. Stacy Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Kim Ann Mink | Mgmt | For | For | For | |||
1.3 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.4 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.5 | Elect John Steitz | Mgmt | For | For | For | |||
1.6 | Elect Peter Thomas | Mgmt | For | For | For | |||
1.7 | Elect James Zallie | Mgmt | For | For | For | |||
1.8 | Elect Robert Zatta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 09/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Schofield | Mgmt | For | For | For | |||
1.2 | Elect Gregory L. Waters | Mgmt | For | For | For | |||
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |||
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |||
1.5 | Elect Ken Kannappan | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Rango | Mgmt | For | For | For | |||
1.7 | Elect Norman Taffe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146L101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis M. Bone | Mgmt | For | For | For | |||
1.2 | Elect Doreen R. Byrnes | Mgmt | For | For | For | |||
1.3 | Elect Peter H. Carlin | Mgmt | For | For | For | |||
1.4 | Elect William V. Cosgrove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U408 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Clifford De Souza | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
5 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
6 | Elect Stephen Ross | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Jabil Circuit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.4 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.5 | Elect Frank A. Newman | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Equity Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
James River Group Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JRVR | CUSIP G5005R107 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Adam Abram | Mgmt | For | For | For | |||
2 | Elect Robert P. Myron | Mgmt | For | For | For | |||
3 | Elect Michael T. Oakes | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Kadant Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAI | CUSIP 48282T104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Albertine | Mgmt | For | For | For | |||
2 | Elect Thomas C. Leonard | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Kraton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRA | CUSIP 50077C106 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominique Fournier | Mgmt | For | For | For | |||
1.2 | Elect John J. Gallagher, III | Mgmt | For | For | For | |||
1.3 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
2 | Elect Robert E. Bartels, Jr. | Mgmt | For | For | For | |||
3 | Elect Daniel F. Evans, Jr. | Mgmt | For | For | For | |||
4 | Elect David M. Findlay | Mgmt | For | For | For | |||
5 | Elect Thomas A. Hiatt | Mgmt | For | For | For | |||
6 | Elect Michael L. Kubacki | Mgmt | For | For | For | |||
7 | Elect Emily E. Pichon | Mgmt | For | For | For | |||
8 | Elect Steven D. Ross | Mgmt | For | For | For | |||
9 | Elect Brian J. Smith | Mgmt | For | For | For | |||
10 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
11 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
12 | Elect M. Scott Welch | Mgmt | For | For | For | |||
13 | Approval of 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Logitech International SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGN | CUSIP H50430232 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Compensation Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendment to 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Elect Edouard Bugnion | Mgmt | For | For | For | |||
7 | Elect Bracken P. Darrell | Mgmt | For | For | For | |||
8 | Elect Sally Davis | Mgmt | For | For | For | |||
9 | Elect Guerrino De Luca | Mgmt | For | For | For | |||
10 | Elect Sue E. Gove | Mgmt | For | For | For | |||
11 | Elect Didier Hirsch | Mgmt | For | For | For | |||
12 | Elect Neil Hunt | Mgmt | For | For | For | |||
13 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
14 | Elect Lung Yeh | Mgmt | For | For | For | |||
15 | Elect Patrick Aebischer | Mgmt | For | For | For | |||
16 | Elect Guerrino De Luca as Chairman | Mgmt | For | For | For | |||
17 | Elect Sally Davis as Compensation Committee Member | Mgmt | For | For | For | |||
18 | Elect Neil Hunt as Compensation Committee Member | Mgmt | For | For | For | |||
19 | Elect Dimitri Panayotopoulos as Compensation Committee Member | Mgmt | For | For | For | |||
20 | Elect Edouard Bugnion as Compensation Committee Member | Mgmt | For | For | For | |||
21 | Board Compensation | Mgmt | For | For | For | |||
22 | Executive Compensation | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Appointment of Independent Proxy | Mgmt | For | For | For | |||
LTC Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTC | CUSIP 502175102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Boyd W. Hendrickson | Mgmt | For | For | For | |||
2 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
3 | Elect Devra G. Shapiro | Mgmt | For | For | For | |||
4 | Elect Wendy L. Simpson | Mgmt | For | For | For | |||
5 | Elect Timothy J. Triche | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Madison Square Garden Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55825T103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Biondi, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2015 Employee Stock Plan | Mgmt | For | For | For | |||
4 | 2015 Cash Incentive Plan | Mgmt | For | For | For | |||
5 | 2010 Director Stock Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
2 | Amendments to Bylaws | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Shaw | Mgmt | For | For | For | |||
