UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-05346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31 | ||||||||
Date of reporting period: | 07/01/2017 - 06/30/2018 |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
A.O. Smith Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOS | CUSIP 831865209 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William P. Greubel | Mgmt | For | For | For | |||
1.2 | Elect Ilham Kadri | Mgmt | For | For | For | |||
1.3 | Elect Idelle K. Wolf | Mgmt | For | For | For | |||
1.4 | Elect Gene C. Wulf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Allete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALE | CUSIP 018522300 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Sidney W. Emery, Jr. | Mgmt | For | For | For | |||
3 | Elect George G. Goldfarb | Mgmt | For | For | For | |||
4 | Elect James S. Haines, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan R. Hodnik | Mgmt | For | For | For | |||
6 | Elect James J. Hoolihan | Mgmt | For | For | For | |||
7 | Elect Heidi E. Jimmerson | Mgmt | For | For | For | |||
8 | Elect Madeleine W. Ludlow | Mgmt | For | For | For | |||
9 | Elect Susan K. Nestegard | Mgmt | For | For | For | |||
10 | Elect Douglas C. Neve | Mgmt | For | For | For | |||
11 | Elect Robert P. Powers | Mgmt | For | For | For | |||
12 | Elect Leonard C. Rodman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Alnylam Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALNY | CUSIP 02043Q107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect John K. Clarke | Mgmt | For | For | For | |||
3 | Elect Marsha H. Fanucci | Mgmt | For | For | For | |||
4 | Elect David Pyott | Mgmt | For | For | For | |||
5 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kyle A. Lefkoff | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ron Squarer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Shalini Sharp | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
At Home Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOME | CUSIP 04650Y100 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wendy A. Beck | Mgmt | For | Withhold | Against | |||
1.2 | Elect Philip L. Francis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Larry D. Stone | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
Atara Biotherapeutics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRA | CUSIP 046513107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric L. Dobmeier | Mgmt | For | For | For | |||
1.2 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.3 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AZZ Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZZ | CUSIP 002474104 | 07/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel E. Berce | Mgmt | For | For | For | |||
1.2 | Elect Paul Eisman | Mgmt | For | For | For | |||
1.3 | Elect Daniel R. Feehan | Mgmt | For | For | For | |||
1.4 | Elect Thomas E. Ferguson | Mgmt | For | For | For | |||
1.5 | Elect Kevern R. Joyce | Mgmt | For | For | For | |||
1.6 | Elect Venita McCellon - Allen | Mgmt | For | For | For | |||
1.7 | Elect Ed McGough | Mgmt | For | For | For | |||
1.8 | Elect Stephan E. Pirnat | Mgmt | For | For | For | |||
1.9 | Elect Steven R. Purvis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bandwidth Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAND | CUSIP 05988J103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian D. Bailey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry R. Kaestner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
2 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BioScrip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIOS | CUSIP 09069N108 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel E. Greenleaf | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Bronfein | Mgmt | For | For | For | |||
1.3 | Elect David W. Golding | Mgmt | For | For | For | |||
1.4 | Elect Michael Goldstein | Mgmt | For | For | For | |||
1.5 | Elect Steven Neumann | Mgmt | For | For | For | |||
1.6 | Elect R. Carter Pate | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2018 Equity Executive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
bluebird bio, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLUE | CUSIP 09609G100 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John O. Agwunobi | Mgmt | For | For | For | |||
2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
3 | Elect Daniel S. Lynch | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Brooks Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKS | CUSIP 114340102 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
1.2 | Elect Robyn C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Martin | Mgmt | For | For | For | |||
1.4 | Elect John K. McGillicuddy | Mgmt | For | For | For | |||
1.5 | Elect Krishna G. Palepu | Mgmt | For | For | For | |||
1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.7 | Elect Stephen S. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
1.10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Burlington Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BURL | CUSIP 122017106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||
2 | Elect William P. McNamara | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Callaway Golf Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELY | CUSIP 131193104 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Oliver G. Brewer III | Mgmt | For | For | For | |||
1.2 | Elect Ronald S. Beard | Mgmt | For | For | For | |||
1.3 | Elect Samuel H. Armacost | Mgmt | For | For | For | |||
1.4 | Elect John C. Cushman, III | Mgmt | For | For | For | |||
1.5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
1.6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
1.7 | Elect Linda B. Segre | Mgmt | For | For | For | |||
1.8 | Elect Anthony S. Thornley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Mahaffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Policy | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Sabine Chalmers | Mgmt | For | For | For | |||
1.3 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.4 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.5 | Elect Peter Harf | Mgmt | For | For | For | |||
1.6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.7 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.8 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.9 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Craft Brew Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BREW | CUSIP 224122101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy P. Boyle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc J. Cramer | Mgmt | For | For | For | |||
1.3 | Elect Paul D. Davis | Mgmt | For | For | For | |||
1.4 | Elect Kevin R. Kelly | Mgmt | For | For | For | |||
1.5 | Elect David R. Lord | Mgmt | For | For | For | |||
1.6 | Elect Nickolas A. Mills | Mgmt | For | For | For | |||
1.7 | Elect Michael R. Taylor | Mgmt | For | For | For | |||
1.8 | Elect Jacqueline Smith Woodward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cymabay Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBAY | CUSIP 23257D103 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sujal A. Shah | Mgmt | For | For | For | |||
1.2 | Elect Robert F. Booth | Mgmt | For | For | For | |||
1.3 | Elect Carl Goldfischer | Mgmt | For | For | For | |||
1.4 | Elect Caroline Loewy | Mgmt | For | For | For | |||
1.5 | Elect Evan A. Stein | Mgmt | For | For | For | |||
1.6 | Elect Paul F. Truex | Mgmt | For | For | For | |||
1.7 | Elect Kurt von Emster | Mgmt | For | For | For | |||
1.8 | Elect Robert J. Weiland | Mgmt | For | For | For | |||
1.9 | Elect Robert J. Willis | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
2 | Elect Hamish A. Dodds | Mgmt | For | For | For | |||
3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
5 | Elect Stephen M. King | Mgmt | For | For | For | |||
6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
7 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||
8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Diplomat Pharmacy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dreyer | Mgmt | For | For | For | |||
1.2 | Elect Philip R. Hagerman | Mgmt | For | For | For | |||
1.3 | Elect Shawn C. Tomasello | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect Susan M. Swain | Mgmt | For | For | For | |||
1.3 | Elect J. David Wargo | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Charter Amendments Regarding Company Name Change and Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Elect David E. Alexander | Mgmt | For | For | For | |||
6 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
7 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
10 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
11 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
12 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
13 | Elect Larry D. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Obesity Risks | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Easterly Government Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
1.2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
1.4 | Elect William H. Binnie | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
1.6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
1.7 | Elect James E. Mead | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approve 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Ellie Mae, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELLI | CUSIP 28849P100 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sigmund Anderman | Mgmt | For | For | For | |||
1.2 | Elect Craig Davis | Mgmt | For | For | For | |||
1.3 | Elect Rajat Taneja | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Prasanna G. Dhore | Mgmt | For | For | For | |||
2 | Elect Valerie R. Glenn | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Amendment Regarding Stockholder Amendments to the Bylaws | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everbridge Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent Mathy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Evercore Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CUSIP 29977A105 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger C. Altman | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
1.4 | Elect Gail B. Harris | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
1.6 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | |||
1.9 | Elect John S. Weinberg | Mgmt | For | For | For | |||
1.10 | Elect William J. Wheeler | Mgmt | For | For | For | |||
1.11 | Elect Sarah K. Williamson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Foundation Medicine Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMI | CUSIP 350465100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexis Borisy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Troy Cox | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael R. Dougherty | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sandra Horning | Mgmt | For | Withhold | Against | |||
1.5 | Elect Evan Jones | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel O'Day | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael J. Pellini | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael Varney | Mgmt | For | Withhold | Against | |||
1.9 | Elect Krishna Yeshwant | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
1.3 | Elect Bob Parsons | Mgmt | For | For | For | |||
1.4 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
1.2 | Elect Philip R. Martens | Mgmt | For | For | For | |||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
GTT Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTT | CUSIP 362393100 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Calder, Jr. | Mgmt | For | For | For | |||
1.2 | Elect H. Brian Thompson | Mgmt | For | Withhold | Against | |||
1.3 | Elect S. Joseph Bruno | Mgmt | For | For | For | |||
1.4 | Elect Rhodric C. Hackman | Mgmt | For | For | For | |||
1.5 | Elect Howard E. Janzen | Mgmt | For | For | For | |||
1.6 | Elect Nick Adamo | Mgmt | For | For | For | |||
1.7 | Elect Theodore B. Smith, III | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth Satin | Mgmt | For | For | For | |||
1.9 | Elect Julius Erving | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Issuance of Common Stock on Conversion of Preferred Stock | Mgmt | For | For | For | |||
4 | Approval of 2018 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hawaiian Electric Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HE | CUSIP 419870100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.2 | Elect Constance H. Lau | Mgmt | For | For | For | |||
1.3 | Elect James K. Scott | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | |||
2 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
3 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
4 | Elect George Damiris | Mgmt | For | For | For | |||
5 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
6 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
7 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
8 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
9 | Elect James H. Lee | Mgmt | For | For | For | |||
10 | Elect Franklin Myers | Mgmt | For | For | For | |||
11 | Elect Michael E. Rose | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darrel T. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Thomas E. Carlile | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dahl | Mgmt | For | For | For | |||
1.4 | Elect Annette G. Elg | Mgmt | For | For | For | |||
1.5 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
1.6 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.7 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Christine King | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Navarro | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Immunogen, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMGN | CUSIP 45253H101 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Stephen C. McCluski | Mgmt | For | For | For | |||
2.2 | Elect Richard J. Wallace | Mgmt | For | For | For | |||
2.3 | Elect Mark A. Goldberg | Mgmt | For | For | For | |||
2.4 | Elect Dean J. Mitchell | Mgmt | For | For | For | |||
2.5 | Elect Kristine Peterson | Mgmt | For | For | For | |||
2.6 | Elect Mark J. Enyedy | Mgmt | For | For | For | |||
2.7 | Elect Stuart A. Arbuckle | Mgmt | For | For | For | |||
3 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
InflaRx N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFRX | CUSIP N44821101 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
JELD-WEN Holding Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JELD | CUSIP 47580P103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirk S. Hachigian | Mgmt | For | Withhold | Against | |||
1.2 | Elect Anthony Munk | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven E. Wynne | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
John Bean Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Maury Devine | Mgmt | For | For | For | |||
2 | Elect James M. Ringler | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
LogMeIn, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Simon | Mgmt | For | For | For | |||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
3 | Elect Sara C. Andrews | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Loxo Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOXO | CUSIP 548862101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua H. Bilenker | Mgmt | For | For | For | |||
1.2 | Elect Steve D. Harr | Mgmt | For | For | For | |||
1.3 | Elect Tim M. Mayleben | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Malibu Boats, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBUU | CUSIP 56117J100 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ivar S. Chhina | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Connolly | Mgmt | For | For | For | |||
1.3 | Elect Mark W. Lanigan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mirati Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTX | CUSIP 60468T105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Baum | Mgmt | For | For | For | |||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Henry J. Fuchs | Mgmt | For | For | For | |||
1.4 | Elect Michael Grey | Mgmt | For | For | For | |||
1.5 | Elect Craig Johnson | Mgmt | For | For | For | |||
1.6 | Elect Rodney W. Lappe | Mgmt | For | For | For | |||
1.7 | Elect Neil Reisman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nektar Therapeutics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKTR | CUSIP 640268108 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeff Ajer | Mgmt | For | For | For | |||
2 | Elect Robert B. Chess | Mgmt | For | For | For | |||
3 | Elect Roy A. Whitfield | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Performance incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nuvista Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVA | CUSIP 67072Q104 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Eckhardt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pentti O. Karkkainen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Keith A. MacPhail | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ronald J. Poelzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Brian G. Shaw | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheldon B. Steeves | Mgmt | For | Withhold | Against | |||
1.7 | Elect Deborah Stein | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jonathan A. Wright | Mgmt | For | Withhold | Against | |||
1.9 | Elect Grant A. Zawalsky | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
6 | Amendment to the Share Award Incentive Plan | Mgmt | For | For | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Deanna Goodwin | Mgmt | For | For | For | |||
1.2 | Elect John R. Huff | Mgmt | For | For | For | |||
1.3 | Elect Steven Webster | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank A. Bozich | Mgmt | For | For | For | |||
2 | Elect James H. Brandi | Mgmt | For | For | For | |||
3 | Elect Peter D. Clarke | Mgmt | For | For | For | |||
4 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
5 | Elect David L. Hauser | Mgmt | For | For | For | |||
6 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
7 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
8 | Elect J. Michael Sanner | Mgmt | For | For | For | |||
9 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
10 | Elect Sean Trauschke | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2018 Equity Participation Plan | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.3 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.4 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.5 | Elect Ryan C. Kitchell | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
1.8 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.9 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.10 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.11 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.12 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.13 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
One Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGS | CUSIP 68235P108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Gibson | Mgmt | For | For | For | |||
2 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
3 | Elect Douglas H. Yaegar | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Amendment to Article 15.1 (Board Size) | Mgmt | For | For | For | |||
4 | Amendments to Articles 18.2 (Technical) | Mgmt | For | For | For | |||
5 | Adoption of New Articles | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts and Resignation of Directors | Mgmt | For | For | For | |||
5 | Elect Marc Jean Pierre Faber | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Adrienne D. Elsner | Mgmt | For | For | For | |||
3 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
4 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
5 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
6 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
7 | Elect W. Howard Morris | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya M. Acker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
1.12 | Elect Mark T. Yung | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Parsley Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PE | CUSIP 701877102 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | |||
2 | Elect Hemang Desai | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Party City Holdco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTY | CUSIP 702149105 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gerald C. Rittenberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Morry J. Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Elsesser | Mgmt | For | For | For | |||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Employee Stock Purchase Rebate Plan | Mgmt | For | For | For | |||
Peoples Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEBO | CUSIP 709789101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George W. Broughton | Mgmt | For | For | For | |||
1.2 | Elect Charles W. Sulerzyski | Mgmt | For | For | For | |||
1.3 | Elect Terry T. Sweet | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2006 Equity Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PJT Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJT | CUSIP 69343T107 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth C. Whitney | Mgmt | For | For | For | |||
2 | Elect James Costos | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ignacio Alvarez | Mgmt | For | For | For | |||
2 | Elect Alejandro M. Ballester | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Carlos A. Unanue | Mgmt | For | For | For | |||
5 | Amendment to Articles of Incorporation to Adopt Plurality Voting Standard in Contested Elections | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Proto Labs Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRLB | CUSIP 743713109 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Archie C. Black | Mgmt | For | For | For | |||
1.2 | Elect Sujeet Chand | Mgmt | For | For | For | |||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||
1.5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | |||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D207 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Rice Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RICE | CUSIP 762760106 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Rightmove PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Scott Forbes | Mgmt | For | Against | Against | |||
7 | Elect Peter Brooks-Johnson | Mgmt | For | Against | Against | |||
8 | Elect Robyn Perriss | Mgmt | For | Against | Against | |||
9 | Elect Peter W. Williams | Mgmt | For | Against | Against | |||
10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | Against | Against | |||
11 | Elect Jacqueline de Rojas | Mgmt | For | Against | Against | |||
12 | Elect Andrew Findlay | Mgmt | For | Against | Against | |||
13 | Elect Lorna Tilbian | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Baker, III | Mgmt | For | For | For | |||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | |||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | |||
1.4 | Elect Suzanne T. Mestayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78410G104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian C. Carr | Mgmt | For | For | For | |||
2 | Elect Mary S. Chan | Mgmt | For | For | For | |||
3 | Elect George R. Krouse, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Select Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
SendGrid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEND | CUSIP 816883102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Ball | Mgmt | For | For | For | |||
1.2 | Elect Hilary Schneider | Mgmt | For | For | For | |||
1.3 | Elect Sri Viswanath | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony L. Coelho | Mgmt | For | For | For | |||
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||
1.3 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
1.4 | Elect Marcus A. Watts | Mgmt | For | For | For | |||
1.5 | Elect Edward E. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Mgmt | For | For | For | |||
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Seven Generations Energy Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.4 | Elect Avik Dey | Mgmt | For | For | For | |||
2.5 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.6 | Elect Paul Hand | Mgmt | For | For | For | |||
2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.8 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Simply Good Foods Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMPL | CUSIP 82900L102 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arvin Kash | Mgmt | For | For | For | |||
1.2 | Elect Robert G. Montgomery | Mgmt | For | For | For | |||
1.3 | Elect Joseph Scalzo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
St. James's Place PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | For | For | |||
4 | Elect Iain Cornish | Mgmt | For | For | For | |||
5 | Elect Andrew Croft | Mgmt | For | For | For | |||
6 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
8 | Elect David Lamb | Mgmt | For | For | For | |||
9 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
10 | Elect Roger Yates | Mgmt | For | For | For | |||
11 | Elect Craig Gentle | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.3 | Elect James M. Funk | Mgmt | For | For | For | |||
1.4 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.5 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.6 | Elect Janiece M. Longoria | Mgmt | For | For | For | |||
1.7 | Elect Michael M. McShane | Mgmt | For | For | For | |||
1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talend S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
Targa Resources Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRGP | CUSIP 87612G101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Evans | Mgmt | For | For | For | |||
2 | Elect Joe Bob Perkins | Mgmt | For | For | For | |||
3 | Elect Ershel C. Redd, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Capital Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCBI | CUSIP 88224Q107 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. Keith Cargill | Mgmt | For | For | For | |||
1.2 | Elect Jonathan E. Baliff | Mgmt | For | For | For | |||
1.3 | Elect James H. Browning | Mgmt | For | For | For | |||
1.4 | Elect Larry L. Helm | Mgmt | For | For | For | |||
1.5 | Elect David S. Huntley | Mgmt | For | For | For | |||
1.6 | Elect Charles S. Hyle | Mgmt | For | For | For | |||
1.7 | Elect Elysia Holt Ragusa | Mgmt | For | For | For | |||
1.8 | Elect Steven P. Rosenberg | Mgmt | For | For | For | |||
1.9 | Elect Robert W. Stallings | Mgmt | For | For | For | |||
1.10 | Elect Dale W. Tremblay | Mgmt | For | For | For | |||
1.11 | Elect Ian J. Turpin | Mgmt | For | For | For | |||
1.12 | Elect Patricia A. Watson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Umpqua Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMPQ | CUSIP 904214103 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peggy Y. Fowler | Mgmt | For | For | For | |||
2 | Elect Stephen M. Gambee | Mgmt | For | For | For | |||
3 | Elect James S. Greene | Mgmt | For | For | For | |||
4 | Elect Luis F. Machuca | Mgmt | For | For | For | |||
5 | Elect Cort L. O'Haver | Mgmt | For | For | For | |||
6 | Elect Maria M. Pope | Mgmt | For | Against | Against | |||
7 | Elect John F. Schultz | Mgmt | For | For | For | |||
8 | Elect Susan F. Stevens | Mgmt | For | For | For | |||
9 | Elect Hilliard C. Terry, III | Mgmt | For | For | For | |||
10 | Elect Bryan L. Timm | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Silica Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLCA | CUSIP 90346E103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Bernard | Mgmt | For | For | For | |||
2 | Elect Diane K. Duren | Mgmt | For | For | For | |||
3 | Elect William J. Kacal | Mgmt | For | For | For | |||
4 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
5 | Elect Bryan A. Shinn | Mgmt | For | For | For | |||
6 | Elect J. Michael Stice | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valmont Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMI | CUSIP 920253101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel P. Neary | Mgmt | For | For | For | |||
1.2 | Elect Theo Freye | Mgmt | For | For | For | |||
1.3 | Elect Stephen G. Kaniewski | Mgmt | For | For | For | |||
2 | 2018 Stock Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
3 | Elect Amy Compton-Phillips | Mgmt | For | For | For | |||
4 | Elect H. James Dallas | Mgmt | For | For | For | |||
5 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
6 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
8 | Elect William L. Trubeck | Mgmt | For | For | For | |||
9 | Elect Kathleen E. Walsh | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |||
2 | Elect Peter J. Farrell | Mgmt | For | For | For | |||
3 | Elect Robert Flanagan | Mgmt | For | For | For | |||
4 | Elect Jason Fox | Mgmt | For | For | For | |||
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
7 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
8 | Elect Margaret G. Lewis | Mgmt | For | Against | Against | |||
9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |||
10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
WPX Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPX | CUSIP 98212B103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Carrig | Mgmt | For | For | For | |||
2 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
3 | Elect Kelt Kindick | Mgmt | For | For | For | |||
4 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||
6 | Elect William G. Lowrie | Mgmt | For | For | For | |||
7 | Elect Kimberly S. Lubel | Mgmt | For | For | For | |||
8 | Elect Richard E. Muncrief | Mgmt | For | For | For | |||
9 | Elect Valerie M. Williams | Mgmt | For | For | For | |||
10 | Elect David F. Work | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phil Canfield | Mgmt | For | For | For | |||
1.2 | Elect Steven N. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Linda Rottenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Criteria Under the 2014 Stock Incentive Plan | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Diversified Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Campbell | Mgmt | For | For | For | |||
1.2 | Elect James W. Christmas | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Clark | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Sylvia K. Barnes | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Kenneth H. Beer | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Michael L. Bennett | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee William M. Griffin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee David J. Kornder | Mgmt | For | TNA | N/A | |||
6 | Elect Dissident Nominee Bob G. Alexander | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Dissident Nominee Jonathan Christodoro | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Dissident Nominee Nancy Dunlap | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Dissident Nominee Jonathan Frates | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Dissident Nominee Nicholas Graziano | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Dissident Nominee John J. Lipinski | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Dissident Nominee Randolph C. Read | ShrHoldr | N/A | TNA | N/A | |||
13 | Approval of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
14 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Jonathan Frates | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Nicholas Graziano | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee John J. Lipinski | Mgmt | N/A | For | N/A | |||
1.4 | Elect Dissident Nominee Bob G. Alexander | Mgmt | N/A | For | N/A | |||
1.5 | Elect Dissident Nominee Randolph C. Read | Mgmt | N/A | For | N/A | |||
1.6 | Elect Dissident Nominee Jonathan Christodoro | Mgmt | N/A | For | N/A | |||
1.7 | Elect Dissident Nominee Nancy Dunlap | Mgmt | N/A | For | N/A | |||
2 | Ratification and extension of the Poison Pill | Mgmt | N/A | Against | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To appoint Ernst & Young LLP as the auditors of Tervita for the ensuing year at a remuneration to be determined by the board of directors of Tervita | Mgmt | For | For | For | |||
2 | To approve a resolution fixing the number of directors to be elected to the Tervita Board at the Tervita Meeting at seven (7) | Mgmt | For | For | For | |||
3 | Elect Grant Billing | Mgmt | For | For | For | |||
4 | Elect Allen Hagerman | Mgmt | For | For | For | |||
5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
6 | Elect Douglas Ramsay | Mgmt | For | For | For | |||
7 | Elect Jay Thornton | Mgmt | For | For | For | |||
8 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
9 | Elect John Cooper | Mgmt | For | For | For | |||
10 | To approve a special resolution, the full text of which is set forth in AppendixC of the Information Circular, approving the continuance of Tervita out of the federal jurisdiction of Canada under the Canada Business Corporations Act and into the jurisdiction of Alberta under the Business Corporations Act (Alberta) (theABCA) and the adoption by Tervita of a new ABCA compliant by-law as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
11 | To approve a special resolution, the full text of which is set forth in Appendix "A" of the Information Circular, approving a plan of arrangement (theArrangement) involving, among others, Tervita, Newalta, the Tervita Shareholders and the Newalta Securityholders under Section 193 of the ABCA, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
12 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated option plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
13 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated restricted stock unit plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of Performance Terms under LTIP (Proposal Withdrawn) | Mgmt | For | For | For | |||
Airbus Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Cancellation of Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Aptiv PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APTV | CUSIP G27823106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Colin J. Parris | Mgmt | For | For | For | |||
9 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
10 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Arconic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARNC | CUSIP 03965L100 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Against | Against | |||
2 | Right to Adjourn meeting | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
5 | Elect John M. Partridge | Mgmt | For | For | For | |||
6 | Elect James E. Rogers | Mgmt | For | For | For | |||
7 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
8 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
9 | Elect William D. Zollars | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect Amy L. Chang | Mgmt | For | For | For | |||
5 | Elect John L. Hennessy | Mgmt | For | For | For | |||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Sabine Chalmers | Mgmt | For | For | For | |||
1.3 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.4 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.5 | Elect Peter Harf | Mgmt | For | For | For | |||
1.6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.7 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.8 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.9 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect Richard J. Freeland | Mgmt | For | For | For | |||
3 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | |||
6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
7 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | |||
10 | Elect William I. Miller | Mgmt | For | For | For | |||
11 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
12 | Elect Karen H. Quintos | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 11/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Delphi Technologies PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G2709G107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin J. Adams | Mgmt | For | For | For | |||
2 | Elect Liam Butterworth | Mgmt | For | For | For | |||
3 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
4 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
5 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
6 | Elect David S. Haffner | Mgmt | For | For | For | |||
7 | Elect Helmut Leube | Mgmt | For | For | For | |||
8 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
9 | Elect Hari N. Nair | Mgmt | For | For | For | |||
10 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Charter Amendments Regarding Company Name Change and Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Elect David E. Alexander | Mgmt | For | For | For | |||
6 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
7 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
10 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
11 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
12 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
13 | Elect Larry D. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Obesity Risks | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
3 | Elect John J. Brennan | Mgmt | For | For | For | |||
4 | Elect H. Lawrence Culp | Mgmt | For | For | For | |||
5 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
6 | Elect John L. Flannery, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward P. Garden | Mgmt | For | For | For | |||
8 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
9 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
10 | Elect James J. Mulva | Mgmt | For | For | For | |||
11 | Elect Leslie F. Seidman | Mgmt | For | For | For | |||
12 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding a Stock Buyback Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
3 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
4 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
5 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
6 | Elect James J. Mulva | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
3 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
10 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
11 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
12 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
13 | Elect Demos Parneros | Mgmt | For | For | For | |||
14 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
15 | Elect David K. Wilson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
5 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | Against | Against | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
8 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
9 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sara Mathew | Mgmt | For | For | For | |||
9 | Elect William L. Meaney | Mgmt | For | For | For | |||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
9 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
10 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
11 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
12 | Elect Greig Woodring | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Donald M. James | Mgmt | For | For | For | |||
6 | Elect Maria R. Morris | Mgmt | For | For | For | |||
7 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect Timothy J. Sloan | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
1.8 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
1.9 | Elect Reuben E. Slone | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
3 | Elect William H. Hernandez | Mgmt | For | For | For | |||
4 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
5 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
6 | Elect J. Kent Masters | Mgmt | For | For | For | |||
7 | Elect James J. O'Brien | Mgmt | For | For | For | |||
8 | Elect Diarmuid B. O'Connell | Mgmt | For | For | For | |||
9 | Elect Dean Seavers | Mgmt | For | For | For | |||
10 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
11 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
12 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||
1.2 | Elect David R. Brennan | Mgmt | For | For | For | |||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
BAE Systems PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
7 | Elect Check Kian Low | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Burlington Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BURL | CUSIP 122017106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||
2 | Elect William P. McNamara | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cairn Energy PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Alexander Berger | Mgmt | For | Against | Against | |||
8 | Elect M. Jacqueline Sheppard | Mgmt | For | Against | Against | |||
9 | Elect Keith Lough | Mgmt | For | Against | Against | |||
10 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
11 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
12 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
13 | Elect James Smith | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Renewal of Authority to Dispose of Vendetta Limited | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Jim Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.4 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.5 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.9 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.10 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.11 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.12 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.5 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.6 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.7 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.9 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | |||
24 | Elect Michael P. Connors | Mgmt | For | For | For | |||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
30 | Board Compensation | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP 171340102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew T. Farrell | Mgmt | For | For | For | |||
2 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||
3 | Elect Robert K. Shearer | Mgmt | For | For | For | |||
4 | Elect Laurie J. Yoler | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Conyers Park Acquisition Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPAA | CUSIP 212894109 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | INTENTION TO EXERCISE REDEMPTION RIGHTS IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS PLEASE CHECK THIS FOR BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING SPECIAL MEETING IN LIEU OF 2017 ANNUAL MEETING OF COMPANY STOCKHOLDERS - REDEMPTION RIGHTS. FOR = YES ; AGAINST = NO. | Mgmt | N/A | Against | N/A | |||
3 | SHAREHOLDER CERTIFICATION I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A GROUP AS DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION. FOR = I CERTIFY THAT I AM NOT. AGAINST = I CERTIFY THAT I AM. | Mgmt | N/A | Against | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Everbridge Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent Mathy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
3 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
4 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
5 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
6 | Elect James J. Mulva | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
1.3 | Elect Bob Parsons | Mgmt | For | For | For | |||
1.4 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Robert Cole | Mgmt | For | For | For | |||
3 | Re-elect James (Hutch) H. Ranck | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Tom O'Leary) | Mgmt | For | For | For | |||
Incyte Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCY | CUSIP 45337C102 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julian C. Baker | Mgmt | For | For | For | |||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | Against | Against | |||
3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||
4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||
5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
7 | Elect Paul A. Friedman | Mgmt | For | Against | Against | |||
8 | Elect Herve Hoppenot | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
7 | Elect Julius Genachowski | Mgmt | For | For | For | |||
8 | Elect Goh Choon Phong | Mgmt | For | Against | Against | |||
9 | Elect Merit E. Janow | Mgmt | For | For | For | |||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Rima Qureshi | Mgmt | For | For | For | |||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 10/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
6 | Elect Peter W. May | Mgmt | For | For | For | |||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nektar Therapeutics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKTR | CUSIP 640268108 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeff Ajer | Mgmt | For | For | For | |||
2 | Elect Robert B. Chess | Mgmt | For | For | For | |||
3 | Elect Roy A. Whitfield | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Performance incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
ONEOK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKE | CUSIP 682680103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||
4 | Elect Randall J. Larson | Mgmt | For | For | For | |||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||
6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
7 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
8 | Elect Gary D. Parker | Mgmt | For | For | For | |||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||
10 | Elect Terry K. Spencer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of the Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | Against | Against | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Elect Avner Hermoni and Approve Compensation | Mgmt | For | For | For | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Potential Cash and Equity-Based Retention Incentives to CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Potential Cash and Equity-Based Retention Incentives to President and COO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Accelerated Vesting of Equity Awards Granted to the Company's Directors | Mgmt | For | For | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
10 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Joao M. Castro-Neves | Mgmt | For | For | For | |||
1.4 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.5 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.6 | Elect Neil Golden | Mgmt | For | For | For | |||
1.7 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.8 | Elect Golnar Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.10 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Supply Chain Impacts of Deforestation | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Bernard Tyson | Mgmt | For | Against | Against | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Seven Generations Energy Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.4 | Elect Avik Dey | Mgmt | For | For | For | |||
2.5 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.6 | Elect Paul Hand | Mgmt | For | For | For | |||
2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.8 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
5 | Elect David J. Grain | Mgmt | For | For | For | |||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | Against | Against | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect William M. Isaac | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
8 | Elect Richard A. Smith | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | Against | Against | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ubisoft Entertainment S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBI | CINS F9396N106 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Yves Guillemot, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Claude Guillemot, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Guillemot, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Gerard Guillemot, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Christian Guillemot, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy for Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Deputy CEOs | Mgmt | For | For | For | |||
16 | Elect Claude Guillemot | Mgmt | For | For | For | |||
17 | Elect Michel Guillemot | Mgmt | For | For | For | |||
18 | Elect Christian Guillemot | Mgmt | For | For | For | |||
19 | Elect Didier Crespel | Mgmt | For | For | For | |||
20 | Elect Laurence Hubert-Moy | Mgmt | For | For | For | |||
21 | Elect Virginie Haas | Mgmt | For | For | For | |||
22 | Elect Corinne Fernandez Handelsman | Mgmt | For | For | For | |||
23 | Directors' Fees | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan (Custodian Institutions) | Mgmt | For | For | For | |||
35 | Authority to Issue Performance Shares (Employees and Upper Management) | Mgmt | For | For | For | |||
36 | Authority to Issue Performance Shares (Executive Corporate Officers) | Mgmt | Abstain | For | Against | |||
37 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
38 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
39 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | Against | For | |||
Waste Connections Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard K. Davis | Mgmt | For | For | For | |||
2 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | |||
3 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
4 | Elect David K Owens | Mgmt | For | For | For | |||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | |||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James J. Sheppard | Mgmt | For | For | For | |||
9 | Elect David A. Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | |||
12 | Elect Daniel Yohannes | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum China Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
2 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect William Wang | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
3i Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
6 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
7 | Elect Stephen Daintith | Mgmt | For | For | For | |||
8 | Elect Peter Grosch | Mgmt | For | For | For | |||
9 | Elect David Hutchinson | Mgmt | For | For | For | |||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
ABN AMRO Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Elect Steven ten Have to the Supervisory Board | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Reduction in Authorised Share Capital | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ACS Actividades de Construccion y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Capitalisation of Reserves Bonus Share Issuance; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Issue or Cancel Treasury Shares | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Adecco Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
10 | Elect Ariane Gorin | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
12 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
13 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
14 | Elect Kathleen P. Taylor | Mgmt | For | TNA | N/A | |||
15 | Elect Regula Wallimann | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Christophe Deslarzes as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Kathleen P. Taylor as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegon N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CINS N00927298 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Corien Wortmann-Kool to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Robert Dineen to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights (Solvency II Securities) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Equity Awards | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ageas N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Authority to Reduce Capital Through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ageas N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees (Chair) | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees (Non-Executive Board Members) | Mgmt | For | TNA | N/A | |||
14 | Elect Sonali Chandmal to the Board of Directors | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeki Kimura as Director | Mgmt | For | For | For | |||
4 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thierry Vanlancker to the Management Board | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alfresa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2784 | CINS J0109X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Kanome | Mgmt | For | For | For | |||
4 | Elect Taizoh Kubo | Mgmt | For | For | For | |||
5 | Elect Shunichi Miyake | Mgmt | For | For | For | |||
6 | Elect Kohichi Masunaga | Mgmt | For | For | For | |||
7 | Elect Yasuki Izumi | Mgmt | For | For | For | |||
8 | Elect Ryuji Arakawa | Mgmt | For | For | For | |||
9 | Elect Hisashi Katsuki | Mgmt | For | For | For | |||
10 | Elect Kohichi Shimada | Mgmt | For | For | For | |||
11 | Elect Kimiko Terai | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Yatsurugi | Mgmt | For | For | For | |||
13 | Elect Shiho Konno | Mgmt | For | For | For | |||
14 | Elect Kenji Kuwayama | Mgmt | For | For | For | |||
15 | Elect Takashi Itoh | Mgmt | For | For | For | |||
16 | Elect Yuji Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | |||
17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stan A. Askren | Mgmt | For | For | For | |||
2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
5 | Elect David S. Graziosi | Mgmt | For | For | For | |||
6 | Elect William R. Harker | Mgmt | For | For | For | |||
7 | Elect Richard P. Lavin | Mgmt | For | For | For | |||
8 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
9 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | Against | Against | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect William H. Cary | Mgmt | For | For | For | |||
5 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
8 | Elect John J. Stack | Mgmt | For | For | For | |||
9 | Elect Michael F. Steib | Mgmt | For | For | For | |||
10 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amadeus IT Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04648114 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor (FY2018) | Mgmt | For | For | For | |||
5 | Appointment of Auditor (FY2019-2021) | Mgmt | For | For | For | |||
6 | Amendments to Articles (Audit Committee) | Mgmt | For | For | For | |||
7 | Elect Pilar Garcia Ceballos-Zuniga | Mgmt | For | For | For | |||
8 | Elect Stephan Gemkov | Mgmt | For | For | For | |||
9 | Elect Peter Kurpick | Mgmt | For | For | For | |||
10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
11 | Elect Luis Maroto Camino | Mgmt | For | For | For | |||
12 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
13 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
14 | Elect Clara Furse | Mgmt | For | For | For | |||
15 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
16 | Elect Francesco Loredan | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
21 | Restricted Share Plan | Mgmt | For | For | For | |||
22 | Share Match Plan | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities Regarding Incentive Plans | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
AMC Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMCX | CUSIP 00164V103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leonard Tow | Mgmt | For | Withhold | Against | |||
1.3 | Elect David E. Van Zandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert C. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
5 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
6 | Elect Eli Gelman | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
9 | Elect Giora Yaron | Mgmt | For | For | For | |||
10 | Elect Baroness Ariane de Rothschild | Mgmt | For | For | For | |||
11 | Elect Rafael de la Vega | Mgmt | For | For | For | |||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. (Jeff) Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth R. Varet | Mgmt | For | For | For | |||
2 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J0156Q112 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
4 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
5 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
6 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
7 | Elect Naoto Ishizaka | Mgmt | For | For | For | |||
8 | Elect Naoto Takada | Mgmt | For | For | For | |||
9 | Elect Yuji Hirako | Mgmt | For | For | For | |||
10 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
11 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
12 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
13 | Election of Eiji Ogawa as a Statutory Auditor | Mgmt | For | For | For | |||
Anglo American PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CINS G03764134 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Stuart Chambers | Mgmt | For | For | For | |||
4 | Elect Ian R. Ashby | Mgmt | For | For | For | |||
5 | Elect Mark Cutifani | Mgmt | For | Against | Against | |||
6 | Elect Nolitha Fakude | Mgmt | For | For | For | |||
7 | Elect Byron Grote | Mgmt | For | For | For | |||
8 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
9 | Elect Tony O'Neill | Mgmt | For | For | For | |||
10 | Elect Stephen T. Pearce | Mgmt | For | Against | Against | |||
11 | Elect Mphu Ramatlapeng | Mgmt | For | For | For | |||
12 | Elect Jim Rutherford | Mgmt | For | For | For | |||
13 | Elect Anne Stevens | Mgmt | For | Against | Against | |||
14 | Elect Jack R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Approve Sharesave Plan | Mgmt | For | For | For | |||
19 | Approve Share Incentive Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Unlisted Preference Shares | Mgmt | For | For | For | |||
24 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terry Considine | Mgmt | For | For | For | |||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
3 | Elect J. Landis Martin | Mgmt | For | For | For | |||
4 | Elect Robert A. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
6 | Elect Ann Sperling | Mgmt | For | For | For | |||
7 | Elect Michael A. Stein | Mgmt | For | For | For | |||
8 | Elect Nina A. Tran | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
12 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce H. Matson | Mgmt | For | For | For | |||
1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.3 | Elect L. Hugh Redd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Board Declassification Article Amendment | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Arkema S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | For | For | |||
11 | Elect Marie-Ange Debon | Mgmt | For | For | For | |||
12 | Elect Alexandre De Juniac | Mgmt | For | For | For | |||
13 | Elect Jean-Marc Bertrand | Mgmt | For | For | For | |||
14 | Elect Uwe Michael Jakobs | Mgmt | Against | For | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ashland Global Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044186104 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
4 | Elect Susan L. Main | Mgmt | For | For | For | |||
5 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
8 | Elect Janice J. Teal | Mgmt | For | For | For | |||
9 | Elect Michael J. Ward | Mgmt | For | For | For | |||
10 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
11 | Elect William A. Wulfsohn | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Associated British Foods PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||
5 | Elect Elyse Douglas | Mgmt | For | For | For | |||
6 | Elect Harriet Edelman | Mgmt | For | For | For | |||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
8 | Elect Charles J. Koch | Mgmt | For | For | For | |||
9 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
10 | Elect Debra J. Perry | Mgmt | For | For | For | |||
11 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
12 | Elect Robert W. Stein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Elect Tomokazu Fujisawa | Mgmt | For | For | For | |||
10 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
11 | Elect Hitoshi Kanamori | Mgmt | For | For | For | |||
12 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
13 | Elect Hiroh Sasaki | Mgmt | For | For | For | |||
14 | Elect Haruko Shibumura as Alternate Audit Committee Director | Mgmt | For | For | For | |||
15 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
16 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
7 | Elect David Pyott | Mgmt | For | For | For | |||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Thomas Buberl | Mgmt | For | For | For | |||
16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | |||
17 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
18 | Elect Rachel Duan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Barratt Developments PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDEV | CINS G08288105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect Jessica White | Mgmt | For | For | For | |||
7 | Elect John M. Allan | Mgmt | For | For | For | |||
8 | Elect David F. Thomas | Mgmt | For | For | For | |||
9 | Elect Steven J. Boyes | Mgmt | For | For | For | |||
10 | Elect Richard Akers | Mgmt | For | For | For | |||
11 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
12 | Elect Nina Bibby | Mgmt | For | For | For | |||
13 | Elect Jock F. Lennox | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to Long Term Performance Plan | Mgmt | For | For | For | |||
18 | Amendment to Deferred Bonus Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
2 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
3 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
4 | Elect Robert A. Steele | Mgmt | For | For | For | |||
5 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
BGC Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGCP | CUSIP 05541T101 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard W. Lutnick | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen T. Curwood | Mgmt | For | Withhold | Against | |||
1.3 | Elect William J. Moran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Linda A. Bell | Mgmt | For | Withhold | Against | |||
1.5 | Elect David Richards | Mgmt | For | Withhold | Against | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton PLC & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Terry Bowen | Mgmt | For | For | For | |||
14 | Elect John Mogford | Mgmt | For | For | For | |||
15 | Re-elect Malcolm W. Broomhead | Mgmt | For | For | For | |||
16 | Re-elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
19 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
20 | Re-elect Wayne M. Murdy | Mgmt | For | For | For | |||
21 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
22 | Re-elect Ken N. MacKenzie | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Shareholder Proposal Regarding Climate Change and Energy Advocacy Report | ShrHoldr | Against | Against | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Alternate Auditor (Deloitte & Associes and Societe BEAS) | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Alternate Auditor (Mazars and Charles de Boisriou) | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
12 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