1.2 | Elect C.E. Andrews | Mgmt | For | For | For | |||
1.3 | Elect William W. McCarten | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marten Transport, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTN | CUSIP 573075108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randolph L. Marten | Mgmt | For | For | For | |||
1.2 | Elect Larry B. Hagness | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Winkel | Mgmt | For | For | For | |||
1.4 | Elect Jerry M. Bauer | Mgmt | For | For | For | |||
1.5 | Elect Robert L. Demorest | Mgmt | For | For | For | |||
1.6 | Elect G. Larry Owens | Mgmt | For | For | For | |||
1.7 | Elect Ronald R. Booth | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Robert Campbell | Mgmt | For | For | For | |||
1.2 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jorge Mas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Matrix Service Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRX | CUSIP 576853105 | 11/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Hewitt | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Hall | Mgmt | For | For | For | |||
1.3 | Elect John W. Gibson | Mgmt | For | For | For | |||
1.4 | Elect I. Edgar Hendrix | Mgmt | For | For | For | |||
1.5 | Elect Tom E. Maxwell | Mgmt | For | For | For | |||
1.6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
1.7 | Elect James H. Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to the Certificate of Incorporation Regarding Removal of Directors | Mgmt | For | For | For | |||
5 | Approval of 2016 Stock and Incentive Plan | Mgmt | For | For | For | |||
MaxLinear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXL | CUSIP 57776J100 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | |||
2 | Elect Albert J. Moyer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Medley Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 02/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brook Taube | Mgmt | For | For | For | |||
1.2 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.3 | Elect John E. Mack | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Memorial Resource Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRD | CUSIP 58605Q109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Meta Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASH | CUSIP 59100U108 | 01/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas J. Hajek | Mgmt | For | For | For | |||
1.2 | Elect Kendall E. Stork | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph C. Breunig | Mgmt | For | For | For | |||
2 | Elect Duane R. Dunham | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
National General Holdings Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NGHC | CUSIP 636220303 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Patrick Fallon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Karfunkel | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Marshaleck | Mgmt | For | Withhold | Against | |||
1.6 | Elect Barbara Paris | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Norman C. Chambers | Mgmt | For | Against | Against | |||
2 | Elect Kathleen J. Affeldt | Mgmt | For | Against | Against | |||
3 | Elect George L. Ball | Mgmt | For | Against | Against | |||
4 | Elect Nathan K. Sleeper | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of the 2017 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
NMI Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMIH | CUSIP 629209305 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley M. Shuster | Mgmt | For | For | For | |||
1.2 | Elect Michael Embler | Mgmt | For | For | For | |||
1.3 | Elect James G. Jones | Mgmt | For | For | For | |||
1.4 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.5 | Elect Regina Muehlhauser | Mgmt | For | For | For | |||
1.6 | Elect James H. Ozanne | Mgmt | For | For | For | |||
1.7 | Elect Steven L. Scheid | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
6 | Elect Paul Kenyon | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Paul Myners | Mgmt | For | For | For | |||
9 | Elect Victoria Parry | Mgmt | For | For | For | |||
10 | Elect Brian Welch | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NorthStar Realty Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRF | CUSIP 66704R803 | 12/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendments to Articles Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Niel C. Ellerbrook | Mgmt | For | For | For | |||
1.3 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.4 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Arthur H. McElwee, Jr. | Mgmt | For | For | For | |||
1.8 | Elect James T. Morris | Mgmt | For | For | For | |||
1.9 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.10 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.11 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.12 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.13 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.14 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
OM Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMAM | CUSIP G67506108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L. Bain | Mgmt | For | Against | Against | |||
2 | Elect Stuart H. Bohart | Mgmt | For | Against | Against | |||
3 | Elect Russell Carmedy | Mgmt | For | Against | Against | |||
4 | Elect Robert J. Chersi | Mgmt | For | Against | Against | |||
5 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
6 | Elect Kyle Prechtl Legg | Mgmt | For | Against | Against | |||
7 | Elect James J. Ritchie | Mgmt | For | Against | Against | |||
8 | Elect John D. Rogers | Mgmt | For | Against | Against | |||
9 | Elect Donald J. Schneider | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the Non-Employee Directors' Equity Incentive Plan | Mgmt | For | Against | Against | |||
18 | Approval of the Executive Performance Plan | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Elect Michael J. Anghel | Mgmt | For | Against | Against | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
11 | Elect Joseph Tenne | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 09/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | For | For | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Compensation Policy | Mgmt | For | For | For | |||
11 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
12 | CEO Equity Bonus | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Orion Group Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas N. Amonett | Mgmt | For | For | For | |||
2 | Elect Mark R. Stauffer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Carona | Mgmt | For | For | For | |||
1.2 | Elect Ayad A Fargo | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
1.8 | Elect Michael E. Pfau | Mgmt | For | For | For | |||
1.9 | Elect Zareh M Sarrafian | Mgmt | For | For | For | |||
1.10 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Paramount Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGRE | CUSIP 69924R108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Behler | Mgmt | For | For | For | |||
2 | Elect Thomas Armbrust | Mgmt | For | For | For | |||
3 | Elect Martin Bussman | Mgmt | For | For | For | |||
4 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
5 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
6 | Elect Karin Klein | Mgmt | For | For | For | |||
7 | Elect Peter Linneman | Mgmt | For | For | For | |||
8 | Elect David P. O'Connor | Mgmt | For | For | For | |||
9 | Elect Katharina Otto-Bernstein | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Park-Ohio Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKOH | CUSIP 700666100 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward F. Crawford | Mgmt | For | For | For | |||
1.2 | Elect John D. Grampa | Mgmt | For | For | For | |||
1.3 | Elect Dan T. Moore III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.4 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.6 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.7 | Elect Tiffany J. Thom | Mgmt | For | For | For | |||
2 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Nimbley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
3 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
4 | Elect S. Eugene Edwards | Mgmt | For | For | For | |||
5 | Elect William E. Hantke | Mgmt | For | For | For | |||
6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
7 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
8 | Elect Robert J. Lavinia | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
PDC Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCE | CUSIP 69327R101 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Parke | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey C. Swoveland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tara M. Abraham | Mgmt | For | For | For | |||
1.2 | Elect James S. Huggins | Mgmt | For | For | For | |||
1.3 | Elect Brooke W. James | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Perry Ellis International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PERY | CUSIP 288853104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Scheiner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2015 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ply Gem Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGEM | CUSIP 72941W100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick J. Iseman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mary K. Rhinehart | Mgmt | For | Withhold | Against | |||
1.3 | Elect Janice E. Stipp | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman P. Becker | Mgmt | For | For | For | |||
1.2 | Elect Patricia K. Collawn | Mgmt | For | For | For | |||
1.3 | Elect E. Renae Conley | Mgmt | For | For | For | |||
1.4 | Elect Alan J. Fohrer | Mgmt | For | For | For | |||
1.5 | Elect Sidney M. Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Maureen T. Mullarkey | Mgmt | For | For | For | |||
1.7 | Elect Donald K. Schwanz | Mgmt | For | For | For | |||
1.8 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Stranding of Coal Generation Facilities | ShrHoldr | Against | Against | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Luisa Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Ballantine | Mgmt | For | Against | Against | |||
2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
7 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
10 | Elect James J. Piro | Mgmt | For | For | For | |||
11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Preferred Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFBC | CUSIP 740367404 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wayne Wu | Mgmt | For | For | For | |||
1.2 | Elect William C.Y. Cheng | Mgmt | For | For | For | |||
1.3 | Elect Chih-Wei Wu | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2017 Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Adamo | Mgmt | For | For | For | |||
1.2 | Elect Laura L. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Terence Gallagher | Mgmt | For | For | For | |||
1.4 | Elect Carlos Hernandez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||
2 | Elect John A. Blumberg | Mgmt | For | For | For | |||
3 | Elect Dod A. Fraser | Mgmt | For | For | For | |||
4 | Elect Scott R. Jones | Mgmt | For | For | For | |||
5 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | |||