13 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
14 | Elect Laurence Parisot | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
16 | Remuneration Policy (CEO and COO) | Mgmt | For | For | For | |||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | |||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
19 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | |||
20 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
21 | Authority to Set the Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases W/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Amendment Regarding the Age Limit of the Chair, CEO and COO | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Marie Berglund | Mgmt | For | TNA | N/A | |||
20 | Elect Tom Erixon | Mgmt | For | TNA | N/A | |||
21 | Elect Michael G:son Low | Mgmt | For | TNA | N/A | |||
22 | Elect Elisabeth Nilsson | Mgmt | For | TNA | N/A | |||
23 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Ullberg | Mgmt | For | TNA | N/A | |||
25 | Elect Pekka Vauramo | Mgmt | For | TNA | N/A | |||
26 | Elect Anders Ullberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Nomination Committee | Mgmt | For | TNA | N/A | |||
31 | Approve Share Redemption Plan | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph W. Shrader | Mgmt | For | For | For | |||
1.2 | Elect Joan L. Amble | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Clare | Mgmt | For | For | For | |||
1.4 | Elect Philip A. Odeen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bouygues S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EN | CINS F11487125 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits (Martin Bouygues, Chair and CEO) | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Olivier Bouygues, Deputy CEO) | Mgmt | For | For | For | |||
11 | Remuneration of Martin Bouygues, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Olivier Bouygues, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Marien, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Roussat, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||
16 | Elect Martin Bouygues | Mgmt | For | For | For | |||
17 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
21 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Elect Wyche Fowler | Mgmt | For | For | For | |||
3 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
4 | Elect Terri A. Herubin | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Certain Mergers | Mgmt | For | For | For | |||
12 | Opt Out of Maryland Business Combination Act | Mgmt | For | For | For | |||
13 | Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
British American Tobacco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Richard Burrows | Mgmt | For | For | For | |||
6 | Elect Nicandro Durante | Mgmt | For | For | For | |||
7 | Elect Susan J. Farr | Mgmt | For | For | For | |||
8 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
9 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
11 | Elect Kieran Poynter | Mgmt | For | For | For | |||
12 | Elect Ben Stevens | Mgmt | For | For | For | |||
13 | Elect Luc Jobin | Mgmt | For | For | For | |||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
British American Tobacco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Brixmor Property Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRX | CUSIP 11120U105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Taylor | Mgmt | For | For | For | |||
2 | Elect John G. Schreiber | Mgmt | For | For | For | |||
3 | Elect Michael Berman | Mgmt | For | For | For | |||
4 | Elect Sheryl M Crosland | Mgmt | For | For | For | |||
5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect William D. Rahm | Mgmt | For | For | For | |||
8 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joerg C. Laukien | Mgmt | For | For | For | |||
1.2 | Elect William A. Linton | Mgmt | For | For | For | |||
1.3 | Elect Adelene Q. Perkins | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Iain C. Conn | Mgmt | For | For | For | |||
10 | Elect Timotheus Hottges | Mgmt | For | Against | Against | |||
11 | Elect Isabel Hudson | Mgmt | For | For | For | |||
12 | Elect Mike Inglis | Mgmt | For | For | For | |||
13 | Elect Karen Richardson | Mgmt | For | For | For | |||
14 | Elect Nicholas Rose | Mgmt | For | For | For | |||
15 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
16 | Elect Jan P. du Plessis | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | |||
1.2 | Elect James M. Jaska | Mgmt | For | For | For | |||
1.3 | Elect Kenneth J. Krieg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||
6 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
7 | Elect Young K. Sohn | Mgmt | For | For | For | |||
8 | Elect Lip-Bu Tan | Mgmt | For | Against | Against | |||
9 | Elect Mary Anges Wilderotter | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2018 Employee Share Purchase Plan | Mgmt | For | For | For | |||
Campbell Soup Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPB | CUSIP 134429109 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fabiola R. Arredondo | Mgmt | For | For | For | |||
2 | Elect Howard M. Averill | Mgmt | For | For | For | |||
3 | Elect Bennett Dorrance | Mgmt | For | For | For | |||
4 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | |||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||
8 | Elect Keith R. McLoughlin | Mgmt | For | For | For | |||
9 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
10 | Elect Nick Shreiber | Mgmt | For | For | For | |||
11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | |||
12 | Elect Les C. Vinney | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Carter's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CUSIP 146229109 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
2 | Elect Giuseppina Buonfantino | Mgmt | For | For | For | |||
3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
4 | Elect Vanessa J. Castagna | Mgmt | For | For | For | |||
5 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||
6 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||
7 | Elect Mark P. Hipp | Mgmt | For | For | For | |||
8 | Elect William J. Montgoris | Mgmt | For | For | For | |||
9 | Elect David Pulver | Mgmt | For | For | For | |||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
9 | Elect Ray Wirta | Mgmt | For | For | For | |||
10 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Bennie W. Fowler | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
7 | Elect John K. Wulff | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2018 Global Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.12 | Elect John H. Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
4 | Elect Shin Kaneko | Mgmt | For | For | For | |||
5 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
6 | Elect Shunichi Kosuge | Mgmt | For | For | For | |||
7 | Elect Mamoru Uno | Mgmt | For | For | For | |||
8 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
10 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
11 | Elect Takanori Mizuno | Mgmt | For | For | For | |||
12 | Elect Toshio Ohtake | Mgmt | For | For | For | |||
13 | Elect Akihiko Itoh | Mgmt | For | For | For | |||
14 | Elect Mamoru Tanaka | Mgmt | For | For | For | |||
15 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
16 | Elect Torkel Patterson | Mgmt | For | For | For | |||
17 | Elect Fujio Choh | Mgmt | For | For | For | |||
18 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
19 | Elect Takashi Saeki | Mgmt | For | Against | Against | |||
20 | Elect Kunihiko Nasu as Statutory Auditors | Mgmt | For | For | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect Martin Mackay | Mgmt | For | For | For | |||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | |||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2018 Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheung Kong Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2103F101 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Sale and Purchase Agreement | Mgmt | For | For | For | |||
5 | Change in Company Name | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect John B. Frank | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
9 | Elect D. James Umpleby | Mgmt | For | For | For | |||
10 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||
2 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
3 | Elect Debra W. Still | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect ZHAO Hai Hu | Mgmt | For | For | For | |||
7 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
8 | Elect CHAU Kam Wing | Mgmt | For | Against | Against | |||
9 | Elect HO Ping | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
5 | Elect John M. Partridge | Mgmt | For | For | For | |||
6 | Elect James E. Rogers | Mgmt | For | For | For | |||
7 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
8 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
9 | Elect William D. Zollars | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
CIMIC Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CINS Q2424E105 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | REMUNERATION REPORT | Mgmt | For | For | For | |||
2 | Elect Kathryn D. Spargo | Mgmt | For | Against | Against | |||
3 | Re-elect Russell L. Chenu | Mgmt | For | Against | Against | |||
4 | Re-elect Trevor Gerber | Mgmt | For | Against | Against | |||
5 | Re-elect Peter-Wilhelm Sassenfeld | Mgmt | For | Against | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Citrix Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTXS | CUSIP 177376100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
3 | Elect Jesse A. Cohn | Mgmt | For | For | For | |||
4 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
5 | Elect Murray J. Demo | Mgmt | For | For | For | |||
6 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||
7 | Elect David Henshall | Mgmt | For | Against | Against | |||
8 | Elect Peter J. Sacripanti | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2177B101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edmond IP Tak Chuen | Mgmt | For | Against | Against | |||
6 | Elect Justin CHIU Kwok Hung | Mgmt | For | Against | Against | |||
7 | Elect JP CHOW Wai Kam | Mgmt | For | Against | Against | |||
8 | Elect Albert CHOW Nin Mow | Mgmt | For | Against | Against | |||
9 | Elect Katherine HUNG Siu Lin | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS ADPV39812 | 10/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Joint Venture | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Ilana R. Atlas | Mgmt | For | Against | Against | |||
4 | Elect Julie Coates | Mgmt | For | Against | Against | |||
5 | Elect Jorge Garduno | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Colony NorthStar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNS | CUSIP 19625W104 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard B. Saltzman | Mgmt | For | Against | Against | |||
3 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
4 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
5 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
6 | Elect Justin Metz | Mgmt | For | For | For | |||
7 | Elect George G. C. Parker | Mgmt | For | For | For | |||
8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
9 | Elect John A. Somers | Mgmt | For | For | For | |||
10 | Elect John L. Steffens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
ConAgra Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
8 | Elect Vikrant Raina | Mgmt | For | For | For | |||
9 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
10 | Elect David F. Walker | Mgmt | For | For | For | |||
11 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
12 | Approval of the 2018 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Covestro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1COV | CINS D0R41Z100 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Crane Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CR | CUSIP 224399105 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin R. Benante | Mgmt | For | For | For | |||
2 | Elect Donald G. Cook | Mgmt | For | For | For | |||
3 | Elect R. S. Evans | Mgmt | For | For | For | |||
4 | Elect Ronald C. Lindsay | Mgmt | For | For | For | |||
5 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
6 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | |||
7 | Elect Max H. Mitchell | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect Richard J. Freeland | Mgmt | For | For | For | |||
3 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | |||
6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
7 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | |||
10 | Elect William I. Miller | Mgmt | For | For | For | |||
11 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
12 | Elect Karen H. Quintos | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Dai Nippon Printing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7912 | CINS J10584100 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | |||
4 | Elect Kohichi Takanami | Mgmt | For | For | For | |||
5 | Elect Masayoshi Yamada | Mgmt | For | For | For | |||
6 | Elect Yoshinari Kitajima | Mgmt | For | For | For | |||
7 | Elect Masahiko Wada | Mgmt | For | For | For | |||
8 | Elect Tetsuji Morino | Mgmt | For | For | For | |||
9 | Elect Tokuji Kanda | Mgmt | For | For | For | |||
10 | Elect Satoru Inoue | Mgmt | For | For | For | |||
11 | Elect Kenji Miya | Mgmt | For | For | For | |||
12 | Elect Tadao Tsukada | Mgmt | For | For | For | |||
13 | Elect Tsukasa Miyajima | Mgmt | For | For | For | |||
Daiwa Securities Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
3 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
5 | Elect Kazuo Takahashi | Mgmt | For | Against | Against | |||
6 | Elect Kohichi Matsushita | Mgmt | For | Against | Against | |||
7 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
8 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
9 | Elect Morimasa Matsuda | Mgmt | For | Against | Against | |||
10 | Elect Keiichi Tadaki | Mgmt | For | Against | Against | |||
11 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
12 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
13 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
14 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
15 | Elect Eriko Kawai | Mgmt | For | Against | Against | |||
16 | Equity Compensation Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Bradley D. Blum | Mgmt | For | For | For | |||
1.3 | Elect James P. Fogarty | Mgmt | For | For | For | |||
1.4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
1.5 | Elect Eugene I. Lee, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nana Mensah | Mgmt | For | For | For | |||
1.7 | Elect William S. Simon | Mgmt | For | For | For | |||
1.8 | Elect Charles M. Sonsteby | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
Deutsche Lufthansa AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHA | CINS D1908N106 | 05/08/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | |||
10 | Elect Karl-Ludwig Kley as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Carsten Knobel | Mgmt | For | TNA | N/A | |||
12 | Elect Martin Koehler | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Nilles | Mgmt | For | TNA | N/A | |||
14 | Elect Miriam E. Sapiro | Mgmt | For | TNA | N/A | |||
15 | Elect Matthias Wissmann | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Equity Incentive Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Elect Gunther Braunig | Mgmt | For | For | For | |||
14 | Elect Mario Daberkow | Mgmt | For | Against | Against | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Kyung Ryong | Mgmt | For | For | For | |||
3 | Elect JO Hae Nyung | Mgmt | For | For | For | |||
4 | Elect SEO In Deok | Mgmt | For | For | For | |||
5 | Elect HA Jong Hwa | Mgmt | For | For | For | |||
6 | Elect LEE Dahm | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: HA Jong Hwa | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE Dahm | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KIM Tae Oh | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect Susan M. Swain | Mgmt | For | For | For | |||
1.3 | Elect J. David Wargo | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
Dolby Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLB | CUSIP 25659T107 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||
1.7 | Elect Simon Segars | Mgmt | For | For | For | |||
1.8 | Elect Simon Segars | Mgmt | For | For | For | |||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E. Apple | Mgmt | For | For | For | |||
3 | Elect David J. Illingworth | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect David G. Maffucci | Mgmt | For | For | For | |||
6 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
7 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
8 | Elect John D. Williams | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Charter Amendments Regarding Company Name Change and Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Elect David E. Alexander | Mgmt | For | For | For | |||
6 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
7 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
10 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
11 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
12 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
13 | Elect Larry D. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Obesity Risks | ShrHoldr | Against | Against | For | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Case | Mgmt | For | For | For | |||
2 | Elect William Cavanaugh III | Mgmt | For | For | For | |||
3 | Elect Alan H. Cohen | Mgmt | For | For | For | |||
4 | Elect James B. Connor | Mgmt | For | For | For | |||
5 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
6 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
7 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||
8 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
9 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
10 | Elect David P. Stockert | Mgmt | For | For | For | |||
11 | Elect Chris Sultemeier | Mgmt | For | For | For | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Electrolux AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELUXB | CINS W24713120 | 04/05/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Tenure of Auditor | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Director and Auditor Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Staffan Bohman | Mgmt | For | TNA | N/A | |||
18 | Elect Petra Hedengran | Mgmt | For | TNA | N/A | |||
19 | Elect Hasse Johansson | Mgmt | For | TNA | N/A | |||
20 | Elect Ulla Litzén | Mgmt | For | TNA | N/A | |||
21 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Persson | Mgmt | For | TNA | N/A | |||
23 | Elect David Porter | Mgmt | For | TNA | N/A | |||
24 | Elect Jonas Samuelson | Mgmt | For | TNA | N/A | |||
25 | Elect Ulrika Saxon | Mgmt | For | TNA | N/A | |||
26 | Elect Kai Wärn | Mgmt | For | TNA | N/A | |||
27 | Elect Staffan Bohman as Board Chair | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Issue Treasury Shares for Incentive Program | Mgmt | For | TNA | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Amendments to Article 31 | Mgmt | For | For | For | |||
9 | Amendments to Article 21 | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement Related to Natural Gas Activities | Mgmt | For | For | For | |||
9 | Regulated Agreement Related to Share Buyback | Mgmt | For | For | For | |||
10 | Regulated Agreement Related to Forward Buyback | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
13 | Elect Ross McInnes | Mgmt | For | For | For | |||
14 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration Policy for CEO | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
20 | Greenshoe Outside Takeover Periods | Mgmt | For | For | For | |||
21 | Authority to Increase Capital In Consideration for Contributions in Kind Outside Takeover Periods | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
25 | Greenshoe During Takeover Periods | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital In Consideration for Contributions in Kind During Takeover Periods | Mgmt | For | Against | Against | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations During Takeover Periods | Mgmt | For | Against | Against | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares for Employee Savings Plan | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Burbank | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equity Residential Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eutelsat Communications SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETL | CINS F3692M128 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Elect Paul-Francois Fournier | Mgmt | For | For | For | |||
10 | Re-elect Dominique D'Hinnin | Mgmt | For | For | For | |||
11 | Elect Esther Gaide | Mgmt | For | For | For | |||
12 | Elect Didier Leroy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
15 | Remuneration of Michel de Rosen, Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration of Rodolphe Belmer, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Michel Azibert, Deputy CEO | Mgmt | For | For | For | |||
18 | Remuneration of Yohann Leroy, Deputy CEO | Mgmt | For | For | For | |||
19 | Remuneration Policy (Non-Executive Chair) | Mgmt | For | For | For | |||
20 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
22 | Directors' Fees | Mgmt | For | For | For | |||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
24 | Authority to Reduce Authorised Share Capital | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
30 | Authorize Overallotment/Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
32 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
33 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Company Headquarters | Mgmt | For | For | For | |||
37 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Bernd Tonjes | Mgmt | For | For | For | |||
11 | Elect Barbara Ruth Albert | Mgmt | For | Against | Against | |||
12 | Elect Aldo Belloni | Mgmt | For | Against | Against | |||
13 | Elect Barbara Grunewald | Mgmt | For | Against | Against | |||
14 | Elect Siegfried Luther | Mgmt | For | Against | Against | |||
15 | Elect Michael Rudiger | Mgmt | For | Against | Against | |||
16 | Elect Peter Spuhler | Mgmt | For | Against | Against | |||
17 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
18 | Elect Volker Trautz | Mgmt | For | Against | Against | |||
19 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Increase in Authorised Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Extended Stay America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P200 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. O'Toole | Mgmt | For | For | For | |||
1.5 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.6 | Elect Jodie W. McLean | Mgmt | For | For | For | |||
1.7 | Elect Ellen Keszler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Extended Stay America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P211 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Neil Brown | Mgmt | For | For | For | |||
1.5 | Elect Steven Kent | Mgmt | For | For | For | |||
1.6 | Elect Lisa Palmer | Mgmt | For | For | For | |||
1.7 | Elect Bruce N. Haase | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | |||
9 | Elect John McAdam | Mgmt | For | For | For | |||
10 | Elect Stephen Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Valerie Landon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Yann Delabriere, Former Chair | Mgmt | For | For | For | |||
14 | Remuneration of Michel de Rosen, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Koller, CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Company Duration | Mgmt | For | For | For | |||
20 | Conversion of Legal Form into European Company | Mgmt | For | For | For | |||
21 | Adoption of New Articles Regarding the Conversion of Legal Form | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
11 | Elect John Abbott as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Michelangelo A. Volpi as Non-Executive Director | Mgmt | For | For | For | |||
18 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Foncière Des Régions | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDR | CINS F3832Y172 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Approve Special Auditors Report | Mgmt | For | For | For | |||
8 | Severance Agreements Ozanne Deputy CEO | Mgmt | For | Against | Against | |||
9 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
10 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
12 | Remuneration of Jean Laurent, Chair | Mgmt | For | For | For | |||
13 | Remuneration of Christophe Kullmann, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Esteve, Deputy CEO | Mgmt | For | For | For | |||
15 | Elect Catherine Barthe | Mgmt | For | Against | Against | |||
16 | Elect Romolo Bardin | Mgmt | For | Against | Against | |||
17 | Elect Delphine Benchetrit | Mgmt | For | Against | Against | |||
18 | Elect Sigrid Duhamel | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor Mazars | Mgmt | For | For | For | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
22 | Increase in Authorised Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Cancellation of Shares/Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Authorised Capital in case of Exchange Offer | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
10 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
11 | Elect John L. Thornton | Mgmt | For | For | For | |||
12 | Elect John B. Veihmeyer | Mgmt | For | For | For | |||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Forest City Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCE.A | CUSIP 345605109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Z. Jamie Behar | Mgmt | For | For | For | |||
1.3 | Elect Michelle Felman | Mgmt | For | For | For | |||
1.4 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.5 | Elect David J. LaRue | Mgmt | For | For | For | |||
1.6 | Elect Adam S. Metz | Mgmt | For | For | For | |||
1.7 | Elect Gavin T. Molinelli | Mgmt | For | For | For | |||
1.8 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Ordan | Mgmt | For | Withhold | Against | |||
1.10 | Elect James A. Ratner | Mgmt | For | For | For | |||
1.11 | Elect William R. Roberts | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
4 | Re-elect Mark Barnaba | Mgmt | For | Against | Against | |||
5 | Elect Penelope (Penny) Bingham-Hall | Mgmt | For | Against | Against | |||
6 | Elect Jennifer Morris | Mgmt | For | Against | Against | |||
7 | Equity Grant (Executive director and CFO Elizabeth Gaines) | Mgmt | For | For | For | |||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | Against | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fortinet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTNT | CUSIP 34959E109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Ken Xie | Mgmt | For | For | For | |||
3 | Elect Gary F. Locke | Mgmt | For | For | For | |||
4 | Elect Judith Sim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
3 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
4 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
5 | Elect Duncan Tait | Mgmt | For | For | For | |||
6 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
7 | Elect Jun Yokota | Mgmt | For | For | For | |||
8 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
9 | Elect Atsushi Abe | Mgmt | For | For | For | |||
10 | Elect Kazuto Kojima | Mgmt | For | For | For | |||
11 | Elect Yoshiko Kugu | Mgmt | For | For | For | |||
12 | Share Consolidation | Mgmt | For | For | For | |||
Galaxy Entertainment Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0027 | CINS Y2679D118 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Francis LUI Yiu Tung | Mgmt | For | For | For | |||
5 | Elect Patrick WONG Lung Tak | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Glaxosmithkline PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Hal V. Barron | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Emma Walmsley | Mgmt | For | For | For | |||
7 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Glaxosmithkline PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Campbell | Mgmt | For | For | For | |||
1.2 | Elect James W. Christmas | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Clark | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Harvey Norman Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVN | CINS Q4525E117 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Gerry Harvey | Mgmt | For | Against | Against | |||
4 | Re-elect Chris Mentis | Mgmt | For | Against | Against | |||
5 | Re-elect Graham Paton | Mgmt | For | Against | Against | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect Lisa Gersh | Mgmt | For | For | For | |||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
11 | Elect Mary Beth West | Mgmt | For | For | For | |||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Paresh D. Sukthankar | Mgmt | For | For | For | |||
4 | Elect Kaizad Bharucha | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||
7 | Appointment of Paresh Sukthanka (Deputy Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Appointment of Kaizad Bharucha (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Elect Shyamala Gopinath | Mgmt | For | For | For | |||
10 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
11 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Instruments and Bonds on Private Placement | Mgmt | For | For | For | |||
Hermès International SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMS | CINS F48051100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
11 | Remuneration of Axel Dumas, Manager | Mgmt | For | For | For | |||
12 | Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | For | For | For | |||
13 | Elect Matthieu Dumas | Mgmt | For | Against | Against | |||
14 | Elect Blaise Guerrand | Mgmt | For | Against | Against | |||
15 | Elect Olympia Guerrand | Mgmt | For | Against | Against | |||
16 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Hilton Grand Vacations Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGV | CUSIP 43283X105 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Wang | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.4 | Elect David W. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Lazarus | Mgmt | For | For | For | |||
1.6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
1.7 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hitachi Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Elect Katsumi Ihara | Mgmt | For | For | For | |||
4 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
5 | Elect Joe Harlan | Mgmt | For | For | For | |||
6 | Elect George W. Buckley | Mgmt | For | For | For | |||
7 | Elect Louise Pentland | Mgmt | For | For | For | |||
8 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
9 | Elect Takatoshi Yamamoto | Mgmt | For | For | For | |||
10 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
13 | Elect Toyoaki Nakamura | Mgmt | For | For | For | |||
14 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tze Ching I. CHAN | Mgmt | For | For | For | |||
6 | Elect Fred HU Zuliu | Mgmt | For | For | For | |||
7 | Elect John M.M. Williamson | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
HSBC Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
4 | Elect John Flint | Mgmt | For | For | For | |||
5 | Elect Kathleen L. Casey | Mgmt | For | For | For | |||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
7 | Elect Henri de Castries | Mgmt | For | For | For | |||
8 | Elect Jonathan Douglas Evans | Mgmt | For | For | For | |||
9 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
10 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
12 | Elect Marc Moses | Mgmt | For | For | For | |||
13 | Elect David T. Nish | Mgmt | For | For | For | |||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | |||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Contingent Convertible Securities w/ | Mgmt | For | For | For | |||
26 | Authority to Issue Contingent Convertible Securities w/o | Mgmt | For | For | For | |||
27 | Scrip Dividend | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hudson Pacific Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPP | CUSIP 444097109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Coleman | Mgmt | For | For | For | |||
2 | Elect Theodore R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
4 | Elect Richard B. Fried | Mgmt | For | For | For | |||
5 | Elect Jonathan M. Glaser | Mgmt | For | For | For | |||
6 | Elect Robert L. Harris II | Mgmt | For | For | For | |||
7 | Elect Mark D. Linehan | Mgmt | For | For | For | |||
8 | Elect Robert M. Moran,Jr. | Mgmt | For | For | For | |||
9 | Elect Michael Nash | Mgmt | For | Against | Against | |||
10 | Elect Barry A. Porter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip M. Bilden | Mgmt | For | For | For | |||
1.2 | Elect Augustus L. Collins | Mgmt | For | For | For | |||
1.3 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.6 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.8 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
1.9 | Elect John K. Welch | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
1.3 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
1.4 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
1.5 | Elect Daniele Ferrari | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Margetts | Mgmt | For | For | For | |||
1.7 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Industrivärden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDUA | CINS W45430100 | 04/17/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
19 | Elect Christian Caspar | Mgmt | For | TNA | N/A | |||
20 | Elect Bengt Kjell | Mgmt | For | TNA | N/A | |||
21 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
23 | Elect Annika Lundius | Mgmt | For | TNA | N/A | |||
24 | Elect Lars Pettersson | Mgmt | For | TNA | N/A | |||
25 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
26 | Elect Fredrik Lundberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Number of Auditors | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | Long-term Share Savings Program | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ingersoll-Rand PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirk E. Arnold | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John Bruton | Mgmt | For | For | For | |||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
7 | Elect Michael W. Lamach | Mgmt | For | For | For | |||
8 | Elect Myles P. Lee | Mgmt | For | For | For | |||
9 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Approval of the 2018 Incentive Stock Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
2 | Elect David B. Fischer | Mgmt | For | For | For | |||
3 | Elect Ilene S. Gordon | Mgmt | For | Against | Against | |||
4 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
7 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
8 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
9 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Elect James Zallie | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
10 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Peter R. Voser | Mgmt | For | For | For | |||
13 | Elect Frederick H. Waddell | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Final Dividend | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Marc Bolland | Mgmt | For | For | For | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
15 | Elect Kieran Poynter | Mgmt | For | For | For | |||
16 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | For | For | |||
17 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
18 | Elect Nicola Shaw | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Elect Deborah Kerr | Mgmt | For | For | For | |||
21 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
22 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
23 | Approval of the allotment of a maximum number of shares under the PSP and the IADP | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Reduction in Authorized Capital | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Deborah Liu | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Jeff Weiner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
6 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Shuzaburo Tsuchihashi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||
J Sainsbury PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBRY | CINS G77732173 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kevin O'Byrne | Mgmt | For | Against | Against | |||
6 | Elect Matt Brittin | Mgmt | For | Against | Against | |||
7 | Elect Brian Cassin | Mgmt | For | Against | Against | |||
8 | Elect Mike Coupe | Mgmt | For | Against | Against | |||
9 | Elect David Keens | Mgmt | For | Against | Against | |||
10 | Elect Lady Susan Rice | Mgmt | For | Against | Against | |||
11 | Elect John Rogers | Mgmt | For | Against | Against | |||
12 | Elect Jean Tomlin | Mgmt | For | Against | Against | |||
13 | Elect David Tyler | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
2 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | |||
3 | Elect Robert C. Davidson, Jr. | Mgmt | For | For | For | |||
4 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
5 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
8 | Elect Robert A. McNamara | Mgmt | For | For | For | |||
9 | Elect Peter J. Robertson | Mgmt | For | For | For | |||
10 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
7 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
8 | Elect Toshinori Shin | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Shimizu | Mgmt | For | For | For | |||
10 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Shinsuke Kubo as Statutory Auditor | Mgmt | For | For | For | |||
Japan Post Bank Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7182 | CINS J2800C101 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Elect Norito Ikeda | Mgmt | For | Against | Against | |||
4 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
5 | Elect Masatsugu Nagato | Mgmt | For | For | For | |||
6 | Elect Ryohichi Nakazato | Mgmt | For | For | For | |||
7 | Elect Tomoyoshi Arita | Mgmt | For | For | For | |||
8 | Elect Sawako Nohara | Mgmt | For | For | For | |||
9 | Elect Tetsu Machida | Mgmt | For | For | For | |||
10 | Elect Nobuko Akashi | Mgmt | For | For | For | |||
11 | Elect Katsuaki Ikeda | Mgmt | For | For | For | |||
12 | Elect Hirofumi Nomoto | Mgmt | For | Against | Against | |||
13 | Elect Ryohji Chubachi | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
John Wiley & Sons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWA | CUSIP 968223206 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Laurie A. Leshin | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Pence | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kalpana Raina | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
JTEKT Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6473 | CINS J2946V104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
4 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Miyazaki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kaijima | Mgmt | For | For | For | |||
7 | Elect Tomokazu Takahashi | Mgmt | For | For | For | |||
8 | Elect Takumi Matsumoto | Mgmt | For | For | For | |||
9 | Elect Takao Miyatani | Mgmt | For | For | For | |||
10 | Elect Iwao Okamoto | Mgmt | For | For | For | |||
11 | Elect Makoto Sano | Mgmt | For | For | For | |||
12 | Elect Shinji Katoh | Mgmt | For | For | For | |||
13 | Elect Hirofumi Matsuoka | Mgmt | For | For | For | |||
14 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
15 | Elect Hiroshi Takenaka | Mgmt | For | Against | Against | |||
16 | Elect Atsushi Kume | Mgmt | For | Against | Against | |||
17 | Elect Takashi Yoshida | Mgmt | For | For | For | |||
18 | Elect Hiroyuki Wakabayashi | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect William Stensrud | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Kajima Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1812 | CINS J29223120 | 06/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Share Consolidation | Mgmt | For | TNA | N/A | |||
4 | Elect Mitsuyoshi Nakamura | Mgmt | For | TNA | N/A | |||
5 | Elect Takashi Hinago | Mgmt | For | TNA | N/A | |||
6 | Elect Masayasu Kayano | Mgmt | For | TNA | N/A | |||
7 | Elect Hiroshi Ishikawa | Mgmt | For | TNA | N/A | |||
8 | Elect Nobuyuki Hiraizumi | Mgmt | For | TNA | N/A | |||
9 | Elect Shohichi Kajima | Mgmt | For | TNA | N/A | |||
10 | Elect Masahiro Nakagawa as Statutory Auditor | Mgmt | For | TNA | N/A | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect WONG Siu Kong | Mgmt | For | For | For | |||
7 | Elect KUOK Khoon Hua | Mgmt | For | Against | Against | |||
8 | Elect Marina WONG Yu Pok | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Keyence Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6861 | CINS J32491102 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takemitsu Takizaki | Mgmt | For | For | For | |||
3 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||
4 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
5 | Elect Tomohide Ideno | Mgmt | For | For | For | |||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Masayuki Miki | Mgmt | For | For | For | |||
8 | Elect Akira Kanzawa | Mgmt | For | For | For | |||
9 | Elect Masato Fujimoto | Mgmt | For | For | For | |||
10 | Elect Yohichi Tanabe | Mgmt | For | For | For | |||
11 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kingfisher PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G5256E441 | 06/12/2018 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Carr | Mgmt | For | For | For | |||
5 | Elect Andrew Cosslett | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
8 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||
10 | Elect Véronique Laury | Mgmt | For | For | For | |||
11 | Elect Mark Seligman | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Itoh | Mgmt | For | For | For | |||
4 | Elect Sadaaki Matsuyama | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kugawa | Mgmt | For | For | For | |||
6 | Elect Hiroaya Hayase | Mgmt | For | For | For | |||
7 | Elect Kazuhiro Nakayama | Mgmt | For | For | For | |||
8 | Elect Kenichi Abe | Mgmt | For | For | For | |||
9 | Elect Yoshimasa Sano | Mgmt | For | For | For | |||
10 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
11 | Elect Jun Hamano | Mgmt | For | For | For | |||
12 | Elect Yukinori Yamane | Mgmt | For | For | For | |||
13 | Elect Mitsuhiro Nagahama | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Lagardére SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMB | CINS F5485U100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Remuneration of Arnaud Lagardere, Managing Partner | Mgmt | For | For | For | |||
10 | Remuneration of Pierre Leroy and Thierry Funck-Brentano, Co-Managing Partners | Mgmt | For | For | For | |||
11 | Remuneration of Xavier de Sarrau, Supervisory Board Chair | Mgmt | For | For | For | |||
12 | Elect Xavier de Sarrau | Mgmt | For | For | For | |||
13 | Elect Yves Guillemot | Mgmt | For | For | For | |||
14 | Elect Patrick Valroff | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
17 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Shareholder Proposal (A) Regarding Election of Helen Lee Bouygues (Amber Capital) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal (B) Regarding Election of Arnaud Marion (Amber Capital) | ShrHoldr | Against | Against | For | |||
Lamb Weston Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LW | CUSIP 513272104 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Blixt | Mgmt | For | For | For | |||
2 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
3 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
4 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
5 | Elect Hala G. Moddelmog | Mgmt | For | For | For | |||
6 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | |||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jepsen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond E. Scott | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Expedia Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEXEA | CUSIP 53046P109 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
2.2 | Elect Stephen M. Brett | Mgmt | For | For | For | |||
2.3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
2.4 | Elect Scott W Schoelzel | Mgmt | For | For | For | |||
2.5 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FWONA | CUSIP 531229870 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian M. Deevy | Mgmt | For | For | For | |||
1.2 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect Robert G Gifford | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | Withhold | Against | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amend the Trust's Bylaws | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lloyds Banking Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Loews Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
L | CUSIP 540424108 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Berman | Mgmt | For | For | For | |||
2 | Elect Joseph L. Bower | Mgmt | For | For | For | |||
3 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
4 | Elect Charles M. Diker | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
7 | Elect Walter L. Harris | Mgmt | For | For | For | |||
8 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
9 | Elect Susan Peters | Mgmt | For | For | For | |||
10 | Elect Andrew H. Tisch | Mgmt | For | Against | Against | |||
11 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
12 | Elect Jonathan M. Tisch | Mgmt | For | For | For | |||
13 | Elect Anthony Welters | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Elect William A. Downe | Mgmt | For | For | For | |||
4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
6 | Elect Julie M. Howard | Mgmt | For | Against | Against | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Jonas Prising | Mgmt | For | For | For | |||
9 | Elect Paul Read | Mgmt | For | For | For | |||
10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | |||
11 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
12 | Elect John R. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect Donna A. James | Mgmt | For | For | For | |||
3 | Elect James E. Rohr | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Marks and Spencer Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKS | CINS G5824M107 | 07/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
6 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||
7 | Elect Alison Brittain | Mgmt | For | For | For | |||
8 | Elect Miranda Curtis | Mgmt | For | For | For | |||
9 | Elect Andrew Fisher | Mgmt | For | For | For | |||
10 | Elect Andy Halford | Mgmt | For | For | For | |||
11 | Elect Steve Rowe | Mgmt | For | For | For | |||
12 | Elect Richard Solomons | Mgmt | For | For | For | |||
13 | Elect Robert Swannell | Mgmt | For | For | For | |||
14 | Elect Helen A. Weir | Mgmt | For | For | For | |||
15 | Elect Archie Norman | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Sharesave Plan 2017 | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
5 | Elect Masumi Kakinoki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Yabe | Mgmt | For | For | For | |||
7 | Elect Hirohisa Miyata | Mgmt | For | For | For | |||
8 | Elect Takao Kitabata | Mgmt | For | For | For | |||
9 | Elect Kyohei Takahashi | Mgmt | For | For | For | |||
10 | Elect Susumu Fukuda | Mgmt | For | For | For | |||
11 | Elect Yuri Okina | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark R. Alexander | Mgmt | For | For | For | |||
2 | Elect Richard A. Manoogian | Mgmt | For | For | For | |||
3 | Elect John C. Plant | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Sullivan | Mgmt | For | For | For | |||
2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||
4 | Elect James R. Bergman | Mgmt | For | For | For | |||
5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
6 | Elect Robert E. Grady | Mgmt | For | For | For | |||
7 | Elect William D. Watkins | Mgmt | For | For | For | |||
8 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chohfuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuroh Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
9 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
10 | Elect Toshio Asano | Mgmt | For | For | For | |||
11 | Elect Kuniko Shoji | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
B4B | CINS D5S17Q116 | 02/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Herbert Bollinger to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Amendment to Articles Regarding Authorised Capital | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
4 | Elect Kenkichi Kosakai | Mgmt | For | Against | Against | |||
5 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
6 | Elect Yoshihiro Umeha | Mgmt | For | Against | Against | |||
7 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
8 | Elect Ken Fujiwara | Mgmt | For | Against | Against | |||
9 | Elect Takeo Kikkawa | Mgmt | For | Against | Against | |||
10 | Elect Taigi Itoh | Mgmt | For | Against | Against | |||
11 | Elect Kazuhiro Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
13 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaki Sakuyama | Mgmt | For | Against | Against | |||
3 | Elect Takeshi Sugiyama | Mgmt | For | Against | Against | |||
4 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
5 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Sagawa | Mgmt | For | Against | Against | |||
7 | Elect Shinji Harada | Mgmt | For | Against | Against | |||
8 | Elect Tadashi Kawagoishi | Mgmt | For | Against | Against | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
11 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Katsunori Nagayasu | Mgmt | For | Against | Against | |||
13 | Elect Hiroko Koide | Mgmt | For | Against | Against | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Sakai | Mgmt | For | For | For | |||
3 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
4 | Elect Kenji Inamasa | Mgmt | For | For | For | |||
5 | Elect Yasuhiro Satoh | Mgmt | For | For | For | |||
6 | Elect Masahiro Johno | Mgmt | For | For | For | |||
7 | Elect Masashi Fujii | Mgmt | For | For | For | |||
8 | Elect Susumu Yoshida | Mgmt | For | For | For | |||
9 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
10 | Elect Masato Inari | Mgmt | For | For | For | |||
11 | Elect Nobuhisa Ariyoshi | Mgmt | For | For | For | |||
12 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
13 | Elect Tsugio Satoh | Mgmt | For | For | For | |||
14 | Elect Kunio Kawa as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Reserved Retirement allowances for Dierctors | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Restricted Share Plan | Mgmt | For | For | For | |||
Mitsubishi Materials Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5711 | CINS J44024107 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Akira Takeuchi | Mgmt | For | For | For | |||
3 | Elect Osamu Iida | Mgmt | For | For | For | |||
4 | Elect Naoki Ono | Mgmt | For | For | For | |||
5 | Elect Yasunobu Suzuki | Mgmt | For | For | For | |||
6 | Elect Kazuhiro Kishi | Mgmt | For | For | For | |||
7 | Elect Makoto Shibata | Mgmt | For | For | For | |||
8 | Elect Mariko Tokunoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Watanabe | Mgmt | For | For | For | |||
10 | Elect Hikaru Sugi | Mgmt | For | For | For | |||
11 | Elect Naoto Kasai | Mgmt | For | For | For | |||
12 | Elect Tatsuo Wakabayashi | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | For | For | |||
4 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
5 | Elect Haruka Matsuyama | Mgmt | For | For | For | |||
6 | Elect Toby S. Myerson | Mgmt | For | For | For | |||
7 | Elect Tsutomu Okuda | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Tarisa Watanagase | Mgmt | For | For | For | |||
10 | Elect Akira Yamate | Mgmt | For | For | For | |||
11 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
13 | Elect Kiyoshi Sono | Mgmt | For | For | For | |||
14 | Elect Mikio Ikegaya | Mgmt | For | For | For | |||
15 | Elect Kanetsugu Mike | Mgmt | For | For | For | |||
16 | Elect Saburo Araki | Mgmt | For | For | For | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Dismissal of Nobuyuki Hirano | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Special Committee on Certain Business Relationships | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Customer Identification Procedure | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Disclosure of Reasoning for Customer Account Termination | ShrHoldr | Against | Against | For | |||
Mitsui & Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masami Iijima | Mgmt | For | For | For | |||
4 | Elect Tatsuo Yasunaga | Mgmt | For | For | For | |||
5 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
6 | Elect Satoshi Tanaka | Mgmt | For | For | For | |||
7 | Elect Shinsuke Fujii | Mgmt | For | For | For | |||
8 | Elect Nobuaki Kitamori | Mgmt | For | For | For | |||
9 | Elect Yukio Takebe | Mgmt | For | For | For | |||
10 | Elect Takakazu Uchida | Mgmt | For | For | For | |||
11 | Elect Kenichi Hori | Mgmt | For | For | For | |||
12 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
13 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
14 | Elect Jenifer Rogers | Mgmt | For | For | For | |||
15 | Elect Hirotaka Takeuchi | Mgmt | For | For | For | |||
16 | Elect Samuel Walsh | Mgmt | For | For | For | |||
17 | Elect Haruka Matsuyama @ Haruka Katoh as Statutory Auditor | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
6 | Elect Hisashi Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Response to Anti-Social Conduct in Business Relationships | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Creation of a Platform for Engagement with Shareholders | ShrHoldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Muenchener Rueckversicherungs-Gesellschaft AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Maximilian Zimmerer | Mgmt | For | Against | Against | |||
13 | Elect Kurt W. Bock | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Nestlè S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | |||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
13 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
14 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
15 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
16 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||
17 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
18 | Elect Pablo Isla | Mgmt | For | TNA | N/A | |||
19 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Sheri Hickok | Mgmt | For | For | For | |||
9 | Elect Rene Medori | Mgmt | For | For | For | |||
10 | Elect Jane Nelson | Mgmt | For | For | For | |||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
12 | Elect Molly P. Zhang | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Next PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Bewes | Mgmt | For | For | For | |||
5 | Elect Caroline Goodall | Mgmt | For | For | For | |||
6 | Elect Amanda James | Mgmt | For | For | For | |||
7 | Elect Richard Papp | Mgmt | For | For | For | |||
8 | Elect Michael J. Roney | Mgmt | For | For | For | |||
9 | Elect Francis Salway | Mgmt | For | For | For | |||
10 | Elect Jane Shields | Mgmt | For | For | For | |||
11 | Elect Dianne Thompson | Mgmt | For | For | For | |||
12 | Elect Simon Wolfson | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
4 | Elect Jun Sawada | Mgmt | For | For | For | |||
5 | Elect Akira Shimada | Mgmt | For | For | For | |||
6 | Elect Motoyuki Ii | Mgmt | For | For | For | |||
7 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
8 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
9 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
10 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Katsuhiko Kawazoe | Mgmt | For | For | For | |||
12 | Elect Ryohta Kitamura | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
2 | Elect Eric L. Butler | Mgmt | For | For | For | |||
3 | Elect Aristides S. Candris | Mgmt | For | For | For | |||
4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | |||
5 | Elect Joseph Hamrock | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Richard L. Thompson | Mgmt | For | For | For | |||
10 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NN Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect Heijo Hauser | Mgmt | For | For | For | |||
12 | Elect Hans Schoen | Mgmt | For | For | For | |||
13 | Elect David Cole | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomura Real Estate Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3231 | CINS J5893B104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Yoshikawa | Mgmt | For | For | For | |||
3 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||
4 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||
5 | Elect Toshiaki Seki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kimura | Mgmt | For | For | For | |||
7 | Elect Makoto Haga | Mgmt | For | For | For | |||
8 | Elect Shigeru Matsushima | Mgmt | For | For | For | |||
9 | Elect Satoko Shinohara | Mgmt | For | For | For | |||
10 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. E. Andrews | Mgmt | For | For | For | |||
2 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
4 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
5 | Elect Ed Grier | Mgmt | For | For | For | |||
6 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||
7 | Elect Mel Martinez | Mgmt | For | For | For | |||
8 | Elect William A. Moran | Mgmt | For | For | For | |||
9 | Elect David A. Preiser | Mgmt | For | For | For | |||
10 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
11 | Elect Susan Williamson Ross | Mgmt | For | For | For | |||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank A. Bozich | Mgmt | For | For | For | |||
2 | Elect James H. Brandi | Mgmt | For | For | For | |||
3 | Elect Peter D. Clarke | Mgmt | For | For | For | |||
4 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
5 | Elect David L. Hauser | Mgmt | For | For | For | |||
6 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
7 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
8 | Elect J. Michael Sanner | Mgmt | For | For | For | |||
9 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
10 | Elect Sean Trauschke | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Otsuka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4768 | CINS J6243L115 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takuo Fujino as Director | Mgmt | For | For | For | |||
Outfront Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | |||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | |||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | For | For | |||
1.5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||
1.7 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee C. Banks | Mgmt | For | For | For | |||
2 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
3 | Elect Linda S. Harty | Mgmt | For | For | For | |||
4 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
5 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
6 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
7 | Elect Candy M. Obourn | Mgmt | For | For | For | |||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
9 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | |||
10 | Elect Ake Svensson | Mgmt | For | For | For | |||
11 | Elect James R. Verrier | Mgmt | For | For | For | |||
12 | Elect James L. Wainscott | Mgmt | For | For | For | |||
13 | Elect Thomas L. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Persimmon PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nigel Mills | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect David Jenkinson | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Simon Litherland | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Peugeot SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Anne Guerin | Mgmt | For | Against | Against | |||
9 | Ratification of the Co-option of An Tiecheng | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Daniel Bernard | Mgmt | For | Against | Against | |||
11 | Elect Louis Gallois | Mgmt | For | Against | Against | |||
12 | Elect Marie-Helene Peugeot Roncoroni | Mgmt | For | Against | Against | |||
13 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
14 | Elect Liu Weidong | Mgmt | For | Against | Against | |||
15 | Amendment to the 2017 Remuneration Policy of the Management Board Chair | Mgmt | For | For | For | |||
16 | Amendment to the 2017 Remuneration Policy of the CFO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Management Board Chair) | Mgmt | For | For | For | |||
18 | Remuneration Policy (Management Board Members) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
20 | Remuneration of Carlos Tavares, Management Board Chair | Mgmt | For | For | For | |||
21 | Remuneration of Jean-Baptiste Chasseloup de Chatillon, CFO | Mgmt | For | For | For | |||
22 | Remuneration of Maxime Picat, executive VP Europe | Mgmt | For | For | For | |||
23 | Remuneration of Jean-Christophe Quemard, executive VP Africa Middle East | Mgmt | For | For | For | |||
24 | Remuneration of Louis Gallois, Supervisory Board Chair | Mgmt | For | For | For | |||
25 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Bieber | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen R. D'Arcy | Mgmt | For | Withhold | Against | |||
1.3 | Elect William B. Downey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Incarnati | Mgmt | For | Withhold | Against | |||
1.5 | Elect Marc D. Miller | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Principal Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFG | CUSIP 74251V102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger C. Hochschild | Mgmt | For | For | For | |||
2 | Elect Daniel J. Houston | Mgmt | For | For | For | |||
3 | Elect Diane C. Nordin | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Mark B. Grier | Mgmt | For | For | For | |||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
7 | Elect George Paz | Mgmt | For | For | For | |||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect Michael A. Todman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Against | Against | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974550 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect William Meaney | Mgmt | For | For | For | |||
3 | Re-elect Paul Rayner | Mgmt | For | For | For | |||
4 | Re-elect Todd Sampson | Mgmt | For | For | For | |||
5 | Elect Richard J. Goyder | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Ralph Lauren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RL | CUSIP 751212101 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | |||
1.3 | Elect Hubert Joly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Amended and Restated Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
Randstad Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Allocation of Additional Dividend | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Jacqcues van den Broek to the Management Board | Mgmt | For | For | For | |||
12 | Elect Chris Heutink to the Management Board | Mgmt | For | For | For | |||
13 | Elect Henry Schirmer to the Management Board | Mgmt | For | For | For | |||
14 | Sign-on Payment for Henry Schirmer | Mgmt | For | For | For | |||
15 | Elect Frank Dorjee to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Elect Annet Aris to the Supervisory Board | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