6 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
7 | Elect V. Larkin Martin | Mgmt | For | For | For | |||
8 | Elect David L. Nunes | Mgmt | For | For | For | |||
9 | Elect Andrew G. Wiltshere | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the Material Terms under the Non-Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the Material Terms under the Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Approval of Annual Limit on Awards to Non-Employee Directors under the Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger J. Dow | Mgmt | For | For | For | |||
1.2 | Elect Ronald E. Harrison | Mgmt | For | For | For | |||
1.3 | Elect Joseph A. DeSplinter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Reapproval of the 2013 Omnibus Incentive Plan for the Purposes of 162(m) | Mgmt | For | Against | Against | |||
Redwood Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWT | CUSIP 758075402 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Baum | Mgmt | For | For | For | |||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||
3 | Elect Mariann Byerwalter | Mgmt | For | For | For | |||
4 | Elect Debora D. Horvath | Mgmt | For | For | For | |||
5 | Elect Martin S. Hughes | Mgmt | For | For | For | |||
6 | Elect Greg H. Kubicek | Mgmt | For | For | For | |||
7 | Elect Karen R. Pallota | Mgmt | For | For | For | |||
8 | Elect Jeffrey T. Pero | Mgmt | For | For | For | |||
9 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Arnoud W.A. Boot | Mgmt | For | For | For | |||
3 | Elect John F. Danahy | Mgmt | For | For | For | |||
4 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
5 | Elect Anna Manning | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
9 | Amendment to the Flexible Stock Plan for Directors | Mgmt | For | For | For | |||
10 | Amendment to the Phantom Stock Plan for Directors | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Ring Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REI | CUSIP 76680V108 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly Hoffman | Mgmt | For | For | For | |||
2 | Elect David A. Fowler | Mgmt | For | For | For | |||
3 | Elect Lloyd T. Rochford | Mgmt | For | For | For | |||
4 | Elect Stanley M. McCabe | Mgmt | For | For | For | |||
5 | Elect Anthony B. Petrelli | Mgmt | For | For | For | |||
6 | Elect Clayton E. Woodrum | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Gainor, Jr. | Mgmt | For | For | For | |||
2 | Elect Randolph W. Melville | Mgmt | For | For | For | |||
3 | Elect Bjorn E. Olsson | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil K. Livingston | Mgmt | For | For | For | |||
1.4 | Elect Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
Sanmina Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANM | CUSIP 801056102 | 03/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Clarke | Mgmt | For | For | For | |||
2 | Elect Eugene A. Delaney | Mgmt | For | For | For | |||
3 | Elect John P. Goldsberry | Mgmt | For | For | For | |||
4 | Elect Rita S. Lane | Mgmt | For | For | For | |||
5 | Elect Joseph G. Licata, Jr. | Mgmt | For | For | For | |||
6 | Elect Mario M. Rosati | Mgmt | For | Against | Against | |||
7 | Elect Wayne Shortridge | Mgmt | For | For | For | |||
8 | Elect Jure Sola | Mgmt | For | For | For | |||
9 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2009 Incentive Plan | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
1.2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
1.3 | Elect Russell A. Childs | Mgmt | For | For | For | |||
1.4 | Elect Henry J. Eyring | Mgmt | For | For | For | |||
1.5 | Elect Meredith S. Madden | Mgmt | For | For | For | |||
1.6 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.7 | Elect Andrew C. Roberts | Mgmt | For | For | For | |||
1.8 | Elect Keith E. Smith | Mgmt | For | For | For | |||
1.9 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
1.10 | Elect James L. Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Spohler | Mgmt | For | For | For | |||
1.2 | Elect Steven Hochberg | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below NAV | Mgmt | For | For | For | |||
Southside Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSI | CUSIP 84470P109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Anderson | Mgmt | For | For | For | |||
1.2 | Elect Michael Bosworth | Mgmt | For | For | For | |||
1.3 | Elect Melvin B. Lovelady | Mgmt | For | For | For | |||
1.4 | Elect Tony Morgan | Mgmt | For | For | For | |||
1.5 | Elect John F. Sammons, Jr. | Mgmt | For | For | For | |||
1.6 | Elect William Sheehy | Mgmt | For | For | For | |||
1.7 | Elect Preston L. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Gas Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect John P. Hester | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.10 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
2 | Approval of Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SpartanNash Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 847215100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Frank M. Gambino | Mgmt | For | For | For | |||
1.5 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.6 | Elect Yvonne R. Jackson | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Nickels | Mgmt | For | For | For | |||
1.8 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||
1.9 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.10 | Elect David M. Staples | Mgmt | For | For | For | |||
1.11 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.2 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Cahill | Mgmt | For | For | For | |||
1.2 | Elect James F. Deutsch | Mgmt | For | For | For | |||
1.3 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.4 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.5 | Elect Thomas G. Kahn | Mgmt | For | For | For | |||
1.6 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.7 | Elect James J. Landy | Mgmt | For | For | For | |||
1.8 | Elect Robert W. Lazar | Mgmt | For | For | For | |||
1.9 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.10 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.11 | Elect William E. Whiston | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan B. DeGaynor | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sucampo Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMP | CUSIP 864909106 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter S. Greenleaf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |||
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Opt Out of Maryland's Unsolicited Takeover Act | Mgmt | For | For | For | |||
Summit Materials Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
1.2 | Elect John R. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Super Micro Computer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMCI | CUSIP 86800U104 | 03/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Liang | Mgmt | For | For | For | |||
1.2 | Elect Sherman Tuan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tanger Factory Outlet Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKT | CUSIP 875465106 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William G. Benton | Mgmt | For | For | For | |||
2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
6 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | |||
7 | Elect Allan L. Schuman | Mgmt | For | For | For | |||
8 | Elect Steven B. Tanger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TCP Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCPC | CUSIP 87238Q103 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen A. Corbet | Mgmt | For | For | For | |||
1.2 | Elect Eric J. Draut | Mgmt | For | For | For | |||
1.3 | Elect M. Freddie Reiss | Mgmt | For | For | For | |||
1.4 | Elect Peter E. Schwab | Mgmt | For | For | For | |||
1.5 | Elect Brian F. Wruble | Mgmt | For | For | For | |||
1.6 | Elect Howard M. Levkowitz | Mgmt | For | For | For | |||
1.7 | Elect Rajneesh Vig | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
3 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
4 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
5 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Performance Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Angelini | Mgmt | For | For | For | |||
2 | Elect Jane D. Carlin | Mgmt | For | For | For | |||
3 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
4 | Elect Wendell J. Knox | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
TICC Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TICC | CUSIP 87244T109 | 09/02/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tonia L. Pankopf | Mgmt | For | TNA | N/A | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Termination of Investment Advisory Agreement | ShrHoldr | Against | TNA | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
TICC Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TICC | CUSIP 87244T109 | 09/02/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Kelley Millet | Mgmt | N/A | For | N/A | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Shareholder Proposal Regarding Termination of Investment Advisory Agreement | ShrHoldr | N/A | For | N/A | |||
5 | Right to Adjourn Meeting | Mgmt | N/A | Against | N/A | |||
Tower Semiconductor Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSEM | CUSIP M87915274 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
2 | Elect Kalman Kaufman | Mgmt | For | Against | Against | |||
3 | Elect Dana Gross | Mgmt | For | Against | Against | |||
4 | Elect Rami Guzman | Mgmt | For | Against | Against | |||
5 | Elect Yoav Chelouche | Mgmt | For | Against | Against | |||
6 | Elect Rony Ross | Mgmt | For | Against | Against | |||
7 | Elect Alex Kornhauser | Mgmt | For | Against | Against | |||
8 | Elect Ilan Flato | Mgmt | For | Against | Against | |||
9 | Elect Iris Avner | Mgmt | For | Against | Against | |||
10 | Elect Russell C Ellwanger | Mgmt | For | Against | Against | |||
11 | Appoint Amir Elstein as Chair | Mgmt | For | For | For | |||
12 | Amended Compensation Policy | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Equity Grant of CEO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Equity Grant of Directors | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James P. Labe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David L. Bonvenuto | Mgmt | For | For | For | |||
1.2 | Elect James J. Dolan | Mgmt | For | For | For | |||
1.3 | Elect Mark L. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.3 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.4 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.5 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.6 | Elect W. C. Nelson, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.8 | Elect David C Shaver | Mgmt | For | For | For | |||
1.9 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
1.10 | Elect David H. Wilkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Univest Corporation of Pennsylvania | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVSP | CUSIP 915271100 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger H. Ballou | Mgmt | For | For | For | |||
1.2 | Elect Douglas C. Clemens | Mgmt | For | Withhold | Against | |||
1.3 | Elect R. Lee Delp | Mgmt | For | For | For | |||
1.4 | Elect K. Leon Moyer | Mgmt | For | For | For | |||