4 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
5 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
6 | Elect Thomas A. James | Mgmt | For | For | For | |||
7 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
8 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
10 | Elect Robert P. Saltzman | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Realogy Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLGY | CUSIP 75605Y106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
2 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
4 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
5 | Elect Ryan M. Schneider | Mgmt | For | For | For | |||
6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
7 | Elect Chris S. Terrill | Mgmt | For | For | For | |||
8 | Elect Michael J. Williams | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2018 Long Term Incentive Plan | Mgmt | For | For | For | |||
Recordati - Industria Chimica E Farmaceutica Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REC | CINS T78458139 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Policy | Mgmt | For | For | For | |||
3 | 2018-2022 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | Against | Against | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
3 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amend the Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
RELX N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Suzanne Wood to the Board of Directors | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | First Scrip Dividend | Mgmt | For | For | For | |||
6 | Second Scrip Dividend | Mgmt | For | For | For | |||
7 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
10 | Ratify Co-Option and Elect Jordi Gual Sole | Mgmt | For | Against | Against | |||
11 | Elect Maria del Carmen Ganyet i Cirera | Mgmt | For | Against | Against | |||
12 | Elect Ignacio Martin San Vicente | Mgmt | For | Against | Against | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Share Acquisition Plan 2019-2021 | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Resona Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
4 | Elect Shohichi Iwanaga | Mgmt | For | For | For | |||
5 | Elect Satoshi Fukuoka | Mgmt | For | For | For | |||
6 | Elect Kaoru Isono | Mgmt | For | For | For | |||
7 | Elect Toshio Arima | Mgmt | For | For | For | |||
8 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
10 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
11 | Elect Hidehiko Satoh | Mgmt | For | For | For | |||
12 | Elect Chiharu Baba | Mgmt | For | For | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Caribbean Cruises Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCL | CUSIP V7780T103 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Brock | Mgmt | For | For | For | |||
2 | Elect Richard D. Fain | Mgmt | For | For | For | |||
3 | Elect William L. Kimsey | Mgmt | For | For | For | |||
4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
5 | Elect Ann S. Moore | Mgmt | For | For | For | |||
6 | Elect Eyal M. Ofer | Mgmt | For | For | For | |||
7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | |||
8 | Elect William K. Reilly | Mgmt | For | For | For | |||
9 | Elect Bernt Reitan | Mgmt | For | For | For | |||
10 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
11 | Elect Donald Thompson | Mgmt | For | For | For | |||
12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Mail PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMG | CINS G7368G108 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rita Griffin | Mgmt | For | For | For | |||
5 | Elect Peter J. Long | Mgmt | For | For | For | |||
6 | Elect Moya M. Greene | Mgmt | For | For | For | |||
7 | Elect Cath Keers | Mgmt | For | For | For | |||
8 | Elect Paul Murray | Mgmt | For | For | For | |||
9 | Elect Orna NiChionna | Mgmt | For | For | For | |||
10 | Elect Arthur (Les) L. Owen | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RTL Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTL | CINS L80326108 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidate Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Elect Lauren Zalaznick | Mgmt | For | Against | Against | |||
9 | Elect Bert Habets | Mgmt | For | Against | Against | |||
10 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
11 | Elect Guillaume de Posch | Mgmt | For | Against | Against | |||
12 | Elect Thomas Gotz | Mgmt | For | Against | Against | |||
13 | Elect Rolf Hellermann | Mgmt | For | Against | Against | |||
14 | Elect Bernd Hirsch | Mgmt | For | Against | Against | |||
15 | Elect Bernd Kundrun | Mgmt | For | Against | Against | |||
16 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
17 | Elect Jean-Louis Schiltz | Mgmt | For | Against | Against | |||
18 | Elect Rolf Schmidt-Holtz | Mgmt | For | Against | Against | |||
19 | Elect James Singh | Mgmt | For | Against | Against | |||
20 | Elect Martin Taylor | Mgmt | For | Against | Against | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
S&P Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPGI | CUSIP 78409V104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||
2 | Elect William D. Green | Mgmt | For | Against | Against | |||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||
5 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||
6 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Samsung Electronics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Sylvia K. Barnes | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Kenneth H. Beer | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Michael L. Bennett | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee William M. Griffin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee David J. Kornder | Mgmt | For | TNA | N/A | |||
6 | Elect Dissident Nominee Bob G. Alexander | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Dissident Nominee Jonathan Christodoro | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Dissident Nominee Nancy Dunlap | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Dissident Nominee Jonathan Frates | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Dissident Nominee Nicholas Graziano | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Dissident Nominee John J. Lipinski | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Dissident Nominee Randolph C. Read | ShrHoldr | N/A | TNA | N/A | |||
13 | Approval of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
14 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Jonathan Frates | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Nicholas Graziano | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee John J. Lipinski | Mgmt | N/A | For | N/A | |||
1.4 | Elect Dissident Nominee Bob G. Alexander | Mgmt | N/A | For | N/A | |||
1.5 | Elect Dissident Nominee Randolph C. Read | Mgmt | N/A | For | N/A | |||
1.6 | Elect Dissident Nominee Jonathan Christodoro | Mgmt | N/A | For | N/A | |||
1.7 | Elect Dissident Nominee Nancy Dunlap | Mgmt | N/A | For | N/A | |||
2 | Ratification and extension of the Poison Pill | Mgmt | N/A | Against | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
Senior Housing Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNH | CUSIP 81721M109 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Harris Jones | Mgmt | For | Abstain | Against | |||
2 | Elect Jennifer B. Clark | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony L. Coelho | Mgmt | For | For | For | |||
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||
1.3 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
1.4 | Elect Marcus A. Watts | Mgmt | For | For | For | |||
1.5 | Elect Edward E. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Mgmt | For | For | For | |||
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L Cella | Mgmt | For | For | For | |||
2 | Elect John B Corness | Mgmt | For | For | For | |||
3 | Elect Stephen J. Sedita | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Shionogi & Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Takuko Sawada | Mgmt | For | For | For | |||
7 | Elect Akio Nomura | Mgmt | For | For | For | |||
8 | Elect Teppei Mogi | Mgmt | For | For | For | |||
9 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
10 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Sky PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKY | CINS G8212B105 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Tracy Clarke | Mgmt | For | For | For | |||
7 | Elect Martin Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Adine Grate | Mgmt | For | For | For | |||
9 | Elect Matthieu Pigasse | Mgmt | For | For | For | |||
10 | Elect Andy Sukawaty | Mgmt | For | For | For | |||
11 | Elect Katrin Wehr-Seiter | Mgmt | For | For | For | |||
12 | Elect James Murdoch | Mgmt | For | Against | Against | |||
13 | Elect Chase Carey | Mgmt | For | For | For | |||
14 | Elect John Nallen | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
2 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
3 | Elect Paul Fulchino | Mgmt | For | For | For | |||
4 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | |||
5 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
6 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
7 | Elect Ronald Kadish | Mgmt | For | For | For | |||
8 | Elect John L. Plueger | Mgmt | For | For | For | |||
9 | Elect Laura H. Wright | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Proposal to Lower the Threshold of Shareholders Required to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Charlton | Mgmt | For | Withhold | Against | |||
1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SSE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
7 | Elect Sue Bruce | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Helen Mahy | Mgmt | For | For | For | |||
12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Starwood Property Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | Withhold | Against | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Authority to Distribute Interim Dividend | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles Regarding Name Change | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Move from Fossil Fuels to Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
13 | Shareholder Proposal Regarding Exploration Drilling in the Barents Sea | ShrHoldr | Against | TNA | N/A | |||
14 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
15 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
16 | Share-Based Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Bastiansen | Mgmt | For | TNA | N/A | |||
20 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |||
21 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |||
22 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |||
23 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |||
24 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
25 | Elect Kjersti Kleven | Mgmt | For | TNA | N/A | |||
26 | Elect Birgitte Ringstad Vartdal | Mgmt | For | TNA | N/A | |||
27 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
28 | Elect Finn Kinserdal | Mgmt | For | TNA | N/A | |||
29 | Elect Kari Skeidsvoll Moe | Mgmt | For | TNA | N/A | |||
30 | Elect Kjerstin Fyllingen as Deputy Member | Mgmt | For | TNA | N/A | |||
31 | Elect Nina Kivijervi as Deputy Member | Mgmt | For | TNA | N/A | |||
32 | Elect Marit Hansen as Deputy Member | Mgmt | For | TNA | N/A | |||
33 | Elect Martin Wien Fjell as Deputy Member | Mgmt | For | TNA | N/A | |||
34 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
35 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
36 | Elect Elisabeth Berge and Bjorn Stale Haavik as Personal Deputy Member | Mgmt | For | TNA | N/A | |||
37 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
38 | Elect Berit L. Henriksen | Mgmt | For | TNA | N/A | |||
39 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
40 | Authority to Repurchase Shares Pursuant to Employee Share Savings Plan | Mgmt | For | TNA | N/A | |||
41 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
42 | Adjustment of Marketing Instructions | Mgmt | For | TNA | N/A | |||
Stichting Administratiekantoor ABN AMRO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N0162C102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Acknowledgement of ABN AMRO Group NV Annual General Meeting Agenda | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendments to Trust Conditions | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Trust Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J0752J108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Testuo Ohkubo | Mgmt | For | Against | Against | |||
4 | Elect Jiro Araumi | Mgmt | For | Against | Against | |||
5 | Elect Toru Takakura | Mgmt | For | Against | Against | |||
6 | Elect Masaru Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Kunitaro Kitamura | Mgmt | For | Against | Against | |||
8 | Elect Hitoshi Tsunekage | Mgmt | For | Against | Against | |||
9 | Elect Yasuyuki Yagi | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Misawa | Mgmt | For | Against | Against | |||
11 | Elect Soichi Shinohara | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Suzuki | Mgmt | For | Against | Against | |||
13 | Elect Mikio Araki | Mgmt | For | Against | Against | |||
14 | Elect Isao Matsushita | Mgmt | For | Against | Against | |||
15 | Elect Shinichi Saito | Mgmt | For | Against | Against | |||
16 | Elect Takashi Yoshida | Mgmt | For | Against | Against | |||
17 | Elect Hiroko Kawamoto | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | For | For | |||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
7 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against | |||
8 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
9 | Elect Eric TUNG Chi-Ho | Mgmt | For | For | For | |||
10 | Elect Allen FUNG Yuk-Lun | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
5 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Osamu Honda | Mgmt | For | For | For | |||
8 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
9 | Elect Hiroaki Matsuura | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
Swedish Match AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWMA | CINS W92277115 | 04/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Board Size | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Swiss Re Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SREN | CINS H8431B109 | 04/20/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Executive compensation (short-term) | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Walter B. Kielholz as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Raymond K. F. Ch'ien | Mgmt | For | TNA | N/A | |||
9 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
10 | Elect Trevor Manuel | Mgmt | For | TNA | N/A | |||
11 | Elect Jay Ralph | Mgmt | For | TNA | N/A | |||
12 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
13 | Elect Phillip K. Ryan | Mgmt | For | TNA | N/A | |||
14 | Elect Sir Paul Tucker | Mgmt | For | TNA | N/A | |||
15 | Elect Jacques de Vaucleroy | Mgmt | For | TNA | N/A | |||
16 | Elect Susan L. Wagner | Mgmt | For | TNA | N/A | |||
17 | Elect Karen Gavan | Mgmt | For | TNA | N/A | |||
18 | Elect Eileen Rominger | Mgmt | For | TNA | N/A | |||
19 | Elect Larry D. Zimpleman | Mgmt | For | TNA | N/A | |||
20 | Elect Raymond K. F. Ch'ien as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Renato Fassbind as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jorg Reinhardt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jacques de Vaucleroy as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive compensation (fixed and long-term) | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swisscom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMN | CINS H8398N104 | 04/04/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Roland Abt | Mgmt | For | TNA | N/A | |||
7 | Elect Valerie Berset Bircher | Mgmt | For | TNA | N/A | |||
8 | Elect Alain Carrupt | Mgmt | For | TNA | N/A | |||
9 | Elect Frank Esser | Mgmt | For | TNA | N/A | |||
10 | Elect Barbara Frei | Mgmt | For | TNA | N/A | |||
11 | Elect Anna Mossberg | Mgmt | For | TNA | N/A | |||
12 | Elect Catherine Muhlemann | Mgmt | For | TNA | N/A | |||
13 | Elect Hansueli Loosli | Mgmt | For | TNA | N/A | |||
14 | Appoint Hansueli Loosli as Board Chair | Mgmt | For | TNA | N/A | |||
15 | Elect Roland Abt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Frank Esser as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Barbara Frei as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hansueli Loosli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Renzo Simoni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Board Compensation | Mgmt | For | TNA | N/A | |||
21 | Executive Compensation | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C501 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | |||
2 | Elect Tim E. Bentsen | Mgmt | For | For | For | |||
3 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen T. Butler | Mgmt | For | For | For | |||
5 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||
6 | Elect Diana M. Murphy | Mgmt | For | For | For | |||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | |||
8 | Elect Harris Pastides | Mgmt | For | For | For | |||
9 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | |||
10 | Elect John L. Stallworth | Mgmt | For | For | For | |||
11 | Elect Kessel D. Stelling | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect Barry L. Storey | Mgmt | For | For | For | |||
14 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
7 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
13 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Taisei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1801 | CINS J79561148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
Tate & Lyle PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATE | CINS G86838128 | 07/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gerry Murphy | Mgmt | For | For | For | |||
6 | Elect Javed Ahmed | Mgmt | For | For | For | |||
7 | Elect Nick Hampton | Mgmt | For | For | For | |||
8 | Elect Paul Forman | Mgmt | For | For | For | |||
9 | Elect Lars Vinge Frederiksen | Mgmt | For | For | For | |||
10 | Elect Douglas Hurt | Mgmt | For | For | For | |||
11 | Elect Jeanne Johns | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Ajai Puri | Mgmt | For | For | For | |||
14 | Elect Sybella Stanley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Taylor Wimpey PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Special Dividends) | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter Redfern | Mgmt | For | For | For | |||
6 | Elect Ryan Mangold | Mgmt | For | For | For | |||
7 | Elect James J. Jordan | Mgmt | For | For | For | |||
8 | Elect Kate Barker | Mgmt | For | For | For | |||
9 | Elect Mike Hussey | Mgmt | For | For | For | |||
10 | Elect Angela A. Knight | Mgmt | For | For | For | |||
11 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
12 | Elect Gwyn Burr | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCF | CUSIP 872275102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. King | Mgmt | For | For | For | |||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
2 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Directors Stock Grant Program | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Andrew Penn) | Mgmt | For | For | For | |||
5 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To appoint Ernst & Young LLP as the auditors of Tervita for the ensuing year at a remuneration to be determined by the board of directors of Tervita | Mgmt | For | For | For | |||
2 | To approve a resolution fixing the number of directors to be elected to the Tervita Board at the Tervita Meeting at seven (7) | Mgmt | For | For | For | |||
3 | Elect Grant Billing | Mgmt | For | For | For | |||
4 | Elect Allen Hagerman | Mgmt | For | For | For | |||
5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
6 | Elect Douglas Ramsay | Mgmt | For | For | For | |||
7 | Elect Jay Thornton | Mgmt | For | For | For | |||
8 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
9 | Elect John Cooper | Mgmt | For | For | For | |||
10 | To approve a special resolution, the full text of which is set forth in Appendix C of the Information Circular, approving the continuance of Tervita out of the federal jurisdiction of Canada under the Canada Business Corporations Act and into the jurisdiction of Alberta under the Business Corporations Act (Alberta) (theABCA) and the adoption by Tervita of a new ABCA compliant by-law as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
11 | To approve a special resolution, the full text of which is set forth in Appendix "A" of the Information Circular, approving a plan of arrangement (theArrangement) involving, among others, Tervita, Newalta, the Tervita Shareholders and the Newalta Securityholders under Section 193 of the ABCA, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
12 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated option plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
13 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated restricted stock unit plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
Tesco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 02/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Tesco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Stewart Gilliland | Mgmt | For | For | For | |||
7 | Elect Charles Wilson | Mgmt | For | For | For | |||
8 | Elect John M. Allan | Mgmt | For | For | For | |||
9 | Elect Mark Armour | Mgmt | For | For | For | |||
10 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect David Lewis | Mgmt | For | For | For | |||
13 | Elect Mikael Olsson | Mgmt | For | For | For | |||
14 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
15 | Elect Simon Patterson | Mgmt | For | For | For | |||
16 | Elect Alison Platt | Mgmt | For | For | For | |||
17 | Elect Lindsey Pownall | Mgmt | For | For | For | |||
18 | Elect Alan Stewart | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
The Berkeley Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Russell Weiner | Mgmt | For | For | For | |||
12 | Elect Christopher Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Re-approval of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Director Equity Award Policy | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cindy Christy | Mgmt | For | For | For | |||
2 | Elect L. Gordon Crovitz | Mgmt | For | For | For | |||
3 | Elect James N. Fernandez | Mgmt | For | For | For | |||
4 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
5 | Elect Anastassia Lauterbach | Mgmt | For | For | For | |||
6 | Elect Thomas J. Manning | Mgmt | For | Against | Against | |||
7 | Elect Randall D. Mott | Mgmt | For | For | For | |||
8 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of 2018 Non-Employee Directors Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
9 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
10 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
11 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
12 | Elect Greig Woodring | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Linda R. Medler | Mgmt | For | For | For | |||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Michael J. Ward | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Toro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTC | CUSIP 891092108 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Janet K. Cooper | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||
1.3 | Elect Gregg W. Steinhafel | Mgmt | For | For | For | |||
1.4 | Elect Michael G. Vale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | Against | Against | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toppan Printing Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7911 | CINS 890747108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Adachi | Mgmt | For | Against | Against | |||
5 | Elect Shingo Kaneko | Mgmt | For | For | For | |||
6 | Elect Yukio Maeda | Mgmt | For | For | For | |||
7 | Elect Shinichi Ohkubo | Mgmt | For | For | For | |||
8 | Elect Atsushi Itoh | Mgmt | For | For | For | |||
9 | Elect Makoto Arai | Mgmt | For | For | For | |||
10 | Elect Hideharu Maro | Mgmt | For | For | For | |||
11 | Elect Naoyuki Matsuda | Mgmt | For | For | For | |||
12 | Elect Nobuaki Satoh | Mgmt | For | For | For | |||
13 | Elect Taroh Izawa | Mgmt | For | For | For | |||
14 | Elect Sumio Ezaki | Mgmt | For | For | For | |||
15 | Elect Yasuhiko Yamano | Mgmt | For | For | For | |||
16 | Elect Kunio Sakuma | Mgmt | For | For | For | |||
17 | Elect Yoshinobu Noma | Mgmt | For | For | For | |||
18 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||
19 | Elect Tetsuroh Ueki | Mgmt | For | For | For | |||
20 | Elect Norio Yamanaka | Mgmt | For | For | For | |||
21 | Elect Mitsuhiro Nakao | Mgmt | For | For | For | |||
22 | Elect Takashi Kurobe | Mgmt | For | For | For | |||
23 | Elect Jitsumei Takamiyagi | Mgmt | For | For | For | |||
24 | Elect Hiroyuki Shigematsu | Mgmt | For | For | For | |||
25 | Elect Haruo Kasama | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Linda L. Addison | Mgmt | For | For | For | |||
3 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
4 | Elect Cheryl D. Alston | Mgmt | For | For | For | |||
5 | Elect David L. Boren | Mgmt | For | For | For | |||
6 | Elect Jane M. Buchan | Mgmt | For | For | For | |||
7 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
8 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
9 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
10 | Elect Steven P. Johnson | Mgmt | For | For | For | |||
11 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
12 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
13 | Elect Mary E. Thigpen | Mgmt | For | For | For | |||
14 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of the 2018 Incentive Plan | Mgmt | For | Against | Against | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect William M. Isaac | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
8 | Elect Richard A. Smith | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | Against | Against | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyo Suisan Kaisha Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2875 | CINS 892306101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |||
4 | Elect Masanari Imamura | Mgmt | For | For | For | |||
5 | Elect Noritaka Sumimoto | Mgmt | For | For | For | |||
6 | Elect Hitoshi Oki | Mgmt | For | For | For | |||
7 | Elect Kiyoshi Takahashi | Mgmt | For | For | For | |||
8 | Elect Rieko Makiya | Mgmt | For | For | For | |||
9 | Elect Hiroshige Tsubaki | Mgmt | For | For | For | |||
10 | Elect Satoru Kusunoki | Mgmt | For | For | For | |||
11 | Elect Masahisa Mochizuki | Mgmt | For | For | For | |||
12 | Elect Yoshiji Murakami | Mgmt | For | For | For | |||
13 | Elect Osamu Murakami | Mgmt | For | For | For | |||
14 | Elect Ichiro Murayama | Mgmt | For | For | For | |||
15 | Elect Yasuo Ishikawa | Mgmt | For | For | For | |||
16 | Elect Tomoko Hamada | Mgmt | For | For | For | |||
17 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
18 | Elect Isamu Mori as Statutory Auditor | Mgmt | For | For | For | |||
19 | Elect Tsutomu Ushijima as Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | |||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | |||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Toyota Tsusho Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8015 | CINS J92719111 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jun Karube | Mgmt | For | For | For | |||
4 | Elect Ichiroh Kashitani | Mgmt | For | For | For | |||
5 | Elect Kuniaki Yamagiwa | Mgmt | For | For | For | |||
6 | Elect Sohichiroh Matsudaira | Mgmt | For | For | For | |||
7 | Elect Yuichi Ohi | Mgmt | For | For | For | |||
8 | Elect Yasuhiro Nagai | Mgmt | For | For | For | |||
9 | Elect Hiroshi Tominaga | Mgmt | For | For | For | |||
10 | Elect Hideyuki Iwamoto | Mgmt | For | For | For | |||
11 | Elect Yoriko Kawaguchi | Mgmt | For | For | For | |||
12 | Elect Kumi Fujisawa | Mgmt | For | For | For | |||
13 | Elect Kunihito Kohmoto | Mgmt | For | For | For | |||
14 | Elect Didier Leroy | Mgmt | For | For | For | |||
15 | Elect Shuhei Toyoda | Mgmt | For | Against | Against | |||
16 | Elect Yasushi Shiozaki | Mgmt | For | Against | Against | |||
17 | Elect Kazuo Yuhara | Mgmt | For | Against | Against | |||
18 | Elect Kazunori Tajima | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Trimble Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||
1.2 | Elect Kaigham Gabriel | Mgmt | For | For | For | |||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | |||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||
1.5 | Elect Meaghan Lloyd | Mgmt | For | For | For | |||
1.6 | Elect Ronald S. Nersesian | Mgmt | For | For | For | |||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | |||
1.8 | Elect Johan Wibergh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Friedrich Joussen | Mgmt | For | For | For | |||
8 | Ratify Horst Baier | Mgmt | For | For | For | |||
9 | Ratify David Burling | Mgmt | For | For | For | |||
10 | Ratify Sebastian Ebel | Mgmt | For | For | For | |||
11 | Ratify Elke Eller | Mgmt | For | For | For | |||
12 | Ratify Frank Rosenberger | Mgmt | For | For | For | |||
13 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
14 | Ratify Frank Jakobi | Mgmt | For | For | For | |||
15 | Ratify Michael Hodgkinson | Mgmt | For | For | For | |||
16 | Ratify Andreas Barczewski | Mgmt | For | For | For | |||
17 | Ratify Peter Bremme | Mgmt | For | For | For | |||
18 | Ratify Edgar Ernst | Mgmt | For | For | For | |||
19 | Ratify Wolfgang Flintermann | Mgmt | For | For | For | |||
20 | Ratify Angelika Gifford | Mgmt | For | For | For | |||
21 | Ratify Valerie F. Gooding | Mgmt | For | For | For | |||
22 | Ratify Dierk Hirschel | Mgmt | For | For | For | |||
23 | Ratify Janis C. Kong | Mgmt | For | For | For | |||
24 | Ratify Peter Long | Mgmt | For | For | For | |||
25 | Ratify Coline L. McConville | Mgmt | For | For | For | |||
26 | Ratify Alexey Mordashov | Mgmt | For | For | For | |||
27 | Ratify Michael Ponipp | Mgmt | For | For | For | |||
28 | Ratify Carmen Riu Guell | Mgmt | For | For | For | |||
29 | Ratify Carmen Carola Schwirn | Mgmt | For | For | For | |||
30 | Ratify Anette Strempel | Mgmt | For | For | For | |||
31 | Ratify Ortwin Strubelt | Mgmt | For | For | For | |||
32 | Ratify Weinhofer | Mgmt | For | For | For | |||
33 | Appointment of Auditor | Mgmt | For | For | For | |||
34 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
35 | Increase in Authorised Capital for Employee Share Plans | Mgmt | For | For | For | |||
36 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
37 | Elect Dieter Zetsche as Supervisory Board Member | Mgmt | For | Against | Against | |||
38 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
3 | Elect Dean Banks | Mgmt | For | For | For | |||
4 | Elect Mike D. Beebe | Mgmt | For | For | For | |||
5 | Elect Mikel A. Durham | Mgmt | For | For | For | |||
6 | Elect Tom Hayes | Mgmt | For | For | For | |||
7 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
8 | Elect Cheryl S. Miller | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For | |||
10 | Elect Robert Thurber | Mgmt | For | For | For | |||
11 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Christophe Tellier | Mgmt | For | TNA | N/A | |||
12 | Elect Kay Davies | Mgmt | For | TNA | N/A | |||
13 | Acknowledgement of Kay Davies' Independence | Mgmt | For | TNA | N/A | |||
14 | Elect Cedric Van Rijckevorsel | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | TNA | N/A | |||
17 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
18 | Change of Control Clause (Amendment and Restatement Agreement) | Mgmt | For | TNA | N/A | |||
19 | Approval of Long-Term Incentive Plans | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Theodore A. Dosch | Mgmt | For | For | For | |||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
4 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
7 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
7 | Elect WONG Kan Seng | Mgmt | For | For | For | |||
8 | Elect Alexander Charles Hungate | Mgmt | For | For | For | |||
9 | Elect Michael LIEN Jown Leam | Mgmt | For | For | For | |||
10 | Elect Alvin YEO Khirn Hai | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP 91529Y106 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | |||
2 | Elect E. Michael Caulfield | Mgmt | For | For | For | |||
3 | Elect Susan D. DeVore | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Cynthia L. Egan | Mgmt | For | For | For | |||
6 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
7 | Elect Timothy F. Keaney | Mgmt | For | For | For | |||
8 | Elect Gloria C. Larson | Mgmt | For | For | For | |||
9 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
10 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
11 | Elect Francis J. Shammo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Lederer | Mgmt | For | For | For | |||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Derrick Burks | Mgmt | For | For | For | |||
1.2 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.3 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.4 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.5 | Elect Anton H. George | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.8 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.9 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.10 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | Against | Against | |||
12 | Elect Rene Medori | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Barrese | Mgmt | For | For | For | |||
2 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||
3 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
6 | Elect Robert J. Manzo | Mgmt | For | For | For | |||
7 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
8 | Elect David L. Treadwell | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Michael Lynne | Mgmt | For | For | For | |||
1.4 | Elect David Mandelbaum | Mgmt | For | For | For | |||
1.5 | Elect Mandakini Puri | Mgmt | For | For | For | |||
1.6 | Elect Daniel R. Tisch | Mgmt | For | For | For | |||
1.7 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Regarding the Ability of Shareholders to Vote on Certain Matters | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |||
2 | Elect Peter J. Farrell | Mgmt | For | For | For | |||
3 | Elect Robert Flanagan | Mgmt | For | For | For | |||
4 | Elect Jason Fox | Mgmt | For | For | For | |||
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
7 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
8 | Elect Margaret G. Lewis | Mgmt | For | Against | Against | |||
9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |||
10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
3 | Elect Amy Compton-Phillips | Mgmt | For | For | For | |||
4 | Elect H. James Dallas | Mgmt | For | For | For | |||
5 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
6 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
8 | Elect William L. Trubeck | Mgmt | For | For | For | |||
9 | Elect Kathleen E. Walsh | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0288 | CINS G96007102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wm Morrison Supermarkets PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Allocation of Special Dividends | Mgmt | For | For | For | |||
5 | Elect Andrew Higginson | Mgmt | For | For | For | |||
6 | Elect David Potts | Mgmt | For | For | For | |||
7 | Elect Trevor Strain | Mgmt | For | For | For | |||
8 | Elect Rooney Anand | Mgmt | For | For | For | |||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||
10 | Elect Kevin Havelock | Mgmt | For | For | For | |||
11 | Elect Belinda Richards | Mgmt | For | For | For | |||
12 | Elect Tony van Kralingen | Mgmt | For | For | For | |||
13 | Elect Paula A. Vennells | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Timothy Teck Leng CHEN | Mgmt | For | For | For | |||
5 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of Constitution | Mgmt | For | For | For | |||
Yue Yuen Industrial (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0551 | CINS G98803144 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Sixth Supplemental PCC Services Agreement | Mgmt | For | For | For | |||
4 | Fifth Supplemental PCC Connected Sales Agreement | Mgmt | For | For | For | |||
5 | Fifth Supplemental PCC Connected Purchases Agreement | Mgmt | For | For | For | |||
6 | Sixth Supplemental GBD Management Service Agreement | Mgmt | For | For | For | |||
7 | Sixth Supplemental Godalming Tenancy Agreement | Mgmt | For | For | For | |||
8 | PCC/YY Tenancy Agreement | Mgmt | For | For | For | |||
9 | PCC/PS Tenancy Agreement | Mgmt | For | For | For | |||
10 | Adoption of Share Option Plan for Texas Clothing Holding Corp | Mgmt | For | Against | Against | |||
11 | Stock Option Grant to Jay Patel | Mgmt | For | Against | Against | |||
12 | Stock Option Grant to Steven Richman | Mgmt | For | Against | Against | |||
13 | Stock Option Grant to Eve Richey | Mgmt | For | Against | Against | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paget L. Alves | Mgmt | For | For | For | |||
2 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
5 | Elect Greg Creed | Mgmt | For | For | For | |||
6 | Elect Tanya L. Domier | Mgmt | For | For | For | |||
7 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect P. Justin Skala | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Robert D. Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zebra Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZBRA | CUSIP 989207105 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | For | |||
1.3 | Elect Ross W. Manire | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 07/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | |||
4 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | |||
5 | Elect Subodh Kumar | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Manish Chokhani | Mgmt | For | For | For | |||
9 | Maintenance of Location of Register of Members | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
1.8 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
1.9 | Elect Reuben E. Slone | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Alkermes PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALKS | CUSIP G01767105 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Floyd E. Bloom | Mgmt | For | For | For | |||
2 | Elect Nancy L. Snyderman | Mgmt | For | For | For | |||
3 | Elect Nancy Wysenski | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Approval of the 2018 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Arcos Dorados Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCO | CUSIP G0457F107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3.1 | Elect Woods Staton | Mgmt | For | Withhold | Against | |||
3.2 | Elect Ricardo Gutierrez Munoz | Mgmt | For | Withhold | Against | |||
3.3 | Elect Sergio Alonso | Mgmt | For | Withhold | Against | |||
3.4 | Elect Francisco Station | Mgmt | For | Withhold | Against | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Bank of Ireland Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richard Goulding | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Big Yellow Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BYG | CINS G1093E108 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tim Clark | Mgmt | For | For | For | |||
5 | Elect Richard R. Cotton | Mgmt | For | For | For | |||
6 | Elect James Gibson | Mgmt | For | For | For | |||
7 | Elect Georgina Harvey | Mgmt | For | For | For | |||
8 | Elect Stephen R. Johnson | Mgmt | For | For | For | |||
9 | Elect Adrian Lee | Mgmt | For | For | For | |||
10 | Elect Vince Niblett | Mgmt | For | For | For | |||
11 | Elect John Trotman | Mgmt | For | For | For | |||
12 | Elect Nicholas Vetch | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
CalAtlantic Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAA | CUSIP 128195104 | 02/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Against | Against | |||
2 | Right to Adjourn meeting | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.4 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.5 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.9 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.10 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.11 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.12 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
4 | Elect Motoo Ueno | Mgmt | For | For | For | |||
5 | Elect Tatsuroh Kosaka | Mgmt | For | For | For | |||
6 | Elect Yasuo Ikeda | Mgmt | For | For | For | |||
7 | Elect Sophie Kornowski-Bonnet | Mgmt | For | For | For | |||
Compass Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Johnny Thomson | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
15 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Thomas Seifert as Supervisory Board Member | Mgmt | For | Against | Against | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Dalata Hotel Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights Specified Capital Investment) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Diageo PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
6 | Elect Evan Mervyn Davies | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect HO Kwon Ping | Mgmt | For | Against | Against | |||
9 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
13 | Elect Alan Stewart | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Share Value Plan | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Richard H. Fearon | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
8 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
9 | Elect Gregory R. Page | Mgmt | For | For | For | |||
10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
11 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Approve Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Approve Regulated Agreement with JCDecaux Holding | Mgmt | For | For | For | |||
10 | Approve Shareholder Agreement with 2010 Pact Members | Mgmt | For | For | For | |||
11 | Elect Jean-Charles Decaux | Mgmt | For | Against | Against | |||
12 | Ratification of the Co-optation of Emmanuel Russel | Mgmt | For | Against | Against | |||
13 | Elect Amelie Oudea-Castera | Mgmt | For | Against | Against | |||
14 | Elect Patrick Sayer | Mgmt | For | Against | Against | |||
15 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
18 | Elect Emmanuel Russel | Mgmt | For | Against | Against | |||
19 | Elect Robert Agostinelli as Censor | Mgmt | For | For | For | |||
20 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
21 | Remuneration Policy for Supervisory Board | Mgmt | For | For | For | |||
22 | Remuneration Policy for Management Board | Mgmt | For | For | For | |||
23 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
24 | Remuneration of Patrick Sayer, Management Board Chair | Mgmt | For | For | For | |||
25 | Remuneration of Virginie Morgon, Management Board member | Mgmt | For | For | For | |||
26 | Remuneration of Phillipe Audouin, Management Board member | Mgmt | For | For | For | |||
27 | Severance Agreement with Patrick Sayer, Management Board Chair | Mgmt | For | Against | Against | |||
28 | Post Employment Benefits of Virginie Morgon, Management Board Member | Mgmt | For | Against | Against | |||
29 | Severance Agreement with Philippe Audouin, Management Board Member | Mgmt | For | Against | Against | |||
30 | Severance Agreement with Nicolas Huet, Management Board Member | Mgmt | For | Against | Against | |||
31 | Severance Agreement with Olivier Millet, Management Board Member | Mgmt | For | Against | Against | |||
32 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
33 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Authority to Issue Shares and Convertible Securities and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
36 | Authority to Issue Shares and/or Convertible Securities and Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
37 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
38 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
39 | Greenshoe | Mgmt | For | For | For | |||
40 | Authority to Increase Capital In Consideration for Contribution in Kind | Mgmt | For | For | For | |||
41 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
42 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
43 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | For | For | |||
44 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
45 | Amendments to Articles Regarding Supervisory Board Power | Mgmt | For | For | For | |||
46 | Amendments to Articles Regarding Censors | Mgmt | For | For | For | |||
47 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Fairfax Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFH | CUSIP 303901102 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2.1 | Elect Anthony Griffiths | Mgmt | For | For | For | |||
2.2 | Elect Robert J. Gunn | Mgmt | For | For | For | |||
2.3 | Elect Alan D. Horn | Mgmt | For | For | For | |||
2.4 | Elect Karen l. Jurjevich | Mgmt | For | For | For | |||
2.5 | Elect Christine McLean | Mgmt | For | For | For | |||
2.6 | Elect John R.V. Palmer | Mgmt | For | For | For | |||
2.7 | Elect Timothy R. Price | Mgmt | For | For | For | |||
2.8 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | |||
2.9 | Elect Lauren C. Templeton | Mgmt | For | For | For | |||
2.10 | Elect Benjamin P. Watsa | Mgmt | For | For | For | |||
2.11 | Elect V. Prem Watsa | Mgmt | For | Withhold | Against | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
1.3 | Elect Bob Parsons | Mgmt | For | For | For | |||
1.4 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Home Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCG | CUSIP 436913107 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Private Placement | Mgmt | For | Against | Against | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Robert Cole | Mgmt | For | For | For | |||
3 | Re-elect James (Hutch) H. Ranck | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Tom O'Leary) | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Allocate Proportional Votes for Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Votes to Flavio Eduardo Arakaki | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Votes to Raimundo Lourenco Maria Christians | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Votes to Ney Ferraz Dias | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Votes to Hélio Lima Magalhães | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Votes to Edson Soares Ferreira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Votes to José Mauricio Pereira Coelho | Mgmt | N/A | TNA | N/A | |||
17 | Approve Supervisory Council | Mgmt | For | TNA | N/A | |||
18 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting for Election of Directors | Mgmt | N/A | TNA | N/A | |||
20 | Appointment of Shareholder Nominee to Board of Directors | Mgmt | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Article 59 (Arbitration) | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Elect C.J.G. Zuiderwijk to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect D.W. Sickinghe to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Cancellation of Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 09/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect E.J.C. Overbeek to the Supervisory Board | Mgmt | For | Against | Against | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 12/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Service Agreement with Maximo Ibarra | Mgmt | For | Abstain | Against | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naofumi Satoh | Mgmt | For | Against | Against | |||
4 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
5 | Elect Seiki Ino | Mgmt | For | For | For | |||
6 | Elect Hironori Higaki | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
8 | Elect Masaaki Johno | Mgmt | For | For | For | |||
9 | Elect Keiji Maeda | Mgmt | For | For | For | |||
10 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
11 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
13 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
14 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Loma Negra Cia Industrial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOMA | CUSIP 54150E104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors; Board Size | Mgmt | For | Against | Against | |||
10 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
14 | Audit Committee Budget | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
MakeMyTrip Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMYT | CUSIP V5633W109 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Elect Patrick Luke Kolek | Mgmt | For | Against | Against | |||
4 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||
5 | Elect Yuvraj Thacoor | Mgmt | For | Against | Against | |||
6 | Elect Oliver Minho Rippel | Mgmt | For | Against | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | Against | Against | |||
5 | Elect Mohamed Elsarky | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect Paul Kenyon | Mgmt | For | For | For | |||
8 | Elect James E. Lillie | Mgmt | For | For | For | |||
9 | Elect Paul Myners | Mgmt | For | For | For | |||
10 | Elect Victoria Parry | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Elect Samy Zekhout | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Paltac Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8283 | CINS J6349W106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kunio Mikita | Mgmt | For | For | For | |||
3 | Elect Tadashi Morinaga | Mgmt | For | For | For | |||
4 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
5 | Elect Seiichi Kasutani | Mgmt | For | For | For | |||
6 | Elect Masahiko Tashiro | Mgmt | For | For | For | |||
7 | Elect Yukinori Tsujimoto | Mgmt | For | For | For | |||
8 | Elect Osamu Wada | Mgmt | For | For | For | |||
9 | Elect Masahiro Noma | Mgmt | For | For | For | |||
10 | Elect Katsutoshi Yogoh | Mgmt | For | For | For | |||
11 | Elect Ryu Matsumoto | Mgmt | For | For | For | |||
12 | Elect Kaori Ohishi | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PC | CINS T76434264 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Giovanni Lo Storto | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Marco Polo International Italy S.p.A. | Mgmt | For | N/A | N/A | |||
8 | List Presented by Group of Institutional Investors Representing 1.2% of Share Capital | Mgmt | For | For | For | |||
9 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy | Mgmt | For | For | For | |||
12 | Long-Term Incentive Plan 2018-2020 | Mgmt | For | Against | Against | |||
13 | D&O Insurance Policy | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Screen Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
10 | Elect Shigeru Saitoh | Mgmt | For | Against | Against | |||
11 | Elect Makoto Yoda | Mgmt | For | For | For | |||
12 | Election of Tetsuo Kikkawa as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | |||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Seven Generations Energy Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.4 | Elect Avik Dey | Mgmt | For | For | For | |||
2.5 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.6 | Elect Paul Hand | Mgmt | For | For | For | |||
2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.8 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Jun Aoki | Mgmt | For | For | For | |||
5 | Elect Yohichi Shimatani | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Takeshi Yoshida as Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Debentures | Mgmt | For | For | For | |||
3 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
4 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Eikoh Harada | Mgmt | For | For | For | |||
6 | Elect Tim Schaaff | Mgmt | For | For | For | |||
7 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
8 | Elect Koichi Miyata | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
11 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
12 | Elect Shuzo Sumi | Mgmt | For | Against | Against | |||
13 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
14 | Elect Toshiko Oka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Stephan H. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Frank CHAN Chi Chung | Mgmt | For | Against | Against | |||
7 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | |||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
Textron Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXT | CUSIP 883203101 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | |||
3 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
4 | Elect James T. Conway | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Paul E. Gagne | Mgmt | For | For | For | |||
7 | Elect Ralph D. Heath | Mgmt | For | For | For | |||
8 | Elect Deborah Lee James | Mgmt | For | For | For | |||
9 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
10 | Elect James L. Ziemer | Mgmt | For | For | For | |||
11 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Universal Entertainment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6425 | CINS J94303104 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Nobuyoshi Ichikura | Mgmt | For | For | For | |||
3 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
4 | Elect Akiyoshi Kaneko | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W308 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
6 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
8 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
9 | Elect Tatsumi Ohkawa | Mgmt | For | For | For | |||
10 | Elect Takuya Nakata | Mgmt | For | For | For | |||
11 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
12 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
13 | Elect Takehiro Kamigama | Mgmt | For | Against | Against | |||
14 | Elect Masatake Yone as Alternate Statutory Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Health Care Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeki Kimura as Director | Mgmt | For | For | For | |||
4 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||
1.2 | Elect David R. Brennan | Mgmt | For | For | For | |||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kyle A. Lefkoff | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ron Squarer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Shalini Sharp | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Social and Ethics Committee Report | Mgmt | For | For | For | |||
3 | Re-elect Roy C. Andersen | Mgmt | For | For | For | |||
4 | Re-elect John F. Buchanan | Mgmt | For | For | For | |||
5 | Re-elect Douglas (Kuseni) Dlamini | Mgmt | For | For | For | |||
6 | Re-elect Maureen Manyama-Matome | Mgmt | For | For | For | |||
7 | Re-elect Christopher (Chris) N. Mortimer | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (John Buchanan) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Maureen Manyama-Matome) | Mgmt | For | For | For | |||
12 | Elect Audit and Risk Committee Member (Babalwa Ngonyama) | Mgmt | For | For | For | |||
13 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve Remuneration Policy | Mgmt | For | For | For | |||
17 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit and Risk Committee Chairman) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Remuneration and Nomination Committee Chairman) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Social and Ethics Committee Chairman) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
27 | Approval of Financial Assistance | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Astrazeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atara Biotherapeutics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRA | CUSIP 046513107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric L. Dobmeier | Mgmt | For | For | For | |||
1.2 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.3 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aurobindo Pharma Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUROPHARMA | CINS Y04527142 | 08/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect P. Sarath Chandra Reddy | Mgmt | For | For | For | |||
5 | Elect M. Sivakumaran | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Reappointment P.V. Ramaprasad Reddy as Managing Director and Executive Chairman of a Subsidiary; Approval of Remuneration | Mgmt | For | For | For | |||
8 | Elect Rangaswamy R. Iyer | Mgmt | For | For | For | |||
9 | Approve Revised Remuneration of N. Govindarajan (Managing Director) | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
2 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
China Biologic Products Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBPO | CUSIP G21515104 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yungang Lu | Mgmt | For | Against | Against | |||
2 | Elect Zhijun Tong | Mgmt | For | Against | Against | |||
3 | Elect Albert (Wai Keung) Yeung | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
4 | Elect Motoo Ueno | Mgmt | For | For | For | |||
5 | Elect Tatsuroh Kosaka | Mgmt | For | For | For | |||
6 | Elect Yasuo Ikeda | Mgmt | For | For | For | |||
7 | Elect Sophie Kornowski-Bonnet | Mgmt | For | For | For | |||
Clinigen Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Chris Rigg | Mgmt | For | Against | Against | |||
4 | Elect Ian J. Nicholson | Mgmt | For | Against | Against | |||
5 | Elect Martin Abell | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Mahaffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Policy | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Diplomat Pharmacy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPLO | CUSIP 25456K101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dreyer | Mgmt | For | For | For | |||
1.2 | Elect Philip R. Hagerman | Mgmt | For | For | For | |||
1.3 | Elect Shawn C. Tomasello | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fennec Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 31447P100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Khalid Islam | Mgmt | For | For | For | |||
1.2 | Elect Adrian Haigh | Mgmt | For | For | For | |||
1.3 | Elect Chris A. Rallis | Mgmt | For | For | For | |||
1.4 | Elect Marco M. Brughera | Mgmt | For | For | For | |||
1.5 | Elect Rostislav Raykov | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Extension of Certain Outstanding Options | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Foundation Medicine Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMI | CUSIP 350465100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexis Borisy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Troy Cox | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael R. Dougherty | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sandra Horning | Mgmt | For | Withhold | Against | |||
1.5 | Elect Evan Jones | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel O'Day | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael J. Pellini | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael Varney | Mgmt | For | Withhold | Against | |||
1.9 | Elect Krishna Yeshwant | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fresenius SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CINS D27348263 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Glaxosmithkline PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Hal V. Barron | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Emma Walmsley | Mgmt | For | For | For | |||
7 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Glaxosmithkline PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HTG Molecular Diagnostics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry A. George | Mgmt | For | For | For | |||
1.2 | Elect Donnie M. Hardison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Incyte Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCY | CUSIP 45337C102 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julian C. Baker | Mgmt | For | For | For | |||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | Against | Against | |||
3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||
4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||
5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
7 | Elect Paul A. Friedman | Mgmt | For | Against | Against | |||
8 | Elect Herve Hoppenot | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mirati Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTX | CUSIP 60468T105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Baum | Mgmt | For | For | For | |||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Henry J. Fuchs | Mgmt | For | For | For | |||
1.4 | Elect Michael Grey | Mgmt | For | For | For | |||
1.5 | Elect Craig Johnson | Mgmt | For | For | For | |||
1.6 | Elect Rodney W. Lappe | Mgmt | For | For | For | |||
1.7 | Elect Neil Reisman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nippon Shinyaku Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4516 | CINS J55784102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||
4 | Elect Akira Matsuura | Mgmt | For | For | For | |||
5 | Elect Hitoshi Saitoh | Mgmt | For | For | For | |||
6 | Elect Kenroh Kobayashi | Mgmt | For | For | For | |||
7 | Elect Shohzoh Sano | Mgmt | For | For | For | |||
8 | Elect Takashi Takaya | Mgmt | For | For | For | |||
9 | Elect Takanori Edamitsu | Mgmt | For | For | For | |||
10 | Elect Yukio Sugiura | Mgmt | For | For | For | |||
11 | Elect Hitoshi Sakata | Mgmt | For | For | For | |||
12 | Elect Miyuki Sakurai | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Elsesser | Mgmt | For | For | For | |||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Employee Stock Purchase Rebate Plan | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
9 | Elect Patrick Kron | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Emmanuel Babeau | Mgmt | For | Against | Against | |||
12 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Amendment to Articles Regarding Age Limits | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 03/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
3 | Elect RONG Yan | Mgmt | For | For | For | |||
4 | Elect WU Yijian | Mgmt | For | For | For | |||
5 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Supervisors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 09/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LI Zhiming | Mgmt | For | For | For | |||
4 | Elect CHEN Qiyu | Mgmt | For | Against | Against | |||
5 | Elect SHE Lulin | Mgmt | For | For | For | |||
6 | Elect WANG Qunbin | Mgmt | For | Against | Against | |||
7 | Elect MA Ping | Mgmt | For | For | For | |||
8 | Elect DENG Jindong | Mgmt | For | For | For | |||
9 | Elect LI Dongjiu | Mgmt | For | For | For | |||
10 | Elect LIAN Wanyong | Mgmt | For | For | For | |||
11 | Elect WEN Deyong | Mgmt | For | For | For | |||
12 | Elect LI Ling | Mgmt | For | For | For | |||
13 | Elect Hailson YU Tze Shan | Mgmt | For | For | For | |||
14 | Elect TAN Wee Seng | Mgmt | For | Against | Against | |||
15 | Elect LIU Zhengdong | Mgmt | For | For | For | |||
16 | Elect ZHUO Fumin | Mgmt | For | Against | Against | |||
17 | Elect YAO Fang | Mgmt | For | Against | Against | |||
18 | Elect TAO Wuping | Mgmt | For | Against | Against | |||
19 | Elect LI Xiaojuan | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 12/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Procurement Framework Agreement | Mgmt | For | For | For | |||
5 | Elect LIU Yong | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Christophe Weber | Mgmt | For | For | For | |||
5 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
6 | Elect Andrew Plump | Mgmt | For | For | For | |||
7 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
9 | Elect Emiko Higashi | Mgmt | For | For | For | |||
10 | Elect Michel Orsinger | Mgmt | For | For | For | |||
11 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
12 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
13 | Elect Shiro Kuniya | Mgmt | For | For | For | |||
14 | Elect Jean-Luc Butel | Mgmt | For | For | For | |||
15 | Elect Koji Hatsukawa | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Shareholder Approval of Acquisitions Over 1 Trillion | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Zur Rose Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CINS H9875C108 | 05/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | |||
6 | Board Compensation (FY 2019) | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Variable FY2017) | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Fixed FY2018) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Fixed FY2019) | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Feuerstein as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Volker Amelung | Mgmt | For | TNA | N/A | |||
12 | Elect Heinz O. Baumgartner | Mgmt | For | TNA | N/A | |||
13 | Elect Vanessa Frey | Mgmt | For | TNA | N/A | |||
14 | Elect Walter Oberhansli | Mgmt | For | TNA | N/A | |||
15 | Elect Thomas Schneider | Mgmt | For | TNA | N/A | |||
16 | Elect Stefan Feuerstein as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Vanessa Frey as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Thomas Schneider as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean C. Oestreich | Mgmt | For | For | For | |||
1.2 | Elect Carol P. Sanders | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chubu Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Restructuring/Capitalization | Mgmt | For | For | For | |||
4 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
5 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
6 | Elect Yoshinori Masuda | Mgmt | For | For | For | |||
7 | Elect Akinori Kataoka | Mgmt | For | For | For | |||
8 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
9 | Elect Hiromu Masuda | Mgmt | For | For | For | |||
10 | Elect Taisuke Misawa | Mgmt | For | For | For | |||
11 | Elect Satoshi Onoda | Mgmt | For | For | For | |||
12 | Elect Yaoji Ichikawa | Mgmt | For | For | For | |||
13 | Elect Kingo Hayashi | Mgmt | For | For | For | |||
14 | Elect Naoko Nemoto | Mgmt | For | For | For | |||
15 | Elect Takayuki Hashimoto | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Company Advisers and Consultants | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Evacuation Measures | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Provision of Stable Iodine | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Prioritization of Renewable Energy | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
CLP Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0002 | CINS Y1660Q104 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Michael David Kadoorie | Mgmt | For | For | For | |||
5 | Elect Andrew Clifford Winawer Brandler | Mgmt | For | For | For | |||
6 | Elect Nicholas C. Allen | Mgmt | For | Against | Against | |||
7 | Elect Fanny LAW Fan Chiu Fun | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew M. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
22 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
23 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Andrew M. Barron as Chair | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
E.ON SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2018 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2019 | Mgmt | For | For | For | |||
12 | Amendments to Articles regarding Supervisory Board Size | Mgmt | For | Against | Against | |||
13 | Elect Karl-Ludwig Kley | Mgmt | For | Against | Against | |||
14 | Elect Carolina Dybeck Happe | Mgmt | For | Against | Against | |||
15 | Elect Karen de Segundo | Mgmt | For | Against | Against | |||
16 | Elect Klaus A. Frohlich | Mgmt | For | Against | Against | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Akihito Urashima | Mgmt | For | For | For | |||
8 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
9 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
10 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
11 | Elect Hideki Tsukuda | Mgmt | For | For | For | |||
12 | Elect Makoto Honda | Mgmt | For | For | For | |||
13 | Elect Go Kajitani | Mgmt | For | For | For | |||
14 | Elect Tomonori Ito | Mgmt | For | For | For | |||
15 | Elect John Buchanan | Mgmt | For | For | For | |||
16 | Elect Hiroshi Fujioka as Statutory Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Amendments to Article 31 | Mgmt | For | For | For | |||
9 | Amendments to Article 21 | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement Related to Natural Gas Activities | Mgmt | For | For | For | |||
9 | Regulated Agreement Related to Share Buyback | Mgmt | For | For | For | |||
10 | Regulated Agreement Related to Forward Buyback | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
13 | Elect Ross McInnes | Mgmt | For | For | For | |||
14 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration Policy for CEO | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
20 | Greenshoe Outside Takeover Periods | Mgmt | For | For | For | |||
21 | Authority to Increase Capital In Consideration for Contributions in Kind Outside Takeover Periods | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
25 | Greenshoe During Takeover Periods | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital In Consideration for Contributions in Kind During Takeover Periods | Mgmt | For | Against | Against | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations During Takeover Periods | Mgmt | For | Against | Against | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares for Employee Savings Plan | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Eversource Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ES | CUSIP 30040W108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
2 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
5 | Elect James J. Judge | Mgmt | For | For | For | |||
6 | Elect John Y. Kim | Mgmt | For | For | For | |||
7 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
8 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
9 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
10 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
10 | Accounts and Reports | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Treasury Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Forfeiture of Shares in the Joint Book Entry Account | Mgmt | For | For | For | |||
Gas Natural SDG S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAS | CINS E5499B123 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Amendments to Articles (Company Name) | Mgmt | For | For | For | |||
7 | Amendments to Articles 2 (Corporate Purpose) and 3 (Company Domicile) | Mgmt | For | For | For | |||
8 | Amendments to Articles 4 (Share Capital, Shares and Shareholders) and 5 (Pre-emptive Subscription Rights) | Mgmt | For | For | For | |||
9 | Amendments to Article 6 (General Shareholders' Meeting) | Mgmt | For | For | For | |||
10 | Amendments to Articles 7 (Board of Directors) and 8 (Delegation of Powers. Board Committees) | Mgmt | For | Against | Against | |||
11 | Amendments to Article 9 (Remuneration of Board Members) | Mgmt | For | For | For | |||
12 | Amendments to Articles 10 (Financial Year), 11 (Statutory Reserve), 12 (Distribution of Dividends) and 13 (Other Provisions) | Mgmt | For | For | For | |||
13 | Consolidation of Articles | Mgmt | For | For | For | |||
14 | Approval of New General Meeting Regulations | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Ratify Co-Option and Elect Francisco Reynes Massanet | Mgmt | For | Against | Against | |||
17 | Ratify Co-Option and Elect Rioja Bidco Shareholdings, S.L.U (Francisco Javier de Jaime Guijarro) | Mgmt | For | Against | Against | |||
18 | Ratify Co-Option and Elect Theatre Directorship Services Beta S.a.r.l. (Jose Antonio Torre de Silva Lopez de Letona) | Mgmt | For | Against | Against | |||
19 | Elect Ramon Adell Ramon | Mgmt | For | Against | Against | |||
20 | Elect Francisco Belil Creixell | Mgmt | For | Against | Against | |||
21 | Elect Pedro Sainz de Baranda Riva | Mgmt | For | Against | Against | |||
22 | Elect Claudio Santiago Ponsa | Mgmt | For | Against | Against | |||
23 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
24 | Ratification of Remuneration Policy | Mgmt | For | For | For | |||
25 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hong Kong & China Gas Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00003 | CINS Y33370100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
6 | Elect POON Chung Kwong | Mgmt | For | For | For | |||
7 | Elect Alfred CHAN Wing Kin | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Bonus Share Issuance | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts | Mgmt | For | For | For | |||
4 | Management Reports | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Anthony L. Gardner | Mgmt | For | For | For | |||
7 | Elect Georgina Yamilet Kessel Martinez | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
10 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
11 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kyushu Electric Power Co Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9508 | CINS J38468104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Michiaki Uriu | Mgmt | For | For | For | |||
5 | Elect Kazuhiro Ikebe | Mgmt | For | For | For | |||
6 | Elect Kazuhiro Izaki | Mgmt | For | For | For | |||
7 | Elect Yuzo Sasaki | Mgmt | For | Against | Against | |||
8 | Elect Hideomi Yakushinji | Mgmt | For | For | For | |||
9 | Elect Yoshiro Watanabe | Mgmt | For | For | For | |||
10 | Elect Akira Nakamura | Mgmt | For | For | For | |||
11 | Elect Takashi Yamasaki | Mgmt | For | For | For | |||
12 | Elect Masahiko Inuzuka | Mgmt | For | For | For | |||
13 | Elect Ichiro Fujii | Mgmt | For | For | For | |||
14 | Elect Naoyuki Toyoshima | Mgmt | For | For | For | |||
15 | Elect Makoto Toyoma | Mgmt | For | For | For | |||
16 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
17 | Elect Ritsuko Kikukawa | Mgmt | For | For | For | |||
18 | Elect Nobuya Osa | Mgmt | For | For | For | |||
19 | Elect Eiji Kamei | Mgmt | For | For | For | |||
20 | Elect Fumiko Furushoh | Mgmt | For | For | For | |||
21 | Elect Yuusuke Inoue | Mgmt | For | For | For | |||
22 | Elect Kazutaka Koga | Mgmt | For | For | For | |||
23 | Elect Kiyoaki Shiotsugu as Alternate Audit Committee Director | Mgmt | For | For | For | |||
24 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
25 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
26 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
27 | Shareholder Proposal Regarding Dismissal of Michiaki Uriu | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Establishment of Liaison Council | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Abandonment of Dry Storage Facility for Spent Nuclear Fuel | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Ceasing Nuclear Operations Until Diesel Generators Meet Standards | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Promotion of Renewable Energy | ShrHoldr | Against | Against | For | |||
National Grid PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG. | CINS G6S9A7120 | 07/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Dean Seavers | Mgmt | For | For | For | |||
7 | Elect Nicola Shaw | Mgmt | For | For | For | |||
8 | Elect Nora Brownell | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect Pierre Dufour | Mgmt | For | For | For | |||
11 | Elect Therese Esperdy | Mgmt | For | For | For | |||
12 | Elect Paul Golby | Mgmt | For | For | For | |||
13 | Elect Mark Williamson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Barry H. Ostrowsky | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||
11 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
9 | Elect William G. Ouchi | Mgmt | For | For | For | |||
10 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
11 | Elect William C. Rusnack | Mgmt | For | For | For | |||
12 | Elect Lynn Schenk | Mgmt | For | For | For | |||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
14 | Elect James C. Yardley | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
SSE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
7 | Elect Sue Bruce | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Helen Mahy | Mgmt | For | For | For | |||
12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Kansai Electric Power Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9503 | CINS J30169106 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Makoto Yagi | Mgmt | For | For | For | |||
4 | Elect Shigeki Iwane | Mgmt | For | For | For | |||
5 | Elect Hideki Toyomatsu | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Doi | Mgmt | For | For | For | |||
7 | Elect Takashi Morimoto | Mgmt | For | For | For | |||
8 | Elect Tomio Inoue | Mgmt | For | For | For | |||
9 | Elect Toyokazu Misono | Mgmt | For | For | For | |||
10 | Elect Yasushi Sugimoto | Mgmt | For | For | For | |||
11 | Elect Tomihiko Ohishi | Mgmt | For | For | For | |||
12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | |||
13 | Elect Koji Inada | Mgmt | For | For | For | |||
14 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | |||
15 | Elect Takamune Okihara | Mgmt | For | For | For | |||
16 | Elect Tetsuya Kobayashi | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding CSR Disclosure and Stakeholder Engagement | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Safety of Products from Kobe Steel | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Corporate Culture | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
5 | Elect David J. Grain | Mgmt | For | For | For | |||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Tokyo Gas Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000113 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
4 | Elect Takashi Uchida | Mgmt | For | For | For | |||
5 | Elect Masaru Takamatsu | Mgmt | For | For | For | |||
6 | Elect Takashi Anamizu | Mgmt | For | For | For | |||
7 | Elect Kunio Nohata | Mgmt | For | For | For | |||
8 | Elect Akihiko Ide | Mgmt | For | For | For | |||
9 | Elect Yoshinori Katori | Mgmt | For | For | For | |||
10 | Elect Chika Igarashi | Mgmt | For | For | For | |||
11 | Elect Sawako Nohara as Statutory Auditor | Mgmt | For | For | For | |||
Uniper SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UN01 | CINS D8530Z100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Special Audit in Connection with Fortum Takeover Offer and Regulatory Clearance | ShrHoldr | N/A | Against | N/A | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Steven L. Mogford | Mgmt | For | For | For | |||
7 | Elect Stephen A. Carter | Mgmt | For | For | For | |||
8 | Elect Mark S. Clare | Mgmt | For | For | For | |||
9 | Elect Russ Houlden | Mgmt | For | For | For | |||
10 | Elect Brian M. May | Mgmt | For | For | For | |||
11 | Elect Sara Weller | Mgmt | For | For | For | |||
12 | Elect Alison Goligher | Mgmt | For | For | For | |||
13 | Elect Paulette Rowe | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approve Special Auditors Report | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
11 | Severance Agreement (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Antoine Frerot | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Director Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect William J. Brodsky | Mgmt | For | For | For | |||
4 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
5 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
6 | Elect Curt S. Culver | Mgmt | For | For | For | |||
7 | Elect Danny L. Cunningham | Mgmt | For | For | For | |||
8 | Elect William M. Farrow III | Mgmt | For | For | For | |||
9 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
10 | Elect Gale E. Klappa | Mgmt | For | Against | Against | |||
11 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
12 | Elect Allen L. Leverett | Mgmt | For | Against | Against | |||
13 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
14 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard K. Davis | Mgmt | For | For | For | |||
2 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | |||
3 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
4 | Elect David K Owens | Mgmt | For | For | For | |||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | |||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James J. Sheppard | Mgmt | For | For | For | |||
9 | Elect David A. Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | |||
12 | Elect Daniel Yohannes | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Government Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Growth and Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
A.O. Smith Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOS | CUSIP 831865209 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William P. Greubel | Mgmt | For | For | For | |||
1.2 | Elect Ilham Kadri | Mgmt | For | For | For | |||
1.3 | Elect Idelle K. Wolf | Mgmt | For | For | For | |||
1.4 | Elect Gene C. Wulf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Elect Frank Appel to the Supervisory Board | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase In Conditional Capital | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2018) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2019) | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Charles Schwab Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Costar Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGP | CUSIP 22160N109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael R. Klein | Mgmt | For | For | For | |||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | |||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | |||
5 | Elect Warren H. Haber | Mgmt | For | For | For | |||
6 | Elect John W. Hill | Mgmt | For | For | For | |||
7 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
8 | Elect David J. Steinberg | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.5 | Elect William Luby | Mgmt | For | For | For | |||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | |||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
4 | Elect C. Scott Greer | Mgmt | For | For | For | |||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | |||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
7 | Elect Paul J. Norris | Mgmt | For | For | For | |||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | |||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
10 | Elect William H. Powell | Mgmt | For | For | For | |||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hamilton Lane Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | Against | Against | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect John T. Dickson | Mgmt | For | For | For | |||
4 | Elect Emiko Higashi | Mgmt | For | For | For | |||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
6 | Elect Gary B. Moore | Mgmt | For | For | For | |||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | |||
8 | Elect Robert A. Rango | Mgmt | For | For | For | |||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
10 | Elect David C. Wang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard N. Barton | Mgmt | For | Abstain | Against | |||
2 | Elect Rodolphe Belmer | Mgmt | For | For | For | |||
3 | Elect Bradford L. Smith | Mgmt | For | Abstain | Against | |||
4 | Elect Anne M. Sweeney | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect Mark L. Perry | Mgmt | For | For | For | |||
10 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
11 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
10 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Bernard Tyson | Mgmt | For | Against | Against | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Select Energy Services Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | |||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Barr | Mgmt | For | For | For | |||
1.2 | Elect William Dries | Mgmt | For | For | For | |||
1.3 | Elect Mervin Dunn | Mgmt | For | For | For | |||
1.4 | Elect Michael Graff | Mgmt | For | For | For | |||
1.5 | Elect Sean P. Hennessy | Mgmt | For | For | For | |||
1.6 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.7 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.8 | Elect Gary E. McCullough | Mgmt | For | For | For | |||
1.9 | Elect Douglas W. Peacock | Mgmt | For | For | For | |||
1.10 | Elect Robert J. Small | Mgmt | For | For | For | |||
1.11 | Elect John Staer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Waste Connections Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Yum China Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
2 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect William Wang | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | Against | Against | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect William H. Cary | Mgmt | For | For | For | |||
5 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
8 | Elect John J. Stack | Mgmt | For | For | For | |||
9 | Elect Michael F. Steib | Mgmt | For | For | For | |||
10 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
2 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
3 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
4 | Elect Robert A. Steele | Mgmt | For | For | For | |||
5 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Michael L. Brosnan | Mgmt | For | For | For | |||
3 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
4 | Elect Dorene C. Dominguez | Mgmt | For | For | For | |||
5 | Elect Alan Frank | Mgmt | For | For | For | |||
6 | Elect William M. Freeman | Mgmt | For | For | For | |||
7 | Elect R. Brad Oates | Mgmt | For | For | For | |||
8 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
9 | Elect John R. Ryan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
11 | Elect Khanh T. Tran | Mgmt | For | For | For | |||
12 | Elect Laura S. Unger | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Campbell | Mgmt | For | For | For | |||
1.2 | Elect James W. Christmas | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Clark | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Sylvia K. Barnes | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Kenneth H. Beer | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Michael L. Bennett | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee William M. Griffin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee David J. Kornder | Mgmt | For | TNA | N/A | |||
6 | Elect Dissident Nominee Bob G. Alexander | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Dissident Nominee Jonathan Christodoro | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Dissident Nominee Nancy Dunlap | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Dissident Nominee Jonathan Frates | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Dissident Nominee Nicholas Graziano | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Dissident Nominee John J. Lipinski | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Dissident Nominee Randolph C. Read | ShrHoldr | N/A | TNA | N/A | |||
13 | Approval of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
14 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Jonathan Frates | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Nicholas Graziano | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee John J. Lipinski | Mgmt | N/A | For | N/A | |||
1.4 | Elect Dissident Nominee Bob G. Alexander | Mgmt | N/A | For | N/A | |||
1.5 | Elect Dissident Nominee Randolph C. Read | Mgmt | N/A | For | N/A | |||
1.6 | Elect Dissident Nominee Jonathan Christodoro | Mgmt | N/A | For | N/A | |||
1.7 | Elect Dissident Nominee Nancy Dunlap | Mgmt | N/A | For | N/A | |||
2 | Ratification and extension of the Poison Pill | Mgmt | N/A | Against | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
Seven Generations Energy Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.4 | Elect Avik Dey | Mgmt | For | For | For | |||
2.5 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.6 | Elect Paul Hand | Mgmt | For | For | For | |||
2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.8 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To appoint Ernst & Young LLP as the auditors of Tervita for the ensuing year at a remuneration to be determined by the board of directors of Tervita | Mgmt | For | For | For | |||
2 | To approve a resolution fixing the number of directors to be elected to the Tervita Board at the Tervita Meeting at seven (7) | Mgmt | For | For | For | |||
3 | Elect Grant Billing | Mgmt | For | For | For | |||
4 | Elect Allen Hagerman | Mgmt | For | For | For | |||
5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
6 | Elect Douglas Ramsay | Mgmt | For | For | For | |||
7 | Elect Jay Thornton | Mgmt | For | For | For | |||
8 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
9 | Elect John Cooper | Mgmt | For | For | For | |||
10 | To approve a special resolution, the full text of which is set forth in AppendixC of the Information Circular, approving the continuance of Tervita out of the federal jurisdiction of Canada under the Canada Business Corporations Act and into the jurisdiction of Alberta under the Business Corporations Act (Alberta) (theABCA) and the adoption by Tervita of a new ABCA compliant by-law as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
11 | To approve a special resolution, the full text of which is set forth in Appendix "A" of the Information Circular, approving a plan of arrangement (theArrangement) involving, among others, Tervita, Newalta, the Tervita Shareholders and the Newalta Securityholders under Section 193 of the ABCA, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
12 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated option plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
13 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated restricted stock unit plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Dannenfeldt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.8 | Elect John J. Legere | Mgmt | For | Withhold | Against | |||
1.9 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
1.10 | Elect Olaf Swantee | Mgmt | For | Withhold | Against | |||
1.11 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Vantage Drilling Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTGDF | CUSIP G93205113 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas R. Bates, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Matthew W. Bonanno | Mgmt | For | Against | Against | |||
3 | Elect Esa Ikaheimonen | Mgmt | For | Against | Against | |||
4 | Elect Nils E. Larsen | Mgmt | For | Against | Against | |||
5 | Elect Scott McCarty | Mgmt | For | Against | Against | |||
6 | Elect Ihab M. Toma | Mgmt | For | Against | Against | |||
7 | Elect L. Spencer Wells | Mgmt | For | Against | Against |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Elect Frank Appel to the Supervisory Board | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase In Conditional Capital | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2018) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2019) | Mgmt | For | For | For | |||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Jaime Garcia-Legaz Ponce | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Josep Pique i Camps | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Luis Arias Serrano | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Airbus Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Cancellation of Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thierry Vanlancker to the Management Board | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Transfer of Reserves | Mgmt | For | For | For | |||
4 | Elect Naoki Izumiya | Mgmt | For | For | For | |||
5 | Elect Akiyoshi Kohji | Mgmt | For | For | For | |||
6 | Elect Katsutoshi Takahashi | Mgmt | For | For | For | |||
7 | Elect Yoshihide Okuda | Mgmt | For | For | For | |||
8 | Elect Noboru Kagami | Mgmt | For | For | For | |||
9 | Elect Kenji Hamada | Mgmt | For | For | For | |||
10 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
11 | Elect Naoki Tanaka | Mgmt | For | For | For | |||
12 | Elect Tatsuroh Kosaka | Mgmt | For | For | For | |||
13 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
14 | Elect Katsutoshi Saitoh as Statutory Auditor | Mgmt | For | Against | Against | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astrazeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richard Goulding | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WU Xiao An | Mgmt | For | For | For | |||
5 | Elect QI Yumin | Mgmt | For | For | For | |||
6 | Elect XU Bingjin | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hugh S. Wilson | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
CaixaBank S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABK | CINS E2427M123 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratify Co-option and Elect Eduardo Javier Sanchiz Yrazu | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Tomas Muniesa Arantegui | Mgmt | For | For | For | |||
7 | Amendments to Article 4 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendment to the Remuneration policy | Mgmt | For | For | For | |||
9 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
10 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.4 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.5 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.9 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.10 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.11 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.12 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
4 | Elect Motoo Ueno | Mgmt | For | For | For | |||
5 | Elect Tatsuroh Kosaka | Mgmt | For | For | For | |||
6 | Elect Yasuo Ikeda | Mgmt | For | For | For | |||
7 | Elect Sophie Kornowski-Bonnet | Mgmt | For | For | For | |||
Compass Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Johnny Thomson | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
15 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Constellation Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 21037X100 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeff Bender | Mgmt | For | For | For | |||
1.2 | Elect Lawrence A. Cunningham | Mgmt | For | For | For | |||
1.3 | Elect Meredith H. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Robert Kittel | Mgmt | For | For | For | |||
1.5 | Elect Mark Leonard | Mgmt | For | For | For | |||
1.6 | Elect Paul McFeeters | Mgmt | For | For | For | |||
1.7 | Elect Mark Miller | Mgmt | For | For | For | |||
1.8 | Elect Lori O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Stephen R. Scotchmer | Mgmt | For | For | For | |||
1.10 | Elect Robin Van Poelje | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Withhold | Against | |||
3 | Shareholder Proposal Regarding Board Diversity Policy | ShrHoldr | Against | Against | For | |||
CRH PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Elect Richard Boucher | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
8 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
9 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
10 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
11 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Jens Due Olsen | Mgmt | For | TNA | N/A | |||
14 | Elect Ingrid Bonde | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Mandatory Retirement Age | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Executive Board | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Directors' Fees | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | |||
6 | Elect Piyush Gupta | Mgmt | For | For | For | |||
7 | Elect Andre Sekulic | Mgmt | For | For | For | |||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Delivery Hero AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
9 | Ratify Jonathan Green | Mgmt | For | For | For | |||
10 | Ratify Jeffrey Liebermann | Mgmt | For | For | For | |||
11 | Ratify Lukasz Gadowski | Mgmt | For | For | For | |||
12 | Ratify Kolja Hebenstreit | Mgmt | For | For | For | |||
13 | Ratify Patrik Kolek | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Janis Zech as Supervisory Board Member | Mgmt | For | For | For | |||
16 | Increase in Authorised Capital | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Diageo PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
6 | Elect Evan Mervyn Davies | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect HO Kwon Ping | Mgmt | For | Against | Against | |||
9 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
13 | Elect Alan Stewart | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Share Value Plan | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dixons Carphone PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DC | CINS G2903R107 | 09/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fiona McBain | Mgmt | For | For | For | |||
5 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
6 | Elect Tony DeNunzio | Mgmt | For | For | For | |||
7 | Elect Andrea Gisle Joosen | Mgmt | For | For | For | |||
8 | Elect Andrew J. Harrison | Mgmt | For | For | For | |||
9 | Elect Sebastian R.E.C. James | Mgmt | For | For | For | |||
10 | Elect Jock F. Lennox | Mgmt | For | For | For | |||
11 | Elect Ian Paul Livingston | Mgmt | For | For | For | |||
12 | Elect Gerry Murphy | Mgmt | For | For | For | |||
13 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Approve Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Approve Regulated Agreement with JCDecaux Holding | Mgmt | For | For | For | |||
10 | Approve Shareholder Agreement with 2010 Pact Members | Mgmt | For | For | For | |||
11 | Elect Jean-Charles Decaux | Mgmt | For | Against | Against | |||
12 | Ratification of the Co-optation of Emmanuel Russel | Mgmt | For | Against | Against | |||
13 | Elect Amelie Oudea-Castera | Mgmt | For | Against | Against | |||
14 | Elect Patrick Sayer | Mgmt | For | Against | Against | |||
15 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
18 | Elect Emmanuel Russel | Mgmt | For | Against | Against | |||
19 | Elect Robert Agostinelli as Censor | Mgmt | For | For | For | |||
20 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
21 | Remuneration Policy for Supervisory Board | Mgmt | For | For | For | |||
22 | Remuneration Policy for Management Board | Mgmt | For | For | For | |||
23 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
24 | Remuneration of Patrick Sayer, Management Board Chair | Mgmt | For | For | For | |||
25 | Remuneration of Virginie Morgon, Management Board member | Mgmt | For | For | For | |||
26 | Remuneration of Phillipe Audouin, Management Board member | Mgmt | For | For | For | |||
27 | Severance Agreement with Patrick Sayer, Management Board Chair | Mgmt | For | Against | Against | |||
28 | Post Employment Benefits of Virginie Morgon, Management Board Member | Mgmt | For | Against | Against | |||
29 | Severance Agreement with Philippe Audouin, Management Board Member | Mgmt | For | Against | Against | |||
30 | Severance Agreement with Nicolas Huet, Management Board Member | Mgmt | For | Against | Against | |||
31 | Severance Agreement with Olivier Millet, Management Board Member | Mgmt | For | Against | Against | |||
32 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
33 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Authority to Issue Shares and Convertible Securities and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
36 | Authority to Issue Shares and/or Convertible Securities and Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
37 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
38 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
39 | Greenshoe | Mgmt | For | For | For | |||
40 | Authority to Increase Capital In Consideration for Contribution in Kind | Mgmt | For | For | For | |||
41 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
42 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
43 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | For | For | |||
44 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
45 | Amendments to Articles Regarding Supervisory Board Power | Mgmt | For | For | For | |||
46 | Amendments to Articles Regarding Censors | Mgmt | For | For | For | |||
47 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Bernd Tonjes | Mgmt | For | For | For | |||
11 | Elect Barbara Ruth Albert | Mgmt | For | Against | Against | |||
12 | Elect Aldo Belloni | Mgmt | For | Against | Against | |||
13 | Elect Barbara Grunewald | Mgmt | For | Against | Against | |||
14 | Elect Siegfried Luther | Mgmt | For | Against | Against | |||
15 | Elect Michael Rudiger | Mgmt | For | Against | Against | |||
16 | Elect Peter Spuhler | Mgmt | For | Against | Against | |||
17 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
18 | Elect Volker Trautz | Mgmt | For | Against | Against | |||
19 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Increase in Authorised Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Ferguson PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ferrotec Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6890 | CINS J1347N109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Akira Yamamura | Mgmt | For | For | For | |||
3 | Elect Takeru Yamamura | Mgmt | For | For | For | |||
4 | Elect HE Xianhan | Mgmt | For | For | For | |||
5 | Elect Hiroo Wakaki | Mgmt | For | For | For | |||
6 | Elect Eiji Miyanaga | Mgmt | For | For | For | |||
7 | Elect Shigeo Katayama | Mgmt | For | For | For | |||
8 | Elect Kyuzoh Nakamura | Mgmt | For | For | For | |||
9 | Elect Takanori Suzuki | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Heineken N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | Against | Against | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Robert Cole | Mgmt | For | For | For | |||
3 | Re-elect James (Hutch) H. Ranck | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Tom O'Leary) | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Elect Helen M. Nugent | Mgmt | For | Against | Against | |||
5 | Elect Duncan M. Boyle | Mgmt | For | Against | Against | |||
6 | Re-elect Thomas W. Pockett | Mgmt | For | Against | Against | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Allocate Proportional Votes for Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Votes to Flavio Eduardo Arakaki | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Votes to Raimundo Lourenco Maria Christians | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Votes to Ney Ferraz Dias | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Votes to Helio Lima Magalhaes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Votes to Edson Soares Ferreira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Votes to Jose Mauricio Pereira Coelho | Mgmt | N/A | TNA | N/A | |||
17 | Approve Supervisory Council | Mgmt | For | TNA | N/A | |||
18 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting for Election of Directors | Mgmt | N/A | TNA | N/A | |||
20 | Appointment of Shareholder Nominee to Board of Directors | Mgmt | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Kerry Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerard Culligan | Mgmt | For | For | For | |||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
Komatsu Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Masayuki Oku | Mgmt | For | For | For | |||
7 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
8 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ogawa | Mgmt | For | For | For | |||
10 | Elect Kuniko Urano | Mgmt | For | For | For | |||
11 | Elect Hirohide Yamaguchi | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Directors' and Statutory Auditor's Fees | Mgmt | For | For | For | |||
14 | Restricted Share Plan | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naofumi Satoh | Mgmt | For | Against | Against | |||
4 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
5 | Elect Seiki Ino | Mgmt | For | For | For | |||
6 | Elect Hironori Higaki | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
8 | Elect Masaaki Johno | Mgmt | For | For | For | |||
9 | Elect Keiji Maeda | Mgmt | For | For | For | |||
10 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
11 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
13 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
14 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Bernard Dupouy | Mgmt | For | Against | Against | |||
15 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
18 | Elect Francoise Lemalle | Mgmt | For | Against | Against | |||
19 | Non-Renewal of Statutory Auditor | Mgmt | For | For | For | |||
20 | Non-Renewal of Alternate Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Amendments to Article Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities Related to Article Amendments | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Post-Employment Agreements (Francois Riahi, Incoming CEO) | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
3 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
4 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
5 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
6 | Elect Nobuo Goto | Mgmt | For | Against | Against | |||
7 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
8 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
9 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
10 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
11 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
12 | Elect Hajime Bada | Mgmt | For | Against | Against | |||
13 | Elect Akemi Mochizuki | Mgmt | For | Against | Against | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Amendment to Article 15.1 (Board Size) | Mgmt | For | For | For | |||
4 | Amendments to Articles 18.2 (Technical) | Mgmt | For | For | For | |||
5 | Adoption of New Articles | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts and Resignation of Directors | Mgmt | For | For | For | |||
5 | Elect Marc Jean Pierre Faber | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/09/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Committee Composition | Mgmt | For | TNA | N/A | |||
7 | Board Compensation (FY 2017) | Mgmt | For | TNA | N/A | |||
8 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (FY 2017 and 2018) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (FY 2019) | Mgmt | For | TNA | N/A | |||
11 | Elect Steffen Meister as Chair | Mgmt | For | TNA | N/A | |||
12 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
14 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
15 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
17 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
19 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
21 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PC | CINS T76434264 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Giovanni Lo Storto | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Marco Polo International Italy S.p.A. | Mgmt | For | N/A | N/A | |||
8 | List Presented by Group of Institutional Investors Representing 1.2% of Share Capital | Mgmt | For | For | For | |||
9 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy | Mgmt | For | For | For | |||
12 | Long-Term Incentive Plan 2018-2020 | Mgmt | For | Against | Against | |||
13 | D&O Insurance Policy | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreements | Mgmt | For | For | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Jun Aoki | Mgmt | For | For | For | |||
5 | Elect Yohichi Shimatani | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Takeshi Yoshida as Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Werner Brandt | Mgmt | For | For | For | |||
11 | Elect Michael Diekmann | Mgmt | For | For | For | |||
12 | Elect Benoit Potier | Mgmt | For | For | For | |||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | |||
14 | Elect Nemat Shafik | Mgmt | For | For | For | |||
15 | Elect Nathalie von Siemens | Mgmt | For | For | For | |||
16 | Elect Matthias Zachert | Mgmt | For | For | For | |||
17 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Approval of Intra-Company Control Agreement with Flender GmbH | Mgmt | For | For | For | |||
20 | Approval of Intra-Company Control Agreement with Kyros 53 GmbH | Mgmt | For | For | For | |||
21 | Approval of Intra-Company Control Agreement with Kyros 54 GmbH | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | For | For | |||
3 | Elect SONG Ho Geun | Mgmt | For | For | For | |||
4 | Elect JO Heon Jae | Mgmt | For | For | For | |||
5 | Elect YOON Tae Hwa | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Share Option Grant | Mgmt | For | For | For | |||
9 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
5 | Elect Ikuji Usui | Mgmt | For | For | For | |||
6 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
7 | Elect Masahiko Satake | Mgmt | For | For | For | |||
8 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
9 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
10 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
11 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
12 | Elect Toshiharu Kagawa | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | |||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
17 | Elect Jerome Contamine | Mgmt | For | For | For | |||
18 | Elect Diane Cote | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | |||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Eikoh Harada | Mgmt | For | For | For | |||
6 | Elect Tim Schaaff | Mgmt | For | For | For | |||
7 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
8 | Elect Koichi Miyata | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
11 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
12 | Elect Shuzo Sumi | Mgmt | For | Against | Against | |||
13 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
14 | Elect Toshiko Oka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
ST Microelectronics N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STM | CINS N83574108 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Jean-Marc Chery to the Management Board | Mgmt | For | For | For | |||
10 | Stock Grant to the CEO | Mgmt | For | For | For | |||
11 | Elect Nicolas Dufourcq to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Martine Verluyten to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Takeda Pharmaceutical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Christophe Weber | Mgmt | For | For | For | |||
5 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
6 | Elect Andrew Plump | Mgmt | For | For | For | |||
7 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
9 | Elect Emiko Higashi | Mgmt | For | For | For | |||
10 | Elect Michel Orsinger | Mgmt | For | For | For | |||
11 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
12 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | |||
13 | Elect Shiro Kuniya | Mgmt | For | For | For | |||
14 | Elect Jean-Luc Butel | Mgmt | For | For | For | |||
15 | Elect Koji Hatsukawa | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Shareholder Approval of Acquisitions Over 1 Trillion | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Berkeley Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TIM Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CUSIP 88706P205 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | For | For | |||
4 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | Against | Against | |||
5 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | For | For | |||
6 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | For | For | |||
7 | Elect Agostino Nuzzolo | Mgmt | For | Against | Against | |||
8 | Elect Raimondo Zizza | Mgmt | For | Against | Against | |||
9 | Elect Giovanni Ferigo | Mgmt | For | Against | Against | |||
10 | Supervisory Council Size | Mgmt | For | Against | Against | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
14 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | |||
15 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
6 | Elect Shinichiro Akiba | Mgmt | For | For | For | |||
7 | Elect Masayoshi Hirata | Mgmt | For | For | For | |||
8 | Elect Naoya Sakurai | Mgmt | For | For | For | |||
9 | Elect Teruko Noda | Mgmt | For | For | For | |||
10 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
11 | Elect Yuki Furuta | Mgmt | For | For | For | |||
12 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
13 | Elect Ryoji Satoh | Mgmt | For | For | For | |||
14 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
15 | Elect Junji Ota | Mgmt | For | For | For | |||
16 | Elect Mami Taniguchi | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | |||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | |||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Uniper SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UN01 | CINS D8530Z100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Special Audit in Connection with Fortum Takeover Offer and Regulatory Clearance | ShrHoldr | N/A | Against | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approve Special Auditors Report | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
11 | Severance Agreement (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Antoine Frerot | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Director Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Irene Mitchell Dorner | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Peter Bole | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
9 | Elect Eva Eisenschimmel | Mgmt | For | For | For | |||
10 | Elect Darren Pope | Mgmt | For | For | For | |||
11 | Elect Amy Stirling | Mgmt | For | For | For | |||
12 | Elect Patrick McCall | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Tier 1 securities w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Tier 1 securities w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wizz Air Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIZZ | CINS G96871101 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Purchase of Aircraft (CEO Purchase Agreement) | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Elect Frank Appel to the Supervisory Board | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase In Conditional Capital | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2018) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2019) | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | |||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | |||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
9 | Elect John B. Harrison | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeki Kimura as Director | Mgmt | For | For | For | |||
4 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
Airbus Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Cancellation of Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thierry Vanlancker to the Management Board | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AviChina Industry & Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y0485Q109 | 12/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Mutual Supply of Products Agreement | Mgmt | For | For | For | |||
4 | Mutual Provision of Services Agreement | Mgmt | For | For | For | |||
5 | Products and Services Mutual Supply and Guarantee Agreement | Mgmt | For | For | For | |||
6 | Financial Services Framework Agreement | Mgmt | For | For | For | |||
7 | Revision of Annual caps Under the Existing Mutual Provision of Services Agreement | Mgmt | For | For | For | |||
8 | Revision of the Annual Cap Under the Existing Financial Services Framework Agreement | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Amendments to Rules of Procedure of Shareholders' General Meeting | Mgmt | For | For | For | |||
BAE Systems PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WU Xiao An | Mgmt | For | For | For | |||
5 | Elect QI Yumin | Mgmt | For | For | For | |||
6 | Elect XU Bingjin | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
British American Tobacco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hugh S. Wilson | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Cairn Energy PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Alexander Berger | Mgmt | For | Against | Against | |||
8 | Elect M. Jacqueline Sheppard | Mgmt | For | Against | Against | |||
9 | Elect Keith Lough | Mgmt | For | Against | Against | |||
10 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
11 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
12 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
13 | Elect James Smith | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Renewal of Authority to Dispose of Vendetta Limited | Mgmt | For | For | For | |||
CaixaBank S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABK | CINS E2427M123 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratify Co-option and Elect Eduardo Javier Sanchiz Yrazu | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Tomas Muniesa Arantegui | Mgmt | For | For | For | |||
7 | Amendments to Article 4 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendment to the Remuneration policy | Mgmt | For | For | For | |||
9 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
10 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect ZHAO Hai Hu | Mgmt | For | For | For | |||
7 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
8 | Elect CHAU Kam Wing | Mgmt | For | Against | Against | |||
9 | Elect HO Ping | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Clinigen Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Chris Rigg | Mgmt | For | Against | Against | |||
4 | Elect Ian J. Nicholson | Mgmt | For | Against | Against | |||
5 | Elect Martin Abell | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authorisation of Political Donations | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Compass Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Johnny Thomson | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
15 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Cox & Kings India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COX&KINGS | CINS Y17730113 | 09/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Peter Kerkar | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of Urrshila Kerkar (Whole-time Director); Approval of Remuneration | Mgmt | For | Against | Against | |||
6 | Authority to Issue Non-Convertible Debentures | Mgmt | For | Against | Against | |||
Daiho Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1822 | CINS J09177106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Kenichi Ohsumi as Director | Mgmt | For | For | For | |||
Dalata Hotel Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights Specified Capital Investment) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dart Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTG | CINS G2657C132 | 09/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mark Laurence | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Approve Adoption of New Articles | Mgmt | For | For | For | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | |||
6 | Elect Piyush Gupta | Mgmt | For | For | For | |||
7 | Elect Andre Sekulic | Mgmt | For | For | For | |||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Delivery Hero AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
9 | Ratify Jonathan Green | Mgmt | For | For | For | |||
10 | Ratify Jeffrey Liebermann | Mgmt | For | For | For | |||
11 | Ratify Lukasz Gadowski | Mgmt | For | For | For | |||
12 | Ratify Kolja Hebenstreit | Mgmt | For | For | For | |||
13 | Ratify Patrik Kolek | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Janis Zech as Supervisory Board Member | Mgmt | For | For | For | |||
16 | Increase in Authorised Capital | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Deutsche Borse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Carsten Kengeter | Mgmt | For | Against | Against | |||
8 | Ratify Andreas Preuss | Mgmt | For | Against | Against | |||
9 | Ratify Gregor Pottmeyer | Mgmt | For | Against | Against | |||
10 | Ratify Hauke Stars | Mgmt | For | Against | Against | |||
11 | Ratify Jeffrey Tessler | Mgmt | For | Against | Against | |||
12 | Ratify Joachim Faber | Mgmt | For | Against | Against | |||
13 | Ratify Richard Berliand | Mgmt | For | Against | Against | |||
14 | Ratify Ann-Kristin Achleitner | Mgmt | For | Against | Against | |||
15 | Ratify Karl-Heinz Flother | Mgmt | For | Against | Against | |||
16 | Ratify Marion Fornoff | Mgmt | For | Against | Against | |||
17 | Ratify Hans-Peter Gabe | Mgmt | For | Against | Against | |||
18 | Ratify Craig Heimark | Mgmt | For | Against | Against | |||
19 | Ratify Monica Machler | Mgmt | For | Against | Against | |||
20 | Ratify Erhard Schipporeit | Mgmt | For | Against | Against | |||
21 | Ratify Jutta Stuhlfauth | Mgmt | For | Against | Against | |||
22 | Ratify Johannes Witt | Mgmt | For | Against | Against | |||
23 | Ratify Amy Yok Tak Yip | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Elect Richard D.A. Berliand | Mgmt | For | Against | Against | |||
26 | Elect Joachim Faber | Mgmt | For | Against | Against | |||
27 | Elect Karl-Heinz Flother | Mgmt | For | Against | Against | |||
28 | Elect Barbara Lambert | Mgmt | For | Against | Against | |||
29 | Elect Yok Tak Amy Yip | Mgmt | For | Against | Against | |||
30 | Elect Ann-Kristin Achleitner | Mgmt | For | Against | Against | |||
31 | Elect Martin Jetter | Mgmt | For | Against | Against | |||
32 | Elect Joachim Nagel | Mgmt | For | Against | Against | |||
33 | Appointment of Auditor | Mgmt | For | For | For | |||
Diageo PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGE | CINS G42089113 | 09/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||
6 | Elect Evan Mervyn Davies | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect HO Kwon Ping | Mgmt | For | Against | Against | |||
9 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
13 | Elect Alan Stewart | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Share Value Plan | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DMG Mori Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6141 | CINS J46496121 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits | Mgmt | For | For | For | |||
2 | Elect Masahiko Mori | Mgmt | For | For | For | |||
3 | Elect Hiroaki Tamai | Mgmt | For | For | For | |||
4 | Elect Hirotake Kobayashi | Mgmt | For | For | For | |||
5 | Elect Naoshi Takayama | Mgmt | For | For | For | |||
6 | Elect Kenji Ohishi | Mgmt | For | For | For | |||
7 | Elect Tohjiroh Aoyama | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
9 | Elect Makoto Nakajima | Mgmt | For | For | For | |||
10 | Elect Takashi Mitachi | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Restricted Share Plan for Directors | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Bernd Tonjes | Mgmt | For | For | For | |||
11 | Elect Barbara Ruth Albert | Mgmt | For | Against | Against | |||
12 | Elect Aldo Belloni | Mgmt | For | Against | Against | |||
13 | Elect Barbara Grunewald | Mgmt | For | Against | Against | |||
14 | Elect Siegfried Luther | Mgmt | For | Against | Against | |||
15 | Elect Michael Rudiger | Mgmt | For | Against | Against | |||
16 | Elect Peter Spuhler | Mgmt | For | Against | Against | |||
17 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
18 | Elect Volker Trautz | Mgmt | For | Against | Against | |||
19 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Increase in Authorised Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Ferrotec Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6890 | CINS J1347N109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Akira Yamamura | Mgmt | For | For | For | |||
3 | Elect Takeru Yamamura | Mgmt | For | For | For | |||
4 | Elect HE Xianhan | Mgmt | For | For | For | |||
5 | Elect Hiroo Wakaki | Mgmt | For | For | For | |||
6 | Elect Eiji Miyanaga | Mgmt | For | For | For | |||
7 | Elect Shigeo Katayama | Mgmt | For | For | For | |||
8 | Elect Kyuzoh Nakamura | Mgmt | For | For | For | |||
9 | Elect Takanori Suzuki | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | For | For | |||
3 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
6 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Paresh D. Sukthankar | Mgmt | For | For | For | |||
4 | Elect Kaizad Bharucha | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||
7 | Appointment of Paresh Sukthanka (Deputy Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Appointment of Kaizad Bharucha (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Elect Shyamala Gopinath | Mgmt | For | For | For | |||
10 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
11 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Instruments and Bonds on Private Placement | Mgmt | For | For | For | |||
Heineken N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | Against | Against | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Robert Cole | Mgmt | For | For | For | |||
3 | Re-elect James (Hutch) H. Ranck | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Tom O'Leary) | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
IRB-BrasilResseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Allocate Proportional Votes for Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Votes to Flavio Eduardo Arakaki | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Votes to Raimundo Lourenco Maria Christians | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Votes to Ney Ferraz Dias | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Votes to Helio Lima Magalhaes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Votes to Edson Soares Ferreira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Votes to Jose Mauricio Pereira Coelho | Mgmt | N/A | TNA | N/A | |||
17 | Approve Supervisory Council | Mgmt | For | TNA | N/A | |||
18 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting for Election of Directors | Mgmt | N/A | TNA | N/A | |||
20 | Appointment of Shareholder Nominee to Board of Directors | Mgmt | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Article 59 (Arbitration) | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Kerry Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerard Culligan | Mgmt | For | For | For | |||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
Komatsu Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Masayuki Oku | Mgmt | For | For | For | |||
7 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
8 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Ogawa | Mgmt | For | For | For | |||
10 | Elect Kuniko Urano | Mgmt | For | For | For | |||
11 | Elect Hirohide Yamaguchi | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Directors' and Statutory Auditor's Fees | Mgmt | For | For | For | |||
14 | Restricted Share Plan | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naofumi Satoh | Mgmt | For | Against | Against | |||
4 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
5 | Elect Seiki Ino | Mgmt | For | For | For | |||
6 | Elect Hironori Higaki | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
8 | Elect Masaaki Johno | Mgmt | For | For | For | |||
9 | Elect Keiji Maeda | Mgmt | For | For | For | |||
10 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
11 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
13 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
14 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MTU Aero Engines AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Christine Bortenlanger | Mgmt | For | Against | Against | |||
11 | Elect Klaus Eberhardt | Mgmt | For | Against | Against | |||
12 | Elect Jurgen M. Geißinger | Mgmt | For | Against | Against | |||
13 | Elect Klaus Steffens | Mgmt | For | Against | Against | |||
14 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | Against | Against | |||
15 | Remuneration Policy | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | Against | Against | |||
5 | Elect Mohamed Elsarky | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect Paul Kenyon | Mgmt | For | For | For | |||
8 | Elect James E. Lillie | Mgmt | For | For | For | |||
9 | Elect Paul Myners | Mgmt | For | For | For | |||
10 | Elect Victoria Parry | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Elect Samy Zekhout | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
OCI N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCI | CINS N6667A111 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors Acts | Mgmt | For | For | For | |||
8 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | |||
9 | Elect Nassef Sawiris to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Hassan Badrawi to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Anja Montijn to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Sipko N. Schat to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Jerome Guiraud to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Robert Jan van de Kraats to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orpea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORP | CINS F69036105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Elect Jean-Patrick Fortlacroix | Mgmt | For | For | For | |||
10 | Remuneration of Jean-Claude Marian, Former Chair (Until March 28, 2017) | Mgmt | For | For | For | |||
11 | Remuneration of Philippe Charrier, Chair (Since March 28, 2017) | Mgmt | For | For | For | |||
12 | Remuneration of Yves Le Masne, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Jean-Claude Brdenk, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
15 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
23 | Greenshoe | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Amendments to Article Regarding Corporate Headquarters | Mgmt | For | For | For | |||
30 | Amendments to Articles Regarding Legal Changes | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Outsourcing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2427 | CINS J6313D100 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Haruhiko Doi | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Suzuki | Mgmt | For | For | For | |||
5 | Elect Masaki Motegi | Mgmt | For | For | For | |||
6 | Elect Atsushi Nakamoto | Mgmt | For | For | For | |||
7 | Elect Masashi Fukushima | Mgmt | For | For | For | |||
8 | Elect Ichiroh Otani | Mgmt | For | For | For | |||
9 | Elect Hiroshi Ohtaka | Mgmt | For | For | For | |||
10 | Elect Fujio Kobayashi | Mgmt | For | For | For | |||
11 | Elect Kenji Nishizawa | Mgmt | For | For | For | |||
Paltac Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8283 | CINS J6349W106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kunio Mikita | Mgmt | For | For | For | |||
3 | Elect Tadashi Morinaga | Mgmt | For | For | For | |||
4 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
5 | Elect Seiichi Kasutani | Mgmt | For | For | For | |||
6 | Elect Masahiko Tashiro | Mgmt | For | For | For | |||
7 | Elect Yukinori Tsujimoto | Mgmt | For | For | For | |||
8 | Elect Osamu Wada | Mgmt | For | For | For | |||
9 | Elect Masahiro Noma | Mgmt | For | For | For | |||
10 | Elect Katsutoshi Yogoh | Mgmt | For | For | For | |||
11 | Elect Ryu Matsumoto | Mgmt | For | For | For | |||
12 | Elect Kaori Ohishi | Mgmt | For | For | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends (Equity Shares) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Preference Shares) | Mgmt | For | For | For | |||
4 | Elect Ramesh Kumar Sharma | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to the ESOP 2011 | Mgmt | For | Against | Against | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ravi P. Singh | Mgmt | For | Against | Against | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
5 | Elect K. Sreekant | Mgmt | For | Against | Against | |||
6 | Elect Prabhakar Singh | Mgmt | For | Against | Against | |||
7 | Elect Tse Ten Dorji | Mgmt | For | Against | Against | |||
8 | Ratify Appointment of Jyotika Kalra | Mgmt | For | For | For | |||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
12 | Amendments to Memorandum | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
RELX N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Adrian Hennah | Mgmt | For | For | For | |||
12 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||
13 | Elect Robert A. McLeod | Mgmt | For | For | For | |||
14 | Elect Carol G. Mills | Mgmt | For | For | For | |||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | |||
16 | Elect Ben van der Veer | Mgmt | For | For | For | |||
17 | Elect Suzanne Wood | Mgmt | For | For | For | |||
18 | Elect Erik Engstrom | Mgmt | For | For | For | |||
19 | Elect Nick Luff | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Cancellation of Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
RELX N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles Regarding Restructuring | Mgmt | For | For | For | |||
3 | Restructuring: Merger of RELX PLC and RELX nv | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
RELX N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REN | CINS N7364X107 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Suzanne Wood to the Board of Directors | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreements | Mgmt | For | For | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanwa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5929 | CINS J6858G104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshitaka Takayama | Mgmt | For | For | For | |||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||
6 | Elect Masahiro Fukuda | Mgmt | For | For | For | |||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||
8 | Elect Makoto Yasuda | Mgmt | For | For | For | |||
9 | Elect Teikoh Zaima | Mgmt | For | For | For | |||
10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | |||
11 | Elect Akira Gokita | Mgmt | For | For | For | |||
12 | Elect Makoto Yasuda as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Screen Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
10 | Elect Shigeru Saitoh | Mgmt | For | Against | Against | |||
11 | Elect Makoto Yoda | Mgmt | For | For | For | |||
12 | Election of Tetsuo Kikkawa as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
Shanghai Fosun Pharmaceutical (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2196 | CINS Y7687D109 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Estimates of Ongoing Related Party Transactions | Mgmt | For | For | For | |||
9 | Appraisal Results and Directors' Fees | Mgmt | For | For | For | |||
10 | Appraisal Program for 2018 | Mgmt | For | For | For | |||
11 | Approval of Entrusted Loans | Mgmt | For | For | For | |||
12 | Approval of Line of Credit | Mgmt | For | For | For | |||
13 | Approval to Dispose of Listed Shares and Securities | Mgmt | For | For | For | |||
14 | Authority to Give Guarantees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Elect MU Haining | Mgmt | For | For | For | |||
18 | Elect ZHANG Xueqing | Mgmt | For | For | For | |||
Shiseido Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Jun Aoki | Mgmt | For | For | For | |||
5 | Elect Yohichi Shimatani | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Takeshi Yoshida as Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Werner Brandt | Mgmt | For | For | For | |||
11 | Elect Michael Diekmann | Mgmt | For | For | For | |||
12 | Elect Benoit Potier | Mgmt | For | For | For | |||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | |||
14 | Elect Nemat Shafik | Mgmt | For | For | For | |||
15 | Elect Nathalie von Siemens | Mgmt | For | For | For | |||
16 | Elect Matthias Zachert | Mgmt | For | For | For | |||
17 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Approval of Intra-Company Control Agreement with Flender GmbH | Mgmt | For | For | For | |||
20 | Approval of Intra-Company Control Agreement with Kyros 53 GmbH | Mgmt | For | For | For | |||
21 | Approval of Intra-Company Control Agreement with Kyros 54 GmbH | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
SLM Solutions Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AM3D | CINS D6T690109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Increase in Authorised Capital | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
5 | Elect Ikuji Usui | Mgmt | For | For | For | |||
6 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
7 | Elect Masahiko Satake | Mgmt | For | For | For | |||
8 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
9 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
10 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
11 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
12 | Elect Toshiharu Kagawa | Mgmt | For | For | For | |||
SMS Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2175 | CINS J7568Q101 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Natsuki Gotoh | Mgmt | For | For | For | |||
4 | Elect Masato Sugizaki | Mgmt | For | For | For | |||
5 | Elect Tadaharu Gotoh | Mgmt | For | For | For | |||
6 | Elect Tomoki Matsubayashi | Mgmt | For | For | For | |||
7 | Elect Kohichiroh Itoh | Mgmt | For | For | For | |||
8 | Elect Takuya Yano As Alternate Audit Committee Director | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | |||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
17 | Elect Jerome Contamine | Mgmt | For | For | For | |||
18 | Elect Diane Cote | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | |||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Eikoh Harada | Mgmt | For | For | For | |||
6 | Elect Tim Schaaff | Mgmt | For | For | For | |||
7 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
8 | Elect Koichi Miyata | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
11 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
12 | Elect Shuzo Sumi | Mgmt | For | Against | Against | |||
13 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
14 | Elect Toshiko Oka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
ST Microelectronics N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STM | CINS N83574108 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Jean-Marc Chery to the Management Board | Mgmt | For | For | For | |||
10 | Stock Grant to the CEO | Mgmt | For | For | For | |||
11 | Elect Nicolas Dufourcq to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Martine Verluyten to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Talend S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
TIM Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | TNA | N/A | |||
9 | Elect Agostino Nuzzolo | Mgmt | For | TNA | N/A | |||
10 | Elect Raimondo Zizza | Mgmt | For | TNA | N/A | |||
11 | Elect Giovanni Ferigo | Mgmt | For | TNA | N/A | |||
12 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
13 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
14 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | TNA | N/A | |||
15 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
TIM Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Extension of Cooperation and Support Agreement | Mgmt | For | TNA | N/A | |||
4 | Adoption of Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
6 | Elect Shinichiro Akiba | Mgmt | For | For | For | |||
7 | Elect Masayoshi Hirata | Mgmt | For | For | For | |||
8 | Elect Naoya Sakurai | Mgmt | For | For | For | |||
9 | Elect Teruko Noda | Mgmt | For | For | For | |||
10 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
11 | Elect Yuki Furuta | Mgmt | For | For | For | |||
12 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
13 | Elect Ryoji Satoh | Mgmt | For | For | For | |||
14 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
15 | Elect Junji Ota | Mgmt | For | For | For | |||
16 | Elect Mami Taniguchi | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T9T23L584 | 12/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Elect Guido Paolucci as Effective Statutory Auditor | Mgmt | N/A | Abstain | N/A | |||
5 | Elect Antonella Bientinesi as Effective Statutory Auditor | Mgmt | N/A | For | N/A | |||
6 | Elect Pierluigi Carollo as Effective Statutory Auditor | Mgmt | N/A | Abstain | N/A | |||
7 | Elect Raffaella Pagani as Alternate Statutory Auditor | Mgmt | N/A | Abstain | N/A | |||
8 | Elect Myriam Amato as Alternate Statutory Auditor | Mgmt | N/A | For | N/A | |||
9 | Amendments to Articles 20, 24 (Election of Directors) | Mgmt | For | For | For | |||
10 | Amendments to Articles 5, 15, 17 (Limit to Voting Rights) | Mgmt | For | For | For | |||
11 | Conversion of Saving Shares into Ordinary Shares | Mgmt | For | For | For | |||
12 | Amendments to Article 2 (Transfer of Registered Office) | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Universal Entertainment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6425 | CINS J94303104 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Nobuyoshi Ichikura | Mgmt | For | For | For | |||
3 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
4 | Elect Akiyoshi Kaneko | Mgmt | For | For | For | |||
Valeo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221340 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | |||
10 | Elect Bruno Bezard | Mgmt | For | For | For | |||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | |||
12 | Elect Gilles Michel | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walsin Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2492 | CINS Y9494B102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Authority to Issue Shares in a Private Placement | Mgmt | For | For | For | |||
6 | Independent Director FAN Bo-Kang | Mgmt | For | For | For | |||
7 | Director of Zhi Jia Investment Co., Ltd. | Mgmt | For | For | For | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | New long-term incentive plan | Mgmt | For | Against | Against | |||
12 | Restricted Stock Equity Grant (NEDs) | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase GDRs | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yatas Yatak Ve Yorgan Sanayi Ticaret A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YATAS | CINS M9878S104 | 05/31/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
7 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Term Length | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Carry Out Related Party Transactions or Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares; Presentation of Report on Repurchase of Shares | Mgmt | For | TNA | N/A | |||
19 | Presentation of Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
20 | Wishes; Closing | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zee Entertainment Enterprises Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZEEL | CINS Y98893152 | 07/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Confirmation of Dividend on Preference Shares | Mgmt | For | For | For | |||
4 | Allocation of Dividend on Ordinary Shares | Mgmt | For | For | For | |||
5 | Elect Subodh Kumar | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Manish Chokhani | Mgmt | For | For | For | |||
9 | Maintenance of Location of Register of Members | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Jaime Garcia-Legaz Ponce | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Josep Pique i Camps | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Luis Arias Serrano | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | |||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | |||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
9 | Elect John B. Harrison | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
10 | Elect N.S. Andersen to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect B.E. Grote to the Supervisory Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thierry Vanlancker to the Management Board | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maarten Jan de Vries to the Management Board | Mgmt | For | For | For | |||
2 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
3 | Elect Sue M. Clark | Mgmt | For | For | For | |||
4 | Elect Michiel Jaski | Mgmt | For | For | For | |||
5 | Approval of Demerger | Mgmt | For | For | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | |||
17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | |||
Astrazeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Re-elect Ilana Atlas | Mgmt | For | For | For | |||
5 | Re-elect David Gonski | Mgmt | For | For | For | |||
6 | Re-elect John MacFarlane | Mgmt | For | For | For | |||
7 | Authority to Reduce Convertible Preference Share Capital | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Thomas Buberl | Mgmt | For | For | For | |||
16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | |||
17 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
18 | Elect Rachel Duan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
BAE Systems PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richard Goulding | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.4 | Elect George A. Cope | Mgmt | For | For | For | |||
1.5 | Elect David F. Denison | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.8 | Elect Katherine Lee | Mgmt | For | For | For | |||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Determining Director Compensation | ShrHoldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | |||
24 | Elect Michael P. Connors | Mgmt | For | For | For | |||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
30 | Board Compensation | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew M. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
22 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
23 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Andrew M. Barron as Chair | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Pierre-Andre de Chalendar | Mgmt | For | Against | Against | |||
9 | Ratification of the co-option of Dominique Leroy | Mgmt | For | Against | Against | |||
10 | Remuneration of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Severance Agreements with Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
13 | Supplementary Retirement Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
14 | Compensation Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
15 | Appointment of KPMG as Statutory Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
18 | Amendments to Article Regarding Employee Representatives | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Urs Rohner as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Gottschling | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
12 | Elect Seraina Macia | Mgmt | For | TNA | N/A | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
14 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
15 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
16 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
17 | Elect Alexandre Zeller | Mgmt | For | TNA | N/A | |||
18 | Elect Michael Klein | Mgmt | For | TNA | N/A | |||
19 | Elect Ana Paula Pessoa | Mgmt | For | TNA | N/A | |||
20 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Alexandre Zeller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation (Variable Short-term) | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation (Variable Long-term) | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
30 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
33 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
CRH PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Elect Richard Boucher | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Dalata Hotel Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights Specified Capital Investment) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
8 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
9 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
10 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
11 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Jens Due Olsen | Mgmt | For | TNA | N/A | |||
14 | Elect Ingrid Bonde | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Mandatory Retirement Age | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Executive Board | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Directors' Fees | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Approve Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Approve Regulated Agreement with JCDecaux Holding | Mgmt | For | For | For | |||
10 | Approve Shareholder Agreement with 2010 Pact Members | Mgmt | For | For | For | |||
11 | Elect Jean-Charles Decaux | Mgmt | For | Against | Against | |||
12 | Ratification of the Co-optation of Emmanuel Russel | Mgmt | For | Against | Against | |||
13 | Elect Amelie Oudea-Castera | Mgmt | For | Against | Against | |||
14 | Elect Patrick Sayer | Mgmt | For | Against | Against | |||
15 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
18 | Elect Emmanuel Russel | Mgmt | For | Against | Against | |||
19 | Elect Robert Agostinelli as Censor | Mgmt | For | For | For | |||
20 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
21 | Remuneration Policy for Supervisory Board | Mgmt | For | For | For | |||
22 | Remuneration Policy for Management Board | Mgmt | For | For | For | |||
23 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
24 | Remuneration of Patrick Sayer, Management Board Chair | Mgmt | For | For | For | |||
25 | Remuneration of Virginie Morgon, Management Board member | Mgmt | For | For | For | |||
26 | Remuneration of Phillipe Audouin, Management Board member | Mgmt | For | For | For | |||
27 | Severance Agreement with Patrick Sayer, Management Board Chair | Mgmt | For | Against | Against | |||
28 | Post Employment Benefits of Virginie Morgon, Management Board Member | Mgmt | For | Against | Against | |||
29 | Severance Agreement with Philippe Audouin, Management Board Member | Mgmt | For | Against | Against | |||
30 | Severance Agreement with Nicolas Huet, Management Board Member | Mgmt | For | Against | Against | |||
31 | Severance Agreement with Olivier Millet, Management Board Member | Mgmt | For | Against | Against | |||
32 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
33 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Authority to Issue Shares and Convertible Securities and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
36 | Authority to Issue Shares and/or Convertible Securities and Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
37 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
38 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
39 | Greenshoe | Mgmt | For | For | For | |||
40 | Authority to Increase Capital In Consideration for Contribution in Kind | Mgmt | For | For | For | |||
41 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
42 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
43 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | For | For | |||
44 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
45 | Amendments to Articles Regarding Supervisory Board Power | Mgmt | For | For | For | |||
46 | Amendments to Articles Regarding Censors | Mgmt | For | For | For | |||
47 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ferguson PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ferguson PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R105 | 11/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Elect Kevin Murphy | Mgmt | For | TNA | N/A | |||
5 | Elect Mike Powell | Mgmt | For | TNA | N/A | |||
6 | Elect Nadia Shouraboura | Mgmt | For | TNA | N/A | |||
7 | Elect Tessa E. Bamford | Mgmt | For | TNA | N/A | |||
8 | Elect John P. Daly | Mgmt | For | TNA | N/A | |||
9 | Elect Gareth Davis | Mgmt | For | TNA | N/A | |||
10 | Elect Pilar Lopez | Mgmt | For | TNA | N/A | |||
11 | Elect John Martin | Mgmt | For | TNA | N/A | |||
12 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
13 | Elect Darren M. Shapland | Mgmt | For | TNA | N/A | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Authorisation of Political Donations | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
11 | Elect John Abbott as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Michelangelo A. Volpi as Non-Executive Director | Mgmt | For | For | For | |||
18 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glencore PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
4 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
5 | Elect Peter R. Coates | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect Martin J Gilbert | Mgmt | For | Against | Against | |||
8 | Elect John J. Mack | Mgmt | For | For | For | |||
9 | Elect Gill Marcus | Mgmt | For | For | For | |||
10 | Elect Patrice Merrin | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights(Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Simon Langelier | Mgmt | For | For | For | |||
9 | Elect Matthew Phillips | Mgmt | For | For | For | |||
10 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
11 | Elect Oliver Tant | Mgmt | For | For | For | |||
12 | Elect Mark Williamson | Mgmt | For | For | For | |||
13 | Elect Karen Witts | Mgmt | For | For | For | |||
14 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Elect Helen M. Nugent | Mgmt | For | Against | Against | |||
5 | Elect Duncan M. Boyle | Mgmt | For | Against | Against | |||
6 | Re-elect Thomas W. Pockett | Mgmt | For | Against | Against | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
6 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Shuzaburo Tsuchihashi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
7 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
8 | Elect Toshinori Shin | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Shimizu | Mgmt | For | For | For | |||
10 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Shinsuke Kubo as Statutory Auditor | Mgmt | For | For | For | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kerry Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerard Culligan | Mgmt | For | For | For | |||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/08/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
11 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
12 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
13 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
14 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Paul Desmarais, Jr. as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Stephen Forsyth | Mgmt | For | For | For | |||
9 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
10 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
11 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
12 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
13 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
14 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
15 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
16 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
17 | Ratify Lawrence Rosen | Mgmt | For | For | For | |||
18 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
19 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
20 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
21 | Ratify Theo Walthie | Mgmt | For | For | For | |||
22 | Ratify Matthias Wolfgruber | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
25 | Elect Pamela Knapp to the Supervisory Board | Mgmt | For | Against | Against | |||
26 | Increase in Authorised Capital | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Lloyds Banking Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
7 | Elect Iwao Toide | Mgmt | For | For | For | |||
8 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
9 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
10 | Elect Mitsumasa Ichoh | Mgmt | For | For | For | |||
11 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
12 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shuma Uchino as Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Mitsui Fudosan Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Directors' & Statutory Auditors' Fees | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
6 | Elect Hisashi Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Response to Anti-Social Conduct in Business Relationships | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Creation of a Platform for Engagement with Shareholders | ShrHoldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Bernard Dupouy | Mgmt | For | Against | Against | |||
15 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
18 | Elect Francoise Lemalle | Mgmt | For | Against | Against | |||
19 | Non-Renewal of Statutory Auditor | Mgmt | For | For | For | |||
20 | Non-Renewal of Alternate Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Amendments to Article Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities Related to Article Amendments | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Post-Employment Agreements (Francois Riahi, Incoming CEO) | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
4 | Elect Jun Sawada | Mgmt | For | For | For | |||
5 | Elect Akira Shimada | Mgmt | For | For | For | |||
6 | Elect Motoyuki Ii | Mgmt | For | For | For | |||
7 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
8 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
9 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
10 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Katsuhiko Kawazoe | Mgmt | For | For | For | |||
12 | Elect Ryohta Kitamura | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
Nissan Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Keiko Ihara | Mgmt | For | For | For | |||
4 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
5 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
6 | Elect Motoo Nagai | Mgmt | For | For | For | |||
7 | Elect Tetsunobu Ikeda | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
3 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
4 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
5 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
6 | Elect Nobuo Goto | Mgmt | For | Against | Against | |||
7 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
8 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
9 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
10 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
11 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
12 | Elect Hajime Bada | Mgmt | For | Against | Against | |||
13 | Elect Akemi Mochizuki | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 10/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Special Dividend | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshio Ito | Mgmt | For | For | For | |||
6 | Elect Mototsugu Sato | Mgmt | For | For | For | |||
7 | Elect Yasuyuki Higuchi | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
10 | Elect Hiroko Ota | Mgmt | For | For | For | |||
11 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
12 | Elect Hirokazu Umeda | Mgmt | For | For | For | |||
13 | Elect Laurence W. Bates | Mgmt | For | For | For | |||
14 | Elect Yoshio Sato | Mgmt | For | For | For | |||
15 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
9 | Elect Patrick Kron | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Emmanuel Babeau | Mgmt | For | Against | Against | |||
12 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Amendment to Articles Regarding Age Limits | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sanwa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5929 | CINS J6858G104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshitaka Takayama | Mgmt | For | For | For | |||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||
6 | Elect Masahiro Fukuda | Mgmt | For | For | For | |||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||
8 | Elect Makoto Yasuda | Mgmt | For | For | For | |||
9 | Elect Teikoh Zaima | Mgmt | For | For | For | |||
10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | |||
11 | Elect Akira Gokita | Mgmt | For | For | For | |||
12 | Elect Makoto Yasuda as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports: Non-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Supplementary Retirement Benefits (Denis Kessler, Chair and CEO) | Mgmt | For | For | For | |||
9 | Severance Agreement (Denis Kessler, Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Denis Kessler, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Bruno Pfister | Mgmt | For | For | For | |||
13 | Elect Zhen Wang | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Grant Contingent Convertible Warrants (Underwriters of Investment Services) | Mgmt | For | For | For | |||
25 | Authority to Grant Contingent Convertible Warrants (Category of Entities) | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
31 | Amendment Regarding Employee Representation on the Board | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Screen Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
10 | Elect Shigeru Saitoh | Mgmt | For | Against | Against | |||
11 | Elect Makoto Yoda | Mgmt | For | For | For | |||
12 | Election of Tetsuo Kikkawa as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Katsutane Aihara | Mgmt | For | For | For | |||
7 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
10 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
11 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
12 | Elect Kunio Itoh | Mgmt | For | For | For | |||
13 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
14 | Elect Tetsuroh Higashi | Mgmt | For | For | For | |||
15 | Elect Yoshitake Taniguchi | Mgmt | For | For | For | |||
16 | Elect Kazuko Rudy | Mgmt | For | For | For | |||
17 | Elect Kazuhiro Hara | Mgmt | For | For | For | |||
18 | Elect Mitsuko Inamasu | Mgmt | For | For | For | |||
19 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shiseido Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Jun Aoki | Mgmt | For | For | For | |||
5 | Elect Yohichi Shimatani | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Takeshi Yoshida as Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Werner Brandt | Mgmt | For | For | For | |||
11 | Elect Michael Diekmann | Mgmt | For | For | For | |||
12 | Elect Benoit Potier | Mgmt | For | For | For | |||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | |||
14 | Elect Nemat Shafik | Mgmt | For | For | For | |||
15 | Elect Nathalie von Siemens | Mgmt | For | For | For | |||
16 | Elect Matthias Zachert | Mgmt | For | For | For | |||
17 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Approval of Intra-Company Control Agreement with Flender GmbH | Mgmt | For | For | For | |||
20 | Approval of Intra-Company Control Agreement with Kyros 53 GmbH | Mgmt | For | For | For | |||
21 | Approval of Intra-Company Control Agreement with Kyros 54 GmbH | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEBA | CINS W25381141 | 03/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and President Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
18 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
19 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
20 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
21 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
22 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
23 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
24 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Johan Torgeby | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
27 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
32 | Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
33 | Restricted Share Programme (RSP) | Mgmt | For | TNA | N/A | |||
34 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
36 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
37 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
38 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | |||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
17 | Elect Jerome Contamine | Mgmt | For | For | For | |||
18 | Elect Diane Cote | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | |||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
4 | Re-elect Charles T. Sitch | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
SSE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
7 | Elect Sue Bruce | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Helen Mahy | Mgmt | For | For | For | |||
12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
thyssenkrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
6 | Elect Shinichiro Akiba | Mgmt | For | For | For | |||
7 | Elect Masayoshi Hirata | Mgmt | For | For | For | |||
8 | Elect Naoya Sakurai | Mgmt | For | For | For | |||
9 | Elect Teruko Noda | Mgmt | For | For | For | |||
10 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
11 | Elect Yuki Furuta | Mgmt | For | For | For | |||
12 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
13 | Elect Ryoji Satoh | Mgmt | For | For | For | |||
14 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
15 | Elect Junji Ota | Mgmt | For | For | For | |||
16 | Elect Mami Taniguchi | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/03/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
11 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | |||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||
13 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
14 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
15 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
17 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | |||
18 | Elect Fred Hu | Mgmt | For | TNA | N/A | |||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Valeo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221340 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | |||
10 | Elect Bruno Bezard | Mgmt | For | For | For | |||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | |||
12 | Elect Gilles Michel | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approve Special Auditors Report | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
11 | Severance Agreement (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Antoine Frerot | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Director Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vicinity Centres | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCX | CINS Q9395F102 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Peter Kahan | Mgmt | For | Against | Against | |||
5 | Re-elect Karen L.C. Penrose | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Equity Grant (MD/CEO Grant Kelley) | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | Against | Against | |||
12 | Elect Rene Medori | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
6 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
8 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
9 | Elect Tatsumi Ohkawa | Mgmt | For | For | For | |||
10 | Elect Takuya Nakata | Mgmt | For | For | For | |||
11 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
12 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
13 | Elect Takehiro Kamigama | Mgmt | For | Against | Against | |||
14 | Elect Masatake Yone as Alternate Statutory Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Investors Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Michael S. Burke | Mgmt | For | For | For | |||
3 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
4 | Elect Pierre Dufour | Mgmt | For | For | For | |||
5 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
6 | Elect Suzan F. Harrison | Mgmt | For | For | For | |||
7 | Elect Juan R. Luciano | Mgmt | For | Against | Against | |||
8 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
9 | Elect Francisco Sanchez | Mgmt | For | For | For | |||
10 | Elect Debra A. Sandler | Mgmt | For | For | For | |||
11 | Elect Daniel Shih | Mgmt | For | For | For | |||
12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Armada Hoffler Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven D. Black | Mgmt | For | For | For | |||
2 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jennifer B. Morgan | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | |||
11 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
12 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
3 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
5 | Elect Hubert Joly | Mgmt | For | For | For | |||
6 | Elect David W. Kenny | Mgmt | For | For | For | |||
7 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
10 | Elect Richelle P. Parham | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Jim Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
9 | Elect Ray Wirta | Mgmt | For | For | For | |||
10 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Childrens Place Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCE | CUSIP 168905107 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Alutto | Mgmt | For | For | For | |||
2 | Elect John E. Bachman | Mgmt | For | For | For | |||
3 | Elect Marla Malcolm Beck | Mgmt | For | For | For | |||
4 | Elect Jane T. Elfers | Mgmt | For | For | For | |||
5 | Elect Joseph Gromek | Mgmt | For | For | For | |||
6 | Elect Norman S. Matthews | Mgmt | For | For | For | |||
7 | Elect Robert L. Mettler | Mgmt | For | For | For | |||
8 | Elect Stanley W. Reynolds | Mgmt | For | For | For | |||
9 | Elect Susan Sobbott | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
5 | Elect John M. Partridge | Mgmt | For | For | For | |||
6 | Elect James E. Rogers | Mgmt | For | For | For | |||
7 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
8 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
9 | Elect William D. Zollars | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect Amy L. Chang | Mgmt | For | For | For | |||
5 | Elect John L. Hennessy | Mgmt | For | For | For | |||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Botin | Mgmt | For | Against | Against | |||
5 | Elect Richard M. Daley | Mgmt | For | For | For | |||
6 | Elect Christopher C. Davis | Mgmt | For | For | For | |||
7 | Elect Barry Diller | Mgmt | For | Against | Against | |||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
10 | Elect Muhtar Kent | Mgmt | For | For | For | |||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Quincey | Mgmt | For | For | For | |||
15 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
16 | Elect David B. Weinberg | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
3 | Elect Alan C. Heuberger | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
9 | Elect Gregory R. Page | Mgmt | For | For | For | |||
10 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
12 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
13 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Cash Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Delivery Hero AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
9 | Ratify Jonathan Green | Mgmt | For | For | For | |||
10 | Ratify Jeffrey Liebermann | Mgmt | For | For | For | |||
11 | Ratify Lukasz Gadowski | Mgmt | For | For | For | |||
12 | Ratify Kolja Hebenstreit | Mgmt | For | For | For | |||
13 | Ratify Patrik Kolek | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Janis Zech as Supervisory Board Member | Mgmt | For | For | For | |||
16 | Increase in Authorised Capital | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | |||
5 | Elect David G. DeWalt | Mgmt | For | For | For | |||
6 | Elect William H. Easter III | Mgmt | For | For | For | |||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | |||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
9 | Elect George N. Mattson | Mgmt | For | For | For | |||
10 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect David A. Hager | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.10 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Business Combination Deadline | Mgmt | For | For | For | |||
2 | Extension of Trust Agreement | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Intention to Exercise Redemption Rights. If you intend to exercise your redemption rights, please check this For box. Checking this For box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights. | Mgmt | N/A | Against | N/A | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Elect Darrell W. Crate | Mgmt | For | Abstain | Against | |||
5 | Elect Avshalom Y. Kalichstein | Mgmt | For | Abstain | Against | |||
6 | Elect James N. Hauslein | Mgmt | For | Abstain | Against | |||
7 | Elect David W. Knowlton | Mgmt | For | Abstain | Against | |||
8 | Elect Thomas W. Purcell | Mgmt | For | Abstain | Against | |||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 12/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Government Properties, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
1.2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
1.4 | Elect William H. Binnie | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
1.6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
1.7 | Elect James E. Mead | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Diana Farrell | Mgmt | For | For | For | |||
5 | Elect Logan D. Green | Mgmt | For | For | For | |||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approve 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Burbank | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | |||
6 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
2 | Elect William S. Fisher | Mgmt | For | For | For | |||
3 | Elect Tracy Gardner | Mgmt | For | For | For | |||
4 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Chris O'Neill | Mgmt | For | For | For | |||
9 | Elect Arthur Peck | Mgmt | For | For | For | |||
10 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Crown | Mgmt | For | For | For | |||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
6 | Elect C. Howard Nye | Mgmt | For | Against | Against | |||
7 | Elect William A. Osborn | Mgmt | For | For | For | |||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
10 | Elect Peter A. Wall | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
3 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
4 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
5 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
6 | Elect James J. Mulva | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
10 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Peter R. Voser | Mgmt | For | For | For | |||
13 | Elect Frederick H. Waddell | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Young Bum Koh | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.10 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Sheldon G. Adelson | Mgmt | For | For | For | |||
3 | Elect Irwin Chafetz | Mgmt | For | For | For | |||
4 | Elect Micheline Chau | Mgmt | For | For | For | |||
5 | Elect Patrick Dumont | Mgmt | For | For | For | |||
6 | Elect Charles D. Forman | Mgmt | For | For | For | |||
7 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
8 | Elect Robert Glen Goldstein | Mgmt | For | For | For | |||
9 | Elect George Jamieson | Mgmt | For | For | For | |||
10 | Elect Charles A. Koppelman | Mgmt | For | For | For | |||
11 | Elect Lewis Kramer | Mgmt | For | For | For | |||
12 | Elect David F. Levi | Mgmt | For | For | For | |||
13 | Elect Micheline Chau | Mgmt | For | For | For | |||
14 | Elect Patrick Dumont | Mgmt | For | For | For | |||
15 | Elect David F. Levi | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jepsen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond E. Scott | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles (Change in Governance Structure) | Mgmt | For | For | For | |||
2 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
5 | Elect Lincoln Benet | Mgmt | For | For | For | |||
6 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
7 | Elect Robin Buchanan | Mgmt | For | For | For | |||
8 | Elect Stephen F. Cooper | Mgmt | For | For | For | |||
9 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
10 | Elect Claire S. Farley | Mgmt | For | For | For | |||
11 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
12 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
13 | Elect Rudolf (Rudy) M.J. van der Meer | Mgmt | For | For | For | |||
14 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
15 | Elect Thomas Aebischer | Mgmt | For | For | For | |||
16 | Elect Daniel Coombs | Mgmt | For | For | For | |||
17 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For | |||
18 | Elect James D. Guilfoyle | Mgmt | For | For | For | |||
19 | Adoption of Dutch Statutory Annual Accounts for 2017 | Mgmt | For | For | For | |||
20 | Discharge from Liability of Members of the Management | Mgmt | For | For | For | |||
21 | Discharge from Liability from Members of the Supervisory Board | Mgmt | For | For | For | |||
22 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Allocation of Dividends | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Amendment to the Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Elect William A. Downe | Mgmt | For | For | For | |||
4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
6 | Elect Julie M. Howard | Mgmt | For | Against | Against | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Jonas Prising | Mgmt | For | For | For | |||
9 | Elect Paul Read | Mgmt | For | For | For | |||
10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | |||
11 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
12 | Elect John R. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
5 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
7 | Elect Julius Genachowski | Mgmt | For | For | For | |||
8 | Elect Goh Choon Phong | Mgmt | For | Against | Against | |||
9 | Elect Merit E. Janow | Mgmt | For | For | For | |||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Rima Qureshi | Mgmt | For | For | For | |||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Robert P. DeRodes | Mgmt | For | For | For | |||
1.3 | Elect Deborah A. Farrington | Mgmt | For | For | For | |||
1.4 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
1.5 | Elect William R. Nuti | Mgmt | For | Withhold | Against | |||
1.6 | Elect Matthew A. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Adrienne D. Elsner | Mgmt | For | For | For | |||
3 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
4 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
5 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
6 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
7 | Elect W. Howard Morris | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2018 Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PC | CINS T76434264 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Giovanni Lo Storto | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Marco Polo International Italy S.p.A. | Mgmt | For | N/A | N/A | |||
8 | List Presented by Group of Institutional Investors Representing 1.2% of Share Capital | Mgmt | For | For | For | |||
9 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy | Mgmt | For | For | For | |||
12 | Long-Term Incentive Plan 2018-2020 | Mgmt | For | Against | Against | |||
13 | D&O Insurance Policy | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Plains GP Holdings LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAGP | CUSIP 72651A207 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bobby S. Shackouls | Mgmt | For | Withhold | Against | |||
1.2 | Elect Christopher M. Temple | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Playa Hotels & Resorts N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLYA | CUSIP N70544106 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||
3 | Elect Richard B. Fried | Mgmt | For | For | For | |||
4 | Elect Gloria Guevara | Mgmt | For | For | For | |||
5 | Elect H. Charles Floyd | Mgmt | For | For | For | |||
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |||
7 | Elect Hal Stanley Jones | Mgmt | For | For | For | |||
8 | Elect Thomas Klein | Mgmt | For | For | For | |||
9 | Elect Elizabeth Lieberman | Mgmt | For | For | For | |||
10 | Elect Karl Peterson | Mgmt | For | Against | Against | |||
11 | Elect Arturo Sarukhan | Mgmt | For | For | For | |||
12 | Elect Christopher W. Zacca | Mgmt | For | For | For | |||
13 | Elect Richard O. Byles | Mgmt | For | For | For | |||
14 | Discussion of Accounts and Reports | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Ratification of Board Acts | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Mark B. Grier | Mgmt | For | For | For | |||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
7 | Elect George Paz | Mgmt | For | For | For | |||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect Michael A. Todman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Reynolds American Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAI | CUSIP 761713106 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Select Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sara Mathew | Mgmt | For | For | For | |||
9 | Elect William L. Meaney | Mgmt | For | For | For | |||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Henrique De Castro | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
8 | Elect Don Knauss | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
11 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
12 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
7 | Elect Patrick Artus | Mgmt | For | For | For | |||
8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
United Rentals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URI | CUSIP 911363109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
2 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
3 | Elect Marc A Bruno | Mgmt | For | For | For | |||
4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
5 | Elect Terri L Kelly | Mgmt | For | For | For | |||
6 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
7 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
8 | Elect Jason D. Papastavrou | Mgmt | For | For | For | |||
9 | Elect Filippo Passerini | Mgmt | For | For | For | |||
10 | Elect Donald C. Roof | Mgmt | For | For | For | |||
11 | Elect Shiv Singh | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Mortgage Securities Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Asset Absolute Return Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Acer Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2353 | CINS Y0003F171 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Disposal of Equity Stake in Subsidiaries/Waiver of Rights to Subscribe the New Shares Issued by the Planned IPO Subsidiaries | Mgmt | For | For | For | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 12/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Major Transactions (Lease Agreement) | Mgmt | For | For | For | |||
2 | Major Transactions (Service Agreement) | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
4 | Elect LI Qiyun as a Director | Mgmt | For | For | For | |||
5 | Grant to the Board of A General Mandate to Issue Shares | Mgmt | For | For | For | |||
6 | Class and Par Value | Mgmt | For | For | For | |||
7 | Issuance Method | Mgmt | For | For | For | |||
8 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
9 | Target Subscribers and Subscription Method | Mgmt | For | For | For | |||
10 | Issuance Price and Pricing Principles | Mgmt | For | For | For | |||
11 | Issuing Volume | Mgmt | For | For | For | |||
12 | Lock-up Period | Mgmt | For | For | For | |||
13 | Place of Listing | Mgmt | For | For | For | |||
14 | Undistributed Profits | Mgmt | For | For | For | |||
15 | Validity of Resolution | Mgmt | For | For | For | |||
16 | Authorization in Respect of the Private Placement | Mgmt | For | For | For | |||
17 | Proposal on Being Qualified for Private Placement | Mgmt | For | For | For | |||
18 | Feasibility Analysis Report on the Use of Proceeds | Mgmt | For | For | For | |||
19 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
20 | Remedial Measures Regarding Dilution on Returns | Mgmt | For | For | For | |||
21 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Profit Distribution Plan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Elect XIAO Xing | Mgmt | For | For | For | |||
10 | Charitable Donations | Mgmt | For | For | For | |||
11 | Elect HU Xiaohui | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Rules of Procedure of Shareholders' General Meeting | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedure of Board of Directors | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedure of Board of Supervisors | Mgmt | For | For | For | |||
6 | Adjustment to Board Authorization regarding Approving Write-off of Credit Assets | Mgmt | For | For | For | |||
7 | Elect WANG Wei | Mgmt | For | For | For | |||
8 | Elect GUO Ningning | Mgmt | For | For | For | |||
9 | Directors' and Supervisors' Final Remuneration for 2016 | Mgmt | For | For | For | |||
10 | Elect ZHANG Dinglong | Mgmt | For | For | For | |||
11 | Elect CHEN Jianbo | Mgmt | For | For | For | |||
12 | Elect XU Jiandong | Mgmt | For | For | For | |||
AirAsia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
AirAsia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
AirAsia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Divestiture | Mgmt | For | Abstain | Against | |||
AirAsia Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Remuneration for 2018-19 | Mgmt | For | For | For | |||
2 | Elect Kamarudin bin Meranun | Mgmt | For | Against | Against | |||
3 | Elect Anthony Francis Fernandes | Mgmt | For | For | For | |||
4 | Elect Abdel Aziz @ Abdul Aziz bin Abu Bakar | Mgmt | For | For | For | |||
5 | Elect FAM Lee Ee | Mgmt | For | For | For | |||
6 | Elect Mohamed Khadar bin Merican | Mgmt | For | For | For | |||
7 | Elect Stuart L Dean | Mgmt | For | For | For | |||
8 | Elect Neelofa Binti Mohd Noor | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Give Guarantees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WU Xiaoming as Supervisor | Mgmt | For | Against | Against | |||
Astral Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARL | CINS S0752H102 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve NEDs' Fees (Chair) | Mgmt | For | For | For | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 07/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Adhesion to State-Owned Enterprise Governance Program | Mgmt | For | TNA | N/A | |||
5 | Elect Eduardo Salloum as Alternate Member to the Supervisory Council | Mgmt | For | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 09/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Cancellation of Treasury Shares | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Bank Negara | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
5 | Appointment of Undisclosed Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | |||
7 | Implementation of New Regulation | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Against | Against | |||
9 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Investment Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect ZHANG Qingsong | Mgmt | For | For | For | |||
10 | Elect LI Jucai | Mgmt | For | For | For | |||
11 | Elect CHEN Yuhua as Supervisor | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Supervisors' Fees | Mgmt | For | For | For | |||
14 | Capital Management Plan 2017-2020 | Mgmt | For | For | For | |||
15 | Charitable Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Bonds | Mgmt | For | For | For | |||
17 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | |||
19 | Elect LIAO Qiang | Mgmt | For | For | For | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type of Securities | Mgmt | For | For | For | |||
3 | Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Term of Bonds | Mgmt | For | For | For | |||
6 | Interest Rate | Mgmt | For | For | For | |||
7 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
8 | Conversion Period | Mgmt | For | For | For | |||
9 | Determination and Adjustment of the CB Conversion Price | Mgmt | For | For | For | |||
10 | Downward Adjustment to the CB Conversion Price | Mgmt | For | For | For | |||
11 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
12 | Dividend Rights of the Year of Conversion | Mgmt | For | For | For | |||
13 | Terms of Redemption | Mgmt | For | For | For | |||
14 | Terms of Sale Back | Mgmt | For | For | For | |||
15 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
16 | Subscription Arrangement for The Existing Shareholders | Mgmt | For | For | For | |||
17 | CB Holders and Meetings | Mgmt | For | For | For | |||
18 | Use of Proceeds | Mgmt | For | For | For | |||
19 | Guarantee and Securities | Mgmt | For | For | For | |||
20 | Validity Period of the Resolution | Mgmt | For | For | For | |||
21 | Matters Relating to Authorization | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
10 | Type of Securities | Mgmt | For | For | For | |||
11 | Issue Size | Mgmt | For | For | For | |||
12 | Par Value and Issue Price | Mgmt | For | For | For | |||
13 | Term of Bonds | Mgmt | For | For | For | |||
14 | Interest Rate | Mgmt | For | For | For | |||
15 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
16 | Conversion Period | Mgmt | For | For | For | |||
17 | Determination and Adjustment of the CB Conversion Price | Mgmt | For | For | For | |||
18 | Downward Adjustment to the CB Conversion Price | Mgmt | For | For | For | |||
19 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
20 | Dividend Rights of the Year of Conversion | Mgmt | For | For | For | |||
21 | Terms of Redemption | Mgmt | For | For | For | |||
22 | Terms of Sale Back | Mgmt | For | For | For | |||
23 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
24 | Subscription Arrangement for The Existing Shareholders | Mgmt | For | For | For | |||
25 | CB Holders and Meetings | Mgmt | For | For | For | |||
26 | Use of Proceeds | Mgmt | For | For | For | |||
27 | Guarantee and Securities | Mgmt | For | For | For | |||
28 | Validity Period of the Resolution | Mgmt | For | For | For | |||
29 | Matters Relating to Authorization | Mgmt | For | For | For | |||
30 | Feasibility Analysis Report on the Use of Proceeds From the Public Issuance of A share Convertible Corporate Bonds | Mgmt | For | For | For | |||
31 | Remedial Measures Regarding Dilution on Returns by Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
32 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
33 | Capital Management Plan 2018-2020 | Mgmt | For | For | For | |||
34 | Shareholder Returns Plan 2018-2020 | Mgmt | For | For | For | |||
35 | Elect CAI Haoyi | Mgmt | For | Against | Against | |||
36 | Elect REN Deqi | Mgmt | For | Against | Against | |||
37 | Elect SHEN Rujun | Mgmt | For | Against | Against | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Shareholder Meetings | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedures for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Working Procedures for Independent Directors | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Supervisors' Fees | Mgmt | For | For | For | |||
8 | Elect LI Yao as Supervisor | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barloworld Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAW | CINS S08470189 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Sango S. Ntsaluba | Mgmt | For | For | For | |||
3 | Re-elect Dominic M. Sewela | Mgmt | For | For | For | |||
4 | Re-elect Frances N. O. Edozien | Mgmt | For | For | For | |||
5 | Elect Hester H. Hickey | Mgmt | For | For | For | |||
6 | Elect Michael Lynch-Bell | Mgmt | For | For | For | |||
7 | Elect Nomavuso P. Mnxasana | Mgmt | For | For | For | |||
8 | Elect Peter Schmid | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Frances Edozien) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Hester Hickey) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Michael Lynch-Bell) | Mgmt | For | For | For | |||
13 | Elect Audit Committee Member (Nomavuso Mnxasana) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
16 | Approve NEDs Fees (Chairman of the Board) | Mgmt | For | For | For | |||
17 | Approve NEDs Fees (Resident NEDs) | Mgmt | For | For | For | |||
18 | Approve NEDs Fees (Non-resident NEDs) | Mgmt | For | For | For | |||
19 | Approve NEDs Fees (Resident Audit Committee Chair) | Mgmt | For | For | For | |||
20 | Approve NEDs Fees (Resident Audit Committee Members) | Mgmt | For | For | For | |||
21 | Approve NEDs Fees (Non-resident Audit Committee Members) | Mgmt | For | For | For | |||
22 | Approve NEDs Fees (Resident Remuneration Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair) | Mgmt | For | For | For | |||
24 | Approve NEDs Fees (Resident Risk & Sustainability Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs Fees (Resident General Purposes Committee Chair) | Mgmt | For | For | For | |||
26 | Approve NEDs Fees (Resident Nomination Committee Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs Fees (Resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
28 | Approve NEDs Fees (Non-resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
29 | Approve Financial Assistance | Mgmt | For | For | For | |||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chailease Holding Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5871 | CINS G20288109 | 08/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Alfred WONG King-Wai | Mgmt | For | For | For | |||
3 | Elect CHENG Hsiu-Tze | Mgmt | For | For | For | |||
4 | Elect CHEN Chih-Yang | Mgmt | For | For | For | |||
5 | Non-compete Restrictions for Director: Alfred WONG King-Wai | Mgmt | For | For | For | |||
6 | Non-compete Restrictions for Director: CHENG Hsiu-Tze | Mgmt | For | For | For | |||
7 | Non-compete Restrictions for Director: CHEN Chih-Yang | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect HE Jieping | Mgmt | For | Against | Against | |||
2 | Elect XU Long | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect ZHANG Zi'ai | Mgmt | For | Against | Against | |||
8 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
9 | Change in Registered Capital | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Subscription of Non-publicly Issued Shares of Cinda Real Estate Co., Ltd. | Mgmt | For | Against | Against | |||
4 | Amendments to Rules of Procedures of General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedures of Board Meetings | Mgmt | For | For | For | |||
6 | Amendments to Rules of Procedures of the Board of Supervisors Meetings | Mgmt | For | For | For | |||
7 | Director Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
8 | Supervisor Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect WANG Zuji | Mgmt | For | For | For | |||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | |||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | |||
13 | Elect LI Jun | Mgmt | For | For | For | |||
14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | |||
15 | Elect Carl Walter | Mgmt | For | For | For | |||
16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | |||
17 | Elect WU Jianhang as Supervisor | Mgmt | For | Against | Against | |||
18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | |||
19 | Capital Plan 2018-2020 | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect TIAN Guoli as Director | Mgmt | For | Against | Against | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Connected Subscription by ZHANG Zhiyong | Mgmt | For | For | For | |||
4 | Connected Subscription by CHEN Chen | Mgmt | For | For | For | |||
5 | Connected Subscription by REN Yi | Mgmt | For | For | For | |||
6 | Connected Subscription by YANG Yang | Mgmt | For | For | For | |||
7 | Connected Subscription by LYU Guanghon | Mgmt | For | For | For | |||
8 | Connected Subscription by TANG Lijun | Mgmt | For | For | For | |||
9 | Connected Subscription by SUN We | Mgmt | For | For | For | |||
10 | Management Specific Mandate | Mgmt | For | For | For | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Final Special Dividend | Mgmt | For | For | For | |||
6 | Elect CHEN Yihong | Mgmt | For | For | For | |||
7 | Elect ZHANG Zhiyong | Mgmt | For | For | For | |||
8 | Elect GAO Yu | Mgmt | For | For | For | |||
9 | Elect Johnny CHEN | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on Deposit and Use of Raised Funds | Mgmt | For | For | For | |||
3 | Self-Assessment Report On Real Estate | Mgmt | For | For | For | |||
4 | Undertaking Letter in Relation To Real Estates Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
19 | Amendments to Articles (Offshore Preference Shares) | Mgmt | For | For | For | |||
20 | Amendments to Articles (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules of General Meetings (Offshore Preference Shares) | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules of General Meetings (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
4 | Special Report for Use of Previously Raised Funds | Mgmt | For | For | For | |||
5 | Approval of Self-Assessment Report | Mgmt | For | For | For | |||
6 | Consideration and Approval of Undertaking Letter in Relation to Real Estate Transactions | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 12/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Capital Increase in Huarong Consumer Finance | Mgmt | For | For | For | |||
3 | Remuneration Package for Directors for FY 2016 | Mgmt | For | For | For | |||
4 | Remuneration Package for Supervisors for FY 2016 | Mgmt | For | For | For | |||
China Huarong Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
3 | Fixed Asset Budget for 2018 | Mgmt | For | For | For | |||
4 | Final Financial Account Plan | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHANG Bing | Mgmt | For | For | For | |||
6 | Elect LI Yue | Mgmt | For | For | For | |||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 10/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
4 | Type of Securities to Be Issued | Mgmt | For | For | For | |||
5 | Size of Issuance | Mgmt | For | For | For | |||
6 | Par Value and Issue Price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
10 | Conversion Period | Mgmt | For | For | For | |||
11 | Determination and Adjustment of Conversion Price | Mgmt | For | For | For | |||
12 | Terms of Downward Adjustment to Conversion Price | Mgmt | For | For | For | |||
13 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
14 | Entitlement to Dividend in Year of Conversion | Mgmt | For | For | For | |||
15 | Terms of Redemption | Mgmt | For | For | For | |||
16 | Terms of Sale Back | Mgmt | For | For | For | |||
17 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
18 | Subscription Arrangement for Existing Shareholders | Mgmt | For | For | For | |||
19 | A Share Convertible Bond Holders and A Share Convertible Bond Holders' Meetings | Mgmt | For | For | For | |||
20 | Use of Proceeds | Mgmt | For | For | For | |||
21 | Rating | Mgmt | For | For | For | |||
22 | Guarantee and Security | Mgmt | For | For | For | |||
23 | Deposit Account for Proceeds Raised | Mgmt | For | For | For | |||
24 | Validity Period of Resolution | Mgmt | For | For | For | |||
25 | Authorizations | Mgmt | For | For | For | |||
26 | Preliminary Plan of Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
27 | Dilution of Immediate Returns by Proposed Issuance of A Share Convertible Bonds and Remedial Measures to Be Adopted | Mgmt | For | For | For | |||
28 | Undertaking Letter in Relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
29 | Undertaking Letter of Directors and Senior Management in relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
30 | Feasibility Report on Use of Proceeds Raised from Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
31 | Status of Use of Previously Raised Proceeds | Mgmt | For | For | For | |||
32 | Rules for A Share Convertible Bondholders' Meeting | Mgmt | For | For | For | |||
33 | Shareholders' Return Plan for Three Years of 2018 to 2020 | Mgmt | For | For | For | |||
34 | Connected Transaction in Relation to Possible Subscription for A Share Convertible Bonds by China Railway Construction Corporation | Mgmt | For | For | For | |||
35 | Special Self-inspection Report of Real Estate Development Business | Mgmt | For | For | For | |||
36 | Undertaking of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
37 | Undertaking of Directors, Supervisors and Senior Management of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Elect MENG Fengchao | Mgmt | For | For | For | |||
40 | Elect ZHUANG Shangbiao | Mgmt | For | For | For | |||
41 | Elect XIA Guobin | Mgmt | For | For | For | |||
42 | Elect LIU Ruchen | Mgmt | For | For | For | |||
43 | Elect GE Fuxing | Mgmt | For | For | For | |||
44 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
45 | Elect WANG Huacheng | Mgmt | For | For | For | |||
46 | Elect Patrick SUN | Mgmt | For | Against | Against | |||
47 | Elect CHENG Wen | Mgmt | For | For | For | |||
48 | Elect Amanda LU Xiaoqiang | Mgmt | For | For | For | |||
49 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
50 | Elect CAO Xirui | Mgmt | For | Against | Against | |||
51 | Elect LIU Zhengchang | Mgmt | For | Against | Against | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Independent Directors' Report | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Shareholders' Returns Plan 2018-2020 | Mgmt | For | For | For | |||
10 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
14 | Liability Insurance | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | Against | Against | |||
17 | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | For | |||
18 | Elect ZHANG Huijia as Supervisor | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 01/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 11/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LIU Aili | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Financial Budget | Mgmt | For | Abstain | Against | |||
8 | Annual Report | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Revision of Dilution of Current Returns from IPO and Listing of A Shares and the Remedial Measures | Mgmt | For | Abstain | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Supervisors' Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Extension of Validity Period for Resolution of A Shares IPO | Mgmt | For | Abstain | Against | |||
15 | Extension of Board Authorization | Mgmt | For | Abstain | Against | |||
16 | Issuance of Qualified Tier 2 Capital Instruments | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on the Use of Previously Raised Funds | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Dividend Policy | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Mario Engler Pinto Junior | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Jerson Kelman | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Rogerio Ceron de Oliveira | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Francisco Vidal Luna | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Jeronimo Antunes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Reinaldo Guerreiro | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Francisco Luiz Sibut Gomide | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Lucas Navarro Prado | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Ernesto Rubens Gelbcke | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
20 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
21 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
22 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 08/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Board Size | Mgmt | For | TNA | N/A | |||
4 | Elect Lucas Navarro Prado | Mgmt | For | TNA | N/A | |||
5 | Ratify Updated Global Remuneration | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YEUNG Kwok Keung | Mgmt | For | For | For | |||
6 | Elect YANG Ziying | Mgmt | For | For | For | |||
7 | Elect YANG Zhicheng | Mgmt | For | For | For | |||
8 | Elect TONG Wui Tung | Mgmt | For | For | For | |||
9 | Elect HUANG Hongyan | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Adoption of New Articles | Mgmt | For | Against | Against | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of CGS Share Option Scheme | Mgmt | For | Against | Against | |||
4 | Equity Grant to MO Bin | Mgmt | For | Against | Against | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dongfeng Motor Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0489 | CINS Y21042109 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | For | For | |||
2 | Supervisors' Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Allocation of Interim Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Issue Domestic/H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Resignation of LIU Weidong | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Evraz PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CINS G33090104 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Proposed Guarantee | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Evraz PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CINS G33090104 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alexander G. Abramov | Mgmt | For | For | For | |||
4 | Elect Alexander Frolov | Mgmt | For | For | For | |||
5 | Elect Eugene Shvidler | Mgmt | For | For | For | |||
6 | Elect Eugene Tenenbaum | Mgmt | For | For | For | |||
7 | Elect James Karl Gruber | Mgmt | For | For | For | |||
8 | Elect Deborah Gudgeon | Mgmt | For | For | For | |||
9 | Elect Alexander Izosimov | Mgmt | For | For | For | |||
10 | Elect Sir Michael Peat | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Reduction in Share Capital | Mgmt | For | For | For | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 03/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Wishes | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 10/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Ratification of Co-Option of Joseph Bakaj | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Wishes | Mgmt | For | TNA | N/A | |||
Formosa Chemicals & Fibre Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1326 | CINS Y25946107 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Derivatives Trading | Mgmt | For | For | For | |||
6 | Elect WONG Wen-Yuan | Mgmt | For | Against | Against | |||
7 | Elect HUNG Fu-Yuen | Mgmt | For | For | For | |||
8 | Elect Wilfred WANG Wen-Chao | Mgmt | For | For | For | |||
9 | Elect WANG Rui-Yu | Mgmt | For | For | For | |||
10 | Elect Walter WANG Wen-Hsiang | Mgmt | For | Against | Against | |||
11 | Elect HUANG Tung-Teng | Mgmt | For | For | For | |||
12 | Elect FANG Ying-Ta | Mgmt | For | For | For | |||
13 | Elect Lu Wen-Jin | Mgmt | For | For | For | |||
14 | Elect LI Qing-Fen | Mgmt | For | For | For | |||
15 | Elect PAN Jin-Hua | Mgmt | For | For | For | |||
16 | Elect JIAN Wei-Geng | Mgmt | For | For | For | |||
17 | Elect ZHANG Zong-Yuan | Mgmt | For | For | For | |||
18 | Elect CHEN Ruey-Long as Independent Director | Mgmt | For | For | For | |||
19 | Elect HUANG Hui-Zhen as Independent Director | Mgmt | For | For | For | |||
20 | Elect JIAN Tai-Lang as Independent Director | Mgmt | For | For | For | |||
21 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Fosun International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0656 | CINS Y2618Y108 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Qunbin | Mgmt | For | Against | Against | |||
6 | Elect CHEN Qiyu | Mgmt | For | Against | Against | |||
7 | Elect XU Xiaoliang | Mgmt | For | Against | Against | |||
8 | Elect QIN Xuetang | Mgmt | For | For | For | |||
9 | Elect ZHANG Shengman | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Authority to Grant Options and Shares under the Share Option Scheme | Mgmt | For | Against | Against | |||
16 | Grant Shares under Share Award Scheme | Mgmt | For | Against | Against | |||
17 | Grant Shares to CHEN Qiyu | Mgmt | For | Against | Against | |||
18 | Grant Shares to XU Xiaoliang | Mgmt | For | Against | Against | |||
19 | Grant Shares to QIN Xuetang | Mgmt | For | Against | Against | |||
20 | Grant Shares to WANG Can | Mgmt | For | Against | Against | |||
21 | Grant Shares to KANG Lan | Mgmt | For | Against | Against | |||
22 | Grant Shares to GONG Ping | Mgmt | For | Against | Against | |||
23 | Grant Shares to ZHANG Shengman | Mgmt | For | Against | Against | |||
24 | Grant Shares to ZHANG Huaqiao | Mgmt | For | Against | Against | |||
25 | Grant Shares to David T. Zhang | Mgmt | For | Against | Against | |||
26 | Grant Shares to YANG Chao | Mgmt | For | Against | Against | |||
27 | Grant Shares to LEE Kai-Fu | Mgmt | For | Against | Against | |||
28 | Grant Shares to ZHANG Houlin | Mgmt | For | Against | Against | |||
29 | Grant Shares to LI Tao | Mgmt | For | Against | Against | |||
30 | Grant Shares to QIAN Jiannong | Mgmt | For | Against | Against | |||
31 | Grant Shares to WANG Jiping | Mgmt | For | Against | Against | |||
32 | Grant Shares to LI Jun | Mgmt | For | Against | Against | |||
33 | Grant Shares to YU Xiaodong | Mgmt | For | Against | Against | |||
34 | Grant Shares to WU Xiaoyong | Mgmt | For | Against | Against | |||
35 | Grant Shares to CHI Xiaolei | Mgmt | For | Against | Against | |||
36 | Grant Shares to XU Lingjiang | Mgmt | For | Against | Against | |||
37 | Grant Shares to PEI Yu | Mgmt | For | Against | Against | |||
38 | Grant Shares to Other Persons | Mgmt | For | Against | Against | |||
39 | Ratification of Board Acts | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | |||
6 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect GUI Sheng Yue | Mgmt | For | For | For | |||
6 | Elect AN Cong Hui | Mgmt | For | For | For | |||
7 | Elect WEI Mei | Mgmt | For | For | For | |||
8 | Elect An Qing Heng | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 08/15/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | TNA | N/A | |||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
3 | Reduce Term to Exercise Preemptive Rights and Accretion Rights | Mgmt | For | TNA | N/A | |||
4 | Authorise Board to Request the Listing/Trading Before Any Authorised Stock Exchange | Mgmt | For | TNA | N/A | |||
5 | Authorise the Board to Set Terms Related to Capital Increase | Mgmt | For | TNA | N/A | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
4 | Use of Proceeds from Placement | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Conformity of Transaction with Provisions of Relevant Laws | Mgmt | For | For | For | |||
3 | Resolution on Transaction Not Constituting a Connected Transaction | Mgmt | For | For | For | |||
4 | Resolution on Conformity of Transaction with Rule 4 of Regulations of Major Assets Restructuring | Mgmt | For | For | For | |||
5 | Implementation of Legal Procedures, Compliance, and Validity of Legal Documents | Mgmt | For | For | For | |||
6 | Independence of Valuer, Reasonableness of Appraisal Assumptions, Relevance Between Appraisal Method and Purpose | Mgmt | For | For | For | |||
7 | Confirmation of Audit Report and Valuation Report | Mgmt | For | For | For | |||
8 | Resolution on Current Earnings will Not be Diluted | Mgmt | For | For | For | |||
9 | The Overall Plan | Mgmt | For | For | For | |||
10 | The Specific Plan: Evaluation Base Date | Mgmt | For | For | For | |||
11 | The Specific Plan: Transaction Manner and Counterparties | Mgmt | For | For | For | |||
12 | The Specific Plan: Value of Target Assets | Mgmt | For | For | For | |||
13 | The Specific Plan: Payment of Consideration | Mgmt | For | For | For | |||
14 | The Specific Plan: Put Options | Mgmt | For | For | For | |||
15 | The Specific Plan: Arrangement of Profits and Losses | Mgmt | For | For | For | |||
16 | The Specific Plan: Employees | Mgmt | For | For | For | |||
17 | The Specific Plan: Compensation Scheme | Mgmt | For | For | For | |||
18 | The Specific Plan: Validity of Resolution | Mgmt | For | For | For | |||
19 | Agreements Related to Major Assets Restructuring | Mgmt | For | For | For | |||
20 | Report on The Material Acquisition of Assets | Mgmt | For | For | For | |||
21 | Board Authority to Implement Major Assets Restructuring | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Financial Budget Report | Mgmt | For | For | For | |||
9 | Fees for LI Chuyuan | Mgmt | For | For | For | |||
10 | Fees for CHEN Mao | Mgmt | For | For | For | |||
11 | Fees for LIU Juyan | Mgmt | For | For | For | |||
12 | Fees for CHENG Ning | Mgmt | For | For | For | |||
13 | Fees for NI Yidong | Mgmt | For | For | For | |||
14 | Fees for WU Changhai | Mgmt | For | For | For | |||
15 | Fees for CHU Xiaoping | Mgmt | For | For | For | |||
16 | Fees for JIANG Wenqi | Mgmt | For | For | For | |||
17 | Fees for WONG Hin Wing | Mgmt | For | For | For | |||
18 | Fees for WANG Weihong | Mgmt | For | For | For | |||
19 | Fees for XIAN Jiaxiong | Mgmt | For | For | For | |||
20 | Fees for LI Jinyun | Mgmt | For | For | For | |||
21 | Fees for GAO Yanzhu | Mgmt | For | For | For | |||
22 | Authority to Give Guarantees | Mgmt | For | For | For | |||
23 | Application for Bank Loans | Mgmt | For | For | For | |||
24 | Approval of Entrusted Loans | Mgmt | For | Against | Against | |||
25 | Continuing Connected Transactions for 2018 | Mgmt | For | For | For | |||
26 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | |||
27 | Amendments to Use of Proceeds | Mgmt | For | For | For | |||
28 | Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
29 | Utilization of Proceeds from Internal Fund | Mgmt | For | For | For | |||
30 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
31 | Appointment of Internal Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
32 | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | For | |||
33 | Amendments to Procedural Rules for Supervisory Committee | Mgmt | For | For | For | |||
34 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
35 | Amendments to Articles | Mgmt | For | For | For | |||
36 | Elect LI Hong | Mgmt | For | For | For | |||
37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Director's Report | Mgmt | For | For | For | |||
2 | Supervisor's Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
7 | Elect LI Sze Lim | Mgmt | For | For | For | |||
8 | Elect ZHANG LI | Mgmt | For | For | For | |||
9 | Elect ZHOU Yaonan | Mgmt | For | For | For | |||
10 | Elect LU Jing | Mgmt | For | For | For | |||
11 | Elect Daniel NG Yau Wah | Mgmt | For | For | For | |||
12 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
13 | Application for Composite Credit Facilities | Mgmt | For | For | For | |||
14 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
15 | Approve 2017 Guarantees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Class of shares | Mgmt | For | Against | Against | |||
18 | Place of listing | Mgmt | For | Against | Against | |||
19 | Issuer | Mgmt | For | Against | Against | |||
20 | No. of shares to be issued | Mgmt | For | Against | Against | |||
21 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
22 | Target subscriber | Mgmt | For | Against | Against | |||
23 | Issue price | Mgmt | For | Against | Against | |||
24 | Method of issue | Mgmt | For | Against | Against | |||
25 | Underwriting method | Mgmt | For | Against | Against | |||
26 | Use of proceeds | Mgmt | For | Against | Against | |||
27 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
28 | Effective period of the resolution | Mgmt | For | Against | Against | |||
29 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
30 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
31 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
32 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
33 | Board Authorization to Implement Debt Financing Plan | Mgmt | For | For | For | |||
34 | Amendments to Articles | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of shares | Mgmt | For | Against | Against | |||
3 | Place of listing | Mgmt | For | Against | Against | |||
4 | Issuer | Mgmt | For | Against | Against | |||
5 | No. of shares to be issued | Mgmt | For | Against | Against | |||
6 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
7 | Target subscriber | Mgmt | For | Against | Against | |||
8 | Issue price | Mgmt | For | Against | Against | |||
9 | Method of issue | Mgmt | For | Against | Against | |||
10 | Underwriting method | Mgmt | For | Against | Against | |||
11 | Use of proceeds | Mgmt | For | Against | Against | |||
12 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
13 | Effective period of the resolution | Mgmt | For | Against | Against | |||
14 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
15 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
16 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
Haier Electronics Group Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | For | For | |||
5 | Elect David YU Hon To | Mgmt | For | Against | Against | |||
6 | Elect Eva CHENG LI Kam Fun | Mgmt | For | For | For | |||
7 | Elect YANG Guang | Mgmt | For | For | For | |||
8 | Elect Gong Shao Lin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
16 | Amendments to Bye-laws | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hanwha Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000880 | CINS Y3065M100 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Tae Jong | Mgmt | For | For | For | |||
4 | Elect KIM Youn Chul | Mgmt | For | For | For | |||
5 | Elect OK Kyung Seok | Mgmt | For | For | For | |||
6 | Elect KIM Chang Rok | Mgmt | For | For | For | |||
7 | Elect LEE Kwang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Chang Rok | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Kwang Hoon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hengan International Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1044 | CINS G4402L151 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect XU Shui Shen | Mgmt | For | For | For | |||
6 | Elect XU Da Zuo | Mgmt | For | For | For | |||
7 | Elect SZE Wong Kim | Mgmt | For | For | For | |||
8 | Elect HUI Ching Chi | Mgmt | For | For | For | |||
9 | Elect Ada WONG Ying Kay | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Hon Hai Precision Industry | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Initial Public Offering and Listing of A Shares | Mgmt | For | For | For | |||
3 | Elect WANG Kuo-Cheng as Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles 1 (Company's Name) | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles 24 and 28; Removal of Article 35 (Management Board) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
5 | Consolidations of Articles | Mgmt | For | TNA | N/A | |||
6 | Adoption of Matching Share Plan | Mgmt | For | TNA | N/A | |||
7 | Ratify Updated Global Remuneration Amount for 2016 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Matching Shares Plan | Mgmt | For | TNA | N/A | |||
9 | Amendments to Restricted Shares Plan | Mgmt | For | TNA | N/A | |||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hyundai Marine & Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director to Become Audit Committee Member: YOO Jae Kwon | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Elect Audit Committee Member (Graham Dempster) | Mgmt | For | For | For | |||
4 | Elect Audit Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||
5 | Elect Audit Committee Member (Phumzile Langeni) | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Roddy Sparks) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Younaid Waja) | Mgmt | For | For | For | |||
8 | Re-elect Osman Arbee | Mgmt | For | Against | Against | |||
9 | Re-elect Graham Dempster | Mgmt | For | Against | Against | |||
10 | Re-elect Suresh Kana | Mgmt | For | Against | Against | |||
11 | Re-elect Valli Moosa | Mgmt | For | Against | Against | |||
12 | Re-elect Younaid Waja | Mgmt | For | Against | Against | |||
13 | Elect Mohammed Akoojee | Mgmt | For | Against | Against | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Chairperson) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Deputy Chairperson and Lead independent Director) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Assets and Liabilities Committee Chairperson) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee Chairperson) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Divisional Board Member: Motus Division) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Divisional Board Member: Logistics Division) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Motus) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Logistics) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Investment Committee Chairperson) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Investment Committee Member) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Risk Committee Chairman) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Remuneration Committee Chairperson) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Remuneration Committee Member) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Nomination Committee Chairperson) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chairperson) | Mgmt | For | For | For | |||
36 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | For | For | For | |||
37 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
38 | General Authority to Issue Shares | Mgmt | For | For | For | |||
39 | AUTHORITY TO ISSUE SHARES FOR CASH | Mgmt | For | For | For | |||
40 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
41 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
42 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
Indofood Sukses Makmur Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | |||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | |||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHENG Fengchao | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
ITAUSA INVESTIMENTOS ITAU SA, SAO PAULO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA4 | CINS P5887P427 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
5 | Elect Jose Maria Rabelo as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 11/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect YOON Jong Kyoo | Mgmt | For | For | For | |||
4 | Elect HUR Yin | Mgmt | For | For | For | |||
5 | Elect HA Seung Soo (Shareholder nominee) | ShrHoldr | Against | For | Against | |||
6 | Amendments to Articles (Shareholder Proposal) | ShrHoldr | Against | For | Against | |||
Koc Holding A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCHOL | CINS M63751107 | 03/22/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Wishes | Mgmt | For | TNA | N/A | |||
Kumba Iron Ore Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIO | CINS S4341C103 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Re-elect Dolly Mokgatle | Mgmt | For | For | For | |||
3 | Elect Sango S. Ntsaluba | Mgmt | For | For | For | |||
4 | Elect Mandla S.V. Gantsho | Mgmt | For | For | For | |||
5 | Elect Nomalizo (Ntombi) B. Langa-Royds | Mgmt | For | For | For | |||
6 | Elect Mary S. Bomela | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Dolly Mokgatle) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Terence Goodlace) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Mary Bomela) | Mgmt | For | For | For | |||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||
12 | Approve Implementation of Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Amendments to Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (NEDs) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
19 | Approve Financial Assistance | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
LG Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
003550 | CINS Y52755108 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
2 | Election of Audit Committee Member: KIM Sang Heon | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LG Uplus | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Lotte Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
011170 | CINS Y5336U100 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mining and Metallurgical Co Norilsk Nickel | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMKN | CINS 55315J102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Financial Statements (Consolidated) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Sergey V. Barbashev | Mgmt | For | Abstain | Against | |||
7 | Elect Alexey V. Bashkirov | Mgmt | For | Abstain | Against | |||
8 | Elect Sergey B. Bratukhin | Mgmt | For | Abstain | Against | |||
9 | Elect Andrey E. Bougrov | Mgmt | For | Abstain | Against | |||
10 | Elect Artem O. Volynets | Mgmt | For | For | For | |||
11 | Elect Marianna A. Zakharova | Mgmt | For | Abstain | Against | |||
12 | Elect Andrey N. Likhachev | Mgmt | For | Abstain | Against | |||
13 | Elect Roger Munnings | Mgmt | For | For | For | |||
14 | Elect Stalbek S. Mishakov | Mgmt | For | Abstain | Against | |||
15 | Elect Gareth Penny | Mgmt | For | For | For | |||
16 | Elect Maxim M. Sokov | Mgmt | For | Abstain | Against | |||
17 | Elect Vladislav A. Soloviev | Mgmt | For | Abstain | Against | |||
18 | Elect Robert W. Edwards | Mgmt | For | For | For | |||
19 | Elect Artur G. Arustamov | Mgmt | For | For | For | |||
20 | Elect Anna V. Masalova | Mgmt | For | For | For | |||
21 | Elect Georgiy E. Svanidze | Mgmt | For | For | For | |||
22 | Elect Vladimir N. Shilkov | Mgmt | For | For | For | |||
23 | Elect Elena A. Yanevich | Mgmt | For | For | For | |||
24 | Appointment of Auditor (RAS) | Mgmt | For | For | For | |||
25 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | |||
26 | Directors' Fees | Mgmt | For | Against | Against | |||
27 | Audit Commission Fees | Mgmt | For | For | For | |||
28 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
29 | D&O Insurance | Mgmt | For | For | For | |||
30 | Membership in Organisation (Krasnoyarsk Constructors Self-Regulatory Association) | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Halim bin Mohyiddin | Mgmt | For | For | For | |||
2 | Elect Mohd Yusri bin Mohamed Yusof | Mgmt | For | For | For | |||
3 | Elect Liza binti Mustapha | Mgmt | For | For | For | |||
4 | Elect Manharlal a/l Ratilal | Mgmt | For | For | For | |||
5 | Elect LIM Beng Choon | Mgmt | For | For | For | |||
6 | Directors' Fees for FY 2017 | Mgmt | For | For | For | |||
7 | Directors' Fees for FY 2018 | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Adoption of New Constitution | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Emilie M. Choi | Mgmt | For | Against | Against | |||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
7 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
8 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
3 | Elect Gerald D. Held | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect George Kurian | Mgmt | For | For | For | |||
6 | Elect George T. Shaheen | Mgmt | For | For | For | |||
7 | Elect Stephen M. Smith | Mgmt | For | Against | Against | |||
8 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
9 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect Lun FENG | Mgmt | For | For | For | |||
6 | Elect Michael LEUNG | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Old Mutual PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Mike Arnold | Mgmt | For | Against | Against | |||
3 | Elect Zoe Cruz | Mgmt | For | Against | Against | |||
4 | Elect Alan Gillespie | Mgmt | For | Against | Against | |||
5 | Elect Danuta Gray | Mgmt | For | Against | Against | |||
6 | Elect Bruce Hemphill | Mgmt | For | Against | Against | |||
7 | Elect Adiba Ighodaro | Mgmt | For | Against | Against | |||
8 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
9 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
10 | Elect Roger Marshall | Mgmt | For | Against | Against | |||
11 | Elect Vassi Naidoo | Mgmt | For | Against | Against | |||
12 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
Old Mutual PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | First Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Second Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Managed Separation | Mgmt | For | For | For | |||
2 | Approval of the Quilter Performance Share Plan | Mgmt | For | For | For | |||
3 | Approval of the Quilter Share Reward Plan | Mgmt | For | For | For | |||
4 | Approval of Quilter Sharesave Plan | Mgmt | For | For | For | |||
5 | Approval of Quilter Share Incentive Plan | Mgmt | For | For | For | |||
6 | Approval of Old Mutual Limited Long-term Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Old Mutual Limited Employee Share Ownership Plan | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pou Chen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9904 | CINS Y70786101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEN Huan-Chung as Independent Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
PT Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Commissioners | Mgmt | For | Against | Against | |||
PTT Global Chemical Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Piyasvasti Amranand | Mgmt | For | Against | Against | |||
6 | Elect Pakorn Nilprapunt | Mgmt | For | Against | Against | |||
7 | Elect Somkit Lertpaithoon | Mgmt | For | Against | Against | |||
8 | Elect Nithi Chungcharoen | Mgmt | For | Against | Against | |||
9 | Elect Boobpha Amorkniatkajorn | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
PTT Public Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U113 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Reduce Registered Share Capital | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Approval of Fund Raising Plan | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Acknowledgement of Restructuring and IPO of Subsidiary | Mgmt | For | For | For | |||
10 | Elect Nuntawan Sakuntanaga | Mgmt | For | Against | Against | |||
11 | Elect Thon Tharmrongnawasawat | Mgmt | For | Against | Against | |||
12 | Elect Surapon Nitikraipot | Mgmt | For | Against | Against | |||
13 | Elect Danucha Pichayanan | Mgmt | For | Against | Against | |||
14 | Elect Tevin Vongvanich | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Public Bank Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBBANK | CINS Y71497104 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LAI Wan | Mgmt | For | For | For | |||
2 | Elect TANG Wing Chew | Mgmt | For | For | For | |||
3 | Elect CHEAH Kim Ling | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Directors' Benefits | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Ben-Ran | Mgmt | For | For | For | |||
9 | Elect WANG Ben-Feng | Mgmt | For | For | For | |||
10 | Elect SU Hui-Zhu | Mgmt | For | For | For | |||
11 | Elect WANG Ben-Zong | Mgmt | For | For | For | |||
12 | Elect WANG Ben-Qin | Mgmt | For | For | For | |||
13 | Elect BU Xiang-Kun | Mgmt | For | For | For | |||
14 | Elect HUANG Zi-Cheng as Indepnedent Director | Mgmt | For | For | For | |||
15 | Elect JIANG Yao-Zong as Indepnedent Director | Mgmt | For | For | For | |||
16 | Elect ZENG Lun-Bin as Indepnedent Director | Mgmt | For | For | For | |||
17 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Sappi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS S73544108 | 02/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Bonakele (Boni) Mehlomakulu | Mgmt | For | For | For | |||
3 | Re-elect Sir Nigel R. Rudd | Mgmt | For | For | For | |||
4 | Re-elect Nkateko (Peter) Mageza | Mgmt | For | For | For | |||
5 | Re-elect Mohammed (Valli) Moosa | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Deenadayalen Konar) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Michael Fallon) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Nkateko Mageza) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Karen Osar) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Robertus Renders) | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Esko Tapani Aho | Mgmt | For | Abstain | Against | |||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | Abstain | Against | |||
8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | |||
9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | |||
10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | |||
11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | |||
12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | |||
13 | Elect Aleksandr P. Kuleshov | Mgmt | For | Abstain | Against | |||
14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | |||
15 | Elect Gennady G. Melikyan | Mgmt | For | Abstain | Against | |||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | |||
17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | |||
18 | Elect Nadia Wells | Mgmt | For | Abstain | Against | |||
19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | |||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
23 | Elect Maria S. Voloshina | Mgmt | For | For | For | |||
24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
26 | Elect Irina B. Litvinova | Mgmt | For | For | For | |||
27 | Elect Alexey E. Minenko | Mgmt | For | For | For | |||
28 | D&O Insurance | Mgmt | For | Abstain | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shinhan Financial Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
055550 | CINS Y7749X101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Hwa Nam | Mgmt | For | For | For | |||
3 | Elect PARK Byoung Dae | Mgmt | For | For | For | |||
4 | Elect PARK Cheul | Mgmt | For | For | For | |||
5 | Elect Steven LEE Sung Ryang | Mgmt | For | For | For | |||
6 | Elect CHOI Kyong Rok | Mgmt | For | For | For | |||
7 | Elect Philippe Avril | Mgmt | For | For | For | |||
8 | Elect Yuki Hirakawa | Mgmt | For | For | For | |||
9 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: PARK Byoung Dae | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: Steven LEE Sung Ryang | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: JOO Jae Seong | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Siam Cement Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCC | CINS Y7866P147 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Chumpol NaLamlieng | Mgmt | For | For | For | |||
7 | Elect Roongrote Rangsiyopash | Mgmt | For | For | For | |||
8 | Elect Satitpong Sukvimol | Mgmt | For | For | For | |||
9 | Elect Kasem Watanachai | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Financial Budget Report | Mgmt | For | For | For | |||
8 | Appointment of International and Domestic Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect JIN Wenmin | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 08/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect LI Yuanqin | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | For | For | |||
3 | Elect SONG Ho Geun | Mgmt | For | For | For | |||
4 | Elect JO Heon Jae | Mgmt | For | For | For | |||
5 | Elect YOON Tae Hwa | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Share Option Grant | Mgmt | For | For | For | |||
9 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | |||
SK Innovation Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
096770 | CINS Y8063L103 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Gwan | Mgmt | For | For | For | |||
3 | Election of Audit Committee Member: CHOI Woo Seok | Mgmt | For | For | For | |||
4 | Share Option Grant | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
SK Telecom Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
017670 | CINS Y4935N104 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Share Option Grant | Mgmt | For | For | For | |||
3 | Elect YOO Young Sang | Mgmt | For | For | For | |||
4 | Elect YOON Young Min | Mgmt | For | For | For | |||
5 | Election of Audit Committee Members: YOON Young Min | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Cumulative Votes to Constantino de Oliveira Junior | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Joaquim Constantino Neto | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Ricardo Constantino | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Cassio Casseb Lima | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Fabio Bruggioni | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Marcos Grodetzky | Mgmt | N/A | TNA | N/A | |||
15 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
16 | Request Election of Minority Candidate to the Board of Directors | Mgmt | N/A | TNA | N/A | |||
17 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
18 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Technical) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
7 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. Shine Optical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1565 | CINS Y8176Z106 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2017 Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect ZHOU Yuran | Mgmt | For | For | For | |||
4 | Elect CHEN Mingxian as Representative director of Yun Ming Investment Co., Ltd. | Mgmt | For | For | For | |||
5 | Elect CHEN Qida | Mgmt | For | For | For | |||
6 | Elect CHU Yingjie | Mgmt | For | For | For | |||
7 | Elect WANG Huizhong | Mgmt | For | For | For | |||
8 | Elect XIE Wenyu | Mgmt | For | For | For | |||
9 | Elect LIAO Ruyang | Mgmt | For | For | For | |||
10 | Elect CHEN Jinlong as Supervisor | Mgmt | For | For | For | |||
11 | Elect HE Chunbo as Supervisor | Mgmt | For | For | For | |||
12 | Elect ZHOU Zhilong as Supervisor | Mgmt | For | For | For | |||
13 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Synnex Technology International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2347 | CINS Y8344J109 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect MIAU Feng-Chiang | Mgmt | For | For | For | |||
6 | Elect TU Shu-Wu | Mgmt | For | For | For | |||
7 | Elect CHOU Te-Chien | Mgmt | For | For | For | |||
8 | Elect YANG Hsiang-Yun | Mgmt | For | For | For | |||
9 | Elect WAY Yung-Do | Mgmt | For | Against | Against | |||
10 | Elect CHANG An-Ping | Mgmt | For | Against | Against | |||
11 | Elect CHIAO Yu-Cheng | Mgmt | For | For | For | |||
12 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSM | CUSIP 874039100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4.1 | Elect F.C. TSENG | Mgmt | For | For | For | |||
4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | |||
4.3 | Elect Mark LIU | Mgmt | For | For | For | |||
4.4 | Elect C.C. WEI | Mgmt | For | For | For | |||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
4.6 | Elect SHIH Stan | Mgmt | For | For | For | |||
4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | |||
4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 08/31/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | TNA | N/A | |||
2 | Merger | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Telkom SA SOC Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKG | CINS S84197102 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamadoun Toure | Mgmt | For | For | For | |||
2 | Re-elect Santie Botha | Mgmt | For | Against | Against | |||
3 | Re-elect Khanyisile Kweyama | Mgmt | For | Against | Against | |||
4 | Re-elect Fagmeedah Petersen-Lurie | Mgmt | For | For | For | |||
5 | Re-elect Louis von Zeuner | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Itumeleng Kgaboesele) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Kholeka Mzondeki) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Louis von Zeuner) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Rex Tomlinson) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
11 | Appointment of Auditor (Nkonki) | Mgmt | For | For | For | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abd Manaf bin Hashim | Mgmt | For | For | For | |||
2 | Elect Sakthivel a/l Alagappan | Mgmt | For | For | For | |||
3 | Elect GEE Siew Yoong | Mgmt | For | For | For | |||
4 | Elect Noraini binti Che Dan | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Directors' Benefits | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 12/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Juniwati bt Rahmat Hussin | Mgmt | For | For | For | |||
3 | Elect Amran Hafiz bin Affifudin | Mgmt | For | For | For | |||
4 | Elect Badrul Ilahan bin Abd Jabbar | Mgmt | For | For | For | |||
5 | Elect Azman bin Mohd | Mgmt | For | For | For | |||
6 | Elect CHOR Chee Heung | Mgmt | For | For | For | |||
7 | Elect Leo Moggie | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Non-executive Directors' Benefits | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Adoption of New Constitution | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Thai Oil PCL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2017 Operational Results and the Company's Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Thosaporn Sirisumphand | Mgmt | For | Against | Against | |||
6 | Elect Atikom Terbsiri | Mgmt | For | Against | Against | |||
7 | Elect Chularat Suteethorn | Mgmt | For | Against | Against | |||
8 | Elect Pasu Decharin | Mgmt | For | Against | Against | |||
9 | Elect Suchalee Sumamal | Mgmt | For | Against | Against | |||
10 | Elect Auttapol Rerkpiboon | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The J. M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | Against | Against | |||
2 | Elect Paul J. Dolan | Mgmt | For | Against | Against | |||
3 | Elect Jay L. Henderson | Mgmt | For | Against | Against | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | Against | Against | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | Against | Against | |||
6 | Elect Gary A. Oatey | Mgmt | For | Against | Against | |||
7 | Elect Kirk L. Perry | Mgmt | For | Against | Against | |||
8 | Elect Sandra Pianalto | Mgmt | For | Against | Against | |||
9 | Elect Alex Shumate | Mgmt | For | Against | Against | |||
10 | Elect Mark T. Smucker | Mgmt | For | Against | Against | |||
11 | Elect Richard K. Smucker | Mgmt | For | Against | Against | |||
12 | Elect Timothy P. Smucker | Mgmt | For | Against | Against | |||
13 | Elect Dawn C. Willoughby | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules for Shareholders' General Meeting | Mgmt | For | Against | Against | |||
4 | Amendments to Procedural Rules for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Meeting of Board of Supervisors | Mgmt | For | For | For | |||
6 | Fixed Assets Investment Budget for 2018 | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect MIAO Jianmin as Executive Director | Mgmt | For | Against | Against | |||
3 | Elect XIE Yiqun as Executive Director | Mgmt | For | Against | Against | |||
4 | Elect TANG Zhigang as Executive Director | Mgmt | For | Against | Against | |||
5 | Elect WANG Qingjian as Non-Executive Director | Mgmt | For | Against | Against | |||
6 | Elect XIAO Xuefeng as Non-Executive Director | Mgmt | For | Against | Against | |||
7 | Elect HUA Rixin as Non-Executive Director | Mgmt | For | Against | Against | |||
8 | Elect CHENG Yuqin as Non-Executive Director | Mgmt | For | Against | Against | |||
9 | Elect WANG Zhibin as Non-Executive Director | Mgmt | For | Against | Against | |||
10 | Elect SHIU Sin Por as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
11 | Elect KO Wing Man as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
12 | Elect Peter LUK Kin Yu as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
13 | Elect LIN Yixiang as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
14 | Elect CHEN Wuzhao as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
15 | Elect LIN Fan as Supervisor | Mgmt | For | Against | Against | |||
16 | Elect XU Yongxian as Supervisor | Mgmt | For | Against | Against | |||
17 | Elect JING Xin as Supervisor | Mgmt | For | Against | Against | |||
18 | Liability Insurance | Mgmt | For | For | For | |||
19 | Profit Distribution Plan | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Extension of the Validity for Issuance of A Shares | Mgmt | For | For | For | |||
7 | Extension of the Validity of Authorisation of A Share Offering | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 07/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of Shares | Mgmt | For | Against | Against | |||
3 | Nominal Value Per Share | Mgmt | For | Against | Against | |||
4 | Proposed Stock Exchange for Listing | Mgmt | For | Against | Against | |||
5 | Offering Size | Mgmt | For | Against | Against | |||
6 | Target Subscribers | Mgmt | For | Against | Against | |||
7 | Strategic Placing | Mgmt | For | Against | Against | |||
8 | Mode of Offering | Mgmt | For | Against | Against | |||
9 | Pricing Methodology | Mgmt | For | Against | Against | |||
10 | Form of Underwriting | Mgmt | For | Against | Against | |||
11 | Conversion into a Joint Stock Company | Mgmt | For | Against | Against | |||
12 | Valid Period | Mgmt | For | Against | Against | |||
13 | Board Authorization to Implement Share Offering | Mgmt | For | For | For | |||
14 | Use of Proceeds | Mgmt | For | Against | Against | |||
15 | Accumulated Profit Distribution Plan | Mgmt | For | Against | Against | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Three-Year Dividend Plan | Mgmt | For | For | For | |||
18 | Price Stabilization of A Shares | Mgmt | For | For | For | |||
19 | Undertakings | Mgmt | For | For | For | |||
20 | Dilution of Immediate Returns and Remedial Measures | Mgmt | For | For | For | |||
21 | Status Report on Use of Previously Raised Funds | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules for General Meeting | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Capital Replenishment Bonds | Mgmt | For | For | For | |||
3 | Elect XIE Yiqun | Mgmt | For | For | For | |||
4 | Elect Tang Zhigang | Mgmt | For | For | For | |||
5 | Elect Xiao Xuefeng | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 12/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Settlement Scheme for Directors and Supervisors for Financial Year 2016 | Mgmt | For | For | For | |||
TIM Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | TNA | N/A | |||
9 | Elect Agostino Nuzzolo | Mgmt | For | TNA | N/A | |||
10 | Elect Raimondo Zizza | Mgmt | For | TNA | N/A | |||
11 | Elect Giovanni Ferigo | Mgmt | For | TNA | N/A | |||
12 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
13 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
14 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | TNA | N/A | |||
15 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
TIM Participacoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Extension of Cooperation and Support Agreement | Mgmt | For | TNA | N/A | |||
4 | Adoption of Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Tripod Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3044 | CINS Y8974X105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Abolishment of the Guidelines for Scope of Duties and Responsibilities of Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Jing-Chun | Mgmt | For | For | For | |||
9 | Elect HU Jing-Xiu | Mgmt | For | For | For | |||
10 | Elect XU Chao-Gui | Mgmt | For | Against | Against | |||
11 | Elect WANG Zheng-Ding | Mgmt | For | For | For | |||
12 | Elect WU Qiu-Wen | Mgmt | For | For | For | |||
13 | Elect CAI Mao-Tang | Mgmt | For | For | For | |||
14 | Elect ZHANG Mei-Lan | Mgmt | For | For | For | |||
15 | Elect WU Hong-Cheng | Mgmt | For | For | For | |||
16 | Elect WU Yong-Cheng | Mgmt | For | For | For | |||
17 | Elect DAI Xing-Zheng | Mgmt | For | For | For | |||
18 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Turkiye Garanti Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GARAN | CINS M4752S106 | 03/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Dividend Policy | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Co-Option of Directors | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Charitable Donations | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
Turkiye Is Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISCTR | CINS M8933F115 | 03/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Charitable Donations | Mgmt | For | TNA | N/A | |||
Uni-President Enterprises Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1216 | CINS Y91475106 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
United Tractors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTR | CINS Y7146Y140 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Yuanta Financial Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2885 | CINS Y2169H108 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Zhongsheng Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0881 | CINS G9894K108 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect HUANG Yi | Mgmt | For | For | For | |||
4 | Elect SI Wei | Mgmt | For | Against | Against | |||
5 | Elect CHEAH Kim Teck | Mgmt | For | For | For | |||
6 | Elect SHEN Jinjun | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
1.8 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
1.9 | Elect Reuben E. Slone | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
3 | Elect William H. Hernandez | Mgmt | For | For | For | |||
4 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
5 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
6 | Elect J. Kent Masters | Mgmt | For | For | For | |||
7 | Elect James J. O'Brien | Mgmt | For | For | For | |||
8 | Elect Diarmuid B. O'Connell | Mgmt | For | For | For | |||
9 | Elect Dean Seavers | Mgmt | For | For | For | |||
10 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
11 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
12 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Felix J. Baker | Mgmt | For | For | For | |||
1.2 | Elect David R. Brennan | Mgmt | For | For | For | |||
1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
1.7 | Elect John T. Mollen | Mgmt | For | For | For | |||
1.8 | Elect Francois Nader | Mgmt | For | For | For | |||
1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
BAE Systems PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | |||
Burlington Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BURL | CUSIP 122017106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||
2 | Elect William P. McNamara | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cairn Energy PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Alexander Berger | Mgmt | For | Against | Against | |||
8 | Elect M. Jacqueline Sheppard | Mgmt | For | Against | Against | |||
9 | Elect Keith Lough | Mgmt | For | Against | Against | |||
10 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
11 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
12 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
13 | Elect James Smith | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Renewal of Authority to Dispose of Vendetta Limited | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Jim Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.4 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.5 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.9 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.10 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.11 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.12 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.5 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.6 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.7 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.9 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | |||
24 | Elect Michael P. Connors | Mgmt | For | For | For | |||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
30 | Board Compensation | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP 171340102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Matthew T. Farrell | Mgmt | For | For | For | |||
2 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||
3 | Elect Robert K. Shearer | Mgmt | For | For | For | |||
4 | Elect Laurie J. Yoler | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Conyers Park Acquisition Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPAA | CUSIP 212894109 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | INTENTION TO EXERCISE REDEMPTION RIGHTS IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS PLEASE CHECK THIS FOR BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING SPECIAL MEETING IN LIEU OF 2017 ANNUAL MEETING OF COMPANY STOCKHOLDERS - REDEMPTION RIGHTS. FOR = YES ; AGAINST = NO. | Mgmt | N/A | Against | N/A | |||
3 | SHAREHOLDER CERTIFICATION I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A GROUP AS DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION. FOR = I CERTIFY THAT I AM NOT. AGAINST = I CERTIFY THAT I AM. | Mgmt | N/A | Against | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
5 | Elect John W. Harris | Mgmt | For | For | For | |||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Everbridge Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent Mathy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
3 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
4 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
5 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
6 | Elect James J. Mulva | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
1.3 | Elect Bob Parsons | Mgmt | For | For | For | |||
1.4 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Robert Cole | Mgmt | For | For | For | |||
3 | Re-elect James (Hutch) H. Ranck | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Tom O'Leary) | Mgmt | For | For | For | |||
Incyte Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCY | CUSIP 45337C102 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julian C. Baker | Mgmt | For | For | For | |||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | Against | Against | |||
3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||
4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||
5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||
6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||
7 | Elect Paul A. Friedman | Mgmt | For | Against | Against | |||
8 | Elect Herve Hoppenot | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
7 | Elect Julius Genachowski | Mgmt | For | For | For | |||
8 | Elect Goh Choon Phong | Mgmt | For | Against | Against | |||
9 | Elect Merit E. Janow | Mgmt | For | For | For | |||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Rima Qureshi | Mgmt | For | For | For | |||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 10/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
6 | Elect Peter W. May | Mgmt | For | For | For | |||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nektar Therapeutics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKTR | CUSIP 640268108 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeff Ajer | Mgmt | For | For | For | |||
2 | Elect Robert B. Chess | Mgmt | For | For | For | |||
3 | Elect Roy A. Whitfield | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Performance incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
ONEOK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKE | CUSIP 682680103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | |||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||
3 | Elect John W. Gibson | Mgmt | For | For | For | |||
4 | Elect Randall J. Larson | Mgmt | For | For | For | |||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||
6 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
7 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
8 | Elect Gary D. Parker | Mgmt | For | For | For | |||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||
10 | Elect Terry K. Spencer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of the Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | Against | Against | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Elect Avner Hermoni and Approve Compensation | Mgmt | For | For | For | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Potential Cash and Equity-Based Retention Incentives to CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Potential Cash and Equity-Based Retention Incentives to President and COO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Accelerated Vesting of Equity Awards Granted to the Company's Directors | Mgmt | For | For | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
10 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Joao M. Castro-Neves | Mgmt | For | For | For | |||
1.4 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.5 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.6 | Elect Neil Golden | Mgmt | For | For | For | |||
1.7 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.8 | Elect Golnar Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.10 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Supply Chain Impacts of Deforestation | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Bernard Tyson | Mgmt | For | Against | Against | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Seven Generations Energy Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.4 | Elect Avik Dey | Mgmt | For | For | For | |||
2.5 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.6 | Elect Paul Hand | Mgmt | For | For | For | |||
2.7 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.8 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.9 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
5 | Elect David J. Grain | Mgmt | For | For | For | |||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | Against | Against | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect William M. Isaac | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
8 | Elect Richard A. Smith | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | Against | Against | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ubisoft Entertainment S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBI | CINS F9396N106 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Yves Guillemot, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Claude Guillemot, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Guillemot, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Gerard Guillemot, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Christian Guillemot, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy for Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Deputy CEOs | Mgmt | For | For | For | |||
16 | Elect Claude Guillemot | Mgmt | For | For | For | |||
17 | Elect Michel Guillemot | Mgmt | For | For | For | |||
18 | Elect Christian Guillemot | Mgmt | For | For | For | |||
19 | Elect Didier Crespel | Mgmt | For | For | For | |||
20 | Elect Laurence Hubert-Moy | Mgmt | For | For | For | |||
21 | Elect Virginie Haas | Mgmt | For | For | For | |||
22 | Elect Corinne Fernandez Handelsman | Mgmt | For | For | For | |||
23 | Directors' Fees | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
30 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan (Overseas Employees) | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan (Custodian Institutions) | Mgmt | For | For | For | |||
35 | Authority to Issue Performance Shares (Employees and Upper Management) | Mgmt | For | For | For | |||
36 | Authority to Issue Performance Shares (Executive Corporate Officers) | Mgmt | Abstain | For | Against | |||
37 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
38 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
39 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | Against | For | |||
Waste Connections Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard K. Davis | Mgmt | For | For | For | |||
2 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | |||
3 | Elect Richard T. O'Brien | Mgmt | For | For | For | |||
4 | Elect David K Owens | Mgmt | For | For | For | |||
5 | Elect Christopher J. Policinski | Mgmt | For | For | For | |||
6 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect James J. Sheppard | Mgmt | For | For | For | |||
9 | Elect David A. Westerlund | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Timothy V. Wolf | Mgmt | For | For | For | |||
12 | Elect Daniel Yohannes | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum China Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
2 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect William Wang | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
ABM Industries Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABM | CUSIP 000957100 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda L. Chavez | Mgmt | For | For | For | |||
2 | Elect J. Philip Ferguson | Mgmt | For | For | For | |||
3 | Elect Art A. Garcia | Mgmt | For | For | For | |||
4 | Elect Scott Salmirs | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Acadia Healthcare Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACHC | CUSIP 00404A109 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Perot Bissell | Mgmt | For | For | For | |||
2 | Elect Vicky B. Gregg | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ADTRAN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADTN | CUSIP 00738A106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Stanton | Mgmt | For | For | For | |||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||
1.3 | Elect William L. Marks | Mgmt | For | For | For | |||
1.4 | Elect Gregory J. McCray | Mgmt | For | For | For | |||
1.5 | Elect Anthony J. Melone | Mgmt | For | For | For | |||
1.6 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jacqueline H. Rice | Mgmt | For | For | For | |||
1.8 | Elect Kathryn A. Walker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alta Mesa Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMR | CUSIP 02133L109 | 06/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sylvia J. Kerrigan | Mgmt | For | For | For | |||
1.2 | Elect Donald R. Sinclair | Mgmt | For | For | For | |||
AMC Entertainment Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMC | CUSIP 00165C104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lloyd Hill | Mgmt | For | Withhold | Against | |||
1.2 | Elect Maojun Zeng | Mgmt | For | Withhold | Against | |||
1.3 | Elect Howard W. Koch, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice E. Page | Mgmt | For | For | For | |||
2 | Elect David M. Sable | Mgmt | For | For | For | |||
3 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amira Nature Foods Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANFI | CUSIP G0335L102 | 10/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karan A. Chanana | Mgmt | For | Against | Against | |||
2 | Elect Harash Pal Sethi | Mgmt | For | Against | Against | |||
3 | Elect Nathalie Dauriac | Mgmt | For | For | For | |||
4 | Elect Neal Cravens | Mgmt | For | Against | Against | |||
5 | Elect Bruce C. Wacha | Mgmt | For | Against | Against | |||
6 | Elect Robert L. Wagman | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Ampco-Pittsburgh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AP | CUSIP 032037103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael I. German | Mgmt | For | For | For | |||
1.2 | Elect Ann E. Whitty | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Amplify Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMPY | CUSIP 032113102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Dunn | Mgmt | For | Abstain | Against | |||
2 | Elect Christopher W. Hamm | Mgmt | For | Abstain | Against | |||
3 | Elect P. Michael Higum | Mgmt | For | Abstain | Against | |||
4 | Elect Evan S. Lederman | Mgmt | For | Abstain | Against | |||
5 | Elect David Proman | Mgmt | For | Abstain | Against | |||
6 | Elect William J. Scarff | Mgmt | For | Abstain | Against | |||
7 | Elect Edward A. Scoggins, Jr. | Mgmt | For | Abstain | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Applied Optoelectronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAOI | CUSIP 03823U102 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Yeh | Mgmt | For | For | For | |||
1.2 | Elect Alex Ignatiev | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Arcos Dorados Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCO | CUSIP G0457F107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3.1 | Elect Woods Staton | Mgmt | For | Withhold | Against | |||
3.2 | Elect Ricardo Gutierrez Munoz | Mgmt | For | Withhold | Against | |||
3.3 | Elect Sergio Alonso | Mgmt | For | Withhold | Against | |||
3.4 | Elect Francisco Station | Mgmt | For | Withhold | Against | |||
Argo Group International Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGII | CUSIP G0464B107 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hector De Leon | Mgmt | For | For | For | |||
2 | Elect Mural R. Josephson | Mgmt | For | For | For | |||
3 | Elect Dymphna A. Lehane | Mgmt | For | For | For | |||
4 | Elect Gary V. Woods | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Armstrong Flooring, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFI | CUSIP 04238R106 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen S. Lane | Mgmt | For | For | For | |||
2 | Elect Jeffrey Liaw | Mgmt | For | For | For | |||
3 | Elect Donald Maier | Mgmt | For | For | For | |||
4 | Elect Michael W. Malone | Mgmt | For | For | For | |||
5 | Elect James O' Connor | Mgmt | For | For | For | |||
6 | Elect Jacob H. Welch | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astec Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASTE | CUSIP 046224101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
1.2 | Elect Glen E. Tellock | Mgmt | For | For | For | |||
1.3 | Elect James B. Baker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Atkore International Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATKR | CUSIP 047649108 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Berges | Mgmt | For | For | For | |||
2 | Elect Jeri L. Isbell | Mgmt | For | For | For | |||
3 | Elect Wilbert W. James Jr. | Mgmt | For | For | For | |||
4 | Elect Jonathan L. Zrebiec | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Atlas Air Worldwide Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAWW | CUSIP 049164205 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Agnew | Mgmt | For | For | For | |||
2 | Elect Timothy J. Bernlohr | Mgmt | For | For | For | |||
3 | Elect Charles F. Bolden, Jr. | Mgmt | For | For | For | |||
4 | Elect William J. Flynn | Mgmt | For | For | For | |||
5 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
6 | Elect Carol B. Hallett | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Duncan J. McNabb | Mgmt | For | For | For | |||
9 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
10 | Elect John K. Wulff | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2018 Incentive Plan | Mgmt | For | Against | Against | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert M. McLaughlin | Mgmt | For | For | For | |||
1.2 | Elect Samuel L. Smolik | Mgmt | For | For | For | |||
2 | Board Declassification | Mgmt | For | For | For | |||
3 | Bylaw Amendment to Remove Provisions Relating to Former Controlling Shareholder | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2014 Incentive Award Plan | Mgmt | For | For | For | |||
B&G Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGS | CUSIP 05508R106 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect DeAnn L. Brunts | Mgmt | For | For | For | |||
2 | Elect Robert C. Cantwell | Mgmt | For | For | For | |||
3 | Elect Charles F. Marcy | Mgmt | For | For | For | |||
4 | Elect Robert D. Mills | Mgmt | For | For | For | |||
5 | Elect Dennis M. Mullen | Mgmt | For | For | For | |||
6 | Elect Cheryl M. Palmer | Mgmt | For | For | For | |||
7 | Elect Alfred Poe | Mgmt | For | For | For | |||
8 | Elect Stephen C. Sherrill | Mgmt | For | For | For | |||
9 | Elect David L. Wenner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Badger Daylighting Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAD | CUSIP 05651W209 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Paul Vanderberg | Mgmt | For | For | For | |||
2.2 | Elect Glen D. Roane | Mgmt | For | For | For | |||
2.3 | Elect David M. Calnan | Mgmt | For | For | For | |||
2.4 | Elect Garry P. Mihaichuk | Mgmt | For | For | For | |||
2.5 | Elect Catherine M. Best | Mgmt | For | For | For | |||
2.6 | Elect Grant Billing | Mgmt | For | For | For | |||
2.7 | Elect William Lingard | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Barracuda Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUDA | CUSIP 068323104 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chet Kapoor | Mgmt | For | For | For | |||
1.2 | Elect William D. Jenkins Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Belden Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDC | CUSIP 077454106 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Lance C. Balk | Mgmt | For | For | For | |||
3 | Elect Steven W. Berglund | Mgmt | For | For | For | |||
4 | Elect Diane D. Brink | Mgmt | For | For | For | |||
5 | Elect Judy L. Brown | Mgmt | For | For | For | |||
6 | Elect Bryan C. Cressey | Mgmt | For | For | For | |||
7 | Elect Jonathan C. Klein | Mgmt | For | For | For | |||
8 | Elect George E. Minnich | Mgmt | For | For | For | |||
9 | Elect John M. Monter | Mgmt | For | For | For | |||
10 | Elect John S. Stroup | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Austen | Mgmt | For | For | For | |||
1.2 | Elect Katherine C. Doyle | Mgmt | For | For | For | |||
1.3 | Elect Adele M. Gulfo | Mgmt | For | For | For | |||
1.4 | Elect David S. Haffner | Mgmt | For | For | For | |||
1.5 | Elect Timothy M. Manganello | Mgmt | For | For | For | |||
1.6 | Elect Arun Nayar | Mgmt | For | For | For | |||
1.7 | Elect Guillermo Novo | Mgmt | For | For | For | |||
1.8 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.9 | Elect David T. Szczupak | Mgmt | For | For | For | |||
1.10 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.11 | Elect Philip G. Weaver | Mgmt | For | For | For | |||
1.12 | Elect George W. Wurtz | Mgmt | For | For | For | |||
1.13 | Elect Robert H Yanker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Benchmark Electronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHE | CUSIP 08160H101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Carlson | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Duncan | Mgmt | For | For | For | |||
1.3 | Elect Robert K. Gifford | Mgmt | For | For | For | |||
1.4 | Elect Kenneth T. Lamneck | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey McCreary | Mgmt | For | For | For | |||
1.6 | Elect David W. Scheible | Mgmt | For | For | For | |||
1.7 | Elect Paul J. Tufano | Mgmt | For | Withhold | Against | |||
1.8 | Elect Clay C. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Bossidy | Mgmt | For | For | For | |||
1.2 | Elect David M. Brunelle | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Curley | Mgmt | For | For | For | |||
1.4 | Elect Michael P. Daly | Mgmt | For | For | For | |||
1.5 | Elect Cornelius D. Mahoney | Mgmt | For | For | For | |||
1.6 | Elect Pamela A. Massad | Mgmt | For | For | For | |||
1.7 | Elect Richard J. Murphy | Mgmt | For | For | For | |||
1.8 | Elect William J. Ryan | Mgmt | For | For | For | |||
1.9 | Elect D. Jeffrey Templeton | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||
4 | Approval of 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
BioScrip, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIOS | CUSIP 09069N108 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel E. Greenleaf | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Bronfein | Mgmt | For | For | For | |||
1.3 | Elect David W. Golding | Mgmt | For | For | For | |||
1.4 | Elect Michael Goldstein | Mgmt | For | For | For | |||
1.5 | Elect Steven Neumann | Mgmt | For | For | For | |||
1.6 | Elect R. Carter Pate | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2018 Equity Executive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Black Diamond Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDI | CUSIP 09202D207 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Trevor Haynes | Mgmt | For | For | For | |||
1.2 | Elect Barbara J. Kelley | Mgmt | For | For | For | |||
1.3 | Elect Steven I. Stein | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Herdman | Mgmt | For | For | For | |||
1.5 | Elect Robert Wagemakers | Mgmt | For | For | For | |||
1.6 | Elect Minaz Kassam | Mgmt | For | For | For | |||
1.7 | Elect David Olsson | Mgmt | For | For | For | |||
1.8 | Elect Edward H. Kernaghan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Renewal of Rolling Option Plan | Mgmt | For | For | For | |||
4 | Renewal of Restricted and Performance Award Incentive Plan | Mgmt | For | Against | Against | |||
5 | Shareholder Rights Plan | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Fitzjohn | Mgmt | For | For | For | |||
1.2 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.3 | Elect R. Michael Mohan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Blue Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHBK | CUSIP 095573101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony LaCava | Mgmt | For | For | For | |||
1.2 | Elect Brian G. Leary | Mgmt | For | For | For | |||
1.3 | Elect Ronald K. Perry | Mgmt | For | For | For | |||
1.4 | Elect Pamela C. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BMC Stock Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMCH | CUSIP 05591B109 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Miller | Mgmt | For | For | For | |||
2 | Elect James O'Leary | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bojangles', Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOJA | CUSIP 097488100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven J. Collins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert F. Hull, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven M. Tadler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bonanza Creek Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCEI | CUSIP 097793400 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric T. Greager | Mgmt | For | For | For | |||
1.2 | Elect Paul Keglevic | Mgmt | For | For | For | |||
1.3 | Elect Brian Steck | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Tyree Jr. | Mgmt | For | For | For | |||
1.5 | Elect Jack E. Vaughn | Mgmt | For | For | For | |||
1.6 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
1.7 | Elect Jeff E. Wojahn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bridge Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDGE | CUSIP 108035106 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis A. Suskind | Mgmt | For | For | For | |||
1.2 | Elect Albert E. McCoy, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Mathew Lindenbaum | Mgmt | For | For | For | |||
1.4 | Elect Christian C. Yegen | Mgmt | For | For | For | |||
1.5 | Elect Daniel Rubin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Brink`s Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCO | CUSIP 109696104 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul G. Boynton | Mgmt | For | For | For | |||
2 | Elect Ian D. Clough | Mgmt | For | For | For | |||
3 | Elect Susan E. Docherty | Mgmt | For | For | For | |||
4 | Elect Reginald D. Hedgebeth | Mgmt | For | For | For | |||
5 | Elect Daniel R. Henry | Mgmt | For | For | For | |||
6 | Elect Michael J. Herling | Mgmt | For | For | For | |||
7 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
8 | Elect George I. Stoeckert | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP 109641100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine M. Boltz | Mgmt | For | For | For | |||
2 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
3 | Elect Harriet Edelman | Mgmt | For | For | For | |||
4 | Elect Michael A. George | Mgmt | For | For | For | |||
5 | Elect William T. Giles | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | |||
8 | Elect Jose Luis Prado | Mgmt | For | For | For | |||
9 | Elect Wyman T. Roberts | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Brookdale Senior Living Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKD | CUSIP 112463104 | 09/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank M. Bumstead | Mgmt | For | For | For | |||
2 | Elect Daniel A. Decker | Mgmt | For | For | For | |||
3 | Elect T. Andrew Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Brookline Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKL | CUSIP 11373M107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Doyle, Jr. | Mgmt | For | For | For | |||
2 | Elect Thomas J. Hollister | Mgmt | For | For | For | |||
3 | Elect Charles H. Peck | Mgmt | For | For | For | |||
4 | Elect Paul A. Perrault | Mgmt | For | For | For | |||
5 | Elect Joseph J. Slotnik | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Carpenter Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRS | CUSIP 144285103 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. Karol | Mgmt | For | For | For | |||
1.2 | Elect Robert R. McMaster | Mgmt | For | For | For | |||
1.3 | Elect Gregory A. Pratt | Mgmt | For | For | For | |||
1.4 | Elect Tony R. Thene | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Carrols Restaurant Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAST | CUSIP 14574X104 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David S. Harris | Mgmt | For | For | For | |||
2 | Elect Deborah M. Derby | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ceco Environmental Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CECE | CUSIP 125141101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason DeZwirek | Mgmt | For | For | For | |||
1.2 | Elect Eric Goldberg | Mgmt | For | For | For | |||
1.3 | Elect David B. Liner | Mgmt | For | For | For | |||
1.4 | Elect Claudio A. Mannarino | Mgmt | For | For | For | |||
1.5 | Elect Munish Nanda | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Pollack | Mgmt | For | For | For | |||
1.7 | Elect Valerie G. Sachs | Mgmt | For | For | For | |||
1.8 | Elect Dennis Sadlowski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Central European Media Enterprises Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CETV | CUSIP G20045202 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Billock | Mgmt | For | For | For | |||
2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
3 | Elect Alfred W. Langer | Mgmt | For | For | For | |||
4 | Elect Parm Sandhu | Mgmt | For | For | For | |||
5 | Elect Douglas S. Shapiro | Mgmt | For | For | For | |||
6 | Elect Kelli Turner | Mgmt | For | For | For | |||
7 | Elect Gerhard Zeiler | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Chaparral Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHPE | CUSIP 15942R208 | 03/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Stockholders Agreement | Mgmt | For | For | For | |||
Chaparral Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHPE | CUSIP 15942R208 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect K. Earl Reynolds | Mgmt | For | For | For | |||
1.2 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.3 | Elect Douglas E. Brooks | Mgmt | For | For | For | |||
1.4 | Elect Matthew D. Cabell | Mgmt | For | For | For | |||
1.5 | Elect Samuel E. Langford | Mgmt | For | For | For | |||
1.6 | Elect Kenneth W. Moore | Mgmt | For | For | For | |||
1.7 | Elect Gysle Shellum | Mgmt | For | For | For | |||
1.8 | Elect David Geenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chico's FAS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHS | CUSIP 168615102 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David F. Walker | Mgmt | For | For | For | |||
2 | Elect Deborah L. Kerr | Mgmt | For | For | For | |||
3 | Elect John J. Mahoney | Mgmt | For | For | For | |||
4 | Elect William S. Simon | Mgmt | For | For | For | |||
5 | Elect Stephen E. Watson | Mgmt | For | For | For | |||
6 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ciena Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIEN | CUSIP 171779309 | 04/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce L. Claflin | Mgmt | For | For | For | |||
2 | Elect Patrick Gallagher | Mgmt | For | For | For | |||
3 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
4 | Elect William D. Fathers | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CIRCOR International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIR | CUSIP 17273K109 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David F. Dietz | Mgmt | For | For | For | |||
1.2 | Elect Tina Donikowski | Mgmt | For | For | For | |||
1.3 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Clarus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAR | CUSIP 18270P109 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren B. Kanders | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald L. House | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nicholas Sokolow | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael A. Henning | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Clean Harbors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLH | CUSIP 184496107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan S. McKim | Mgmt | For | For | For | |||
1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||
1.3 | Elect John T. Preston | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cleveland-Cliffs Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 185899101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John T. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Fisher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect C. Lourenco Goncalves | Mgmt | For | For | For | |||
1.4 | Elect Susan M. Green | Mgmt | For | For | For | |||
1.5 | Elect Joseph A. Rutkowski | Mgmt | For | For | For | |||
1.6 | Elect Eric M. Rychel | Mgmt | For | For | For | |||
1.7 | Elect Michael D. Siegal | Mgmt | For | For | For | |||
1.8 | Elect Gabriel Stoliar | Mgmt | For | For | For | |||
1.9 | Elect Douglas C. Taylor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Clifton Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSBK | CUSIP 186873105 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Colfax Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFX | CUSIP 194014106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
2 | Elect Matthew L. Trerotola | Mgmt | For | For | For | |||
3 | Elect Patrick W. Allender | Mgmt | For | For | For | |||
4 | Elect Thomas S. Gayner | Mgmt | For | Against | Against | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect A. Clayton Perfall | Mgmt | For | For | For | |||
7 | Elect Didier Teirlinck | Mgmt | For | For | For | |||
8 | Elect Rajiv Vinnakota | Mgmt | For | For | For | |||
9 | Elect Sharon Weinbar | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Columbus McKinnon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCO | CUSIP 199333105 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest R. Verebelyi | Mgmt | For | For | For | |||
1.2 | Elect Mark D. Morelli | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Fleming | Mgmt | For | For | For | |||
1.4 | Elect Stephen Rabinowitz | Mgmt | For | For | For | |||
1.5 | Elect Nicholas T. Pinchuk | Mgmt | For | For | For | |||
1.6 | Elect Liam G. McCarthy | Mgmt | For | For | For | |||
1.7 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||
1.8 | Elect Heath A. Mitts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cooper Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.2 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.3 | Elect Susan F. Davis | Mgmt | For | For | For | |||
1.4 | Elect John J. Holland | Mgmt | For | For | For | |||
1.5 | Elect Bradley E Hughes | Mgmt | For | For | For | |||
1.6 | Elect Tracey I. Joubert | Mgmt | For | For | For | |||
1.7 | Elect Gary S. Michel | Mgmt | For | For | For | |||
1.8 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costamare Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMRE | CUSIP Y1771G102 | 10/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Konstantinos Zacharatos | Mgmt | For | Against | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Craft Brew Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BREW | CUSIP 224122101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy P. Boyle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc J. Cramer | Mgmt | For | For | For | |||
1.3 | Elect Paul D. Davis | Mgmt | For | For | For | |||
1.4 | Elect Kevin R. Kelly | Mgmt | For | For | For | |||
1.5 | Elect David R. Lord | Mgmt | For | For | For | |||
1.6 | Elect Nickolas A. Mills | Mgmt | For | For | For | |||
1.7 | Elect Michael R. Taylor | Mgmt | For | For | For | |||
1.8 | Elect Jacqueline Smith Woodward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cray Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRAY | CUSIP 225223304 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Prithviraj Banerjee | Mgmt | For | For | For | |||
2 | Elect Catriona M. Fallon | Mgmt | For | For | For | |||
3 | Elect Stephen C. Kiely | Mgmt | For | For | For | |||
4 | Elect Sally G. Narodick | Mgmt | For | For | For | |||
5 | Elect Daniel C. Regis | Mgmt | For | For | For | |||
6 | Elect Max L. Schireson | Mgmt | For | For | For | |||
7 | Elect Brian V. Turner | Mgmt | For | For | For | |||
8 | Elect Peter J. Ungaro | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Crescent Point Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CUSIP 22576C101 | 05/04/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | N/A | TNA | N/A | |||
2 | Elect Dissident Nominee Dallas J. Howe | ShrHoldr | N/A | TNA | N/A | |||
3 | Elect Dissident Nominee Herbert C. Pinder | ShrHoldr | N/A | TNA | N/A | |||
4 | Elect Dissident Nominee Thomas A. Budd | ShrHoldr | N/A | TNA | N/A | |||
5 | Elect Dissident Nominee Sandy L. Edmonstone | ShrHoldr | N/A | TNA | N/A | |||
6 | Elect Management Nominee Barbara Munroe | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Management Nominee Ted Goldthorpe | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Management Nominee Laura A. Cillis | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Management Nominee Rene Amirault | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Management Nominee Robert F. Heinemann | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Management Nominee Peter Bannister | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Management Nominee Francois Langlois | ShrHoldr | N/A | TNA | N/A | |||
13 | Elect Management Nominee Mike Jackson | ShrHoldr | N/A | TNA | N/A | |||
14 | Elect Management Nominee Gerald A. Romanzin | ShrHoldr | N/A | TNA | N/A | |||
15 | Elect Management Nominee Scott Saxberg | ShrHoldr | N/A | TNA | N/A | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | TNA | N/A | |||
17 | Amendment to Restricted Share Bonus Plan | Mgmt | N/A | TNA | N/A | |||
18 | Approval of the Stock Option Plan | Mgmt | N/A | TNA | N/A | |||
19 | Approval of Stock Option Grant | Mgmt | N/A | TNA | N/A | |||
20 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
Crescent Point Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CUSIP 22576C101 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Rene Amirault | Mgmt | For | For | For | |||
2.2 | Elect Peter Bannister | Mgmt | For | For | For | |||
2.3 | Elect Laura A. Cillis | Mgmt | For | For | For | |||
2.4 | Elect Ted Goldthorpe | Mgmt | For | For | For | |||
2.5 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2.6 | Elect Mike Jackson | Mgmt | For | For | For | |||
2.7 | Elect Francois Langlois | Mgmt | For | For | For | |||
2.8 | Elect Barbara Munroe | Mgmt | For | For | For | |||
2.9 | Elect Gerald A. Romanzin | Mgmt | For | For | For | |||
2.10 | Elect Scott Saxberg | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the Restricted Share Bonus Plan | Mgmt | For | For | For | |||
5 | Approval of the Stock Option Plan | Mgmt | For | For | For | |||
6 | Approval of Stock Option Grant | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cypress Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CY | CUSIP 232806109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
2 | Elect Hassane El-Khoury | Mgmt | For | For | For | |||
3 | Elect Oh Chul Kwon | Mgmt | For | For | For | |||
4 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
5 | Elect Camillo Martino | Mgmt | For | For | For | |||
6 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
7 | Elect Jeffrey J. Owens | Mgmt | For | For | For | |||
8 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
9 | Elect Michael S. Wishart | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Datawatch Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWCH | CUSIP 237917208 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard de J. Osborne | Mgmt | For | For | For | |||
1.2 | Elect Randy Seidl | Mgmt | For | For | For | |||
1.3 | Elect Thomas H. Kelly | Mgmt | For | For | For | |||
1.4 | Elect Christopher T. Cox | Mgmt | For | For | For | |||
1.5 | Elect David C. Mahoney | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Morrison | Mgmt | For | For | For | |||
1.7 | Elect Joan C. McArdle | Mgmt | For | For | For | |||
1.8 | Elect Donald R. Friedman | Mgmt | For | For | For | |||
1.9 | Elect Colin Mahony | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
2 | Elect Hamish A. Dodds | Mgmt | For | For | For | |||
3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
5 | Elect Stephen M. King | Mgmt | For | For | For | |||
6 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
7 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||
8 | Elect Jennifer Storms | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dean Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DF | CUSIP 242370203 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet Hill | Mgmt | For | For | For | |||
2 | Elect J. Wayne Mailloux | Mgmt | For | For | For | |||
3 | Elect Helen McCluskey | Mgmt | For | For | For | |||
4 | Elect John R. Muse | Mgmt | For | For | For | |||
5 | Elect B. Craig Owens | Mgmt | For | For | For | |||
6 | Elect Ralph P. Scozzafava | Mgmt | For | For | For | |||
7 | Elect Jim L. Turner | Mgmt | For | For | For | |||
8 | Elect Robert T. Wiseman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Del Frisco's Restaurant Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFRG | CUSIP 245077102 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman J. Abdallah | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Del Taco Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TACO | CUSIP 245496104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph N. Stein | Mgmt | For | For | For | |||
1.2 | Elect Patrick Walsh | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Deutz AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEZ | CINS D39176108 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Sophie Albrecht | Mgmt | For | Against | Against | |||
10 | Elect Bernd Bohr | Mgmt | For | Against | Against | |||
11 | Elect Hermann Garbers | Mgmt | For | Against | Against | |||
12 | Elect Patricia Geibel-Conrad | Mgmt | For | Against | Against | |||
13 | Elect Hans-Georg Harter | Mgmt | For | Against | Against | |||
14 | Elect Alois Ludwig | Mgmt | For | Against | Against | |||
15 | Approval of Profit-and-Loss Transfer Agreement with Torqeedo GmbH | Mgmt | For | For | For | |||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
17 | Increase in Authorised Capital I | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital II | Mgmt | For | For | For | |||
19 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Participation Rights | Mgmt | For | For | For | |||
Dicks Sporting Goods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DKS | CUSIP 253393102 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||
2 | Elect William J. Colombo | Mgmt | For | For | For | |||
3 | Elect Larry D. Stone | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dime Community Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DCOM | CUSIP 253922108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rosemarie Chen | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Devine | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Perry | Mgmt | For | For | For | |||
1.4 | Elect Kevin Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DMC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOOM | CUSIP 23291C103 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||
1.2 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | |||
1.4 | Elect James J. Ferris | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |||
1.7 | Elect Clifton Peter Rose | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Donegal Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGICA | CUSIP 257701201 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis J. Bixenman | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Kraft, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Jon M. Mahan | Mgmt | For | For | For | |||
1.4 | Elect Richard D. Wampler II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Double Eagle Acquisition Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAGL | CUSIP G28195124 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination Proposal | Mgmt | For | Abstain | Against | |||
2 | Shareholder Certification | Mgmt | For | For | For | |||
3 | Reincorporation from the Cayman Islands to Delaware | Mgmt | For | For | For | |||
4 | Amendment to Authorized Capital Stock | Mgmt | For | Against | Against | |||
5 | Elimination of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
6 | Adoption of Classified Board | Mgmt | For | Against | Against | |||
7 | Bundled Amendments to Governing Documents | Mgmt | For | For | For | |||
8 | Stock Issuance Proposal | Mgmt | For | For | For | |||
9 | Approval of the 2017 Incentive Award Plan | Mgmt | For | Against | Against | |||
10 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
Dycom Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DY | CUSIP 267475101 | 11/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dwight B. Duke | Mgmt | For | For | For | |||
2 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment and Restatement of the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the 2017 Non-Employee Directors Equity Plan | Mgmt | For | Against | Against | |||
Easterly Acquisition Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 12/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
El Pollo Loco Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOCO | CUSIP 268603107 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bernard Acoca | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Maselli | Mgmt | For | For | For | |||
1.3 | Elect Carol Lynton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2018 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
Emerald Expositions Events Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EEX | CUSIP 29103B100 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Amir Motamedi | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey G. Naylor | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan Z. Cohen | Mgmt | For | Against | Against | |||
2 | Elect William G. Hargett | Mgmt | For | For | For | |||
3 | Elect Alan A. Kleier | Mgmt | For | For | For | |||
4 | Elect Vincent J. Intrieri | Mgmt | For | For | For | |||
5 | Elect Laurence M. Downes | Mgmt | For | For | For | |||
6 | Elect Lori A. Lancaster | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29272W109 | 01/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect James C. Johnson | Mgmt | For | For | For | |||
3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
4 | Elect Robert V. Vitale | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
EnPro Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPO | CUSIP 29355X107 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
1.2 | Elect Thomas M. Botts | Mgmt | For | For | For | |||
1.3 | Elect Felix M. Brueck | Mgmt | For | For | For | |||
1.4 | Elect B. Bernard Burns, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.6 | Elect David L. Hauser | Mgmt | For | For | For | |||
1.7 | Elect John S. Humphrey | Mgmt | For | For | For | |||
1.8 | Elect Kees van der Graaf | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Bancshares Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQBK | CUSIP 29460X109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brad S. Elliott | Mgmt | For | Against | Against | |||
2 | Elect Gregory H. Kossover | Mgmt | For | Against | Against | |||
3 | Elect Harvey R. Sorenson | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Fabrinet | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FN | CUSIP G3323L100 | 12/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seamus Grady | Mgmt | For | For | For | |||
1.2 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||
1.3 | Elect Frank H. Levinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Performance Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Goodwin | Mgmt | For | For | For | |||
1.2 | Elect Bonnie C. Lind | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.4 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.5 | Elect William F. Owens | Mgmt | For | For | For | |||
1.6 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.7 | Elect Jennifer L. Sherman | Mgmt | For | For | For | |||
1.8 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Street Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSC | CUSIP 31678A103 | 09/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of a New Investment Advisory Agreement | Mgmt | For | For | For | |||
2.1 | Elect John B. Frank | Mgmt | For | For | For | |||
2.2 | Elect Marc H. Gamsin | Mgmt | For | For | For | |||
2.3 | Elect Craig A. Jacobson | Mgmt | For | For | For | |||
2.4 | Elect Richard G. Ruben | Mgmt | For | For | For | |||
2.5 | Elect Bruce Zimmerman | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karl V. Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Dawn H. Burlew | Mgmt | For | For | For | |||
1.3 | Elect Robert N. Latella | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Internet Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INBK | CUSIP 320557101 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Becker | Mgmt | For | For | For | |||
1.2 | Elect John K. Keach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect David R. Lovejoy | Mgmt | For | For | For | |||
1.4 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.5 | Elect Ralph R. Whitney Jr. | Mgmt | For | For | For | |||
1.6 | Elect Jerry Williams | Mgmt | For | For | For | |||
1.7 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Flex Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 08/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
2 | Elect Marc A. Onetto | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Approve 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Share Purchase Mandate | Mgmt | For | For | For | |||
9 | Amendment of Changes to Director Compensation | Mgmt | For | For | For | |||
Flowserve Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLS | CUSIP 34354P105 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Scott Rowe | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Leif E. Darner | Mgmt | For | For | For | |||
4 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
5 | Elect Roger L. Fix | Mgmt | For | For | For | |||
6 | Elect John R. Friedery | Mgmt | For | For | For | |||
7 | Elect Joe E. Harlan | Mgmt | For | For | For | |||
8 | Elect Rick J. Mills | Mgmt | For | For | For | |||
9 | Elect David E. Roberts | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven J. D'Iorio | Mgmt | For | For | For | |||
2 | Elect Louis C. Grassi | Mgmt | For | For | For | |||
3 | Elect Sam Han | Mgmt | For | For | For | |||
4 | Elect John E. Roe, Sr. | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Foot Locker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FL | CUSIP 344849104 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maxine K. Clark | Mgmt | For | For | For | |||
2 | Elect Alan D. Feldman | Mgmt | For | For | For | |||
3 | Elect Richard A. Johnson | Mgmt | For | For | For | |||
4 | Elect Guillermo G. Marmol | Mgmt | For | For | For | |||
5 | Elect Matthew M. McKenna | Mgmt | For | For | For | |||
6 | Elect Steven Oakland | Mgmt | For | For | For | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Cheryl Nido Turpin | Mgmt | For | For | For | |||
9 | Elect Kimberly Underhill | Mgmt | For | For | For | |||
10 | Elect Dona D. Young | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Forest City Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCE.A | CUSIP 345605109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Z. Jamie Behar | Mgmt | For | For | For | |||
1.3 | Elect Michelle Felman | Mgmt | For | For | For | |||
1.4 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.5 | Elect David J. LaRue | Mgmt | For | For | For | |||
1.6 | Elect Adam S. Metz | Mgmt | For | For | For | |||
1.7 | Elect Gavin T. Molinelli | Mgmt | For | For | For | |||
1.8 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Ordan | Mgmt | For | Withhold | Against | |||
1.10 | Elect James A. Ratner | Mgmt | For | For | For | |||
1.11 | Elect William R. Roberts | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FormFactor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORM | CUSIP 346375108 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard DeLateur | Mgmt | For | For | For | |||
2 | Elect Edward Rogas, Jr. | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Francesca's Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRAN | CUSIP 351793104 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia Bender | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. O'Leary | Mgmt | For | For | For | |||
1.3 | Elect Marie Toulantis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Frank's International N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CUSIP N33462107 | 05/23/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Kearney | Mgmt | For | TNA | N/A | |||
2 | Elect William B. Berry | Mgmt | For | TNA | N/A | |||
3 | Elect Robert Drummond | Mgmt | For | TNA | N/A | |||
4 | Elect Michael E. McMahon | Mgmt | For | TNA | N/A | |||
5 | Elect Donald Keith Mosing | Mgmt | For | TNA | N/A | |||
6 | Elect Kirkland D. Mosing | Mgmt | For | TNA | N/A | |||
7 | Elect Steven B. Mosing | Mgmt | For | TNA | N/A | |||
8 | Elect Alexander Vriesendorp | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Authority to Issue Reports in English | Mgmt | For | TNA | N/A | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
11 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
12 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | TNA | N/A | |||
14 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Franklin Electric Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FELE | CUSIP 353514102 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg C. Sengstack | Mgmt | For | For | For | |||
2 | Elect David M. Wathen | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Franklin Financial Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect Henry W. Brockman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Herrington | Mgmt | For | For | For | |||
1.4 | Elect David H. Kemp | Mgmt | For | For | For | |||
1.5 | Elect Anil C. Patel | Mgmt | For | For | For | |||
1.6 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.7 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.8 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.9 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FreightCar America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAIL | CUSIP 357023100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James D. Cirar | Mgmt | For | For | For | |||
1.2 | Elect Malcolm F. Moore | Mgmt | For | For | For | |||
1.3 | Elect James R. Meyer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FS Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSIC | CUSIP 302635107 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Investment Co-Advisory Agreement | Mgmt | For | For | For | |||
2 | Approval of Joint Advisor Investment Advisory Agreement | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
GDI Integrated Facility Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 361569205 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David G. Samuel | Mgmt | For | Withhold | Against | |||
1.2 | Elect Claude Bigras | Mgmt | For | Withhold | Against | |||
1.3 | Elect Suzanne Blanchet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael T. Boychuk | Mgmt | For | Withhold | Against | |||
1.5 | Elect David A Galloway | Mgmt | For | Withhold | Against | |||
1.6 | Elect Richard G. Roy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Carl Youngman | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
Gener8 Maritime Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRT | CUSIP Y26889108 | 06/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Generac Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNRC | CUSIP 368736104 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Dixon | Mgmt | For | For | For | |||
1.2 | Elect David A. Ramon | Mgmt | For | For | For | |||
1.3 | Elect William Jenkins | Mgmt | For | For | For | |||
1.4 | Elect Kathryn Roedel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Global Brass and Copper Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRSS | CUSIP 37953G103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vicki L. Avril | Mgmt | For | For | For | |||
2 | Elect Donald L. Marsh | Mgmt | For | For | For | |||
3 | Elect Bradford T. Ray | Mgmt | For | For | For | |||
4 | Elect John H. Walker | Mgmt | For | For | For | |||
5 | Elect John J. Wasz | Mgmt | For | For | For | |||
6 | Elect Martin E. Welch III | Mgmt | For | For | For | |||
7 | Elect Ronald C. Whitaker | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Golub Capital BDC, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBDC | CUSIP 38173M102 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Kenneth F. Bernstein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Goodrich Petroleum Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDP | CUSIP 382410843 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald F. Coleman | Mgmt | For | For | For | |||
1.2 | Elect K. Adam Leight | Mgmt | For | For | For | |||
1.3 | Elect Thomas M. Souers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2016 Long-term incentive Plan | Mgmt | For | For | For | |||
Gray Television, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTN | CUSIP 389375106 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hilton H. Howell, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Howell W. Newton | Mgmt | For | For | For | |||
1.3 | Elect Richard L. Boger | Mgmt | For | For | For | |||
1.4 | Elect T.L. Elder | Mgmt | For | For | For | |||
1.5 | Elect Luis A. Garcia | Mgmt | For | For | For | |||
1.6 | Elect Richard B. Hare | Mgmt | For | For | For | |||
1.7 | Elect Robin R. Howell | Mgmt | For | For | For | |||
1.8 | Elect Elizabeth R. Neuhoff | Mgmt | For | For | For | |||
1.9 | Elect Hugh E. Norton | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock and Class A Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Annual Conversion Right | ShrHoldr | Against | Against | For | |||
Great Lakes Dredge & Dock Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLDD | CUSIP 390607109 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lasse J Petterson | Mgmt | For | For | For | |||
1.2 | Elect Kathleen M. Shanahan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Griffon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFF | CUSIP 398433102 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry A. Alpert (substitute nominee for Harv | Mgmt | For | For | For | |||
1.2 | Elect Bradley J. Gross | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Kutyna | Mgmt | For | For | For | |||
1.4 | Elect Kevin F. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
H.B. Fuller Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUL | CUSIP 359694106 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
1.2 | Elect Maria Teresa Hilado | Mgmt | For | For | For | |||
1.3 | Elect Ruth Kimmelshue | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2018 Master Incentive Plan | Mgmt | For | Against | Against | |||
Hain Celestial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAIN | CUSIP 405217100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Andrew R. Heyer | Mgmt | For | For | For | |||
4 | Elect R. Dean Hollis | Mgmt | For | For | For | |||
5 | Elect Shervin J. Korangy | Mgmt | For | For | For | |||
6 | Elect Roger Meltzer | Mgmt | For | Against | Against | |||
7 | Elect Adrianne Shapira | Mgmt | For | For | For | |||
8 | Elect Jack L. Sinclair | Mgmt | For | For | For | |||
9 | Elect Glenn W. Welling | Mgmt | For | For | For | |||
10 | Elect Dawn M. Zier | Mgmt | For | Against | Against | |||
11 | Elect Lawrence S. Zilavy | Mgmt | For | For | For | |||
12 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
HarborOne Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HONE | CUSIP 41165F101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gordon Jezard | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Kent | Mgmt | For | For | For | |||
1.3 | Elect William A. Payne | Mgmt | For | For | For | |||
1.4 | Elect Wallace H. Peckham, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hawaiian Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HA | CUSIP 419879101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.2 | Elect Abhinav Dhar | Mgmt | For | For | For | |||
1.3 | Elect Earl E. Fry | Mgmt | For | For | For | |||
1.4 | Elect Lawrence S. Hershfield | Mgmt | For | For | For | |||
1.5 | Elect Peter R. Ingram | Mgmt | For | For | For | |||
1.6 | Elect Randall L. Jenson | Mgmt | For | For | For | |||
1.7 | Elect Crystal K. Rose | Mgmt | For | For | For | |||
1.8 | Elect Richard N. Zwern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heartland Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLD | CUSIP 422347104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Gerdin | Mgmt | For | For | For | |||
1.2 | Elect Larry J. Gordon | Mgmt | For | For | For | |||
1.3 | Elect Benjamin J. Allen | Mgmt | For | For | For | |||
1.4 | Elect Brenda S. Neville | Mgmt | For | For | For | |||
1.5 | Elect James G. Pratt | Mgmt | For | For | For | |||
1.6 | Elect Tahira K. Hira | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hecla Mining Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HL | CUSIP 422704106 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George R. Nethercutt, Jr. | Mgmt | For | For | For | |||
2 | Elect Stephen F. Ralbovsky | Mgmt | For | For | For | |||
3 | Elect Catherine J. Boggs | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Amendment Regarding Shareholders Ability to Call Special Meetings | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | |||
Helix Energy Solutions Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLX | CUSIP 42330P107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Owen Kratz | Mgmt | For | For | For | |||
1.2 | Elect James A. Watt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hersha Hospitality Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HT | CUSIP 427825500 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay H. Shah | Mgmt | For | For | For | |||
2 | Elect Thomas J. Hutchison III | Mgmt | For | For | For | |||
3 | Elect Donald J. Landry | Mgmt | For | For | For | |||
4 | Elect Michael Alan Leven | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Hortonworks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDP | CUSIP 440894103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bearden | Mgmt | For | For | For | |||
1.2 | Elect Kevin Klausmeyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hub Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUBG | CUSIP 443320106 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David P. Yeager | Mgmt | For | For | For | |||
1.2 | Elect Donald G. Maltby | Mgmt | For | For | For | |||
1.3 | Elect Gary D. Eppen | Mgmt | For | For | For | |||
1.4 | Elect James C. Kenny | Mgmt | For | For | For | |||
1.5 | Elect Peter B. McNitt | Mgmt | For | For | For | |||
1.6 | Elect Charles R. Reaves | Mgmt | For | For | For | |||
1.7 | Elect Martin P. Slark | Mgmt | For | For | For | |||
1.8 | Elect Jonathan P. Ward | Mgmt | For | For | For | |||
1.9 | Elect Mary H. Boosalis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hudson's Bay Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBC | CUSIP 444218101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Baker | Mgmt | For | For | For | |||
1.2 | Elect Robert C. Baker | Mgmt | For | For | For | |||
1.3 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
1.4 | Elect Eric Gross | Mgmt | For | For | For | |||
1.5 | Elect M. Steven Langman | Mgmt | For | For | For | |||
1.6 | Elect David Leith | Mgmt | For | For | For | |||
1.7 | Elect William L. Mack | Mgmt | For | For | For | |||
1.8 | Elect Lee S. Neibart | Mgmt | For | For | For | |||
1.9 | Elect Denise Pickett | Mgmt | For | For | For | |||
1.10 | Elect Wayne Pommen | Mgmt | For | For | For | |||
1.11 | Elect Earl Rotman | Mgmt | For | For | For | |||
1.12 | Elect Matthew E. Rubel | Mgmt | For | For | For | |||
1.13 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Renewal and Amendment to the Option Plan | Mgmt | For | Against | Against | |||
5 | Renewal and Amendment to the RSU Plan | Mgmt | For | Against | Against | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
1.3 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
1.4 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
1.5 | Elect Daniele Ferrari | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Margetts | Mgmt | For | For | For | |||
1.7 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hyster-Yale Materials Handling Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172105 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James M. Bemowski | Mgmt | For | For | For | |||
1.2 | Elect J. C. Butler, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.4 | Elect John P. Jumper | Mgmt | For | For | For | |||
1.5 | Elect Dennis W. LaBarre | Mgmt | For | For | For | |||
1.6 | Elect H. Vincent Poor | Mgmt | For | For | For | |||
1.7 | Elect Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Claiborne R. Rankin | Mgmt | For | For | For | |||
1.9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Britton T. Taplin | Mgmt | For | For | For | |||
1.11 | Elect Eugene Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IAMGOLD Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMG | CUSIP 450913108 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John E. Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Donald K. Charter | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Stephen J.J. Letwin | Mgmt | For | Withhold | Against | |||
1.5 | Elect Mahendra Naik | Mgmt | For | For | For | |||
1.6 | Elect Timothy R. Snider | Mgmt | For | For | For | |||
1.7 | Elect Sybil Veenman | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||
ILG, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILG | CUSIP 44967H101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig M. Nash | Mgmt | For | For | For | |||
1.2 | Elect David J.A. Flowers | Mgmt | For | For | For | |||
1.3 | Elect Victoria L. Freed | Mgmt | For | For | For | |||
1.4 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
1.5 | Elect Chad Hollingsworth | Mgmt | For | For | For | |||
1.6 | Elect Lewis J. Korman | Mgmt | For | For | For | |||
1.7 | Elect Thomas J. Kuhn | Mgmt | For | For | For | |||
1.8 | Elect Thomas J. McInerney | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas P. Murphy, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Quazzo | Mgmt | For | For | For | |||
1.11 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||
1.12 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
1.13 | Elect Avy H. Stein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Independent Bank Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Fair | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Poarch | Mgmt | For | For | For | |||
1.3 | Elect Mark K. Gormley | Mgmt | For | For | For | |||
1.4 | Elect Michael T. Viola | Mgmt | For | For | For | |||
2 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Information Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISV | CUSIP 45676A105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karyn A. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Anthony Robert Guglielmin | Mgmt | For | For | For | |||
1.3 | Elect William Scott Musgrave | Mgmt | For | For | For | |||
1.4 | Elect Iraj Pourian | Mgmt | For | For | For | |||
1.5 | Elect Laurie Powers | Mgmt | For | For | For | |||
1.6 | Elect Heather Ross | Mgmt | For | For | For | |||
1.7 | Elect Dion E. Tchorzewski | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Insteel Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IIIN | CUSIP 45774W108 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles B. Newsome | Mgmt | For | Withhold | Against | |||
1.2 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
1.3 | Elect H.O. Woltz III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Virginia Gambale | Mgmt | For | For | For | |||
3 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
4 | Elect Robin Hayes | Mgmt | For | For | For | |||
5 | Elect Ellen Jewett | Mgmt | For | For | For | |||
6 | Elect Stanley McChrystal | Mgmt | For | For | For | |||
7 | Elect Joel Peterson | Mgmt | For | For | For | |||
8 | Elect Frank V. Sica | Mgmt | For | For | For | |||
9 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kennametal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMT | CUSIP 489170100 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy L. Davis | Mgmt | For | For | For | |||
1.2 | Elect William J. Harvey | Mgmt | For | For | For | |||
1.3 | Elect William M. Lambert | Mgmt | For | For | For | |||
1.4 | Elect Timothy R. McLevish | Mgmt | For | For | For | |||
1.5 | Elect Sagar A. Patel | Mgmt | For | For | For | |||
1.6 | Elect Christopher Rossi | Mgmt | For | For | For | |||
1.7 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Knoll, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNL | CUSIP 498904200 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephanie Stahl | Mgmt | For | For | For | |||
1.2 | Elect Christopher G. Kennedy | Mgmt | For | For | For | |||
1.3 | Elect Daniel W. Dienst | Mgmt | For | For | For | |||
2 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Knowles Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CUSIP 49926D109 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Didier Hirsch | Mgmt | For | For | For | |||
2 | Elect Ronald Jankov | Mgmt | For | For | For | |||
3 | Elect Ye Jane Li | Mgmt | For | For | For | |||
4 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amend the Certificate of Incorporation to Declassify the Board and Provide for Director Removal Without Cause | Mgmt | For | For | For | |||
8 | 2018 Equity and Cash Incentive Plan | Mgmt | For | Against | Against | |||
Lattice Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSCC | CUSIP 518415104 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robin A. Abrams | Mgmt | For | For | For | |||
1.2 | Elect Brian M. Beattie | Mgmt | For | For | For | |||
1.3 | Elect John E. Bourgoin | Mgmt | For | For | For | |||
1.4 | Elect Mark E. Jensen | Mgmt | For | For | For | |||
1.5 | Elect James P. Lederer | Mgmt | For | For | For | |||
1.6 | Elect John E. Major | Mgmt | For | For | For | |||
1.7 | Elect Krishna Rangasayee | Mgmt | For | For | For | |||
1.8 | Elect D. Jeffrey Richardson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2011 Director Equity incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Layne Christensen Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAYN | CUSIP 521050104 | 06/13/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Limoneira Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMNR | CUSIP 532746104 | 3/27/18 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold S. Edwards | Mgmt | For | Withhold | Against | |||
1.2 | Elect John W. H. Merriman | Mgmt | For | For | For | |||
1.3 | Elect Edgar Terry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Loral Space & Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LORL | CUSIP 543881106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.2 | Elect Janet T. Yeung | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MACOM Technology Solutions Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTSI | CUSIP 55405Y100 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Ocampo | Mgmt | For | For | For | |||
1.2 | Elect John R. Croteau | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Major Drilling Group International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDI | CUSIP 560909103 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Breiner | Mgmt | For | For | For | |||
1.2 | Elect Jean Desrosiers | Mgmt | For | For | For | |||
1.3 | Elect Fred J. Dyment | Mgmt | For | For | For | |||
1.4 | Elect David Fennell | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denis Larocque | Mgmt | For | For | For | |||
1.6 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For | |||
1.7 | Elect Janice Rennie | Mgmt | For | For | For | |||
1.8 | Elect David B. Tennant | Mgmt | For | Withhold | Against | |||
1.9 | Elect Jo Mark Zurel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Todd Bradley | Mgmt | For | For | For | |||
2 | Elect Michael J. Dolan | Mgmt | For | For | For | |||
3 | Elect Trevor A. Edwards | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Ynon Kreiz | Mgmt | For | For | For | |||
6 | Elect Soren T. Laursen | Mgmt | For | For | For | |||
7 | Elect Ann Lewnes | Mgmt | For | For | For | |||
8 | Elect Dominic Ng | Mgmt | For | For | For | |||
9 | Elect Vasant M. Prabhu | Mgmt | For | For | For | |||
10 | Elect Rosa G. Rios | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to 2010 Equity and Long-Term Compensation Plan | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
McEwen Mining Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUX | CUSIP 58039P107 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. McEwen | Mgmt | For | For | For | |||
1.2 | Elect Allen Ambrose | Mgmt | For | For | For | |||
1.3 | Elect Michele L. Ashby | Mgmt | For | For | For | |||
1.4 | Elect Leanne M. Baker | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Brissenden | Mgmt | For | For | For | |||
1.6 | Elect Gregory P. Fauquier | Mgmt | For | For | For | |||
1.7 | Elect Donald R. M. Quick | Mgmt | For | For | For | |||
1.8 | Elect Michael L. Stein | Mgmt | For | For | For | |||
1.9 | Elect Robin E. Dunbar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Meredith Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDP | CUSIP 589433101 | 11/08/2017 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip A. Marineau | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
1.3 | Elect Donald A. Baer | Mgmt | For | For | For | |||
1.4 | Elect Thomas H. Harty | Mgmt | For | For | For | |||
1.5 | Elect Beth J. Kaplan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Midstates Petroleum Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPO | CUSIP 59804T407 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Sambrooks | Mgmt | For | For | For | |||
1.2 | Elect Alan J. Carr | Mgmt | For | For | For | |||
1.3 | Elect Frederick F. Brace | Mgmt | For | For | For | |||
1.4 | Elect Patrice Douglas | Mgmt | For | For | For | |||
1.5 | Elect Neal P. Goldman | Mgmt | For | For | For | |||
1.6 | Elect Michael S. Reddin | Mgmt | For | For | For | |||
1.7 | Elect Todd R. Snyder | Mgmt | For | For | For | |||
1.8 | Elect Bruce H. Vincent | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Carmola | Mgmt | For | For | For | |||
2 | Elect Robert L. Clark | Mgmt | For | For | For | |||
3 | Elect Marc E. Robinson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitel Networks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNW | CUSIP 60671Q104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terence Matthews | Mgmt | For | For | For | |||
1.2 | Elect Richard D. McBee | Mgmt | For | For | For | |||
1.3 | Elect Benjamin H. Ball | Mgmt | For | For | For | |||
1.4 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
1.5 | Elect Peter D. Charbonneau | Mgmt | For | For | For | |||
1.6 | Elect John McHugh | Mgmt | For | For | For | |||
1.7 | Elect Sudhakar Ramakrishna | Mgmt | For | For | For | |||
1.8 | Elect David M. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote for Executive Compensation | Mgmt | For | For | For | |||
Modine Manufacturing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOD | CUSIP 607828100 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Larry O. Moore | Mgmt | For | For | For | |||
3 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
4 | 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MoneyGram International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGI | CUSIP 60935Y208 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Coley Clark | Mgmt | For | Against | Against | |||
2 | Elect Victor W. Dahir | Mgmt | For | Against | Against | |||
3 | Elect Antonio O. Garza, Jr. | Mgmt | For | Against | Against | |||
4 | Elect W. Alexander Holmes | Mgmt | For | Against | Against | |||
5 | Elect Seth W. Lawry | Mgmt | For | Against | Against | |||
6 | Elect Michael P. Rafferty | Mgmt | For | Against | Against | |||
7 | Elect Ganesh B. Rao | Mgmt | For | Against | Against | |||
8 | Elect W. Bruce Turner | Mgmt | For | Against | Against | |||
9 | Elect Peggy Vaughan | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Mullen Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTL | CUSIP 625284104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Greg Bay | Mgmt | For | For | For | |||
2.2 | Elect Christine McGinley | Mgmt | For | For | For | |||
2.3 | Elect Stephen H. Lockwood | Mgmt | For | For | For | |||
2.4 | Elect David E. Mullen | Mgmt | For | For | For | |||
2.5 | Elect Murray K. Mullen | Mgmt | For | For | For | |||
2.6 | Elect Philip J. Scherman | Mgmt | For | For | For | |||
2.7 | Elect Sonia Tibbatts | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
MYR Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYRG | CUSIP 55405W104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald C.I. Lucky | Mgmt | For | For | For | |||
2 | Elect Maurice E. Moore | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nationstar Mortgage Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSM | CUSIP 63861C109 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Bray | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Nautilus, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLS | CUSIP 63910B102 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald P. Badie | Mgmt | For | For | For | |||
1.2 | Elect Bruce M. Cazenave | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Horn | Mgmt | For | For | For | |||
1.4 | Elect M. Carl Johnson, III | Mgmt | For | For | For | |||
1.5 | Elect Anne G. Saunders | Mgmt | For | For | For | |||
1.6 | Elect Marvin G. Siegert | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
NeoPhotonics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPTN | CUSIP 64051T100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bandel L. Carano | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Abbe | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Sophie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP 651290108 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee K. Boothby | Mgmt | For | For | For | |||
2 | Elect Pamela J. Gardner | Mgmt | For | For | For | |||
3 | Elect Edgar R. Giesinger | Mgmt | For | For | For | |||
4 | Elect Steven Nance | Mgmt | For | For | For | |||
5 | Elect Roger B. Plank | Mgmt | For | For | For | |||
6 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
7 | Elect Juanita F. Romans | Mgmt | For | For | For | |||
8 | Elect John W. Schanck | Mgmt | For | For | For | |||
9 | Elect J. Terry Strange | Mgmt | For | For | For | |||
10 | Elect J. Kent Wells | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
1.2 | Elect Richard D. Holder | Mgmt | For | For | For | |||
1.3 | Elect David L. Pugh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oaktree Specialty Lending Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCSL | CUSIP 67401P108 | 04/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc H. Gamsin | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Jacobson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ocean Rig UDW Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORIG | CUSIP G66964100 | 03/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | Against | Against | |||
2 | Amend Indemnity and Insurance Section of Articles | Mgmt | For | For | For | |||
OneMain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMF | CUSIP 68268W103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas L. Jacobs | Mgmt | For | For | For | |||
1.2 | Elect Anahaita N. Kotval | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Outfront Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | |||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | |||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Owens & Minor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
3 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
4 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
5 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
6 | Elect Mark McGettrick | Mgmt | For | For | For | |||
7 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
8 | Elect P. Cody Phipps | Mgmt | For | For | For | |||
9 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Pan American Silver Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAAS | CUSIP 697900108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ross J. Beaty | Mgmt | For | For | For | |||
1.2 | Elect Michael Steinmann | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Carroll | Mgmt | For | For | For | |||
1.4 | Elect Neil de Gelder | Mgmt | For | For | For | |||
1.5 | Elect David C. Press | Mgmt | For | For | For | |||
1.6 | Elect Walter T. Segsworth | Mgmt | For | For | For | |||
1.7 | Elect Gillian D. Winckler | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panhandle Oil and Gas Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHX | CUSIP 698477106 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee M. Canaan | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Delaney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Papa John's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PZZA | CUSIP 698813102 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher L. Coleman | Mgmt | For | For | For | |||
2 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
3 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
4 | Elect Sonya E. Medina | Mgmt | For | For | For | |||
5 | Elect John H. Schnatter | Mgmt | For | For | For | |||
6 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Patterson-UTI Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTEN | CUSIP 703481101 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Siegel | Mgmt | For | For | For | |||
1.2 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.3 | Elect Tiffany J. Thom Cepak | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Conlon | Mgmt | For | For | For | |||
1.5 | Elect William A Hendricks, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Curtis W. Huff | Mgmt | For | For | For | |||
1.7 | Elect Terry H. Hunt | Mgmt | For | For | For | |||
1.8 | Elect Janeen S. Judah | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PC-Tel Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCTI | CUSIP 69325Q105 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy K. Andreotti | Mgmt | For | For | For | |||
1.2 | Elect Cynthia A. Keith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PCSB Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCSB | CUSIP 69324R104 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard F. Weiss | Mgmt | For | For | For | |||
1.2 | Elect Karl A. Thimm | Mgmt | For | For | For | |||
1.3 | Elect Micheal T. Weber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn Virginia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVAC | CUSIP 707882106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Darin G. Holderness | Mgmt | For | For | For | |||
1.3 | Elect David Geenberg | Mgmt | For | For | For | |||
1.4 | Elect Jerry R. Schuyler | Mgmt | For | For | For | |||
1.5 | Elect Michael Hanna | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Pinnacle Financial Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNFP | CUSIP 72346Q104 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abney S. Boxley, III | Mgmt | For | For | For | |||
2 | Elect Charles E. Brock | Mgmt | For | For | For | |||
3 | Elect Renda J. Burkhart | Mgmt | For | For | For | |||
4 | Elect Gregory L. Burns | Mgmt | For | For | For | |||
5 | Elect Richard D. Callicutt II | Mgmt | For | For | For | |||
6 | Elect Marty G. Dickens | Mgmt | For | For | For | |||
7 | Elect Thomas C. Farnsworth, III | Mgmt | For | For | For | |||
8 | Elect Joseph C. Galante | Mgmt | For | For | For | |||
9 | Elect Glenda B. Glover | Mgmt | For | For | For | |||
10 | Elect David B. Ingram | Mgmt | For | For | For | |||
11 | Elect Robert A. McCabe, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Ronald L. Samuels | Mgmt | For | For | For | |||
13 | Elect Gary L. Scott | Mgmt | For | For | For | |||
14 | Elect Reese L. Smith, III | Mgmt | For | For | For | |||
15 | Elect Thomas R. Sloan | Mgmt | For | For | For | |||
16 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
17 | Elect M. Terry Turner | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
21 | Approval of 2018 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
Potbelly Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBPB | CUSIP 73754Y100 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
1.2 | Elect Joseph Boehm | Mgmt | For | For | For | |||
1.3 | Elect Ann-Marie Campbell | Mgmt | For | For | For | |||
1.4 | Elect Susan Chapman-Hughes | Mgmt | For | For | For | |||
1.5 | Elect Sue Collyns | Mgmt | For | For | For | |||
1.6 | Elect Dan Ginsberg | Mgmt | For | For | For | |||
1.7 | Elect Marla C. Gottschalk | Mgmt | For | For | For | |||
1.8 | Elect Alan Johnson | Mgmt | For | For | For | |||
1.9 | Elect Harvey Kanter | Mgmt | For | For | For | |||
1.10 | Elect Benjamin L. Rosenzweig | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
Quantenna Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTNA | CUSIP 74766D100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenda M Dorchak | Mgmt | For | For | For | |||
1.2 | Elect Edwin B. Hooper III | Mgmt | For | For | For | |||
1.3 | Elect John Scull | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Rambus Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMBS | CUSIP 750917106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Thomas Fisher | Mgmt | For | For | For | |||
2 | Elect Charles Kissner | Mgmt | For | For | For | |||
3 | Elect David Shrigley | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Regal Beloit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBC | CUSIP 758750103 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen M. Burt | Mgmt | For | For | For | |||
2 | Elect Anesa Chaibi | Mgmt | For | For | For | |||
3 | Elect Christopher L. Doerr | Mgmt | For | For | For | |||
4 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
5 | Elect Dean A. Foate | Mgmt | For | For | For | |||
6 | Elect Mark J. Gliebe | Mgmt | For | For | For | |||
7 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | Against | Against | |||
9 | Elect Curtis W. Stoelting | Mgmt | For | For | For | |||
10 | Elect Jane L. Warner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
Rent-A-Center, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCII | CUSIP 76009N100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Michael J. Gade | Mgmt | For | For | For | |||
3 | Elect J. V. Lentell | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rexnord Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXN | CUSIP 76169B102 | 07/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. Christopoul | Mgmt | For | For | For | |||
1.2 | Elect Paul W. Jones | Mgmt | For | For | For | |||
1.3 | Elect John S. Stroup | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
RLJ Lodging Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLJ | CUSIP 74965L101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
1.3 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
1.4 | Elect Arthur R. Collins | Mgmt | For | For | For | |||
1.5 | Elect Nathaniel A. Davis | Mgmt | For | Withhold | Against | |||
1.6 | Elect Patricia L. Gibson | Mgmt | For | For | For | |||
1.7 | Elect Robert M. La Forgia | Mgmt | For | For | For | |||
1.8 | Elect Robert J. McCarthy | Mgmt | For | For | For | |||
1.9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
RLJ Lodging Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLJ | CUSIP 74965L101 | 08/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
RPC, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RES | CUSIP 749660106 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary W. Rollins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard A. Hubbell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Larry L. Prince | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryerson Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYI | CUSIP 783754104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Court D. Carruthers | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eva M. Kalawski | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mary Ann Sigler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Sylvia K. Barnes | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Kenneth H. Beer | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Michael L. Bennett | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee William M. Griffin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee David J. Kornder | Mgmt | For | TNA | N/A | |||
6 | Elect Dissident Nominee Bob G. Alexander | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Dissident Nominee Jonathan Christodoro | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Dissident Nominee Nancy Dunlap | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Dissident Nominee Jonathan Frates | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Dissident Nominee Nicholas Graziano | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Dissident Nominee John J. Lipinski | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Dissident Nominee Randolph C. Read | ShrHoldr | N/A | TNA | N/A | |||
13 | Approval of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
14 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Jonathan Frates | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Nicholas Graziano | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee John J. Lipinski | Mgmt | N/A | For | N/A | |||
1.4 | Elect Dissident Nominee Bob G. Alexander | Mgmt | N/A | For | N/A | |||
1.5 | Elect Dissident Nominee Randolph C. Read | Mgmt | N/A | For | N/A | |||
1.6 | Elect Dissident Nominee Jonathan Christodoro | Mgmt | N/A | For | N/A | |||
1.7 | Elect Dissident Nominee Nancy Dunlap | Mgmt | N/A | For | N/A | |||
2 | Ratification and extension of the Poison Pill | Mgmt | N/A | Against | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
Schneider National Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDR | CUSIP 80689H102 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary P. DePrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas A. Gannon | Mgmt | For | Withhold | Against | |||
1.3 | Elect James R. Giertz | Mgmt | For | Withhold | Against | |||
1.4 | Elect Adam P. Godfrey | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert W. Grubbs | Mgmt | For | Withhold | Against | |||
1.6 | Elect Norman E. Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher B. Lofgren | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daniel J. Sullivan | Mgmt | For | Withhold | Against | |||
1.9 | Elect Kathleen M. Zimmermann | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seaspan Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSW | CUSIP Y75638109 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Sokol | Mgmt | For | TNA | N/A | |||
1.2 | Elect Bing Chen | Mgmt | For | TNA | N/A | |||
1.3 | Elect Lawrence Chin | Mgmt | For | TNA | N/A | |||
1.4 | Elect John C. Hsu | Mgmt | For | TNA | N/A | |||
1.5 | Elect Nicholas Pitts-Tucker | Mgmt | For | TNA | N/A | |||
1.6 | Elect Lawrence Simkins | Mgmt | For | TNA | N/A | |||
1.7 | Elect Stephen Wallace | Mgmt | For | TNA | N/A | |||
2 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
3 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
SeaWorld Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEAS | CUSIP 81282V100 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Bension | Mgmt | For | For | For | |||
2 | Elect William Gray | Mgmt | For | For | For | |||
3 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
4 | Elect Yoshikazu Maruyama | Mgmt | For | For | For | |||
5 | Elect Scott I. Ross | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Ely III | Mgmt | For | For | For | |||
2 | Elect Rocco A. Ortenzio | Mgmt | For | For | For | |||
3 | Elect Thomas A. Scully | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Senior Housing Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNH | CUSIP 81721M109 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Harris Jones | Mgmt | For | Abstain | Against | |||
2 | Elect Jennifer B. Clark | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Shiloh Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHLO | CUSIP 824543102 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean A. Brunol | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Hanley | Mgmt | For | For | For | |||
1.3 | Elect David J. Hessler | Mgmt | For | Withhold | Against | |||
Silicon Motion Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIMO | CUSIP 82706C108 | 09/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lien-chun Liu | Mgmt | For | Against | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Silver Run Acquisition Corporation II | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRUN | CUSIP 82812A103 | 02/06/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
2 | Shareholder Certification | Mgmt | N/A | TNA | N/A | |||
3 | Creation of Class C Common Stock | Mgmt | For | TNA | N/A | |||
4 | Increase of Authorized Common Stock | Mgmt | For | TNA | N/A | |||
5 | Exclusive Forum Provision | Mgmt | For | TNA | N/A | |||
6 | Technical Amendments to Charter | Mgmt | For | TNA | N/A | |||
7 | Issuance of Class A and Class C Common Stock | Mgmt | For | TNA | N/A | |||
8 | Adopt 2018 Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||
9 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Sonic Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SONC | CUSIP 835451105 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven A. Davis | Mgmt | For | For | For | |||
1.2 | Elect S. Kirk Kinsell | Mgmt | For | For | For | |||
1.3 | Elect Kate S. Lavelle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Spartan Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPAR | CUSIP 846819100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daryl M. Adams | Mgmt | For | For | For | |||
1.2 | Elect Thomas R. Clevinger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Speedway Motorsports, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRK | CUSIP 847788106 | 04/23/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marcus G. Smith | Mgmt | For | TNA | N/A | |||
1.2 | Elect Tom E. Smith | Mgmt | For | TNA | N/A | |||
2 | 2018 Formula Restricted Stock Plan for Non-Employee Directors | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sprouts Farmers Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFM | CUSIP 85208M102 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Fortunato | Mgmt | For | For | For | |||
1.2 | Elect Lawrence P. Molloy | Mgmt | For | For | For | |||
1.3 | Elect Joseph P. O'Leary | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Cahill | Mgmt | For | For | For | |||
1.2 | Elect James F. Deutsch | Mgmt | For | For | For | |||
1.3 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.4 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.5 | Elect Robert Giambrone | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.7 | Elect James J. Landy | Mgmt | For | For | For | |||
1.8 | Elect Robert W. Lazar | Mgmt | For | For | For | |||
1.9 | Elect Maureen Mitchell | Mgmt | For | For | For | |||
1.10 | Elect Patricia M. Nazemetz | Mgmt | For | For | For | |||
1.11 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.12 | Elect Ralph F. Palleschi | Mgmt | For | For | For | |||
1.13 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.14 | Elect William E. Whiston | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBT | CUSIP 85917W102 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jon Fox | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lyle Wolberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Construction Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRL | CUSIP 859241101 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Cutillo | Mgmt | For | For | For | |||
2 | Elect Marian M Davenport | Mgmt | For | For | For | |||
3 | Elect Maarten D. Hemsley | Mgmt | For | For | For | |||
4 | Elect Raymond F. Messer | Mgmt | For | For | For | |||
5 | Elect Charles R. Patton | Mgmt | For | For | For | |||
6 | Elect Richard O. Schaum | Mgmt | For | For | For | |||
7 | Elect Milton L. Scott | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2018 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Stolt-Nielsen SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CINS G85080102 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Elect Samuel Cooperman | Mgmt | For | TNA | N/A | |||
7 | Elect Jan Chr Engelhardtsen | Mgmt | For | TNA | N/A | |||
8 | Elect Rolf Habben Jansen | Mgmt | For | TNA | N/A | |||
9 | Elect Hakan Larsson | Mgmt | For | TNA | N/A | |||
10 | Elect Jacob B. Stolt-Nielsen | Mgmt | For | TNA | N/A | |||
11 | Elect Niels G. Stolt-Nielsen | Mgmt | For | TNA | N/A | |||
12 | Elect Tor Olav Troim | Mgmt | For | TNA | N/A | |||
13 | Authority to Fill Board Vacancies | Mgmt | For | TNA | N/A | |||
14 | Elect Samuel Cooperman as Chair | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor; Authority to Set the Auditors Fees | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
STORE Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STOR | CUSIP 862121100 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |||
1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |||
1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |||
1.4 | Elect William F. Hipp | Mgmt | For | For | For | |||
1.5 | Elect Catherine D. Rice | Mgmt | For | For | For | |||
1.6 | Elect Einar A. Seadler | Mgmt | For | For | For | |||
1.7 | Elect Mark N. Sklar | Mgmt | For | For | For | |||
1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |||
2 | Approval of Amended and Restated Charter | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Supervalu Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVU | CUSIP 868536103 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Chappel | Mgmt | For | For | For | |||
2 | Elect Irwin Cohen | Mgmt | For | For | For | |||
3 | Elect Philip L. Francis | Mgmt | For | For | For | |||
4 | Elect Mark Gross | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Matthew M. Pendo | Mgmt | For | For | For | |||
7 | Elect Francesca Ruiz De Luzuriaga | Mgmt | For | For | For | |||
8 | Elect Frank A. Savage | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Reverse Stock Split | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tegna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGNA | CUSIP 87901J105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina L. Bianchini | Mgmt | For | For | For | |||
2 | Elect Howard D. Elias | Mgmt | For | For | For | |||
3 | Elect Stuart J. Epstein | Mgmt | For | For | For | |||
4 | Elect Lidia Fonseca | Mgmt | For | For | For | |||
5 | Elect David T. Lougee | Mgmt | For | For | For | |||
6 | Elect Scott K. McCune | Mgmt | For | For | For | |||
7 | Elect Henry W. McGee | Mgmt | For | For | For | |||
8 | Elect Susan Ness | Mgmt | For | For | For | |||
9 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
10 | Elect Neal Shapiro | Mgmt | For | For | For | |||
11 | Elect Melinda C. Witmer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Territorial Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBNK | CUSIP 88145X108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan S. Kitagawa | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Murakami | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Bank of N.T. Butterfield & Son Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTB | CUSIP G0772R208 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Board Size | Mgmt | For | For | For | |||
4 | Elect Michael Collins | Mgmt | For | For | For | |||
5 | Elect Alastair W.S. Barbour | Mgmt | For | For | For | |||
6 | Elect James Burr | Mgmt | For | For | For | |||
7 | Elect Michael Covell | Mgmt | For | For | For | |||
8 | Elect Caroline Foulger | Mgmt | For | For | For | |||
9 | Elect Conor O'Dea | Mgmt | For | For | For | |||
10 | Elect Meroe Park | Mgmt | For | For | For | |||
11 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
12 | Elect John R. Wright | Mgmt | For | For | For | |||
13 | Elect David K. Zwiener | Mgmt | For | For | For | |||
14 | Authority to Fill Board Vacancies | Mgmt | For | For | For | |||
15 | Authority to Issue Treasury Shares and Unissued Authorized Capital | Mgmt | For | For | For | |||
The Finish Line, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FINL | CUSIP 317923100 | 07/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glenn S. Lyon | Mgmt | For | For | For | |||
1.2 | Elect Torrence Boone | Mgmt | For | For | For | |||
1.3 | Elect William P. Carmichael | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The First Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBMS | CUSIP 318916103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles R. Lightsey | Mgmt | For | For | For | |||
1.2 | Elect Fred A. McMurry | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Mitchell | Mgmt | For | For | For | |||
1.4 | Elect Andrew D. Stetelman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maria A. Crowe | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth A. Harrell | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Kyle | Mgmt | For | For | For | |||
1.4 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Christopher L. Mapes | Mgmt | For | For | For | |||
1.6 | Elect James F. Palmer | Mgmt | For | For | For | |||
1.7 | Elect Ajita G. Rajendra | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph W. Ralston | Mgmt | For | For | For | |||
1.9 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||
1.10 | Elect John M. Timken, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Titan International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWI | CUSIP 88830M102 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Cashin, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Febbo | Mgmt | For | For | For | |||
1.4 | Elect Peter B. McNitt | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.6 | Elect Paul G. Reitz | Mgmt | For | For | For | |||
1.7 | Elect Anthony L. Soave | Mgmt | For | For | For | |||
1.8 | Elect Maurice M. Taylor, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TiVo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 88870P106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
1.2 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
1.4 | Elect James E. Meyer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Daniel Moloney | Mgmt | For | For | For | |||
1.6 | Elect Raghavendra Rau | Mgmt | For | For | For | |||
1.7 | Elect Enrique Rodriguez | Mgmt | For | For | For | |||
1.8 | Elect Glenn W. Welling | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
TPG Specialty Lending Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLX | CUSIP 87265K102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
TPG Specialty Lending Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLX | CUSIP 87265K102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Higginbotham | Mgmt | For | For | For | |||
1.2 | Elect Ronald Tanemura | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Triangle Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCAP | CUSIP 895848109 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Ashton Poole | Mgmt | For | For | For | |||
2 | Elect Steven C. Lilly | Mgmt | For | For | For | |||
3 | Elect W. McComb Dunwoody | Mgmt | For | For | For | |||
4 | Elect Mark M. Gambill | Mgmt | For | For | For | |||
5 | Elect Benjamin S. Goldstein | Mgmt | For | For | For | |||
6 | Elect Mark F. Mulhern | Mgmt | For | For | For | |||
7 | Elect Simon B. Rich, Jr. | Mgmt | For | For | For | |||
8 | Elect Garland S. Tucker, III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Trico Bancshares | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCBK | CUSIP 896095106 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Casey | Mgmt | For | For | For | |||
1.2 | Elect Donald J. Amaral | Mgmt | For | For | For | |||
1.3 | Elect L. Gage Chrysler III | Mgmt | For | Withhold | Against | |||
1.4 | Elect Craig S. Compton | Mgmt | For | For | For | |||
1.5 | Elect Cory W. Giese | Mgmt | For | For | For | |||
1.6 | Elect John S. A. Hasbrook | Mgmt | For | For | For | |||
1.7 | Elect Michael W. Koehnen | Mgmt | For | For | For | |||
1.8 | Elect Martin A. Mariani | Mgmt | For | For | For | |||
1.9 | Elect Richard P. Smith | Mgmt | For | For | For | |||
1.10 | Elect W. Virginia Walker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Trico Bancshares | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCBK | CUSIP 896095106 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Trinity Place Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPHS | CUSIP 89656D101 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexander C. Matina | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sajal K. Srivastava | Mgmt | For | For | For | |||
1.2 | Elect Stephen A. Cassani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For | |||
Tristate Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSC | CUSIP 89678F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James F. Getz | Mgmt | For | For | For | |||
1.2 | Elect Kim A Ruth | Mgmt | For | For | For | |||
1.3 | Elect Richard B. Seidel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tsakos Energy Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNP | CUSIP G9108L108 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Efthimios E. Mitropoulos | Mgmt | For | For | For | |||
1.2 | Elect Aristides A.N. Patrinos | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert E. Klatell | Mgmt | For | For | For | |||
1.3 | Elect John G. Mayer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Concrete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USCR | CUSIP 90333L201 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Sandbrook | Mgmt | For | For | For | |||
2 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
3 | Elect Michael D. Lundin | Mgmt | For | For | For | |||
4 | Elect Robert M. Rayner | Mgmt | For | For | For | |||
5 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||
6 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ultra Clean Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCTT | CUSIP 90385V107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clarence L. Granger | Mgmt | For | For | For | |||
2 | Elect James P. Scholhamer | Mgmt | For | For | For | |||
3 | Elect David T. ibnAle | Mgmt | For | For | For | |||
4 | Elect Leonid Mezhvinsky | Mgmt | For | For | For | |||
5 | Elect Emily Maddox Liggett | Mgmt | For | For | For | |||
6 | Elect Thomas T. Edman | Mgmt | For | For | For | |||
7 | Elect Barbara V. Scherer | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Community Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCBI | CUSIP 90984P303 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Blalock | Mgmt | For | For | For | |||
1.2 | Elect L. Cathy Cox | Mgmt | For | For | For | |||
1.3 | Elect Kenneth L. Daniels | Mgmt | For | For | For | |||
1.4 | Elect H. Lynn Harton | Mgmt | For | For | For | |||
1.5 | Elect Thomas A. Richlovsky | Mgmt | For | For | For | |||
1.6 | Elect David C Shaver | Mgmt | For | For | For | |||
1.7 | Elect Jimmy C. Tallent | Mgmt | For | For | For | |||
1.8 | Elect Tim R. Wallis | Mgmt | For | For | For | |||
1.9 | Elect David H. Wilkins | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Valley National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLY | CUSIP 919794107 | 12/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Valvoline Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVV | CUSIP 92047W101 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Freeland | Mgmt | For | For | For | |||
2 | Elect Stephen F. Kirk | Mgmt | For | For | For | |||
3 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
4 | Elect Vada O. Manager | Mgmt | For | For | For | |||
5 | Elect Samuel J. Mitchell | Mgmt | For | For | For | |||
6 | Elect Charles M. Sonsteby | Mgmt | For | For | For | |||
7 | Elect Mary J. Twinem | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
VASCO Data Security International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VDSI | CUSIP 92230Y104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Kendall Hunt | Mgmt | For | For | For | |||
1.2 | Elect Michael P. Cullinane | Mgmt | For | For | For | |||
1.3 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jean K. Holley | Mgmt | For | For | For | |||
1.5 | Elect Matthew Moog | Mgmt | For | For | For | |||
1.6 | Elect Arthur Gilliland | Mgmt | For | For | For | |||
1.7 | Elect Scott M. Clements | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vera Bradley Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRA | CUSIP 92335C106 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hall | Mgmt | For | For | For | |||
1.2 | Elect P. Michael Miller | Mgmt | For | For | For | |||
1.3 | Elect Edward M. Schmults | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vermilion Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VET | CUSIP 923725105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Lorenzo Donadeo | Mgmt | For | For | For | |||
2.2 | Elect Larry J. Macdonald | Mgmt | For | For | For | |||
2.3 | Elect Stephen P. Larke | Mgmt | For | For | For | |||
2.4 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
2.5 | Elect Timothy R. Marchant | Mgmt | For | For | For | |||
2.6 | Elect Anthony W. Marino | Mgmt | For | For | For | |||
2.7 | Elect Robert B. Michaleski | Mgmt | For | For | For | |||
2.8 | Elect William B. Roby | Mgmt | For | For | For | |||
2.9 | Elect Catherine L. Williams | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approval of the Security Based Compensation | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 11/08/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Reduce Authorized Shares | Mgmt | For | TNA | N/A | |||
WillScot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSC | CUSIP 971375126 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Bartlett | Mgmt | For | Withhold | Against | |||
1.2 | Elect Bradley L. Soultz | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Sustainable Future Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
9 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Coal Combustion Residuals | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment of the Company's Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth R. Varet | Mgmt | For | For | For | |||
2 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Sean Gourley | Mgmt | For | For | For | |||
9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Annell R. Bay | Mgmt | For | For | For | |||
2 | Elect John J. Christmann IV | Mgmt | For | For | For | |||
3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
4 | Elect Rene R. Joyce | Mgmt | For | For | For | |||
5 | Elect George D. Lawrence | Mgmt | For | For | For | |||
6 | Elect John E. Lowe | Mgmt | For | For | For | |||
7 | Elect William C. Montgomery | Mgmt | For | For | For | |||
8 | Elect Amy H. Nelson | Mgmt | For | For | For | |||
9 | Elect Daniel W. Rabun | Mgmt | For | For | For | |||
10 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aramark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARMK | CUSIP 03852U106 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | |||
1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | |||
1.4 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.7 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.8 | Elect Sanjeev Mehra | Mgmt | For | For | For | |||
1.9 | Elect Patricia Morrison | Mgmt | For | For | For | |||
1.10 | Elect John A. Quelch | Mgmt | For | For | For | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Cave | Mgmt | For | For | For | |||
1.3 | Elect Pedro Henrique Mariani | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Mark D. Schwabero | Mgmt | For | For | For | |||
3 | Elect David V. Singer | Mgmt | For | For | For | |||
4 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Bennie W. Fowler | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
7 | Elect John K. Wulff | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2018 Global Incentive Plan | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect Patricia K. Poppe | Mgmt | For | For | For | |||
7 | Elect John G. Russell | Mgmt | For | For | For | |||
8 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
9 | Elect John G. Sznewajs | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect David A. Hager | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.10 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Charter Amendments Regarding Company Name Change and Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Elect David E. Alexander | Mgmt | For | For | For | |||
6 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
7 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
10 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
11 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
12 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
13 | Elect Larry D. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Obesity Risks | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Barbara J. Beck | Mgmt | For | Against | Against | |||
3 | Elect Leslie S. Biller | Mgmt | For | Against | Against | |||
4 | Elect Carl M. Casale | Mgmt | For | Against | Against | |||
5 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
6 | Elect Jeffrey M. Ettinger | Mgmt | For | Against | Against | |||
7 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
8 | Elect Michael Larson | Mgmt | For | Against | Against | |||
9 | Elect David W. MacLennan | Mgmt | For | Against | Against | |||
10 | Elect Tracy B. McKibben | Mgmt | For | Against | Against | |||
11 | Elect Victoria J. Reich | Mgmt | For | Against | Against | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | Against | Against | |||
13 | Elect John J. Zillmer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Against | Against | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
2 | Elect Philip G. Behrman | Mgmt | For | For | For | |||
3 | Elect Kenneth M. Burke | Mgmt | For | For | For | |||
4 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For | |||
5 | Elect Margaret K. Dorman | Mgmt | For | For | For | |||
6 | Elect Thomas F. Karam | Mgmt | For | For | For | |||
7 | Elect David L. Porges | Mgmt | For | For | For | |||
8 | Elect Daniel J. Rice IV | Mgmt | For | For | For | |||
9 | Elect James E. Rohr | Mgmt | For | For | For | |||
10 | Elect Norman J. Szydlowski | Mgmt | For | Against | Against | |||
11 | Elect Stephen A. Thorington | Mgmt | For | For | For | |||
12 | Elect Lee T. Todd, Jr. | Mgmt | For | For | For | |||
13 | Elect Christine J. Toretti | Mgmt | For | For | For | |||
14 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
2 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
3 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
4 | Elect George A. Hambro | Mgmt | For | For | For | |||
5 | Elect Molly Joseph | Mgmt | For | For | For | |||
6 | Elect Craig Kennedy | Mgmt | For | For | For | |||
7 | Elect William J. Post | Mgmt | For | For | For | |||
8 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
9 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
10 | Elect Mark Widmar | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
2 | Elect William S. Fisher | Mgmt | For | For | For | |||
3 | Elect Tracy Gardner | Mgmt | For | For | For | |||
4 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Chris O'Neill | Mgmt | For | For | For | |||
9 | Elect Arthur Peck | Mgmt | For | For | For | |||
10 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Graphic Packaging Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPK | CUSIP 388689101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
1.2 | Elect Philip R. Martens | Mgmt | For | For | For | |||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||
4 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||
5 | Elect Roger Fradin | Mgmt | For | For | For | |||
6 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
7 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
10 | Elect James C. Stoffel | Mgmt | For | For | For | |||
11 | Elect Gregory T. Swienton | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Healthequity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||
1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For | |||
1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.7 | Elect Debra McCowan | Mgmt | For | For | For | |||
1.8 | Elect Frank T. Medici | Mgmt | For | For | For | |||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||
1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
5 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
8 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
9 | Elect James F. Risoleo | Mgmt | For | For | For | |||
10 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
11 | Elect A. William Stein | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson Controls International PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
3 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
10 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
11 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
12 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
13 | Elect Demos Parneros | Mgmt | For | For | For | |||
14 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
15 | Elect David K. Wilson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Young Bum Koh | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.10 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
5 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Michaels Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Ryan Cotton | Mgmt | For | For | For | |||
1.3 | Elect Monte E. Ford | Mgmt | For | For | For | |||
1.4 | Elect Karen Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | For | For | |||
1.6 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.7 | Elect James A. Quella | Mgmt | For | For | For | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | For | For | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
Old National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ONB | CUSIP 680033107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan W. Braun | Mgmt | For | For | For | |||
1.2 | Elect Andrew E. Goebel | Mgmt | For | For | For | |||
1.3 | Elect Jerome F. Henry, Jr | Mgmt | For | For | For | |||
1.4 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.5 | Elect Ryan C. Kitchell | Mgmt | For | For | For | |||
1.6 | Elect Phelps L. Lambert | Mgmt | For | For | For | |||
1.7 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
1.8 | Elect Randall T. Shepard | Mgmt | For | For | For | |||
1.9 | Elect Rebecca S. Skillman | Mgmt | For | For | For | |||
1.10 | Elect Kelly N. Stanley | Mgmt | For | For | For | |||
1.11 | Elect Derrick J. Stewart | Mgmt | For | For | For | |||
1.12 | Elect Katherine E. White | Mgmt | For | For | For | |||
1.13 | Elect Linda E. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Bogus | Mgmt | For | For | For | |||
2 | Elect Earl L. Shipp | Mgmt | For | For | For | |||
3 | Elect Vincent J. Smith | Mgmt | For | For | For | |||
4 | Elect Carol A. Williams | Mgmt | For | For | For | |||
5 | Approval of the 2018 Long Term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||
3 | Elect Dan Falk | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Elect Jacob Richter | Mgmt | For | Against | Against | |||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||
9 | Elect Avner Hermoni and Approve Compensation | Mgmt | For | For | For | |||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Potential Cash and Equity-Based Retention Incentives to CEO | Mgmt | For | For | For | |||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
14 | Potential Cash and Equity-Based Retention Incentives to President and COO | Mgmt | For | For | For | |||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
16 | Accelerated Vesting of Equity Awards Granted to the Company's Directors | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Adrienne D. Elsner | Mgmt | For | For | For | |||
3 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
4 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
5 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
6 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
7 | Elect W. Howard Morris | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pacwest Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tanya M. Acker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul R. Burke | Mgmt | For | For | For | |||
1.3 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
1.4 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.6 | Elect Susan E. Lester | Mgmt | For | For | For | |||
1.7 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
1.8 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
1.9 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Stine | Mgmt | For | For | For | |||
1.11 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
1.12 | Elect Mark T. Yung | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Piper Jaffray Companies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PJC | CUSIP 724078100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Chad R. Abraham | Mgmt | For | For | For | |||
2 | Elect Andrew S. Duff | Mgmt | For | For | For | |||
3 | Elect William R. Fitzgerald | Mgmt | For | For | For | |||
4 | Elect B. Kristine Johnson | Mgmt | For | For | For | |||
5 | Elect Addison L. Piper | Mgmt | For | For | For | |||
6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
7 | Elect Philip E. Soran | Mgmt | For | For | For | |||
8 | Elect Scott C. Taylor | Mgmt | For | For | For | |||
9 | Elect Michele Volpi | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | Against | Against | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
9 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
10 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
11 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
12 | Elect Greig Woodring | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The J. M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | Against | Against | |||
2 | Elect Paul J. Dolan | Mgmt | For | Against | Against | |||
3 | Elect Jay L. Henderson | Mgmt | For | Against | Against | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | Against | Against | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | Against | Against | |||
6 | Elect Gary A. Oatey | Mgmt | For | Against | Against | |||
7 | Elect Kirk L. Perry | Mgmt | For | Against | Against | |||
8 | Elect Sandra Pianalto | Mgmt | For | Against | Against | |||
9 | Elect Alex Shumate | Mgmt | For | Against | Against | |||
10 | Elect Mark T. Smucker | Mgmt | For | Against | Against | |||
11 | Elect Richard K. Smucker | Mgmt | For | Against | Against | |||
12 | Elect Timothy P. Smucker | Mgmt | For | Against | Against | |||
13 | Elect Dawn C. Willoughby | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alessandro Bogliolo | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | |||
3 | Elect Roger N. Farah | Mgmt | For | For | For | |||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | |||
6 | Elect James E. Lillie | Mgmt | For | For | For | |||
7 | Elect William A. Shutzer | Mgmt | For | For | For | |||
8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
9 | Elect Francesco Trapani | Mgmt | For | For | For | |||
10 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Additional Authorized Share Capital | Mgmt | For | For | For | |||
3 | Elect Frederik W. Mohn | Mgmt | For | For | For | |||
4 | Issuance of Shares Pursuant to Merger | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 05/18/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
4 | Renewal of Authorized Capital | Mgmt | For | TNA | N/A | |||
5 | Elect Glyn A. Barker | Mgmt | For | TNA | N/A | |||
6 | Elect Vanessa C.L. Chang | Mgmt | For | TNA | N/A | |||
7 | Elect Frederico F. Curado | Mgmt | For | TNA | N/A | |||
8 | Elect Chadwick C. Deaton | Mgmt | For | TNA | N/A | |||
9 | Elect Vincent J. Intrieri | Mgmt | For | TNA | N/A | |||
10 | Elect Samuel J. Merksamer | Mgmt | For | TNA | N/A | |||
11 | Elect Merrill A.Pete Miller, Jr. | Mgmt | For | TNA | N/A | |||
12 | Elect Frederik W. Mohn | Mgmt | For | TNA | N/A | |||
13 | Elect Edward R. Muller | Mgmt | For | TNA | N/A | |||
14 | Elect Tan Ek Kia | Mgmt | For | TNA | N/A | |||
15 | Elect Jeremy D. Thigpen | Mgmt | For | TNA | N/A | |||
16 | Elect Merrill A.Pete Miller, Jr. as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Frederico F. Curado as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Vincent J. Intrieri as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Tan Ek Kia as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
23 | Maximum Aggregate Board Compensation (Binding) | Mgmt | For | TNA | N/A | |||
24 | Maximum Aggregate Executive Compensation (Binding) | Mgmt | For | TNA | N/A | |||
25 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 05/18/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
4 | Renewal of Authorized Capital | Mgmt | For | TNA | N/A | |||
5 | Elect Glyn A. Barker | Mgmt | For | TNA | N/A | |||
6 | Elect Vanessa C.L. Chang | Mgmt | For | TNA | N/A | |||
7 | Elect Frederico F. Curado | Mgmt | For | TNA | N/A | |||
8 | Elect Chadwick C. Deaton | Mgmt | For | TNA | N/A | |||
9 | Elect Vincent J. Intrieri | Mgmt | For | TNA | N/A | |||
10 | Elect Samuel J. Merksamer | Mgmt | For | TNA | N/A | |||
11 | Elect Merrill A.Pete Miller, Jr. | Mgmt | For | TNA | N/A | |||
12 | Elect Frederik W. Mohn | Mgmt | For | TNA | N/A | |||
13 | Elect Edward R. Muller | Mgmt | For | TNA | N/A | |||
14 | Elect Tan Ek Kia | Mgmt | For | TNA | N/A | |||
15 | Elect Jeremy D. Thigpen | Mgmt | For | TNA | N/A | |||
16 | Elect Merrill A.Pete Miller, Jr. as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Frederico F. Curado as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Vincent J. Intrieri as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Tan Ek Kia as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
23 | Maximum Aggregate Board Compensation (Binding) | Mgmt | For | TNA | N/A | |||
24 | Maximum Aggregate Executive Compensation (Binding) | Mgmt | For | TNA | N/A | |||
25 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Unilever PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Nils Andersen | Mgmt | For | For | For | |||
5 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
6 | Elect Vittorio Colao | Mgmt | For | For | For | |||
7 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
8 | Elect Judith Hartmann | Mgmt | For | Against | Against | |||
9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
10 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
11 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
12 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
13 | Elect Paul Polman | Mgmt | For | For | For | |||
14 | Elect John Rishton | Mgmt | For | For | For | |||
15 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
16 | Elect Andrea Jung | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect Joel S. Becker | Mgmt | For | For | For | |||
3 | Elect John R. Ciulla | Mgmt | For | For | For | |||
4 | Elect John J. Crawford | Mgmt | For | For | For | |||
5 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
6 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
7 | Elect Karen R. Osar | Mgmt | For | For | For | |||
8 | Elect Mark Pettie | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment and Restatement of the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Sustainable Leaders Fund | |||||||
Date of Fiscal Year End: | 12/31 | |||||||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Elect Frank Appel to the Supervisory Board | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase In Conditional Capital | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2018) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2019) | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
2 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
bluebird bio, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLUE | CUSIP 09609G100 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John O. Agwunobi | Mgmt | For | For | For | |||
2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
3 | Elect Daniel S. Lynch | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
7 | Elect Check Kian Low | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Board Size | Mgmt | For | Against | Against | |||
7 | Elect Maria Luisa Guijarro Pinal | Mgmt | For | For | For | |||
8 | Elect Anne Bouverot | Mgmt | For | For | For | |||
9 | Ratify Co-Option and Elect Carlos del Rio Carcano | Mgmt | For | For | For | |||
10 | Ratify Co-Option and Elect David Antonio Diaz Almazan | Mgmt | For | For | For | |||
11 | Elect Bertrand Boudewijn Kan | Mgmt | For | For | For | |||
12 | Elect Pierre Blayau | Mgmt | For | For | For | |||
13 | Elect Peter Shore | Mgmt | For | For | For | |||
14 | Elect Giampaolo Zambeletti Rossi | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Charles Schwab Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.5 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.6 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.7 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.9 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Mahaffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Policy | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | |||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
4 | Elect C. Scott Greer | Mgmt | For | For | For | |||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | |||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
7 | Elect Paul J. Norris | Mgmt | For | For | For | |||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | |||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
10 | Elect William H. Powell | Mgmt | For | For | For | |||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hamilton Lane Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | Against | Against | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect John T. Dickson | Mgmt | For | For | For | |||
4 | Elect Emiko Higashi | Mgmt | For | For | For | |||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
6 | Elect Gary B. Moore | Mgmt | For | For | For | |||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | |||
8 | Elect Robert A. Rango | Mgmt | For | For | For | |||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
10 | Elect David C. Wang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
10 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Elsesser | Mgmt | For | For | For | |||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Employee Stock Purchase Rebate Plan | Mgmt | For | For | For | |||
Prudential PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RPC Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Bernard Tyson | Mgmt | For | Against | Against | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Select Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | |||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
ST Microelectronics N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STM | CUSIP 861012102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Chery to the Management Board | Mgmt | For | For | For | |||
6 | Stock Grant to the CEO | Mgmt | For | For | For | |||
7 | Elect Nicolas Dufourcq to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Martine Verluyten to the Supervisory Board | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Talend S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum China Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
2 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect William Wang | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Voyager Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 10, 2018 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 10, 2018 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY |
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liaison of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |
/s/ Jonathan S. Horwitz | Executive Vice President, | August 8, 2018 | |
Jonathan S. Horwitz | Principal Executive Officer and | ||
Compliance Liaison |
Schedule A |
Putnam American Government Income Fund | Putnam Managed Municipal Income Trust |
Putnam Arizona Tax Exempt Income Fund | Putnam Massachusetts Tax Exempt Income Fund |
Putnam Asset Allocation Funds | Putnam Master Intermediate Income Trust |
Putnam California Tax Exempt Income Fund | Putnam Michigan Tax Exempt Income Fund |
Putnam Convertible Securities Fund | Putnam Minnesota Tax Exempt Income Fund |
Putnam Diversified Income Trust | Putnam Money Market Fund |
Putnam Equity Income Fund | Putnam Mortgage Recovery Fund |
Putnam Europe Equity Fund | Putnam Mortgage Securities Fund |
The Putnam Fund for Growth and Income | Putnam Municipal Opportunities Trust |
Putnam Funds Trust | Putnam New Jersey Tax Exempt Income Fund |
George Putnam Balanced Fund | Putnam New York Tax Exempt Income Fund |
Putnam Global Equity Fund | Putnam Ohio Tax Exempt Income Fund |
Putnam Global Health Care Fund | Putnam Pennsylvania Tax Exempt Income Fund |
Putnam Global Income Trust | Putnam Premier Income Trust |
Putnam Global Natural Resources Fund | Putnam RetirementReady® Funds |
Putnam Global Utilities Fund | Putnam Sustainable Leaders Fund |
Putnam High Yield Fund | Putnam Tax Exempt Income Fund |
Putnam High Yield Trust | Putnam Tax Exempt Money Market Fund |
Putnam Income Fund | Putnam Tax-Free Income Trust |
Putnam International Equity Fund | Putnam Variable Trust |
Putnam Investment Funds | Putnam Vista Fund |
Putnam Investment-Grade Municipal Trust | Putnam Voyager Fund |
Putnam Investors Fund |