1.5 | Elect P. Gregory Shelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew J. Grayson | Mgmt | For | For | For | |||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectrus Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEC | CUSIP 92242T101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William F. Murdy | Mgmt | For | For | For | |||
2 | Elect Melvin F. Parker | Mgmt | For | For | For | |||
3 | Elect Stephen L. Waechter | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vista Outdoor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VSTO | CUSIP 928377100 | 08/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect April H. Foley | Mgmt | For | For | For | |||
2 | Elect Tig H. Krekel | Mgmt | For | For | For | |||
3 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Approval of 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sandy Hook Principles | ShrHoldr | Against | Against | For | |||
VWR Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWR | CUSIP 91843L103 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas W. Alexos | Mgmt | For | For | For | |||
2 | Elect Robert L. Barchi | Mgmt | For | For | For | |||
3 | Elect Edward A. Blechsmidt | Mgmt | For | For | For | |||
4 | Elect Manuel Brocke-Benz | Mgmt | For | For | For | |||
5 | Elect Robert P. DeCresce | Mgmt | For | For | For | |||
6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
7 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | |||
8 | Elect Timothy P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Robert J. Zollars | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | |||
1.2 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Malone | Mgmt | For | For | For | |||
1.4 | Elect John Rice | Mgmt | For | For | For | |||
1.5 | Elect Dana L. Schmaltz | Mgmt | For | For | For | |||
1.6 | Elect Howard W. Smith III | Mgmt | For | For | For | |||
1.7 | Elect William M. Walker | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Warren | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAFD | CUSIP 938824109 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David K. Grant | Mgmt | For | For | For | |||
1.2 | Elect Randall H. Talbot | Mgmt | For | For | For | |||
1.3 | Elect Anna C. Johnson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Washington Trust Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WASH | CUSIP 940610108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Bowen | Mgmt | For | For | For | |||
1.2 | Elect Robert A. DiMuccio | Mgmt | For | For | For | |||
1.3 | Elect H. Douglas Randall, III | Mgmt | For | For | For | |||
1.4 | Elect John F. Treanor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect William S. Boyd | Mgmt | For | For | For | |||
3 | Elect Howard N. Gould | Mgmt | For | For | For | |||
4 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
5 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
6 | Elect Robert P. Latta | Mgmt | For | For | For | |||
7 | Elect Cary Mack | Mgmt | For | For | For | |||
8 | Elect Todd Marshall | Mgmt | For | For | For | |||
9 | Elect James E. Nave | Mgmt | For | For | For | |||
10 | Elect Michael Patriarca | Mgmt | For | For | For | |||
11 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
12 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
13 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
14 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect William J. Doyle | Mgmt | For | For | For | |||
4 | Elect Zed S. Francis III | Mgmt | For | For | For | |||
5 | Elect Marla F. Glabe | Mgmt | For | For | For | |||
6 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
7 | Elect Scott K. Heitmann | Mgmt | For | For | For | |||
8 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
9 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
10 | Elect Gary D. Sweeney | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
WSFS Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSFS | CUSIP 929328102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis B. Brake, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Turner | Mgmt | For | For | For | |||
1.3 | Elect Patrick J Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Xperi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XPER | CUSIP 98421B100 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
2 | Elect Christopher A. Seams | Mgmt | For | For | For | |||
3 | Elect George A. Riedel | Mgmt | For | For | For | |||
4 | Elect John Chenault | Mgmt | For | For | For | |||
5 | Elect Thomas A. Lacey | Mgmt | For | For | For | |||
6 | Elect Tudor Brown | Mgmt | For | For | For | |||
7 | Elect David C. Habiger | Mgmt | For | Against | Against | |||
8 | Approval of the 2017 Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
YRC Worldwide Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YRCW | CUSIP 984249607 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond J. Bromark | Mgmt | For | For | For | |||
1.2 | Elect Matthew A. Doheny | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Friedman | Mgmt | For | For | For | |||
1.4 | Elect James E. Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
1.6 | Elect James L. Welch | Mgmt | For | For | For | |||
1.7 | Elect James F. Winestock | Mgmt | For | For | For | |||
1.8 | Elect Patricia M. Nazemetz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 03524A108 | 09/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | |||
3 | Delisting as a Result of the Merger | Mgmt | For | For | For | |||
4 | Delegation of Powers to Directors | Mgmt | For | For | For | |||
Ariad Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARIA | CUSIP 04033A100 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board of Directors | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |