UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Robert Burns, Vice President | ||||||||
Putnam Variable Trust | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31 | ||||||||
Date of reporting period: | 07/01/2018 - 06/30/2019 |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Diversified Income Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Advanz Pharma Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADVZ | CUSIP 00775M104 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randall C. Benson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frances Cloud | Mgmt | For | Withhold | Against | |||
1.3 | Elect Maurice Chagnaud | Mgmt | For | Withhold | Against | |||
1.4 | Elect Graeme Duncan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Barry Fishman | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Avaya Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVYA | CUSIP 05351X101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.2 | Elect James M Chirico | Mgmt | For | For | For | |||
1.3 | Elect Stephan Scholl | Mgmt | For | For | For | |||
1.4 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.5 | Elect Stanley J. Sutula | Mgmt | For | For | For | |||
1.6 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
1.7 | Elect Jacqueline E. Yeaney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Concordia International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXR | CUSIP 20653P409 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEV | CUSIP 88159E103 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Board Size | Mgmt | For | For | For | |||
3.1 | Elect Grant D. Billing | Mgmt | For | For | For | |||
3.2 | Elect Michael Colodner | Mgmt | For | For | For | |||
3.3 | Elect John W. Cooper | Mgmt | For | For | For | |||
3.4 | Elect Allen R. Hagerman | Mgmt | For | For | For | |||
3.5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
3.6 | Elect Gordon Pridham | Mgmt | For | For | For | |||
3.7 | Elect Douglas R. Ramsay | Mgmt | For | For | For | |||
3.8 | Elect Susan L. Riddell Rose | Mgmt | For | Withhold | Against | |||
3.9 | Elect Jay W. Thornton | Mgmt | For | For | For | |||
3.10 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
4 | Incentive Unit Plan Amendment | Mgmt | For | Against | Against | |||
5 | Adoption of Deferred Share Unit Plan | Mgmt | For | Against | Against |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Equity Income Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Thomas F. Motamed | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Peter R. Porrino | Mgmt | For | For | For | |||
11 | Elect Amy Schioldager | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Aptiv PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APTV | CUSIP G6095L109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Clark | Mgmt | For | For | For | |||
2 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
3 | Elect Frank J. Dellaquila | Mgmt | For | For | For | |||
4 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Robert K. Ortberg | Mgmt | For | For | For | |||
9 | Elect Colin J. Parris | Mgmt | For | For | For | |||
10 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
11 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect Patrick C. Graney III | Mgmt | For | For | For | |||
5 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
6 | Elect Kelly S. King | Mgmt | For | For | For | |||
7 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
8 | Elect Easter Maynard | Mgmt | For | For | For | |||
9 | Elect Charles A. Patton | Mgmt | For | For | For | |||
10 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
11 | Elect William J. Reuter | Mgmt | For | For | For | |||
12 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
13 | Elect Christine Sears | Mgmt | For | For | For | |||
14 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
15 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BJ's Wholesale Club Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJ | CUSIP 05550J101 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nishad Chande | Mgmt | For | For | For | |||
1.2 | Elect Christopher H. Peterson | Mgmt | For | For | For | |||
1.3 | Elect Judith L. Werthauser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | Against | Against | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
5 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||
6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||
11 | Elect William H. Walton III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Peter Tom Killalea | Mgmt | For | For | For | |||
5 | Elect Eli Leenaars | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Francois Locoh-Donou | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
3 | Elect Mark Garrett | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
6 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||
8 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
9 | Elect Steven M. West | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Sabine Chalmers | Mgmt | For | For | For | |||
1.3 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.4 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.5 | Elect Peter Harf | Mgmt | For | For | For | |||
1.6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.7 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.8 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.9 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26078J100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect C. Marc Doyle | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
10 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
3 | Elect Vanessa C.L. Chang | Mgmt | For | Against | Against | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Keith Trent | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect C. Christopher Gaut | Mgmt | For | Against | Against | |||
6 | Elect Julie J. Robertson | Mgmt | For | For | For | |||
7 | Elect Donald F. Textor | Mgmt | For | For | For | |||
8 | Elect William R. Thomas | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Alexander Navab | Mgmt | For | For | For | |||
7 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
8 | Elect Louise M. Parent | Mgmt | For | For | For | |||
9 | Elect Brian T. Shea | Mgmt | For | For | For | |||
10 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sebastien Bazin | Mgmt | For | Against | Against | |||
2 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||
3 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Catherine Lesjak | Mgmt | For | For | For | |||
8 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
9 | Elect Leslie F. Seidman | Mgmt | For | For | For | |||
10 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Reduce Minimum Number of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
6 | Elect Judith Miscik | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect M. Katherine Banks | Mgmt | For | For | For | |||
4 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
7 | Elect Simone Menne | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Elect John D. Young | Mgmt | For | For | For | |||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Keurig Dr Pepper Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KDP | CUSIP 49271V100 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Gamgort | Mgmt | For | Against | Against | |||
2 | Elect Olivier Goudet | Mgmt | For | Against | Against | |||
3 | Elect Peter Harf | Mgmt | For | Against | Against | |||
4 | Elect Genevieve Hovde | Mgmt | For | Against | Against | |||
5 | Elect Anna-Lena Kamenetzky | Mgmt | For | Against | Against | |||
6 | Elect Paul S. Michaels | Mgmt | For | Against | Against | |||
7 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
8 | Elect Gerhard Pleuhs | Mgmt | For | Against | Against | |||
9 | Elect Fabien Simon | Mgmt | For | Against | Against | |||
10 | Elect Robert S. Singer | Mgmt | For | Against | Against | |||
11 | Elect Dirk Van de Put | Mgmt | For | Against | Against | |||
12 | Elect Larry D. Young | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
3 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect H. James Dallas | Mgmt | For | For | For | |||
6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
10 | Elect Richard J. Hipple | Mgmt | For | For | For | |||
11 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
12 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
13 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
14 | Elect David K. Wilson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Jason B. Few | Mgmt | For | For | For | |||
5 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
6 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
7 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
8 | Elect J. Kent Wells | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |||
3 | Elect Francis J. Oelerich III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Kathy J Warden | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Human Rights Policy Implementation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Elect Lila Snyder | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
Qualcomm, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
4 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Neil Smit | Mgmt | For | Against | Against | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Debra A. Hess | Mgmt | For | For | For | |||
5 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
6 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
7 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
8 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
9 | Elect David H. Stevens - Candidate Withdrawn | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
13 | Elect Robert O. Work | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect Zhanna Golodryga | Mgmt | For | For | For | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
10 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
11 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
12 | Elect John M. Turner, Jr. | Mgmt | For | For | For | |||
13 | Elect Timothy Vines | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
2 | Elect Sir George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||
8 | Elect James M. Loree | Mgmt | For | For | For | |||
9 | Elect James H. Scholefield | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Global Omnibus Employee Stock Purchase Plan | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||
8 | Elect William L. Meaney | Mgmt | For | For | For | |||
9 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John K. Adams, Jr. | Mgmt | For | For | For | |||
2 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
3 | Elect Arun Sarin | Mgmt | For | For | For | |||
4 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
5 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
9 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect Greig Woodring | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Anne Gates | Mgmt | For | For | For | |||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
4 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
5 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
6 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
7 | Elect James A. Runde | Mgmt | For | For | For | |||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
9 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
10 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
11 | Elect Ashok Vemuri | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
6 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
8 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
9 | Elect Hans Vestberg | Mgmt | For | For | For | |||
10 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect C. Allen Parker | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.2 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
1.11 | Elect John G. Stratton | Mgmt | For | For | For | |||
1.12 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
3 | Elect John F. Ferraro | Mgmt | For | For | For | |||
4 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
5 | Elect Jeffrey J. Jones II | Mgmt | For | For | For | |||
6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
8 | Elect Sharon L. McCollam | Mgmt | For | For | For | |||
9 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Nigel Travis | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ward H. Dickson | Mgmt | For | For | For | |||
5 | Elect Noelle K. Eder | Mgmt | For | For | For | |||
6 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
7 | Elect Rafael Flores | Mgmt | For | For | For | |||
8 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
9 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Thomas F. Motamed | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Peter R. Porrino | Mgmt | For | For | For | |||
11 | Elect Amy Schioldager | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
3 | Elect David A. Zapico | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
11 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BJ's Wholesale Club Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJ | CUSIP 05550J101 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nishad Chande | Mgmt | For | For | For | |||
1.2 | Elect Christopher H. Peterson | Mgmt | For | For | For | |||
1.3 | Elect Judith L. Werthauser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bader Mohammad Al Saad | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
7 | Elect William E. Ford | Mgmt | For | For | For | |||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Celgene Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
8 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Burlington Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BURL | CUSIP 122017106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Mahoney | Mgmt | For | For | For | |||
2 | Elect Laura J. Sen | Mgmt | For | For | For | |||
3 | Elect Paul J. Sullivan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Keith Lough | Mgmt | For | Against | Against | |||
8 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
9 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
10 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
11 | Elect James Smith | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Sona Chawla | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect Robert J. Hombach | Mgmt | For | For | For | |||
7 | Elect David W. McCreight | Mgmt | For | For | For | |||
8 | Elect William D. Nash | Mgmt | For | For | For | |||
9 | Elect Pietro Satriano | Mgmt | For | For | For | |||
10 | Elect Marcella Shinder | Mgmt | For | For | For | |||
11 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Bristol-Myers Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.7 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.8 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.9 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
1.8 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.9 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Disposable Profit | Mgmt | For | For | For | |||
3 | Distribution of a Dividend out of Legal Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Appointment of Independent Proxy (Switzerland) | Mgmt | For | For | For | |||
28 | Board Compensation | Mgmt | For | For | For | |||
29 | Executive Compensation | Mgmt | For | For | For | |||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
31 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect Patricia K. Poppe | Mgmt | For | For | For | |||
7 | Elect John G. Russell | Mgmt | For | For | For | |||
8 | Elect Suzanne Shank | Mgmt | For | For | For | |||
9 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
10 | Elect John G. Sznewajs | Mgmt | For | For | For | |||
11 | Elect Laura H. Wright | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect Susan Sommersille Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.7 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.8 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.10 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.11 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
9 | Elect Albert G. White III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.3 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
4 | Elect C. David Brown II | Mgmt | For | For | For | |||
5 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
6 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
7 | Elect David W. Dorman | Mgmt | For | For | For | |||
8 | Elect Roger N. Farah | Mgmt | For | For | For | |||
9 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Richard J. Swift | Mgmt | For | For | For | |||
15 | Elect William C. Weldon | Mgmt | For | For | For | |||
16 | Elect Tony L. White | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Including Legal Costs in Executive Compensation | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Dassault Systemes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSY | CINS F2457H472 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | For | For | |||
12 | Elect Catherine Dassault | Mgmt | For | For | For | |||
13 | Elect Toshiko Mori | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
3 | Elect Alan C. Heuberger | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||
9 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Propsal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bennett | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect D. Maybank Hagood | Mgmt | For | For | For | |||
6 | Elect John W. Harris | Mgmt | For | For | For | |||
7 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||
9 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
10 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
11 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26078J100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect C. Marc Doyle | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
10 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | |||
3 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
4 | Elect James P. Healy | Mgmt | For | For | For | |||
5 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
9 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
10 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Elect Joshua A. Weinreich | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ecolab, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Shari L Ballard | Mgmt | For | For | For | |||
3 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
4 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
6 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect David W. MacLennan | Mgmt | For | For | For | |||
9 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
3 | Elect Vanessa C.L. Chang | Mgmt | For | Against | Against | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Keith Trent | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everbridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | For | |||
1.2 | Elect Bruns H. Grayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey D. Zients | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Alexander Navab | Mgmt | For | For | For | |||
7 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
8 | Elect Louise M. Parent | Mgmt | For | For | For | |||
9 | Elect Brian T. Shea | Mgmt | For | For | For | |||
10 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Bisignano | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry R. Kravis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Heidi G. Miller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.5 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.6 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.8 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.10 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.11 | Elect Leslie M. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Voting Standard for the Election of Directors | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | |||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
4 | Elect C. Scott Greer | Mgmt | For | For | For | |||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | |||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
7 | Elect Paul J. Norris | Mgmt | For | For | For | |||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | |||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
10 | Elect William H. Powell | Mgmt | For | For | For | |||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irial Finan | Mgmt | For | For | For | |||
2 | Elect Susan Kilsby | Mgmt | For | For | For | |||
3 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
6 | Elect Judith Miscik | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Caroline F. Donahue | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Robel | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
5 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
4 | Elect Don R. Kania | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
7 | Elect Simone Menne | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Elect John D. Young | Mgmt | For | For | For | |||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Kosmos Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOS | CUSIP 500688106 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MGM Resorts International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGM | CUSIP 552953101 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Chris Gay | Mgmt | For | For | For | |||
2 | Elect William W. Grounds | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Roland Hernandez | Mgmt | For | Against | Against | |||
5 | Elect John Kilroy | Mgmt | For | For | For | |||
6 | Elect Rose McKinney-James | Mgmt | For | For | For | |||
7 | Elect Keith A. Meister | Mgmt | For | For | For | |||
8 | Elect James J. Murren | Mgmt | For | For | For | |||
9 | Elect Paul J. Salem | Mgmt | For | For | For | |||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||
11 | Elect Jan Swartz | Mgmt | For | For | For | |||
12 | Elect Daniel J. Taylor | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Non-Executive Director: PARK Byung Moo | Mgmt | For | For | For | |||
4 | Elect HYUN Dong Hoon | Mgmt | For | For | For | |||
5 | Elect BAEK Sang Hun | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: BAEK Sang Hun | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect Lun Feng | Mgmt | For | For | For | |||
6 | Elect Michael Leung | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect James E. Craddock | Mgmt | For | For | For | |||
4 | Elect Barbara J. Duganier | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Holli C. Ladhani | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
3 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Thomas C. Kelleher | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
10 | Elect James A. Squires | Mgmt | For | For | For | |||
11 | Elect John R. Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect William G. Parrett | Mgmt | For | For | For | |||
1.14 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 07/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Qualcomm, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
4 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Neil Smit | Mgmt | For | Against | Against | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Robert M. Dutkowsky | Mgmt | For | Against | Against | |||
4 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
5 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
6 | Elect Anne Gates | Mgmt | For | For | For | |||
7 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
8 | Elect Thomas A. James | Mgmt | For | For | For | |||
9 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
10 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bonnie L. Bassler | Mgmt | For | For | For | |||
2 | Elect Michael S. Brown | Mgmt | For | For | For | |||
3 | Elect Leonard S. Schleifer | Mgmt | For | For | For | |||
4 | Elect George D. Yancopoulos | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | Withhold | Against | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78410G104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
2 | Elect Jack Langer | Mgmt | For | For | For | |||
3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||
8 | Elect Michael N. Mears | Mgmt | For | For | For | |||
9 | Elect William C. Rusnack | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Cynthia L Walker | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Hill | Mgmt | For | For | For | |||
1.2 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Nikki R Haley | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard H. Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther S. Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Russell J. Weiner | Mgmt | For | For | For | |||
12 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Christopher C. Davis | Mgmt | For | Against | Against | |||
6 | Elect Barry Diller | Mgmt | For | Against | Against | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Juan R. Perez | Mgmt | For | For | For | |||
1.11 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||
4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect David. S. Taylor | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janaki Akella | Mgmt | For | For | For | |||
2 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
3 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
4 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
5 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
7 | Elect David J. Grain | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 10/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fox Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect James C. Mullen | Mgmt | For | For | For | |||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
6 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
8 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
9 | Elect Hans Vestberg | Mgmt | For | For | For | |||
10 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Fasone Holder | Mgmt | For | For | For | |||
2 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
3 | Elect Jeffry N. Quinn | Mgmt | For | Against | Against | |||
4 | Elect Henry R. Slack | Mgmt | For | For | For | |||
5 | Elect Kathleen G. Reiland | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Guillet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Diversity Policy | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect C. Allen Parker | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Margaret J. Myers | Mgmt | For | For | For | |||
1.3 | Elect Winifred Markus Webb | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Yum China Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Hu | Mgmt | For | For | For | |||
2 | Elect Joey Wat | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
5 | Elect Christian L. Campbell | Mgmt | For | For | For | |||
6 | Elect Ed Yiu-Cheong Chan | Mgmt | For | For | For | |||
7 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
8 | Elect Cyril Han | Mgmt | For | For | For | |||
9 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
10 | Elect Ruby Lu | Mgmt | For | For | For | |||
11 | Elect Zili Shao | Mgmt | For | For | For | |||
12 | Elect William Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
6 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
7 | Elect Stephen Daintith | Mgmt | For | For | For | |||
8 | Elect Peter Grosch | Mgmt | For | For | For | |||
9 | Elect David Hutchinson | Mgmt | For | For | For | |||
10 | Elect Coline McConville | Mgmt | For | Against | Against | |||
11 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
12 | Elect Julia Wilson | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
1.11 | Elect John G. Stratton | Mgmt | For | For | For | |||
1.12 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
ABC-Mart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2670 | CINS J00056101 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Minoru Noguchi | Mgmt | For | For | For | |||
3 | Elect Kiyoshi Katsunuma | Mgmt | For | For | For | |||
4 | Elect Jo Kojima | Mgmt | For | For | For | |||
5 | Elect Takashi Kikuchi | Mgmt | For | For | For | |||
6 | Elect Kiichiro Hattori | Mgmt | For | For | For | |||
7 | Elect Tadashi Matsuoka | Mgmt | For | For | For | |||
8 | Elect Taio Sugahara | Mgmt | For | For | For | |||
9 | Elect Ko Toyoda | Mgmt | For | For | For | |||
ABN Amro Group N.V | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 04/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Trust Conditions | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ABN Amro Group N.V | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | |||
4 | Amendments to Trust Conditions | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
ABN Amro Group N.V | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Management Acts | Mgmt | For | For | For | |||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Elect Anna Storakers to the Supervisory Board | Mgmt | For | For | For | |||
21 | Elect Michiel P. Lap to the Supervisory Board | Mgmt | For | For | For | |||
22 | Merger by Absorption between Parent and Subsidiary | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Cancellation of Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
ABN Amro Group N.V | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 07/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Elect Tom de Swaan to the Supervisory Board. | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ACS, Actividades de Construccion Y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Antonio Botella Garcia | Mgmt | For | Against | Against | |||
7 | Elect Emilio Garcia Gallego | Mgmt | For | Against | Against | |||
8 | Elect Catalina Minarro Brugarolas | Mgmt | For | Against | Against | |||
9 | Elect Agustin Batuecas Torrego | Mgmt | For | Against | Against | |||
10 | Elect Jose Luis del Valle Perez | Mgmt | For | Against | Against | |||
11 | Elect Antonio Garcia Ferrer | Mgmt | For | Against | Against | |||
12 | Elect Florentino Perez Rodriguez | Mgmt | For | Against | Against | |||
13 | Elect Joan-David Grima i Terre | Mgmt | For | Against | Against | |||
14 | Elect Jose Maria Loizaga Viguri | Mgmt | For | Against | Against | |||
15 | Elect Pedro Jose Lopez Jimenez | Mgmt | For | Against | Against | |||
16 | Elect Miguel Roca Junyent | Mgmt | For | Against | Against | |||
17 | Elect Maria Soledad Perez Rodriguez | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Amendments to Articles 14 and 25 (Representation and Voting) | Mgmt | For | For | For | |||
21 | Scrip Dividend; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Issue or Cancel Treasury Shares | Mgmt | For | Against | Against | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Advanz Pharma Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADVZ | CUSIP 00775M104 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randall C. Benson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frances Cloud | Mgmt | For | Withhold | Against | |||
1.3 | Elect Maurice Chagnaud | Mgmt | For | Withhold | Against | |||
1.4 | Elect Graeme Duncan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Barry Fishman | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Report on Non-Financial Information | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Ratify Co-Option and Elect Maurici Lucena Betriu | Mgmt | For | Against | Against | |||
8 | Ratify Co-Option and Elect Angelica Martinez Ortega | Mgmt | For | Against | Against | |||
9 | Ratify Co-Option and Elect Francisco Ferrer Moreno | Mgmt | For | Against | Against | |||
10 | Ratify Co-Option and Elect Juan Ignacio Diaz Bidart | Mgmt | For | Against | Against | |||
11 | Ratify Co-Option and Elect Marta Bardon Fernandez-Pacheco | Mgmt | For | Against | Against | |||
12 | Ratify Co-Option and Elect Josep Antoni Duran i Lleida | Mgmt | For | Against | Against | |||
13 | Elect Pilar Arranz Notario | Mgmt | For | Against | Against | |||
14 | Elect TCI Advisory Services LLP (Christopher Anthony Hohn) | Mgmt | For | Against | Against | |||
15 | Elect Jordi Hereu Boher | Mgmt | For | Against | Against | |||
16 | Elect Leticia Iglesias Herraiz | Mgmt | For | Against | Against | |||
17 | Amendments to Articles (Committee Name) | Mgmt | For | For | For | |||
18 | Amendments to General Meeting Regulations (Committee Name) | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
3 | Elect Toshihiko Fukuzawa | Mgmt | For | For | For | |||
4 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Kenny | Mgmt | For | For | For | |||
6 | Elect Georgette D. Kiser | Mgmt | For | For | For | |||
7 | Elect Karole F. Lloyd | Mgmt | For | For | For | |||
8 | Elect Joseph L. Moskowitz | Mgmt | For | For | For | |||
9 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
10 | Elect Katherine T. Rohrer | Mgmt | For | For | For | |||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hans E. Bishop | Mgmt | For | For | For | |||
2 | Elect Paul N. Clark | Mgmt | For | For | For | |||
3 | Elect Tadataka (Tachi) Yamada | Mgmt | For | For | For | |||
4 | Amendment to the 2018 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |||
2 | Elect Donna J. Blank | Mgmt | For | For | For | |||
3 | Elect Morris A. Davis | Mgmt | For | For | For | |||
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
6 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Alfresa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2784 | CINS J0109X107 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Hiroyuki Kanome | Mgmt | For | For | For | |||
3 | Elect Taizo Kubo | Mgmt | For | For | For | |||
4 | Elect Koichi Masunaga | Mgmt | For | For | For | |||
5 | Elect Yasuki Izumi | Mgmt | For | For | For | |||
6 | Elect Ryuji Arakawa | Mgmt | For | For | For | |||
7 | Elect Seiichi Kishida | Mgmt | For | For | For | |||
8 | Elect Hisashi Katsuki | Mgmt | For | For | For | |||
9 | Elect Koichi Shimada | Mgmt | For | For | For | |||
10 | Elect Kimiko Terai | Mgmt | For | For | For | |||
11 | Elect Yoichiro Yatsurugi | Mgmt | For | For | For | |||
12 | Elect Shiho Konno | Mgmt | For | For | For | |||
13 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
3 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
4 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
7 | Elect Thomas C. Freyman | Mgmt | For | For | For | |||
8 | Elect Michael E. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
10 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with AllSecur Deutschland AG | Mgmt | For | For | For | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy L. Altmaier | Mgmt | For | For | For | |||
2 | Elect Stan A. Askren | Mgmt | For | For | For | |||
3 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
4 | Elect David C. Everitt | Mgmt | For | For | For | |||
5 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
6 | Elect David S. Graziosi | Mgmt | For | For | For | |||
7 | Elect William R. Harker | Mgmt | For | For | For | |||
8 | Elect Carolann I. Haznedar | Mgmt | For | For | For | |||
9 | Elect Richard P. Lavin | Mgmt | For | For | For | |||
10 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
11 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Amadeus IT Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04648114 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Report on Non-Financial Information | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
6 | Board Size | Mgmt | For | Against | Against | |||
7 | Elect Josep Pique i Camps | Mgmt | For | For | For | |||
8 | Elect William Connelly | Mgmt | For | For | For | |||
9 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
10 | Elect Luis Maroto Camino | Mgmt | For | For | For | |||
11 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
12 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
13 | Elect Clara Furse | Mgmt | For | For | For | |||
14 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
15 | Elect Francesco Loredan | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect Mary Beth Martin | Mgmt | For | For | For | |||
1.11 | Elect William W. Verity | Mgmt | For | For | For | |||
1.12 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Homes 4 Rent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMH | CUSIP 02665T306 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Wayne Hughes | Mgmt | For | For | For | |||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||
3 | Elect John Corrigan | Mgmt | For | For | For | |||
4 | Elect Douglas N. Benham | Mgmt | For | For | For | |||
5 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||
8 | Elect Winifred Markus Webb | Mgmt | For | For | For | |||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect W. Edward Walter | Mgmt | For | For | For | |||
8 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
3 | Elect David A. Zapico | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Anglo American plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CINS G03764134 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Marcelo H. Bastos | Mgmt | For | For | For | |||
4 | Elect Ian R. Ashby | Mgmt | For | For | For | |||
5 | Elect Stuart Chambers | Mgmt | For | For | For | |||
6 | Elect Mark Cutifani | Mgmt | For | For | For | |||
7 | Elect Nolitha V. Fakude | Mgmt | For | For | For | |||
8 | Elect Byron Grote | Mgmt | For | For | For | |||
9 | Elect Tony O'Neill | Mgmt | For | For | For | |||
10 | Elect Stephen T. Pearce | Mgmt | For | For | For | |||
11 | Elect Mphu Ramatlapeng | Mgmt | For | For | For | |||
12 | Elect Jim Rutherford | Mgmt | For | For | For | |||
13 | Elect Anne Stevens | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin G. Keyes | Mgmt | For | For | For | |||
2 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
3 | Elect Kathy H. Hannan | Mgmt | For | For | For | |||
4 | Elect Vicki Williams | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R754 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terry Considine | Mgmt | For | For | For | |||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
3 | Elect J. Landis Martin | Mgmt | For | For | For | |||
4 | Elect Robert A. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
6 | Elect Ann Sperling | Mgmt | For | For | For | |||
7 | Elect Michael A. Stein | Mgmt | For | For | For | |||
8 | Elect Nina A. Tran | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
1.2 | Elect Kristian M. Gathright | Mgmt | For | For | For | |||
1.3 | Elect Justin G. Knight | Mgmt | For | For | For | |||
1.4 | Elect Bruce H. Matson | Mgmt | For | For | For | |||
1.5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.6 | Elect L. Hugh Redd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTL | CINS L0302D210 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | |||
7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
8 | Elect Jeannot Krecke | Mgmt | For | For | For | |||
9 | Elect Karel de Gucht | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Performance Share Unit Plan | Mgmt | For | For | For | |||
Aristocrat Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CINS Q0521T108 | 02/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Stephen W. Morro | Mgmt | For | Against | Against | |||
3 | Re-elect Arlene M. Tansey | Mgmt | For | Against | Against | |||
4 | Equity Grant (MD/CEO Trevor Croker) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Arkema | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Victoire de Margerie | Mgmt | For | For | For | |||
10 | Elect Helene Moreau-Leroy | Mgmt | For | For | For | |||
11 | Elect Laurent Mignon | Mgmt | For | For | For | |||
12 | Elect Ian Hudson | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Le Henaff, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
5 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
6 | Elect Michael Richard Pratt | Mgmt | For | Against | Against | |||
7 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
8 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
9 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
10 | Elect Paul A. Walker | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect Graham D. Allan | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
6 | Elect Naoki Okamura | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Elect Hiroshi Kawabe | Mgmt | For | For | For | |||
10 | Elect Tatsuro Ishizuka | Mgmt | For | For | For | |||
11 | Elect Haruko Shibumura as Audit Committee Director | Mgmt | For | For | For | |||
12 | Elect Raita Takahashi as Alternate Audit Committee Director | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees and Bonus | Mgmt | For | For | For | |||
14 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
15 | Bonus to Non-Audit Committee Directors | Mgmt | For | For | For | |||
Athene Holding Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATH | CUSIP G0684D107 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Belardi | Mgmt | For | For | For | |||
2 | Elect Matthew R. Michelini | Mgmt | For | For | For | |||
3 | Elect Brian Leach | Mgmt | For | For | For | |||
4 | Elect Gernot Lohr | Mgmt | For | For | For | |||
5 | Elect Marc Rowan | Mgmt | For | For | For | |||
6 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
7 | Elect Mitra Hormozi | Mgmt | For | For | For | |||
8 | Elect James Belardi | Mgmt | For | For | For | |||
9 | Elect Robert Borden | Mgmt | For | For | For | |||
10 | Elect Frank L. Gillis | Mgmt | For | For | For | |||
11 | Elect Gernot Lohr | Mgmt | For | For | For | |||
12 | Elect Hope Taitz | Mgmt | For | For | For | |||
13 | Elect William J. Wheeler | Mgmt | For | For | For | |||
14 | Elect Natasha S. Courcy | Mgmt | For | For | For | |||
15 | Elect Frank L. Gillis | Mgmt | For | For | For | |||
16 | Elect William J. Wheeler | Mgmt | For | For | For | |||
17 | Elect Natasha S. Courcy | Mgmt | For | For | For | |||
18 | Elect Frank L. Gillis | Mgmt | For | For | For | |||
19 | Elect William J. Wheeler | Mgmt | For | For | For | |||
20 | Elect Natasha S. Courcy | Mgmt | For | For | For | |||
21 | Elect William J. Wheeler | Mgmt | For | For | For | |||
22 | Ratification of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
25 | Bundled Bylaw Amendments | Mgmt | For | For | For | |||
26 | 2019 Share Incentive Plan | Mgmt | For | For | For | |||
27 | The Shareholder represents that it is neither an employee of the Apollo Group nor a Management Shareholder | Mgmt | N/A | For | N/A | |||
28 | The Shareholder represents that it is neither an employee of the Apollo Group nor a Management Shareholder | Mgmt | N/A | For | N/A | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Bisson | Mgmt | For | For | For | |||
2 | Elect Richard T. Clark | Mgmt | For | For | For | |||
3 | Elect Eric C. Fast | Mgmt | For | For | For | |||
4 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
5 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
7 | Elect John P. Jones | Mgmt | For | For | For | |||
8 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Ready | Mgmt | For | For | For | |||
11 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2018 Omnibus Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
5 | Elect Stephen P. Hills | Mgmt | For | For | For | |||
6 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
7 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avaya Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVYA | CUSIP 05351X101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.2 | Elect James M Chirico | Mgmt | For | For | For | |||
1.3 | Elect Stephan Scholl | Mgmt | For | For | For | |||
1.4 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.5 | Elect Stanley J. Sutula | Mgmt | For | For | For | |||
1.6 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
1.7 | Elect Jacqueline E. Yeaney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Aviva Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AV | CINS G0683Q109 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Claudia Arney | Mgmt | For | For | For | |||
5 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
6 | Elect Andy Briggs | Mgmt | For | For | For | |||
7 | Elect Patricia Cross | Mgmt | For | For | For | |||
8 | Elect Belen Romana Garcia | Mgmt | For | For | For | |||
9 | Elect Michael Mire | Mgmt | For | For | For | |||
10 | Elect Sir Adrian Montague | Mgmt | For | For | For | |||
11 | Elect Thomas Stoddard | Mgmt | For | For | For | |||
12 | Elect Maurice E Tulloch | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Solvency II Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Solvency II Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase 8 3/4% Preference Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase 8 3/8% Preference Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baloise Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BALN | CINS H04530202 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Authorised Capital | Mgmt | For | TNA | N/A | |||
6 | Elect Andreas Burckhardt as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Andreas Beerli | Mgmt | For | TNA | N/A | |||
8 | Elect Christoph B. Gloor | Mgmt | For | TNA | N/A | |||
9 | Elect Hugo Lasat | Mgmt | For | TNA | N/A | |||
10 | Elect Thomas von Planta | Mgmt | For | TNA | N/A | |||
11 | Elect Thomas Pleines | Mgmt | For | TNA | N/A | |||
12 | Elect Hans-Jorg Schmidt-Trenz | Mgmt | For | TNA | N/A | |||
13 | Elect Marie-Noelle Venturi-Zen-Ruffinen | Mgmt | For | TNA | N/A | |||
14 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||
15 | Elect Markus R. Neuhaus | Mgmt | For | TNA | N/A | |||
16 | Elect Christoph Mader as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Pleines as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hans-Jorg Schmidt-Trenz as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Marie-Noelle Venturi-Zen-Ruffinen as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
25 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
Bandai Namco Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7832 | CINS Y0606D102 | 06/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsuaki Taguchi | Mgmt | For | For | For | |||
4 | Elect Shuji Otsu | Mgmt | For | For | For | |||
5 | Elect Yuji Asako | Mgmt | For | For | For | |||
6 | Elect Masaru Kawaguchi | Mgmt | For | For | For | |||
7 | Elect Yasuo Miyakawa | Mgmt | For | For | For | |||
8 | Elect Hitoshi Hagiwara | Mgmt | For | For | For | |||
9 | Elect Kazumi Kawashiro | Mgmt | For | For | For | |||
10 | Elect Makoto Asanuma | Mgmt | For | For | For | |||
11 | Elect Yuzuru Matsuda | Mgmt | For | For | For | |||
12 | Elect Satoko Kuwabara | Mgmt | For | For | For | |||
13 | Elect Mikiharu Noma | Mgmt | For | For | For | |||
14 | Elect Koichi Kawana | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Provision of the New Amcor Articles Regarding Advance Notice requirements | Mgmt | For | For | For | |||
4 | Provision of the New Amcor Articles Providing Directors May Only Be Removed For Cause | Mgmt | For | Against | Against | |||
5 | Provision of the New Amcor Articles Establishing Quorum As At Least a Majority of the Total Voting Rights of All Shareholders Entitled to Vote | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Idalene F. Kesner | Mgmt | For | For | For | |||
2 | Elect Carl J. Rickertsen | Mgmt | For | For | For | |||
3 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Elect Robert A. Steele | Mgmt | For | For | For | |||
6 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
7 | Elect Scott B. Ullem | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
11 | Amendment Regarding Shareholders Ability to Call Special Meetings | Mgmt | For | Abstain | Against | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Chiminski | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
4 | Elect William A. Hawkins | Mgmt | For | For | For | |||
5 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
6 | Elect Jesus B. Mantas | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
10 | Elect Brian S. Posner | Mgmt | For | For | For | |||
11 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
12 | Elect Lynn Schenk | Mgmt | For | For | For | |||
13 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
14 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Black Knight, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKI | CUSIP 09215C105 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David K. Hunt | Mgmt | For | For | For | |||
1.2 | Elect Ganesh B. Rao | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
BlueScope Steel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSL | CINS Q1415L177 | 11/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Mark Hutchinson | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Mark Vassella - STIP) | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Mark Vassella - LTIP) | Mgmt | For | For | For | |||
6 | Approve Termination Payments | Mgmt | For | For | For | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W2R820110 | 05/03/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Marie Berglund | Mgmt | For | TNA | N/A | |||
21 | Elect Tom Erixon | Mgmt | For | TNA | N/A | |||
22 | Elect Michael G:son Low | Mgmt | For | TNA | N/A | |||
23 | Elect Elisabeth Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Ullberg | Mgmt | For | TNA | N/A | |||
26 | Elect Perttu Louhiluoto | Mgmt | For | TNA | N/A | |||
27 | Elect Anders Ullberg as Chair | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | Election of Nomination Committee Members | Mgmt | For | TNA | N/A | |||
32 | Approve Share Redemption Plan | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Horacio D. Rozanski | Mgmt | For | For | For | |||
2 | Elect Ian Fujiyama | Mgmt | For | For | For | |||
3 | Elect Mark E. Gaumond | Mgmt | For | For | For | |||
4 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Celgene Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
8 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Brixmor Property Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRX | CUSIP 11120U105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Taylor Jr. | Mgmt | For | For | For | |||
2 | Elect John G. Schreiber | Mgmt | For | For | For | |||
3 | Elect Michael Berman | Mgmt | For | For | For | |||
4 | Elect Julie Bowerman | Mgmt | For | For | For | |||
5 | Elect Sheryl M. Crosland | Mgmt | For | For | For | |||
6 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
7 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
8 | Elect William D. Rahm | Mgmt | For | For | For | |||
9 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
3 | Elect Richard J. Daly | Mgmt | For | For | For | |||
4 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
5 | Elect Brett A. Keller | Mgmt | For | For | For | |||
6 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
7 | Elect Maura A. Markus | Mgmt | For | For | For | |||
8 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
9 | Elect Alan J. Weber | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2018 Omnibus Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Brookfield Property REIT Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPR | CUSIP 11282X103 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline M. Atkinson | Mgmt | For | Against | Against | |||
2 | Elect Jeffrey M. Blidner | Mgmt | For | Against | Against | |||
3 | Elect Soon Young Chang | Mgmt | For | Against | Against | |||
4 | Elect Richard B. Clark | Mgmt | For | Against | Against | |||
5 | Elect Omar Carneiro da Cunha | Mgmt | For | Against | Against | |||
6 | Elect Scott R. Cutler | Mgmt | For | Against | Against | |||
7 | Elect Stephen DeNardo | Mgmt | For | Against | Against | |||
8 | Elect Louis J. Maroun | Mgmt | For | Against | Against | |||
9 | Elect Lars Eric Nils Rodert | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Authorize a New Class of Capital Stock | Mgmt | For | Against | Against | |||
12 | Reduce the Rate of Dividends Payable | Mgmt | For | For | For | |||
13 | Amend the Charter to Clarify Certain Conversion Mechanics | Mgmt | For | For | For | |||
14 | Amend the Charter to Eliminate Authorized Common Stock | Mgmt | For | For | For | |||
15 | Approval of the Restricted Class A Stock Plan | Mgmt | For | For | For | |||
16 | Approval of the FV LTIP Unit Plan | Mgmt | For | For | For | |||
Brother Industries Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6448 | CINS 114813108 | 06/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshikazu Koike | Mgmt | For | For | For | |||
3 | Elect Ichiro Sasaki | Mgmt | For | For | For | |||
4 | Elect Tadashi Ishiguro | Mgmt | For | For | For | |||
5 | Elect Tasuku Kawanabe | Mgmt | For | For | For | |||
6 | Elect Jun Kamiya | Mgmt | For | For | For | |||
7 | Elect Yuichi Tada | Mgmt | For | For | For | |||
8 | Elect Atsushi Nishijo | Mgmt | For | For | For | |||
9 | Elect Koichi Fukaya | Mgmt | For | For | For | |||
10 | Elect Soichi Matsuno | Mgmt | For | For | For | |||
11 | Elect Keisuke Takeuchi | Mgmt | For | For | For | |||
12 | Elect Aya Shirai | Mgmt | For | For | For | |||
13 | Elect Masaaki Kanda | Mgmt | For | For | For | |||
14 | Elect Kazuya Jono | Mgmt | For | For | For | |||
15 | Bonus | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jan P. du Plessis | Mgmt | For | For | For | |||
5 | Elect Gavin Patterson | Mgmt | For | For | For | |||
6 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Timotheus Hottges | Mgmt | For | Against | Against | |||
9 | Elect Isabel Hudson | Mgmt | For | For | For | |||
10 | Elect Mike Inglis | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 09/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Broadcom Transaction | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||
6 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
7 | Elect Young K. Sohn | Mgmt | For | For | For | |||
8 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capgemini SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAP | CINS F4973Q101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration of Paul Hermelin, Chair and CEO | Mgmt | For | For | For | |||
9 | Remuneration of Thierry Delaporte, Deputy CEO | Mgmt | For | For | For | |||
10 | Remuneration of Aiman Ezzat, Deputy CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
13 | Elect Laura B. Desmond | Mgmt | For | Against | Against | |||
14 | Elect Xiaoqun Clever | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
16 | Amendments Regarding Board of Directors' Meetings | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Peter Tom Killalea | Mgmt | For | For | For | |||
5 | Elect Eli Leenaars | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Francois Locoh-Donou | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Carlsberg A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CARLB | CINS K36628137 | 03/13/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Flemming Besenbacher | Mgmt | For | TNA | N/A | |||
9 | Elect Carl Bache | Mgmt | For | TNA | N/A | |||
10 | Elect Magdi Batato | Mgmt | For | TNA | N/A | |||
11 | Elect Richard Burrows | Mgmt | For | TNA | N/A | |||
12 | Elect Soren-Peter Fuchs Olesen | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Stemmerik | Mgmt | For | TNA | N/A | |||
14 | Elect Domitille Doat-Le Bigot | Mgmt | For | TNA | N/A | |||
15 | Elect Lilian Fossum Biner | Mgmt | For | TNA | N/A | |||
16 | Elect Lars Fruergaard Joregensen | Mgmt | For | TNA | N/A | |||
17 | Elect Majken Schultz | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Carnival Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS G19081101 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Jason G. Cahilly | Mgmt | For | For | For | |||
4 | Elect Helen Deeble | Mgmt | For | For | For | |||
5 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
6 | Elect Richard J. Glasier | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect Katie Lahey | Mgmt | For | For | For | |||
9 | Elect John Parker | Mgmt | For | For | For | |||
10 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
11 | Elect Laura A. Weil | Mgmt | For | For | For | |||
12 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Reginald H. Gilyard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
7 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
10 | Elect Ray Wirta | Mgmt | For | For | For | |||
11 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | For | Against | |||
CDW Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDW | CUSIP 12514G108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lyndia M. Clarizo | Mgmt | For | For | For | |||
2 | Elect Christine A. Leahy | Mgmt | For | For | For | |||
3 | Elect Thomas E. Richards | Mgmt | For | For | For | |||
4 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Edward G. Galante | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
6 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
8 | Elect Kim K.W. Rucker | Mgmt | For | For | For | |||
9 | Elect John K. Wulff | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Certificate of Incorporation to Allow for the Removal of Directors | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 09/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Eliminate Series B Common Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Orlando Ayala | Mgmt | For | For | For | |||
2 | Elect John R. Roberts | Mgmt | For | For | For | |||
3 | Elect Thomas G. Thompson | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shunsuke Niwa as Director | Mgmt | For | For | For | |||
4 | Elect Hidenori Fujii | Mgmt | For | For | For | |||
5 | Elect Hajime Ishizu | Mgmt | For | For | For | |||
6 | Elect Fumio Yamashita | Mgmt | For | For | For | |||
7 | Elect Shigeo Kifuji | Mgmt | For | For | For | |||
8 | Elect Kunihiko Nasu | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Javed Ahmed | Mgmt | For | For | For | |||
2 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
3 | Elect William Davisson | Mgmt | For | For | For | |||
4 | Elect John W. Eaves | Mgmt | For | For | For | |||
5 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
6 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
7 | Elect John D. Johnson | Mgmt | For | For | For | |||
8 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
9 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
10 | Elect Theresa E. Wagler | Mgmt | For | For | For | |||
11 | Elect Celso L. White | Mgmt | For | For | For | |||
12 | Elect W. Anthony Will | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consen | ShrHoldr | Against | Against | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect Martin Mackay | Mgmt | For | For | For | |||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | |||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Richard F. Wallman | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect John B. Frank | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||
8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
9 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
10 | Elect D. James Umpleby | Mgmt | For | For | For | |||
11 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CIMIC Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CINS Q2424E105 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | Against | Against | |||
3 | Re-elect David P. Robinson | Mgmt | For | Against | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
3 | Elect Mark Garrett | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
6 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||
8 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
9 | Elect Steven M. West | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Citizens Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFG | CUSIP 174610105 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Van Saun | Mgmt | For | For | For | |||
2 | Elect Mark S. Casady | Mgmt | For | For | For | |||
3 | Elect Christine M. Cumming | Mgmt | For | For | For | |||
4 | Elect William P. Hankowsky | Mgmt | For | For | For | |||
5 | Elect Howard W. Hanna III | Mgmt | For | For | For | |||
6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect Charles J. Koch | Mgmt | For | For | For | |||
9 | Elect Terrance J. Lillis | Mgmt | For | For | For | |||
10 | Elect Shivan S. Subramaniam | Mgmt | For | For | For | |||
11 | Elect Wendy A. Watson | Mgmt | For | For | For | |||
12 | Elect Marita Zuraitis | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2177B101 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect KAM Hing Lam | Mgmt | For | Against | Against | |||
6 | Elect Davy CHUNG Sun Keung | Mgmt | For | Against | Against | |||
7 | Elect Ezra PAU Yee Wan | Mgmt | For | Against | Against | |||
8 | Elect Grace WOO Chia Ching | Mgmt | For | Against | Against | |||
9 | Elect Donald J. Roberts | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2177B101 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
4 | Joint Venture | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CK Hutchison Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0001 | CINS G21765105 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor T.K. Li | Mgmt | For | Against | Against | |||
6 | Elect Frank J. Sixt | Mgmt | For | Against | Against | |||
7 | Elect Susan CHOW WOO Mo Fong | Mgmt | For | Against | Against | |||
8 | Elect George C. Magnus | Mgmt | For | Against | Against | |||
9 | Elect Michael David Kadoorie | Mgmt | For | Against | Against | |||
10 | Elect Rose LEE Wai Mun | Mgmt | For | Against | Against | |||
11 | Elect William Shurniak | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CLP Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0002 | CINS Y1660Q104 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Philip Lawrence Kadoorie | Mgmt | For | For | For | |||
5 | Elect May TAN Siew Boi | Mgmt | For | For | For | |||
6 | Elect John Andrew Harry Leigh | Mgmt | For | For | For | |||
7 | Elect Richard Kendall Lancaster | Mgmt | For | For | For | |||
8 | Elect Zia Mody | Mgmt | For | For | For | |||
9 | Elect Geert Peeters | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Coca-Cola European Partners plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCEP | CUSIP G25839104 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nathalie Gaveau | Mgmt | For | Against | Against | |||
4 | Elect Dagmar Kollmann | Mgmt | For | Against | Against | |||
5 | Elect Mark Price | Mgmt | For | Against | Against | |||
6 | Elect Jose Ignacio Comenge Sanchez-Real | Mgmt | For | Against | Against | |||
7 | Elect Francisco Crespo Benitez | Mgmt | For | Against | Against | |||
8 | Elect Irial Finan | Mgmt | For | Against | Against | |||
9 | Elect Damian P. Gammell | Mgmt | For | Against | Against | |||
10 | Elect Alvaro Gomez-Trenor Aguilar | Mgmt | For | Against | Against | |||
11 | Elect Alfonso Libano Daurella | Mgmt | For | Against | Against | |||
12 | Elect Mario R. Sola | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase On-Market Shares | Mgmt | For | For | For | |||
20 | Authority to Repurchase Off-Market Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
Coloplast AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COLOB | CINS K16018192 | 12/05/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Elect Niels Peter Louis-Hansen | Mgmt | For | TNA | N/A | |||
10 | Elect Birgitte Nielsen | Mgmt | For | TNA | N/A | |||
11 | Elect Carsten Hellmann | Mgmt | For | TNA | N/A | |||
12 | Elect Jette Nygaard-Andersen | Mgmt | For | TNA | N/A | |||
13 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | |||
14 | Elect Lars Soren Rasmussen | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Michael E. Collins | Mgmt | For | For | For | |||
3 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
4 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
5 | Elect Curtis C. Farmer | Mgmt | For | For | For | |||
6 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
7 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
8 | Elect Barbara R. Smith | Mgmt | For | For | For | |||
9 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
10 | Elect Reginald M. Turner, Jr. | Mgmt | For | For | For | |||
11 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
12 | Elect Michael G. Van de Ven | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ConAgra Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anil Arora | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.6 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.9 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Concordia International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXR | CUSIP 20653P409 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costar Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGP | CUSIP 22160N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael R. Klein | Mgmt | For | For | For | |||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | |||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | |||
5 | Elect John W. Hill | Mgmt | For | For | For | |||
6 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
7 | Elect David J. Steinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Covestro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1COV | CINS D15349109 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding Convocation of General Meetings | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares (Including Usage of Equity Derivatives) | Mgmt | For | For | For | |||
Crown Resorts Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CWN | CINS Q3015N108 | 11/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Sarah (Jane) Halton | Mgmt | For | Against | Against | |||
3 | Elect Guy Jalland | Mgmt | For | Against | Against | |||
4 | Elect Antonia (Toni) Korsanos | Mgmt | For | Against | Against | |||
5 | Re-elect John S. Horvath | Mgmt | For | Against | Against | |||
6 | Re-elect Michael R. Johnston | Mgmt | For | Against | Against | |||
7 | Remuneration Report | Mgmt | For | Against | Against | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect Richard J. Freeland | Mgmt | For | For | For | |||
3 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | |||
6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
7 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
10 | Elect William I. Miller | Mgmt | For | For | For | |||
11 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
12 | Elect Karen H. Quintos | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Curtiss-Wright Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CW | CUSIP 231561101 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Adams | Mgmt | For | For | For | |||
1.2 | Elect Dean M. Flatt | Mgmt | For | For | For | |||
1.3 | Elect S. Marce Fuller | Mgmt | For | For | For | |||
1.4 | Elect Bruce D. Hoechner | Mgmt | For | For | For | |||
1.5 | Elect Glenda J. Minor | Mgmt | For | For | For | |||
1.6 | Elect John B. Nathman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Rivet | Mgmt | For | For | For | |||
1.8 | Elect Albert E. Smith | Mgmt | For | For | For | |||
1.9 | Elect Peter C. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Daiwa Securities Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
3 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
5 | Elect Kazuo Takahashi | Mgmt | For | Against | Against | |||
6 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
7 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
8 | Elect Masahisa Nakagawa | Mgmt | For | Against | Against | |||
9 | Elect Sachiko Hanaoka | Mgmt | For | Against | Against | |||
10 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
11 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
12 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
13 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
14 | Elect Eriko Kawai | Mgmt | For | Against | Against | |||
15 | Elect Katsuyuki Nishikawa | Mgmt | For | Against | Against | |||
Dassault Aviation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AM | CINS F24539102 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Remuneration of Eric Trappier, Chair and CEO | Mgmt | For | For | For | |||
8 | Remuneration of Loik Segalen, Deputy CEO | Mgmt | For | For | For | |||
9 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
11 | Elect Lucia Sinapi-Thomas | Mgmt | For | Against | Against | |||
12 | Elect Charles Edelstenne | Mgmt | For | Against | Against | |||
13 | Elect Olivier Dassault | Mgmt | For | Against | Against | |||
14 | Elect Eric Trappier | Mgmt | For | Against | Against | |||
15 | Related Party Transactions (Sogitec) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 12/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Adoption of Amended Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | |||
5 | Elect David G. DeWalt | Mgmt | For | For | For | |||
6 | Elect William H. Easter III | Mgmt | For | For | For | |||
7 | Elect Christopher A. Hazleton | Mgmt | For | For | For | |||
8 | Elect Michael P. Huerta | Mgmt | For | For | For | |||
9 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
10 | Elect George N. Mattson | Mgmt | For | For | For | |||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Deutsche Boerse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Clara-Christina Streit | Mgmt | For | Against | Against | |||
10 | Elect Charles Stonehill | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments and Increase in Conditional Capital | Mgmt | For | For | For | |||
14 | Approval of Profit-and-Loss Transfer Agreement with Clearstream Beteiligungs AG | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Deutsche Lufthansa AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHA | CINS D1908N106 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Monika Ribar as Supervisory Board Member | Mgmt | For | Against | Against | |||
10 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
11 | Increase in Authorised Capital | Mgmt | For | For | For | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Simone Menne | Mgmt | For | Against | Against | |||
11 | Elect Stefan Schulte | Mgmt | For | Against | Against | |||
12 | Elect Heinrich Hiesinger | Mgmt | For | Against | Against | |||
Deutsche Telekom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTE | CINS D2035M136 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Lars Hinrichs as Supervisory Board Member | Mgmt | For | Against | Against | |||
11 | Elect Karl-Heinz Streibich as Supervisory Board Member | Mgmt | For | Against | Against | |||
12 | Elect Rolf Bosinger as Supervisory Board Member | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect Ann G. Fox | Mgmt | For | For | For | |||
1.4 | Elect David A. Hager | Mgmt | For | For | For | |||
1.5 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.6 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.7 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
1.10 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
1.11 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | Against | Against | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Roger C. Hochschild | Mgmt | For | For | For | |||
8 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
9 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Amendment to Articles to Allow Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect Kenneth W. Lowe | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Sanchez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/30/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles of Association | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Election Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Case | Mgmt | For | For | For | |||
2 | Elect James B. Connor | Mgmt | For | For | For | |||
3 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
4 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
5 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||
6 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
7 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
8 | Elect David P. Stockert | Mgmt | For | For | For | |||
9 | Elect Chris Sultemeier | Mgmt | For | For | For | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
11 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
12 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | |||
3 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
4 | Elect James P. Healy | Mgmt | For | For | For | |||
5 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
9 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
10 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Elect Joshua A. Weinreich | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
E. On SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2019 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2020 | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Supervisory Board Size | Mgmt | For | For | For | |||
13 | Approval of Intra-Company Control Agreement with E.ON 11. Verwaltungs GmbH | Mgmt | For | For | For | |||
14 | Approval of Intra-Company Control Agreement with E.ON 12. Verwaltungs GmbH | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Molly Campbell | Mgmt | For | For | For | |||
1.2 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.6 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.7 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.8 | Elect Lester M. Sussman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Anderson | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Jesse A. Cohn | Mgmt | For | For | For | |||
5 | Elect Diana Farrell | Mgmt | For | For | For | |||
6 | Elect Logan D. Green | Mgmt | For | For | For | |||
7 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
8 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
9 | Elect Matthew J. Murphy | Mgmt | For | For | For | |||
10 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
11 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
14 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
15 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Electronic Arts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
5 | Elect Talbott Roche | Mgmt | For | For | For | |||
6 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
7 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
8 | Elect Heidi J. Ueberroth | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Encompass Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EHC | CUSIP 29261A100 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
5 | Elect Joan E. Herman | Mgmt | For | For | For | |||
6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
7 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
8 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
11 | Elect Mark J. Tarr | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Endesa SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELE | CINS E41222113 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts | Mgmt | For | For | For | |||
2 | Management Reports | Mgmt | For | For | For | |||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor (FY2020 - FY2022) | Mgmt | For | For | For | |||
7 | Elect Juan Sanchez-Calero Guilarte | Mgmt | For | For | For | |||
8 | Elect Helena Revoredo Delvecchio | Mgmt | For | For | For | |||
9 | Elect Ignacio Garralda Ruiz de Velasco | Mgmt | For | For | For | |||
10 | Elect Francisco de Lacerda | Mgmt | For | For | For | |||
11 | Elect Alberto De Paoli | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Loyalty Plan 2019-2021 | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
8 | List Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees (KPMG; Preferred Option) | Mgmt | For | For | For | |||
11 | Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||
12 | Remuneration Policy | Mgmt | For | For | For | |||
Eni Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.5 | Elect William Luby | Mgmt | For | For | For | |||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Equinor ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQNR | CINS R2R90P103 | 05/15/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Authority to Distribute Interim Dividend | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Climate Change Strategy | ShrHoldr | Against | TNA | N/A | |||
10 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | TNA | N/A | |||
11 | Shareholder Proposal Regarding Move from Fossil Fuels to Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
12 | Corporate Governance Statement | Mgmt | For | TNA | N/A | |||
13 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
14 | Equity-Related Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
22 | Shareholder Proposal Regarding Abandonment of Carbon Capture and Storage | ShrHoldr | Against | TNA | N/A | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Scott R. Peppet | Mgmt | For | For | For | |||
1.8 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.9 | Elect Samuel Zell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Estee Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rose Marie Bravo | Mgmt | For | Abstain | Against | |||
2 | Elect Paul J. Fribourg | Mgmt | For | Abstain | Against | |||
3 | Elect Irvine O. Hockaday, Jr. | Mgmt | For | Abstain | Against | |||
4 | Elect Jennifer Hyman | Mgmt | For | Abstain | Against | |||
5 | Elect Barry S. Sternlicht | Mgmt | For | Abstain | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eutelsat Communications SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETL | CINS F3692M128 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Elect Stephanie Frachet | Mgmt | For | For | For | |||
10 | Elect Ross McInnes | Mgmt | For | For | For | |||
11 | Remuneration of Michel de Rosen, Former Chair (until November 8, 2017) | Mgmt | For | For | For | |||
12 | Remuneration of Dominique D'Hinnin, Chair (from November 8, 2017) | Mgmt | For | For | For | |||
13 | Remuneration of Rodolphe Belmer, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Michel Azibert, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Yohann Leroy, Deputy CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
17 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Evergy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVRG | CUSIP 30034W106 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry D. Bassham | Mgmt | For | For | For | |||
1.2 | Elect Mollie Hale Carter | Mgmt | For | For | For | |||
1.3 | Elect Charles Q. Chandler, IV | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Grimes | Mgmt | For | For | For | |||
1.6 | Elect Richard L. Hawley | Mgmt | For | For | For | |||
1.7 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||
1.8 | Elect B. Anthony Isaac | Mgmt | For | For | For | |||
1.9 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | |||
1.10 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.11 | Elect Sandra J. Price | Mgmt | For | For | For | |||
1.12 | Elect Mark A. Ruelle | Mgmt | For | For | For | |||
1.13 | Elect John J. Sherman | Mgmt | For | For | For | |||
1.14 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | Withhold | Against | |||
1.15 | Elect John A. Stall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Extended Stay America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P200 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Ellen Keszler | Mgmt | For | For | For | |||
1.5 | Elect Jodie W. McLean | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. O'Toole | Mgmt | For | For | For | |||
1.7 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Extended Stay America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P211 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Neil Brown | Mgmt | For | For | For | |||
1.5 | Elect Bruce N. Haase | Mgmt | For | For | For | |||
1.6 | Elect Steven Kent | Mgmt | For | For | For | |||
1.7 | Elect Lisa Palmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Michel Combes | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | |||
9 | Elect John McAdam | Mgmt | For | For | For | |||
10 | Elect Nikhil Mehta | Mgmt | For | For | For | |||
11 | Elect Marie Myers | Mgmt | For | For | For | |||
12 | Amendment to the 2014 Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey D. Zients | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Appointment of Auditor (Ernst & Young); Non-Renewal of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Etienne Boris) | Mgmt | For | For | For | |||
11 | Ratification of Co-Option of Philippe de Rovira | Mgmt | For | Against | Against | |||
12 | Ratification of Co-Option of Gregoire Olivier | Mgmt | For | Against | Against | |||
13 | Elect Yan Mei | Mgmt | For | Against | Against | |||
14 | Elect Peter Mertens | Mgmt | For | Against | Against | |||
15 | Elect Denis Mercier | Mgmt | For | Against | Against | |||
16 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
17 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Michel de Rosen, Chair | Mgmt | For | For | For | |||
19 | Remuneration of Patrick Koller, CEO | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
25 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
26 | Greenshoe | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Michael Manley as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Richard K. Palmer as Executive Director | Mgmt | For | Against | Against | |||
11 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | Against | Against | |||
12 | Elect John Abbott as Non-Executive Director | Mgmt | For | Against | Against | |||
13 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | Against | Against | |||
14 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | Against | Against | |||
15 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | Against | Against | |||
16 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | Against | Against | |||
17 | Elect Michelangelo Volpi as Non-Executive Director | Mgmt | For | Against | Against | |||
18 | Elect Baroness Patience Wheatcroft as Non-Executive Director | Mgmt | For | Against | Against | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Special Voting Shares | Mgmt | For | Against | Against | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Cancellation of Shares | Mgmt | For | For | For | |||
26 | Equity Grant to Michael Manley | Mgmt | For | For | For | |||
27 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Michael Manley as Executive Director | Mgmt | For | Against | Against | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fortinet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTNT | CUSIP 34959E109 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ken Xie | Mgmt | For | For | For | |||
2 | Elect Ming Hsieh | Mgmt | For | For | For | |||
3 | Elect Gary F. Locke | Mgmt | For | For | For | |||
4 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
5 | Elect Judith Sim | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
4 | Elect Kazuto Kojima | Mgmt | For | For | For | |||
5 | Elect Jun Yokota | Mgmt | For | For | For | |||
6 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
7 | Elect Atsushi Abe | Mgmt | For | For | For | |||
8 | Elect Yoshiko Kojo Yoshiko Kugu | Mgmt | For | For | For | |||
9 | Elect Takahito Tokita | Mgmt | For | For | For | |||
10 | Elect Hidenori Furuta | Mgmt | For | For | For | |||
11 | Elect Mitsuya Yasui | Mgmt | For | For | For | |||
12 | Elect Koji Hatsukawa as Statutory Auditor | Mgmt | For | For | For | |||
Galaxy Entertainment Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0027 | CINS Y2679D118 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Joseph CHEE Ying Keung | Mgmt | For | For | For | |||
5 | Elect James R. Ancell | Mgmt | For | For | For | |||
6 | Elect Charles CHEUNG Wai Bun | Mgmt | For | Against | Against | |||
7 | Elect Michael Mecca | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
Genting Singapore Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G13 | CINS Y2692C139 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect LIM Kok Thay | Mgmt | For | Against | Against | |||
4 | Elect CHAN Swee Liang Carolina Carol Fong | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
4 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
5 | Elect Emma Walmsley | Mgmt | For | For | For | |||
6 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
7 | Elect Hal V. Barron | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
10 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Joint Venture with Pfizer | Mgmt | For | For | For | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Cash Distribution (Reduction in Share Premium Account) | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
4 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
5 | Elect Peter R. Coates | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect Martin J. Gilbert | Mgmt | For | For | For | |||
8 | Elect John J. Mack | Mgmt | For | For | For | |||
9 | Elect Gill Marcus | Mgmt | For | For | For | |||
10 | Elect Patrice Merrin | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Hang Seng Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0011 | CINS Y30327103 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect John CHAN Cho Chak | Mgmt | For | For | For | |||
5 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
6 | Elect Vincent LO Hong Sui | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
2 | Elect Samuel N. Hazen | Mgmt | For | For | For | |||
3 | Elect Meg G. Crofton | Mgmt | For | For | For | |||
4 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
6 | Elect William R. Frist | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph J. DeAngelo | Mgmt | For | For | For | |||
1.2 | Elect Patrick R. McNamee | Mgmt | For | For | For | |||
1.3 | Elect Scott Ostfeld | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Peffer | Mgmt | For | For | For | |||
1.5 | Elect James A. Rubright | Mgmt | For | For | For | |||
1.6 | Elect Lauren Taylor Wolfe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Henderson Land Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0012 | CINS Y31476107 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect KWOK Ping Ho | Mgmt | For | For | For | |||
6 | Elect Augustine WONG Ho Ming | Mgmt | For | For | For | |||
7 | Elect LEE Tat Man | Mgmt | For | Against | Against | |||
8 | Elect Gordon KWONG Che Keung | Mgmt | For | Against | Against | |||
9 | Elect KO Ping Keung | Mgmt | For | For | For | |||
10 | Elect WU King Cheong | Mgmt | For | Against | Against | |||
11 | Elect Alexander AU Siu Kee | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Bonus Share Issuance | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
Hermes International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMS | CINS F48051100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
10 | Remuneration of Axel Dumas, Manager | Mgmt | For | For | For | |||
11 | Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | For | For | For | |||
12 | Elect Charles-Eric Bauer | Mgmt | For | Against | Against | |||
13 | Elect Julie Guerrand | Mgmt | For | Against | Against | |||
14 | Elect Dominique Senequier | Mgmt | For | Against | Against | |||
15 | Elect Alexandre Viros | Mgmt | For | Against | Against | |||
16 | Elect Estelle Brachlianoff | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
Hikari Tsushin Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9435 | CINS J1949F108 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Yasumitsu Shigeta | Mgmt | For | For | For | |||
3 | Elect Hideaki Wada | Mgmt | For | For | For | |||
4 | Elect Takeshi Tamamura | Mgmt | For | For | For | |||
5 | Elect Ko Gido | Mgmt | For | For | For | |||
6 | Elect Seiya Owada | Mgmt | For | For | For | |||
7 | Elect Masato Takahashi | Mgmt | For | For | For | |||
8 | Elect Masataka Watanabe | Mgmt | For | Against | Against | |||
9 | Elect Ichiro Takano | Mgmt | For | For | For | |||
10 | Elect Ken Niimura | Mgmt | For | Against | Against | |||
Hill-Rom Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRC | CUSIP 431475102 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William G. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||
1.3 | Elect Stacy Enxing Seng | Mgmt | For | For | For | |||
1.4 | Elect Mary Garrett | Mgmt | For | For | For | |||
1.5 | Elect James R. Giertz | Mgmt | For | For | For | |||
1.6 | Elect John P. Groetelaars | Mgmt | For | For | For | |||
1.7 | Elect William H. Kucheman | Mgmt | For | For | For | |||
1.8 | Elect Ronald A. Malone | Mgmt | For | For | For | |||
1.9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hitachi, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Katsumi Ihara | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Joe E. Harlan | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Louise Pentland | Mgmt | For | For | For | |||
7 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
8 | Elect Takatoshi Yamamoto | Mgmt | For | For | For | |||
9 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
10 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
11 | Elect Toyoaki Nakamura | Mgmt | For | For | For | |||
12 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Removal of Toyoaki Nakamura | ShrHoldr | Against | Against | For | |||
Hochtief AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOT | CINS D33134103 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Ewen Stevenson | Mgmt | For | For | For | |||
5 | Elect Jose Antonio Meade Kuribena | Mgmt | For | For | For | |||
6 | Elect Kathleen L. Casey | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
8 | Elect Henri de Castries | Mgmt | For | For | For | |||
9 | Elect John M. Flint | Mgmt | For | For | For | |||
10 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
12 | Elect Marc Moses | Mgmt | For | For | For | |||
13 | Elect David T. Nish | Mgmt | For | For | For | |||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | |||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
16 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
17 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (specified capital investment) | Mgmt | For | For | For | |||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights (contingent convertible securities) | Mgmt | For | For | For | |||
27 | Authority to Issue Shares w/o Preemptive Rights (contingent convertible securities) | Mgmt | For | For | For | |||
28 | Scrip Dividend | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
30 | Shareholder Proposal Regarding Pension Scheme | ShrHoldr | Against | Against | For | |||
Hudson Pacific Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPP | CUSIP 444097109 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Coleman | Mgmt | For | For | For | |||
2 | Elect Theodore R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Richard B. Fried | Mgmt | For | For | For | |||
4 | Elect Jonathan M. Glaser | Mgmt | For | For | For | |||
5 | Elect Robert L. Harris II | Mgmt | For | For | For | |||
6 | Elect Christy Haubegger | Mgmt | For | For | For | |||
7 | Elect Mark D. Linehan | Mgmt | For | For | For | |||
8 | Elect Robert M. Moran,Jr. | Mgmt | For | For | For | |||
9 | Elect Barry A. Porter | Mgmt | For | For | For | |||
10 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
3 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
4 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
5 | Elect Daniele Ferrari | Mgmt | For | For | For | |||
6 | Elect Robert J. Margetts | Mgmt | For | For | For | |||
7 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
8 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frances Arnold | Mgmt | For | For | For | |||
2 | Elect Francis deSouza | Mgmt | For | For | For | |||
3 | Elect Susan E. Siegel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Imperial Brands Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4720C107 | 02/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Susan M. Clark | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect Simon Langelier | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm I. Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirk E. Arnold | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John Bruton | Mgmt | For | For | For | |||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
7 | Elect Michael W. Lamach | Mgmt | For | For | For | |||
8 | Elect Myles P. Lee | Mgmt | For | For | For | |||
9 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect David N. Farr | Mgmt | For | For | For | |||
3 | Elect Alex Gorsky | Mgmt | For | For | For | |||
4 | Elect Michelle Howard | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Martha E. Pollack | Mgmt | For | For | For | |||
8 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
9 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
10 | Elect Sidney Taurel | Mgmt | For | For | For | |||
11 | Elect Peter R. Voser | Mgmt | For | For | For | |||
12 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Re-approve the Long-Term Incentive Performance Terms | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Sasan Goodarzi | Mgmt | For | For | For | |||
5 | Elect Deborah Liu | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Brad D. Smith | Mgmt | For | Against | Against | |||
9 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||
10 | Elect Raul Vazquez | Mgmt | For | For | For | |||
11 | Elect Jeff Weiner | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Ipsen | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPN | CINS F5362H107 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Marc de Garidel | Mgmt | For | Against | Against | |||
10 | Elect Henri Beaufour | Mgmt | For | Against | Against | |||
11 | Elect Michele Ollier | Mgmt | For | Against | Against | |||
12 | Remuneration of Marc de Garidel, Chair | Mgmt | For | For | For | |||
13 | Remuneration of David Meek, CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
15 | Remuneration Policy (CEO and Management Board Members) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
J Sainsbury plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBRY | CINS G77732173 | 07/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jo Harlow | Mgmt | For | For | For | |||
5 | Elect Matt Brittin | Mgmt | For | For | For | |||
6 | Elect Brian Cassin | Mgmt | For | For | For | |||
7 | Elect Mike Coupe | Mgmt | For | For | For | |||
8 | Elect David Keens | Mgmt | For | For | For | |||
9 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
10 | Elect Dame Susan Rice | Mgmt | For | For | For | |||
11 | Elect John Rogers | Mgmt | For | For | For | |||
12 | Elect Jean Tomlin | Mgmt | For | For | For | |||
13 | Elect David Tyler | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Jabil Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Christopher S. Holland | Mgmt | For | For | For | |||
1.4 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.5 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
7 | Elect Shinichiro Shimizu | Mgmt | For | For | For | |||
8 | Elect Ryuzo Toyoshima | Mgmt | For | For | For | |||
9 | Elect Nobuyoshi Gondo | Mgmt | For | For | For | |||
10 | Elect Eizo Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Ito | Mgmt | For | For | For | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Norikazu Saito as Statutory Auditor | Mgmt | For | For | For | |||
Jardine Cycle & Carriage Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C07 | CINS Y43703100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Hassan Abas | Mgmt | For | For | For | |||
5 | Elect Benjamin W. Keswick | Mgmt | For | Against | Against | |||
6 | Elect Marty M. Natalegawa | Mgmt | For | For | For | |||
7 | Elect Stephen Gore | Mgmt | For | For | For | |||
8 | Elect Steven Phan (Phan Swee Kim) | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Bridget Macaskill | Mgmt | For | For | For | |||
7 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
8 | Elect Jeetendra I. Patel | Mgmt | For | For | For | |||
9 | Elect Ann Marie Petach | Mgmt | For | For | For | |||
10 | Elect Christian Ulbrich | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2019 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
2 | Elect Anne DelSanto | Mgmt | For | For | For | |||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Scott Kriens | Mgmt | For | For | For | |||
6 | Elect Rahul Merchant | Mgmt | For | For | For | |||
7 | Elect Rami Rahim | Mgmt | For | For | For | |||
8 | Elect William Stensrud | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
JXTG Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5020 | CINS J29699105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsutomu Sugimori | Mgmt | For | For | For | |||
4 | Elect Jun Muto | Mgmt | For | For | For | |||
5 | Elect Junichi Kawada | Mgmt | For | For | For | |||
6 | Elect Hiroji Adachi | Mgmt | For | For | For | |||
7 | Elect Satoshi Taguchi | Mgmt | For | For | For | |||
8 | Elect Katsuyuki Ota | Mgmt | For | For | For | |||
9 | Elect Hiroshi Hosoi | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Ouchi | Mgmt | For | For | For | |||
11 | Elect Seiichi Murayama | Mgmt | For | For | For | |||
12 | Elect Hiroko Ota | Mgmt | For | For | For | |||
13 | Elect Mutsutake Otsuka | Mgmt | For | For | For | |||
14 | Elect Yoshiiku Miyata | Mgmt | For | For | For | |||
15 | Elect Yuko Mitsuya as Audit Committee Director | Mgmt | For | For | For | |||
Kajima Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1812 | CINS J29223120 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshikazu Oshimi | Mgmt | For | For | For | |||
4 | Elect Naoki Atsumi | Mgmt | For | For | For | |||
5 | Elect Hiroyoshi Koizumi | Mgmt | For | For | For | |||
6 | Elect Ken Uchida | Mgmt | For | For | For | |||
7 | Elect Koji Furukawa | Mgmt | For | For | For | |||
8 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
9 | Elect Kiyomi Saito Kiyomi Takei | Mgmt | For | For | For | |||
10 | Elect Yukio Machida | Mgmt | For | For | For | |||
11 | Elect Kazumine Terawaki as Statutory Auditor | Mgmt | For | For | For | |||
12 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
Kansai Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9503 | CINS J30169106 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Absorption-Type Company Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Makoto Yagi | Mgmt | For | For | For | |||
6 | Elect Shigeki Iwane | Mgmt | For | For | For | |||
7 | Elect Yoshihiro Doi | Mgmt | For | For | For | |||
8 | Elect Takashi Morimoto | Mgmt | For | For | For | |||
9 | Elect Toyokazu Misono | Mgmt | For | For | For | |||
10 | Elect Koji Inada | Mgmt | For | For | For | |||
11 | Elect Ikuo Morinaka | Mgmt | For | For | For | |||
12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | |||
13 | Elect Takao Matsumura | Mgmt | For | For | For | |||
14 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
15 | Elect Takamune Okihara | Mgmt | For | For | For | |||
16 | Elect Tetsuya Kobayashi | Mgmt | For | Against | Against | |||
17 | Elect Hisako Makimura | Mgmt | For | For | For | |||
18 | Elect Yasuhiro Yashima | Mgmt | For | For | For | |||
19 | Elect Yasushi Sugimoto | Mgmt | For | For | For | |||
20 | Elect Yukishige Higuchi | Mgmt | For | For | For | |||
21 | Elect Tsutomu Toichi | Mgmt | For | For | For | |||
22 | Elect Fumio Otsubo | Mgmt | For | For | For | |||
23 | Elect Shigeo Sasaki | Mgmt | For | For | For | |||
24 | Elect Atsuko Kaga | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | |||
38 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
39 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | |||
40 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | |||
41 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | |||
42 | Shareholder Proposal Regarding Fostering a Culture of Safety | ShrHoldr | Against | Against | For | |||
43 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | |||
44 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | |||
45 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
2 | Elect James P. Hallett | Mgmt | For | For | For | |||
3 | Elect Mark E. Hill | Mgmt | For | For | For | |||
4 | Elect J. Mark Howell | Mgmt | For | For | For | |||
5 | Elect Stefan Jacoby | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
KBC Groupe SA NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBC | CINS B5337G162 | 05/02/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees for the 2018 Fiscal Year | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
13 | Elect Koenraad Debackere to the Board of Directors | Mgmt | For | TNA | N/A | |||
14 | Elect Alain Bostoen to the Board of Directors | Mgmt | For | TNA | N/A | |||
15 | Elect Franky Depickere to the Board of Directors | Mgmt | For | TNA | N/A | |||
16 | Elect Frank Donck to the Board of Directors | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Leysen to the Board of Directors | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
KBC Groupe SA NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBC | CINS B5337G162 | 05/02/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles (Adoption of new Belgian Code on Companies and Associations) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Article 10bis | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 12 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 15 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
9 | Authority to Coordinate Articles (Timing of Amendments Effectiveness) | Mgmt | For | TNA | N/A | |||
10 | Authority to Coordinate Articles | Mgmt | For | TNA | N/A | |||
11 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
12 | Authorization of Legal Formalities (Crossroads Bank for Enterprises) | Mgmt | For | TNA | N/A | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
4 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
5 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
6 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
7 | Elect Takashi Shoji | Mgmt | For | For | For | |||
8 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
9 | Elect Keiichi Mori | Mgmt | For | For | For | |||
10 | Elect Kei Morita | Mgmt | For | For | For | |||
11 | Elect Toshitake Amamiya | Mgmt | For | For | For | |||
12 | Elect Goro Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Keiji Yamamoto | Mgmt | For | For | For | |||
14 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
15 | Elect Shigeo Oyagi | Mgmt | For | For | For | |||
16 | Elect Riyo Kano | Mgmt | For | For | For | |||
Kering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KER | CINS F5433L103 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Ginevra Elkann | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Heloise Temple-Boyer | Mgmt | For | For | For | |||
10 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt with Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Amend Article Regarding Shareholders' Identification | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Bryan Pallop GAW | Mgmt | For | For | For | |||
6 | Elect Louis Wong Chi Kong | Mgmt | For | For | For | |||
7 | Elect Stephen CHANG Tso Tung | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Sale and Purchase Agreements | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect John T. Dickson | Mgmt | For | For | For | |||
4 | Elect Emiko Higashi | Mgmt | For | For | For | |||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
6 | Elect Gary B. Moore | Mgmt | For | For | For | |||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | |||
8 | Elect Ana G. Pinczuk | Mgmt | For | For | For | |||
9 | Elect Robert A. Rango | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Katherine C. Doyle to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Peter Agnefjall to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Frans Muller to the Management Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
17 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
18 | Cancellation of Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koninklijke Philips N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHIA | CINS N7637U112 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Frans Van Houten to the Management Board | Mgmt | For | For | For | |||
9 | Elect Abhijit Bhattacharya to the Management Board | Mgmt | For | For | For | |||
10 | Elect David E.I. Pyott to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Elizabeth Doherty to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Koninklijke Philips N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHIA | CINS N7637U112 | 10/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Harrison to the Supervisory Board | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
L'Oreal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Fabienne Dulac | Mgmt | For | Against | Against | |||
9 | Elect Sophie Bellon | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Paul Agon, Chair and CEO | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
15 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
16 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
17 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Irwin Chafetz | Mgmt | For | Withhold | Against | |||
1.3 | Elect Micheline Chau | Mgmt | For | Withhold | Against | |||
1.4 | Elect Patrick Dumont | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles D. Forman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Glen Goldstein | Mgmt | For | Withhold | Against | |||
1.7 | Elect George Jamieson | Mgmt | For | Withhold | Against | |||
1.8 | Elect Charles A. Koppelman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Lewis Kramer | Mgmt | For | Withhold | Against | |||
1.10 | Elect David F. Levi | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
2 | Elect Mei-Wei Cheng | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jepsen | Mgmt | For | For | For | |||
5 | Elect Kathleen Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond E. Scott | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2019 Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Legal & General Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGEN | CINS G54404127 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Henrietta Baldock | Mgmt | For | For | For | |||
4 | Elect M. George Lewis | Mgmt | For | For | For | |||
5 | Elect Philip Broadley | Mgmt | For | For | For | |||
6 | Elect Stuart Jeffrey Davies | Mgmt | For | For | For | |||
7 | Elect John Kingman | Mgmt | For | For | For | |||
8 | Elect Lesley Knox | Mgmt | For | For | For | |||
9 | Elect Kerrigan Procter | Mgmt | For | For | For | |||
10 | Elect Toby Strauss | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Elect Nigel Wilson | Mgmt | For | For | For | |||
13 | Elect Mark Zinkula | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
21 | Employee Share Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMCA | CUSIP 531229409 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
1.3 | Elect M. Ian G. Gilchrist | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect Robert G Gifford | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.9 | Elect Lawrence D. Raiman | Mgmt | For | For | For | |||
1.10 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Amanda Mackenzie | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita M. Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect James Lupton | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||
2 | Elect David B. Burritt | Mgmt | For | For | For | |||
3 | Elect Bruce A. Carlson | Mgmt | For | For | For | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
6 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
9 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
10 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
London Stock Exchange Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSE | CINS G5689U103 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
5 | Elect Paul Heiden | Mgmt | For | For | For | |||
6 | Elect Raffaele Jerusalmi | Mgmt | For | For | For | |||
7 | Elect Stephen O'Connor | Mgmt | For | For | For | |||
8 | Elect Val Rahmani | Mgmt | For | For | For | |||
9 | Elect Andrea Sironi | Mgmt | For | For | For | |||
10 | Elect David Warren | Mgmt | For | For | For | |||
11 | Elect Marshall C. Bailey | Mgmt | For | For | For | |||
12 | Elect Kathleen DeRose | Mgmt | For | For | For | |||
13 | Elect Cressida Hogg | Mgmt | For | For | For | |||
14 | Elect Don Robert | Mgmt | For | For | For | |||
15 | Elect David A. Schwimmer | Mgmt | For | For | For | |||
16 | Elect Ruth Wandhofer | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
2 | Elect Lincoln Benet | Mgmt | For | For | For | |||
3 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
4 | Elect Robin Buchanan | Mgmt | For | For | For | |||
5 | Elect Stephen F. Cooper | Mgmt | For | For | For | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Claire S. Farley | Mgmt | For | For | For | |||
8 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
9 | Elect Michael S. Hanley | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
12 | Elect Rudolf (Rudy) M.J. van der Meer | Mgmt | For | Against | Against | |||
13 | Discharge from Liability of Members of the (Prior) Management Board | Mgmt | For | For | For | |||
14 | Discharge from Liability of Members of the (Prior) Supervisory Board | Mgmt | For | For | For | |||
15 | Adoption of Dutch Statutory Annual Accounts for 2018 | Mgmt | For | For | For | |||
16 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification and Approval of Dividends | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
Macquarie Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MQG | CINS Q57085286 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter H. Warne | Mgmt | For | For | For | |||
3 | Re-elect Gordon M. Cairns | Mgmt | For | For | For | |||
4 | Elect Glenn R. Stevens | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | For | For | |||
7 | Approve Issue of Securities | Mgmt | For | For | For | |||
Marine Harvest ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHG | CINS R2326D113 | 12/04/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Company Name | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
3 | Elect Masumi Kakinoki | Mgmt | For | For | For | |||
4 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
5 | Elect Ichiro Takahara | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Yabe | Mgmt | For | For | For | |||
7 | Elect Hirohisa Miyata | Mgmt | For | For | For | |||
8 | Elect Takao Kitabata | Mgmt | For | For | For | |||
9 | Elect Kyohei Takahashi | Mgmt | For | For | For | |||
10 | Elect Susumu Fukuda | Mgmt | For | For | For | |||
11 | Elect Yuri Okina | Mgmt | For | For | For | |||
12 | Elect Hikaru Minami as Statutory Auditor | Mgmt | For | For | For | |||
Masimo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MASI | CUSIP 574795100 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adam Mikkelson | Mgmt | For | For | For | |||
2 | Elect Craig Reynolds | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
2 | Elect John H. Hammergren | Mgmt | For | For | For | |||
3 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
4 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
5 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
6 | Elect Bradley E. Lerman | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Medical Properties Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPW | CUSIP 58463J304 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward K. Aldag, Jr. | Mgmt | For | For | For | |||
2 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
3 | Elect R. Steven Hamner | Mgmt | For | For | For | |||
4 | Elect Elizabeth N. Pitman | Mgmt | For | For | For | |||
5 | Elect C. Reynolds Thompson, III | Mgmt | For | For | For | |||
6 | Elect D. Paul Sparks, Jr. | Mgmt | For | For | For | |||
7 | Elect Michael G. Stewart | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chofuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuro Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiro Watanabe | Mgmt | For | For | For | |||
8 | Elect Seiichi Kasutani | Mgmt | For | For | For | |||
9 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
10 | Elect Toshio Asano | Mgmt | For | For | For | |||
11 | Elect Kuniko Shoji | Mgmt | For | For | For | |||
12 | Elect Toshio Hirasawa | Mgmt | For | For | For | |||
13 | Elect Shigeru Kanda | Mgmt | For | For | For | |||
14 | Elect Tetsuo Kitagawa | Mgmt | For | For | For | |||
15 | Elect Yoko Sanuki Yoko Itasawa | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
4 | Elect David L. Herzog | Mgmt | For | For | For | |||
5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect Michel A. Khalaf | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | For | For | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Diana McKenzie | Mgmt | For | For | For | |||
12 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Michael Kors Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KORS | CUSIP G60754101 | 08/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
4 | Elect Ken Fujiwara | Mgmt | For | Against | Against | |||
5 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
6 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
7 | Elect Hidefumi Date | Mgmt | For | Against | Against | |||
8 | Elect Shigeru Kobayashi | Mgmt | For | Against | Against | |||
9 | Elect Taigi Ito | Mgmt | For | Against | Against | |||
10 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
11 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
12 | Elect Chikatomo Hodo | Mgmt | For | Against | Against | |||
13 | Elect Kiyomi Kikuchi | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
5 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
6 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidenori Takaoka | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shunichi Miyanaga | Mgmt | For | For | For | |||
17 | Elect Hajime Hirano as Statutory Auditor | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
19 | Directors' Remuneration | Mgmt | For | For | For | |||
20 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
3 | Elect Masashi Fujii | Mgmt | For | For | For | |||
4 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
5 | Elect Masahiro Jono | Mgmt | For | For | For | |||
6 | Elect Masato Inari | Mgmt | For | For | For | |||
7 | Elect Nobuhisa Ariyoshi | Mgmt | For | For | For | |||
8 | Elect Tomohiko Okubo | Mgmt | For | For | For | |||
9 | Elect Hiroyuki Otsuka | Mgmt | For | For | For | |||
10 | Elect Kenji Kato | Mgmt | For | For | For | |||
11 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
12 | Elect Tsugio Sato | Mgmt | For | For | For | |||
13 | Elect Takashi Kimura | Mgmt | For | For | For | |||
14 | Elect Kunio Kawa | Mgmt | For | Against | Against | |||
15 | Elect Yasuomi Matsuyama | Mgmt | For | For | For | |||
16 | Elect Hiroaki Kanzaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Mitsubishi Motors Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7211 | CINS J44131167 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Masuko | Mgmt | For | Against | Against | |||
5 | Elect Takao Kato | Mgmt | For | Against | Against | |||
6 | Elect Kozo Shiraji | Mgmt | For | Against | Against | |||
7 | Elect Shunichi Miyanaga | Mgmt | For | Against | Against | |||
8 | Elect Ken Kobayashi | Mgmt | For | Against | Against | |||
9 | Elect Hitoshi Kawaguchi | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Karube | Mgmt | For | Against | Against | |||
11 | Elect Setsuko Egami | Mgmt | For | Against | Against | |||
12 | Elect Main Koda | Mgmt | For | Against | Against | |||
13 | Elect Yaeko Takeoka | Mgmt | For | Against | Against | |||
14 | Elect Yoshitsugu Oba | Mgmt | For | Against | Against | |||
15 | Elect Kenichiro Sasae | Mgmt | For | Against | Against | |||
16 | Elect Kiyoshi Sono | Mgmt | For | Against | Against | |||
17 | Elect Hideyuki Sakamoto | Mgmt | For | Against | Against | |||
18 | Elect Mitsuko Miyagawa | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Lease & Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8593 | CINS J4706D100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tadashi Shiraishi | Mgmt | For | For | For | |||
3 | Elect Takahiro Yanai | Mgmt | For | For | For | |||
4 | Elect Toshimitsu Urabe | Mgmt | For | For | For | |||
5 | Elect Tsuyoshi Nonoguchi | Mgmt | For | For | For | |||
6 | Elect Yoichi Shimoyama | Mgmt | For | For | For | |||
7 | Elect Teruyuki Minoura | Mgmt | For | For | For | |||
8 | Elect Toshio Haigo | Mgmt | For | For | For | |||
9 | Elect Mitsumasa Icho | Mgmt | For | For | For | |||
10 | Elect Naomi Hayashi | Mgmt | For | For | For | |||
11 | Elect Shuji Miake as Statutory Auditor | Mgmt | For | Against | Against | |||
Mitsui & Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masami Iijima | Mgmt | For | For | For | |||
4 | Elect Tatsuo Yasunaga | Mgmt | For | For | For | |||
5 | Elect Shinsuke Fujii | Mgmt | For | For | For | |||
6 | Elect Nobuaki Kitamori | Mgmt | For | For | For | |||
7 | Elect Yukio Takebe | Mgmt | For | For | For | |||
8 | Elect Takakazu Uchida | Mgmt | For | For | For | |||
9 | Elect Kenichi Hori | Mgmt | For | For | For | |||
10 | Elect Hirotatsu Fujiwara | Mgmt | For | For | For | |||
11 | Elect Yoshio Kometani | Mgmt | For | For | For | |||
12 | Elect Toshiro Muto | Mgmt | For | For | For | |||
13 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
14 | Elect Jenifer Rogers | Mgmt | For | For | For | |||
15 | Elect Samuel Walsh | Mgmt | For | For | For | |||
16 | Elect Takeshi Uchiyamada | Mgmt | For | Against | Against | |||
17 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
18 | Elect Kimiro Shiotani | Mgmt | For | For | For | |||
19 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
20 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Satoshi Ishii | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Motonori Wakabayashi | Mgmt | For | Against | Against | |||
6 | Elect Hiroaki Ehara | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Sato | Mgmt | For | Against | Against | |||
8 | Elect Hisaaki Hirama | Mgmt | For | Against | Against | |||
9 | Elect Masahiro Kosugi | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
12 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
13 | Elect Masami Yamamoto | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ota | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Renouncing JGB Market Special Participant Qualification | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Moncler SPA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Board Term Length | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | N/A | N/A | |||
8 | List Presented by Group of Institutional Investors Representing 1.6% of Share Capital | Mgmt | For | For | For | |||
9 | Election of Chair and Vice Chair of Board of Directors | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mondelez International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Debra A. Crew | Mgmt | For | For | For | |||
4 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
5 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
6 | Elect Peter W. May | Mgmt | For | For | For | |||
7 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
8 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
10 | Elect Christiana Smith Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
13 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Deforestation in Cocoa Supply Chain | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
9 | Elect Takeshi Ogasawara | Mgmt | For | For | For | |||
10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
11 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Nestle SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/11/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | |||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
12 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
13 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
14 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||
15 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
16 | Elect Pablo Isla | Mgmt | For | TNA | N/A | |||
17 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | |||
18 | Elect Dick Boer | Mgmt | For | TNA | N/A | |||
19 | Elect Dinesh Paliwal | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Pablo Isla as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Gerald D. Held | Mgmt | For | For | For | |||
3 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
4 | Elect Deborah L. Kerr | Mgmt | For | For | For | |||
5 | Elect George Kurian | Mgmt | For | For | For | |||
6 | Elect Scott F. Schenkel | Mgmt | For | For | For | |||
7 | Elect George T. Shaheen | Mgmt | For | For | For | |||
8 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
9 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas L. Jacobs | Mgmt | For | For | For | |||
1.2 | Elect Robert J. McGinnis | Mgmt | For | For | For | |||
1.3 | Elect Andrew Sloves | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Abstain | N/A | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tristia Harrison | Mgmt | For | For | For | |||
5 | Elect Jonathan Bewes | Mgmt | For | For | For | |||
6 | Elect Amanda James | Mgmt | For | For | For | |||
7 | Elect Richard Papp | Mgmt | For | For | For | |||
8 | Elect Michael J. Roney | Mgmt | For | For | For | |||
9 | Elect Francis Salway | Mgmt | For | For | For | |||
10 | Elect Jane Shields | Mgmt | For | For | For | |||
11 | Elect Dianne Thompson | Mgmt | For | For | For | |||
12 | Elect Simon Wolfson | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nintendo Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuntaro Furukawa | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Ko Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
Nippon Telegraph & Telephone Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Atsuko Oka Atsuko Sumi | Mgmt | For | For | For | |||
4 | Elect Ken Sakamura | Mgmt | For | For | For | |||
5 | Elect Keiko Takegawa | Mgmt | For | For | For | |||
6 | Elect Akiko Ide | Mgmt | For | For | For | |||
7 | Elect Takao Maezawa | Mgmt | For | For | For | |||
8 | Elect Takashi Iida | Mgmt | For | For | For | |||
9 | Elect Hideki Kanda | Mgmt | For | For | For | |||
10 | Elect Kaoru Kashima Kaoru Taya | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Removal of Akira Shimada | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Dividend in Kind to Effect Spin-Off of Alcon Inc. | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVOB | CINS K72807132 | 03/21/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Directors' Fees for 2018 | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2019 | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Helge Lund | Mgmt | For | TNA | N/A | |||
9 | Elect Jeppe Christiansen | Mgmt | For | TNA | N/A | |||
10 | Elect Brian Daniels | Mgmt | For | TNA | N/A | |||
11 | Elect Laurence Debroux | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Fibig | Mgmt | For | TNA | N/A | |||
13 | Elect Sylvie Gregoire | Mgmt | For | TNA | N/A | |||
14 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | |||
15 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
16 | Elect Martin Mackay | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights to Employees | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
23 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
24 | Shareholder Proposal Regarding Price Reductions | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NTT Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9613 | CINS J59031104 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles (Board Size) | Mgmt | For | Against | Against | |||
4 | Elect Yo Homma | Mgmt | For | For | For | |||
5 | Elect Keiichiro Yanagi | Mgmt | For | For | For | |||
6 | Elect Shigeki Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Toshi Fujiwara | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Kitani | Mgmt | For | For | For | |||
9 | Elect Shunichi Takeuchi | Mgmt | For | For | For | |||
10 | Elect Koji Ito | Mgmt | For | For | For | |||
11 | Elect Hisashi Matsunaga | Mgmt | For | For | For | |||
12 | Elect Yukio Okamoto | Mgmt | For | For | For | |||
13 | Elect Eiji Hirano | Mgmt | For | For | For | |||
14 | Elect Takashi Ebihara | Mgmt | For | For | For | |||
15 | Elect John McCain | Mgmt | For | For | For | |||
16 | Elect Mariko Fujii | Mgmt | For | For | For | |||
NTT DoCoMo Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399121 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koji Tsubouchi | Mgmt | For | For | For | |||
4 | Elect Michio Fujiwara | Mgmt | For | For | For | |||
5 | Elect Mayumi Tateishi | Mgmt | For | For | For | |||
6 | Elect Katsumi Kuroda | Mgmt | For | For | For | |||
7 | Elect Hironobu Sagae | Mgmt | For | Against | Against | |||
8 | Elect Mikio Kajikawa | Mgmt | For | Against | Against | |||
9 | Elect Katsumi Nakata | Mgmt | For | Against | Against | |||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
Nuance Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUAN | CUSIP 67020Y100 | 01/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Benjamin | Mgmt | For | For | For | |||
1.2 | Elect Daniel Brennan | Mgmt | For | For | For | |||
1.3 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
1.4 | Elect Thomas D. Ebling | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Finocchio | Mgmt | For | For | For | |||
1.6 | Elect Laura S. Kaiser | Mgmt | For | For | For | |||
1.7 | Elect Michal Katz | Mgmt | For | For | For | |||
1.8 | Elect Mark R. Laret | Mgmt | For | For | For | |||
1.9 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding RIght to Act by Written Consent | ShrHoldr | Against | Against | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Omnicom Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Wren | Mgmt | For | For | For | |||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
3 | Elect Mary C. Choksi | Mgmt | For | For | For | |||
4 | Elect Robert Charles Clark | Mgmt | For | For | For | |||
5 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||
6 | Elect Susan S. Denison | Mgmt | For | For | For | |||
7 | Elect Ronnie S. Hawkins | Mgmt | For | For | For | |||
8 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||
9 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
11 | Elect Valerie M. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
OMV AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMV | CINS A51460110 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Long-Term Incentive Plan 2019 | Mgmt | For | For | For | |||
9 | Share Part of Annual Bonus 2019 | Mgmt | For | Against | Against | |||
10 | Elect Wolfgang C.G. Berndt | Mgmt | For | Against | Against | |||
11 | Elect Stefan Doboczky | Mgmt | For | Against | Against | |||
12 | Elect Alyazia Ali Al Kuwaiti | Mgmt | For | Against | Against | |||
13 | Elect Mansour Mohamed Al Mulla | Mgmt | For | Against | Against | |||
14 | Elect Karl Rose | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Thomas Schimd | Mgmt | For | Against | Against | |||
17 | Elect Elisabeth Stadler | Mgmt | For | Against | Against | |||
18 | Elect Christoph Swarovski | Mgmt | For | Against | Against | |||
19 | Shareholder Proposal Regarding Election of Cathrine Trattner | ShrHoldr | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect William G. Parrett | Mgmt | For | For | For | |||
1.14 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Makoto Inoue | Mgmt | For | For | For | |||
3 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
4 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
5 | Elect Shuji Irie | Mgmt | For | For | For | |||
6 | Elect Shoji Taniguchi | Mgmt | For | For | For | |||
7 | Elect Satoru Matsuzaki | Mgmt | For | For | For | |||
8 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
9 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
10 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
11 | Elect Heizo Takenaka | Mgmt | For | For | For | |||
12 | Elect Michael A. Cusumano | Mgmt | For | For | For | |||
13 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
Outfront Media Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicolas Brien | Mgmt | For | For | For | |||
2 | Elect Angela Courtin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Palo Alto Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PANW | CUSIP 697435105 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Donovan | Mgmt | For | For | For | |||
2 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
3 | Elect Nir Zuk | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Paramount Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGRE | CUSIP 69924R108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert Behler | Mgmt | For | For | For | |||
2 | Elect Thomas Armbrust | Mgmt | For | For | For | |||
3 | Elect Martin Bussman | Mgmt | For | For | For | |||
4 | Elect Colin Dyer | Mgmt | For | For | For | |||
5 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
6 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
7 | Elect Karin Klein | Mgmt | For | For | For | |||
8 | Elect Peter Linneman | Mgmt | For | For | For | |||
9 | Elect Katharina Otto-Bernstein | Mgmt | For | For | For | |||
10 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Amendment to Add a Foreign Ownership Limit | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Partners Group Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/15/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||
6 | Board Compensation (Short-term) | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (FY 2019; Fixed and Short-Term) | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (FY 2020; Fixed and Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
10 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
11 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
12 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
14 | Elect Martin Strobel | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
18 | Elect Michelle Felman as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Martin Strobel as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Nimbley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
3 | Elect Wayne A. Budd | Mgmt | For | For | For | |||
4 | Elect S. Eugene Edwards | Mgmt | For | For | For | |||
5 | Elect William E. Hantke | Mgmt | For | For | For | |||
6 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
7 | Elect Robert J. Lavinia | Mgmt | For | For | For | |||
8 | Elect Kimberly S. Lubel | Mgmt | For | For | For | |||
9 | Elect George E. Ogden | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pentair plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNR | CUSIP G7S00T104 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glynis A. Bryan | Mgmt | For | For | For | |||
2 | Elect Jacques Esculier | Mgmt | For | For | For | |||
3 | Elect T. Michael Glenn | Mgmt | For | For | For | |||
4 | Elect Theodore L. Harris | Mgmt | For | For | For | |||
5 | Elect David A. Jones | Mgmt | For | For | For | |||
6 | Elect Michael T. Speetzen | Mgmt | For | For | For | |||
7 | Elect John L. Stauch | Mgmt | For | For | For | |||
8 | Elect Billie I. Williamson | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Roger Devlin | Mgmt | For | For | For | |||
5 | Elect David Jenkinson | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Mills | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Simon Litherland | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Peugeot S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Gilles Schnepp | Mgmt | For | Against | Against | |||
9 | Elect Thierry de La Tour d'Artaise | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Management Board Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board Members) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Supervisory Board) | Mgmt | For | Against | Against | |||
13 | Remuneration of Carlos Tavares, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Jean-Baptiste Chasseloup de Chatillon, CFO | Mgmt | For | For | For | |||
15 | Remuneration of Maxime Picat, Executive VP Europe | Mgmt | For | For | For | |||
16 | Remuneration of Jean-Christophe Quemard, Executive VP, Africa Middle East | Mgmt | For | For | For | |||
17 | Remuneration of M. Louis Gallois, Supervisory Board Chair | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to (I) Issue Shares and/or Convertible Debt with Preemptive Rights and (II) Increase Capital through Capitalisation | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Debt without Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Debt without Preemptive Rights through Private Placement | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Greg C. Garland | Mgmt | For | For | For | |||
2 | Elect Gary K. Adams | Mgmt | For | For | For | |||
3 | Elect John E. Lowe | Mgmt | For | For | For | |||
4 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Abstain | N/A | |||
Pigeon Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7956 | CINS J63739106 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Amari | Mgmt | For | Against | Against | |||
5 | Elect Nobuyuki Hashimoto | Mgmt | For | Against | Against | |||
6 | Elect Koichi Otsu | Mgmt | For | For | For | |||
7 | Elect Atsuko Taishido | Mgmt | For | For | For | |||
8 | Elect Sachiko Omuro as Alternate Statutory Auditor | Mgmt | For | For | For | |||
9 | Retirement Allowance for Director | Mgmt | For | For | For | |||
10 | Retirement Allowances for Directors | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Trust Type Equity Plan | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 10/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pinnacle West Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNW | CUSIP 723484101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald E. Brandt | Mgmt | For | For | For | |||
1.2 | Elect Denis A. Cortese | Mgmt | For | For | For | |||
1.3 | Elect Richard P. Fox | Mgmt | For | For | For | |||
1.4 | Elect Michael L. Gallagher | Mgmt | For | For | For | |||
1.5 | Elect Dale E. Klein | Mgmt | For | For | For | |||
1.6 | Elect Humberto S. Lopez | Mgmt | For | For | For | |||
1.7 | Elect Kathryn L. Munro | Mgmt | For | For | For | |||
1.8 | Elect Bruce J. Nordstrom | Mgmt | For | For | For | |||
1.9 | Elect Paula J. Sims | Mgmt | For | For | For | |||
1.10 | Elect James E. Trevathan, Jr. | Mgmt | For | For | For | |||
1.11 | Elect David P. Wagener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Pola Orbis Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4927 | CINS J6388P103 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Komoto Hideki as Statutory Auditor | Mgmt | For | For | For | |||
4 | Trust Type Equity Plan | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi, III | Mgmt | For | For | For | |||
2 | Elect Robert Carrady | Mgmt | For | For | For | |||
3 | Elect John W. Diercksen | Mgmt | For | For | For | |||
4 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Principal Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFG | CUSIP 74251V102 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Dan | Mgmt | For | For | For | |||
2 | Elect C. Daniel Gelatt | Mgmt | For | For | For | |||
3 | Elect Sandra L. Helton | Mgmt | For | For | For | |||
4 | Elect Blair C. Pickerell | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Scott Herren | Mgmt | For | For | For | |||
2 | Elect Michael Johnson | Mgmt | For | For | For | |||
3 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
4 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Robert M. Falzon | Mgmt | For | For | For | |||
4 | Elect Mark B. Grier | Mgmt | For | For | For | |||
5 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
6 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
7 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
8 | Elect Charles F. Lowrey | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
11 | Elect Christine A. Poon | Mgmt | For | For | For | |||
12 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
13 | Elect Michael A. Todman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Barry H. Ostrowsky | Mgmt | For | For | For | |||
7 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
8 | Elect Richard J. Swift | Mgmt | For | For | For | |||
9 | Elect Susan Tomasky | Mgmt | For | For | For | |||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Ralph Lauren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RL | CUSIP 751212101 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | |||
1.3 | Elect Michael A. George | Mgmt | For | Withhold | Against | |||
1.4 | Elect Hubert Joly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Randstad NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Allocation of Additional Dividend | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Rebecca Henderson to the Management Board | Mgmt | For | For | For | |||
11 | Elect Karen Fichuk to the Management Board | Mgmt | For | For | For | |||
12 | Elect Jaap Winter to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Elect Barbara Borra to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Elect Rudy Provoost to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Elect Stepan Breedveld to the Stichting Board | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
13 | Elect Robert O. Work | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Reckitt Benckiser Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RB | CINS G74079107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Nicandro Durante | Mgmt | For | For | For | |||
6 | Elect Mary Harris | Mgmt | For | For | For | |||
7 | Elect Adrian Hennah | Mgmt | For | For | For | |||
8 | Elect Rakesh Kapoor | Mgmt | For | For | For | |||
9 | Elect Pamela J. Kirby | Mgmt | For | Against | Against | |||
10 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||
11 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
12 | Elect Andrew RJ Bonfield | Mgmt | For | For | For | |||
13 | Elect Mehmood Khan | Mgmt | For | For | For | |||
14 | Elect Elane B. Stock | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Deferred Bonus Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
5 | Elect Kimberly L. Hammonds | Mgmt | For | For | For | |||
6 | Elect William S. Kaiser | Mgmt | For | For | For | |||
7 | Elect James M. Whitehurst | Mgmt | For | Against | Against | |||
8 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christine R. Detrick | Mgmt | For | For | For | |||
2 | Elect John J. Gauthier | Mgmt | For | For | For | |||
3 | Elect Alan C. Henderson | Mgmt | For | For | For | |||
4 | Elect Anna Manning | Mgmt | For | For | For | |||
5 | Elect Hazel M. McNeilage | Mgmt | For | For | For | |||
6 | Elect Steven C. Van Wyk | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
4 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
5 | Elect Michael Larson | Mgmt | For | For | For | |||
6 | Elect Kim S. Pegula | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect James P. Snee | Mgmt | For | For | For | |||
10 | Elect John M. Trani | Mgmt | For | For | For | |||
11 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
12 | Elect Katharine Weymouth | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Resona Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
3 | Elect Shoichi Iwanaga | Mgmt | For | For | For | |||
4 | Elect Satoshi Fukuoka | Mgmt | For | For | For | |||
5 | Elect Masahiro Minami | Mgmt | For | For | For | |||
6 | Elect Kaoru Isono | Mgmt | For | For | For | |||
7 | Elect Yoko Sanuki Yoko Itazawa | Mgmt | For | For | For | |||
8 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
9 | Elect Tadamitsu Matsui | Mgmt | For | Against | Against | |||
10 | Elect Hidehiko Sato | Mgmt | For | For | For | |||
11 | Elect Chiharu Baba | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Bank of Japan Interest Rate Policy | ShrHoldr | Against | Against | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (UK Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | For | For | |||
5 | Elect Moya M. Greene | Mgmt | For | For | For | |||
6 | Elect Simon McKeon | Mgmt | For | For | For | |||
7 | Elect Jakob Stausholm | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||
9 | Elect David W. Constable | Mgmt | For | For | For | |||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||
14 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake D. Moret | Mgmt | For | For | For | |||
1.2 | Elect Thomas W. Rosamilia | Mgmt | For | For | For | |||
1.3 | Elect Patricia A. Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
10 | Elect Barbara Rentler | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Gold, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGLD | CUSIP 780287108 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tony Jensen | Mgmt | For | For | For | |||
2 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Mail Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMG | CINS G7368G108 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stuart Simpson | Mgmt | For | For | For | |||
5 | Elect Simon Thompson | Mgmt | For | For | For | |||
6 | Elect Keith Williams | Mgmt | For | For | For | |||
7 | Elect Rico Back | Mgmt | For | For | For | |||
8 | Elect Sue Whalley | Mgmt | For | For | For | |||
9 | Elect Peter J. Long | Mgmt | For | For | For | |||
10 | Elect Rita Griffin | Mgmt | For | For | For | |||
11 | Elect Orna NiChionna | Mgmt | For | For | For | |||
12 | Elect Arthur (Les) L. Owen | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Ross McInnes | Mgmt | For | For | For | |||
8 | Elect Phillipe Petitcolin | Mgmt | For | For | For | |||
9 | Elect Jean-Lou Chameau | Mgmt | For | For | For | |||
10 | Elect Laurent Guillot | Mgmt | For | For | For | |||
11 | Ratification of Co-Option of Caroline Laurent | Mgmt | For | For | For | |||
12 | Elect Vincent Imbert | Mgmt | For | For | For | |||
13 | Remuneration of Ross McInnes, Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Petitcolin, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
16 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Amendments to Article Regarding Directors Representing Employee Shareholders | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
26 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (During Public Takeover) | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital in Case of Exchange Offer (During Public Takeover) | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and Convertible Debt Through Private Placement (During Public Takeover) | Mgmt | For | Against | Against | |||
29 | Greenshoe (During Public Takeover) | Mgmt | For | Against | Against | |||
30 | Authority to Increase Capital Through Capitalisations (During Public Takeover) | Mgmt | For | Against | Against | |||
31 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
32 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sandvik AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAND | CINS W74857165 | 04/29/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Jennifer Allerton | Mgmt | For | TNA | N/A | |||
18 | Elect Claes Boustedt | Mgmt | For | TNA | N/A | |||
19 | Elect Marika Fredriksson | Mgmt | For | TNA | N/A | |||
20 | Elect Johan Karlstrom | Mgmt | For | TNA | N/A | |||
21 | Elect Johan Molin | Mgmt | For | TNA | N/A | |||
22 | Elect Bjorn Rosengren | Mgmt | For | TNA | N/A | |||
23 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
24 | Elect Lars Westerberg | Mgmt | For | TNA | N/A | |||
25 | Elect Johan Molin as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Long-Term Incentive Plan 2019 | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Christophe Babule | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Increase Capital through Capitalisation | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sartorius Stedim Biotech S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIM | CINS F8005V210 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non-tax deductible expenses; Ratification of board acts | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Post-Employment Benefits for Joachim Kreuzburg, Chair and CEO | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Remuneration of Joachim Kreuzburg, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Joachim Kreuzburg | Mgmt | For | Against | Against | |||
13 | Elect Lothar Kappich | Mgmt | For | Against | Against | |||
14 | Elect Henry Riey | Mgmt | For | Against | Against | |||
15 | Elect Pascale Boissel | Mgmt | For | Against | Against | |||
16 | Elect Rene Faber | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Adoption of New Articles | Mgmt | For | Against | Against | |||
20 | Amendments to Article regarding Employee Representative | Mgmt | For | For | For | |||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Scentre Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCG | CINS Q8351E109 | 04/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Brian Schwartz | Mgmt | For | For | For | |||
4 | Re-elect Michael (Mike) F. Ihlein | Mgmt | For | For | For | |||
5 | Elect Steven Leigh | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Peter Allen) | Mgmt | For | For | For | |||
Senior Housing Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNH | CUSIP 81721M109 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Harrington | Mgmt | For | Abstain | Against | |||
2 | Elect Adam D. Portnoy | Mgmt | For | Abstain | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceMaster Global Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Ann Goldman | Mgmt | For | For | For | |||
2 | Elect Steven B. Hochhauser | Mgmt | For | For | For | |||
3 | Elect Nikhil M. Varty | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SG Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9143 | CINS J7134P108 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Eiichi Kuriwada | Mgmt | For | For | For | |||
3 | Elect Hideo Araki | Mgmt | For | For | For | |||
4 | Elect Shunichi Nakajima | Mgmt | For | For | For | |||
5 | Elect Tomoki Sano | Mgmt | For | For | For | |||
6 | Elect Masahide Motomura | Mgmt | For | For | For | |||
7 | Elect Katsuhiro Kawanago | Mgmt | For | For | For | |||
8 | Elect Hidekazu Matsumoto | Mgmt | For | For | For | |||
9 | Elect Mika Takaoka | Mgmt | For | Against | Against | |||
10 | Elect Osami Sagisaka | Mgmt | For | For | For | |||
Shimizu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1803 | CINS J72445117 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoichi Miyamoto | Mgmt | For | For | For | |||
5 | Elect Kazuyuki Inoue | Mgmt | For | For | For | |||
6 | Elect Osamu Terada | Mgmt | For | For | For | |||
7 | Elect Toshiyuki Imaki | Mgmt | For | For | For | |||
8 | Elect Koichiro Higashide | Mgmt | For | For | For | |||
9 | Elect Toru Yamaji | Mgmt | For | For | For | |||
10 | Elect Koji Ikeda | Mgmt | For | For | For | |||
11 | Elect Tsunehiko Yamanaka | Mgmt | For | For | For | |||
12 | Elect Motoaki Shimizu | Mgmt | For | For | For | |||
13 | Elect Tamotsu Iwamoto | Mgmt | For | For | For | |||
14 | Elect Aya Murakami | Mgmt | For | For | For | |||
15 | Elect Mayumi Tamura | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
Shionogi & Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motozo Shiono | Mgmt | For | For | For | |||
4 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
5 | Elect Takuko Sawada | Mgmt | For | For | For | |||
6 | Elect Teppei Mogi | Mgmt | For | For | For | |||
7 | Elect Keiichi Ando | Mgmt | For | For | For | |||
8 | Elect Hiroshi Ozaki | Mgmt | For | For | For | |||
9 | Elect Akira Okamoto | Mgmt | For | For | For | |||
10 | Elect Tsuguoki Fujinuma | Mgmt | For | For | For | |||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Siemens Healthineers AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHL | CINS D6T479107 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratify Bernhard Montag | Mgmt | For | For | For | |||
9 | Ratify Michael Reitermann | Mgmt | For | For | For | |||
10 | Ratify Carina Schatzl | Mgmt | For | For | For | |||
11 | Ratify Jochen Schmitz | Mgmt | For | For | For | |||
12 | Ratify Wolfgang Seltmann | Mgmt | For | For | For | |||
13 | Ratify Michael Sen | Mgmt | For | For | For | |||
14 | Ratify Norbert Gaus | Mgmt | For | For | For | |||
15 | Ratify Steffen Groberger | Mgmt | For | For | For | |||
16 | Ratify Marion Helmes | Mgmt | For | For | For | |||
17 | Ratify Andreas C. Hoffmann | Mgmt | For | For | For | |||
18 | Ratify Peter Kastenmeier | Mgmt | For | For | For | |||
19 | Ratify Philipp Rosler | Mgmt | For | For | For | |||
20 | Ratify Martin Rohbogner | Mgmt | For | For | For | |||
21 | Ratify Nathalie von Siemens | Mgmt | For | For | For | |||
22 | Ratify Gregory Sorensen | Mgmt | For | For | For | |||
23 | Ratify Karl-Heinz Streibich | Mgmt | For | For | For | |||
24 | Ratify Ralf P. Thomas | Mgmt | For | For | For | |||
25 | Appointment of Auditor | Mgmt | For | For | For | |||
Singapore Airlines Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C6L | CINS Y7992P128 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gautam Banerjee | Mgmt | For | For | For | |||
5 | Elect Choon Phong Goh | Mgmt | For | Against | Against | |||
6 | Elect Tsun-yan Hsieh | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Amendment to the SIA Restricted Share Plan 2014 Authority to Grant Awards and Issue Shares under the Equity Incentive Plans | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
SL Green Realty Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLG | CUSIP 78440X101 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Alschuler | Mgmt | For | For | For | |||
2 | Elect Edwin T. Burton III | Mgmt | For | For | For | |||
3 | Elect Lauren B. Dillard | Mgmt | For | For | For | |||
4 | Elect Stephen L. Green | Mgmt | For | For | For | |||
5 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |||
6 | Elect Andrew W. Mathias | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
5 | Elect Marcelo Claure | Mgmt | For | For | For | |||
6 | Elect Katsunori Sago | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
9 | Elect Simon Segars | Mgmt | For | For | For | |||
10 | Elect Yun MA | Mgmt | For | For | For | |||
11 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
12 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
13 | Elect Masami Iijima | Mgmt | For | For | For | |||
14 | Elect Yutaka Matsuo | Mgmt | For | For | For | |||
15 | Elect Atsushi Toyama as Statutory Auditor | Mgmt | For | For | For | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Hiroki Totoki | Mgmt | For | For | For | |||
4 | Elect Shuzo Sumi | Mgmt | For | For | For | |||
5 | Elect Tim Schaaff | Mgmt | For | For | For | |||
6 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
7 | Elect Koichi Miyata | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
10 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
13 | Elect Wendy Becker | Mgmt | For | For | For | |||
14 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
South32 Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S32 | CINS Q86668102 | 10/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect David A. Crawford | Mgmt | For | For | For | |||
3 | Re-elect Xolani H. Mkhwanazi | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Graham Kerr) | Mgmt | For | For | For | |||
6 | Approve Termination Benefits | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W300 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||
3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
8 | Elect Diana M. Laing | Mgmt | For | For | For | |||
9 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Incentive Award Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
2 | Elect Mary N. Dillon | Mgmt | For | Against | Against | |||
3 | Elect Mellody L. Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
5 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | |||
6 | Elect Satya Nadella | Mgmt | For | For | For | |||
7 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | |||
8 | Elect Clara Shih | Mgmt | For | For | For | |||
9 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
10 | Elect Myron E. Ullman, III | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Sustainable Packaging | ShrHoldr | Against | Against | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Sheree Bargabos | Mgmt | For | For | For | |||
1.3 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.4 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.5 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||
1.11 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Stockland | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CINS Q8773B105 | 10/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Melinda B. Conrad | Mgmt | For | For | For | |||
4 | Elect Christine E. O'Reilly | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Equity Grant (MD Mark Steinert) | Mgmt | For | For | For | |||
Store Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STOR | CUSIP 862121100 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |||
1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |||
1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |||
1.4 | Elect William F. Hipp | Mgmt | For | For | For | |||
1.5 | Elect Catherine D. Rice | Mgmt | For | For | For | |||
1.6 | Elect Einar A. Seadler | Mgmt | For | For | For | |||
1.7 | Elect Rajath Shourie | Mgmt | For | For | For | |||
1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |||
2 | Approval of an Amendment to the Company's Bylaws to Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Straumann Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STMN | CINS H8300N119 | 04/05/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
5 | Board Compensation | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation (Long-Term) | Mgmt | For | TNA | N/A | |||
8 | Executive compensation (Short-Term) | Mgmt | For | TNA | N/A | |||
9 | Elect Gilbert Achermann as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Monique Bourquin | Mgmt | For | TNA | N/A | |||
11 | Elect Sebastian Burckhardt | Mgmt | For | TNA | N/A | |||
12 | Elect Ulrich Looser | Mgmt | For | TNA | N/A | |||
13 | Elect Beat E. Luthi | Mgmt | For | TNA | N/A | |||
14 | Elect Thomas Straumann | Mgmt | For | TNA | N/A | |||
15 | Elect Regula Wallimann | Mgmt | For | TNA | N/A | |||
16 | Elect Juan Jose Gonzalez | Mgmt | For | TNA | N/A | |||
17 | Elect Monique Bourquin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Ulrich Looser as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Thomas Straumann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Chemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4005 | CINS J77153120 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masakazu Tokura | Mgmt | For | For | For | |||
3 | Elect Keiichi Iwata | Mgmt | For | For | For | |||
4 | Elect Rei Nishimoto | Mgmt | For | For | For | |||
5 | Elect Noriaki Takeshita | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ueda | Mgmt | For | For | For | |||
7 | Elect Hiroshi Niinuma | Mgmt | For | For | For | |||
8 | Elect Takashi Shigemori | Mgmt | For | For | For | |||
9 | Elect Masaki Matsui | Mgmt | For | For | For | |||
10 | Elect Kingo Akahori | Mgmt | For | For | For | |||
11 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
12 | Elect Hiroshi Tomono | Mgmt | For | For | For | |||
13 | Elect Motoshige Ito | Mgmt | For | For | For | |||
14 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
15 | Elect Kunio Nozaki | Mgmt | For | For | For | |||
16 | Elect Hiroaki Yoshida | Mgmt | For | For | For | |||
17 | Elect Yoshitaka Kato | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
4 | Elect Jun Ota | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Haruyuki Nagata | Mgmt | For | Against | Against | |||
7 | Elect Toru Nakashima | Mgmt | For | Against | Against | |||
8 | Elect Atsuhiko Inoue | Mgmt | For | Against | Against | |||
9 | Elect Toru Mikami | Mgmt | For | Against | Against | |||
10 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
11 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
13 | Elect Shozo Yamazaki | Mgmt | For | Against | Against | |||
14 | Elect Masaharu Kono | Mgmt | For | Against | Against | |||
15 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
16 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
17 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Trust Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J7772M102 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Testuo Okubo | Mgmt | For | Against | Against | |||
4 | Elect Jiro Araumi | Mgmt | For | Against | Against | |||
5 | Elect Yutaka Nishida | Mgmt | For | Against | Against | |||
6 | Elect Masaru Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Kunitaro Kitamura | Mgmt | For | Against | Against | |||
8 | Elect Hitoshi Tsunekage | Mgmt | For | Against | Against | |||
9 | Elect Kuniyuki Shudo | Mgmt | For | Against | Against | |||
10 | Elect Koji Tanaka | Mgmt | For | Against | Against | |||
11 | Elect Takeshi Suzuki | Mgmt | For | Against | Against | |||
12 | Elect Mikio Araki | Mgmt | For | Against | Against | |||
13 | Elect Isao Matsushita | Mgmt | For | Against | Against | |||
14 | Elect Shinichi Saito | Mgmt | For | Against | Against | |||
15 | Elect Takashi Yoshida | Mgmt | For | Against | Against | |||
16 | Elect Hiroko Kawamoto | Mgmt | For | Against | Against | |||
17 | Elect Mitsuhiro Aso | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Henry FAN Hung Ling | Mgmt | For | For | For | |||
6 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
7 | Elect Dicky Peter YIP | Mgmt | For | For | For | |||
8 | Elect Richard WONG Yue Chim | Mgmt | For | For | For | |||
9 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||
10 | Elect Norman LEUNG Nai Pang | Mgmt | For | For | For | |||
11 | Elect Donald LEUNG Kui King | Mgmt | For | For | For | |||
12 | Elect William KWAN Cheuk Yin | Mgmt | For | For | For | |||
13 | Elect Adam KWOK Kai-fai | Mgmt | For | For | For | |||
14 | Elect KWONG Chun | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suzuki Motor Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
4 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
5 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
6 | Elect Osamu Honda | Mgmt | For | For | For | |||
7 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
8 | Elect Toshiaki Hasuike | Mgmt | For | For | For | |||
9 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
10 | Elect Sakutaro Tanino | Mgmt | For | For | For | |||
11 | Elect Toyokazu Sugimoto | Mgmt | For | For | For | |||
12 | Elect Masato Kasai | Mgmt | For | For | For | |||
13 | Elect Norihisa Nagano | Mgmt | For | For | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWEDA | CINS W94232100 | 03/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
20 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
21 | Elect Mats Granryd | Mgmt | For | TNA | N/A | |||
22 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
23 | Elect Bo Johansson | Mgmt | For | TNA | N/A | |||
24 | Elect Anna Mossberg | Mgmt | For | TNA | N/A | |||
25 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
26 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
27 | Elect Magnus Uggla | Mgmt | For | TNA | N/A | |||
28 | Elect Lars Idermark as Board Chair | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Nomination Committee | Mgmt | For | TNA | N/A | |||
31 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
32 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
35 | Eken 2018 | Mgmt | For | TNA | N/A | |||
36 | Individual Program 2018 | Mgmt | For | TNA | N/A | |||
37 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
38 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
39 | Shareholder Proposal Regarding a Digital Version of the Voting List. | ShrHoldr | N/A | TNA | N/A | |||
40 | Shareholder Proposal Regarding implementing the Lean-concept in all operations of the Swedbank group. | ShrHoldr | N/A | TNA | N/A | |||
41 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Swedish Match AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWMA | CINS W92277115 | 04/09/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
21 | Capital Redemption Plan | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
25 | Nomination Committee | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swire Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1972 | CINS Y83191109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect Merlin B. Swire | Mgmt | For | Against | Against | |||
4 | Elect Guy M. C. Bradley | Mgmt | For | Against | Against | |||
5 | Elect Spencer T. FUNG | Mgmt | For | Against | Against | |||
6 | Elect Nicholas A. H. FENWICK | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Swiss Life Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLHN | CINS H8404J162 | 04/30/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation (Short-term Variable) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (Fixed and Long-term Variable) | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Adrienne Corboud Fumagalli | Mgmt | For | TNA | N/A | |||
12 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | |||
13 | Elect Damir Filipovic | Mgmt | For | TNA | N/A | |||
14 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | |||
15 | Elect Stefan Loacker | Mgmt | For | TNA | N/A | |||
16 | Elect Henry Peter | Mgmt | For | TNA | N/A | |||
17 | Elect Martin Schmid | Mgmt | For | TNA | N/A | |||
18 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | |||
19 | Elect Franziska Tschudi Sauber | Mgmt | For | TNA | N/A | |||
20 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Buess | Mgmt | For | TNA | N/A | |||
22 | Elect Frank Schnewlin as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Franziska Tschudi Sauber as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Klaus Tschutscher as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Swisscom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMN | CINS H8398N104 | 04/02/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Roland Abt | Mgmt | For | TNA | N/A | |||
7 | Elect Alain Carrupt | Mgmt | For | TNA | N/A | |||
8 | Elect Frank Esser | Mgmt | For | TNA | N/A | |||
9 | Elect Barbara Frei | Mgmt | For | TNA | N/A | |||
10 | Elect Sandra Lathion-Zweifel | Mgmt | For | TNA | N/A | |||
11 | Elect Anna Mossberg | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Rechsteiner | Mgmt | For | TNA | N/A | |||
13 | Elect Hansueli Loosli | Mgmt | For | TNA | N/A | |||
14 | Appoint Hansueli Loosli as Board Chair | Mgmt | For | TNA | N/A | |||
15 | Elect Roland Abt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Frank Esser as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Barbara Frei as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hansueli Loosli as Non-Voting Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Renzo Simoni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Board Compensation | Mgmt | For | TNA | N/A | |||
21 | Executive Compensation | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C501 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim E. Bentsen | Mgmt | For | For | For | |||
2 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | For | |||
3 | Elect Stephen T. Butler | Mgmt | For | For | For | |||
4 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||
5 | Elect Diana M. Murphy | Mgmt | For | For | For | |||
6 | Elect Harris Pastides | Mgmt | For | For | For | |||
7 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | |||
8 | Elect John L. Stallworth | Mgmt | For | For | For | |||
9 | Elect Kessel D. Stelling | Mgmt | For | For | For | |||
10 | Elect Barry L. Storey | Mgmt | For | For | For | |||
11 | Elect Teresa White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C501 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas L. Bene | Mgmt | For | For | For | |||
2 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
3 | Elect John M. Cassaday | Mgmt | For | For | For | |||
4 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
7 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
8 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
10 | Elect Nelson Peltz | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
13 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Taisei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1801 | CINS J79561148 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Murata | Mgmt | For | For | For | |||
6 | Elect Shigeyuki Sakurai | Mgmt | For | For | For | |||
7 | Elect Shigeyoshi Tanaka | Mgmt | For | For | For | |||
8 | Elect Norihiko Yaguchi | Mgmt | For | For | For | |||
9 | Elect Hiroshi Shirakawa | Mgmt | For | For | For | |||
10 | Elect Yoshiro Aikawa | Mgmt | For | For | For | |||
11 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||
12 | Elect Atsuko Nishimura | Mgmt | For | For | For | |||
13 | Elect Takao Murakami | Mgmt | For | For | For | |||
14 | Elect Norio Otsuka | Mgmt | For | For | For | |||
15 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
16 | Elect Takashi Hayashi | Mgmt | For | Against | Against | |||
17 | Elect Akihiko Noma | Mgmt | For | Against | Against | |||
18 | Elect Terunobu Maeda | Mgmt | For | Against | Against | |||
Takeda Pharmaceutical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CUSIP 874060205 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Christophe Weber | Mgmt | For | For | For | |||
3 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
4 | Elect Andrew Plump | Mgmt | For | For | For | |||
5 | Elect Constantine Saroukos | Mgmt | For | For | For | |||
6 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
7 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
8 | Elect Ian T. Clark | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
10 | Elect Steven Gillis | Mgmt | For | For | For | |||
11 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
12 | Elect Jean-Luc Butel | Mgmt | For | For | For | |||
13 | Elect Shiro Kuniya | Mgmt | For | For | For | |||
14 | Elect Emiko Higashi | Mgmt | For | For | For | |||
15 | Elect Michel Orsinger | Mgmt | For | For | For | |||
16 | Amendments to Trust-Type Equity Compensation Plan for Non-Audit Committee Directors | Mgmt | For | For | For | |||
17 | Amendments to Trust-Type Equity Compensation Plan for Audit Committee Directors | Mgmt | For | For | For | |||
18 | Bonus to Non-Audit Committee Directors | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback of Director Compensation | ShrHoldr | Against | Against | For | |||
Tapestry, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPR | CUSIP 876030107 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darrell Cavens | Mgmt | For | For | For | |||
2 | Elect David Denton | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Andrea Guerra | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect Annabelle Yu Long | Mgmt | For | For | For | |||
7 | Elect Victor Luis | Mgmt | For | For | For | |||
8 | Elect Ivan Menezes | Mgmt | For | For | For | |||
9 | Elect William R. Nuti | Mgmt | For | Against | Against | |||
10 | Elect Jide J. Zeitlin | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Approve Special Dividend | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter Redfern | Mgmt | For | For | For | |||
6 | Elect James J. Jordan | Mgmt | For | For | For | |||
7 | Elect Kate Barker | Mgmt | For | For | For | |||
8 | Elect Gwyn Burr | Mgmt | For | For | For | |||
9 | Elect Angela A. Knight | Mgmt | For | For | For | |||
10 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
11 | Elect Chris Carney | Mgmt | For | For | For | |||
12 | Elect Jennie Daly | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (specified capital investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Related Party Transactions (CEO Peter Redfern) | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 12/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Teledyne Technologies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDY | CUSIP 879360105 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Crocker | Mgmt | For | For | For | |||
1.2 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.3 | Elect Jane C. Sherburne | Mgmt | For | For | For | |||
1.4 | Elect Michael T. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Telenor ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CINS R21882106 | 05/07/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Agenda | Mgmt | For | TNA | N/A | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
8 | Equity-Related Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
9 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Bjorn Erik Naes | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Tronsgaard | Mgmt | For | TNA | N/A | |||
14 | Elect John Gordon Bernander | Mgmt | For | TNA | N/A | |||
15 | Elect Jostein Christian Dalland | Mgmt | For | TNA | N/A | |||
16 | Elect Heidi Finskas | Mgmt | For | TNA | N/A | |||
17 | Elect Widar Salbuvik | Mgmt | For | TNA | N/A | |||
18 | Elect Silvija Seres | Mgmt | For | TNA | N/A | |||
19 | Elect Lisbeth Karin Naero | Mgmt | For | TNA | N/A | |||
20 | Elect Trine Saether Romuld | Mgmt | For | TNA | N/A | |||
21 | Elect Marianne Bergmann Roren | Mgmt | For | TNA | N/A | |||
22 | Elect Maalfrid Brath as Deputy Member | Mgmt | For | TNA | N/A | |||
23 | Elect Elin Myrmel-Johansen as Deputy Member | Mgmt | For | TNA | N/A | |||
24 | Elect Randi Marjamaa as Deputy Member | Mgmt | For | TNA | N/A | |||
25 | Election of Nomination Committee | Mgmt | For | TNA | N/A | |||
26 | Elect Jan Tore Fosund | Mgmt | For | TNA | N/A | |||
27 | Elect Marianne Bergmann Roren | Mgmt | For | TNA | N/A | |||
28 | Corporate Assembly and Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433829 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clarence A. Davis | Mgmt | For | Abstain | Against | |||
2 | Elect George W. Off | Mgmt | For | Abstain | Against | |||
3 | Elect Wade Oosterman | Mgmt | For | Abstain | Against | |||
4 | Elect Gary L. Sugarman | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEV | CUSIP 88159E103 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Board Size | Mgmt | For | For | For | |||
3.1 | Elect Grant D. Billing | Mgmt | For | For | For | |||
3.2 | Elect Michael Colodner | Mgmt | For | For | For | |||
3.3 | Elect John W. Cooper | Mgmt | For | For | For | |||
3.4 | Elect Allen R. Hagerman | Mgmt | For | For | For | |||
3.5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
3.6 | Elect Gordon Pridham | Mgmt | For | For | For | |||
3.7 | Elect Douglas R. Ramsay | Mgmt | For | For | For | |||
3.8 | Elect Susan L. Riddell Rose | Mgmt | For | Withhold | Against | |||
3.9 | Elect Jay W. Thornton | Mgmt | For | For | For | |||
3.10 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
4 | Incentive Unit Plan Amendment | Mgmt | For | Against | Against | |||
5 | Adoption of Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
Tesco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Melissa Bethell | Mgmt | For | For | For | |||
5 | Elect John M. Allan | Mgmt | For | For | For | |||
6 | Elect Mark Armour | Mgmt | For | For | For | |||
7 | Elect Stewart Gilliland | Mgmt | For | For | For | |||
8 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
9 | Elect Byron Grote | Mgmt | For | For | For | |||
10 | Elect David Lewis | Mgmt | For | For | For | |||
11 | Elect Mikael Olsson | Mgmt | For | For | For | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
13 | Elect Simon Patterson | Mgmt | For | For | For | |||
14 | Elect Alison Platt | Mgmt | For | For | For | |||
15 | Elect Lindsey Pownall | Mgmt | For | For | For | |||
16 | Elect Alan Stewart | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Deferred Bonus Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Thales S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Armelle de Madre | Mgmt | For | Against | Against | |||
9 | Remuneration of Patrice Caine, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet G. Davidson | Mgmt | For | For | For | |||
2 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
3 | Elect Charles L. Harrington | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
6 | Elect James H. Miller | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David Man Kiu LI | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Elect Justin Tibaldi | Mgmt | For | For | For | |||
16 | Elect Paul Vallone | Mgmt | For | For | For | |||
17 | Elect Peter Vernon | Mgmt | For | For | For | |||
18 | Elect Rachel Downey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authorisation of Political Donations | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Nikki R Haley | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Christopher C. Davis | Mgmt | For | Against | Against | |||
6 | Elect Barry Diller | Mgmt | For | Against | Against | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||
The Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 11/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
9 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect Greig Woodring | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Juan R. Perez | Mgmt | For | For | For | |||
1.11 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Madison Square Garden Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSG | CUSIP 55825T103 | 12/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Biondi, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph J. Lhota | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard D. Parsons | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nelson Peltz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Scott M. Sperling | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||
4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect David. S. Taylor | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fox Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 08/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase Authorized Common Stock | Mgmt | For | For | For | |||
2 | Merger | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect Joia M. Johnson | Mgmt | For | For | For | |||
6 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
7 | Elect Richard A. Smith | Mgmt | For | For | For | |||
8 | Elect John T. Turner | Mgmt | For | For | For | |||
9 | Elect M. Troy Woods | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Koji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuro Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudo | Mgmt | For | For | For | |||
11 | Elect Haruhiko Kato | Mgmt | For | Against | Against | |||
12 | Elect Katsuyuki Ogura | Mgmt | For | Against | Against | |||
13 | Elect Yoko Wake | Mgmt | For | For | For | |||
14 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
15 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Katryn (Trynka) Shineman Blake | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jay C. Hoag | Mgmt | For | Withhold | Against | |||
1.5 | Elect Betsy L. Morgan | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeremy Philips | Mgmt | For | Withhold | Against | |||
1.7 | Elect Spencer M. Rascoff | Mgmt | For | Withhold | Against | |||
1.8 | Elect Albert E. Rosenthaler | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert S. Wiesenthal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Friedrich Joussen | Mgmt | For | For | For | |||
8 | Ratify Birgit Conix | Mgmt | For | For | For | |||
9 | Ratify Horst Baier | Mgmt | For | For | For | |||
10 | Ratify David Burling | Mgmt | For | For | For | |||
11 | Ratify Sebastian Ebel | Mgmt | For | For | For | |||
12 | Ratify Elke Eller | Mgmt | For | For | For | |||
13 | Ratify Frank Rosenberger | Mgmt | For | For | For | |||
14 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
15 | Ratify Frank Jakobi | Mgmt | For | For | For | |||
16 | Ratify Peter Long | Mgmt | For | For | For | |||
17 | Ratify Andreas Barczewski | Mgmt | For | For | For | |||
18 | Ratify Peter Bremme | Mgmt | For | For | For | |||
19 | Ratify Edgar Ernst | Mgmt | For | For | For | |||
20 | Ratify Wolfgang Flintermann | Mgmt | For | For | For | |||
21 | Ratify Angelika Gifford | Mgmt | For | For | For | |||
22 | Ratify Valerie Frances Gooding | Mgmt | For | For | For | |||
23 | Ratify Dierk Hirschel | Mgmt | For | For | For | |||
24 | Ratify Michael Hodgkinson | Mgmt | For | For | For | |||
25 | Ratify Janis Carol Kong | Mgmt | For | For | For | |||
26 | Ratify Coline Lucille McConville | Mgmt | For | For | For | |||
27 | Ratify Alexey Mordashov | Mgmt | For | For | For | |||
28 | Ratify Michael Ponipp | Mgmt | For | For | For | |||
29 | Ratify Carmen Riu Guell | Mgmt | For | For | For | |||
30 | Ratify Carola Schwirn | Mgmt | For | For | For | |||
31 | Ratify Anette Strempel | Mgmt | For | For | For | |||
32 | Ratify Ortwin Strubelt | Mgmt | For | For | For | |||
33 | Ratify Stefan Weinhofer | Mgmt | For | For | For | |||
34 | Ratify Dieter Zetsche | Mgmt | For | For | For | |||
35 | Appointment of Auditor | Mgmt | For | For | For | |||
36 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
37 | Elect Joan Trian Riu as Supervisory Board Member | Mgmt | For | For | For | |||
38 | Remuneration Report | Mgmt | For | For | For | |||
Twenty-First Century Fox, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOX | CUSIP 90130A200 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect K. Rupert Murdoch | Mgmt | For | For | For | |||
2 | Elect Lachlan K. Murdoch | Mgmt | For | For | For | |||
3 | Elect Delphine Arnault | Mgmt | For | For | For | |||
4 | Elect James W. Breyer | Mgmt | For | For | For | |||
5 | Elect Chase Carey | Mgmt | For | For | For | |||
6 | Elect David F. DeVoe | Mgmt | For | For | For | |||
7 | Elect Roderick Ian Eddington | Mgmt | For | For | For | |||
8 | Elect James Murdoch | Mgmt | For | Against | Against | |||
9 | Elect Jacques Nasser | Mgmt | For | For | For | |||
10 | Elect Robert S. Silberman | Mgmt | For | Against | Against | |||
11 | Elect Tidjane Thiam | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/25/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditors' Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Evelyn du Monceau | Mgmt | For | TNA | N/A | |||
11 | Elect Cyril Janssen | Mgmt | For | TNA | N/A | |||
12 | Elect Alice Dautry | Mgmt | For | TNA | N/A | |||
13 | Acknowledgement of Alice Dautry's Independence | Mgmt | For | TNA | N/A | |||
14 | Elect Jan Berger | Mgmt | For | TNA | N/A | |||
15 | Acknowledgement of Jan Berger's Independence | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Adoption of Restricted Stock Plan | Mgmt | For | TNA | N/A | |||
18 | Approve Long-Term Incentive Plans | Mgmt | For | TNA | N/A | |||
19 | Change in Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Theodore A. Dosch | Mgmt | For | For | For | |||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
4 | Elect Alan N. Harris | Mgmt | For | For | For | |||
5 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
6 | Elect Anne Pol | Mgmt | For | For | For | |||
7 | Elect Kelly A. Romano | Mgmt | For | For | For | |||
8 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Elect John L. Walsh | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nils Andersen | Mgmt | For | For | For | |||
4 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
5 | Elect Vittorio Colao | Mgmt | For | For | For | |||
6 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
7 | Elect Judith Hartmann | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
10 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
11 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
12 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Alan Jope | Mgmt | For | For | For | |||
16 | Elect Susan Kilsby | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect BarnabyBarney M. Harford | Mgmt | For | For | For | |||
4 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
5 | Elect Walter Isaacson | Mgmt | For | For | For | |||
6 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||
7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
8 | Elect Edward M. Philip | Mgmt | For | For | For | |||
9 | Elect Edward L. Shapiro | Mgmt | For | For | For | |||
10 | Elect David J. Vitale | Mgmt | For | For | For | |||
11 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP 91529Y106 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | |||
2 | Elect Susan L. Cross | Mgmt | For | For | For | |||
3 | Elect Susan D. DeVore | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Cynthia L. Egan | Mgmt | For | For | For | |||
6 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
7 | Elect Timothy F. Keaney | Mgmt | For | For | For | |||
8 | Elect Gloria C. Larson | Mgmt | For | For | For | |||
9 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
10 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
11 | Elect Francis J. Shammo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
UPM-Kymmene Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPM | CINS X9518S108 | 04/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Board Size | Mgmt | For | For | For | |||
15 | Election of Directors | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Charitable Donations | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
6 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
8 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
9 | Elect Hans Vestberg | Mgmt | For | For | For | |||
10 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
VICI Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VICI | CUSIP 925652109 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Abrahamson | Mgmt | For | For | For | |||
2 | Elect Diana F. Cantor | Mgmt | For | For | For | |||
3 | Elect Eric L. Hausler | Mgmt | For | For | For | |||
4 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect Edward B. Pitoniak | Mgmt | For | For | For | |||
7 | Elect Michael D. Rumbolz | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vistra Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VST | CUSIP 92840M102 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
1.2 | Elect Cyrus Madon | Mgmt | For | For | For | |||
1.3 | Elect Geoffrey D. Strong | Mgmt | For | For | For | |||
1.4 | Elect Bruce Zimmerman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLVB | CINS 928856301 | 04/03/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board, President, and CEO Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Matti Alahuhta | Mgmt | For | TNA | N/A | |||
19 | Elect Eckhard Cordes | Mgmt | For | TNA | N/A | |||
20 | Elect Eric A. Elzvik | Mgmt | For | TNA | N/A | |||
21 | Elect James W. Griffith | Mgmt | For | TNA | N/A | |||
22 | Elect Martin Lundstedt | Mgmt | For | TNA | N/A | |||
23 | Elect Kathryn V. Marinello | Mgmt | For | TNA | N/A | |||
24 | Elect Martina Merz | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne de Mora | Mgmt | For | TNA | N/A | |||
26 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
27 | Elect Carl-Henric Svanberg | Mgmt | For | TNA | N/A | |||
28 | Elect Carl-Henric Svanberg | Mgmt | For | TNA | N/A | |||
29 | Nomination Committee Appointment | Mgmt | For | TNA | N/A | |||
30 | Nomination Committee Guidelines | Mgmt | For | TNA | N/A | |||
31 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
32 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | For | TNA | N/A | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 10/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
2 | Elect James C Fish | Mgmt | For | For | For | |||
3 | Elect Andres R. Gluski | Mgmt | For | Against | Against | |||
4 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
7 | Elect John C. Pope | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Baddour | Mgmt | For | For | For | |||
2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||
3 | Elect Edward Conard | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Gary E. Hendrickson | Mgmt | For | For | For | |||
6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||
7 | Elect Christopher J. O'Connell | Mgmt | For | For | For | |||
8 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
9 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
10 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Weingarten Realty Investors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRI | CUSIP 948741103 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |||
2 | Elect Stanford Alexander | Mgmt | For | For | For | |||
3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |||
4 | Elect Stephen A. Lasher | Mgmt | For | For | For | |||
5 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |||
6 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |||
7 | Elect C. Park Shaper | Mgmt | For | For | For | |||
8 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Engel | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.4 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.5 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.6 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.7 | Elect Easwaran Sundaram | Mgmt | For | For | For | |||
1.8 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wesfarmers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WES | CINS Q95870103 | 11/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Wayne G. Osborn | Mgmt | For | For | For | |||
3 | Elect Simon W. English | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (Group MD Rob Scott) | Mgmt | For | For | For | |||
Wesfarmers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WES | CINS Q95870103 | 11/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Capital Reduction | Mgmt | For | For | For | |||
3 | Termination Benefits | Mgmt | For | For | For | |||
Wesfarmers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WES | CINS Q95870103 | 11/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Hongjian | Mgmt | For | For | For | |||
5 | Elect GUO Lijun | Mgmt | For | For | For | |||
6 | Elect Kenneth Marc Sullivan | Mgmt | For | For | For | |||
7 | Elect MA Xiangjie | Mgmt | For | For | For | |||
8 | Elect Conway LEE Kong Wai | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect William J. Doyle | Mgmt | For | For | For | |||
4 | Elect Marla F. Glabe | Mgmt | For | For | For | |||
5 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
6 | Elect Scott K. Heitmann | Mgmt | For | For | For | |||
7 | Elect Deborah L. Hall Lefevre | Mgmt | For | For | For | |||
8 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
9 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
10 | Elect Gary D. Sweeney | Mgmt | For | For | For | |||
11 | Elect Karin Gustafson Teglia | Mgmt | For | For | For | |||
12 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Wolters Kluwer NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WKL | CINS N9643A197 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect Bertrand Bodson | Mgmt | For | For | For | |||
11 | Elect Chris Vogelzang | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Cancellation of Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Woolworths Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOW | CINS Q98418108 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Gordon Cairns | Mgmt | For | For | For | |||
3 | Re-elect Michael J. Ullmer | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO - Brad Banducci) | Mgmt | For | For | For | |||
6 | Approve NED Equity Plan | Mgmt | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Shareholder Proposal Regarding Human Rights and Labour Abuses | ShrHoldr | Against | Against | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wyndham Destinations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYND | CUSIP 98310W108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Brown | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Denny Marie Post | Mgmt | For | For | For | |||
1.7 | Elect Ronald L. Rickles | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121608 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Holding Company Reorganization | Mgmt | For | For | For | |||
2 | Elect Keith Cozza | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | Against | Against | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Nicholas F. Graziano | Mgmt | For | For | For | |||
6 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
7 | Elect Scott Letier | Mgmt | For | For | For | |||
8 | Elect Giovanni Visentin | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Certificate of Incorporation to Implement Majority Voting Standard for Certain Corporate Actions | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121608 | 07/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
2 | Elect Keith Cozza | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Nicholas F. Graziano | Mgmt | For | For | For | |||
6 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | |||
7 | Elect Scott Letier | Mgmt | For | For | For | |||
8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
9 | Elect Giovanni Visentin | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect REN Yuanlin | Mgmt | For | For | For | |||
5 | Elect TEO Yi-dar | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Zebra Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZBRA | CUSIP 989207105 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank B. Modruson | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
3 | Elect John F. Ferraro | Mgmt | For | For | For | |||
4 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
5 | Elect Jeffrey J. Jones II | Mgmt | For | For | For | |||
6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
8 | Elect Sharon L. McCollam | Mgmt | For | For | For | |||
9 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Nigel Travis | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Izumiya | Mgmt | For | Against | Against | |||
5 | Elect Akiyoshi Koji | Mgmt | For | For | For | |||
6 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
7 | Elect Tatsuro Kosaka | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Yutaka Henmi | Mgmt | For | For | For | |||
10 | Elect Taemin Park | Mgmt | For | For | For | |||
11 | Elect Keizo Tanimura | Mgmt | For | For | For | |||
12 | Elect Christina Ahmadjian | Mgmt | For | For | For | |||
13 | Elect Yumiko Waseda | Mgmt | For | For | For | |||
14 | Elect Yoshihide Okuda | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Election of Kazuo Hashimoto | ShrHoldr | Against | Against | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
5 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
6 | Elect Michael Richard Pratt | Mgmt | For | Against | Against | |||
7 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
8 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
9 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
10 | Elect Paul A. Walker | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect Graham D. Allan | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Evelyn Bourke | Mgmt | For | For | For | |||
5 | Elect Ian Buchanan | Mgmt | For | For | For | |||
6 | Elect Steve Pateman | Mgmt | For | For | For | |||
7 | Elect Richard Goulding | Mgmt | For | For | For | |||
8 | Elect Patrick Haren | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Elect Simone Bagel-Trah as Supervisory Board Member | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares Using equity Derivatives | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.7 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.8 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.9 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect David I. Foley | Mgmt | For | For | For | |||
6 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
7 | Elect Andrew Langham | Mgmt | For | For | For | |||
8 | Elect Courtney R. Mather | Mgmt | For | Against | Against | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Bryant | Mgmt | For | For | For | |||
5 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
9 | Elect John G. Bason | Mgmt | For | For | For | |||
10 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
11 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
12 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
13 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Waive Individual NED Fee Cap | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CompuGroup Medical SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CINS D15813211 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Stock Option Plan 2019 | Mgmt | For | Against | Against | |||
10 | Reduction of Conditional Capital 2017 | Mgmt | For | For | For | |||
11 | Increase in Conditional Capital Pursuant to Stock Option Plan 2019 | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | |||
3 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
4 | Elect James P. Healy | Mgmt | For | For | For | |||
5 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
9 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
10 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Elect Joshua A. Weinreich | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approval of the Edelweiss Employees Stock Appreciation Rights Plan 2019 | Mgmt | For | For | For | |||
3 | Approval to Extend the Edelweiss Employees Stock Appreciation Rights Plan 2019 to Subsidiaries | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vidya Shah | Mgmt | For | For | For | |||
5 | Elect Himanshu Kaji | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect Biswamohan Mahapatra | Mgmt | For | For | For | |||
8 | Elect Pudugramam N. Venkatachalam | Mgmt | For | For | For | |||
9 | Appointment of Vidya Shah (Spouse of Rashesh Shah); Approval of Remuneration | Mgmt | For | For | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Francoise Mercadal-Delasalles | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||
12 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
13 | Remuneration of Virginie Morgon, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Audouin, Management Board Member | Mgmt | For | For | For | |||
15 | Remuneration of Nicolas Huet, Management Board Member | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Millet, Management Board Member | Mgmt | For | For | For | |||
17 | Remuneration of Patrick Sayer, Former Management Board Chair | Mgmt | For | For | For | |||
18 | Non-Compete Agreement (Management Board Members) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fairfax Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFH | CUSIP 303901102 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony F. Griffiths | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Gunn | Mgmt | For | For | For | |||
1.3 | Elect Alan D. Horn | Mgmt | For | For | For | |||
1.4 | Elect Karen l. Jurjevich | Mgmt | For | For | For | |||
1.5 | Elect R. William McFarland | Mgmt | For | For | For | |||
1.6 | Elect Christine McLean | Mgmt | For | For | For | |||
1.7 | Elect John R.V. Palmer | Mgmt | For | For | For | |||
1.8 | Elect Timothy R. Price | Mgmt | For | For | For | |||
1.9 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | |||
1.10 | Elect Lauren C. Templeton | Mgmt | For | For | For | |||
1.11 | Elect Benjamin P. Watsa | Mgmt | For | For | For | |||
1.12 | Elect V. Prem Watsa | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Bisignano | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry R. Kravis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Heidi G. Miller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Caroline F. Donahue | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Robel | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
5 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
6 | Elect Colm Barrington | Mgmt | For | For | For | |||
7 | Elect Stewart Harrington | Mgmt | For | For | For | |||
8 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
9 | Elect Frank Kenny | Mgmt | For | Against | Against | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
15 | Approval of 2018 Annual & Deferred Bonus Plan | Mgmt | For | For | For | |||
16 | Approval of 2018 Long-term Incentive Plan | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Daniel T. Goldsmith | Mgmt | For | For | For | |||
1.3 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.4 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.5 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.6 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.7 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
7 | Elect Simone Menne | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Elect John D. Young | Mgmt | For | For | For | |||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Trevor Bowen | Mgmt | For | For | For | |||
2 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
3 | Elect John R. Taylor | Mgmt | For | For | For | |||
4 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Naofumi Sato | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Jono | Mgmt | For | For | For | |||
8 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
10 | Elect Keizo Fukui | Mgmt | For | For | For | |||
11 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
12 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
13 | Elect Shinji Kato | Mgmt | For | Against | Against | |||
14 | Elect Yukinori Michinaga | Mgmt | For | Against | Against | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 04/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger of Equals | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057302 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rick Beckwitt | Mgmt | For | For | For | |||
1.2 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.3 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.4 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||
1.5 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.6 | Elect Jonathan M. Jaffe | Mgmt | For | For | For | |||
1.7 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.8 | Elect Teri P. McClure | Mgmt | For | For | For | |||
1.9 | Elect Stuart A. Miller | Mgmt | For | For | For | |||
1.10 | Elect Armando J. Olivera | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||
1.12 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nintendo Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuntaro Furukawa | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Ko Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | Against | Against | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||
5 | Elect Mohamed Elsarky | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect James E. Lillie | Mgmt | For | For | For | |||
8 | Elect Stuart Murray Macfarlane | Mgmt | For | For | For | |||
9 | Elect Paul Myners | Mgmt | For | For | For | |||
10 | Elect Victoria Parry | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Elect Samy Zekhout | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYMB | CINS K7317J133 | 02/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | TNA | N/A | |||
9 | Elect Agnete Raaschou-Nielsen | Mgmt | For | TNA | N/A | |||
10 | Elect Lars Green | Mgmt | For | TNA | N/A | |||
11 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
12 | Elect Kim Stratton | Mgmt | For | TNA | N/A | |||
13 | Elect Mathias Uhlen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Open House Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3288 | CINS J3072G101 | 12/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaaki Arai | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kamata | Mgmt | For | For | For | |||
6 | Elect Hitoshi Imamura | Mgmt | For | For | For | |||
7 | Elect Ryosuke Fukuoka | Mgmt | For | For | For | |||
8 | Elect Kotaro Wakatabi | Mgmt | For | For | For | |||
9 | Elect Hitoshi Ishimura | Mgmt | For | For | For | |||
10 | Elect Masaru Sakurai | Mgmt | For | For | For | |||
11 | Elect Koichi Matsumoto as Statutory Auditor | Mgmt | For | For | For | |||
12 | Elect Kazumi Ido as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Paltac Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8283 | CINS J6349W106 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kunio Mikita | Mgmt | For | For | For | |||
3 | Elect Seiichi Kasutani | Mgmt | For | For | For | |||
4 | Elect Osamu Wada | Mgmt | For | For | For | |||
5 | Elect Masahiko Tashiro | Mgmt | For | For | For | |||
6 | Elect Masahiro Noma | Mgmt | For | For | For | |||
7 | Elect Akiyoshi Moriya | Mgmt | For | For | For | |||
8 | Elect Ryohei Isobe | Mgmt | For | For | For | |||
9 | Elect Katsutoshi Yogo | Mgmt | For | For | For | |||
10 | Elect Ryu Matsumoto | Mgmt | For | For | For | |||
11 | Elect Kaori Oishi | Mgmt | For | For | For | |||
12 | Elect Takashi Shintani | Mgmt | For | For | For | |||
13 | Elect Hideo Suzuki | Mgmt | For | For | For | |||
14 | Elect Hiroshi Kamei | Mgmt | For | For | For | |||
15 | Elect Mayuko Hara | Mgmt | For | For | For | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Elect Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
10 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
11 | Elect Gilles Samyn | Mgmt | For | For | For | |||
12 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Shareholder Ownership Disclosure Requirements' Notice Period | Mgmt | For | Against | Against | |||
20 | Amendments to Articles Regarding Share Ownership | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
4 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
5 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
6 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
7 | Elect Frank A. Risch | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIRC | CINS T76434264 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Board size; Ratify Co-Option of NING Gaoning | Mgmt | For | For | For | |||
3 | Elec NING Gaoning as Chair of Board of Directors | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QBE Insurance Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBE | CINS Q78063114 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Patrick Regan - FY2018 EIP Conditional Rights) | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Patrick Regan - FY2019 LTIP Conditional Rights) | Mgmt | For | For | For | |||
5 | Re-elect John Green | Mgmt | For | Against | Against | |||
6 | Re-elect Rolf Tolle | Mgmt | For | Against | Against | |||
7 | Elect Fred Eppinger | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reducing Investments and Underwriting Exposure to Coal, Oil and Gas | ShrHoldr | Against | Against | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Debra A. Hess | Mgmt | For | For | For | |||
5 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
6 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
7 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
8 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
9 | Elect David H. Stevens - Candidate Withdrawn | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | |||
1.2 | Elect Jason A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director: BAHK Jae Wan | Mgmt | For | Against | Against | |||
3 | Election of Independent Director: KIM Han Jo | Mgmt | For | For | For | |||
4 | Election of Independent Director: Curie AHN Gyu Ri | Mgmt | For | For | For | |||
5 | Election of Audit Committee Member: BAHK Jae Wan | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: KIM Han Jo | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
SCREEN Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Toshio Hiroe | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Soichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yoichi Kondo | Mgmt | For | For | For | |||
8 | Elect Kimito Ando | Mgmt | For | For | For | |||
9 | Elect Shigeru Saito | Mgmt | For | For | For | |||
10 | Elect Makoto Yoda | Mgmt | For | For | For | |||
11 | Elect Hidemi Takasu | Mgmt | For | For | For | |||
12 | Elect Hirofumi Ota | Mgmt | For | Against | Against | |||
13 | Elect Akio Umeda | Mgmt | For | Against | Against | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Briggs | Mgmt | For | For | For | |||
2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||
3 | Elect Tamar Yehoshua | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven Generations Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Mark Monroe | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Avik Dey | Mgmt | For | For | For | |||
2.4 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.5 | Elect Paul Hand | Mgmt | For | For | For | |||
2.6 | Elect Dale Hohm | Mgmt | For | For | For | |||
2.7 | Elect Ronnie Irani | Mgmt | For | For | For | |||
2.8 | Elect Bill McAdam | Mgmt | For | For | For | |||
2.9 | Elect Jackie Sheppard | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||
5 | Elect Jun Aoki | Mgmt | For | For | For | |||
6 | Elect Yoko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Oishi | Mgmt | For | For | For | |||
9 | Elect Akiko Uno | Mgmt | For | For | For | |||
10 | Elect Yasuko Goto | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||
SIG Combibloc Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIGN | CINS H76406117 | 04/11/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
10 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
11 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
12 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
13 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||
14 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||
16 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
18 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
19 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Hill | Mgmt | For | For | For | |||
1.2 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Christopher C. Davis | Mgmt | For | Against | Against | |||
6 | Elect Barry Diller | Mgmt | For | Against | Against | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Juan R. Perez | Mgmt | For | For | For | |||
1.11 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
4 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
5 | Elect Yuki Furuta | Mgmt | For | For | For | |||
6 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
7 | Elect Junji Ota | Mgmt | For | For | For | |||
8 | Elect Nobuyuki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
11 | Elect Paul J. Brough | Mgmt | For | For | For | |||
12 | Elect Ayako Hirota Weissman | Mgmt | For | For | For | |||
13 | Elect Jerome Thomas Black | Mgmt | For | For | For | |||
14 | Elect George Raymond Zage III | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Universal Entertainment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6425 | CINS J94303104 | 03/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Jun Fujimoto | Mgmt | For | For | For | |||
4 | Elect Hajime Tokuda | Mgmt | For | For | For | |||
5 | Elect Takako Okada | Mgmt | For | For | For | |||
6 | Elect Kenshi Asano | Mgmt | For | For | For | |||
7 | Elect Seisui Kamigaki | Mgmt | For | For | For | |||
8 | Elect Yoshio Otani | Mgmt | For | For | For | |||
9 | Elect Masayoshi Miyanaga | Mgmt | For | For | For | |||
10 | Elect Chihiro Shibahara as Statutory Auditor | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Health Care Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
1.11 | Elect John G. Stratton | Mgmt | For | For | For | |||
1.12 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
AnaptysBio, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANAB | CUSIP 032724106 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamza Suria | Mgmt | For | For | For | |||
1.2 | Elect J. Anthony Ware | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bahija Jallal | Mgmt | For | For | For | |||
2 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | Against | N/A | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Chair | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Discharge members of the Board of Directors and Management from liability | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect James I. Healy | Mgmt | For | Against | Against | |||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | |||
7 | Elect Lisa Bright Morrison | Mgmt | For | For | For | |||
8 | Elect Michael Wolff Jensen | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Increase of Share Capital | Mgmt | For | For | For | |||
11 | Increase of Share Capital | Mgmt | For | For | For | |||
12 | Issue of Convertible Bonds | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 11/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||
2 | Elect Lars Holtug | Mgmt | For | For | For | |||
3 | Authorize Chair to Register Resolutions | Mgmt | For | For | For | |||
Aspen Pharmacare Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APN | CINS S0754A105 | 12/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Social and Ethics Committee Report | Mgmt | For | For | For | |||
3 | Elect Roy C. Andersen | Mgmt | For | For | For | |||
4 | Elect Linda de Beer | Mgmt | For | For | For | |||
5 | Re-elect Christopher (Chris) N. Mortimer | Mgmt | For | For | For | |||
6 | Re-elect David S. Redfern | Mgmt | For | For | For | |||
7 | Re-elect Sindiswa (Sindi) V. Zilwa | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Audit and Risk Committee Member (Roy Andersen) | Mgmt | For | For | For | |||
10 | Elect Audit and Risk Committee Member (Linda de Beer) | Mgmt | For | For | For | |||
11 | Elect Audit and Risk Committee Member (Babalwa Ngonyama) | Mgmt | For | For | For | |||
12 | Elect Audit and Risk Committee Member (Sindi Zilwa) | Mgmt | For | For | For | |||
13 | General Authority to Issue Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Approve Remuneration Policy | Mgmt | For | For | For | |||
17 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit and Risk Committee Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Remuneration and Nomination Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Remuneration and Nomination Committee Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Social and Ethics Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | |||
26 | Approval of Financial Assistance (Section 45) | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | |||
1.3 | Elect Michael Grey | Mgmt | For | For | For | |||
1.4 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Hombach | Mgmt | For | For | For | |||
1.6 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.9 | Elect David E.I. Pyott | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Celgene Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
8 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Bristol-Myers Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Orlando Ayala | Mgmt | For | For | For | |||
2 | Elect John R. Roberts | Mgmt | For | For | For | |||
3 | Elect Thomas G. Thompson | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayuki Oku | Mgmt | For | For | For | |||
4 | Elect Yoichiro Ichimaru | Mgmt | For | For | For | |||
5 | Elect Christoph Franz | Mgmt | For | For | For | |||
6 | Elect William N. Anderson | Mgmt | For | For | For | |||
7 | Elect James H. Sabry | Mgmt | For | For | For | |||
8 | Elect Atsushi Sato | Mgmt | For | Against | Against | |||
9 | Elect Yuko Maeda | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Clinigen Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Anne Hyland | Mgmt | For | For | For | |||
5 | Elect Peter V. Allen | Mgmt | For | For | For | |||
6 | Elect Shaun Chilton | Mgmt | For | For | For | |||
7 | Elect Martin Abell | Mgmt | For | For | For | |||
8 | Elect John Hartup | Mgmt | For | For | For | |||
9 | Elect Ian J. Nicholson | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian G. Atwood | Mgmt | For | For | For | |||
1.2 | Elect James C. Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Fair | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Klingenstein | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
9 | Elect Albert G. White III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Daiichi Sankyo Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4568 | CINS J11257102 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Joji Nakayama | Mgmt | For | For | For | |||
4 | Elect Sunao Manabe | Mgmt | For | For | For | |||
5 | Elect Toshiaki Sai | Mgmt | For | For | For | |||
6 | Elect Toshiaki Tojo | Mgmt | For | For | For | |||
7 | Elect Noritaka Uji | Mgmt | For | For | For | |||
8 | Elect Tsuguya Fukui | Mgmt | For | For | For | |||
9 | Elect Satoru Kimura | Mgmt | For | For | For | |||
10 | Elect Kazuaki Kama | Mgmt | For | For | For | |||
11 | Elect Sawako Nohara | Mgmt | For | For | For | |||
12 | Elect Ryoichi Watanabe | Mgmt | For | For | For | |||
13 | Elect Kenji Sato | Mgmt | For | For | For | |||
14 | Bonus | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Eisai Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4523 | CINS J12852117 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Haruo Naito | Mgmt | For | For | For | |||
3 | Elect Yasuhiko Katoh | Mgmt | For | For | For | |||
4 | Elect Hirokazu Kanai | Mgmt | For | For | For | |||
5 | Elect Tamaki Kakizaki | Mgmt | For | For | For | |||
6 | Elect Daiken Tsunoda | Mgmt | For | For | For | |||
7 | Elect Bruce Aronson | Mgmt | For | For | For | |||
8 | Elect Yutaka Tsuchiya | Mgmt | For | For | For | |||
9 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
10 | Elect Ryuichi Murata | Mgmt | For | For | For | |||
11 | Elect Hideyo Uchiyama | Mgmt | For | For | For | |||
12 | Elect Hideki Hayashi | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Federal Street Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSAC | CUSIP 31421V206 | 01/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||
3 | Bundled Charter Amendments | Mgmt | For | For | For | |||
4 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fennec Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 31447P100 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Khalid Islam | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Haigh | Mgmt | For | Withhold | Against | |||
1.3 | Elect Chris A. Rallis | Mgmt | For | For | For | |||
1.4 | Elect Marco M. Brughera | Mgmt | For | For | For | |||
1.5 | Elect Rostislav Raykov | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation: One Year | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of Unallocated Options Under the Stock Option Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | |||
7 | Extension of Certain Outstanding Options | Mgmt | For | For | For | |||
Fresenius SE & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRE | CINS D27348263 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
4 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
5 | Elect Emma Walmsley | Mgmt | For | For | For | |||
6 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
7 | Elect Hal V. Barron | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
10 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Joint Venture with Pfizer | Mgmt | For | For | For | |||
HTG Molecular Diagnostics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle R. Griffin | Mgmt | For | For | For | |||
1.2 | Elect Ann F. Hanham | Mgmt | For | For | For | |||
1.3 | Elect Timothy B. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
4 | Elect Don R. Kania | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mirati Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTX | CUSIP 60468T105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Baum | Mgmt | For | For | For | |||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Aaron I. Davis | Mgmt | For | For | For | |||
1.4 | Elect Henry J. Fuchs | Mgmt | For | For | For | |||
1.5 | Elect Michael Grey | Mgmt | For | For | For | |||
1.6 | Elect Faheem Hasnain | Mgmt | For | Withhold | Against | |||
1.7 | Elect Craig A. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Maya Martinez-Davis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Momenta Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTA | CUSIP 60877T100 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Momenta Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTA | CUSIP 60877T100 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Gilman | Mgmt | For | Against | Against | |||
2 | Elect Thomas P. Koestler | Mgmt | For | For | For | |||
3 | Elect Elizabeth Stoner | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Dividend in Kind to Effect Spin-Off of Alcon Inc. | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVOB | CINS K72807132 | 03/21/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Directors' Fees for 2018 | Mgmt | For | TNA | N/A | |||
6 | Directors' Fees for 2019 | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Helge Lund | Mgmt | For | TNA | N/A | |||
9 | Elect Jeppe Christiansen | Mgmt | For | TNA | N/A | |||
10 | Elect Brian Daniels | Mgmt | For | TNA | N/A | |||
11 | Elect Laurence Debroux | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Fibig | Mgmt | For | TNA | N/A | |||
13 | Elect Sylvie Gregoire | Mgmt | For | TNA | N/A | |||
14 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | |||
15 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
16 | Elect Martin Mackay | Mgmt | For | TNA | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights to Employees | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
23 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
24 | Shareholder Proposal Regarding Price Reductions | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Orchard Therapeutics plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORTX | CUSIP 68570P101 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Bobby Gaspar | Mgmt | For | For | For | |||
5 | Elect Alicia Secor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bonnie L. Bassler | Mgmt | For | For | For | |||
2 | Elect Michael S. Brown | Mgmt | For | For | For | |||
3 | Elect Leonard S. Schleifer | Mgmt | For | For | For | |||
4 | Elect George D. Yancopoulos | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Christophe Babule | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Increase Capital through Capitalisation | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Seattle Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGEN | CUSIP 812578102 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srinivas Akkaraju | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc E. Lippman | Mgmt | For | For | For | |||
1.3 | Elect Daniel Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 09/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Acquisition | Mgmt | For | Abstain | Against | |||
5 | Amendments to Articles - Change in Business Scope | Mgmt | For | For | For | |||
Sinopharm Group Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 12/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Elect HU Jianwei | Mgmt | For | Against | Against | |||
5 | Elect CHEN Fangruo | Mgmt | For | Against | Against | |||
6 | Elect YU Qingming | Mgmt | For | Against | Against | |||
Takeda Pharmaceutical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4502 | CINS J8129E108 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Christophe Weber | Mgmt | For | For | For | |||
4 | Elect Masato Iwasaki | Mgmt | For | For | For | |||
5 | Elect Andrew Plump | Mgmt | For | For | For | |||
6 | Elect Constantine Saroukos | Mgmt | For | For | For | |||
7 | Elect Masahiro Sakane | Mgmt | For | For | For | |||
8 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
9 | Elect Ian T. Clark | Mgmt | For | Against | Against | |||
10 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
11 | Elect Steven Gillis | Mgmt | For | For | For | |||
12 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
13 | Elect Jean-Luc Butel | Mgmt | For | For | For | |||
14 | Elect Shiro Kuniya | Mgmt | For | For | For | |||
15 | Elect Emiko Higashi | Mgmt | For | For | For | |||
16 | Elect Michel Orsinger | Mgmt | For | For | For | |||
17 | Amendments to Trust-Type Equity Compensation Plan for Non-Audit Committee Directors | Mgmt | For | For | For | |||
18 | Amendments to Trust-Type Equity Compensation Plan for Audit Committee Directors | Mgmt | For | For | For | |||
19 | Bonus to Non-Audit Committee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Clawback of Director Compensation | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Geno Germano | Mgmt | For | For | For | |||
3 | Elect John C. Kelly | Mgmt | For | For | For | |||
4 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
5 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
6 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
7 | Elect Mark Timney | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Zimmer Biomet Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZBH | CUSIP 98956P102 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Bryan C Hanson | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
9 | Elect Maria Teresa Hilado | Mgmt | For | For | For | |||
10 | Elect Syed Jafry | Mgmt | For | For | For | |||
11 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zur Rose Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CINS H9875C108 | 11/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Rights Issue | Mgmt | For | TNA | N/A |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Global Utilities Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ward H. Dickson | Mgmt | For | For | For | |||
5 | Elect Noelle K. Eder | Mgmt | For | For | For | |||
6 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
7 | Elect Rafael Flores | Mgmt | For | For | For | |||
8 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
9 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chubu Electric Power Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9502 | CINS J06510101 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Absorption-Type Company Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Akihisa Mizuno | Mgmt | For | For | For | |||
6 | Elect Satoru Katsuno | Mgmt | For | For | For | |||
7 | Elect Akinori Kataoka | Mgmt | For | For | For | |||
8 | Elect Chiyoji Kurata | Mgmt | For | For | For | |||
9 | Elect Hiromu Masuda | Mgmt | For | For | For | |||
10 | Elect Taisuke Misawa | Mgmt | For | For | For | |||
11 | Elect Yaoji Ichikawa | Mgmt | For | For | For | |||
12 | Elect Kingo Hayashi | Mgmt | For | For | For | |||
13 | Elect Yoshiro Hiraiwa | Mgmt | For | For | For | |||
14 | Elect Naoko Nemoto | Mgmt | For | For | For | |||
15 | Elect Takayuki Hashimoto | Mgmt | For | For | For | |||
16 | Elect Tadashi Shimao | Mgmt | For | For | For | |||
17 | Elect Shuichi Terada | Mgmt | For | For | For | |||
18 | Elect Michinari Hamaguchi | Mgmt | For | For | For | |||
19 | Trust Type Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Amendment of Articles Regarding Director Liabilities | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Operations | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | |||
CK Infrastructure Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1038 | CINS G2178K100 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect KAM Hing Lam | Mgmt | For | Against | Against | |||
6 | Elect Edmond IP Tak Chuen | Mgmt | For | Against | Against | |||
7 | Elect Frank J. Sixt | Mgmt | For | Against | Against | |||
8 | Elect Eva L. Kwok | Mgmt | For | Against | Against | |||
9 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | |||
10 | Elect George C. Magnus | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
CK Infrastructure Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1038 | CINS G2178K100 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Joint Venture | Mgmt | For | For | For | |||
CLP Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0002 | CINS Y1660Q104 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Philip Lawrence Kadoorie | Mgmt | For | For | For | |||
5 | Elect May TAN Siew Boi | Mgmt | For | For | For | |||
6 | Elect John Andrew Harry Leigh | Mgmt | For | For | For | |||
7 | Elect Richard Kendall Lancaster | Mgmt | For | For | For | |||
8 | Elect Zia Mody | Mgmt | For | For | For | |||
9 | Elect Geert Peeters | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect Patricia K. Poppe | Mgmt | For | For | For | |||
7 | Elect John G. Russell | Mgmt | For | For | For | |||
8 | Elect Suzanne Shank | Mgmt | For | For | For | |||
9 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
10 | Elect John G. Sznewajs | Mgmt | For | For | For | |||
11 | Elect Laura H. Wright | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bennett | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect D. Maybank Hagood | Mgmt | For | For | For | |||
6 | Elect John W. Harris | Mgmt | For | For | For | |||
7 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||
9 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
10 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
11 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Annette K. Clayton | Mgmt | For | For | For | |||
1.3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.9 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.11 | Elect Marya M. Rose | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
5 | Shareholder Report Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
6 | Shareholder Report Regarding Health Effects of Coal | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
E. On SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim Financial Statements in 2019 | Mgmt | For | For | For | |||
11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2020 | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Supervisory Board Size | Mgmt | For | For | For | |||
13 | Approval of Intra-Company Control Agreement with E.ON 11. Verwaltungs GmbH | Mgmt | For | For | For | |||
14 | Approval of Intra-Company Control Agreement with E.ON 12. Verwaltungs GmbH | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
3 | Elect Vanessa C.L. Chang | Mgmt | For | Against | Against | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Keith Trent | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Electric Power Development | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Akihito Urashima | Mgmt | For | For | For | |||
8 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
9 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
10 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
11 | Elect Hideki Tsukuda | Mgmt | For | For | For | |||
12 | Elect Makoto Honda | Mgmt | For | For | For | |||
13 | Elect Hitoshi Kanno | Mgmt | For | For | For | |||
14 | Elect Go Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Ito | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Mutsutake Otsuka | Mgmt | For | For | For | |||
18 | Elect Kiyoshi Nakanishi | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | |||
8 | List Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | N/A | N/A | |||
9 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees (KPMG; Preferred Option) | Mgmt | For | For | For | |||
11 | Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||
12 | Remuneration Policy | Mgmt | For | For | For | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Benefits (Jean-Pierre Clamadieu) | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Elect Francoise Malrieu | Mgmt | For | For | For | |||
11 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | |||
12 | Elect Patrice Durand | Mgmt | For | For | For | |||
13 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
14 | Remuneration of Jean-Pierre Clamadieu, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
17 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Eversource Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ES | CUSIP 30040W108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
2 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
4 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
5 | Elect Linda D. Forry | Mgmt | For | For | For | |||
6 | Elect James J. Judge | Mgmt | For | For | For | |||
7 | Elect John Y. Kim | Mgmt | For | For | For | |||
8 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
9 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
10 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.5 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.6 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.8 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.10 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.11 | Elect Leslie M. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Voting Standard for the Election of Directors | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
21 | Charitable Donations | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Hong Kong & China Gas Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
00003 | CINS Y33370100 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Colin LAM Ko Yin | Mgmt | For | Against | Against | |||
6 | Elect LEE Ka Shing | Mgmt | For | Against | Against | |||
7 | Elect Peter WONG Wai Yee | Mgmt | For | For | For | |||
8 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Bonus Share Issuance | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Iberdrola | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | For | For | |||
3 | Management Reports | Mgmt | For | For | For | |||
4 | Report on Non-Financial Information | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Amendments to Articles (Sustainability) | Mgmt | For | For | For | |||
7 | Amendments to Articles (Committees) | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
10 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
11 | Cancellation of Treasury Shares | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
13 | Elect Sara de la Rica Goiricelaya | Mgmt | For | Against | Against | |||
14 | Ratify Co-Option and Elect Xabier Sagredo Ormaza | Mgmt | For | Against | Against | |||
15 | Elect Maria Helena Antolin Raybaud | Mgmt | For | Against | Against | |||
16 | Elect Jose Walfredo Fernandez | Mgmt | For | Against | Against | |||
17 | Elect Denise Mary Holt | Mgmt | For | Against | Against | |||
18 | Elect Manuel Moreu Munaiz | Mgmt | For | Against | Against | |||
19 | Elect Jose Ignacio Sanchez Galan | Mgmt | For | Against | Against | |||
20 | Board Size | Mgmt | For | Against | Against | |||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kansai Electric Power Company Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9503 | CINS J30169106 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Absorption-Type Company Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Makoto Yagi | Mgmt | For | For | For | |||
6 | Elect Shigeki Iwane | Mgmt | For | For | For | |||
7 | Elect Yoshihiro Doi | Mgmt | For | For | For | |||
8 | Elect Takashi Morimoto | Mgmt | For | For | For | |||
9 | Elect Toyokazu Misono | Mgmt | For | For | For | |||
10 | Elect Koji Inada | Mgmt | For | For | For | |||
11 | Elect Ikuo Morinaka | Mgmt | For | For | For | |||
12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | |||
13 | Elect Takao Matsumura | Mgmt | For | For | For | |||
14 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
15 | Elect Takamune Okihara | Mgmt | For | For | For | |||
16 | Elect Tetsuya Kobayashi | Mgmt | For | Against | Against | |||
17 | Elect Hisako Makimura | Mgmt | For | For | For | |||
18 | Elect Yasuhiro Yashima | Mgmt | For | For | For | |||
19 | Elect Yasushi Sugimoto | Mgmt | For | For | For | |||
20 | Elect Yukishige Higuchi | Mgmt | For | For | For | |||
21 | Elect Tsutomu Toichi | Mgmt | For | For | For | |||
22 | Elect Fumio Otsubo | Mgmt | For | For | For | |||
23 | Elect Shigeo Sasaki | Mgmt | For | For | For | |||
24 | Elect Atsuko Kaga | Mgmt | For | For | For | |||
25 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | Against | For | |||
27 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | |||
28 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | |||
29 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | |||
30 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | |||
31 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
32 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | |||
33 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | |||
34 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | |||
35 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | |||
36 | Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee | ShrHoldr | Against | Against | For | |||
37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | |||
38 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
39 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | |||
40 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | |||
41 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | |||
42 | Shareholder Proposal Regarding Fostering a Culture of Safety | ShrHoldr | Against | Against | For | |||
43 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | |||
44 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | |||
45 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG. | CINS G6S9A7120 | 07/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect John Pettigrew | Mgmt | For | For | For | |||
5 | Elect Dean Seavers | Mgmt | For | For | For | |||
6 | Elect Nicola Shaw | Mgmt | For | For | For | |||
7 | Elect Nora Brownell | Mgmt | For | For | For | |||
8 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
9 | Elect Therese Esperdy | Mgmt | For | For | For | |||
10 | Elect Paul Golby | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Amanda Mesler | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Naturgy Energy Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTGY | CINS E7S90S109 | 03/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Ratify Co-Option and Elect Scott Stanley | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
10 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
11 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
Orsted A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORSTED | CINS K7653Q105 | 03/05/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Board Size | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Thune Andersen | Mgmt | For | TNA | N/A | |||
13 | Elect Lene Skole | Mgmt | For | TNA | N/A | |||
14 | Elect Lynda Armstrong | Mgmt | For | TNA | N/A | |||
15 | Elect Jorgen Kildahl | Mgmt | For | TNA | N/A | |||
16 | Elect Peter Korsholm | Mgmt | For | TNA | N/A | |||
17 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Willie A. Deese | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Barry H. Ostrowsky | Mgmt | For | For | For | |||
7 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
8 | Elect Richard J. Swift | Mgmt | For | For | For | |||
9 | Elect Susan Tomasky | Mgmt | For | For | For | |||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
SCANA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCG | CUSIP 80589M102 | 07/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
SCANA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCG | CUSIP 80589M102 | 09/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James A. Bennett | Mgmt | For | For | For | |||
1.2 | Elect Lynne M. Miller | Mgmt | For | For | For | |||
1.3 | Elect James W. Roquemore | Mgmt | For | For | For | |||
1.4 | Elect Maceo K. Sloan | Mgmt | For | For | For | |||
1.5 | Elect John E. Bachman | Mgmt | For | For | For | |||
1.6 | Elect Patricia Galloway | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||
8 | Elect Michael N. Mears | Mgmt | For | For | For | |||
9 | Elect William C. Rusnack | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Cynthia L Walker | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Sue Bruce | Mgmt | For | For | For | |||
6 | Elect Tony Cocker | Mgmt | For | For | For | |||
7 | Elect Crawford Gillies | Mgmt | For | For | For | |||
8 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Helen Mahy | Mgmt | For | For | For | |||
11 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
12 | Elect Martin Pibworth | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | De-Merger | Mgmt | For | For | For | |||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janaki Akella | Mgmt | For | For | For | |||
2 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
3 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
4 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
5 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
7 | Elect David J. Grain | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Tokyo Gas Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000113 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
4 | Elect Takashi Uchida | Mgmt | For | For | For | |||
5 | Elect Masaru Takamatsu | Mgmt | For | For | For | |||
6 | Elect Takashi Anamizu | Mgmt | For | For | For | |||
7 | Elect Kunio Nohata | Mgmt | For | For | For | |||
8 | Elect Chika Igarashi | Mgmt | For | For | For | |||
9 | Elect Hitoshi Saito | Mgmt | For | For | For | |||
10 | Elect Kazunori Takami | Mgmt | For | For | For | |||
11 | Elect Junko Edahiro | Mgmt | For | For | For | |||
12 | Elect of Isao Nakajima as Statutory Auditor | Mgmt | For | For | For | |||
Uniper SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UN01 | CINS D8530Z100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts (FY 2017) | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts (FY 2018) | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Elect Markus Rauramo as Supervisory Board Member | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Special Audit in Connection with Fortum Takeover Offer and Regulatory Clearance | ShrHoldr | Against | Against | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Conclusion of a Control Agreement with Fortum | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Spin-Off of the International Power Business Segment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Spin-Off of Swedish Operations in the European Generation Business Segment | ShrHoldr | Against | Against | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
10 | Elect Maryse Aulagnon | Mgmt | For | For | For | |||
11 | Elect Clara Gaymard | Mgmt | For | For | For | |||
12 | Elect Louis Schweitzer | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
WEC Energy Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 92939U106 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
2 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | |||
3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
4 | Elect Curt S. Culver | Mgmt | For | For | For | |||
5 | Elect Danny L. Cunningham | Mgmt | For | For | For | |||
6 | Elect William M. Farrow III | Mgmt | For | For | For | |||
7 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
8 | Elect J. Kevin Fletcher | Mgmt | For | For | For | |||
9 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
10 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
11 | Elect Allen L. Leverett | Mgmt | For | Against | Against | |||
12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Government Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Growth Opportunities Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Special Dividend | Mgmt | For | For | For | |||
5 | Allocation of Final Dividend | Mgmt | For | For | For | |||
6 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Willard H. Dere | Mgmt | For | For | For | |||
1.3 | Elect Michael Grey | Mgmt | For | For | For | |||
1.4 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Hombach | Mgmt | For | For | For | |||
1.6 | Elect V. Bryan Lawlis, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.9 | Elect David E.I. Pyott | Mgmt | For | For | For | |||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Costar Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGP | CUSIP 22160N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael R. Klein | Mgmt | For | For | For | |||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | |||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | |||
5 | Elect John W. Hill | Mgmt | For | For | For | |||
6 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
7 | Elect David J. Steinberg | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Dassault Systemes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSY | CINS F2457H472 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | For | For | |||
12 | Elect Catherine Dassault | Mgmt | For | For | For | |||
13 | Elect Toshiko Mori | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
DocuSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOCU | CUSIP 256163106 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Springer | Mgmt | For | For | For | |||
1.2 | Elect Blake J. Irving | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey D. Zients | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Idexx Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDXX | CUSIP 45168D104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jonathan W. Ayers | Mgmt | For | For | For | |||
2 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
3 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
5 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
4 | Elect Don R. Kania | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Lonza Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LONN | CINS H50524133 | 04/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
8 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||
9 | Elect Angelica Kohlmann | Mgmt | For | TNA | N/A | |||
10 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||
11 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||
12 | Elect Margot A. Scheltema | Mgmt | For | TNA | N/A | |||
13 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
14 | Elect Olivier Verscheure | Mgmt | For | TNA | N/A | |||
15 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | TNA | N/A | |||
16 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||
22 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | |||
25 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
Lululemon Athletica inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LULU | CUSIP 550021109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn Henry | Mgmt | For | For | For | |||
2 | Elect Jon McNeill | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect David R. Carlucci | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Choon Phong Goh | Mgmt | For | For | For | |||
8 | Elect Merit E. Janow | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
11 | Elect Rima Qureshi | Mgmt | For | For | For | |||
12 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
13 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
15 | Elect Lance Uggla | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | CUSIP 64110L106 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy M. Haley | Mgmt | For | Abstain | Against | |||
2 | Elect Leslie Kilgore | Mgmt | For | Abstain | Against | |||
3 | Elect Ann Mather | Mgmt | For | Abstain | Against | |||
4 | Elect Susan Rice | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Frederic Kerrest | Mgmt | For | For | For | |||
1.2 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
1.3 | Elect Michelle Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | Against | Against | |||
4 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect Deborah M. Messemer | Mgmt | For | For | For | |||
9 | Elect David M. Moffett | Mgmt | For | For | For | |||
10 | Elect Ann M. Sarnoff | Mgmt | For | For | For | |||
11 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
12 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
13 | Elect Robert O. Work | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | |||
1.2 | Elect Jason A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Resideo Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REZI | CUSIP 76118Y104 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul F. Deninger | Mgmt | For | For | For | |||
2 | Elect Michael Nefkens | Mgmt | For | For | For | |||
3 | Elect Sharon Wienbar | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | Withhold | Against | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Briggs | Mgmt | For | For | For | |||
2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||
3 | Elect Tamar Yehoshua | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Srini Gopalan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christian P. Illek | Mgmt | For | Withhold | Against | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | Withhold | Against | |||
1.7 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.9 | Elect John J. Legere | Mgmt | For | Withhold | Against | |||
1.10 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
1.11 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Nikki R Haley | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Transdigm Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDG | CUSIP 893641100 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Barr | Mgmt | For | For | For | |||
1.2 | Elect William Dries | Mgmt | For | For | For | |||
1.3 | Elect Mervin Dunn | Mgmt | For | For | For | |||
1.4 | Elect Michael Graff | Mgmt | For | For | For | |||
1.5 | Elect Sean P. Hennessy | Mgmt | For | For | For | |||
1.6 | Elect W. Nicholas Howley | Mgmt | For | For | For | |||
1.7 | Elect Raymond Laubenthal | Mgmt | For | For | For | |||
1.8 | Elect Gary E. McCullough | Mgmt | For | For | For | |||
1.9 | Elect Michele Santana | Mgmt | For | For | For | |||
1.10 | Elect Robert J. Small | Mgmt | For | For | For | |||
1.11 | Elect John Staer | Mgmt | For | For | For | |||
1.12 | Elect Kevin Stein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Managing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Guillet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Diversity Policy | ShrHoldr | Against | Against | For | |||
Worldpay, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WP | CUSIP 981558109 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Adrean | Mgmt | For | For | For | |||
1.2 | Elect Mark L. Heimbouch | Mgmt | For | For | For | |||
1.3 | Elect Gary L. Lauer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT High Yield Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Advanz Pharma Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADVZ | CUSIP 00775M104 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randall C. Benson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Frances Cloud | Mgmt | For | Withhold | Against | |||
1.3 | Elect Maurice Chagnaud | Mgmt | For | Withhold | Against | |||
1.4 | Elect Graeme Duncan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Barry Fishman | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | Against | Against | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Katryn (Trynka) Shineman Blake | Mgmt | For | For | For | |||
4 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
5 | Elect William H. Cary | Mgmt | For | For | For | |||
6 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
7 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
8 | Elect Marjorie Magner | Mgmt | For | For | For | |||
9 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
10 | Elect John J. Stack | Mgmt | For | For | For | |||
11 | Elect Michael F. Steib | Mgmt | For | For | For | |||
12 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Avaya Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVYA | CUSIP 05351X101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.2 | Elect James M Chirico | Mgmt | For | For | For | |||
1.3 | Elect Stephan Scholl | Mgmt | For | For | For | |||
1.4 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.5 | Elect Stanley J. Sutula | Mgmt | For | For | For | |||
1.6 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
1.7 | Elect Jacqueline E. Yeaney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Idalene F. Kesner | Mgmt | For | For | For | |||
2 | Elect Carl J. Rickertsen | Mgmt | For | For | For | |||
3 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Elect Robert A. Steele | Mgmt | For | For | For | |||
6 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
7 | Elect Scott B. Ullem | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
11 | Amendment Regarding Shareholders Ability to Call Special Meetings | Mgmt | For | Abstain | Against | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
CIT Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIT | CUSIP 125581801 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Michael L. Brosnan | Mgmt | For | For | For | |||
3 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
4 | Elect Dorene C. Dominguez | Mgmt | For | For | For | |||
5 | Elect Alan Frank | Mgmt | For | For | For | |||
6 | Elect William M. Freeman | Mgmt | For | For | For | |||
7 | Elect R. Brad Oates | Mgmt | For | For | For | |||
8 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
9 | Elect John R. Ryan | Mgmt | For | For | For | |||
10 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
11 | Elect Khanh T. Tran | Mgmt | For | For | For | |||
12 | Elect Laura S. Unger | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Concordia International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXR | CUSIP 20653P409 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Company Name Change | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven Generations Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Mark Monroe | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Avik Dey | Mgmt | For | For | For | |||
2.4 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.5 | Elect Paul Hand | Mgmt | For | For | For | |||
2.6 | Elect Dale Hohm | Mgmt | For | For | For | |||
2.7 | Elect Ronnie Irani | Mgmt | For | For | For | |||
2.8 | Elect Bill McAdam | Mgmt | For | For | For | |||
2.9 | Elect Jackie Sheppard | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
1.2 | Elect Srini Gopalan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christian P. Illek | Mgmt | For | Withhold | Against | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | Withhold | Against | |||
1.7 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.9 | Elect John J. Legere | Mgmt | For | Withhold | Against | |||
1.10 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
1.11 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEV | CUSIP 88159E103 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Board Size | Mgmt | For | For | For | |||
3.1 | Elect Grant D. Billing | Mgmt | For | For | For | |||
3.2 | Elect Michael Colodner | Mgmt | For | For | For | |||
3.3 | Elect John W. Cooper | Mgmt | For | For | For | |||
3.4 | Elect Allen R. Hagerman | Mgmt | For | For | For | |||
3.5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
3.6 | Elect Gordon Pridham | Mgmt | For | For | For | |||
3.7 | Elect Douglas R. Ramsay | Mgmt | For | For | For | |||
3.8 | Elect Susan L. Riddell Rose | Mgmt | For | Withhold | Against | |||
3.9 | Elect Jay W. Thornton | Mgmt | For | For | For | |||
3.10 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
4 | Incentive Unit Plan Amendment | Mgmt | For | Against | Against | |||
5 | Adoption of Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
U.S. Concrete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USCR | CUSIP 90333L201 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Sandbrook | Mgmt | For | For | For | |||
2 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||
3 | Elect Michael D. Lundin | Mgmt | For | For | For | |||
4 | Elect Robert M. Rayner | Mgmt | For | For | For | |||
5 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||
6 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||
7 | Elect Susan M. Ball | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2013 Long Term Incentive Plan | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Equity Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Special Dividend | Mgmt | For | For | For | |||
5 | Allocation of Final Dividend | Mgmt | For | For | For | |||
6 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Airbus SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Elect Guillaume Faury to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Arkema | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Victoire de Margerie | Mgmt | For | For | For | |||
10 | Elect Helene Moreau-Leroy | Mgmt | For | For | For | |||
11 | Elect Laurent Mignon | Mgmt | For | For | For | |||
12 | Elect Ian Hudson | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Le Henaff, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Izumiya | Mgmt | For | Against | Against | |||
5 | Elect Akiyoshi Koji | Mgmt | For | For | For | |||
6 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
7 | Elect Tatsuro Kosaka | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Yutaka Henmi | Mgmt | For | For | For | |||
10 | Elect Taemin Park | Mgmt | For | For | For | |||
11 | Elect Keizo Tanimura | Mgmt | For | For | For | |||
12 | Elect Christina Ahmadjian | Mgmt | For | For | For | |||
13 | Elect Yumiko Waseda | Mgmt | For | For | For | |||
14 | Elect Yoshihide Okuda | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Election of Kazuo Hashimoto | ShrHoldr | Against | Against | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
5 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
6 | Elect Michael Richard Pratt | Mgmt | For | Against | Against | |||
7 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
8 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
9 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
10 | Elect Paul A. Walker | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059202 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
13 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
22 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
23 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/25/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
21 | Election of Directors | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect Graham D. Allan | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Evelyn Bourke | Mgmt | For | For | For | |||
5 | Elect Ian Buchanan | Mgmt | For | For | For | |||
6 | Elect Steve Pateman | Mgmt | For | For | For | |||
7 | Elect Richard Goulding | Mgmt | For | For | For | |||
8 | Elect Patrick Haren | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendments to Article 26 (Remuneration of Directors) | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Treasury Shares Pursuant To Incentive Plans | Mgmt | For | For | For | |||
10 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
11 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
12 | Ratify Co-Option and Elect Marco Patuano | Mgmt | For | For | For | |||
13 | Ratify Co-Option and Elect Carlo Bertazzo | Mgmt | For | For | For | |||
14 | Ratify Co-Option and Elect Elisabetta De Bernardi di Valserra | Mgmt | For | For | For | |||
15 | Ratify Co-Option and Elect John Benedict McCarthy | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.7 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.8 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.9 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayuki Oku | Mgmt | For | For | For | |||
4 | Elect Yoichiro Ichimaru | Mgmt | For | For | For | |||
5 | Elect Christoph Franz | Mgmt | For | For | For | |||
6 | Elect William N. Anderson | Mgmt | For | For | For | |||
7 | Elect James H. Sabry | Mgmt | For | For | For | |||
8 | Elect Atsushi Sato | Mgmt | For | Against | Against | |||
9 | Elect Yuko Maeda | Mgmt | For | For | For | |||
Coca-Cola HBC AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCH | CINS H1512E100 | 06/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Appropriation of Earnings | Mgmt | For | TNA | N/A | |||
3 | Declaration of Dividend | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Anastassis G. David | Mgmt | For | TNA | N/A | |||
6 | Elect Alexandra Papalexopoulou | Mgmt | For | TNA | N/A | |||
7 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
8 | Elect Charlotte J. Boyle | Mgmt | For | TNA | N/A | |||
9 | Elect Zoran Bogdanovic | Mgmt | For | TNA | N/A | |||
10 | Elect Olusola David-Borha | Mgmt | For | TNA | N/A | |||
11 | Elect William Douglas | Mgmt | For | TNA | N/A | |||
12 | Elect Anastasios I. Leventis | Mgmt | For | TNA | N/A | |||
13 | Elect Christo Leventis | Mgmt | For | TNA | N/A | |||
14 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | TNA | N/A | |||
15 | Elect Robert R. Rudolph | Mgmt | For | TNA | N/A | |||
16 | Elect John P. Sechi | Mgmt | For | TNA | N/A | |||
17 | Elect Alfredo Rivera | Mgmt | For | TNA | N/A | |||
18 | Election of Independent Proxy | Mgmt | For | TNA | N/A | |||
19 | Re-Election of the Statutory Auditor | Mgmt | For | TNA | N/A | |||
20 | Advisory Vote on Re-Appointment of the Independent Registered Public Accounting Firm for UK Purposes | Mgmt | For | TNA | N/A | |||
21 | UK Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
22 | Remuneration Policy (Non-UK Issuer -- Advisory) | Mgmt | For | TNA | N/A | |||
23 | Swiss Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
24 | Directors' Fees | Mgmt | For | TNA | N/A | |||
25 | Approval of the Maximum Aggregate Amount of the Remuneration for the Operating Committee | Mgmt | For | TNA | N/A | |||
26 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Bryant | Mgmt | For | For | For | |||
5 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
9 | Elect John G. Bason | Mgmt | For | For | For | |||
10 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
11 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
12 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
13 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Waive Individual NED Fee Cap | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
6 | Elect Richard Boucher | Mgmt | For | For | For | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||
14 | Elect Lucinda Riches | Mgmt | For | For | For | |||
15 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
16 | Elect Siobhan Talbot | Mgmt | For | For | For | |||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price Range for Re-Isuuance of Treasury Shares | Mgmt | For | For | For | |||
25 | Scrip Dividend | Mgmt | For | For | For | |||
Cybg Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBG | CINS G2727Z111 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
5 | Elect Darren Pope | Mgmt | For | For | For | |||
6 | Elect Amy Stirling | Mgmt | For | For | For | |||
7 | Elect Clive Adamson | Mgmt | For | For | For | |||
8 | Elect David Bennett | Mgmt | For | For | For | |||
9 | Elect Paul J. Coby | Mgmt | For | For | For | |||
10 | Elect David Duffy | Mgmt | For | For | For | |||
11 | Elect Adrian Grace | Mgmt | For | For | For | |||
12 | Elect Fiona Macleod | Mgmt | For | For | For | |||
13 | Elect James Pettigrew | Mgmt | For | For | For | |||
14 | Elect Teresa Robson-Capps | Mgmt | For | For | For | |||
15 | Elect Ian Smith | Mgmt | For | For | For | |||
16 | Elect Tim Wade | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
26 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Daikin Industries Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kosei Uematsu | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tamori | Mgmt | For | Against | Against | |||
5 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Dassault Systemes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSY | CINS F2457H472 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | For | For | |||
12 | Elect Catherine Dassault | Mgmt | For | For | For | |||
13 | Elect Toshiko Mori | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Deutsche Boerse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Clara-Christina Streit | Mgmt | For | Against | Against | |||
10 | Elect Charles Stonehill | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments and Increase in Conditional Capital | Mgmt | For | For | For | |||
14 | Approval of Profit-and-Loss Transfer Agreement with Clearstream Beteiligungs AG | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vidya Shah | Mgmt | For | For | For | |||
5 | Elect Himanshu Kaji | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect Biswamohan Mahapatra | Mgmt | For | For | For | |||
8 | Elect Pudugramam N. Venkatachalam | Mgmt | For | For | For | |||
9 | Appointment of Vidya Shah (Spouse of Rashesh Shah); Approval of Remuneration | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Francoise Mercadal-Delasalles | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||
12 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
13 | Remuneration of Virginie Morgon, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Audouin, Management Board Member | Mgmt | For | For | For | |||
15 | Remuneration of Nicolas Huet, Management Board Member | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Millet, Management Board Member | Mgmt | For | For | For | |||
17 | Remuneration of Patrick Sayer, Former Management Board Chair | Mgmt | For | For | For | |||
18 | Non-Compete Agreement (Management Board Members) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R113 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa Bamford | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect John Martin | Mgmt | For | For | For | |||
8 | Elect Kevin Murphy | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Darren Shapland | Mgmt | For | For | For | |||
12 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||
13 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
14 | Increase in NEDs' Fees Cap | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
21 | Charitable Donations | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Election of Laurence Debroux to the Management Board | Mgmt | For | For | For | |||
13 | Election of Michel de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of Ingrid-Helen Arnold to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Apurv Bagri | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Directors' Remuneration | Mgmt | For | For | For | |||
9 | Directors' Fees (Committees) | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Tanate Phutrakul to the Management Board | Mgmt | For | For | For | |||
13 | Elect Mariana Gheorghe to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Michael G. Rees to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect Herna W.P.M.A. Verhagen to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Re-elect Elizabeth B. Bryan | Mgmt | For | Against | Against | |||
5 | Re-elect Jonathan Nicholson | Mgmt | For | Against | Against | |||
6 | Elect Sheila McGregor | Mgmt | For | Against | Against | |||
7 | Elect Michelle Tredenick | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
10 | Approve Share Consolidation | Mgmt | For | Abstain | Against | |||
Kering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KER | CINS F5433L103 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Ginevra Elkann | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Heloise Temple-Boyer | Mgmt | For | For | For | |||
10 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt with Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Amend Article Regarding Shareholders' Identification | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Marguerite Larkin | Mgmt | For | For | For | |||
4 | Elect Christopher Rogers | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | For | For | |||
6 | Elect Hugh Brady | Mgmt | For | For | For | |||
7 | Elect Gerard Culligan | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Tom Moran | Mgmt | For | For | For | |||
12 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
13 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
14 | Elect Philip Toomey | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Komatsu Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tetsuji Ohashi | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Ogawa | Mgmt | For | For | For | |||
5 | Elect Kuniko Urano | Mgmt | For | For | For | |||
6 | Elect Masayuki Oku | Mgmt | For | For | For | |||
7 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
8 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
9 | Elect Masayuki Moriyama | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Mizuhara | Mgmt | For | For | For | |||
11 | Elect Eiko Shinotsuka as Statutory Auditor | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Katherine C. Doyle to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Peter Agnefjall to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Frans Muller to the Management Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
17 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
18 | Cancellation of Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Naofumi Sato | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Jono | Mgmt | For | For | For | |||
8 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
10 | Elect Keizo Fukui | Mgmt | For | For | For | |||
11 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
12 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
13 | Elect Shinji Kato | Mgmt | For | Against | Against | |||
14 | Elect Yukinori Michinaga | Mgmt | For | Against | Against | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Amanda Mackenzie | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita M. Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect James Lupton | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Lonza Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LONN | CINS H50524133 | 04/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
8 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||
9 | Elect Angelica Kohlmann | Mgmt | For | TNA | N/A | |||
10 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||
11 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||
12 | Elect Margot A. Scheltema | Mgmt | For | TNA | N/A | |||
13 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
14 | Elect Olivier Verscheure | Mgmt | For | TNA | N/A | |||
15 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | TNA | N/A | |||
16 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||
22 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | |||
25 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | Withhold | Against | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
5 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
6 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidenori Takaoka | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shunichi Miyanaga | Mgmt | For | For | For | |||
17 | Elect Hajime Hirano as Statutory Auditor | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
19 | Directors' Remuneration | Mgmt | For | For | For | |||
20 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
11 | Remuneration of Laurent Mignon, Chair from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
12 | Remuneration of Francois Riahi, CEO from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Ratification of Co-Option of Laurent Mignon | Mgmt | For | Against | Against | |||
17 | Ratification of Co-Option of Nicole Etchegoinberry | Mgmt | For | Against | Against | |||
18 | Ratification of Co-Option of Christophe Pinault | Mgmt | For | Against | Against | |||
19 | Ratification of Co-Option of Diane de Saint Victor | Mgmt | For | Against | Against | |||
20 | Elect Laurent Mignon | Mgmt | For | Against | Against | |||
21 | Elect Diane de Saint Victor | Mgmt | For | Against | Against | |||
22 | Elect Catherine Halberstadt | Mgmt | For | Against | Against | |||
23 | Elect Catherine Pariset | Mgmt | For | Against | Against | |||
24 | Elect Bernard Dupouy | Mgmt | For | Against | Against | |||
25 | Elect Christophe Pinault | Mgmt | For | Against | Against | |||
26 | Elect Daniel de Beaurepaire | Mgmt | For | Against | Against | |||
27 | Ratification Of The Appointment Of Henri Proglio As Censor | Mgmt | For | For | For | |||
28 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
29 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and in Case of Exchange Offer | Mgmt | For | For | For | |||
33 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
34 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
36 | Greenshoe | Mgmt | For | For | For | |||
37 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
39 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Dividend in Kind to Effect Spin-Off of Alcon Inc. | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of the Co-option of Kerry Galvin | Mgmt | For | For | For | |||
2 | Elect Jack Clem | Mgmt | For | Against | Against | |||
3 | Elect Corning Painter | Mgmt | For | Against | Against | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIRC | CINS T76434264 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Board size; Ratify Co-Option of NING Gaoning | Mgmt | For | For | For | |||
3 | Elec NING Gaoning as Chair of Board of Directors | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QBE Insurance Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBE | CINS Q78063114 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Patrick Regan - FY2018 EIP Conditional Rights) | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Patrick Regan - FY2019 LTIP Conditional Rights) | Mgmt | For | For | For | |||
5 | Re-elect John Green | Mgmt | For | Against | Against | |||
6 | Re-elect Rolf Tolle | Mgmt | For | Against | Against | |||
7 | Elect Fred Eppinger | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reducing Investments and Underwriting Exposure to Coal, Oil and Gas | ShrHoldr | Against | Against | For | |||
Quilter Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLT | CINS G3651J107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul W. Feeney | Mgmt | For | For | For | |||
6 | Elect Rosemary Harris | Mgmt | For | For | For | |||
7 | Elect Glyn Jones | Mgmt | For | For | For | |||
8 | Elect Suresh P. Kana | Mgmt | For | For | For | |||
9 | Elect Moira Kilcoyne | Mgmt | For | For | For | |||
10 | Elect Jon Little | Mgmt | For | For | For | |||
11 | Elect Ruth Markland | Mgmt | For | For | For | |||
12 | Elect Paul Matthews | Mgmt | For | For | For | |||
13 | Elect George M. Reid | Mgmt | For | For | For | |||
14 | Elect Mark O. Satchel | Mgmt | For | For | For | |||
15 | Elect Cathy Turner | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
22 | Adoption of New Article (Odd-lot Offer) | Mgmt | For | For | For | |||
23 | Approval of Odd-lot Offer | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares (Odd-lot Offer) | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Approval of Settlement Agreement | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (UK Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | For | For | |||
5 | Elect Moya M. Greene | Mgmt | For | For | For | |||
6 | Elect Simon McKeon | Mgmt | For | For | For | |||
7 | Elect Jakob Stausholm | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||
9 | Elect David W. Constable | Mgmt | For | For | For | |||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||
14 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seven & I Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Goto | Mgmt | For | For | For | |||
5 | Elect Junro Ito | Mgmt | For | For | For | |||
6 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Shigeki Kimura | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
10 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
11 | Elect Kunio Ito | Mgmt | For | For | For | |||
12 | Elect Toshiro Yonemura | Mgmt | For | For | For | |||
13 | Elect Tetsuro Higashi | Mgmt | For | For | For | |||
14 | Elect Kazuko Rudy Kazuko Kiriyama | Mgmt | For | For | For | |||
15 | Elect Kaori Matsuhashi Kaori Hosoya as Statutory Auditor | Mgmt | For | For | For | |||
16 | Trust Type Equity Plans | Mgmt | For | For | For | |||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||
5 | Elect Jun Aoki | Mgmt | For | For | For | |||
6 | Elect Yoko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Oishi | Mgmt | For | For | For | |||
9 | Elect Akiko Uno | Mgmt | For | For | For | |||
10 | Elect Yasuko Goto | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||
SIG Combibloc Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIGN | CINS H76406117 | 04/11/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
10 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
11 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
12 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
13 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||
14 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||
16 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
18 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
19 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
5 | Elect Marcelo Claure | Mgmt | For | For | For | |||
6 | Elect Katsunori Sago | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
9 | Elect Simon Segars | Mgmt | For | For | For | |||
10 | Elect Yun MA | Mgmt | For | For | For | |||
11 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
12 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
13 | Elect Masami Iijima | Mgmt | For | For | For | |||
14 | Elect Yutaka Matsuo | Mgmt | For | For | For | |||
15 | Elect Atsushi Toyama as Statutory Auditor | Mgmt | For | For | For | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Hiroki Totoki | Mgmt | For | For | For | |||
4 | Elect Shuzo Sumi | Mgmt | For | For | For | |||
5 | Elect Tim Schaaff | Mgmt | For | For | For | |||
6 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
7 | Elect Koichi Miyata | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
10 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
13 | Elect Wendy Becker | Mgmt | For | For | For | |||
14 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
4 | Elect Jun Ota | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Haruyuki Nagata | Mgmt | For | Against | Against | |||
7 | Elect Toru Nakashima | Mgmt | For | Against | Against | |||
8 | Elect Atsuhiko Inoue | Mgmt | For | Against | Against | |||
9 | Elect Toru Mikami | Mgmt | For | Against | Against | |||
10 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
11 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
13 | Elect Shozo Yamazaki | Mgmt | For | Against | Against | |||
14 | Elect Masaharu Kono | Mgmt | For | Against | Against | |||
15 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
16 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
17 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
4 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
5 | Elect Yuki Furuta | Mgmt | For | For | For | |||
6 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
7 | Elect Junji Ota | Mgmt | For | For | For | |||
8 | Elect Nobuyuki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
11 | Elect Paul J. Brough | Mgmt | For | For | For | |||
12 | Elect Ayako Hirota Weissman | Mgmt | For | For | For | |||
13 | Elect Jerome Thomas Black | Mgmt | For | For | For | |||
14 | Elect George Raymond Zage III | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Koji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuro Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudo | Mgmt | For | For | For | |||
11 | Elect Haruhiko Kato | Mgmt | For | Against | Against | |||
12 | Elect Katsuyuki Ogura | Mgmt | For | Against | Against | |||
13 | Elect Yoko Wake | Mgmt | For | For | For | |||
14 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
15 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
10 | Elect Maryse Aulagnon | Mgmt | For | For | For | |||
11 | Elect Clara Gaymard | Mgmt | For | For | For | |||
12 | Elect Louis Schweitzer | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Robert Castaigne | Mgmt | For | For | For | |||
8 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
9 | Elect Pascale Sourisse | Mgmt | For | For | For | |||
10 | Elect Caroline Gregoire Sainte Marie | Mgmt | For | Against | Against | |||
11 | Elect Dominique Muller Joly-Pottuz | Mgmt | For | For | For | |||
12 | Elect Francoise Roze | Mgmt | For | Against | Against | |||
13 | Elect Jarmila Matouskova | Mgmt | For | Against | Against | |||
14 | Elect Jean-Charles Garaffa | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
20 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
21 | Cancellation of Shares/Authorities to Issue Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Private Placement | Mgmt | For | For | For | |||
26 | Authorise Overallotment/Greenshoe | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Stock Purchase Plan for Ovearseas Employees | Mgmt | For | For | For | |||
30 | Amendments to Articles Regarding Shareholding Disclosure Thresholds | Mgmt | For | For | For | |||
31 | Amendments to Articles Regarding Statutory Auditors | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 09/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 09/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Brand Licence Agreement (Takeover Code) | Mgmt | For | For | For | |||
2 | Approve Brand Licence Agreement (Listing Rules) | Mgmt | For | For | For | |||
3 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
Want Want China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0151 | CINS G9431R103 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect TSAI Eng Meng | Mgmt | For | For | For | |||
7 | Elect LIAO Ching Tsun | Mgmt | For | For | For | |||
8 | Elect Haruo Maki | Mgmt | For | For | For | |||
9 | Elect David TOH Ka Hock | Mgmt | For | For | For | |||
10 | Elect HSIEH Tien-Jen | Mgmt | For | For | For | |||
11 | Elect Don LEE Kwok Ming | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wizz Air Holdings Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIZZ | CINS G96871101 | 07/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect William A. Franke | Mgmt | For | For | For | |||
5 | Elect Jozsef Varadi | Mgmt | For | For | For | |||
6 | Elect Thierry de Preux | Mgmt | For | For | For | |||
7 | Elect Thierry de Preux (Independent Shareholders Only) | Mgmt | For | For | For | |||
8 | Elect Guido Demuynck | Mgmt | For | For | For | |||
9 | Elect Guido Demuynck (Independent Shareholders Only) | Mgmt | For | For | For | |||
10 | Elect Simon Duffy | Mgmt | For | For | For | |||
11 | Elect Simon Duffy (Independent Shareholders Only) | Mgmt | For | For | For | |||
12 | Elect Susan Hooper | Mgmt | For | For | For | |||
13 | Elect Susan Hooper (Independent Shareholders Only) | Mgmt | For | For | For | |||
14 | Elect Stephen Johnson | Mgmt | For | For | For | |||
15 | Elect John McMahon | Mgmt | For | For | For | |||
16 | Elect John McMahon (Independent Shareholders Only) | Mgmt | For | For | For | |||
17 | Elect John R. Wilson | Mgmt | For | For | For | |||
18 | Elect Barry Eccleston | Mgmt | For | For | For | |||
19 | Elect Barry Eccleston (Independent Shareholders Only) | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Yum China Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Hu | Mgmt | For | For | For | |||
2 | Elect Joey Wat | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
5 | Elect Christian L. Campbell | Mgmt | For | For | For | |||
6 | Elect Ed Yiu-Cheong Chan | Mgmt | For | For | For | |||
7 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
8 | Elect Cyril Han | Mgmt | For | For | For | |||
9 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
10 | Elect Ruby Lu | Mgmt | For | For | For | |||
11 | Elect Zili Shao | Mgmt | For | For | For | |||
12 | Elect William Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Growth Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Special Dividend | Mgmt | For | For | For | |||
5 | Allocation of Final Dividend | Mgmt | For | For | For | |||
6 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Air Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CUSIP 008911877 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christie J.B. Clark | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Doer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert I. Fyfe | Mgmt | For | For | For | |||
1.4 | Elect Michael M. Green | Mgmt | For | For | For | |||
1.5 | Elect Jean Marc Huot | Mgmt | For | For | For | |||
1.6 | Elect Madeleine Paquin | Mgmt | For | For | For | |||
1.7 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.8 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
1.9 | Elect Kathleen P. Taylor | Mgmt | For | For | For | |||
1.10 | Elect Annette Verschuren | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Variable Voting Share Structure to Comply with Transportation Act | Mgmt | For | For | For | |||
5 | Resident Status | Mgmt | Against | Abstain | N/A | |||
Airbus SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Elect Guillaume Faury to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Alliance Global Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGI | CINS Y00334105 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Call To Order | Mgmt | For | For | For | |||
3 | Certification Of Notice And Quorum | Mgmt | For | For | For | |||
4 | Meeting Minutes | Mgmt | For | For | For | |||
5 | Managers Report | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Andrew L. TAN | Mgmt | For | Against | Against | |||
9 | Elect Kevin Andrew L. TAN | Mgmt | For | Against | Against | |||
10 | Elect Kingson U. SIAN | Mgmt | For | Against | Against | |||
11 | Elect Katherine L. TAN | Mgmt | For | Against | Against | |||
12 | Elect Winston S. Co | Mgmt | For | Against | Against | |||
13 | Elect Sergio R. Ortiz-Luis, Jr. | Mgmt | For | Against | Against | |||
14 | Elect Alejo L. Villanueva, Jr. | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Izumiya | Mgmt | For | Against | Against | |||
5 | Elect Akiyoshi Koji | Mgmt | For | For | For | |||
6 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
7 | Elect Tatsuro Kosaka | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Yutaka Henmi | Mgmt | For | For | For | |||
10 | Elect Taemin Park | Mgmt | For | For | For | |||
11 | Elect Keizo Tanimura | Mgmt | For | For | For | |||
12 | Elect Christina Ahmadjian | Mgmt | For | For | For | |||
13 | Elect Yumiko Waseda | Mgmt | For | For | For | |||
14 | Elect Yoshihide Okuda | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Election of Kazuo Hashimoto | ShrHoldr | Against | Against | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
5 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
6 | Elect Michael Richard Pratt | Mgmt | For | Against | Against | |||
7 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
8 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
9 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
10 | Elect Paul A. Walker | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059202 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
13 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
22 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
23 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/25/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
21 | Election of Directors | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Atacadao SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRFB3 | CINS P0565P138 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Ratify Global Aggregate Remuneration for 2018 | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Executive Positions) | Mgmt | For | TNA | N/A | |||
5 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
6 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atacadao SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRFB3 | CINS P0565P138 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Ratify Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury's Independence Status | Mgmt | For | TNA | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Matthieu Dominique Marie Malige | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Edouard Balthazard Bertrand de Chavagnac | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Jacques Dominique Ehrmann | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Francis Andre Mauger | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Noel Frederic Georges Prioux | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Frederic Francois Haffner | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Eduardo Pongracz Rossi | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Abilio dos Santos Diniz | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Luiz Fernando Vendramini Fleury | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Marcelo Pavao Lacerda | Mgmt | N/A | TNA | N/A | |||
21 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
22 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
23 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
24 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
25 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Keith Lough | Mgmt | For | Against | Against | |||
8 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
9 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
10 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
11 | Elect James Smith | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect David I. Foley | Mgmt | For | For | For | |||
6 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
7 | Elect Andrew Langham | Mgmt | For | For | For | |||
8 | Elect Courtney R. Mather | Mgmt | For | Against | Against | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Zhong | Mgmt | For | For | For | |||
6 | Elect LIU Yu Jie | Mgmt | For | Against | Against | |||
7 | Elect ZHOU Wen Zhi | Mgmt | For | Against | Against | |||
8 | Elect WANG Xiaoqin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Clean Teq Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLQ | CINS Q2509V105 | 11/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Judith S. Downes | Mgmt | For | Against | Against | |||
4 | Re-elect Robert M. Friedland | Mgmt | For | Against | Against | |||
5 | Re-elect Ian Knight | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD/CEO Sam Riggall - EIP Tranche 1) | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEO Sam Riggall - EIP Tranche 2) | Mgmt | For | For | For | |||
8 | Equity Grant (MD/CEO Sam Riggall - STI) | Mgmt | For | For | For | |||
Clinigen Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLIN | CINS G2R22L107 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Anne Hyland | Mgmt | For | For | For | |||
5 | Elect Peter V. Allen | Mgmt | For | For | For | |||
6 | Elect Shaun Chilton | Mgmt | For | For | For | |||
7 | Elect Martin Abell | Mgmt | For | For | For | |||
8 | Elect John Hartup | Mgmt | For | For | For | |||
9 | Elect Ian J. Nicholson | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Cobalt 27 Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBLT | CUSIP 19075M309 | 08/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | Against | Against | |||
2.1 | Elect Anthony Milewski | Mgmt | For | Withhold | Against | |||
2.2 | Elect Justin Cochrane | Mgmt | For | Withhold | Against | |||
2.3 | Elect Nick French | Mgmt | For | Withhold | Against | |||
2.4 | Elect Frank Estergaard | Mgmt | For | Withhold | Against | |||
2.5 | Elect John A. Kanellitsas | Mgmt | For | Withhold | Against | |||
2.6 | Elect Candace MacGibbon | Mgmt | For | Withhold | Against | |||
2.7 | Elect Philip Williams | Mgmt | For | Withhold | Against | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approval of the Omnibus Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendments to Articles and Adoption of an Advance Notice Policy | Mgmt | For | Against | Against | |||
Coca-Cola HBC AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCH | CINS H1512E100 | 06/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Appropriation of Earnings | Mgmt | For | TNA | N/A | |||
3 | Declaration of Dividend | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Anastassis G. David | Mgmt | For | TNA | N/A | |||
6 | Elect Alexandra Papalexopoulou | Mgmt | For | TNA | N/A | |||
7 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
8 | Elect Charlotte J. Boyle | Mgmt | For | TNA | N/A | |||
9 | Elect Zoran Bogdanovic | Mgmt | For | TNA | N/A | |||
10 | Elect Olusola David-Borha | Mgmt | For | TNA | N/A | |||
11 | Elect William Douglas | Mgmt | For | TNA | N/A | |||
12 | Elect Anastasios I. Leventis | Mgmt | For | TNA | N/A | |||
13 | Elect Christo Leventis | Mgmt | For | TNA | N/A | |||
14 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | TNA | N/A | |||
15 | Elect Robert R. Rudolph | Mgmt | For | TNA | N/A | |||
16 | Elect John P. Sechi | Mgmt | For | TNA | N/A | |||
17 | Elect Alfredo Rivera | Mgmt | For | TNA | N/A | |||
18 | Election of Independent Proxy | Mgmt | For | TNA | N/A | |||
19 | Re-Election of the Statutory Auditor | Mgmt | For | TNA | N/A | |||
20A | dvisory Vote on Re-Appointment of the Independent Registered Public Accounting Firm for UK Purposes | Mgmt | For | TNA | N/A | |||
21 | UK Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
22 | Remuneration Policy (Non-UK Issuer -- Advisory) | Mgmt | For | TNA | N/A | |||
23 | Swiss Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
24 | Directors' Fees | Mgmt | For | TNA | N/A | |||
25 | Approval of the Maximum Aggregate Amount of the Remuneration for the Operating Committee | Mgmt | For | TNA | N/A | |||
26 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Bryant | Mgmt | For | For | For | |||
5 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
9 | Elect John G. Bason | Mgmt | For | For | For | |||
10 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
11 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
12 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
13 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Waive Individual NED Fee Cap | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Constellation Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 21037X100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeff Bender | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Cunningham | Mgmt | For | For | For | |||
1.3 | Elect Meredith (Sam) Hayes | Mgmt | For | For | For | |||
1.4 | Elect Robert Kittel | Mgmt | For | For | For | |||
1.5 | Elect Mark Leonard | Mgmt | For | For | For | |||
1.6 | Elect Paul McFeeters | Mgmt | For | Withhold | Against | |||
1.7 | Elect Mark Miller | Mgmt | For | For | For | |||
1.8 | Elect Lori O'Neill | Mgmt | For | For | For | |||
1.9 | Elect Stephen R. Scotchmer | Mgmt | For | For | For | |||
1.10 | Elect Robin Van Poelje | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Increasing the Maximum Number of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Daiho Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1822 | CINS J09177106 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fumio Tada | Mgmt | For | For | For | |||
4 | Elect Masanobu Nakasugi | Mgmt | For | For | For | |||
5 | Elect Kakue Morishita | Mgmt | For | For | For | |||
6 | Elect Shuichi Nagata | Mgmt | For | For | For | |||
7 | Elect Tetsuroh Kawaguchi | Mgmt | For | For | For | |||
8 | Elect Kimiyoshi Kakitsuba | Mgmt | For | For | For | |||
9 | Elect Shizu Machino Shizu Shiono | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Trust Type Equity Compensation Plans | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Dart Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTG | CINS G2657C132 | 09/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gary Brown | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Deutsche Boerse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Clara-Christina Streit | Mgmt | For | Against | Against | |||
10 | Elect Charles Stonehill | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments and Increase in Conditional Capital | Mgmt | For | For | For | |||
14 | Approval of Profit-and-Loss Transfer Agreement with Clearstream Beteiligungs AG | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Dino Polska SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNP | CINS X188AF102 | 06/13/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||
7 | Presentation of Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Presentation of Allocation of Profits Proposal | Mgmt | For | TNA | N/A | |||
9 | Presentation of Supervisory Board Report (Activity) | Mgmt | For | TNA | N/A | |||
10 | Presentation of Supervisory Board Report (Company's Activity) | Mgmt | For | TNA | N/A | |||
11 | Presentation of Supervisory Board Report (Consolidated Financial Statements) | Mgmt | For | TNA | N/A | |||
12 | Presentation of Supervisory Board Report (Management Board Report) | Mgmt | For | TNA | N/A | |||
13 | Presentation of Motion to Approve Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Presentation of Motion to Approve Accounts and Reports (Consolidated) | Mgmt | For | TNA | N/A | |||
15 | Presentation of Motion to Approve Allocation of Profits | Mgmt | For | TNA | N/A | |||
16 | Presentation of Motion to Ratify Management Board Acts | Mgmt | For | TNA | N/A | |||
17 | Management Board Report | Mgmt | For | TNA | N/A | |||
18 | Financial Statements | Mgmt | For | TNA | N/A | |||
19 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
20 | Management Board Report (Consolidated) | Mgmt | For | TNA | N/A | |||
21 | Financial Statements (Consolidated) | Mgmt | For | TNA | N/A | |||
22 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Management Board Acts (Pol-Food Polska sp. z o.o.) | Mgmt | For | TNA | N/A | |||
25 | Ratification of Supervisory Board Acts (Pol-Food sp. z o.o.) | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect Kenneth W. Lowe | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Sanchez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Domino's Pizza Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOM | CINS G28113101 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
6 | Elect Colin Halpern | Mgmt | For | For | For | |||
7 | Elect David Wild | Mgmt | For | For | For | |||
8 | Elect Kevin Higgins | Mgmt | For | For | For | |||
9 | Elect Ebbe Jacobsen | Mgmt | For | For | For | |||
10 | Elect Helen Keays | Mgmt | For | For | For | |||
11 | Elect David G. Bauernfeind | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fu Shou Yuan International Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1448 | CINS G37109108 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LU Hesheng | Mgmt | For | For | For | |||
6 | Elect James HUANG Chih-Cheng | Mgmt | For | For | For | |||
7 | Elect CHEN Qunlin | Mgmt | For | For | For | |||
8 | Elect LUO Zhuping | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Grieg Seafood | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSF | CINS R28594100 | 06/13/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Authority to Distribute Dividends | Mgmt | For | TNA | N/A | |||
9 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Sirine Fostad | Mgmt | For | TNA | N/A | |||
13 | Elect Per Grieg jr. | Mgmt | For | TNA | N/A | |||
14 | Elect Asbjorn Reinkind | Mgmt | For | TNA | N/A | |||
15 | Elect Karin Bing Orgland | Mgmt | For | TNA | N/A | |||
16 | Elect Helge Nielsen | Mgmt | For | TNA | N/A | |||
17 | Elect Yngve Myhre | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
19 | Remuneration Report | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Increase of Maximum Repurchase Price | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size; Election of Directors | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | Against | Against | |||
14 | Consolidation of Articles | Mgmt | For | Against | Against | |||
15 | Amendment to Terms of Debt Instruments | Mgmt | For | Against | Against | |||
16 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Election of Laurence Debroux to the Management Board | Mgmt | For | For | For | |||
13 | Election of Michel de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of Ingrid-Helen Arnold to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
KEI Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
517569 | CINS Y4640F123 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Continuation of the Office of Director Kishan G. Somani | Mgmt | For | For | For | |||
3 | Elect Kishan G. Somani | Mgmt | For | For | For | |||
4 | Continuation of the Office of Director Vikram Bhartia | Mgmt | For | For | For | |||
5 | Elect Vikram Bhartia | Mgmt | For | For | For | |||
6 | Elect Shalini Gupta | Mgmt | For | For | For | |||
KEI Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
517569 | CINS Y4640F123 | 09/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Archana Gupta | Mgmt | For | For | For | |||
4 | Appoint Anil Gupta (Chairman & Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
5 | Elect Sadhu Ram Bansal | Mgmt | For | For | For | |||
6 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
7 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
8 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KER | CINS F5433L103 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Ginevra Elkann | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Heloise Temple-Boyer | Mgmt | For | For | For | |||
10 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt with Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Amend Article Regarding Shareholders' Identification | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Marguerite Larkin | Mgmt | For | For | For | |||
4 | Elect Christopher Rogers | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | For | For | |||
6 | Elect Hugh Brady | Mgmt | For | For | For | |||
7 | Elect Gerard Culligan | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Tom Moran | Mgmt | For | For | For | |||
12 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
13 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
14 | Elect Philip Toomey | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
KH Neochem Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4189 | CINS J330C4109 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michio Takahashi | Mgmt | For | For | For | |||
4 | Elect Toshihiro Matsuoka | Mgmt | For | For | For | |||
5 | Elect Kenichi Hirai | Mgmt | For | For | For | |||
6 | Elect Tatsuroh Niiya | Mgmt | For | For | For | |||
7 | Elect Yukihiro Isogai | Mgmt | For | For | For | |||
8 | Elect Manabu Fujise | Mgmt | For | For | For | |||
9 | Elect Sayoko Miyairi | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Komatsu Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tetsuji Ohashi | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Ogawa | Mgmt | For | For | For | |||
5 | Elect Kuniko Urano | Mgmt | For | For | For | |||
6 | Elect Masayuki Oku | Mgmt | For | For | For | |||
7 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
8 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
9 | Elect Masayuki Moriyama | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Mizuhara | Mgmt | For | For | For | |||
11 | Elect Eiko Shinotsuka as Statutory Auditor | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Naofumi Sato | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Jono | Mgmt | For | For | For | |||
8 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
10 | Elect Keizo Fukui | Mgmt | For | For | For | |||
11 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
12 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
13 | Elect Shinji Kato | Mgmt | For | Against | Against | |||
14 | Elect Yukinori Michinaga | Mgmt | For | Against | Against | |||
Melco International Development Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0200 | CINS Y59683188 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Karuna Evelyne Shinsho | Mgmt | For | For | For | |||
6 | Elect Evan Andrew Winkler | Mgmt | For | For | For | |||
7 | Elect Edward CHOW Kwong Fai | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mariko Fujii | Mgmt | For | For | For | |||
4 | Elect Kaoru Kato | Mgmt | For | For | For | |||
5 | Elect Haruka Matsuyama Haruka Kato | Mgmt | For | For | For | |||
6 | Elect Toby S. Myerson | Mgmt | For | For | For | |||
7 | Elect Hirofumi Nomoto | Mgmt | For | Against | Against | |||
8 | Elect Tsutomu Okuda | Mgmt | For | For | For | |||
9 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
10 | Elect Tarisa Watanagase | Mgmt | For | For | For | |||
11 | Elect Akira Yamate | Mgmt | For | For | For | |||
12 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
13 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
14 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
15 | Elect Mikio Ikegaya | Mgmt | For | For | For | |||
16 | Elect Saburo Araki | Mgmt | For | For | For | |||
17 | Elect Kanetsugu Mike | Mgmt | For | For | For | |||
18 | Elect Hironori Kamezawa | Mgmt | For | For | For | |||
Morphosys AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOR | CINS D55040105 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Krisja Vermeylen | Mgmt | For | For | For | |||
10 | Elect Sharon Curran | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | For | For | |||
13 | Restricted Stock Unit Program; Increase in Conditional Capital | Mgmt | For | For | For | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYMB | CINS K7317J133 | 02/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | TNA | N/A | |||
9 | Elect Agnete Raaschou-Nielsen | Mgmt | For | TNA | N/A | |||
10 | Elect Lars Green | Mgmt | For | TNA | N/A | |||
11 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
12 | Elect Kim Stratton | Mgmt | For | TNA | N/A | |||
13 | Elect Mathias Uhlen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
OCI N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCI | CINS N6667A111 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
9 | Performance Stock Unit Plan | Mgmt | For | Against | Against | |||
10 | Elect Nassef Sawiris to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Hassan Badrawi to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Maud de Vries to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Michael L. Bennett to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Jerome Guiraud to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Greg Heckman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Robert-Jan van de Kraats to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Anja Montijn to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Sipko N. Schat to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Jan Alberts Ter Wisch to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Dod Fraser to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect David Welch to the Board of Directors | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Appointment of Auditor | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Open House Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3288 | CINS J3072G101 | 12/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaaki Arai | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kamata | Mgmt | For | For | For | |||
6 | Elect Hitoshi Imamura | Mgmt | For | For | For | |||
7 | Elect Ryosuke Fukuoka | Mgmt | For | For | For | |||
8 | Elect Kotaro Wakatabi | Mgmt | For | For | For | |||
9 | Elect Hitoshi Ishimura | Mgmt | For | For | For | |||
10 | Elect Masaru Sakurai | Mgmt | For | For | For | |||
11 | Elect Koichi Matsumoto as Statutory Auditor | Mgmt | For | For | For | |||
12 | Elect Kazumi Ido as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orpea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORP | CINS F69036105 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Severance Agreement (Yves Le Masne, CEO) | Mgmt | For | For | For | |||
9 | Severance Agreement (Jean-Claude Brdenk, Deputy CEO) | Mgmt | For | For | For | |||
10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
11 | Ratification of the Co-Option of Moritz Krautkramer | Mgmt | For | For | For | |||
12 | Elect Philippe Charrier | Mgmt | For | For | For | |||
13 | Elect Yves Le Masne | Mgmt | For | For | For | |||
14 | Elect Thierry Mabille de Poncheville | Mgmt | For | For | For | |||
15 | Elect Joy Verle | Mgmt | For | For | For | |||
16 | Remuneration of Philippe Charrier, Chair | Mgmt | For | For | For | |||
17 | Remuneration of Yves Le Masne, CEO | Mgmt | For | For | For | |||
18 | Remuneration of Jean-Claude Brdenk, Deputy CEO | Mgmt | For | For | For | |||
19 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
20 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Article Regarding Annual General Meeting Participation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Outsourcing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2427 | CINS J6313D100 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Haruhiko Doi | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Suzuki | Mgmt | For | For | For | |||
5 | Elect Masaki Motegi | Mgmt | For | For | For | |||
6 | Elect Atsushi Nakamoto | Mgmt | For | For | For | |||
7 | Elect Masashi Fukushima | Mgmt | For | For | For | |||
PagSeguro Digital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAGS | CUSIP G68707101 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luiz Frias | Mgmt | For | Against | Against | |||
2 | Elect Maria Judith de Brito | Mgmt | For | Against | Against | |||
3 | Elect Eduardo Alcaro | Mgmt | For | Against | Against | |||
4 | Elect Noemia Gushiken | Mgmt | For | Against | Against | |||
5 | Elect Cleveland P. Teixeira | Mgmt | For | Against | Against | |||
6 | Elect Marcos de Barros Lisboa | Mgmt | For | Against | Against | |||
7 | Elect Ricardo Dutra da Silva | Mgmt | For | Against | Against | |||
8 | Approval of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Director and Officer Acts | Mgmt | For | For | For | |||
Paltac Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8283 | CINS J6349W106 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kunio Mikita | Mgmt | For | For | For | |||
3 | Elect Seiichi Kasutani | Mgmt | For | For | For | |||
4 | Elect Osamu Wada | Mgmt | For | For | For | |||
5 | Elect Masahiko Tashiro | Mgmt | For | For | For | |||
6 | Elect Masahiro Noma | Mgmt | For | For | For | |||
7 | Elect Akiyoshi Moriya | Mgmt | For | For | For | |||
8 | Elect Ryohei Isobe | Mgmt | For | For | For | |||
9 | Elect Katsutoshi Yogo | Mgmt | For | For | For | |||
10 | Elect Ryu Matsumoto | Mgmt | For | For | For | |||
11 | Elect Kaori Oishi | Mgmt | For | For | For | |||
12 | Elect Takashi Shintani | Mgmt | For | For | For | |||
13 | Elect Hideo Suzuki | Mgmt | For | For | For | |||
14 | Elect Hiroshi Kamei | Mgmt | For | For | For | |||
15 | Elect Mayuko Hara | Mgmt | For | For | For | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Elect Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
10 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
11 | Elect Gilles Samyn | Mgmt | For | For | For | |||
12 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Shareholder Ownership Disclosure Requirements' Notice Period | Mgmt | For | Against | Against | |||
20 | Amendments to Articles Regarding Share Ownership | Mgmt | For | For | For | |||
21 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIRC | CINS T76434264 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Board size; Ratify Co-Option of NING Gaoning | Mgmt | For | For | For | |||
3 | Elec NING Gaoning as Chair of Board of Directors | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and/or Commissioners; Approval of Remuneration | Mgmt | For | Against | Against | |||
5 | Amendments to Articles | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Cancellation of Shares | Mgmt | For | For | For | |||
QBE Insurance Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBE | CINS Q78063114 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Patrick Regan - FY2018 EIP Conditional Rights) | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Patrick Regan - FY2019 LTIP Conditional Rights) | Mgmt | For | For | For | |||
5 | Re-elect John Green | Mgmt | For | Against | Against | |||
6 | Re-elect Rolf Tolle | Mgmt | For | Against | Against | |||
7 | Elect Fred Eppinger | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reducing Investments and Underwriting Exposure to Coal, Oil and Gas | ShrHoldr | Against | Against | For | |||
Quilter Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLT | CINS G3651J107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul W. Feeney | Mgmt | For | For | For | |||
6 | Elect Rosemary Harris | Mgmt | For | For | For | |||
7 | Elect Glyn Jones | Mgmt | For | For | For | |||
8 | Elect Suresh P. Kana | Mgmt | For | For | For | |||
9 | Elect Moira Kilcoyne | Mgmt | For | For | For | |||
10 | Elect Jon Little | Mgmt | For | For | For | |||
11 | Elect Ruth Markland | Mgmt | For | For | For | |||
12 | Elect Paul Matthews | Mgmt | For | For | For | |||
13 | Elect George M. Reid | Mgmt | For | For | For | |||
14 | Elect Mark O. Satchel | Mgmt | For | For | For | |||
15 | Elect Cathy Turner | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
22 | Adoption of New Article (Odd-lot Offer) | Mgmt | For | For | For | |||
23 | Approval of Odd-lot Offer | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares (Odd-lot Offer) | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RAI Way Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWAY | CINS T7S1AC112 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Remuneration Policy | Mgmt | For | For | For | |||
7 | Election of One Director | Mgmt | For | Against | Against | |||
8 | Election of Chair of the Board | Mgmt | For | Against | Against | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Approval of Settlement Agreement | Mgmt | For | For | For | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
6 | Elect Moya M. Greene | Mgmt | For | For | For | |||
7 | Elect Simon McKeon | Mgmt | For | For | For | |||
8 | Elect Jakob Stausholm | Mgmt | For | For | For | |||
9 | Re-elect Megan E. Clark | Mgmt | For | For | For | |||
10 | Re-elect David E. Constable | Mgmt | For | For | For | |||
11 | Re-elect Simon P. Henry | Mgmt | For | For | For | |||
12 | Re-elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||
13 | Re-elect Sam H. Laidlaw | Mgmt | For | For | For | |||
14 | Re-elect Michael G. L'Estrange | Mgmt | For | For | For | |||
15 | Re-elect Simon R. Thompson | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Climate Change Transition Plan | ShrHoldr | Against | Against | For | |||
Saras Raffinerie Sarde SPA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRS | CINS T83058106 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Stock Grant Plan 2019-2021 | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SCREEN Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Toshio Hiroe | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Soichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yoichi Kondo | Mgmt | For | For | For | |||
8 | Elect Kimito Ando | Mgmt | For | For | For | |||
9 | Elect Shigeru Saito | Mgmt | For | For | For | |||
10 | Elect Makoto Yoda | Mgmt | For | For | For | |||
11 | Elect Hidemi Takasu | Mgmt | For | For | For | |||
12 | Elect Hirofumi Ota | Mgmt | For | Against | Against | |||
13 | Elect Akio Umeda | Mgmt | For | Against | Against | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||
5 | Elect Jun Aoki | Mgmt | For | For | For | |||
6 | Elect Yoko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Oishi | Mgmt | For | For | For | |||
9 | Elect Akiko Uno | Mgmt | For | For | For | |||
10 | Elect Yasuko Goto | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratify Joe Kaeser | Mgmt | For | For | For | |||
9 | Ratify Roland Busch | Mgmt | For | For | For | |||
10 | Ratify Lisa Davis | Mgmt | For | For | For | |||
11 | Ratify Klaus Helmrich | Mgmt | For | For | For | |||
12 | Ratify Janina Kugel | Mgmt | For | For | For | |||
13 | Ratify Cedrik Neike | Mgmt | For | For | For | |||
14 | Ratify Michael Sen | Mgmt | For | For | For | |||
15 | Ratify Ralph P. Thomas | Mgmt | For | For | For | |||
16 | Ratify Jim Hagemann Snabe | Mgmt | For | For | For | |||
17 | Ratify Birgit Steinborn | Mgmt | For | For | For | |||
18 | Ratify Werner Wenning | Mgmt | For | For | For | |||
19 | Ratify Olaf Bolduan | Mgmt | For | For | For | |||
20 | Ratify Werner Brandt | Mgmt | For | For | For | |||
21 | Ratify Gerhard Cromme | Mgmt | For | For | For | |||
22 | Ratify Michael Diekmann | Mgmt | For | For | For | |||
23 | Ratify Andrea Fehrmann | Mgmt | For | For | For | |||
24 | Ratify Hans Michael Gaul | Mgmt | For | For | For | |||
25 | Ratify Reinhard Hahn | Mgmt | For | For | For | |||
26 | Ratify Bettina Haller | Mgmt | For | For | For | |||
27 | Ratify Robert Kensbock | Mgmt | For | For | For | |||
28 | Ratify Harald Kern | Mgmt | For | For | For | |||
29 | Ratify Jurgen Kerner | Mgmt | For | For | For | |||
30 | Ratify Nicola Leibinger-Kammuller | Mgmt | For | For | For | |||
31 | Ratify Gerard Mestrallet | Mgmt | For | For | For | |||
32 | Ratify Benoit Potier | Mgmt | For | For | For | |||
33 | Ratify Norbert Reithofer | Mgmt | For | For | For | |||
34 | Ratify Guler Sabanci | Mgmt | For | For | For | |||
35 | Ratify Nemat Talaat Shafik | Mgmt | For | For | For | |||
36 | Ratify Nathalie von Siemens | Mgmt | For | For | For | |||
37 | Ratify Michael Sigmund | Mgmt | For | For | For | |||
38 | Ratify Dorothea Simon | Mgmt | For | For | For | |||
39 | Ratify Sibylle Wankel | Mgmt | For | For | For | |||
40 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
41 | Ratify Gunnar Zukunft | Mgmt | For | For | For | |||
42 | Appointment of Auditor | Mgmt | For | For | For | |||
43 | Increase in Authorised Capital | Mgmt | For | For | For | |||
44 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
45 | Approval of Intra-Company Control Agreements | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
5 | Elect Marcelo Claure | Mgmt | For | For | For | |||
6 | Elect Katsunori Sago | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
9 | Elect Simon Segars | Mgmt | For | For | For | |||
10 | Elect Yun MA | Mgmt | For | For | For | |||
11 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
12 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
13 | Elect Masami Iijima | Mgmt | For | For | For | |||
14 | Elect Yutaka Matsuo | Mgmt | For | For | For | |||
15 | Elect Atsushi Toyama as Statutory Auditor | Mgmt | For | For | For | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Hiroki Totoki | Mgmt | For | For | For | |||
4 | Elect Shuzo Sumi | Mgmt | For | For | For | |||
5 | Elect Tim Schaaff | Mgmt | For | For | For | |||
6 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
7 | Elect Koichi Miyata | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
10 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
13 | Elect Wendy Becker | Mgmt | For | For | For | |||
14 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Tuchen | Mgmt | For | For | For | |||
2 | Elect John D. Brennan | Mgmt | For | For | For | |||
3 | Elect Thierry Sommelet | Mgmt | For | For | For | |||
4 | Elect S. Steven Singh | Mgmt | For | For | For | |||
5 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every year | Mgmt | For | For | For | |||
8 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every two years | Mgmt | Against | Against | For | |||
9 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every three years | Mgmt | Against | Against | For | |||
10 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
11 | Allocation of Losses | Mgmt | For | For | For | |||
12 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
13 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
14 | Amendments to Article Regarding Quorum Requirement for Shareholders' Meetings | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Warrants | Mgmt | For | For | For | |||
22 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
25 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
26 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
TCI Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8436 | CINS Y8T4HC102 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
4 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition orCapital Investment) | Mgmt | For | For | For | |||
Universal Entertainment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6425 | CINS J94303104 | 03/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Jun Fujimoto | Mgmt | For | For | For | |||
4 | Elect Hajime Tokuda | Mgmt | For | For | For | |||
5 | Elect Takako Okada | Mgmt | For | For | For | |||
6 | Elect Kenshi Asano | Mgmt | For | For | For | |||
7 | Elect Seisui Kamigaki | Mgmt | For | For | For | |||
8 | Elect Yoshio Otani | Mgmt | For | For | For | |||
9 | Elect Masayoshi Miyanaga | Mgmt | For | For | For | |||
10 | Elect Chihiro Shibahara as Statutory Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Yandex NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Term of Preparation of the 2018 Statutory Annual Accounts | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | For | For | |||
5 | Elect Charles Ryan | Mgmt | For | For | For | |||
6 | Elect Alexander S. Voloshin | Mgmt | For | For | For | |||
7 | Elect Mikhail Parakhin | Mgmt | For | For | For | |||
8 | Elect Tigran Khudaverdyan | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Exclude Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT International Value Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Individual Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Report on Non-Financial Information | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Ratify Co-Option and Elect Maurici Lucena Betriu | Mgmt | For | Against | Against | |||
8 | Ratify Co-Option and Elect Angelica Martinez Ortega | Mgmt | For | Against | Against | |||
9 | Ratify Co-Option and Elect Francisco Ferrer Moreno | Mgmt | For | Against | Against | |||
10 | Ratify Co-Option and Elect Juan Ignacio Diaz Bidart | Mgmt | For | Against | Against | |||
11 | Ratify Co-Option and Elect Marta Bardon Fernandez-Pacheco | Mgmt | For | Against | Against | |||
12 | Ratify Co-Option and Elect Josep Antoni Duran i Lleida | Mgmt | For | Against | Against | |||
13 | Elect Pilar Arranz Notario | Mgmt | For | Against | Against | |||
14 | Elect TCI Advisory Services LLP (Christopher Anthony Hohn) | Mgmt | For | Against | Against | |||
15 | Elect Jordi Hereu Boher | Mgmt | For | Against | Against | |||
16 | Elect Leticia Iglesias Herraiz | Mgmt | For | Against | Against | |||
17 | Amendments to Articles (Committee Name) | Mgmt | For | For | For | |||
18 | Amendments to General Meeting Regulations (Committee Name) | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Special Dividend | Mgmt | For | For | For | |||
5 | Allocation of Final Dividend | Mgmt | For | For | For | |||
6 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with AllSecur Deutschland AG | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Australia & New Zealand Banking Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect John Key | Mgmt | For | For | For | |||
5 | Re-elect Paula J. Dwyer | Mgmt | For | For | For | |||
6 | Amendments to Constitution | Mgmt | For | For | For | |||
Axa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
13 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | |||
14 | Ratification of the Co-option of Elaine A. Sarsynski | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
5 | Elect Roger Carr | Mgmt | For | For | For | |||
6 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
7 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
8 | Elect Harriet Green | Mgmt | For | Against | Against | |||
9 | Elect Chris Grigg | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Ian Tyler | Mgmt | For | For | For | |||
14 | Elect Charles Woodburn | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Evelyn Bourke | Mgmt | For | For | For | |||
5 | Elect Ian Buchanan | Mgmt | For | For | For | |||
6 | Elect Steve Pateman | Mgmt | For | For | For | |||
7 | Elect Richard Goulding | Mgmt | For | For | For | |||
8 | Elect Patrick Haren | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.4 | Elect George A. Cope | Mgmt | For | For | For | |||
1.5 | Elect David F. Denison | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.8 | Elect Katherine Lee | Mgmt | For | For | For | |||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boral Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLD | CINS Q16969109 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Peter C. Alexander | Mgmt | For | For | For | |||
3 | Re-elect John Marlay | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Equity Grant (MD/CEO Mike Kane) | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
CaixaBank, S.A | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABK | CINS E2427M123 | 04/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Report on Non-Financial Information | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Elect Gonzalo Gortazar Rotaeche | Mgmt | For | Against | Against | |||
7 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | Against | Against | |||
8 | Elect John S. Reed | Mgmt | For | Against | Against | |||
9 | Elect Maria Teresa Bassons Boncompte | Mgmt | For | Against | Against | |||
10 | Elect Marcelino Armenter Vidal | Mgmt | For | Against | Against | |||
11 | Elect Cristina Garmendia Mendizabal | Mgmt | For | Against | Against | |||
12 | Authorisation of Competing Activities | Mgmt | For | For | For | |||
13 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
14 | Long Term Incentive Plan 2019-2021 | Mgmt | For | For | For | |||
15 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
16 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Disposable Profit | Mgmt | For | For | For | |||
3 | Distribution of a Dividend out of Legal Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Appointment of Independent Proxy (Switzerland) | Mgmt | For | For | For | |||
28 | Board Compensation | Mgmt | For | For | For | |||
29 | Executive Compensation | Mgmt | For | For | For | |||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
31 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 09/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Merger | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Board Evaluation | ShrHoldr | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
9 | Elect Dominique Leroy | Mgmt | For | For | For | |||
10 | Elect Denis Ranque | Mgmt | For | For | For | |||
11 | Elect Jacques Pestre | Mgmt | For | For | For | |||
12 | Remuneration of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Benoit Bazin, deputy CEO) | Mgmt | For | For | For | |||
16 | Supplementary Retirement Benefits (Benoit Bazin, deputy CEO) | Mgmt | For | For | For | |||
17 | Health Insurance Benefits (Benoit Bazin, Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
25 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
30 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Renewal of Authorised Capital | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (Technical Amendments and Removal of Obsolete Provisions) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles (Technical Amendment) | Mgmt | For | TNA | N/A | |||
10 | Elect Urs Rohner as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Gottschling | Mgmt | For | TNA | N/A | |||
13 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
14 | Elect Michael Klein | Mgmt | For | TNA | N/A | |||
15 | Elect Seraina Macia | Mgmt | For | TNA | N/A | |||
16 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
17 | Elect Ana Paula Pessoa | Mgmt | For | TNA | N/A | |||
18 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
19 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
20 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
21 | Elect Christian Gellerstad | Mgmt | For | TNA | N/A | |||
22 | Elect Shan Li | Mgmt | For | TNA | N/A | |||
23 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Christian Gellerstad as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Michael Klein as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Board Compensation | Mgmt | For | TNA | N/A | |||
28 | Executive Compensation (Variable Short-Term) | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
30 | Executive Compensation (Variable Long-Term) | Mgmt | For | TNA | N/A | |||
31 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
32 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
33 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
36 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
6 | Elect Richard Boucher | Mgmt | For | For | For | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||
14 | Elect Lucinda Riches | Mgmt | For | For | For | |||
15 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
16 | Elect Siobhan Talbot | Mgmt | For | For | For | |||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price Range for Re-Isuuance of Treasury Shares | Mgmt | For | For | For | |||
25 | Scrip Dividend | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect John Hennessy | Mgmt | For | For | For | |||
5 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
6 | Elect Stephen McNally | Mgmt | For | For | For | |||
7 | Elect Dermot Crowley | Mgmt | For | For | For | |||
8 | Elect Robert Dix | Mgmt | For | For | For | |||
9 | Elect Alf Smiddy | Mgmt | For | For | For | |||
10 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Danny TEOH Leong Kay | Mgmt | For | For | For | |||
7 | Elect Nihal Vijaya Devadas Kaviratne | Mgmt | For | For | For | |||
8 | Elect CHO Bonghan | Mgmt | For | For | For | |||
9 | Elect Tham Sai Choy | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
13 | Approval of the DBSH Share Plan and Authority to Grant Awards and Issue Shares under the Plan | Mgmt | For | For | For | |||
14 | Approval of The California Sub-Plan | Mgmt | For | For | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/30/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles of Association | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Election Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Francoise Mercadal-Delasalles | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||
12 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
13 | Remuneration of Virginie Morgon, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Audouin, Management Board Member | Mgmt | For | For | For | |||
15 | Remuneration of Nicolas Huet, Management Board Member | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Millet, Management Board Member | Mgmt | For | For | For | |||
17 | Remuneration of Patrick Sayer, Former Management Board Chair | Mgmt | For | For | For | |||
18 | Non-Compete Agreement (Management Board Members) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R113 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R113 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | De-listing of Old Ferguson shares | Mgmt | For | For | For | |||
4 | Amendment to Memorandum of Association (Old Ferguson) | Mgmt | For | For | For | |||
5 | Adoption by Old Ferguson of the Old Ferguson Amended Articles | Mgmt | For | For | For | |||
6 | Amendment to the Company's Share Plans | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R113 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa Bamford | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect John Martin | Mgmt | For | For | For | |||
8 | Elect Kevin Murphy | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Darren Shapland | Mgmt | For | For | For | |||
12 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||
13 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
14 | Increase in NEDs' Fees Cap | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Michael Manley as Executive Director | Mgmt | For | Against | Against | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
21 | Charitable Donations | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Cash Distribution (Reduction in Share Premium Account) | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
4 | Elect Ivan Glasenberg | Mgmt | For | For | For | |||
5 | Elect Peter R. Coates | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect Martin J. Gilbert | Mgmt | For | For | For | |||
8 | Elect John J. Mack | Mgmt | For | For | For | |||
9 | Elect Gill Marcus | Mgmt | For | For | For | |||
10 | Elect Patrice Merrin | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
5 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
6 | Elect Colm Barrington | Mgmt | For | For | For | |||
7 | Elect Stewart Harrington | Mgmt | For | For | For | |||
8 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
9 | Elect Frank Kenny | Mgmt | For | Against | Against | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
15 | Approval of 2018 Annual & Deferred Bonus Plan | Mgmt | For | For | For | |||
16 | Approval of 2018 Long-term Incentive Plan | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4720C107 | 02/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Susan M. Clark | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect Simon Langelier | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm I. Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Tanate Phutrakul to the Management Board | Mgmt | For | For | For | |||
13 | Elect Mariana Gheorghe to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Michael G. Rees to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect Herna W.P.M.A. Verhagen to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
4 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
5 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
6 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Makiko Nakamori | Mgmt | For | Against | Against | |||
13 | Elect Kentaro Uryu as Statutory Auditor | Mgmt | For | For | For | |||
14 | Directors' Fees and Bonus | Mgmt | For | For | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
7 | Elect Shinichiro Shimizu | Mgmt | For | For | For | |||
8 | Elect Ryuzo Toyoshima | Mgmt | For | For | For | |||
9 | Elect Nobuyoshi Gondo | Mgmt | For | For | For | |||
10 | Elect Eizo Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Ito | Mgmt | For | For | For | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Norikazu Saito as Statutory Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
4 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
5 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
6 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
7 | Elect Takashi Shoji | Mgmt | For | For | For | |||
8 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
9 | Elect Keiichi Mori | Mgmt | For | For | For | |||
10 | Elect Kei Morita | Mgmt | For | For | For | |||
11 | Elect Toshitake Amamiya | Mgmt | For | For | For | |||
12 | Elect Goro Yamaguchi | Mgmt | For | For | For | |||
13 | Elect Keiji Yamamoto | Mgmt | For | For | For | |||
14 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
15 | Elect Shigeo Oyagi | Mgmt | For | For | For | |||
16 | Elect Riyo Kano | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Marguerite Larkin | Mgmt | For | For | For | |||
4 | Elect Christopher Rogers | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | For | For | |||
6 | Elect Hugh Brady | Mgmt | For | For | For | |||
7 | Elect Gerard Culligan | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Tom Moran | Mgmt | For | For | For | |||
12 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
13 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
14 | Elect Philip Toomey | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Michael Macht | Mgmt | For | Against | Against | |||
10 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Katherine C. Doyle to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Peter Agnefjall to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Frans Muller to the Management Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
17 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
18 | Cancellation of Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyocera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6971 | CINS J37479110 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Goro Yamaguchi | Mgmt | For | For | For | |||
4 | Elect Hideo Tanimoto | Mgmt | For | For | For | |||
5 | Elect Ken Ishii | Mgmt | For | For | For | |||
6 | Elect Hiroshi Fure | Mgmt | For | For | For | |||
7 | Elect Yoji Date | Mgmt | For | For | For | |||
8 | Elect Norihiko Ina | Mgmt | For | For | For | |||
9 | Elect Keiji Itsukushima | Mgmt | For | For | For | |||
10 | Elect Koichi Kano | Mgmt | For | For | For | |||
11 | Elect Shoichi Aoki | Mgmt | For | For | For | |||
12 | Elect Takashi Sato | Mgmt | For | For | For | |||
13 | Elect Junichi Jinno | Mgmt | For | For | For | |||
14 | Elect John Sarvis | Mgmt | For | For | For | |||
15 | Elect Robert Whisler | Mgmt | For | For | For | |||
16 | Elect Hiroto Mizobata | Mgmt | For | For | For | |||
17 | Elect Atsushi Aoyama | Mgmt | For | For | For | |||
18 | Elect Akiko Koyano | Mgmt | For | For | For | |||
19 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/15/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
12 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
14 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
15 | Elect Colin Hall | Mgmt | For | TNA | N/A | |||
16 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
17 | Elect Claudia Sender Ramirez | Mgmt | For | TNA | N/A | |||
18 | Elect Paul Desmarais Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||
26 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Amanda Mackenzie | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita M. Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect James Lupton | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | Withhold | Against | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
5 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
6 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidenori Takaoka | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shunichi Miyanaga | Mgmt | For | For | For | |||
17 | Elect Hajime Hirano as Statutory Auditor | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
19 | Directors' Remuneration | Mgmt | For | For | For | |||
20 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Satoshi Ishii | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Motonori Wakabayashi | Mgmt | For | Against | Against | |||
6 | Elect Hiroaki Ehara | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Sato | Mgmt | For | Against | Against | |||
8 | Elect Hisaaki Hirama | Mgmt | For | Against | Against | |||
9 | Elect Masahiro Kosugi | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
12 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
13 | Elect Masami Yamamoto | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ota | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Renouncing JGB Market Special Participant Qualification | ShrHoldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
11 | Remuneration of Laurent Mignon, Chair from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
12 | Remuneration of Francois Riahi, CEO from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Ratification of Co-Option of Laurent Mignon | Mgmt | For | Against | Against | |||
17 | Ratification of Co-Option of Nicole Etchegoinberry | Mgmt | For | Against | Against | |||
18 | Ratification of Co-Option of Christophe Pinault | Mgmt | For | Against | Against | |||
19 | Ratification of Co-Option of Diane de Saint Victor | Mgmt | For | Against | Against | |||
20 | Elect Laurent Mignon | Mgmt | For | Against | Against | |||
21 | Elect Diane de Saint Victor | Mgmt | For | Against | Against | |||
22 | Elect Catherine Halberstadt | Mgmt | For | Against | Against | |||
23 | Elect Catherine Pariset | Mgmt | For | Against | Against | |||
24 | Elect Bernard Dupouy | Mgmt | For | Against | Against | |||
25 | Elect Christophe Pinault | Mgmt | For | Against | Against | |||
26 | Elect Daniel de Beaurepaire | Mgmt | For | Against | Against | |||
27 | Ratification Of The Appointment Of Henri Proglio As Censor | Mgmt | For | For | For | |||
28 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
29 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and in Case of Exchange Offer | Mgmt | For | For | For | |||
33 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
34 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
36 | Greenshoe | Mgmt | For | For | For | |||
37 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
39 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuntaro Furukawa | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Ko Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
Nippon Telegraph & Telephone Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Atsuko Oka Atsuko Sumi | Mgmt | For | For | For | |||
4 | Elect Ken Sakamura | Mgmt | For | For | For | |||
5 | Elect Keiko Takegawa | Mgmt | For | For | For | |||
6 | Elect Akiko Ide | Mgmt | For | For | For | |||
7 | Elect Takao Maezawa | Mgmt | For | For | For | |||
8 | Elect Takashi Iida | Mgmt | For | For | For | |||
9 | Elect Hideki Kanda | Mgmt | For | For | For | |||
10 | Elect Kaoru Kashima Kaoru Taya | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Removal of Akira Shimada | ShrHoldr | Against | Against | For | |||
Nissan Motor Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 04/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Removal of Director Carlos Ghosn | Mgmt | For | For | For | |||
3 | Removal of Director Greg Kelly | Mgmt | For | For | For | |||
4 | Elect Jean-Dominique Senard as Director | Mgmt | For | For | For | |||
Nissan Motor Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Keiko Ihara | Mgmt | For | Against | Against | |||
5 | Elect Masakazu Toyoda | Mgmt | For | Against | Against | |||
6 | Elect Bernard Delmas | Mgmt | For | Against | Against | |||
7 | Elect Andrew House | Mgmt | For | Against | Against | |||
8 | Elect Yasushi Kimura | Mgmt | For | Against | Against | |||
9 | Elect Motoo Nagai | Mgmt | For | Against | Against | |||
10 | Elect Jenifer Rogers | Mgmt | For | Against | Against | |||
11 | Elect Thierry Bollore | Mgmt | For | Against | Against | |||
12 | Elect Jean-Dominique Senard | Mgmt | For | Against | Against | |||
13 | Elect Hiroto Saikawa | Mgmt | For | Against | Against | |||
14 | Elect Yasuhiro Yamauchi | Mgmt | For | Against | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Dividend in Kind to Effect Spin-Off of Alcon Inc. | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
3 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
4 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
5 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
6 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
7 | Elect Nobuo Goto | Mgmt | For | Against | Against | |||
8 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
9 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
10 | Elect Hajime Bada | Mgmt | For | Against | Against | |||
11 | Elect Akemi Mochizuki | Mgmt | For | Against | Against | |||
12 | Elect Toshio Iwamoto | Mgmt | For | Against | Against | |||
13 | Elect Yoshitaka Fujita | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Makoto Inoue | Mgmt | For | For | For | |||
3 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
4 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
5 | Elect Shuji Irie | Mgmt | For | For | For | |||
6 | Elect Shoji Taniguchi | Mgmt | For | For | For | |||
7 | Elect Satoru Matsuzaki | Mgmt | For | For | For | |||
8 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
9 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
10 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
11 | Elect Heizo Takenaka | Mgmt | For | For | For | |||
12 | Elect Michael A. Cusumano | Mgmt | For | For | For | |||
13 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
4 | Elect Mototsugu Sato | Mgmt | For | For | For | |||
5 | Elect Yasuyuki Higuchi | Mgmt | For | For | For | |||
6 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
7 | Elect Hiroko Ota | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
9 | Elect Hirokazu Umeda | Mgmt | For | For | For | |||
10 | Elect Laurence W. Bates | Mgmt | For | For | For | |||
11 | Elect Tetsuro Homma | Mgmt | For | For | For | |||
12 | Elect Kunio Noji | Mgmt | For | For | For | |||
13 | Elect Toshihide Tominaga as Statutory Auditor | Mgmt | For | For | For | |||
14 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QBE Insurance Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBE | CINS Q78063114 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Patrick Regan - FY2018 EIP Conditional Rights) | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Patrick Regan - FY2019 LTIP Conditional Rights) | Mgmt | For | For | For | |||
5 | Re-elect John Green | Mgmt | For | Against | Against | |||
6 | Re-elect Rolf Tolle | Mgmt | For | Against | Against | |||
7 | Elect Fred Eppinger | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reducing Investments and Underwriting Exposure to Coal, Oil and Gas | ShrHoldr | Against | Against | For | |||
Quilter Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLT | CINS G3651J107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul W. Feeney | Mgmt | For | For | For | |||
6 | Elect Rosemary Harris | Mgmt | For | For | For | |||
7 | Elect Glyn Jones | Mgmt | For | For | For | |||
8 | Elect Suresh P. Kana | Mgmt | For | For | For | |||
9 | Elect Moira Kilcoyne | Mgmt | For | For | For | |||
10 | Elect Jon Little | Mgmt | For | For | For | |||
11 | Elect Ruth Markland | Mgmt | For | For | For | |||
12 | Elect Paul Matthews | Mgmt | For | For | For | |||
13 | Elect George M. Reid | Mgmt | For | For | For | |||
14 | Elect Mark O. Satchel | Mgmt | For | For | For | |||
15 | Elect Cathy Turner | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
22 | Adoption of New Article (Odd-lot Offer) | Mgmt | For | For | For | |||
23 | Approval of Odd-lot Offer | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares (Odd-lot Offer) | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (UK Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | For | For | |||
5 | Elect Moya M. Greene | Mgmt | For | For | For | |||
6 | Elect Simon McKeon | Mgmt | For | For | For | |||
7 | Elect Jakob Stausholm | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||
9 | Elect David W. Constable | Mgmt | For | For | For | |||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||
14 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director: BAHK Jae Wan | Mgmt | For | Against | Against | |||
3 | Election of Independent Director: KIM Han Jo | Mgmt | For | For | For | |||
4 | Election of Independent Director: Curie AHN Gyu Ri | Mgmt | For | For | For | |||
5 | Election of Audit Committee Member: BAHK Jae Wan | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: KIM Han Jo | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Serge Weinberg | Mgmt | For | For | For | |||
9 | Elect Suet-Fern Lee | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Christophe Babule | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Increase Capital through Capitalisation | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sanwa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5929 | CINS J6858G104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshitaka Takayama | Mgmt | For | For | For | |||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||
6 | Elect Masahiro Fukuda | Mgmt | For | For | For | |||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||
8 | Elect Makoto Yasuda | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Remuneration of Denis Kessler, Chair and CEO | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
9 | Elect Jean-Marc Raby | Mgmt | For | For | For | |||
10 | Elect Augustin De Romanet | Mgmt | For | For | For | |||
11 | Elect Kory Sorenson | Mgmt | For | Against | Against | |||
12 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
13 | Elect Fabrice Bregier | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
22 | Greenshoe | Mgmt | For | For | For | |||
23 | Authority to Grant Convertible Warrants (Contingent Capital) | Mgmt | For | For | For | |||
24 | Authority to Grant Convertible Warrants (Ancillary Own-Funds) | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
27 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
30 | Amend Article Regarding Employee Representatives | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Shareholder Proposal (A) Regarding the Removal of Dennis Kessler as Director | ShrHoldr | Against | Against | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SCREEN Holdings Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Toshio Hiroe | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Soichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yoichi Kondo | Mgmt | For | For | For | |||
8 | Elect Kimito Ando | Mgmt | For | For | For | |||
9 | Elect Shigeru Saito | Mgmt | For | For | For | |||
10 | Elect Makoto Yoda | Mgmt | For | For | For | |||
11 | Elect Hidemi Takasu | Mgmt | For | For | For | |||
12 | Elect Hirofumi Ota | Mgmt | For | Against | Against | |||
13 | Elect Akio Umeda | Mgmt | For | Against | Against | |||
Seven & I Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Goto | Mgmt | For | For | For | |||
5 | Elect Junro Ito | Mgmt | For | For | For | |||
6 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Shigeki Kimura | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
10 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
11 | Elect Kunio Ito | Mgmt | For | For | For | |||
12 | Elect Toshiro Yonemura | Mgmt | For | For | For | |||
13 | Elect Tetsuro Higashi | Mgmt | For | For | For | |||
14 | Elect Kazuko Rudy Kazuko Kiriyama | Mgmt | For | For | For | |||
15 | Elect Kaori Matsuhashi Kaori Hosoya as Statutory Auditor | Mgmt | For | For | For | |||
16 | Trust Type Equity Plans | Mgmt | For | For | For | |||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||
5 | Elect Jun Aoki | Mgmt | For | For | For | |||
6 | Elect Yoko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Oishi | Mgmt | For | For | For | |||
9 | Elect Akiko Uno | Mgmt | For | For | For | |||
10 | Elect Yasuko Goto | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratify Joe Kaeser | Mgmt | For | For | For | |||
9 | Ratify Roland Busch | Mgmt | For | For | For | |||
10 | Ratify Lisa Davis | Mgmt | For | For | For | |||
11 | Ratify Klaus Helmrich | Mgmt | For | For | For | |||
12 | Ratify Janina Kugel | Mgmt | For | For | For | |||
13 | Ratify Cedrik Neike | Mgmt | For | For | For | |||
14 | Ratify Michael Sen | Mgmt | For | For | For | |||
15 | Ratify Ralph P. Thomas | Mgmt | For | For | For | |||
16 | Ratify Jim Hagemann Snabe | Mgmt | For | For | For | |||
17 | Ratify Birgit Steinborn | Mgmt | For | For | For | |||
18 | Ratify Werner Wenning | Mgmt | For | For | For | |||
19 | Ratify Olaf Bolduan | Mgmt | For | For | For | |||
20 | Ratify Werner Brandt | Mgmt | For | For | For | |||
21 | Ratify Gerhard Cromme | Mgmt | For | For | For | |||
22 | Ratify Michael Diekmann | Mgmt | For | For | For | |||
23 | Ratify Andrea Fehrmann | Mgmt | For | For | For | |||
24 | Ratify Hans Michael Gaul | Mgmt | For | For | For | |||
25 | Ratify Reinhard Hahn | Mgmt | For | For | For | |||
26 | Ratify Bettina Haller | Mgmt | For | For | For | |||
27 | Ratify Robert Kensbock | Mgmt | For | For | For | |||
28 | Ratify Harald Kern | Mgmt | For | For | For | |||
29 | Ratify Jurgen Kerner | Mgmt | For | For | For | |||
30 | Ratify Nicola Leibinger-Kammuller | Mgmt | For | For | For | |||
31 | Ratify Gerard Mestrallet | Mgmt | For | For | For | |||
32 | Ratify Benoit Potier | Mgmt | For | For | For | |||
33 | Ratify Norbert Reithofer | Mgmt | For | For | For | |||
34 | Ratify Guler Sabanci | Mgmt | For | For | For | |||
35 | Ratify Nemat Talaat Shafik | Mgmt | For | For | For | |||
36 | Ratify Nathalie von Siemens | Mgmt | For | For | For | |||
37 | Ratify Michael Sigmund | Mgmt | For | For | For | |||
38 | Ratify Dorothea Simon | Mgmt | For | For | For | |||
39 | Ratify Sibylle Wankel | Mgmt | For | For | For | |||
40 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
41 | Ratify Gunnar Zukunft | Mgmt | For | For | For | |||
42 | Appointment of Auditor | Mgmt | For | For | For | |||
43 | Increase in Authorised Capital | Mgmt | For | For | For | |||
44 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
45 | Approval of Intra-Company Control Agreements | Mgmt | For | For | For | |||
SIG Combibloc Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIGN | CINS H76406117 | 04/11/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
10 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
11 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
12 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
13 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||
14 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||
16 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
18 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
19 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEBA | CINS W25381141 | 03/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and President Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
19 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
20 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
21 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
22 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
23 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
24 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Johan Torgeby | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
27 | Elect Anne Berner | Mgmt | For | TNA | N/A | |||
28 | Elect Lars Ottersgard | Mgmt | For | TNA | N/A | |||
29 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
30 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
31 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
32 | SEB Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
33 | SEB Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
34 | SEB Restricted Share Programme (RSP) | Mgmt | For | TNA | N/A | |||
35 | Authority to Trade Company Stock | Mgmt | For | TNA | N/A | |||
36 | Authority to Repurchase Shares and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
37 | Transfer of Shares Pursuant of Equite Plans | Mgmt | For | TNA | N/A | |||
38 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
39 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
40 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Hiroki Totoki | Mgmt | For | For | For | |||
4 | Elect Shuzo Sumi | Mgmt | For | For | For | |||
5 | Elect Tim Schaaff | Mgmt | For | For | For | |||
6 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
7 | Elect Koichi Miyata | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
10 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
13 | Elect Wendy Becker | Mgmt | For | For | For | |||
14 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Sue Bruce | Mgmt | For | For | For | |||
6 | Elect Tony Cocker | Mgmt | For | For | For | |||
7 | Elect Crawford Gillies | Mgmt | For | For | For | |||
8 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Helen Mahy | Mgmt | For | For | For | |||
11 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
12 | Elect Martin Pibworth | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | De-Merger | Mgmt | For | For | For | |||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
4 | Elect Jun Ota | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Haruyuki Nagata | Mgmt | For | Against | Against | |||
7 | Elect Toru Nakashima | Mgmt | For | Against | Against | |||
8 | Elect Atsuhiko Inoue | Mgmt | For | Against | Against | |||
9 | Elect Toru Mikami | Mgmt | For | Against | Against | |||
10 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
11 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
13 | Elect Shozo Yamazaki | Mgmt | For | Against | Against | |||
14 | Elect Masaharu Kono | Mgmt | For | Against | Against | |||
15 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
16 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
17 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Suncor Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tele2 AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL2B | CINS W95878166 | 05/06/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Anders Bjorkman | Mgmt | For | TNA | N/A | |||
21 | Elect Georgi Ganev | Mgmt | For | TNA | N/A | |||
22 | Elect Cynthia A. Gordon | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Lars-Ake Norling | Mgmt | For | TNA | N/A | |||
25 | Elect Carla Smits-Nusteling | Mgmt | For | TNA | N/A | |||
26 | Elect Carla Smits-Nusteling as Board Chair | Mgmt | For | TNA | N/A | |||
27 | Number of Auditors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
29 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Shares w/o Preemptive Rights Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Class C Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
32 | Transfer of Class B Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
33 | Issuance of Treasury Class B Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Shareholder Proposal Regarding Investigation of Director and Management Qualifications | ShrHoldr | N/A | TNA | N/A | |||
36 | Shareholder Proposal Regarding Fulfillment of Requirements | ShrHoldr | N/A | TNA | N/A | |||
37 | Shareholder Proposal Regarding Presentation of Investigation | ShrHoldr | N/A | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 05/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Report of Common Representative | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect of Dario Trevisan as Common Representative | Mgmt | N/A | For | N/A | |||
6 | Elect of Massimo Consoli as Common Representative | Mgmt | N/A | For | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Roy H. Chestnutt | Mgmt | For | For | For | |||
3 | Re-elect Margaret (Margie) L. Seale | Mgmt | For | For | For | |||
4 | Elect Niek Jan van Damme | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
Total S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H42097107 | 05/02/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
4 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
8 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | |||
9 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
10 | Elect Fred Hu | Mgmt | For | TNA | N/A | |||
11 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||
12 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
13 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
14 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
15 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
16 | Elect William C. Dudley | Mgmt | For | TNA | N/A | |||
17 | Elect Jeanette Wong | Mgmt | For | TNA | N/A | |||
18 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Fred Hu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Board Compensation | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
10 | Elect Maryse Aulagnon | Mgmt | For | For | For | |||
11 | Elect Clara Gaymard | Mgmt | For | For | For | |||
12 | Elect Louis Schweitzer | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vicinity Centres | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCX | CINS Q9395F102 | 11/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Timothy Hammon | Mgmt | For | Against | Against | |||
5 | Re-elect Wai Tang | Mgmt | For | Against | Against | |||
6 | Elect Janette A. Kendall | Mgmt | For | Against | Against | |||
7 | Elect Clive R. Appleton | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Equity Grant (MD/CEO Grant Kelley) | Mgmt | For | Against | Against | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Robert Castaigne | Mgmt | For | For | For | |||
8 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
9 | Elect Pascale Sourisse | Mgmt | For | For | For | |||
10 | Elect Caroline Gregoire Sainte Marie | Mgmt | For | Against | Against | |||
11 | Elect Dominique Muller Joly-Pottuz | Mgmt | For | For | For | |||
12 | Elect Francoise Roze | Mgmt | For | Against | Against | |||
13 | Elect Jarmila Matouskova | Mgmt | For | Against | Against | |||
14 | Elect Jean-Charles Garaffa | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
20 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
21 | Cancellation of Shares/Authorities to Issue Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Private Placement | Mgmt | For | For | For | |||
26 | Authorise Overallotment/Greenshoe | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Stock Purchase Plan for Ovearseas Employees | Mgmt | For | For | For | |||
30 | Amendments to Articles Regarding Shareholding Disclosure Thresholds | Mgmt | For | For | For | |||
31 | Amendments to Articles Regarding Statutory Auditors | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Michel Demare | Mgmt | For | For | For | |||
3 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
4 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
5 | Elect Vittorio Colao | Mgmt | For | For | For | |||
6 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
7 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
8 | Elect Clara Furse | Mgmt | For | For | For | |||
9 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
10 | Elect Renee J. James | Mgmt | For | For | For | |||
11 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
12 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
13 | Elect David T. Nish | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Sharesave Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
Yamaha Motor Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
6 | Elect Toshizumi Kato | Mgmt | For | For | For | |||
7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
8 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
9 | Elect Tatsumi Okawa | Mgmt | For | For | For | |||
10 | Elect Takuya Nakata | Mgmt | For | For | For | |||
11 | Elect Genichi Tamatsuka | Mgmt | For | Against | Against | |||
12 | Elect Takehiro Kamigama | Mgmt | For | For | For | |||
13 | Elect Yuko Tashiro | Mgmt | For | For | For | |||
14 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
15 | Elect Junzo Saito | Mgmt | For | Against | Against | |||
16 | Elect Masatake Yone | Mgmt | For | Against | Against | |||
17 | Elect Eriko Kawai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
19 | Adoption of Restricted Stock Plan | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Mortgage Securities Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Asset Absolute Return Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 11/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect WANG Jindong as Supervisor | Mgmt | For | Against | Against | |||
3 | Elect LI Wang as Supervisor | Mgmt | For | Against | Against | |||
4 | Elect ZHANG Jie as Supervisor | Mgmt | For | Against | Against | |||
5 | Elect LIU Hongxia as Supervisor | Mgmt | For | Against | Against | |||
6 | Directors' Fees for 2017 | Mgmt | For | For | For | |||
7 | Supervisory Fees for 2017 | Mgmt | For | Abstain | Against | |||
8 | 2019-2021 Capital Planning | Mgmt | For | Abstain | Against | |||
9 | Issuance Plan of Eligible Tier-2 Capital Instruments | Mgmt | For | For | For | |||
AirAsia Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Sale and Leaseback of Aircraft Assets | Mgmt | For | For | For | |||
AirAsia Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Remuneration for 2019-20 | Mgmt | For | Against | Against | |||
2 | Elect Abdel Aziz Abdul Aziz bin Abu Bakar | Mgmt | For | For | For | |||
3 | Elect Stuart L Dean | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Give Guarantees | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholders' Meetings | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules for Board of Director | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect GAO Dengbang | Mgmt | For | Against | Against | |||
14 | Elect WANG Jianchao | Mgmt | For | Against | Against | |||
15 | Elect WU Bin | Mgmt | For | Against | Against | |||
16 | Elect LI Qunfeng | Mgmt | For | Against | Against | |||
17 | Elect DING Feng | Mgmt | For | Against | Against | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Elect YANG Mianzhi | Mgmt | For | Against | Against | |||
20 | Elect Simon LEUNG Tat Kwong | Mgmt | For | Against | Against | |||
21 | Elect ZHANG Yunyan | Mgmt | For | Against | Against | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Elect WU Xiaoming | Mgmt | For | For | For | |||
24 | Elect WANG Pengfei | Mgmt | For | For | For | |||
Astral Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARL | CINS S0752H102 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Diederik J. Fouche | Mgmt | For | For | For | |||
3 | Re-elect Marthinus T. Lategan | Mgmt | For | For | For | |||
4 | Elect Audit and Risk Management Committee Member (Diederik J. Fouche) | Mgmt | For | For | For | |||
5 | Elect Audit and Risk Management Committee Member (Marthinus T. Lategan) | Mgmt | For | For | For | |||
6 | Elect Audit and Risk Management Committee Member (Tshepo M. Shabangu) | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Approve Remuneration Policy | Mgmt | For | For | For | |||
10 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Approve NEDs' Fees | Mgmt | For | For | For | |||
13 | Approve Financial Assistance (Related and Inter-related Companies) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Astro Malaysia Holdings Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASTRO | CINS Y04323104 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LIM Ghee Keong | Mgmt | For | For | For | |||
2 | Elect Simon Cathcart | Mgmt | For | For | For | |||
3 | Elect Alizkari bin Muhammad Alias | Mgmt | For | For | For | |||
4 | Elect Mazita Mokty | Mgmt | For | For | For | |||
5 | Directors' Fees and Benefits | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Proposed Utilization of Transponder Capacity | Mgmt | For | For | For | |||
10 | Related Party Transactions with Usaha Tegas Sdn Bhd Group | Mgmt | For | For | For | |||
11 | Related Party Transactions with Maxis Berhad Group | Mgmt | For | For | For | |||
12 | Related Party Transactions with MEASAT Global Berhad Group | Mgmt | For | For | For | |||
13 | Related Party Transactions with Astro Holdings Sdn Bhd Group | Mgmt | For | For | For | |||
14 | Related Party Transactions with Sun TV Network Limited Group | Mgmt | For | For | For | |||
15 | Related Party Transactions with GS Home Shopping Inc. Group | Mgmt | For | For | For | |||
16 | Related Party Transactions with SRG Asia Pacific Sdn Bhd Group | Mgmt | For | For | For | |||
17 | Related Party Transactions with Grup Majalah Karangkraf Sdn Bhd | Mgmt | For | For | For | |||
18 | Related Party Transactions with Ultimate Print Sdn Bhd Group | Mgmt | For | For | For | |||
19 | Issuance of Shares under the Dividend Reinvestment Plan | Mgmt | For | For | For | |||
Atacadao SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRFB3 | CINS P0565P138 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Ratify Global Aggregate Remuneration for 2018 | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Executive Positions) | Mgmt | For | TNA | N/A | |||
5 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
6 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Atacadao SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRFB3 | CINS P0565P138 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Ratify Marcelo Pavao Lacerda and Luiz Fernando Vendramini Fleury's Independence Status | Mgmt | For | TNA | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Matthieu Dominique Marie Malige | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Edouard Balthazard Bertrand de Chavagnac | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Jacques Dominique Ehrmann | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Francis Andre Mauger | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Noel Frederic Georges Prioux | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Frederic Francois Haffner | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Eduardo Pongracz Rossi | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Abilio dos Santos Diniz | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Luiz Fernando Vendramini Fleury | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Marcelo Pavao Lacerda | Mgmt | N/A | TNA | N/A | |||
21 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
22 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
23 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
24 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
25 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
AU Optronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2409 | CINS Y0451X104 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect PENG Shuang-Lang (Paul) | Mgmt | For | For | For | |||
2 | Elect LEE Kuen-Yao (K.Y.) | Mgmt | For | For | For | |||
3 | Elect Representative Director TSAI Kuo-Hsin (Michael) | Mgmt | For | For | For | |||
4 | Elect Representative Director CHEN Chi-Hong (Peter) | Mgmt | For | Against | Against | |||
5 | Elect HO Mei-Yueh as an Independent Director | Mgmt | For | For | For | |||
6 | Elect PENG Chin-Bing (Philip) as an Independent Director | Mgmt | For | For | For | |||
7 | Elect SHIH Yen-Shiang as an Independent Director | Mgmt | For | For | For | |||
8 | Elect SU Yen Hsueh as an Independent Director | Mgmt | For | For | For | |||
9 | Elect CHEN Jang-Lin (John) as an Independent Director | Mgmt | For | For | For | |||
10 | Accounts and Reports | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Amendments to Procedural: Acquisition and Disposal of Assets, Derivatives Trading, Capital Loans, and Endorsements and Guarantees | Mgmt | For | For | For | |||
15 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Banco de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHILE | CUSIP 059520106 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Election of Director | Mgmt | For | Against | Against | |||
5 | Directors' and Audit Committee Fees; Budget | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | Against | Against | |||
7 | Appointment of Risk Rating Agency | Mgmt | For | Against | Against | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Elect Luiz Fernando Figueiredo | Mgmt | For | TNA | N/A | |||
5 | Elect Guilherme Horn | Mgmt | For | TNA | N/A | |||
6 | Elect Waldery Rodrigues Junior | Mgmt | For | TNA | N/A | |||
7 | Elect Marcelo Serfaty | Mgmt | For | TNA | N/A | |||
8 | Elect Rubem de Freitas Novaes | Mgmt | For | TNA | N/A | |||
9 | Elect Debora Cristina Fonseca | Mgmt | For | TNA | N/A | |||
10 | Elect Paulo Roberto Evangelista de Lima | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Luiz Fernando Figueiredo | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Guilherme Horn | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Waldery Rodrigues Junior | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Marcelo Serfaty | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Rubem de Freitas Novaes | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Debora Cristina Fonseca | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Paulo Roberto Evangelista de Lima | Mgmt | N/A | TNA | N/A | |||
20 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
21 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
22 | Elect Rafael Cavalcanti de Araujo | Mgmt | For | TNA | N/A | |||
23 | Elect Phelippe Toledo Pires de Oliveira | Mgmt | For | TNA | N/A | |||
24 | Elect Aldo Cesar Martins Braido | Mgmt | For | TNA | N/A | |||
25 | Elect Aloisio Macario Ferreira de Souza | Mgmt | For | TNA | N/A | |||
26 | Supervisory Council's Fees | Mgmt | For | TNA | N/A | |||
27 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
28 | Audit Committee Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander (Brasil) S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander (Brasil) S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Proportional Allocation Of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Alvaro Antonio Cardoso de Souza | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Sergio A. L. Rial | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Celso Clemente Giacometti | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Conrado Engel | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Deborah Patricia Wright | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Deborah Stern Vieitas | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Jose Antonio Alvarez Alvarez | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Jose de Paiva Ferreira | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Jose Maria Nus Badia | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Marilia Artimonte Rocca | Mgmt | N/A | TNA | N/A | |||
21 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
22 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
23 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
Banco Santander Chile S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSANTANDER | CUSIP 05965X109 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Risk Rating Agency | Mgmt | For | For | For | |||
7 | Audit's Committee Fees and Budget | Mgmt | For | For | For | |||
Banco Santander Mexico S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSMX | CINS P1507S164 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Series B) | Mgmt | For | Against | Against | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Banco Santander Mexico S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSMX | CINS P1507S164 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Financial Statements | Mgmt | For | Against | Against | |||
2 | Auditor's Report | Mgmt | For | Against | Against | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Report of the Executive President and CEO | Mgmt | For | For | For | |||
5 | Report of the Board's Opinion on the Executive President and CEO's Report | Mgmt | For | For | For | |||
6 | Report on Accounting and Reporting Principles | Mgmt | For | For | For | |||
7 | Report on Tax Compliance | Mgmt | For | For | For | |||
8 | Report on Operations and Activites | Mgmt | For | For | For | |||
9 | Report of the Board on Activities of the Audit and Corporate Committee | Mgmt | For | For | For | |||
10 | Election of Directors; Fees | Mgmt | For | For | For | |||
11 | Allocation of Dividends | Mgmt | For | For | For | |||
12 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Banco Santander Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSMX | CINS P1507S164 | 12/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Resignation of Alternate Director Enrique Krauze Kleinbort | Mgmt | For | For | For | |||
2 | Election of Alternate Board Member Rogelio Zambrano Lozano | Mgmt | For | For | For | |||
3 | Ratify Election of Directors (Series B) | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSMX | CINS P1507S164 | 12/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report on Board Composition | Mgmt | For | For | For | |||
2 | Interim Dividend | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 01/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Type of Securities to Be Issued and Issue Size | Mgmt | For | Abstain | Against | |||
5 | Par Value and Issue Price | Mgmt | For | Abstain | Against | |||
6 | Term | Mgmt | For | Abstain | Against | |||
7 | Method of Issuance | Mgmt | For | Abstain | Against | |||
8 | Target Investors | Mgmt | For | Abstain | Against | |||
9 | Lock-up Period | Mgmt | For | Abstain | Against | |||
10 | Terms of Dividend Distribution | Mgmt | For | Abstain | Against | |||
11 | Terms of Compulsory Conversion | Mgmt | For | Abstain | Against | |||
12 | Terms of Conditional Redemption | Mgmt | For | Abstain | Against | |||
13 | Voting Rights Restrictions | Mgmt | For | Abstain | Against | |||
14 | Voting Rights Restoration | Mgmt | For | Abstain | Against | |||
15 | Order of Priority and Method of Liquidation | Mgmt | For | Abstain | Against | |||
16 | Rating Arrangement | Mgmt | For | Abstain | Against | |||
17 | Guarantee Arrangement | Mgmt | For | Abstain | Against | |||
18 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | Abstain | Against | |||
19 | Trading Transfer Arrangement | Mgmt | For | Abstain | Against | |||
20 | Relationship between Offshore and Domestic Issuance | Mgmt | For | Abstain | Against | |||
21 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | Abstain | Against | |||
22 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | Abstain | Against | |||
23 | Matters relating to Authorization | Mgmt | For | Abstain | Against | |||
24 | Type of Securities to Be Issued and Issue Size | Mgmt | For | Abstain | Against | |||
25 | Par Value and Issue Price | Mgmt | For | Abstain | Against | |||
26 | Term | Mgmt | For | Abstain | Against | |||
27 | Method of Issuance | Mgmt | For | Abstain | Against | |||
28 | Target Investors | Mgmt | For | Abstain | Against | |||
29 | Lock-up Period | Mgmt | For | Abstain | Against | |||
30 | Terms of Dividend Distribution | Mgmt | For | Abstain | Against | |||
31 | Terms of Compulsory Conversion | Mgmt | For | Abstain | Against | |||
32 | Terms of Conditional Redemption | Mgmt | For | Abstain | Against | |||
33 | Voting Rights Restrictions | Mgmt | For | Abstain | Against | |||
34 | Voting Rights Restoration | Mgmt | For | Abstain | Against | |||
35 | Order of Priority and Method of Liquidation | Mgmt | For | Abstain | Against | |||
36 | Rating Arrangement | Mgmt | For | Abstain | Against | |||
37 | Guarantee Arrangement | Mgmt | For | Abstain | Against | |||
38 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | Abstain | Against | |||
39 | Trading Transfer Arrangement | Mgmt | For | Abstain | Against | |||
40 | Relationship between Offshore and Domestic Issuance | Mgmt | For | Abstain | Against | |||
41 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | Abstain | Against | |||
42 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | Abstain | Against | |||
43 | Matters relating to Authorization | Mgmt | For | Abstain | Against | |||
44 | Impact on Dilution of Current Returns and Remedial Measures upon Issuance of Preference Shares | Mgmt | For | Abstain | Against | |||
45 | Shareholder Return Plan for 2018 to 2020 | Mgmt | For | For | For | |||
46 | Elect WU Fulin | Mgmt | For | For | For | |||
47 | Elect LIN Jingzhen | Mgmt | For | For | For | |||
Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | 2019 Investment Budget | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect ZHANG Jiangang | Mgmt | For | For | For | |||
9 | Elect Martin LIAO Cheung Kong | Mgmt | For | For | For | |||
10 | Elect WANG Changyun | Mgmt | For | For | For | |||
11 | Elect Angela CHAO | Mgmt | For | Against | Against | |||
12 | Elect WANG Xiquan as Supervisor | Mgmt | For | For | For | |||
13 | Elect JIA Xinagsen as Supervisor | Mgmt | For | For | For | |||
14 | Elect ZHENG Zhiguang as Supervisor | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Supervisors' Remuneration | Mgmt | For | For | For | |||
17 | Authority to Issue A and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Bonds | Mgmt | For | For | For | |||
19 | Authority to Issue Write-down of Undated Capital Bonds | Mgmt | For | For | For | |||
20 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | |||
21 | Elect TAN Yiwu | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 09/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect LIU Liange | Mgmt | For | For | For | |||
3 | Elect Jiang Guohua | Mgmt | For | For | For | |||
Bank of Communications Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 01/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WU Wei | Mgmt | For | Against | Against | |||
4 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
5 | Directors' Fees for 2017 | Mgmt | For | For | For | |||
6 | Supervisor Fees for 2017 | Mgmt | For | For | For | |||
7 | Amendments to Authorization to Board by General Meeting | Mgmt | For | For | For | |||
Bank of Communications Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | |||
Bank of Communications Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Extension of Validity Period for A Share Issuance | Mgmt | For | For | For | |||
Bank of Communications Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Fixed Assets Investment Plan | Mgmt | For | For | For | |||
7 | Appointment of International and Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Approval of the Utilisation Report of Funds Raised | Mgmt | For | For | For | |||
9 | Extension of Validity Period for A Share Issuance | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Supervisors' Fees | Mgmt | For | For | For | |||
12 | Elect REN Deqi | Mgmt | For | Against | Against | |||
13 | Elect HOU Weidong | Mgmt | For | Against | Against | |||
14 | Elect WU Wei | Mgmt | For | Against | Against | |||
15 | Elect Helen WONG Pik Kuen | Mgmt | For | Against | Against | |||
16 | Elect CHAN Sui Chung | Mgmt | For | Against | Against | |||
17 | Elect SONG Hongjun | Mgmt | For | Against | Against | |||
18 | Elect CHEN Junkui | Mgmt | For | Against | Against | |||
19 | Elect LIU Haoyang | Mgmt | For | Against | Against | |||
20 | Elect LI Jian | Mgmt | For | Against | Against | |||
21 | Elect LIU Li | Mgmt | For | Against | Against | |||
22 | Elect Jason YEUNG Chi Wai | Mgmt | For | Against | Against | |||
23 | Elect Raymond WOO Chin Wan | Mgmt | For | Against | Against | |||
24 | Elect CAI Haoyi | Mgmt | For | Against | Against | |||
25 | Elect SHI Lei | Mgmt | For | Against | Against | |||
26 | Elect Feng Xiaodong | Mgmt | For | For | For | |||
27 | Elect WANG Xueqing | Mgmt | For | For | For | |||
28 | Elect TANG Xinyu | Mgmt | For | For | For | |||
29 | Elect XIA Zhihua | Mgmt | For | For | For | |||
30 | Elect LI Yao | Mgmt | For | For | For | |||
31 | Elect CHEN Hanwen | Mgmt | For | For | For | |||
Capitec Bank Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPI | CINS S15445109 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Lindiwe A. Dlamini | Mgmt | For | Against | Against | |||
2 | Re-elect John (Jock) D. McKenzie | Mgmt | For | Against | Against | |||
3 | Re-elect Petrus (Piet) J. Mouton | Mgmt | For | Against | Against | |||
4 | Elect Danie Meintjes | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Issue Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments | Mgmt | For | For | For | |||
7 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
8 | Approve Remuneration Policy | Mgmt | For | For | For | |||
9 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
10 | Amendment to the Capitec Bank Group Employee Empowerment Trust Deed | Mgmt | For | For | For | |||
11 | Approve NEDs' Fees | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
14 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
Catcher Technology Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2474 | CINS Y1148A101 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Elect HONG Shui-Shu | Mgmt | For | For | For | |||
10 | Elect HONG Tian-Ci | Mgmt | For | For | For | |||
11 | Elect HONG Shui-Song | Mgmt | For | For | For | |||
12 | Elect LEI Meng-Huan | Mgmt | For | For | For | |||
13 | Elect ZENG Wen-Zhe | Mgmt | For | For | For | |||
14 | Elect LIANG Cong-Zhu | Mgmt | For | For | For | |||
15 | Elect ZHENG Ming-Yang | Mgmt | For | For | For | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Supervisors' Fees | Mgmt | For | For | For | |||
9 | Elect LIU Guiping as Director | Mgmt | For | For | For | |||
10 | Elect Murray Horn as Director | Mgmt | For | For | For | |||
11 | Elect Graeme Wheeler as Director | Mgmt | For | For | For | |||
12 | Elect ZHAO Xijun as Supervisor | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Undated Capital Bonds | Mgmt | For | For | For | |||
15 | Authority to Issue Eligible tier-2 Capital Instruments | Mgmt | For | For | For | |||
16 | Elect TIAN Bo as Director | Mgmt | For | For | For | |||
17 | Elect XIA Yang as Director | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Mobile Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Jie | Mgmt | For | For | For | |||
6 | Elect DONG Xin | Mgmt | For | For | For | |||
7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | |||
8 | Elect YANG Qiang | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Oriental Group Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
581 | CINS G2108V101 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHU Jun | Mgmt | For | For | For | |||
6 | Elect HAN Li | Mgmt | For | For | For | |||
7 | Elect WANG Tianyi | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Petroleum & Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0386 | CINS Y15010104 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
8 | Appointment of PRC and International Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Debt Financing Instruments | Mgmt | For | Against | Against | |||
10 | Authority to Issue Domestic and/or Foreign Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
China Petroleum & Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0386 | CINS Y15010104 | 10/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect YU Baocai | Mgmt | For | For | For | |||
4 | Continuing Connected Transactions | Mgmt | For | Abstain | Against | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Independent Directors' Report | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
11 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
12 | Liability Insurance | Mgmt | For | For | For | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Eligibility for Asset Purchase | Mgmt | For | For | For | |||
3 | Asset Purchase | Mgmt | For | For | For | |||
4 | Plan for Asset Purchase | Mgmt | For | For | For | |||
5 | Plan for Asset Purchase : Issuing Method | Mgmt | For | For | For | |||
6 | Plan for Asset Purchase : Targets and Subscription Method | Mgmt | For | For | For | |||
7 | Plan for Asset Purchase : Underlying Assets | Mgmt | For | For | For | |||
8 | Plan for Asset Purchase : Price | Mgmt | For | For | For | |||
9 | Plan for Asset Purchase : Pricing Date | Mgmt | For | For | For | |||
10 | Plan for Asset Purchase : Issuing Volume | Mgmt | For | For | For | |||
11 | Plan for Asset Purchase : Lockup Period | Mgmt | For | For | For | |||
12 | Plan for Asset Purchase : Arrangement for Profits and Losses | Mgmt | For | For | For | |||
13 | Plan for Asset Purchase : Arrangement for Accumulated Retained Profits | Mgmt | For | For | For | |||
14 | Plan for Asset Purchase : Breach of Contract | Mgmt | For | For | For | |||
15 | Plan for Asset Purchase : Listing Place | Mgmt | For | For | For | |||
16 | Plan for Asset Purchase : Valid Period | Mgmt | For | For | For | |||
17 | Asset Purchase Does Not Constitute a Major Assets Restructuring or Listing | Mgmt | For | For | For | |||
18 | Asset Purchase Report | Mgmt | For | For | For | |||
19 | Equity Agreement | Mgmt | For | For | For | |||
20 | Supplemental Agreement | Mgmt | For | For | For | |||
21 | More Reports Related to Asset Purchase | Mgmt | For | For | For | |||
22 | Dilution | Mgmt | For | For | For | |||
23 | Legal Formalities Pursuant to Asset Purchase | Mgmt | For | For | For | |||
24 | Authority to Issue Domestic and Overseas Debt Financing Instruments | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 09/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect LIU Jianzhong | Mgmt | For | Against | Against | |||
3 | Elect XIE Wenhui | Mgmt | For | Against | Against | |||
4 | Elect ZHANG Peizong | Mgmt | For | Against | Against | |||
5 | Elect HE Zhiming | Mgmt | For | Against | Against | |||
6 | Elect CHEN Xiaoyan | Mgmt | For | Against | Against | |||
7 | Elect DUAN Xiaohua | Mgmt | For | Against | Against | |||
8 | Elect LUO Yuxing | Mgmt | For | Against | Against | |||
9 | Elect WEN Honghai | Mgmt | For | Against | Against | |||
10 | Elect YUAN Zengting | Mgmt | For | Against | Against | |||
11 | Elect CAO Guohua | Mgmt | For | Against | Against | |||
12 | Elect SONG Qinghua | Mgmt | For | Against | Against | |||
13 | Elect LI Minghao | Mgmt | For | Against | Against | |||
14 | Elect ZHANG Qiaoyun | Mgmt | For | Against | Against | |||
15 | Elect ZENG Jianwu | Mgmt | For | Against | Against | |||
16 | Elect ZUO Ruilan | Mgmt | For | Against | Against | |||
17 | Elect WANG Hong | Mgmt | For | Against | Against | |||
18 | Elect PAN Like | Mgmt | For | Against | Against | |||
19 | Elect HU Shuchun | Mgmt | For | Against | Against | |||
20 | Amendments to Procedural Rules for General Meeting | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules for Board | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules for Board of Supervisors | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Issue of Financial Bonds | Mgmt | For | For | For | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 03/12/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Monica Ferreira do Amaral Porto | Mgmt | For | TNA | N/A | |||
3 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
4 | Allocate Cumulative Votes to Monica Ferreira do Amaral Porto | Mgmt | N/A | TNA | N/A | |||
5 | Ratify Co-Option and Elect Benedito Pinto Ferreira Braga Junior | Mgmt | For | TNA | N/A | |||
6 | Dismissal of Director Rogerio Ceron de Oliveira | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/29/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Article 3 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/29/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
7 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 06/03/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Eligibility and Advisory Committee Members | Mgmt | For | TNA | N/A | |||
2 | Amendments to Article 8 (Board Chair) | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Ratify Updated Global Remuneration Amount | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Companhia de Saneamento Basico do Estado de Sao Paulo. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 10/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Election of Eligibility and Counseling Committee Members | Mgmt | For | TNA | N/A | |||
3 | Elect Marcio Cury Abumussi as Alternate Supervisory Council Member | Mgmt | For | TNA | N/A | |||
4 | Elect Sergio Ricardo Ciavolih Mota | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
7 | Allocate Cumulative Votes to Sergio Ricardo Ciavolih Mota | Mgmt | N/A | TNA | N/A | |||
8 | Ratify Co-Option and Elect Karla Bertocco Trindade | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compania Cervecerias Unidas S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCU | CUSIP 204429104 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Chair's Report | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Abstain | Against | |||
4 | Directors' Fees | Mgmt | For | Abstain | Against | |||
5 | Directors' Committee Fees and Budget | Mgmt | For | Abstain | Against | |||
6 | Audit Committee Fees and Budget | Mgmt | For | Abstain | Against | |||
7 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
8 | Appointment of Risk Rating Agency | Mgmt | For | Abstain | Against | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Huiyan | Mgmt | For | For | For | |||
6 | Elect MO Bin | Mgmt | For | For | For | |||
7 | Elect SONG Jun | Mgmt | For | For | For | |||
8 | Elect LIANG Guokun | Mgmt | For | For | For | |||
9 | Elect Abraham SHEK Lai Him | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Written Call Options | Mgmt | For | For | For | |||
Daelim Industrial Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Il Yoon | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Delta Electronics (Thailand) Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELTA | CINS Y20266154 | 04/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Results of Operations | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Dick HSIEH Shen-Yen | Mgmt | For | For | For | |||
6 | Elect Anusorn Muttaraid | Mgmt | For | For | For | |||
7 | Elect Boonsak Chiempricha | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Amendments to Memorandum Business Scope | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dongfeng Motor Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0489 | CINS Y21042109 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Allocation of Interim Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
10 | Amendments to Rules of Procedures of Board of Directors | Mgmt | For | For | For | |||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Ecopetrol SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECOPETROL | CUSIP 279158109 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Agenda | Mgmt | For | For | For | |||
2 | Appointment of Meeting Chair | Mgmt | For | For | For | |||
3 | Appointment of Delegates in Charge of Meeting Polling | Mgmt | For | For | For | |||
4 | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Election of Directors | Mgmt | For | Against | Against | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Amendments to Shareholders' Meetings Regulations | Mgmt | For | For | For | |||
Enel Americas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENELAM | CUSIP 29274F104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3.1 | Elect Francisco de Borja Acha Besga | Mgmt | For | Withhold | Against | |||
3.2 | Elect Domingo Cruzat Amunategui | Mgmt | For | Withhold | Against | |||
3.3 | Elect Livio Gallo | Mgmt | For | Withhold | Against | |||
3.4 | Elect Patricio Gomez Sabaini | Mgmt | For | Withhold | Against | |||
3.5 | Elect Hernan Somerville Senn | Mgmt | For | Withhold | Against | |||
3.6 | Elect Jose Antonio Vargas Lleras | Mgmt | For | Withhold | Against | |||
3.7 | Elect Enrico Viale | Mgmt | For | Withhold | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Directors' Committee's Fees and Budget | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Account Inspectors; Fees | Mgmt | For | For | For | |||
8 | Appointment of Risk Rating Agency | Mgmt | For | For | For | |||
9 | Investment and Finance Policy | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Amendments to Article 5 and First Transitory (Reconciliation of Share Capital) | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities Regarding Share Issuance | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Estacio Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESTC3 | CINS P3784E108 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | For | TNA | N/A | |||
7 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
10 | Supervisory Council's Fees | Mgmt | For | TNA | N/A | |||
11 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Estacio Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESTC3 | CINS P3784E108 | 04/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Ratification of Supervisory Council's Fees | Mgmt | For | TNA | N/A | |||
3 | Amendments to Article 5 (Reconciliation of Share Capital, Following Capitalization of Reserves w/o Share Issuance) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Article 5 (Reconciliation of Share Capital, Following Cancellation of Shares) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Strategy Committee) | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles (Novo Mercado Listing Regulations) | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles (Meetings) | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles (Miscellaneous) | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles (Miscellaneous; Technical) | Mgmt | For | TNA | N/A | |||
10 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
11 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Estacio Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESTC3 | CINS P3784E108 | 10/18/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adoption of Restricted Share Plan | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Evraz Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CINS G33090104 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alexander G. Abramov | Mgmt | For | For | For | |||
4 | Elect Alexander Frolov | Mgmt | For | For | For | |||
5 | Elect Eugene Shvidler | Mgmt | For | For | For | |||
6 | Elect Eugene Tenenbaum | Mgmt | For | For | For | |||
7 | Elect Laurie H. Argo | Mgmt | For | For | For | |||
8 | Elect James Karl Gruber | Mgmt | For | For | For | |||
9 | Elect Deborah Gudgeon | Mgmt | For | For | For | |||
10 | Elect Alexander Izosimov | Mgmt | For | For | For | |||
11 | Elect Sir Michael Peat | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
FirstRand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSR | CINS S5202Z131 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Nolulamo (Lulu) N. Gwagwa | Mgmt | For | Against | Against | |||
2 | Re-elect Amanda (Tandi) T. Nzimande | Mgmt | For | Against | Against | |||
3 | Re-elect Ethel G. Matenge-Sebesho | Mgmt | For | Against | Against | |||
4 | Re-elect Paballo J. Makosholo | Mgmt | For | Against | Against | |||
5 | Elect Thomas Winterboer | Mgmt | For | Against | Against | |||
6 | Elect Mary Vilakazi | Mgmt | For | Against | Against | |||
7 | Elect Jan (Jannie) J. Durand | Mgmt | For | Against | Against | |||
8 | Appointment of Deloitte & Touche | Mgmt | For | For | For | |||
9 | Appointment of PricewaterhouseCoopers Inc. | Mgmt | For | For | For | |||
10 | General Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy (Policy) | Mgmt | For | For | For | |||
14 | Approve Remuneration Report (Implementation) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approve Financial Assistance (Employee Share Scheme Beneficiaries) | Mgmt | For | For | For | |||
17 | Approve Financial Assistance (Related and Inter-related Entities) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees | Mgmt | For | For | For | |||
Ford Otomotiv Sanayi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 03/15/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Wishes | Mgmt | For | TNA | N/A | |||
Ford Otomotiv Sanayi A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 11/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Wishes | Mgmt | For | TNA | N/A | |||
Formosa Chemicals & Fibre Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1326 | CINS Y25946107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
Formosa Plastics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1301 | CINS Y26095102 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
Fosun International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0656 | CINS Y2618Y108 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect GUO Guangchang | Mgmt | For | For | For | |||
6 | Elect WANG Can | Mgmt | For | For | For | |||
7 | Elect GONG Ping | Mgmt | For | Against | Against | |||
8 | Elect David T. ZHANG | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Grant Options and Shares under the Share Option Scheme | Mgmt | For | Against | Against | |||
15 | Grant Shares under Share Award Scheme | Mgmt | For | For | For | |||
16 | Grant Shares to CHEN Qiyu | Mgmt | For | Against | Against | |||
17 | Grant Shares to XU Xiaoliang | Mgmt | For | Against | Against | |||
18 | Grant Shares to QIN Xuetang | Mgmt | For | Against | Against | |||
19 | Grant Shares to WANG Can | Mgmt | For | Against | Against | |||
20 | Grant Shares to GONG Ping | Mgmt | For | Against | Against | |||
21 | Grant Shares to ZHANG Shengman | Mgmt | For | Against | Against | |||
22 | Grant Shares to ZHANG Huaqiao | Mgmt | For | Against | Against | |||
23 | Grant Shares to David T. Zhang | Mgmt | For | Against | Against | |||
24 | Grant Shares to YANG Chao | Mgmt | For | Against | Against | |||
25 | Grant Shares to LEE Kai-Fu | Mgmt | For | Against | Against | |||
26 | Grant Shares to ZHANG Houlin | Mgmt | For | Against | Against | |||
27 | Grant Shares to LI Tao | Mgmt | For | Against | Against | |||
28 | Grant Shares to QIAN Jiannong | Mgmt | For | Against | Against | |||
29 | Grant Shares to MU Haining | Mgmt | For | Against | Against | |||
30 | Grant Shares to GAO Min | Mgmt | For | Against | Against | |||
31 | Grant Shares to ZHANG Xueqing | Mgmt | For | Against | Against | |||
32 | Grant Shares to XU Lingjiang | Mgmt | For | Against | Against | |||
33 | Grant Shares to PEI Yu | Mgmt | For | Against | Against | |||
34 | Grant Shares to Other Persons | Mgmt | For | Against | Against | |||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
36 | Adoption of New Share Option Scheme (Yuyuan Tranche II) | Mgmt | For | For | For | |||
37 | Adoption of New Share Option Scheme (Gland Pharma) | Mgmt | For | For | For | |||
Fosun International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0656 | CINS Y2618Y108 | 11/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Adoption of the Yuyuan Tranche I Share Option Incentive Scheme | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 03/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Revision of annual caps of Volvo Finance Cooperation Agreement | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 05/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Jian | Mgmt | For | For | For | |||
6 | Elect Lawrence ANG Siu Lun | Mgmt | For | For | For | |||
7 | Elect Carl Peter Edmund Moriz Forster | Mgmt | For | For | For | |||
8 | Elect Alex YEUNG Sau Hung | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | YW Acquisition | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 09/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | DJD Acquisition | Mgmt | For | For | For | |||
4 | GY Acquisition | Mgmt | For | For | For | |||
5 | DMA Acquisition | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Volvo Financing Arrangements | Mgmt | For | For | For | |||
4 | EV Financing Arrangements | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Services Agreement | Mgmt | For | For | For | |||
4 | Electric Vehicle Agreement | Mgmt | For | For | For | |||
5 | Automobile Components Procurement Agreement | Mgmt | For | For | For | |||
6 | TZ Acquisition Agreement | Mgmt | For | For | For | |||
7 | GZ Acquisition Agreement | Mgmt | For | For | For | |||
Genting Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENTING | CINS Y26926116 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees for FY 2018 | Mgmt | For | For | For | |||
3 | Directors' Benefits for 2019-20 | Mgmt | For | For | For | |||
4 | Elect LIM Keong Hui | Mgmt | For | Against | Against | |||
5 | Elect Manharlal A/L Ratilal | Mgmt | For | Against | Against | |||
6 | Elect Eric OOI Lip Aun | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Adoption of New Constitution | Mgmt | For | For | For | |||
Genting Malaysia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENM | CINS Y2698A103 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Directors' Benefits | Mgmt | For | For | For | |||
4 | Elect LIM Keong Hui | Mgmt | For | For | For | |||
5 | Elect QUAH Chek Tin | Mgmt | For | For | For | |||
6 | Elect KOH Hong Sun | Mgmt | For | For | For | |||
7 | Elect CHONG Kwai Ying | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Adoption of New Constitution | Mgmt | For | For | For | |||
Glow Energy Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLOW | CINS Y27290124 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Results of Operations | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Saowanee Kamolbutr | Mgmt | For | Against | Against | |||
8 | Elect Borwornsak Uwanno | Mgmt | For | For | For | |||
9 | Elect Payungsak Chartsutipol | Mgmt | For | For | For | |||
10 | Elect Patareeya Benjapolchai | Mgmt | For | For | For | |||
11 | Elect Chawalit Tippawanich | Mgmt | For | For | For | |||
12 | Elect Somkiat Masunthasuwan | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Grupo Aeroportuario Del Centro Norte | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMA | CINS P49530101 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of the Board of Directors | Mgmt | For | For | For | |||
2 | Report of the CEO and Independent Auditor | Mgmt | For | For | For | |||
3 | Presentation of Statutory Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits and Dividends; Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO's Report and Financial Statements | Mgmt | For | For | For | |||
2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | |||
3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | |||
4 | Report on Audit and Corporate Governance Committee's Operations and Activities | Mgmt | For | For | For | |||
5 | Ratification of Board, CEO and Audit and Corporate Governance Committee's Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Dividend Policy | Mgmt | For | For | For | |||
8 | Report on Tax Compliance | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Elect Carlos Hank Gonzalez | Mgmt | For | Against | Against | |||
11 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
12 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
13 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
14 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
15 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
16 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | Against | Against | |||
17 | Elect Eduardo Livas Cantu | Mgmt | For | Against | Against | |||
18 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
19 | Elect Adrian G. Sada Cueva | Mgmt | For | Against | Against | |||
20 | Elect David Penaloza Alanis | Mgmt | For | Against | Against | |||
21 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | Against | Against | |||
22 | Elect Alfonso de Angoitia Noriega | Mgmt | For | Against | Against | |||
23 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | Against | Against | |||
24 | Election of Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | |||
25 | Election of Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | |||
26 | Election of Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | |||
27 | Election of Carlos de la Isla Corry (Alternate) | Mgmt | For | For | For | |||
28 | Election of Diego Martinez Rueda-Chapital (Alternate) | Mgmt | For | For | For | |||
29 | Election of Geraldo Salazar Viezca (Alternate) | Mgmt | For | For | For | |||
30 | Election Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | |||
31 | Election of Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | |||
32 | Election of Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | |||
33 | Election of Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | |||
34 | Election of Carlos Cesarman Kolteniuk (Alternate) | Mgmt | For | For | For | |||
35 | Election of Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | |||
36 | Election of Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | |||
37 | Election of Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | |||
38 | Election of Board Secretary | Mgmt | For | For | For | |||
39 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
40 | Directors' Fees | Mgmt | For | For | For | |||
41 | Elect Hector Reyes-Retana y Dahl as Audit and Corporate Governance Committee Chair | Mgmt | For | For | For | |||
42 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
43 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Dividends | Mgmt | For | For | For | |||
2 | Set Dividend Payment Date | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou Automobile Group Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2238 | CINS Y2R318121 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
9 | Liability Insurance | Mgmt | For | For | For | |||
10 | Change of Registered Capital and Amendments to Articles | Mgmt | For | For | For | |||
11 | Elect LONG Yong | Mgmt | For | For | For | |||
Guangzhou Automobile Group Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2238 | CINS Y2R318121 | 08/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Elect ZENG Qinghong | Mgmt | For | For | For | |||
4 | Elect FENG Xingya | Mgmt | For | For | For | |||
5 | Elect YAN Zhuangli | Mgmt | For | For | For | |||
6 | Elect CHEN Maoshan | Mgmt | For | For | For | |||
7 | Elect CHEN Jun | Mgmt | For | For | For | |||
8 | Elect DING Hongxiang | Mgmt | For | For | For | |||
9 | Elect HAN Ying | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect FU Yuwu | Mgmt | For | For | For | |||
12 | Elect LAN Hailin | Mgmt | For | For | For | |||
13 | Elect LEUNG Lincheong | Mgmt | For | For | For | |||
14 | Elect WANG Susheng | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect JI Li | Mgmt | For | Against | Against | |||
17 | Elect CHEN Tian | Mgmt | For | Against | Against | |||
18 | Elect LIAO Chongkang | Mgmt | For | Against | Against | |||
19 | Elect WANG Junyang | Mgmt | For | Against | Against | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Give Guarantees | Mgmt | For | For | For | |||
3 | Trademarks Acquisition Agreement and Connected Transactions | Mgmt | For | For | For | |||
4 | Amendments to Use of Proceeds | Mgmt | For | For | For | |||
5 | Addition of Entities to Use Placing Proceeds | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 06/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Financial Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Financial Budget | Mgmt | For | For | For | |||
9 | Fees for LI Chuyuan | Mgmt | For | For | For | |||
10 | Fees for CHEN Mao | Mgmt | For | For | For | |||
11 | Fees for LIU Juyan | Mgmt | For | For | For | |||
12 | Fees for CHENG Ning | Mgmt | For | For | For | |||
13 | Fees for NI Yidong | Mgmt | For | For | For | |||
14 | Fees for LI Hong | Mgmt | For | For | For | |||
15 | Fees for WU Changhai | Mgmt | For | For | For | |||
16 | Fees for CHU Xiaoping | Mgmt | For | For | For | |||
17 | Fees for JAING Wenqi | Mgmt | For | For | For | |||
18 | Fees for WONG Hin Wing | Mgmt | For | For | For | |||
19 | Fees for WANG Weihong | Mgmt | For | For | For | |||
20 | Fees for XIAN Jiaxiong | Mgmt | For | For | For | |||
21 | Fees for LI Jinyun | Mgmt | For | For | For | |||
22 | Fees for GAO Yanzhu | Mgmt | For | For | For | |||
23 | Authority to Give Guarantees | Mgmt | For | For | For | |||
24 | Approval of Banking Credit Lines | Mgmt | For | For | For | |||
25 | Approval of Provision of Related Entrusted Loan | Mgmt | For | For | For | |||
26 | Authority to Give Guarantee for Guangzhou Pharmaceutical Corporation | Mgmt | For | For | For | |||
27 | Use of Idle Proceeds | Mgmt | For | For | For | |||
28 | Use of Idle Funds | Mgmt | For | For | For | |||
29 | Establishment of New Management and Information System | Mgmt | For | For | For | |||
30 | Amendments to Procedural Rules of Board | Mgmt | For | For | For | |||
31 | Appointment of Auditor | Mgmt | For | For | For | |||
32 | Auditor for the Internal Control | Mgmt | For | For | For | |||
33 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
34 | Amendments to Articles | Mgmt | For | For | For | |||
35 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
36 | Elect ZHANG Chunbo as Executive Director | Mgmt | For | For | For | |||
37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R&F Properties Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Director's Report | Mgmt | For | For | For | |||
3 | Supervisor's Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
8 | Elect ZHANG Lin as Director | Mgmt | For | For | For | |||
9 | Elect LIANG Yingmei as Supervisor | Mgmt | For | For | For | |||
10 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
11 | Application for Composite Credit Facilities | Mgmt | For | For | For | |||
12 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
13 | Approve 2018 Guarantees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Class of shares | Mgmt | For | For | For | |||
16 | Place of listing | Mgmt | For | For | For | |||
17 | Issuer | Mgmt | For | For | For | |||
18 | No. of shares to be issued | Mgmt | For | For | For | |||
19 | Nominal value of the shares to be issued | Mgmt | For | For | For | |||
20 | Target subscriber | Mgmt | For | For | For | |||
21 | Issue price | Mgmt | For | For | For | |||
22 | Method of issue | Mgmt | For | For | For | |||
23 | Underwriting method | Mgmt | For | For | For | |||
24 | Use of proceeds | Mgmt | For | For | For | |||
25 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | For | For | |||
26 | Effective period of the resolution | Mgmt | For | For | For | |||
27 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
28 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
29 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
Guangzhou R&F Properties Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of shares | Mgmt | For | For | For | |||
3 | Place of listing | Mgmt | For | For | For | |||
4 | Issuer | Mgmt | For | For | For | |||
5 | No. of shares to be issued | Mgmt | For | For | For | |||
6 | Nominal value of the shares to be issued | Mgmt | For | For | For | |||
7 | Target subscriber | Mgmt | For | For | For | |||
8 | Issue price | Mgmt | For | For | For | |||
9 | Method of issue | Mgmt | For | For | For | |||
10 | Underwriting method | Mgmt | For | For | For | |||
11 | Use of proceeds | Mgmt | For | For | For | |||
12 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | For | For | |||
13 | Effective period of the resolution | Mgmt | For | For | For | |||
14 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
Guangzhou R&F Properties Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 12/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Issuer | Mgmt | For | Against | Against | |||
3 | Class of Shares | Mgmt | For | Against | Against | |||
4 | Nominal Value | Mgmt | For | Against | Against | |||
5 | Time of Issuance | Mgmt | For | Against | Against | |||
6 | Method of Issuance | Mgmt | For | Against | Against | |||
7 | Target Investors | Mgmt | For | Against | Against | |||
8 | Pricing Mechanism | Mgmt | For | Against | Against | |||
9 | Method of Subscription | Mgmt | For | Against | Against | |||
10 | Size of Issuance | Mgmt | For | Against | Against | |||
11 | Accumulated Profits | Mgmt | For | Against | Against | |||
12 | Use of Proceeds | Mgmt | For | Against | Against | |||
13 | Ranking of H Shares | Mgmt | For | Against | Against | |||
14 | Place of Listing | Mgmt | For | Against | Against | |||
15 | Validity Period of Resolutions | Mgmt | For | Against | Against | |||
16 | Board Authorization to Implement H Share Issuance | Mgmt | For | Against | Against | |||
17 | Amendments to Articles | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R&F Properties Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 12/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Issuer | Mgmt | For | For | For | |||
3 | Class of Shares | Mgmt | For | For | For | |||
4 | Nominal Value | Mgmt | For | For | For | |||
5 | Time of Issuance | Mgmt | For | For | For | |||
6 | Method of Issuance | Mgmt | For | For | For | |||
7 | Target Investors | Mgmt | For | For | For | |||
8 | Pricing Mechanism | Mgmt | For | For | For | |||
9 | Method of Subscription | Mgmt | For | For | For | |||
10 | Size of Issuance | Mgmt | For | For | For | |||
11 | Accumulated Profits | Mgmt | For | For | For | |||
12 | Use of Proceeds | Mgmt | For | For | For | |||
13 | Ranking of H Shares | Mgmt | For | For | For | |||
14 | Place of Listing | Mgmt | For | For | For | |||
15 | Validity Period of Resolutions | Mgmt | For | For | For | |||
16 | Board Authorization to Implement H Share Issuance | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Haier Electronics Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect LIANG Hai Shan | Mgmt | For | For | For | |||
5 | Elect XIE Ju Zhi | Mgmt | For | For | For | |||
6 | Elect LI Hua Gang | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Haier Electronics Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | New Financial Services Agreement | Mgmt | For | For | For | |||
Haier Electronics Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Asset Swap | Mgmt | For | For | For | |||
Haier Electronics Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Approval of Products Procurement Agreement | Mgmt | For | For | For | |||
4 | Approval of Materials Procurement Agreement | Mgmt | For | For | For | |||
5 | Approval of Export Agreement | Mgmt | For | For | For | |||
Hana Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
086790 | CINS Y29975102 | 03/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect YOON Sung Bock | Mgmt | For | For | For | |||
4 | Elect PARK Won Koo | Mgmt | For | For | For | |||
5 | Elect CHAH Eun Young | Mgmt | For | For | For | |||
6 | Elect LEE Jeong Won | Mgmt | For | For | For | |||
7 | Election of Independent Director to Become Audit Committee Member: HEO Yoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: YOON Sung Bock | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: PAIK Tae Seung | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: YANG Dong Hoon | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hannstar Display Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6116 | CINS Y3062S100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Non-compete Restrictions of Directors-WALSIN LIHWA Corporation | Mgmt | For | For | For | |||
7 | Non-compete Restrictions of Directors-Representative of Corporate Director:Mr. Te Cheng, WEN | Mgmt | For | For | For | |||
8 | Non-compete Restrictions of Directors-Director: Mr. Hui Chung, CHIANG | Mgmt | For | For | For | |||
9 | Non-compete Restrictions of Directors-Director: Mr. Hsin Che, CHAO | Mgmt | For | For | For | |||
Hypera S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/24/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles; Renumbering of Articles | Mgmt | For | TNA | N/A | |||
4 | Amendment to Matching Shares Plan | Mgmt | For | TNA | N/A | |||
5 | Amendment to Restricted Shares Plan | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hypera S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/24/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
6 | Board Size | Mgmt | For | TNA | N/A | |||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||
8 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative votes to Alvaro Stainfeld Link | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative votes to Bernardo Malpica Hernandez | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative votes to Breno Toledo Pires de Oliveira | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative votes to David Coury Neto | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative votes to Esteban Malpica Fomperosa | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative votes to Flair Jose Carrilho | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative votes to Hugo Barreto Sodre Leal | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative votes to Luciana Cavalheiro Fleischner | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative votes to Maria Carolina Ferreira Lacerda | Mgmt | N/A | TNA | N/A | |||
20 | Request Separate Election for Board Member (Minority) | Mgmt | N/A | TNA | N/A | |||
21 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
22 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 09/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Preferred Share Scheme | Mgmt | For | For | For | |||
2 | Repurchase of Preferred Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Elect Audit and Risk Committee Member (Graham Dempster) | Mgmt | For | For | For | |||
4 | Elect Audit and Risk Committee Member (Roddy Sparks) | Mgmt | For | For | For | |||
5 | Elect Audit and Risk Committee Member (Peter Cooper) | Mgmt | For | For | For | |||
6 | Re-elect Peter Cooper | Mgmt | For | For | For | |||
7 | Re-elect Phumzile Langeni | Mgmt | For | Against | Against | |||
8 | Re-elect Thembisa Skweyiya | Mgmt | For | For | For | |||
9 | Approve Remuneration Policy | Mgmt | For | For | For | |||
10 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
11 | Approve NEDs' Fees (Board Chair) | Mgmt | For | For | For | |||
12 | Approve NEDs' Fees (Deputy Chair and Lead Independent Director) | Mgmt | For | For | For | |||
13 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
14 | Approve NEDs' Fees (Assets and Liabilities Committee Chair) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Audit and Risk Committee Chair) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Audit and Risk Committee Member) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Divisional Board Member) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Divisional Finance and Risk Committee Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Remuneration Committee Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Remuneration Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Nomination Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | General Authority to Issue Shares | Mgmt | For | For | For | |||
28 | Authority To Issue Shares For Cash | Mgmt | For | For | For | |||
29 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
30 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Unbundling/Spin-off | Mgmt | For | For | For | |||
2 | Change of Company Name and Amendments to Memorandum | Mgmt | For | For | For | |||
3 | Amendment to the Existing Share Schemes | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Indofood Sukses Makmur Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Wiilliam Ryan as Director | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Indofood Sukses Makmur Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect HU Hao | Mgmt | For | For | For | |||
3 | Elect TAN Jiong | Mgmt | For | For | For | |||
4 | Issuance of Undated Additional Tier 1 Capital Bonds | Mgmt | For | For | For | |||
5 | Elect CHEN Siqing | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Profit Distribution Plan 2018 | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Elect YANG Siu Shun as Independent Director | Mgmt | For | For | For | |||
9 | Elect ZHANG Wei as Shareholder Supervisor | Mgmt | For | For | For | |||
10 | Elect SHEN Bingxi as External Supervisor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Elect LU Yongzhen as Non-executive director | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect ZHENG Fuqing | Mgmt | For | Against | Against | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Elect Nout Wellink | Mgmt | For | Against | Against | |||
5 | Elect Fred HU Zuliu | Mgmt | For | Against | Against | |||
6 | Elect QU Qiang as Supervisor | Mgmt | For | Against | Against | |||
7 | Directors' Fees for 2017 | Mgmt | For | For | For | |||
8 | Supervisors' Fees for 2017 | Mgmt | For | For | For | |||
9 | Issuance of Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Type of Preference Shares | Mgmt | For | For | For | |||
12 | Number of Preference Shares and Issue Size | Mgmt | For | For | For | |||
13 | Method of Issuance | Mgmt | For | For | For | |||
14 | Par Value and Issue Price | Mgmt | For | For | For | |||
15 | Maturity | Mgmt | For | Against | Against | |||
16 | Target Investors | Mgmt | For | For | For | |||
17 | Lock-up Period | Mgmt | For | For | For | |||
18 | Terms of Distribution of Dividends | Mgmt | For | For | For | |||
19 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
20 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
21 | Restrictions on Voting Rights | Mgmt | For | For | For | |||
22 | Restoration of Voting Rights | Mgmt | For | For | For | |||
23 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | |||
24 | Rating | Mgmt | For | For | For | |||
25 | Security | Mgmt | For | For | For | |||
26 | Use of Proceeds | Mgmt | For | For | For | |||
27 | Transfer | Mgmt | For | For | For | |||
28 | Relationship between Domestic and Offshore Issuance | Mgmt | For | For | For | |||
29 | Validity Period | Mgmt | For | For | For | |||
30 | Application and Approval Procedures | Mgmt | For | For | For | |||
31 | Matters relating to Authorisation | Mgmt | For | For | For | |||
32 | Type of Preference Shares | Mgmt | For | For | For | |||
33 | Number of Preference Shares and Issue Size | Mgmt | For | For | For | |||
34 | Method of Issuance | Mgmt | For | For | For | |||
35 | Par Value and Issue Price | Mgmt | For | For | For | |||
36 | Maturity | Mgmt | For | For | For | |||
37 | Target Investors | Mgmt | For | For | For | |||
38 | Lock-up Period | Mgmt | For | For | For | |||
39 | Terms of Distribution of Dividends | Mgmt | For | For | For | |||
40 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
41 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
42 | Restrictions on Voting Rights | Mgmt | For | For | For | |||
43 | Restoration of Voting Rights | Mgmt | For | For | For | |||
44 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | |||
45 | Rating | Mgmt | For | For | For | |||
46 | Security | Mgmt | For | For | For | |||
47 | Use of Proceeds | Mgmt | For | For | For | |||
48 | Transfer | Mgmt | For | For | For | |||
49 | Relationship between Domestic and Offshore Issuance | Mgmt | For | For | For | |||
50 | Validity Period | Mgmt | For | For | For | |||
51 | Application and Approval Procedures | Mgmt | For | For | For | |||
52 | Matters relating to Authorisation | Mgmt | For | For | For | |||
53 | Impact on Dilution of Immediate Returns of Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | |||
54 | Shareholder Return Plan for 2018 to 2020 | Mgmt | For | For | For | |||
55 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Innolux Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3481 | CINS Y4090E105 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and disposal of assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Elect HUNG Jin-Yang | Mgmt | For | For | For | |||
10 | Elect WANG Jyh-Chau | Mgmt | For | For | For | |||
11 | Elect TING Chin-Lung, representative of Hong Yang Venture Capital Ltd. Co | Mgmt | For | For | For | |||
12 | Elect YANG Jyh-Chau, representative of Hong Yang Venture Capital Ltd. Co | Mgmt | For | For | For | |||
13 | Elect HUNG Jin-Yang, representative of Hong Yang Venture Capital Ltd. Co | Mgmt | For | N/A | N/A | |||
14 | Elect WANG Jyh-Chau, representative of Hong Yang Venture Capital Ltd. Co | Mgmt | For | N/A | N/A | |||
15 | Elect HSIEH Chi-Chia as Independent Director | Mgmt | For | Against | Against | |||
16 | Elect YIM Yuk-Lun as Independent Director | Mgmt | For | For | For | |||
17 | Elect WANG Zhen-Wei as Independent Director | Mgmt | For | For | For | |||
18 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Inter Rao Ues JSC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRAO | CINS X39961101 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
6 | Amendments to Board Regulations | Mgmt | For | For | For | |||
7 | Amendments to Regulation of the Directors' Fees | Mgmt | For | For | For | |||
8 | Amendments to Management Board Regulations | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Audit Commission's Fees | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Boris I. Ayuyev | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Andrey E. Bugrov | Mgmt | N/A | For | N/A | |||
14 | Elect Anatoly A. Gavrilenko | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Boris Y. Kovalchuk | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Evgeny I. Logovinsky | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Alexander Lokshin | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Andrey E. Murov | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Alexey V. Nuzhdov | Mgmt | N/A | Abstain | N/A | |||
20 | Elect Ronald Pollett | Mgmt | N/A | For | N/A | |||
21 | Elect Elena Sapozhnikova | Mgmt | N/A | For | N/A | |||
22 | Elect Igor Sechin | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Denis V. Fyodorov | Mgmt | N/A | Abstain | N/A | |||
24 | Elect Dmitry E. Shugayev | Mgmt | N/A | Abstain | N/A | |||
25 | Elect Gennady Bukayev | Mgmt | For | For | For | |||
26 | Elect Tatiana B. Zaltsman | Mgmt | For | For | For | |||
27 | Elect Svetlana N. Kovaleva | Mgmt | For | For | For | |||
28 | Elect Igor V. Feoktistov | Mgmt | For | For | For | |||
29 | Elect Yekaterina A. Snigireva | Mgmt | For | For | For | |||
30 | Appointment of Auditor | Mgmt | For | For | For | |||
31 | Participation in the Russian National Committee of the World Energy Council | Mgmt | For | For | For | |||
32Participation in the National Technology Transfer | ||||||||
Association | Mgmt | For | For | For | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB-Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
3 | Adoption of Restricted Share Plan | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB-Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Election of Directors | Mgmt | For | TNA | N/A | |||
6 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Cumulative Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Pedro Duarte Guimaraes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Vinicius Jose de Almeida Albernaz | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Werner Romera Suffert | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Marcos Bastos Rocha | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Roberto Dagnoni | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Maria Elena Bidino | Mgmt | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
19 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
20 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Appointment of Shareholder Nominee for the Board of Directors | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Elect Gabriela Soares Pedercini as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
IRB-Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Itau Unibanco Holding S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITUB3 | CINS P5968U113 | 04/24/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Request Separate Election for Board Member (Preferred Shareholders) | Mgmt | N/A | TNA | N/A | |||
3 | Cumulate Preferred and Common Shares | Mgmt | N/A | TNA | N/A | |||
4 | Elect Eduardo Azevedo do Valle as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Itausa - Investimentos Itau S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA3 | CINS P5887P427 | 04/30/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Elect Jose Maria Rabelo to the Superviosory Council Presented by Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
Jastrzebska Spolka Weglowa S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JSW | CINS X4038D103 | 03/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chair | Mgmt | For | For | For | |||
4 | Compliance with Rules of Convocation | Mgmt | For | For | For | |||
5 | Election of Scrutiny Commission | Mgmt | For | For | For | |||
6 | Agenda | Mgmt | For | For | For | |||
7 | Authority to Establish Pledge on Real Assets | Mgmt | For | For | For | |||
8 | Acquisition of Przedsiebiorstwa Budowy Szybow S.A. | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Jastrzebska Spolka Weglowa S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JSW | CINS X4038D103 | 06/26/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Presentation of Supervisory Board Report (Accounts and Reports; Allocation of Profits) | Mgmt | For | TNA | N/A | |||
8 | Presentation of Supervisory Board Report (Consolidated Accounts and Reports) | Mgmt | For | TNA | N/A | |||
9 | Presentation of Supervisory Board Report (Activities) | Mgmt | For | TNA | N/A | |||
10 | Presentation of Financial Statements | Mgmt | For | TNA | N/A | |||
11 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||
12 | Presentation of Financial Statements (Consolidated) | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Public Administration Payments | Mgmt | For | TNA | N/A | |||
14 | Presentation of Management Board Motion on Allocation of Profits | Mgmt | For | TNA | N/A | |||
15 | Presentation of Management Board Report on Reserve Capital | Mgmt | For | TNA | N/A | |||
16 | Financial Statements | Mgmt | For | TNA | N/A | |||
17 | Management Board Report | Mgmt | For | TNA | N/A | |||
18 | Financial Statements (Consolidated) | Mgmt | For | TNA | N/A | |||
19 | Report on Public Administration Payments | Mgmt | For | TNA | N/A | |||
20 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
21 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||
22 | Presentation of Report on 2018 Expenditures | Mgmt | For | TNA | N/A | |||
23 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
25 | Shareholder Proposal Regarding Management Board Remuneration Policy | ShrHoldr | N/A | TNA | N/A | |||
26 | Shareholder Proposal Regarding Amendment to Supervisory Board Remuneration Policy | ShrHoldr | N/A | TNA | N/A | |||
27 | Shareholder Proposal Regarding Amendments to Articles of Association | ShrHoldr | N/A | TNA | N/A | |||
28 | Presentation of Information Regarding Qualification Procedure for Management Board Members | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Jastrzebska Spolka Weglowa S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JSW | CINS X4038D103 | 12/07/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Poland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||
5 | Election of Scrutiny Commission | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Acquisition of Investment Certificates of JSW Stabilisation Close-End Mutual Fund | Mgmt | For | TNA | N/A | |||
8 | Amendments to General Meeting Regulations | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect YOO Suk Ryul | Mgmt | For | For | For | |||
4 | Elect Stuart B. Solomon | Mgmt | For | For | For | |||
5 | Elect PARK Jae Ha | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: KIM Kyung Ho | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: SONU Suk Ho | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: JEONG Kouwhan | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: PARK Jae Ha | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Korea Investment Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
071050 | cins Y4862P106 | 03/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Hobart Lee Epstein | Mgmt | For | For | For | |||
3 | Elect KIM Jeong Ki | Mgmt | For | For | For | |||
4 | Elect CHO Young Tae | Mgmt | For | For | For | |||
5 | Elect KIM Tae Won | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: YOON Dae Hee | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: KIM Jeong Ki | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
030200 | CINS Y49915104 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Ein Hoe | Mgmt | For | For | For | |||
4 | Elect LEE Dongmyun | Mgmt | For | For | For | |||
5 | Elect SUNG Taeyoon | Mgmt | For | For | For | |||
6 | Elect YU Hee Yol | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: KIM Dae You | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Kumba Iron Ore Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIO | CINS S4341C103 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Re-elect Buyelwa Sonjica | Mgmt | For | Against | Against | |||
3 | Re-elect Nonkululeko Dlamini | Mgmt | For | Against | Against | |||
4 | Re-elect Terence Goodlace | Mgmt | For | Against | Against | |||
5 | Election of Statutory Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
6 | Election of Statutory Audit Committee Member (Terence Goodlace) | Mgmt | For | For | For | |||
7 | Election of Statutory Audit Committee Member (Mary Bomela) | Mgmt | For | For | For | |||
8 | Approve Remuneration Policy | Mgmt | For | For | For | |||
9 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
10 | Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Approval of the Amended Bonus and Retention Share Plan | Mgmt | For | For | For | |||
12 | Approval of the Amended Performance Share Plan | Mgmt | For | For | For | |||
13 | Amendment to LTI and Forfeitable Share Awards | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Board Chair | Mgmt | For | For | For | |||
17 | Board Member | Mgmt | For | For | For | |||
18 | Lead Independent Director | Mgmt | For | For | For | |||
19 | Audit Committee Chair | Mgmt | For | For | For | |||
20 | Audit Committee Member | Mgmt | For | For | For | |||
21 | Risk & Opportunities Committee Chair | Mgmt | For | For | For | |||
22 | Risk & Opportunities Committee Member | Mgmt | For | For | For | |||
23 | Social, Ethics & Transformation Committee Chair | Mgmt | For | For | For | |||
24 | Social, Ethics & Transformation Committee Member | Mgmt | For | For | For | |||
25 | Nomination & Governance Committee Member | Mgmt | For | For | For | |||
26 | Human Resource & Remuneration Committee Chair | Mgmt | For | For | For | |||
27 | Human Resource & Remuneration Committee Member | Mgmt | For | For | For | |||
28 | Approve Financial Assistance | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kumba Iron Ore Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIO | CINS S4341C103 | 07/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Employee Share Ownership Scheme | Mgmt | For | For | For | |||
2 | Approve NEDs' Fees (Lead Independent Director) | Mgmt | For | For | For | |||
3 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
LG Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
003550 | CINS Y52755108 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Abstain | Against | |||
LG Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
003550 | CINS Y52755108 | 08/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KWON Yeong Su | Mgmt | For | Against | Against | |||
LG Uplus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 03/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Addition of Business Purpose | Mgmt | For | For | For | |||
3 | Change of Business Purpose | Mgmt | For | For | For | |||
4 | Electronic Registration System | Mgmt | For | For | For | |||
5 | Appointment of Independent Auditor | Mgmt | For | For | For | |||
6 | Elect LEE Hyeok Ju | Mgmt | For | For | For | |||
7 | Elect JUNG Byeong Du | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
LG Uplus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 08/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect HA Hyun Hoi | Mgmt | For | Against | Against | |||
3 | Elect KWON Yeong Su | Mgmt | For | For | For | |||
Logan Property Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3380 | CINS G55555109 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect JI Jiande | Mgmt | For | For | For | |||
6 | Elect XIAO Xu | Mgmt | For | For | For | |||
7 | Elect Rebecca LIU Ka Ying | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Lojas Renner S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LREN3 | cins P6332C102 | 04/30/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Capitalisation of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
3 | Authority to Issue Bonus Shares | Mgmt | For | TNA | N/A | |||
4 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lotte Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
011170 | CINS Y5336U100 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member: PARK Kyung Hee | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Against | Against | |||
Manila Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MER | CINS Y5764J148 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Philippines | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Call To Order | Mgmt | For | For | For | |||
2 | Certification Of Notice And Quorum | Mgmt | For | For | For | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | President and CEO's Report | Mgmt | For | For | For | |||
5 | Chairman's Message | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
8 | Elect Anabelle Lim Chua | Mgmt | For | Against | Against | |||
9 | Elect Ray C. Espinosa | Mgmt | For | Against | Against | |||
10 | Elect James L. Go | Mgmt | For | Against | Against | |||
11 | Elect John L. Gokongwei, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Lance Y. Gokongwei | Mgmt | For | Against | Against | |||
13 | Elect Jose Ma. K. Lim | Mgmt | For | Against | Against | |||
14 | Elect Elpidio L. Ibanez | Mgmt | For | Against | Against | |||
15 | Elect Artemio V. Panganiban | Mgmt | For | Against | Against | |||
16 | Elect Manuel V. Pangilinan | Mgmt | For | Against | Against | |||
17 | Elect Pedro E. Roxas | Mgmt | For | Against | Against | |||
18 | Elect Victorico P. Vargas | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Transaction of Other Business | Mgmt | For | Against | Against | |||
21 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mr. Price Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRP | CINS S5256M135 | 08/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Daisy Naidoo | Mgmt | For | Against | Against | |||
3 | Re-elect Maud Motanyane-Welch | Mgmt | For | Against | Against | |||
4 | Elect Brenda Niehaus | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Audit and Compliance Committee Member (Bobby Johnston) | Mgmt | For | For | For | |||
7 | Elect Audit and Compliance Committee Member (Daisy Naidoo) | Mgmt | For | For | For | |||
8 | Elect Audit and Compliance Committee Member (Mark Bowman) | Mgmt | For | For | For | |||
9 | Approve Remuneration Policy | Mgmt | For | For | For | |||
10 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
11 | Report of the Social, Ethics, Transformation and Sustainability Committee | Mgmt | For | For | For | |||
12 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
13 | General Authority to Issue Shares | Mgmt | For | For | For | |||
14 | Approve Amendments to Share Option Schemes (Exercise Periods) | Mgmt | For | For | For | |||
15 | Approve Amendments to Share Option Schemes (Performance Conditions) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Independent Non-Executive Chair) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Honorary Chair) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Lead Independent Director) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Other NEDs) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit and Compliance Committee Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit and Compliance Committee Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Remuneration and Nominations Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Remuneration and Nominations Committee Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Social, Ethics, Transformation and Sustainability Committee Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Risk and IT Committee Member) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (IT Specialist) | Mgmt | For | For | For | |||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
29 | Approve Financial Assistance | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Mark R. Sorour | Mgmt | For | Against | Against | |||
5 | Re-elect Craig Enenstein | Mgmt | For | Against | Against | |||
6 | Re-elect Don Eriksson | Mgmt | For | Against | Against | |||
7 | Re-elect Hendrik du Toit | Mgmt | For | Against | Against | |||
8 | Re-elect Guijin LIU | Mgmt | For | Against | Against | |||
9 | Re-elect Roberto Oliveria de Lima | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
15 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | Against | Against | |||
Petronas Chemicals Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCHEM | CINS Y6811G103 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sazali bin Hamzah | Mgmt | For | Against | Against | |||
2 | Elect Freida binti Amat | Mgmt | For | Against | Against | |||
3 | Elect Warren William Wilder | Mgmt | For | Against | Against | |||
4 | Elect Zafar Abdulmajid Momin | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Adoption of New Constitution | Mgmt | For | For | For | |||
Petronas Dagangan Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETD | CINS Y6885A107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LIM Beng Choon | Mgmt | For | For | For | |||
2 | Elect Vimala V.R. Menon | Mgmt | For | For | For | |||
3 | Elect Anuar Ahmad | Mgmt | For | For | For | |||
4 | Directors' Fees and Allowance | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Adoption of New Constitution | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Annual Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Development Plan for 2019-2021 | Mgmt | For | For | For | |||
9 | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
11 | Share Repurchase Plan | Mgmt | For | For | For | |||
12 | General Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Repurchase Plan | Mgmt | For | For | For | |||
3 | General Authority to Repurchase Shares | Mgmt | For | For | For | |||
Pou Chen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9904 | CINS Y70786101 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Elect CHAN Lu-Min | Mgmt | For | For | For | |||
8 | Elect TSAI Pei-Chun | Mgmt | For | For | For | |||
9 | Elect TSAI Min-Chieh | Mgmt | For | For | For | |||
10 | Elect LU Chin-Chu | Mgmt | For | For | For | |||
11 | Elect TSAI Ming-Lun | Mgmt | For | For | For | |||
12 | Elect HO Yue-Ming | Mgmt | For | For | For | |||
13 | Elect CHEN Bor-Liang | Mgmt | For | For | For | |||
14 | Elect CHIU Tien-I | Mgmt | For | For | For | |||
15 | Elect CHEN Huan-Chung | Mgmt | For | For | For | |||
16 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
President Chain Store Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2912 | CINS Y7082T105 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
PT HM Sampoerna Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMSP | CINS Y7121Z146 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PT HM Sampoerna Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMSP | CINS Y7121Z146 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PTT Global Chemical Public Company Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Chatchalerm Chalermsukh | Mgmt | For | For | For | |||
4 | Elect Prasan Chuaphanich | Mgmt | For | For | For | |||
5 | Elect Watanan Petersik | Mgmt | For | Against | Against | |||
6 | Elect Don Wasantapruek | Mgmt | For | For | For | |||
7 | Elect Supattanapong Punmeechaow | Mgmt | For | Against | Against | |||
8 | Directors' Fees and Bonuses | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Amendments to Articles of Association | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PTT Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U139 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles of Association | Mgmt | For | For | For | |||
5 | Directors' Fees and Bonuses | Mgmt | For | Against | Against | |||
6 | Elect Krairit Euchukanonchai | Mgmt | For | For | For | |||
7 | Elect Chumpol Rimsakorn | Mgmt | For | For | For | |||
8 | Elect Teerawat Boonyawat | Mgmt | For | For | For | |||
9 | Elect Supot Teachasvorasinskun | Mgmt | For | For | For | |||
10 | Elect Don Wasantapruek | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Qualicorp SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QUAL3 | CINS P7S21H105 | 04/29/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Board Size | Mgmt | For | TNA | N/A | |||
5 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Jose Seripieri Filho | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Raul Rosenthal Ladeira de Matos | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Alexandre Silveira Dias | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Rogerio Paulo Calderon Peres | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Joao Cox Neto | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Leonardo Porciuncula Gomes Pereira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Wilson Olivieri | Mgmt | N/A | TNA | N/A | |||
17 | Request Separate Election for Board Member(s) | Mgmt | N/A | TNA | N/A | |||
18 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
19 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Qualicorp SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QUAL3 | CINS P7S21H105 | 04/29/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
3 | Amendments to Article 8 (Shareholders' Meetings) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Article 18 and 20 (Management Board) | Mgmt | For | TNA | N/A | |||
5 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Qualicorp SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QUAL3 | CINS P7S21H105 | 05/08/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Article 8 (Related Party Transactions) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director: BAHK Jae Wan | Mgmt | For | Against | Against | |||
3 | Election of Independent Director: KIM Han Jo | Mgmt | For | For | For | |||
4 | Election of Independent Director: Curie AHN Gyu Ri | Mgmt | For | For | For | |||
5 | Election of Audit Committee Member: BAHK Jae Wan | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: KIM Han Jo | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Sao Martinho SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMTO3 | CINS P8493J108 | 02/01/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Spin-off and Merger Agreements | Mgmt | For | TNA | N/A | |||
3 | Ratification of the Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
4 | Spin-off and Mergers | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sberbank of Russia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 05/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Against | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Esko Tapani Aho | Mgmt | For | For | For | |||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | |||
8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | |||
9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | |||
10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | |||
11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | |||
12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | |||
13 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
14 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | |||
15 | Elect Gennady G. Melikyan | Mgmt | For | For | For | |||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | |||
17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | |||
18 | Elect Nadya Wells | Mgmt | For | For | For | |||
19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | |||
20 | Appointment of CEO | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | Against | Against | |||
22 | Amendments to Board Regulations | Mgmt | For | Against | Against | |||
23 | Amendments to Management Board Regulations | Mgmt | For | For | For | |||
24 | Elect Alexey A. Bogatov | Mgmt | For | For | For | |||
25 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
26 | Elect Maria S. Voloshina | Mgmt | For | For | For | |||
27 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
28 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
29 | Elect Irina B. Litvinova | Mgmt | For | For | For | |||
30 | Elect Alexei E. Minenko | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shinhan Financial Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
055550 | CINS Y7749X101 | 03/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect JIN Ok Dong | Mgmt | For | For | For | |||
4 | Elect PARK Ansoon | Mgmt | For | For | For | |||
5 | Elect PARK Cheul | Mgmt | For | For | For | |||
6 | Elect BYEON Yang Ho | Mgmt | For | For | For | |||
7 | Elect LEE Manwoo | Mgmt | For | For | For | |||
8 | Elect LEE Yoon Jae | Mgmt | For | For | For | |||
9 | Elect Philippe Avril | Mgmt | For | For | For | |||
10 | Elect HUH Yong Hak | Mgmt | For | For | For | |||
11 | Elect Yuki Hirakawa | Mgmt | For | For | For | |||
12 | Election of Independent Director to become Audit Committee Member: SUNG Jae Ho | Mgmt | For | For | For | |||
13 | Election of Audit Committee Member: LEE Manwoo | Mgmt | For | For | For | |||
14 | Election of Audit Committee Member: LEE Yoon Jae | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 11/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect SHI Wei | Mgmt | For | For | For | |||
4 | Amendments to Articles of Association and Appendix to Articles of Association | Mgmt | For | For | For | |||
Sinotruk (Hong Kong) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3808 | CINS Y8014Z102 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect CAI Dong | Mgmt | For | Against | Against | |||
7 | Elect DAI Lixin | Mgmt | For | Against | Against | |||
8 | Elect SUN Chenglong | Mgmt | For | Against | Against | |||
9 | Elect Jorg Mommertz | Mgmt | For | Against | Against | |||
10 | Elect Andreas Renschler | Mgmt | For | Against | Against | |||
11 | Elect Joachim Drees | Mgmt | For | Against | Against | |||
12 | Elect JIANG Kui | Mgmt | For | Against | Against | |||
13 | Elect Annette Danielski | Mgmt | For | Against | Against | |||
14 | Elect LIN Zhijun | Mgmt | For | Against | Against | |||
15 | Elect ZHAO Hang | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Elect LYU Shousheng | Mgmt | For | Against | Against | |||
19 | LYU Shousheng's Fees | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect OH Jong Hoon | Mgmt | For | For | For | |||
4 | Elect HA Yung Ku | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Share Option Grant | Mgmt | For | For | For | |||
7 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SK Telecom Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
017670 | CINS Y4935N104 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Option Previously Granted by Board Resolution | Mgmt | For | For | For | |||
4 | Share Option Grant | Mgmt | For | For | For | |||
5 | Elect KIM Suk Dong | Mgmt | For | Against | Against | |||
6 | Election of Audit Committee Member: KIM Suk Dong | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
3 | Instructions If Meeting is Held on Second Call | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Ratify Updated Global Remuneration Amount | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
7 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
8 | Board Size | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Elect Constantino de Oliveira Junior | Mgmt | For | TNA | N/A | |||
11 | Elect Joaquim Constantino Neto | Mgmt | For | TNA | N/A | |||
12 | Elect Ricardo Constantino | Mgmt | For | TNA | N/A | |||
13 | Elect Claudio Eugenio Stiller Galeazzi | Mgmt | For | TNA | N/A | |||
14 | Elect Leonardo Porciuncula Gomes Pereira | Mgmt | For | TNA | N/A | |||
15 | Elect Cassio Casseb Lima | Mgmt | For | TNA | N/A | |||
16 | Elect Leonardo de Paiva Rocha | Mgmt | For | TNA | N/A | |||
17 | Elect Lucila Prazeres da Silva | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Constantino de Oliveira Junior | Mgmt | N/A | TNA | N/A | |||
21 | Allocate Cumulative Votes to Joaquim Constantino Neto | Mgmt | N/A | TNA | N/A | |||
22 | Allocate Cumulative Votes to Ricardo Constantino | Mgmt | N/A | TNA | N/A | |||
23 | Allocate Cumulative Votes to Claudio Eugenio Stiller Galeazzi | Mgmt | N/A | TNA | N/A | |||
24 | Allocate Cumulative Votes to Leonardo Porciuncula Gomes Pereira | Mgmt | N/A | TNA | N/A | |||
25 | Allocate Cumulative Votes to Cassio Casseb Lima | Mgmt | N/A | TNA | N/A | |||
26 | Allocate Cumulative Votes to Leonardo de Paiva Rocha | Mgmt | N/A | TNA | N/A | |||
27 | Allocate Cumulative Votes to Lucila Prazeres da Silva | Mgmt | N/A | TNA | N/A | |||
28 | Request Separate Election for Board Member (Minority) | Mgmt | N/A | TNA | N/A | |||
29 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
30 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 11/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Article 42 (Special Independent Committee) | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5.1 | Elect Moshe N.Gavrielov | Mgmt | For | For | For | |||
Tekfen Holding A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKFEN | CINS M8788F103 | 03/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Financial Statements | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
13 | Charitable Donations | Mgmt | For | TNA | N/A | |||
14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
15 | Wishes | Mgmt | For | TNA | N/A | |||
Telkom SA SOC Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKG | CINS S84197102 | 08/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sello Moloko | Mgmt | For | For | For | |||
2 | Elect Dolly Mokgatle | Mgmt | For | For | For | |||
3 | Elect Sibusiso Luthuli | Mgmt | For | For | For | |||
4 | Re-elect Navin Kapila | Mgmt | For | For | For | |||
5 | Re-elect Rex G. Tomlinson | Mgmt | For | For | For | |||
6 | Re-elect Graham W. Dempster | Mgmt | For | Against | Against | |||
7 | Elect Audit Committee Member (Kholeka W. Mzondeki) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Louis L. von Zeuner) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sibusiso Luthuli) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Graham W. Dempster) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Rex G. Tomlinson) | Mgmt | For | For | For | |||
12 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | Abstain | Against | |||
13 | Appointment of Auditor (SizweNtsalubaGobodo) | Mgmt | For | Abstain | Against | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
16 | Approve Remuneration Implementation Report | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees | Mgmt | For | For | For | |||
20 | Approve Financial Assistance | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Thai Oil Public Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2018 Operational Results and the Company's Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Auttapol Rerkpiboon | Mgmt | For | For | For | |||
6 | Elect Kukiat Srinaka | Mgmt | For | For | For | |||
7 | Elect Duangporn Thiengwatanatham | Mgmt | For | For | For | |||
8 | Elect Kanit Si | Mgmt | For | For | For | |||
9 | Elect Preecha Pocatanawat | Mgmt | For | For | For | |||
10 | Transfer of Ownership in the Energy Recovery Unit Project | Mgmt | For | For | For | |||
11 | Transaction of Other Business | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Thai Oil Public Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 08/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Investment in Clean Fuel Project | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tianneng Power International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0819 | CINS G8655K109 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Borong | Mgmt | For | For | For | |||
6 | Elect HUANG Dongliang | Mgmt | For | For | For | |||
7 | Elect WU Feng | Mgmt | For | For | For | |||
8 | Elect ZHANG Yong | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tripod Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3044 | CINS Y8974X105 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Endorsement and Guarantees | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
Turkiye Sise Ve Cam Fabrikalari A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SISE | CINS M9013U105 | 03/08/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Presentation of Directors' and Auditors' Reports | Mgmt | For | TNA | N/A | |||
6 | Financial Statements | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Authority to Make Advance Payments of Dividends | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Uni-President Enterprises Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1216 | CINS Y91475106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Elect LIN Yun as independent Director | Mgmt | For | For | For | |||
10 | Elect YOU Chao-Tang as independent Director | Mgmt | For | For | For | |||
11 | Elect LU Hong-Te as independent Director | Mgmt | For | For | For | |||
12 | Elect LUO Zhi-Xian | Mgmt | For | For | For | |||
13 | Elect KAO Hsiu-Ling | Mgmt | For | For | For | |||
14 | Elect CHEN Rui-Tang | Mgmt | For | For | For | |||
15 | Elect WU Chung-Ho | Mgmt | For | For | For | |||
16 | Elect WU Ping-Chih | Mgmt | For | For | For | |||
17 | Elect LIN Zhong-Sheng | Mgmt | For | For | For | |||
18 | Elect ZHENG Bi-Ying | Mgmt | For | For | For | |||
19 | Elect YUPENG INV. CO., LTD. | Mgmt | For | Abstain | Against | |||
20 | Elect HOU Bo-Yu | Mgmt | For | For | For | |||
21 | Elect LIN Cang-Sheng | Mgmt | For | For | For | |||
22 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
United Tractors Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTR | CINS Y7146Y140 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Amendments to Articles | Mgmt | For | Against | Against | |||
Wal-mart de Mexico S A B de C V | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WALMEX | CINS P98180188 | 03/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Statutory Reports | Mgmt | For | For | For | |||
2 | Consolidated Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors; Election of Committee Chair; Fees | Mgmt | For | Against | Against | |||
5 | Minutes; Election of Meeting Delegates | Mgmt | For | For | For | |||
Want Want China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0151 | CINS G9431R103 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect TSAI Eng Meng | Mgmt | For | For | For | |||
7 | Elect LIAO Ching Tsun | Mgmt | For | For | For | |||
8 | Elect Haruo Maki | Mgmt | For | For | For | |||
9 | Elect David TOH Ka Hock | Mgmt | For | For | For | |||
10 | Elect HSIEH Tien-Jen | Mgmt | For | For | For | |||
11 | Elect Don LEE Kwok Ming | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Weichai Power Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2338 | CINS Y9531A109 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Annual Report | Mgmt | For | For | For | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Final Financial Report | Mgmt | For | For | For | |||
7 | 2019 Financial Budget Report | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Allocation of Interim Dividends | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
12 | Continuing Connected Transactions | Mgmt | For | For | For | |||
13 | Approve New Financial Services Agreement and Annual Caps | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Weichai Power Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2338 | CINS Y9531A109 | 09/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Method of Repurchase | Mgmt | For | For | For | |||
3 | Price Range of the Share Repurchase | Mgmt | For | For | For | |||
4 | Type, Quantity and Proportion to the Total Share Capital | Mgmt | For | For | For | |||
5 | The Total Proceeds of the Share Repurchase and the Source of Funding | Mgmt | For | For | For | |||
6 | The Period of Share Repurchase | Mgmt | For | For | For | |||
7 | The Validity Period of the Resolution | Mgmt | For | For | For | |||
8 | Authority for the Board to Handle Matters Associated with the Repurchase of Class A shares | Mgmt | For | For | For | |||
9 | Supplemental Agreement to the Weichai Sale and Processing Services Agreement | Mgmt | For | For | For | |||
10 | Supplemental Agreement to the Weichai Holdings Utilities Services Agreement and Chongquing Weichai Utilities Services Agreement | Mgmt | For | For | For | |||
11 | Supplemental Agreement to the Weichai Heavy Machinery Purchase and Processing Services Agreement | Mgmt | For | For | For | |||
12 | Supplemental Agreement to the Weichai Heavy Machinery Sale Agreement | Mgmt | For | For | For | |||
13 | Supplemental Agreement to the Weichai Heavy Machinery Sale Agreement | Mgmt | For | For | For | |||
14 | Supplemental Agreement to the Fast Transmission Sale Agreement | Mgmt | For | For | For | |||
15 | Supplemental Agreement to the Fast Transmission Purchase Agreement | Mgmt | For | For | For | |||
16 | Engagement in Derivative Products by Baudouin | Mgmt | For | For | For | |||
17 | Engagement in Derivative Products by KION | Mgmt | For | For | For | |||
18 | Subscriptions of Principal-Protected Structured Deposit by Shaanxi Zhongqui | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Weichai Power Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2338 | CINS Y9531A109 | 12/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules for Nomination Committee of the Board | Mgmt | For | For | For | |||
4 | Authority to Give Guarantees | Mgmt | For | For | For | |||
Yuanta Financial Holding Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2885 | CINS Y2169H108 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect SHEN Ding-Jian | Mgmt | For | For | For | |||
6 | Elect MA Wei-Chen | Mgmt | For | For | For | |||
7 | Elect SONG Yao-Ming | Mgmt | For | For | For | |||
8 | Elect CHEN Zhong-Yuan | Mgmt | For | For | For | |||
9 | Elect JIANG Chao-Guo | Mgmt | For | For | For | |||
10 | Elect XUE Ming-Ling | Mgmt | For | For | For | |||
11 | Elect YE Yin-Hua | Mgmt | For | For | For | |||
12 | Elect XU Guang-Xi | Mgmt | For | For | For | |||
13 | Elect ZHOU Xing-Yi | Mgmt | For | For | For | |||
Zhen Ding Technology Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4958 | CINS G98922100 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
Zhongsheng Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0881 | CINS G9894K108 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Guoqiang | Mgmt | For | For | For | |||
6 | Elect DU Qingshan | Mgmt | For | For | For | |||
7 | Elect ZHANG Zhicheng | Mgmt | For | For | For | |||
8 | Elect LIN Yong | Mgmt | For | For | For | |||
9 | Elect Alfred CHIN Siu Wa | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Multi-Cap Core Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Air Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CUSIP 008911877 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christie J.B. Clark | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Doer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert I. Fyfe | Mgmt | For | For | For | |||
1.4 | Elect Michael M. Green | Mgmt | For | For | For | |||
1.5 | Elect Jean Marc Huot | Mgmt | For | For | For | |||
1.6 | Elect Madeleine Paquin | Mgmt | For | For | For | |||
1.7 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.8 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
1.9 | Elect Kathleen P. Taylor | Mgmt | For | For | For | |||
1.10 | Elect Annette Verschuren | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Variable Voting Share Structure to Comply with Transportation Act | Mgmt | For | For | For | |||
5 | Resident Status | Mgmt | Against | Abstain | N/A | |||
Alignvest Acquisition II Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AQY.A | CUSIP 01626A109 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Change of Continuance from Ontario to Bermuda | Mgmt | For | For | For | |||
3 | Extension of Permitted Timeline to Complete the Transaction | Mgmt | For | Against | Against | |||
Alignvest Acquisition II Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AQY.A | CUSIP 01626A117 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Warrant Agreement | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
7 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect W. Edward Walter | Mgmt | For | For | For | |||
8 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Armada Hoffler Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
11 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKA | CUSIP 084670702 | 05/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | |||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Corie S. Barry | Mgmt | For | For | For | |||
2 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
3 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
4 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
5 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Elect David W. Kenny | Mgmt | For | For | For | |||
8 | Elect Cindy R. Kent | Mgmt | For | For | For | |||
9 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||
10 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
11 | Elect Claudia Fan Munce | Mgmt | For | For | For | |||
12 | Elect Richelle P. Parham | Mgmt | For | For | For | |||
13 | Elect Eugene A. Woods | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Chiminski | Mgmt | For | For | For | |||
2 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
3 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
4 | Elect William A. Hawkins | Mgmt | For | For | For | |||
5 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
6 | Elect Jesus B. Mantas | Mgmt | For | For | For | |||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
9 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
10 | Elect Brian S. Posner | Mgmt | For | For | For | |||
11 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
12 | Elect Lynn Schenk | Mgmt | For | For | For | |||
13 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
14 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wendy A. Beck | Mgmt | For | For | For | |||
2 | Elect Tara Walpert Levy | Mgmt | For | For | For | |||
3 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
BrightView Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BV | CUSIP 10948C107 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Abrahamson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Shamit Grover | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrew V. Masterman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul E. Raether | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard W. Roedel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joshua T. Weisenbeck | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Peter Tom Killalea | Mgmt | For | For | For | |||
5 | Elect Eli Leenaars | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Francois Locoh-Donou | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect D. James Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Reginald H. Gilyard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
7 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
10 | Elect Ray Wirta | Mgmt | For | For | For | |||
11 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Against | For | Against | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Edward G. Galante | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
6 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
8 | Elect Kim K.W. Rucker | Mgmt | For | For | For | |||
9 | Elect John K. Wulff | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Certificate of Incorporation to Allow for the Removal of Directors | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
3 | Elect Mark Garrett | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
6 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||
8 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
9 | Elect Steven M. West | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.3 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
4 | Elect C. David Brown II | Mgmt | For | For | For | |||
5 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
6 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
7 | Elect David W. Dorman | Mgmt | For | For | For | |||
8 | Elect Roger N. Farah | Mgmt | For | For | For | |||
9 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Richard J. Swift | Mgmt | For | For | For | |||
15 | Elect William C. Weldon | Mgmt | For | For | For | |||
16 | Elect Tony L. White | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Including Legal Costs in Executive Compensation | ShrHoldr | Against | Against | For | |||
Delivery Hero SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Hilary Kay Gosher | Mgmt | For | For | For | |||
9 | Ratify Bjorn Olof Ljungberg | Mgmt | For | For | For | |||
10 | Ratify Patrick Kolek | Mgmt | For | For | For | |||
11 | Ratify Vera Stachowiak | Mgmt | For | For | For | |||
12 | Ratify Semih Yalcin | Mgmt | For | For | For | |||
13 | Ratify Jonathan Green | Mgmt | For | For | For | |||
14 | Ratify Jeffrey Lieberman | Mgmt | For | For | For | |||
15 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
16 | Ratify Janis Zech | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authorised Capital VII | Mgmt | For | Against | Against | |||
19 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | |||
20 | Amendments to Articles Regarding Convocation of General Meetings | Mgmt | For | For | For | |||
21 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
22 | Amendments to Articles Regarding Supervisory Board Composition | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Supervisory Board Approval of Institution or Termination of Court Cases or Arbitration Proceedings | Mgmt | For | For | For | |||
24 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||
25 | Amendment to Stock Option Plan 2017 | Mgmt | For | For | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 12/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Adoption of Amended Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CUSIP D18190898 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor for Fiscal Year 2019 | Mgmt | For | For | For | |||
5 | Appointment of Auditor for Interim Statements until 2020 AGM | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Removal of Paul Achleitner from Supervisory Board | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Vote of No Confidence in Management Board Member Silvie Matherat | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Vote of No Confidence in Management Board Member Stuart Lewis | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Vote of No Confidence in Management Board Member Garth Ritchie | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Appointment of a Special Representative to Asset Claims for Damages | ShrHoldr | Against | Against | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven E. West | Mgmt | For | For | For | |||
2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
3 | Elect Michael L. Hollis | Mgmt | For | For | For | |||
4 | Elect Michael P. Cross | Mgmt | For | For | For | |||
5 | Elect David L. Houston | Mgmt | For | For | For | |||
6 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
7 | Elect Melanie M. Trent | Mgmt | For | For | For | |||
8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 11/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
1.2 | Elect Kenneth W. Lowe | Mgmt | For | For | For | |||
1.3 | Elect Daniel E. Sanchez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26078J100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect C. Marc Doyle | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
10 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 11/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Corporate Action (Conversion Rights) | Mgmt | N/A | Against | N/A | |||
3 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Government Properties, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
4 | Elect William H. Binnie | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
7 | Elect James E. Mead | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29272W109 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bill G. Armstrong | Mgmt | For | For | For | |||
2 | Elect Alan R. Hoskins | Mgmt | For | For | For | |||
3 | Elect Kevin J. Hunt | Mgmt | For | For | For | |||
4 | Elect James C. Johnson | Mgmt | For | For | For | |||
5 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
6 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
7 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
8 | Elect Nneka L. Rimmer | Mgmt | For | For | For | |||
9 | Elect Robert V. Vitale | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Burbank | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | Withhold | Against | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey D. Zients | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | |||
Federal Street Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSAC | CUSIP 31421V206 | 01/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||
3 | Bundled Charter Amendments | Mgmt | For | For | For | |||
4 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Edwardson | Mgmt | For | For | For | |||
2 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
3 | Elect Susan Patricia Griffith | Mgmt | For | For | For | |||
4 | Elect John Chris Inglis | Mgmt | For | For | For | |||
5 | Elect Kimberly A. Jabal | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||
8 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
11 | Elect David P. Steiner | Mgmt | For | For | For | |||
12 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
6 | Elect Judith Miscik | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
Gores Holdings II, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSHT | CUSIP 382867208 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Corporate Action (Conversion Rights) | Mgmt | N/A | For | N/A | |||
3 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
4 | Issuance of Common Stock in connection with the Business Combination and Private Placement | Mgmt | For | For | For | |||
5 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
6 | Advisory Vote Regarding Governance Provisions | Mgmt | For | Against | Against | |||
7 | Change Stockholder Vote Required to Amend the Certificate of Incorporation | Mgmt | For | Against | Against | |||
8 | Election not to be Governed by Section 203 of the DGCL | Mgmt | For | Against | Against | |||
9 | Increase of Authorized Class A Common Stock and Decrease Authorized Class F Stock | Mgmt | For | For | For | |||
10 | Corporate Opportunity | Mgmt | For | For | For | |||
11.1 | Elect Randall Bort | Mgmt | For | Withhold | Against | |||
11.2 | Elect Jacob Kotzubei | Mgmt | For | Withhold | Against | |||
11.3 | Elect Bryan Kelln | Mgmt | For | Withhold | Against | |||
11.4 | Elect Jeffrey G. Rea | Mgmt | For | Withhold | Against | |||
11.5 | Elect David Roberts | Mgmt | For | Withhold | Against | |||
11.6 | Elect Jay L. Geldmacher | Mgmt | For | Withhold | Against | |||
11.7 | Elect John H. Rexford | Mgmt | For | Withhold | Against | |||
12 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Green Brick Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRBK | CUSIP 392709101 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth K. Blake | Mgmt | For | For | For | |||
1.2 | Elect Harry Brandler | Mgmt | For | For | For | |||
1.3 | Elect James R. Brickman | Mgmt | For | For | For | |||
1.4 | Elect David Einhorn | Mgmt | For | For | For | |||
1.5 | Elect John R. Farris | Mgmt | For | For | For | |||
1.6 | Elect Kathleen Olsen | Mgmt | For | For | For | |||
1.7 | Elect Richard S. Press | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Haymaker Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYAC | CUSIP 420870206 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Adopt a Shareholding Limit of 9.99% of Outstanding Shares | Mgmt | For | For | For | |||
3 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
4 | Amend the Lock-up Agreement | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
2 | Elect Samuel N. Hazen | Mgmt | For | For | For | |||
3 | Elect Meg G. Crofton | Mgmt | For | For | For | |||
4 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
5 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
6 | Elect William R. Frist | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Yoky Matsuoka | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul D. Ballew | Mgmt | For | For | For | |||
1.2 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | |||
1.3 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
1.4 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect David N. Farr | Mgmt | For | For | For | |||
3 | Elect Alex Gorsky | Mgmt | For | For | For | |||
4 | Elect Michelle Howard | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Martha E. Pollack | Mgmt | For | For | For | |||
8 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
9 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
10 | Elect Sidney Taurel | Mgmt | For | For | For | |||
11 | Elect Peter R. Voser | Mgmt | For | For | For | |||
12 | Elect Frederick H. Waddell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Re-approve the Long-Term Incentive Performance Terms | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
7 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
8 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Trevor Bowen | Mgmt | For | For | For | |||
2 | Elect Cathy Hendrickson | Mgmt | For | For | For | |||
3 | Elect John R. Taylor | Mgmt | For | For | For | |||
4 | Elect Stanley R. Zax | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Equity Participation Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Largo Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGO | CUSIP 517103404 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Alberto Arias | Mgmt | For | For | For | |||
2.2 | Elect David Brace | Mgmt | For | For | For | |||
2.3 | Elect Jonathan Lee | Mgmt | For | For | For | |||
2.4 | Elect Mark A. Smith | Mgmt | For | For | For | |||
2.5 | Elect Daniel R. Tellechea | Mgmt | For | For | For | |||
2.6 | Elect Koko Yamamoto | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to Articles Regarding Board Size | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew J. Cole | Mgmt | For | For | For | |||
2 | Elect Richard R. Green | Mgmt | For | For | For | |||
3 | Elect David E. Rapley | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Amendment to the 2014 Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | Withhold | Against | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Jason B. Few | Mgmt | For | For | For | |||
5 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
6 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
7 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
8 | Elect J. Kent Wells | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
2 | Elect John H. Hammergren | Mgmt | For | For | For | |||
3 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
4 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
5 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
6 | Elect Bradley E. Lerman | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
MGM Resorts International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGM | CUSIP 552953101 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Chris Gay | Mgmt | For | For | For | |||
2 | Elect William W. Grounds | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Roland Hernandez | Mgmt | For | Against | Against | |||
5 | Elect John Kilroy | Mgmt | For | For | For | |||
6 | Elect Rose McKinney-James | Mgmt | For | For | For | |||
7 | Elect Keith A. Meister | Mgmt | For | For | For | |||
8 | Elect James J. Murren | Mgmt | For | For | For | |||
9 | Elect Paul J. Salem | Mgmt | For | For | For | |||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||
11 | Elect Jan Swartz | Mgmt | For | For | For | |||
12 | Elect Daniel J. Taylor | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Michaels Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Mark S. Cosby | Mgmt | For | For | For | |||
1.3 | Elect Ryan Cotton | Mgmt | For | For | For | |||
1.4 | Elect Monte E. Ford | Mgmt | For | For | For | |||
1.5 | Elect Karen Kaplan | Mgmt | For | For | For | |||
1.6 | Elect Mathew S. Levin | Mgmt | For | For | For | |||
1.7 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.8 | Elect James A. Quella | Mgmt | For | For | For | |||
1.9 | Elect Beryl B. Raff | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
6 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
3 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Thomas C. Kelleher | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
10 | Elect James A. Squires | Mgmt | For | For | For | |||
11 | Elect John R. Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect William G. Parrett | Mgmt | For | For | For | |||
1.14 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of the Co-option of Kerry Galvin | Mgmt | For | For | For | |||
2 | Elect Jack Clem | Mgmt | For | Against | Against | |||
3 | Elect Corning Painter | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIRC | CINS T76434264 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Board size; Ratify Co-Option of NING Gaoning | Mgmt | For | For | For | |||
3 | Elec NING Gaoning as Chair of Board of Directors | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Plains GP Holdings LP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAGP | CUSIP 72651A207 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor Burk | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary R. Petersen | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Priority Technology Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTH | CUSIP 74275G107 | 06/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Priore | Mgmt | For | Against | Against | |||
2 | Elect John Priore | Mgmt | For | Against | Against | |||
3 | Elect William Gahan | Mgmt | For | Against | Against | |||
4 | Elect Matthew Kearney | Mgmt | For | Against | Against | |||
5 | Elect Michael K. Passilla | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Elect Lila Snyder | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
Qualcomm, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
4 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Neil Smit | Mgmt | For | Against | Against | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ra Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMED | CUSIP 74933X104 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean Irwin | Mgmt | For | For | For | |||
1.2 | Elect Mark E. Saad | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Debra A. Hess | Mgmt | For | For | For | |||
5 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
6 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
7 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
8 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
9 | Elect David H. Stevens - Candidate Withdrawn | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Robert M. Dutkowsky | Mgmt | For | Against | Against | |||
4 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
5 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
6 | Elect Anne Gates | Mgmt | For | For | For | |||
7 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
8 | Elect Thomas A. James | Mgmt | For | For | For | |||
9 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
10 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
4 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
5 | Elect Michael Larson | Mgmt | For | For | For | |||
6 | Elect Kim S. Pegula | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect James P. Snee | Mgmt | For | For | For | |||
10 | Elect John M. Trani | Mgmt | For | For | For | |||
11 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
12 | Elect Katharine Weymouth | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Neil A.P. Carson | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Sirius International Insurance Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SG | CUSIP G8196D101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kernan (Kip) V. Oberting | Mgmt | For | For | For | |||
2 | Elect Laurence Liao | Mgmt | For | For | For | |||
3 | Elect Robert L. Friedman | Mgmt | For | For | For | |||
4 | Elect Meyer (Sandy) Frucher | Mgmt | For | For | For | |||
5 | Elect Alain M. Karaoglan | Mgmt | For | For | For | |||
6 | Elect Rachelle C. Keller | Mgmt | For | For | For | |||
7 | Elect James (Jim) B. Rogers, Jr. | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Suncor Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect John D. Gass | Mgmt | For | For | For | |||
1.4 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.5 | Elect Mark S. Little | Mgmt | For | For | For | |||
1.6 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Henrique De Castro | Mgmt | For | For | For | |||
7 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
8 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
9 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
12 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
13 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Tenet Healthcare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THC | CUSIP 88033G407 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
2 | Elect J. Robert Kerrey | Mgmt | For | For | For | |||
3 | Elect Lloyd J. Austin, III | Mgmt | For | For | For | |||
4 | Elect James L. Bierman | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | Against | Against | |||
6 | Elect Meghan FitzGerald | Mgmt | For | For | For | |||
7 | Elect Brenda J. Gaines | Mgmt | For | For | For | |||
8 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
9 | Elect Richard J. Mark | Mgmt | For | For | For | |||
10 | Elect Tammy Romo | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven D. Black | Mgmt | For | For | For | |||
2 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jennifer B. Morgan | Mgmt | For | For | For | |||
9 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Adoption of Shareholder Written Consent Right | Mgmt | For | For | For | |||
16 | Approval of 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Nikki R Haley | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Christopher C. Davis | Mgmt | For | Against | Against | |||
6 | Elect Barry Diller | Mgmt | For | Against | Against | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Anne Gates | Mgmt | For | For | For | |||
3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
4 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
5 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
6 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
7 | Elect James A. Runde | Mgmt | For | For | For | |||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
9 | Elect Bobby S. Shackouls | Mgmt | For | Against | Against | |||
10 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
11 | Elect Ashok Vemuri | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect Francis deSouza | Mgmt | For | For | For | |||
5 | Elect Michael Froman | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Mark G. Parker | Mgmt | For | For | For | |||
9 | Elect Derica W. Rice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fox Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
U.S. Xpress Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USX | CUSIP 90338N202 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon F. Beizer | Mgmt | For | For | For | |||
1.2 | Elect Edward H. Braman | Mgmt | For | For | For | |||
1.3 | Elect Philip V. Connors | Mgmt | For | For | For | |||
1.4 | Elect Eric Fuller | Mgmt | For | For | For | |||
1.5 | Elect Max L. Fuller | Mgmt | For | For | For | |||
1.6 | Elect Dennis A. Nash | Mgmt | For | For | For | |||
1.7 | Elect Lisa Quinn Pate | Mgmt | For | For | For | |||
1.8 | Elect John C. Rickel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect C. Allen Parker | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Research Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect Michelle A. Kumbier | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Daniel J. Starks | Mgmt | For | For | For | |||
1.11 | Elect John G. Stratton | Mgmt | For | For | For | |||
1.12 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Brad W. Buss | Mgmt | For | For | For | |||
3 | Elect John F. Ferraro | Mgmt | For | For | For | |||
4 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
5 | Elect Jeffrey J. Jones II | Mgmt | For | For | For | |||
6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
7 | Elect Eugene I. Lee | Mgmt | For | For | For | |||
8 | Elect Sharon L. McCollam | Mgmt | For | For | For | |||
9 | Elect Douglas A. Pertz | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Elect Nigel Travis | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ward H. Dickson | Mgmt | For | For | For | |||
5 | Elect Noelle K. Eder | Mgmt | For | For | For | |||
6 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
7 | Elect Rafael Flores | Mgmt | For | For | For | |||
8 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
9 | Elect Craig S. Ivey | Mgmt | For | For | For | |||
10 | Elect James C. Johnson | Mgmt | For | For | For | |||
11 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
12 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Thomas F. Motamed | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Peter R. Porrino | Mgmt | For | For | For | |||
11 | Elect Amy Schioldager | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Therese M. Vaughan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
3 | Elect David A. Zapico | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | For | For | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W Albert | Mgmt | For | For | For | |||
15 | Elect Robert A Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Ling Chow | Mgmt | For | For | For | |||
19 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
20 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
10 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
11 | Elect Laura D. Tyson | Mgmt | For | For | For | |||
12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Patricia Morrison | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
10 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
11 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
12 | Elect Amy M. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BJ's Wholesale Club Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJ | CUSIP 05550J101 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nishad Chande | Mgmt | For | For | For | |||
1.2 | Elect Christopher H. Peterson | Mgmt | For | For | For | |||
1.3 | Elect Judith L. Werthauser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bader Mohammad Al Saad | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
7 | Elect William E. Ford | Mgmt | For | For | For | |||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.5 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.6 | Elect Wei Hopeman | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Celgene Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
8 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Burlington Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BURL | CUSIP 122017106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Mahoney | Mgmt | For | For | For | |||
2 | Elect Laura J. Sen | Mgmt | For | For | For | |||
3 | Elect Paul J. Sullivan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Ian Tyler | Mgmt | For | Against | Against | |||
6 | Elect Todd Hunt | Mgmt | For | Against | Against | |||
7 | Elect Keith Lough | Mgmt | For | Against | Against | |||
8 | Elect Peter Kallos | Mgmt | For | Against | Against | |||
9 | Elect Nicoletta Giadrossi | Mgmt | For | Against | Against | |||
10 | Elect Simon Thomson | Mgmt | For | Against | Against | |||
11 | Elect James Smith | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Sona Chawla | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect Robert J. Hombach | Mgmt | For | For | For | |||
7 | Elect David W. McCreight | Mgmt | For | For | For | |||
8 | Elect William D. Nash | Mgmt | For | For | For | |||
9 | Elect Pietro Satriano | Mgmt | For | For | For | |||
10 | Elect Marcella Shinder | Mgmt | For | For | For | |||
11 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 04/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Bristol-Myers Transaction | Mgmt | For | Against | Against | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.7 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.8 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.9 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
7 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
1.8 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.9 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Disposable Profit | Mgmt | For | For | For | |||
3 | Distribution of a Dividend out of Legal Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
23 | Elect Michael P. Connors | Mgmt | For | For | For | |||
24 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
25 | Elect John A. Edwardson | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Appointment of Independent Proxy (Switzerland) | Mgmt | For | For | For | |||
28 | Board Compensation | Mgmt | For | For | For | |||
29 | Executive Compensation | Mgmt | For | For | For | |||
30 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
31 | Additional or Amended Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125523100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Eric J. Foss | Mgmt | For | For | For | |||
4 | Elect Elder Granger | Mgmt | For | For | For | |||
5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
6 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
9 | Elect John M. Partridge | Mgmt | For | For | For | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
12 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
13 | Elect William D. Zollars | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 08/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Express Scripts Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect Barbara J. Desoer | Mgmt | For | For | For | |||
4 | Elect John C. Dugan | Mgmt | For | For | For | |||
5 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Deborah H. Butler | Mgmt | For | For | For | |||
3 | Elect Kurt L. Darrow | Mgmt | For | For | For | |||
4 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
5 | Elect William D. Harvey | Mgmt | For | For | For | |||
6 | Elect Patricia K. Poppe | Mgmt | For | For | For | |||
7 | Elect John G. Russell | Mgmt | For | For | For | |||
8 | Elect Suzanne Shank | Mgmt | For | For | For | |||
9 | Elect Myrna M. Soto | Mgmt | For | For | For | |||
10 | Elect John G. Sznewajs | Mgmt | For | For | For | |||
11 | Elect Laura H. Wright | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | |||
4 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect William H. McRaven | Mgmt | For | For | For | |||
9 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
10 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
11 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect Susan Sommersille Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.7 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.8 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.10 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.11 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
9 | Elect Albert G. White III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hamilton E. James | Mgmt | For | For | For | |||
1.2 | Elect John W. Stanton | Mgmt | For | For | For | |||
1.3 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
4 | Elect C. David Brown II | Mgmt | For | For | For | |||
5 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
6 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
7 | Elect David W. Dorman | Mgmt | For | For | For | |||
8 | Elect Roger N. Farah | Mgmt | For | For | For | |||
9 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
13 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
14 | Elect Richard J. Swift | Mgmt | For | For | For | |||
15 | Elect William C. Weldon | Mgmt | For | For | For | |||
16 | Elect Tony L. White | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Including Legal Costs in Executive Compensation | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Dassault Systemes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSY | CINS F2457H472 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | For | For | |||
12 | Elect Catherine Dassault | Mgmt | For | For | For | |||
13 | Elect Toshiko Mori | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
3 | Elect Alan C. Heuberger | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Gregory R. Page | Mgmt | For | For | For | |||
9 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Propsal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Dominion Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bennett | Mgmt | For | For | For | |||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
5 | Elect D. Maybank Hagood | Mgmt | For | For | For | |||
6 | Elect John W. Harris | Mgmt | For | For | For | |||
7 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||
9 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
10 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
11 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DuPont de Nemours, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 26078J100 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | |||
4 | Elect Terrence R. Curtin | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect C. Marc Doyle | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
10 | Elect Frederick M. Lowery | Mgmt | For | For | For | |||
11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
12 | Elect Steven M. Sterin | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect Robert J. Chersi | Mgmt | For | For | For | |||
3 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
4 | Elect James P. Healy | Mgmt | For | For | For | |||
5 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
6 | Elect James Lam | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
9 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
10 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Elect Joshua A. Weinreich | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Ecolab, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Shari L Ballard | Mgmt | For | For | For | |||
3 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
4 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
6 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect David W. MacLennan | Mgmt | For | For | For | |||
9 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
3 | Elect Vanessa C.L. Chang | Mgmt | For | Against | Against | |||
4 | Elect James T. Morris | Mgmt | For | For | For | |||
5 | Elect Timothy T. O'Toole | Mgmt | For | For | For | |||
6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William P. Sullivan | Mgmt | For | For | For | |||
9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Keith Trent | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | |||
3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
4 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens A.H. Borsig | Mgmt | For | For | For | |||
1.2 | Elect Joshua B. Bolten | Mgmt | For | For | For | |||
1.3 | Elect Lori M. Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everbridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | For | |||
1.2 | Elect Bruns H. Grayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect M. Laurie Brlas | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Elect John F. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peggy Alford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jeffrey D. Zients | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Alexander Navab | Mgmt | For | For | For | |||
7 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
8 | Elect Louise M. Parent | Mgmt | For | For | For | |||
9 | Elect Brian T. Shea | Mgmt | For | For | For | |||
10 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP 32008D106 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank J. Bisignano | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry R. Kravis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Heidi G. Miller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.3 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.5 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.6 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.8 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.9 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.10 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.11 | Elect Leslie M. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Voting Standard for the Election of Directors | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | |||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
4 | Elect C. Scott Greer | Mgmt | For | For | For | |||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | |||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
7 | Elect Paul J. Norris | Mgmt | For | For | For | |||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | |||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
10 | Elect William H. Powell | Mgmt | For | For | For | |||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irial Finan | Mgmt | For | For | For | |||
2 | Elect Susan Kilsby | Mgmt | For | For | For | |||
3 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
5 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
5 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
6 | Elect Judith Miscik | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
2 | Elect John F. Cogan | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Daniel O'Day | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Permit Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Caroline F. Donahue | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Robel | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
7 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
8 | Elect Robert H. Swan | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
4 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
5 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
6 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
7 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
8 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
9 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Vincent S. Tese | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
4 | Elect Don R. Kania | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
7 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect Pierre E. Cohade | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
5 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
6 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
7 | Elect Simone Menne | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Elect John D. Young | Mgmt | For | For | For | |||
13 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Kosmos Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOS | CUSIP 500688106 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
4 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
6 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MGM Resorts International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGM | CUSIP 552953101 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Chris Gay | Mgmt | For | For | For | |||
2 | Elect William W. Grounds | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Roland Hernandez | Mgmt | For | Against | Against | |||
5 | Elect John Kilroy | Mgmt | For | For | For | |||
6 | Elect Rose McKinney-James | Mgmt | For | For | For | |||
7 | Elect Keith A. Meister | Mgmt | For | For | For | |||
8 | Elect James J. Murren | Mgmt | For | For | For | |||
9 | Elect Paul J. Salem | Mgmt | For | For | For | |||
10 | Elect Gregory M. Spierkel | Mgmt | For | For | For | |||
11 | Elect Jan Swartz | Mgmt | For | For | For | |||
12 | Elect Daniel J. Taylor | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Non-Executive Director: PARK Byung Moo | Mgmt | For | For | For | |||
4 | Elect HYUN Dong Hoon | Mgmt | For | For | For | |||
5 | Elect BAEK Sang Hun | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: BAEK Sang Hun | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | Against | Against | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect Lun Feng | Mgmt | For | For | For | |||
6 | Elect Michael Leung | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect James E. Craddock | Mgmt | For | For | For | |||
4 | Elect Barbara J. Duganier | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Holli C. Ladhani | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
3 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Thomas C. Kelleher | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
10 | Elect James A. Squires | Mgmt | For | For | For | |||
11 | Elect John R. Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Matthew Carter, Jr. | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Heather Cox | Mgmt | For | For | For | |||
5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
10 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.13 | Elect William G. Parrett | Mgmt | For | For | For | |||
1.14 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 07/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect Cesar Conde | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
6 | Elect Michelle D. Gass | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Albert Bourla | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect Dan R. Littman | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect James C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approve the 2019 Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Qualcomm, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Mark Fields | Mgmt | For | For | For | |||
3 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
4 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
6 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Neil Smit | Mgmt | For | Against | Against | |||
12 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Robert M. Dutkowsky | Mgmt | For | Against | Against | |||
4 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
5 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
6 | Elect Anne Gates | Mgmt | For | For | For | |||
7 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
8 | Elect Thomas A. James | Mgmt | For | For | For | |||
9 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
10 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Regeneron Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REGN | CUSIP 75886F107 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bonnie L. Bassler | Mgmt | For | For | For | |||
2 | Elect Michael S. Brown | Mgmt | For | For | For | |||
3 | Elect Leonard S. Schleifer | Mgmt | For | For | For | |||
4 | Elect George D. Yancopoulos | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | Withhold | Against | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78410G104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
2 | Elect Jack Langer | Mgmt | For | For | For | |||
3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | |||
8 | Elect Michael N. Mears | Mgmt | For | For | For | |||
9 | Elect William C. Rusnack | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
12 | Elect Cynthia L Walker | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Hill | Mgmt | For | For | For | |||
1.2 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
5 | Elect Lynn J. Good | Mgmt | For | For | For | |||
6 | Elect Nikki R Haley | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard H. Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther S. Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Russell J. Weiner | Mgmt | For | For | For | |||
12 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | Against | Against | |||
5 | Elect Christopher C. Davis | Mgmt | For | Against | Against | |||
6 | Elect Barry Diller | Mgmt | For | Against | Against | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
11 | Elect James Quincey | Mgmt | For | For | For | |||
12 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
13 | Elect David B. Weinberg | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Michele Burns | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
5 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
7 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
8 | Elect David M. Solomon | Mgmt | For | For | For | |||
9 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Juan R. Perez | Mgmt | For | For | For | |||
1.11 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.12 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Amy L. Chang | Mgmt | For | For | For | |||
4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect David. S. Taylor | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
3 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
4 | Elect David F. Hodnik | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect John G. Morikis | Mgmt | For | For | For | |||
8 | Elect Christine A. Poon | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
11 | Elect Matthew Thornton III | Mgmt | For | For | For | |||
12 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janaki Akella | Mgmt | For | For | For | |||
2 | Elect Juanita Powell Baranco | Mgmt | For | For | For | |||
3 | Elect Jon A. Boscia | Mgmt | For | For | For | |||
4 | Elect Henry A. Clark III | Mgmt | For | For | For | |||
5 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas A. Fanning | Mgmt | For | For | For | |||
7 | Elect David J. Grain | Mgmt | For | For | For | |||
8 | Elect Donald M. James | Mgmt | For | For | For | |||
9 | Elect John D. Johns | Mgmt | For | For | For | |||
10 | Elect Dale E. Klein | Mgmt | For | For | For | |||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | |||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | |||
13 | Elect Steven R. Specker | Mgmt | For | For | For | |||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | |||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 10/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 07/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fox Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect James C. Mullen | Mgmt | For | For | For | |||
9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
6 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
7 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
8 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
9 | Elect Hans Vestberg | Mgmt | For | For | For | |||
10 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Fasone Holder | Mgmt | For | For | For | |||
2 | Elect Diane H. Gulyas | Mgmt | For | For | For | |||
3 | Elect Jeffry N. Quinn | Mgmt | For | Against | Against | |||
4 | Elect Henry R. Slack | Mgmt | For | For | For | |||
5 | Elect Kathleen G. Reiland | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Guillet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Diversity Policy | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
5 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
6 | Elect Donald M. James | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | |||
9 | Elect James H. Quigley | Mgmt | For | For | For | |||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
11 | Elect C. Allen Parker | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Margaret J. Myers | Mgmt | For | For | For | |||
1.3 | Elect Winifred Markus Webb | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Yum China Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Hu | Mgmt | For | For | For | |||
2 | Elect Joey Wat | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
5 | Elect Christian L. Campbell | Mgmt | For | For | For | |||
6 | Elect Ed Yiu-Cheong Chan | Mgmt | For | For | For | |||
7 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
8 | Elect Cyril Han | Mgmt | For | For | For | |||
9 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
10 | Elect Ruby Lu | Mgmt | For | For | For | |||
11 | Elect Zili Shao | Mgmt | For | For | For | |||
12 | Elect William Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Growth Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
2U, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWOU | CUSIP 90214J101 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Haley | Mgmt | For | For | For | |||
1.2 | Elect Valerie B. Jarrett | Mgmt | For | For | For | |||
1.3 | Elect Earl Lewis | Mgmt | For | For | For | |||
1.4 | Elect Coretha M. Rushing | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Acceleron Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tom Maniatis | Mgmt | For | Against | Against | |||
2 | Elect Richard F. Pops | Mgmt | For | Against | Against | |||
3 | Elect Joseph Zakrzewski | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Aerie Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AERI | CUSIP 00771V108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerald D. Cagle | Mgmt | For | For | For | |||
1.2 | Elect Richard Croarkin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Albany International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIN | CUSIP 012348108 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christine L. Standish | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erland E. Kailbourne | Mgmt | For | Withhold | Against | |||
1.3 | Elect John F. Cassidy, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect John R. Scannell | Mgmt | For | Withhold | Against | |||
1.5 | Elect Katharine L. Plourde | Mgmt | For | Withhold | Against | |||
1.6 | Elect A. William Higgins | Mgmt | For | Withhold | Against | |||
1.7 | Elect Kenneth W. Krueger | Mgmt | For | Withhold | Against | |||
1.8 | Elect Olivier M. Jarrault | Mgmt | For | Withhold | Against | |||
1.9 | Elect Lee C. Wortham | Mgmt | For | Withhold | Against | |||
1.10 | Elect Mark J. Murphy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alteryx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AYX | CUSIP 02156B103 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kimberly Alexy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Anderson | Mgmt | For | For | For | |||
1.3 | Elect John Bellizzi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Amicus Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOLD | CUSIP 03152W109 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Crowley | Mgmt | For | For | For | |||
1.2 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
1.3 | Elect Michael Raab | Mgmt | For | For | For | |||
1.4 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anaplan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAN | CUSIP 03272L108 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
1.2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Antares Pharma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRS | CUSIP 036642106 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Apple | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Garrity | Mgmt | For | For | For | |||
1.3 | Elect Karen L. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | Against | Against | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles M. Baum | Mgmt | For | Against | Against | |||
2 | Elect Gwen A. Fyfe | Mgmt | For | Against | Against | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Chair | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Discharge members of the Board of Directors and Management from liability | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect James I. Healy | Mgmt | For | Against | Against | |||
6 | Elect Jan Moller Mikkelsen | Mgmt | For | For | For | |||
7 | Elect Lisa Bright Morrison | Mgmt | For | For | For | |||
8 | Elect Michael Wolff Jensen | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Increase of Share Capital | Mgmt | For | For | For | |||
11 | Increase of Share Capital | Mgmt | For | For | For | |||
12 | Issue of Convertible Bonds | Mgmt | For | For | For | |||
Ascendis Pharma A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASND | CUSIP 04351P101 | 11/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Presiding Chair | Mgmt | For | For | For | |||
2 | Elect Lars Holtug | Mgmt | For | For | For | |||
3 | Authorize Chair to Register Resolutions | Mgmt | For | For | For | |||
Atara Biotherapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRA | CUSIP 046513107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew K. Fust | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roy D. Baynes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackLine, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BL | CUSIP 09239B109 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Brennan | Mgmt | For | For | For | |||
1.2 | Elect William Griffith | Mgmt | For | For | For | |||
1.3 | Elect Graham V. Smith | Mgmt | For | For | For | |||
1.4 | Elect Mika Yamamoto | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence M. Alleva | Mgmt | For | For | For | |||
2 | Elect Joshua Bekenstein | Mgmt | For | Against | Against | |||
3 | Elect Roger H. Brown | Mgmt | For | For | For | |||
4 | Elect Marguerite W. Kondracke | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
Brooks Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKS | CUSIP 114340102 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
1.2 | Elect Robyn C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Martin | Mgmt | For | For | For | |||
1.4 | Elect Krishna G. Palepu | Mgmt | For | For | For | |||
1.5 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.6 | Elect Michael Rosenblatt | Mgmt | For | For | For | |||
1.7 | Elect Stephen S. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
1.10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Fees | Mgmt | For | For | For | |||
2 | Elect Robb A. LeMasters | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cable One, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABO | CUSIP 12685J105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brad D. Brian | Mgmt | For | For | For | |||
2 | Elect Julia M. Laulis | Mgmt | For | For | For | |||
3 | Elect Katharine Weymouth | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cadence Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CADE | CUSIP 12739A100 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Richard Fredericks | Mgmt | For | For | For | |||
2 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
3 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Chegg, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHGG | CUSIP 163092109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John York | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Codexis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDXS | CUSIP 192005106 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Byron L. Dorgan | Mgmt | For | For | For | |||
2 | Elect David V. Smith | Mgmt | For | For | For | |||
3 | Elect Dennis P. Wolf | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Approval of the 2019 Incentive Award Plan | Mgmt | For | Against | Against | |||
CONMED Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNMD | CUSIP 207410101 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bronson | Mgmt | For | For | For | |||
1.2 | Elect Brian Concannon | Mgmt | For | For | For | |||
1.3 | Elect Charles M. Farkas | Mgmt | For | For | For | |||
1.4 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | |||
1.5 | Elect Curt R. Hartman | Mgmt | For | For | For | |||
1.6 | Elect Dirk Kuyper | Mgmt | For | For | For | |||
1.7 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.8 | Elect Mark E. Tryniski | Mgmt | For | For | For | |||
1.9 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fuad El-Hibri | Mgmt | For | For | For | |||
2 | Elect Ronald B. Richard | Mgmt | For | For | For | |||
3 | Elect Kathryn C. Zoon | Mgmt | For | For | For | |||
4 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entegris, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTG | CUSIP 29362U104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||
3 | Elect James F. Gentilcore | Mgmt | For | For | For | |||
4 | Elect James P. Lederer | Mgmt | For | For | For | |||
5 | Elect Bertrand Loy | Mgmt | For | For | For | |||
6 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||
7 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | For | |||
8 | Elect Brian F. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Envestnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENV | CUSIP 29404K106 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judson Bergman | Mgmt | For | For | For | |||
1.2 | Elect Anil Arora | Mgmt | For | For | For | |||
1.3 | Elect Gayle Crowell | Mgmt | For | For | For | |||
1.4 | Elect Valerie A. Mosley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ePlus Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLUS | CUSIP 294268107 | 09/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip G. Norton | Mgmt | For | For | For | |||
1.2 | Elect Bruce M. Bowen | Mgmt | For | For | For | |||
1.3 | Elect C. Thomas Faulders, III | Mgmt | For | For | For | |||
1.4 | Elect Terrence O'Donnell | Mgmt | For | For | For | |||
1.5 | Elect Lawrence S. Herman | Mgmt | For | For | For | |||
1.6 | Elect Ira A. Hunt, III | Mgmt | For | For | For | |||
1.7 | Elect John E. Callies | Mgmt | For | For | For | |||
1.8 | Elect Eric D. Hovde | Mgmt | For | For | For | |||
1.9 | Elect Maureen F. Morrison | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Everbridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | For | |||
1.2 | Elect Bruns H. Grayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Evercore Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CUSIP 29977A105 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger C. Altman | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
1.4 | Elect Gail B. Harris | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
1.6 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | |||
1.9 | Elect John S. Weinberg | Mgmt | For | For | For | |||
1.10 | Elect William J. Wheeler | Mgmt | For | For | For | |||
1.11 | Elect Sarah K. Williamson | Mgmt | For | For | For | |||
1.12 | Elect Kendrick R. Wilson, III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EVO Payments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVOP | CUSIP 26927E104 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John S. Garabedian | Mgmt | For | For | For | |||
1.2 | Elect David W. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ferro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CUSIP 315405100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Lorber | Mgmt | For | For | For | |||
1.2 | Elect Marran H. Ogilvie | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrew M. Ross | Mgmt | For | For | For | |||
1.4 | Elect Allen A. Spizzo | Mgmt | For | For | For | |||
1.5 | Elect Peter T. Thomas | Mgmt | For | For | For | |||
1.6 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | |||
2 | Elect Michael F. Devine, III | Mgmt | For | For | For | |||
3 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Five9, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVN | CUSIP 338307101 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Acosta | Mgmt | For | For | For | |||
1.2 | Elect Rowan Trollope | Mgmt | For | For | For | |||
1.3 | Elect David Welsh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Focus Financial Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOCS | CUSIP 34417P100 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruediger Adolf | Mgmt | For | For | For | |||
1.2 | Elect James D. Carey | Mgmt | For | For | For | |||
1.3 | Elect Christopher J. Harrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Blood Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBT | CUSIP 37890U108 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted W. Love | Mgmt | For | For | For | |||
1.2 | Elect Glenn F. Pierce | Mgmt | For | For | For | |||
1.3 | Elect Dawn Svoronos | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Grand Canyon Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian E. Mueller | Mgmt | For | For | For | |||
2 | Elect Sara R. Dial | Mgmt | For | For | For | |||
3 | Elect Jack A. Henry | Mgmt | For | For | For | |||
4 | Elect Kevin F. Warren | Mgmt | For | For | For | |||
5 | Elect David J. Johnson | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Hamilton Lane Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Erik Hirsch | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leslie F. Varon | Mgmt | For | Withhold | Against | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harsco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSC | CUSIP 415864107 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James .F. Earl | Mgmt | For | For | For | |||
2 | Elect Kathy G. Eddy | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | For | |||
5 | Elect Carolann I. Haznedar | Mgmt | For | For | For | |||
6 | Elect Mario Longhi | Mgmt | For | For | For | |||
7 | Elect Edgar M. Purvis | Mgmt | For | For | For | |||
8 | Elect Phillip C. Widman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HealthEquity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||
1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For | |||
1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.7 | Elect Debra McCowan | Mgmt | For | For | For | |||
1.8 | Elect Frank T. Medici | Mgmt | For | For | For | |||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||
1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Heico Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CUSIP 422806208 | 03/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | |||
1.4 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||
1.5 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||
1.6 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||
1.7 | Elect Julie Neitzel | Mgmt | For | For | For | |||
1.8 | Elect Alan Schriesheim | Mgmt | For | For | For | |||
1.9 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
HTG Molecular Diagnostics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michelle R. Griffin | Mgmt | For | For | For | |||
1.2 | Elect Ann F. Hanham | Mgmt | For | For | For | |||
1.3 | Elect Timothy B. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Insulet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PODD | CUSIP 45784P101 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jessica Hopfield | Mgmt | For | For | For | |||
1.2 | Elect David A. Lemoine | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Device Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDTI | CUSIP 458118106 | 01/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Intercept Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICPT | CUSIP 45845P108 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paolo Fundaro | Mgmt | For | For | For | |||
1.2 | Elect Mark Pruzanski | Mgmt | For | For | For | |||
1.3 | Elect Srinivas Akkaraju | Mgmt | For | For | For | |||
1.4 | Elect Luca Benatti | Mgmt | For | For | For | |||
1.5 | Elect Daniel M. Bradbury | Mgmt | For | Withhold | Against | |||
1.6 | Elect Keith Gottesdiener | Mgmt | For | For | For | |||
1.7 | Elect Nancy Miller-Rich | Mgmt | For | For | For | |||
1.8 | Elect Gino Santini | Mgmt | For | Withhold | Against | |||
1.9 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
1.10 | Elect Daniel Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
2 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
3 | Elect Robert J. Cresci | Mgmt | For | Against | Against | |||
4 | Elect Sarah Fay | Mgmt | For | For | For | |||
5 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
7 | Elect Stephen Ross | Mgmt | For | For | For | |||
8 | Elect Vivek Shah | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kinsale Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNSL | CUSIP 49714P108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael P. Kehoe | Mgmt | For | For | For | |||
2 | Elect Steven J. Bensinger | Mgmt | For | For | For | |||
3 | Elect Anne C. Kronenberg | Mgmt | For | For | For | |||
4 | Elect Robert Lippincott III | Mgmt | For | For | For | |||
5 | Elect James J. Ritchie | Mgmt | For | For | For | |||
6 | Elect Frederick L. Russell, Jr. | Mgmt | For | For | For | |||
7 | Elect Gregory M. Share | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Ligand Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Nancy Ryan Gray | Mgmt | For | For | For | |||
1.4 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.5 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.6 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.8 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Littelfuse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFUS | CUSIP 537008104 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kristina A. Cerniglia | Mgmt | For | For | For | |||
2 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||
3 | Elect Cary T. Fu | Mgmt | For | For | For | |||
4 | Elect Anthony Grillo | Mgmt | For | For | For | |||
5 | Elect David W. Heinzmann | Mgmt | For | For | For | |||
6 | Elect Gordon Hunter | Mgmt | For | For | For | |||
7 | Elect John E. Major | Mgmt | For | Against | Against | |||
8 | Elect William P. Noglows | Mgmt | For | For | For | |||
9 | Elect Nathan Zommer | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Maverick Carter | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Ping Fu | Mgmt | For | For | For | |||
6 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
7 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Elect Dana Walden | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
LivePerson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPSN | CUSIP 538146101 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jill Layfield | Mgmt | For | For | For | |||
1.2 | Elect William G. Wesemann | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Malibu Boats, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBUU | CUSIP 56117J100 | 11/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Buch | Mgmt | For | For | For | |||
1.2 | Elect Peter E. Murphy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Medpace Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MEDP | CUSIP 58506Q109 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect August J. Troendle | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Ann Millner | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Gunderson | Mgmt | For | For | For | |||
1.3 | Elect Jill D. Anderson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MGP Ingredients, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGPI | CUSIP 55303J106 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Bareuther | Mgmt | For | For | For | |||
2 | Elect Terence Dunn | Mgmt | For | For | For | |||
3 | Elect Anthony Foglio | Mgmt | For | For | For | |||
4 | Elect David J. Colo | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mimecast Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIME | CUSIP G14838109 | 10/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Bauer | Mgmt | For | For | For | |||
2 | Elect Jeffrey Lieberman | Mgmt | For | For | For | |||
3 | Elect Hagi Schwartz | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mirati Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTX | CUSIP 60468T105 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Baum | Mgmt | For | For | For | |||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Aaron I. Davis | Mgmt | For | For | For | |||
1.4 | Elect Henry J. Fuchs | Mgmt | For | For | For | |||
1.5 | Elect Michael Grey | Mgmt | For | For | For | |||
1.6 | Elect Faheem Hasnain | Mgmt | For | Withhold | Against | |||
1.7 | Elect Craig A. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Maya Martinez-Davis | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Nova Measuring Instruments Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVMI | CUSIP M7516K103 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brunstein | Mgmt | For | For | For | |||
2 | Elect Avi Cohen | Mgmt | For | For | For | |||
3 | Elect Raanan Cohen | Mgmt | For | For | For | |||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||
5 | Compensation Policy | Mgmt | For | For | For | |||
6 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||
7 | Amend Equity-Based Compensation of Non-Executive Directors | Mgmt | For | For | For | |||
8 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||
9 | Revised Employment Agreement with CEO | Mgmt | For | For | For | |||
10 | Confirmation of Controlling Shareholder | Mgmt | N/A | Against | N/A | |||
11 | Amendments to Articles of Association | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
Novanta Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVT | CUSIP 67000B104 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
1.2 | Elect Lonny J. Carpenter | Mgmt | For | For | For | |||
1.3 | Elect Deborah DiSanzo Eldracher | Mgmt | For | For | For | |||
1.4 | Elect Matthijs Glastra | Mgmt | For | For | For | |||
1.5 | Elect Brian D. King | Mgmt | For | For | For | |||
1.6 | Elect Ira J. Lamel | Mgmt | For | For | For | |||
1.7 | Elect Dominic A. Romeo | Mgmt | For | For | For | |||
1.8 | Elect Thomas N. Secor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Orchard Therapeutics plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORTX | CUSIP 68570P101 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Bobby Gaspar | Mgmt | For | For | For | |||
5 | Elect Alicia Secor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of the Co-option of Kerry Galvin | Mgmt | For | For | For | |||
2 | Elect Jack Clem | Mgmt | For | Against | Against | |||
3 | Elect Corning Painter | Mgmt | For | Against | Against | |||
Paylocity Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCTY | CUSIP 70438V106 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Virginia G. Breen | Mgmt | For | For | For | |||
1.2 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Kassing | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Wilder, III | Mgmt | For | For | For | |||
1.3 | Elect Janet Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Planet Fitness, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLNT | CUSIP 72703H101 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig R. Benson | Mgmt | For | For | For | |||
1.2 | Elect Cambria W. Dunaway | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pluralsight, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PS | CUSIP 72941B106 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary L. Crittenden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy I. Maudlin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brad Rencher | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PROS Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRO | CUSIP 74346Y103 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andres D. Reiner | Mgmt | For | For | For | |||
1.2 | Elect Ronald F. Woestemeyer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Proto Labs, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRLB | CUSIP 743713109 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
1.2 | Elect Archie C. Black | Mgmt | For | For | For | |||
1.3 | Elect Sujeet Chand | Mgmt | For | For | For | |||
1.4 | Elect Rainer Gawlick | Mgmt | For | For | For | |||
1.5 | Elect John B. Goodman | Mgmt | For | For | For | |||
1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | |||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Q2 Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTWO | CUSIP 74736L109 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Maples, Sr. | Mgmt | For | For | For | |||
1.2 | Elect James R. Offerdahl | Mgmt | For | For | For | |||
1.3 | Elect R. H. Seale, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation | Mgmt | For | For | For | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D306 | 06/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
2 | Elect Anton Chilton | Mgmt | For | Abstain | Against | |||
3 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
5 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Quidel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QDEL | CUSIP 74838J101 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas C. Bryant | Mgmt | For | For | For | |||
1.2 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||
1.3 | Elect Edward L. Michael | Mgmt | For | For | For | |||
1.4 | Elect Mary Lake Polan | Mgmt | For | For | For | |||
1.5 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
1.6 | Elect Charles P. Slacik | Mgmt | For | For | For | |||
1.7 | Elect Matthew W. Strobeck | Mgmt | For | For | For | |||
1.8 | Elect Kenneth J. Widder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | |||
1.2 | Elect Jason A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Repligen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGEN | CUSIP 759916109 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||
2 | Elect Glenn L. Cooper | Mgmt | For | For | For | |||
3 | Elect John G. Cox | Mgmt | For | For | For | |||
4 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
5 | Elect Tony J. Hunt | Mgmt | For | For | For | |||
6 | Elect Glenn P. Muir | Mgmt | For | For | For | |||
7 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 08/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Subdivision | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Holland | Mgmt | For | For | For | |||
2 | Elect Frederick J. Holzgrefe, III | Mgmt | For | For | For | |||
3 | Elect Richard D. O'Dell | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sarepta Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRPT | CUSIP 803607100 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Barry | Mgmt | For | For | For | |||
2 | Elect M. Kathleen Behrens | Mgmt | For | For | For | |||
3 | Elect Claude Nicaise | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
SiteOne Landscape Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SITE | CUSIP 82982L103 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred M. Diaz | Mgmt | For | For | For | |||
1.2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
1.3 | Elect Larisa J. Drake | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tabula Rasa HealthCare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRHC | CUSIP 873379101 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Calvin H. Knowlton | Mgmt | For | For | For | |||
1.2 | Elect Orsula V. Knowlton | Mgmt | For | For | For | |||
1.3 | Elect A. Gordon Tunstall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tactile Systems Technology, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCMD | CUSIP 87357P100 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William W. Burke | Mgmt | For | For | For | |||
1.2 | Elect Raymond Huggenberger | Mgmt | For | For | For | |||
1.3 | Elect Gerald R. Mattys | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Nigon | Mgmt | For | For | For | |||
1.5 | Elect Cheryl Pegus | Mgmt | For | For | For | |||
1.6 | Elect Kevin H. Roche | Mgmt | For | For | For | |||
1.7 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Tandem Diabetes Care, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNDM | CUSIP 875372203 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas A. Roeder | Mgmt | For | For | For | |||
1.2 | Elect John F. Sheridan | Mgmt | For | For | For | |||
1.3 | Elect Richard P. Valencia | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Teladoc Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDOC | CUSIP 87918A105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Helen Darling | Mgmt | For | For | For | |||
1.2 | Elect William H. Frist | Mgmt | For | For | For | |||
1.3 | Elect Michael Goldstein | Mgmt | For | For | For | |||
1.4 | Elect Jason Gorevic | Mgmt | For | For | For | |||
1.5 | Elect Brian McAndrews | Mgmt | For | For | For | |||
1.6 | Elect Thomas G. McKinley | Mgmt | For | For | For | |||
1.7 | Elect Arneek Multani | Mgmt | For | For | For | |||
1.8 | Elect Kenneth H. Paulus | Mgmt | For | For | For | |||
1.9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
1.10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Mark Douglas Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Trex Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TREX | CUSIP 89531P105 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Golden | Mgmt | For | For | For | |||
1.2 | Elect Richard E. Posey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vericel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCEL | CUSIP 92346J108 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Zerbe | Mgmt | For | For | For | |||
1.2 | Elect Alan L. Rubino | Mgmt | For | Withhold | Against | |||
1.3 | Elect Heidi Hagen | Mgmt | For | For | For | |||
1.4 | Elect Steven Gilman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin McLaughlin | Mgmt | For | For | For | |||
1.6 | Elect Paul Kevin Wotton | Mgmt | For | For | For | |||
1.7 | Elect Dominick C. Colangelo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verra Mobility Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRRM | CUSIP 92511U102 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Davis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cynthia A. Russo | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vocera Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCRA | CUSIP 92857F107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Burkland | Mgmt | For | For | For | |||
2 | Elect Brent D. Lang | Mgmt | For | For | For | |||
3 | Elect Bharat Sundaram | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 10/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Wingstop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WING | CUSIP 974155103 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Krishnan Anand | Mgmt | For | For | For | |||
1.2 | Elect David L. Goebel | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Hislop | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
World Wrestling Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWE | CUSIP 98156Q108 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vincent K. McMahon | Mgmt | For | For | For | |||
1.2 | Elect George A. Barrios | Mgmt | For | For | For | |||
1.3 | Elect Michelle D. Wilson | Mgmt | For | For | For | |||
1.4 | Elect Stephanie McMahon Levesque | Mgmt | For | For | For | |||
1.5 | Elect Paul Levesque | Mgmt | For | For | For | |||
1.6 | Elect Stuart Goldfarb | Mgmt | For | For | For | |||
1.7 | Elect Patricia A. Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Laureen Ong | Mgmt | For | For | For | |||
1.9 | Elect Robyn W. Peterson | Mgmt | For | For | For | |||
1.10 | Elect Frank A. Riddick III | Mgmt | For | For | For | |||
1.11 | Elect Man Jit Singh | Mgmt | For | For | For | |||
1.12 | Elect Jeffrey R. Speed | Mgmt | For | For | For | |||
1.13 | Elect Alan M Wexler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Small Cap Value Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Acadia Healthcare Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACHC | CUSIP 00404A109 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William F. Grieco | Mgmt | For | For | For | |||
2 | Elect Reeve B. Waud | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Accuray Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARAY | CUSIP 004397105 | 11/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth H. Davila | Mgmt | For | For | For | |||
2 | Elect Joshua H. Levine | Mgmt | For | For | For | |||
3 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Acuity Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AYI | CUSIP 00508Y102 | 01/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
2 | Elect G. Douglas Dillard, Jr. | Mgmt | For | For | For | |||
3 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
4 | Elect Vernon J. Nagel | Mgmt | For | For | For | |||
5 | Elect Julia B. North | Mgmt | For | For | For | |||
6 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
7 | Elect Mary A. Winston | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AdvanSix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASIX | CUSIP 00773T101 | 06/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erin Kane | Mgmt | For | For | For | |||
2 | Elect Michael L. Marberry | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Alamo Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALG | CUSIP 011311107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roderick R. Baty | Mgmt | For | For | For | |||
2 | Elect Robert P. Bauer | Mgmt | For | For | For | |||
3 | Elect Eric P. Etchart | Mgmt | For | For | For | |||
4 | Elect David W. Grzelak | Mgmt | For | For | For | |||
5 | Elect Tracy C Jokinen | Mgmt | For | For | For | |||
6 | Elect Richard W. Parod | Mgmt | For | For | For | |||
7 | Elect Ronald A. Robinson | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Allegheny Technologies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leroy M. Ball | Mgmt | For | For | For | |||
2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
3 | Elect Robert S. Wetherbee | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Allete, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALE | CUSIP 018522300 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect George G. Goldfarb | Mgmt | For | For | For | |||
3 | Elect Alan R. Hodnik | Mgmt | For | For | For | |||
4 | Elect James J. Hoolihan | Mgmt | For | For | For | |||
5 | Elect Heidi E. Jimmerson | Mgmt | For | For | For | |||
6 | Elect Madeleine W. Ludlow | Mgmt | For | For | For | |||
7 | Elect Susan K. Nestegard | Mgmt | For | For | For | |||
8 | Elect Douglas C. Neve | Mgmt | For | For | For | |||
9 | Elect Bethany M. Owen | Mgmt | For | For | For | |||
10 | Elect Robert P. Powers | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
2 | Elect Thomas R. Ketteler | Mgmt | For | For | For | |||
3 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Matovina | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alan D. Matula | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gerard D. Neugent | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameris Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCB | CUSIP 03076K108 | 05/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ameris Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCB | CUSIP 03076K108 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel B. Jeter | Mgmt | For | For | For | |||
1.2 | Elect William H. Stern | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Zember, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ares Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCC | CUSIP 04010L103 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Kipp deVeer | Mgmt | For | For | For | |||
2 | Elect Daniel G. Kelly | Mgmt | For | For | For | |||
3 | Elect Eric B. Siegel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ARRIS International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP G0551A103 | 02/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Legal Formalities Pursuant to Merger | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
ATS Automation Tooling Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATA | CUSIP 001940105 | 08/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil D. Arnold | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joanne Ferstman | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrew P. Hider | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kirsten Lange | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael E. Martino | Mgmt | For | Withhold | Against | |||
1.6 | Elect David L. McAusland | Mgmt | For | Withhold | Against | |||
1.7 | Elect Philip Bernard Whitehead | Mgmt | For | Withhold | Against | |||
1.8 | Elect Daryl C.F. Wilson | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Bain Capital Specialty Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCSF | CUSIP 05684B107 | 02/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | |||
2 | Approval of the Second Amended and Restated Investment Advisory Agreement | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bain Capital Specialty Finance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCSF | CUSIP 05684B107 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David G. Fubini | Mgmt | For | Against | Against | |||
2 | Elect Jeffrey B. Hawkins | Mgmt | For | For | For | |||
3 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Idalene F. Kesner | Mgmt | For | For | For | |||
2 | Elect Carl J. Rickertsen | Mgmt | For | For | For | |||
3 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Elect Robert A. Steele | Mgmt | For | For | For | |||
6 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
7 | Elect Scott B. Ullem | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
11 | Amendment Regarding Shareholders Ability to Call Special Meetings | Mgmt | For | Abstain | Against | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.3 | Elect Sebastian J. Digrande | Mgmt | For | For | For | |||
1.4 | Elect Marla C. Gottschalk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. McCormick | Mgmt | For | For | For | |||
1.7 | Elect Nancy A. Reardon | Mgmt | For | For | For | |||
1.8 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.9 | Elect Bruce K. Thorn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wendy A. Beck | Mgmt | For | For | For | |||
2 | Elect Tara Walpert Levy | Mgmt | For | For | For | |||
3 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Horacio D. Rozanski | Mgmt | For | For | For | |||
2 | Elect Ian Fujiyama | Mgmt | For | For | For | |||
3 | Elect Mark E. Gaumond | Mgmt | For | For | For | |||
4 | Elect Gretchen W. McClain | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brookdale Senior Living Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKD | CUSIP 112463104 | 10/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marcus E. Bromley | Mgmt | For | For | For | |||
2 | Elect Rita Johnson-Mills | Mgmt | For | For | For | |||
3 | Elect Denise W. Warren | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Director Removal | Mgmt | For | For | For | |||
8 | Elimination of Charter Provisions Which No Longer Apply | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Everitt | Mgmt | For | For | For | |||
2 | Elect Lauren P. Flaherty | Mgmt | For | For | For | |||
3 | Elect Joseph W. McClanathan | Mgmt | For | For | For | |||
4 | Elect Roger J. Wood | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Cadence Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CADE | CUSIP 12739A100 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Richard Fredericks | Mgmt | For | For | For | |||
2 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
3 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAC | CUSIP 133034108 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Denekas | Mgmt | For | For | For | |||
2 | Elect David C. Flanagan | Mgmt | For | For | For | |||
3 | Elect Marie J. McCarthy | Mgmt | For | For | For | |||
4 | Elect James H. Page | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Casey's General Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASY | CUSIP 147528103 | 09/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry W. Handley | Mgmt | For | For | For | |||
1.2 | Elect Donald E. Frieson | Mgmt | For | For | For | |||
1.3 | Elect Cara K. Heiden | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
Ceco Environmental Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CECE | CUSIP 125141101 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason DeZwirek | Mgmt | For | For | For | |||
1.2 | Elect Eric Goldberg | Mgmt | For | For | For | |||
1.3 | Elect David B. Liner | Mgmt | For | For | For | |||
1.4 | Elect Claudio A. Mannarino | Mgmt | For | For | For | |||
1.5 | Elect Munish Nanda | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Pollack | Mgmt | For | For | For | |||
1.7 | Elect Valerie G. Sachs | Mgmt | For | For | For | |||
1.8 | Elect Dennis Sadlowski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cedar Fair, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUN | CUSIP 150185106 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Scott Olivet | Mgmt | For | For | For | |||
1.2 | Elect Carlos A. Ruisanchez | Mgmt | For | For | For | |||
1.3 | Elect John M. Scott, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Charah Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHRA | CUSIP 15957P105 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mignon L Clyburn | Mgmt | For | For | For | |||
1.2 | Elect Robert C. Flexon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Fitterling | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Klein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard M. Lievense | Mgmt | For | For | For | |||
1.4 | Elect Barbara J. Mahone | Mgmt | For | For | For | |||
1.5 | Elect Barbara L. McQuade | Mgmt | For | For | For | |||
1.6 | Elect John E. Pelizzari | Mgmt | For | For | For | |||
1.7 | Elect David Provost | Mgmt | For | For | For | |||
1.8 | Elect Thomas C. Shafer | Mgmt | For | For | For | |||
1.9 | Elect Larry D. Stauffer | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey L. Tate | Mgmt | For | For | For | |||
1.11 | Elect Gary Torgow | Mgmt | For | For | For | |||
1.12 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||
1.13 | Elect Franklin C. Wheatlake | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
Chemical Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHFC | CUSIP 163731102 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock and Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Clarus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLAR | CUSIP 18270P109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren B. Kanders | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald L. House | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nicholas Sokolow | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael A. Henning | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Clean Harbors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLH | CUSIP 184496107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea Robertson | Mgmt | For | For | For | |||
1.2 | Elect Lauren C. States | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2019 CEO Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Coastal Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCB | CUSIP 19046P209 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher D. Adams | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven D. Hovde | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stephan Klee | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas D. Lane | Mgmt | For | Withhold | Against | |||
1.5 | Elect Sadhana Akella-Mishra | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cohu, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COHU | CUSIP 192576106 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven J. Bilodeau | Mgmt | For | For | For | |||
2 | Elect James A. Donahue | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Columbia Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXP | CUSIP 198287203 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carmen M. Bowser | Mgmt | For | For | For | |||
2 | Elect John L. Dixon | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Murray J. McCabe | Mgmt | For | For | For | |||
5 | Elect E. Nelson Mills | Mgmt | For | For | For | |||
6 | Elect Constance B. Moore | Mgmt | For | For | For | |||
7 | Elect Michael S. Robb | Mgmt | For | For | For | |||
8 | Elect George W. Sands | Mgmt | For | For | For | |||
9 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Commscope Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMM | CUSIP 20337X109 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marvin S. Edwards, Jr. | Mgmt | For | For | For | |||
2 | Elect Claudius E. Watts, IV | Mgmt | For | For | For | |||
3 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | |||
ConnectOne Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNOB | CUSIP 20786W107 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Sorrentino III | Mgmt | For | For | For | |||
1.2 | Elect Frank W. Baier | Mgmt | For | For | For | |||
1.3 | Elect Alexander A. Bol | Mgmt | For | For | For | |||
1.4 | Elect Stephen Boswell | Mgmt | For | For | For | |||
1.5 | Elect Katherin Nukk-Freeman | Mgmt | For | For | For | |||
1.6 | Elect Frank Huttle III | Mgmt | For | For | For | |||
1.7 | Elect Michael Kempner | Mgmt | For | For | For | |||
1.8 | Elect Nicholas Minoia | Mgmt | For | For | For | |||
1.9 | Elect Joseph Parisi Jr. | Mgmt | For | For | For | |||
1.10 | Elect Daniel E. Rifkin | Mgmt | For | For | For | |||
1.11 | Elect William A. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Construction Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROAD | CUSIP 21044C107 | 03/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ned N Fleming, III | Mgmt | For | Abstain | Against | |||
2 | Elect Charles E. Owens | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cooper Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTB | CUSIP 216831107 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
1.2 | Elect Steven M. Chapman | Mgmt | For | For | For | |||
1.3 | Elect Susan F. Davis | Mgmt | For | For | For | |||
1.4 | Elect Kathryn P. Dickson | Mgmt | For | For | For | |||
1.5 | Elect John J. Holland | Mgmt | For | For | For | |||
1.6 | Elect Bradley E. Hughes | Mgmt | For | For | For | |||
1.7 | Elect Tracey I. Joubert | Mgmt | For | For | For | |||
1.8 | Elect Gary S. Michel | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Walker | Mgmt | For | For | For | |||
1.10 | Elect Robert D. Welding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Craft Brew Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BREW | CUSIP 224122101 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy P. Boyle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marc J. Cramer | Mgmt | For | For | For | |||
1.3 | Elect Paul D. Davis | Mgmt | For | For | For | |||
1.4 | Elect Matthew E. Gilbertson | Mgmt | For | For | For | |||
1.5 | Elect Kevin R. Kelly | Mgmt | For | For | For | |||
1.6 | Elect David R. Lord | Mgmt | For | For | For | |||
1.7 | Elect Nickolas A. Mills | Mgmt | For | For | For | |||
1.8 | Elect Jacqueline Smith Woodward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cross Country Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCRN | CUSIP 227483104 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin C. Clark | Mgmt | For | For | For | |||
1.2 | Elect W. Larry Cash | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Dircks | Mgmt | For | For | For | |||
1.4 | Elect Gale S. Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Darrell S. Freeman, Sr | Mgmt | For | For | For | |||
1.6 | Elect Richard M. Mastaler | Mgmt | For | For | For | |||
1.7 | Elect Mark C. Perlberg | Mgmt | For | For | For | |||
1.8 | Elect Joseph A. Trunfio | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Daktronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAKT | CUSIP 234264109 | 09/05/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Byron J. Anderson | Mgmt | For | TNA | N/A | |||
1.2 | Elect John P. Friel | Mgmt | For | TNA | N/A | |||
1.3 | Elect Reece A. Kurtenbach | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||
Dave & Buster's Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAY | CUSIP 238337109 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor L. Crawford | Mgmt | For | For | For | |||
2 | Elect Hamish A. Dodds | Mgmt | For | For | For | |||
3 | Elect Michael J. Griffith | Mgmt | For | For | For | |||
4 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
5 | Elect Brian A. Jenkins | Mgmt | For | For | For | |||
6 | Elect Stephen M. King | Mgmt | For | For | For | |||
7 | Elect Patricia H. Mueller | Mgmt | For | For | For | |||
8 | Elect Kevin M. Sheehan | Mgmt | For | For | For | |||
9 | Elect Jennifer Storms | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Apparel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLA | CUSIP 247368103 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anita D. Britt | Mgmt | For | For | For | |||
1.2 | Elect J. Bradley Campbell | Mgmt | For | For | For | |||
1.3 | Elect G. Jay Gogue | Mgmt | For | For | For | |||
1.4 | Elect Robert W. Humphreys | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Staton, Sr. | Mgmt | For | For | For | |||
1.6 | Elect A. Alexander Taylor, II | Mgmt | For | For | For | |||
1.7 | Elect David G. Whalen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diamondback Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FANG | CUSIP 25278X109 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven E. West | Mgmt | For | For | For | |||
2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
3 | Elect Michael L. Hollis | Mgmt | For | For | For | |||
4 | Elect Michael P. Cross | Mgmt | For | For | For | |||
5 | Elect David L. Houston | Mgmt | For | For | For | |||
6 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
7 | Elect Melanie M. Trent | Mgmt | For | For | For | |||
8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
DMC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOOM | CUSIP 23291C103 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||
1.2 | Elect Andrea Bertone | Mgmt | For | For | For | |||
1.3 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Cohen | Mgmt | For | For | For | |||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |||
1.7 | Elect Clifton Peter Rose | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Donnelley Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFIN | CUSIP 25787G100 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis A. Aguilar | Mgmt | For | For | For | |||
2 | Elect Nanci E. Caldwell | Mgmt | For | Against | Against | |||
3 | Elect Richard L. Crandall | Mgmt | For | For | For | |||
4 | Elect Charles Drucker | Mgmt | For | For | For | |||
5 | Elect Juliet S. Ellis | Mgmt | For | For | For | |||
6 | Elect Gary G. Greenfield | Mgmt | For | For | For | |||
7 | Elect Jeffery Jacobowitz | Mgmt | For | For | For | |||
8 | Elect Daniel N. Leib | Mgmt | For | For | For | |||
9 | Elect Lois M. Martin | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2016 Performance Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
El Paso Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EE | CUSIP 283677854 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Barbas | Mgmt | For | For | For | |||
2 | Elect James W. Cicconi | Mgmt | For | For | For | |||
3 | Elect Mary E. Kipp | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Electronics For Imaging, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFII | CUSIP 286082102 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Brown | Mgmt | For | For | For | |||
1.2 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.3 | Elect Gill Cogan | Mgmt | For | For | For | |||
1.4 | Elect Guy Gecht | Mgmt | For | For | For | |||
1.5 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Kashnow | Mgmt | For | For | For | |||
1.7 | Elect Dan Maydan | Mgmt | For | For | For | |||
1.8 | Elect William D. Muir, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Issuance for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Steven W. Nance | Mgmt | For | For | For | |||
1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Evoqua Water Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AQUA | CUSIP 30057T105 | 02/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nick Bhambri | Mgmt | For | Withhold | Against | |||
1.2 | Elect Judd A. Gregg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lynn C. Swann | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approve the 2018 Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
FCB Financial Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCB | CUSIP 30255G103 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
Federal Signal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSS | CUSIP 313855108 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eugene J. Lowe, III | Mgmt | For | For | For | |||
1.2 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.3 | Elect Patrick E. Miller | Mgmt | For | For | For | |||
1.4 | Elect Richard R. Mudge | Mgmt | For | For | For | |||
1.5 | Elect William F. Owens | Mgmt | For | For | For | |||
1.6 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
1.7 | Elect Jennifer L. Sherman | Mgmt | For | For | For | |||
1.8 | Elect John L. Workman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FGL Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FG | CUSIP G3402M102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher O. Blunt | Mgmt | For | For | For | |||
2 | Elect Timothy M. Walsh | Mgmt | For | For | For | |||
3 | Elect Menes O. Chee | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Defiance Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDEF | CUSIP 32006W106 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Bookmyer | Mgmt | For | For | For | |||
1.2 | Elect Terri A. Bettinger | Mgmt | For | For | For | |||
1.3 | Elect Thomas K. Herman | Mgmt | For | For | For | |||
1.4 | Elect Thomas A. Reineke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Elimination of Supermajority Requirement to Amend the Company's Articles of Incorporation | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Voting Standard to Amend the Company's Code of Regulations | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Voting Standard Applicable to Amend the Company's Articles of Incorporation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Voting Standard Applicable to Approval of Certain Business Combinations | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
First Horizon National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP 320517105 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
2 | Elect John C. Compton | Mgmt | For | For | For | |||
3 | Elect Wendy P. Davidson | Mgmt | For | For | For | |||
4 | Elect Mark A. Emkes | Mgmt | For | For | For | |||
5 | Elect Peter N. Foss | Mgmt | For | For | For | |||
6 | Elect Corydon J. Gilchrist | Mgmt | For | For | For | |||
7 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
8 | Elect Scott M. Niswonger | Mgmt | For | For | For | |||
9 | Elect Vicki R. Palmer | Mgmt | For | For | For | |||
10 | Elect Colin V. Reed | Mgmt | For | For | For | |||
11 | Elect Cecelia D. Stewart | Mgmt | For | For | For | |||
12 | Elect Rajesh Subramaniam | Mgmt | For | For | For | |||
13 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
14 | Elect Luke Yancy III | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
First Merchants Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRME | CUSIP 320817109 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Howard Halderman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael C. Rechin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles E. Schalliol | Mgmt | For | Withhold | Against | |||
1.4 | Elect Terry L. Walker | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2019 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Approval of Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Forest City Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCEA | CUSIP 345605109 | 11/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Franklin Covey Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FC | CUSIP 353469109 | 01/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anne H. Chow | Mgmt | For | Withhold | Against | |||
1.2 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
1.3 | Elect Michael Fung | Mgmt | For | For | For | |||
1.4 | Elect Dennis G. Heiner | Mgmt | For | For | For | |||
1.5 | Elect Donald J. McNamara | Mgmt | For | For | For | |||
1.6 | Elect Joel C. Peterson | Mgmt | For | For | For | |||
1.7 | Elect E. Kay Stepp | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Whitman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Franklin Financial Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSB | CUSIP 35352P104 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy E. Allen | Mgmt | For | For | For | |||
1.2 | Elect James W. Cross IV | Mgmt | For | For | For | |||
1.3 | Elect David H. Kemp | Mgmt | For | For | For | |||
1.4 | Elect Anil C. Patel | Mgmt | For | For | For | |||
1.5 | Elect Paul M. Pratt Jr. | Mgmt | For | For | For | |||
1.6 | Elect Pamela J. Stephens | Mgmt | For | For | For | |||
1.7 | Elect Melody J. Sullivan | Mgmt | For | For | For | |||
1.8 | Elect Gregory E. Waldron | Mgmt | For | For | For | |||
1.9 | Elect Benjamin P. Wynd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
2 | Elect David A. Handler | Mgmt | For | For | For | |||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
4 | Elect James B. Perry | Mgmt | For | For | For | |||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
7 | Elect E. Scott Urdang | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Against | N/A | |||
Geospace Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GEOS | CUSIP 37364X109 | 02/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edgar R. Giesinger, Jr. | Mgmt | For | For | For | |||
2 | Elect William H. Moody | Mgmt | For | For | For | |||
3 | Elect Gary D. Owens | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Golub Capital BDC, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBDC | CUSIP 38173M102 | 02/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence E. Golub | Mgmt | For | For | For | |||
2 | Elect William M. Webster IV | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | |||
Graham Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GHM | CUSIP 384556106 | 08/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Fortier | Mgmt | For | For | For | |||
1.2 | Elect James R. Lines | Mgmt | For | For | For | |||
1.3 | Elect Lisa M. Schnorr | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Granite Point Mortgage Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPMT | CUSIP 38741L107 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tanuja M. Dehne | Mgmt | For | For | For | |||
2 | Elect Martin A. Kamarck | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect William Roth | Mgmt | For | For | For | |||
5 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
6 | Elect Thomas Siering | Mgmt | For | For | For | |||
7 | Elect John A. Taylor | Mgmt | For | For | For | |||
8 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Greenbrier Cos., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.2 | Elect Duane C. McDougall | Mgmt | For | For | For | |||
1.3 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hancock Whitney Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HWC | CUSIP 410120109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hardy B. Fowler | Mgmt | For | For | For | |||
1.2 | Elect Randall W. Hanna | Mgmt | For | For | For | |||
1.3 | Elect Sonya C. Little | Mgmt | For | For | For | |||
1.4 | Elect Robert W. Roseberry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Geralyn R. Breig | Mgmt | For | For | For | |||
2 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
4 | Elect James C. Johnson | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
8 | Elect David V. Singer | Mgmt | For | For | For | |||
9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Herc Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRI | CUSIP 42704L104 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
2 | Elect Lawrence Silber | Mgmt | For | For | For | |||
3 | Elect James H. Browning | Mgmt | For | For | For | |||
4 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
5 | Elect Nicholas F. Graziano | Mgmt | For | For | For | |||
6 | Elect Jean K. Holley | Mgmt | For | For | For | |||
7 | Elect Jacob M. Katz | Mgmt | For | For | For | |||
8 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
9 | Elect Courtney R. Mather | Mgmt | For | Against | Against | |||
10 | Elect Louis J. Pastor | Mgmt | For | For | For | |||
11 | Elect Mary Pat Salomone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Hercules Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph A. Hoffman | Mgmt | For | For | For | |||
1.2 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Heritage Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRTG | CUSIP 42727J102 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Lucas | Mgmt | For | For | For | |||
1.2 | Elect Richard Widdiecombe | Mgmt | For | For | For | |||
1.3 | Elect Pete Apostolou | Mgmt | For | For | For | |||
1.4 | Elect Irini Barlas | Mgmt | For | For | For | |||
1.5 | Elect Steven Martindale | Mgmt | For | For | For | |||
1.6 | Elect James Masiello | Mgmt | For | For | For | |||
1.7 | Elect Nicholas Pappas | Mgmt | For | For | For | |||
1.8 | Elect Joseph Vattamattam | Mgmt | For | For | For | |||
1.9 | Elect Vijay Walvekar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HomeStreet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 06/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandra A. Cavanaugh | Mgmt | For | For | For | |||
1.2 | Elect Mark K. Mason | Mgmt | For | For | For | |||
1.3 | Elect Donald R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Exclusive Forum Provision | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
HomeStreet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 06/20/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald K. Tanemura | ShrHoldr | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee: S.A. Cavanaugh | ShrHoldr | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee: Mark K. Mason | ShrHoldr | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
4 | Ratification of Exclusive Forum Provision | Mgmt | N/A | TNA | N/A | |||
5 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | |||
6 | Elimination of Supermajority Requirement | Mgmt | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | N/A | TNA | N/A | |||
Houston Wire & Cable Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HWCC | CUSIP 44244K109 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James L. Pokluda, III | Mgmt | For | For | For | |||
1.2 | Elect Roy W. Haley | Mgmt | For | For | For | |||
1.3 | Elect Margaret S. Laird | Mgmt | For | For | For | |||
1.4 | Elect Robert L. Reymond | Mgmt | For | For | For | |||
1.5 | Elect Sandford W. Rothe | Mgmt | For | For | For | |||
1.6 | Elect Wiiliam H. Sheffield | Mgmt | For | For | For | |||
1.7 | Elect G. Gary Yetman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Iberiabank Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBKC | CUSIP 450828108 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Fenstermaker | Mgmt | For | For | For | |||
1.2 | Elect Rick E. Maples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
II-VI Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IIVI | CUSIP 902104108 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
IMAX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMAX | CUSIP 45245E109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil S. Braun | Mgmt | For | For | For | |||
1.2 | Elect Eric A. Demirian | Mgmt | For | For | For | |||
1.3 | Elect Kevin Douglas | Mgmt | For | For | For | |||
1.4 | Elect Richard L. Gelfond | Mgmt | For | For | For | |||
1.5 | Elect David W. Leebron | Mgmt | For | For | For | |||
1.6 | Elect Michael MacMillan | Mgmt | For | For | For | |||
1.7 | Elect Dana Settle | Mgmt | For | For | For | |||
1.8 | Elect Darren D. Throop | Mgmt | For | For | For | |||
1.9 | Elect Bradley J. Wechsler | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Independence Contract Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICD | CUSIP 453415309 | 10/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Independent Bank Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Brooks | Mgmt | For | For | For | |||
1.2 | Elect Douglas A. Cifu | Mgmt | For | For | For | |||
1.3 | Elect J. Webb Jennings III | Mgmt | For | For | For | |||
1.4 | Elect Alicia K. Harrison | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
3 | Eliminate Supermajority Vote for Bylaw Amendments | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Independent Bank Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBTX | CUSIP 45384B106 | 09/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Information Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CUSIP 45675Y104 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael P. Connors | Mgmt | For | For | For | |||
1.2 | Elect Christine Putur | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146L101 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert C. Albanese | Mgmt | For | For | For | |||
1.2 | Elect Domenick A. Cama | Mgmt | For | For | For | |||
1.3 | Elect James J. Garibaldi | Mgmt | For | For | For | |||
1.4 | Elect James H. Ward III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
2 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
3 | Elect Robert J. Cresci | Mgmt | For | Against | Against | |||
4 | Elect Sarah Fay | Mgmt | For | For | For | |||
5 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
6 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
7 | Elect Stephen Ross | Mgmt | For | For | For | |||
8 | Elect Vivek Shah | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JetBlue Airways Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBLU | CUSIP 477143101 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
2 | Elect Peter Boneparth | Mgmt | For | For | For | |||
3 | Elect Virginia Gambale | Mgmt | For | For | For | |||
4 | Elect Stephan Gemkow | Mgmt | For | For | For | |||
5 | Elect Robin Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen Jewett | Mgmt | For | For | For | |||
7 | Elect Joel Peterson | Mgmt | For | For | For | |||
8 | Elect Sarah Robb O'Hagan | Mgmt | For | For | For | |||
9 | Elect Frank V. Sica | Mgmt | For | For | For | |||
10 | Elect Thomas Winkelmann | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Kearny Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRNY | CUSIP 48716P108 | 10/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John N. Hopkins | Mgmt | For | For | For | |||
1.2 | Elect Craig L. Montanaro | Mgmt | For | For | For | |||
1.3 | Elect Leopold W. Montanaro | Mgmt | For | For | For | |||
1.4 | Elect Catherine A. Lawton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
KEMET Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEM | CUSIP 488360207 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wilfried Backes | Mgmt | For | For | For | |||
2 | Elect Gurminder S. Bedi | Mgmt | For | For | For | |||
3 | Elect Per-Olof Loof | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Knowles Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CUSIP 49926D109 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hermann Eul | Mgmt | For | For | For | |||
2 | Elect Donald Macleod | Mgmt | For | For | For | |||
3 | Elect Cheryl L. Shavers | Mgmt | For | For | For | |||
4 | Elect Steven F. Mayer | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement to Amend Provisions in the Charter | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement to Amend By-Laws | Mgmt | For | For | For | |||
Ladder Capital Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LADR | CUSIP 505743104 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan H. Fishman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela McCormack | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Weiner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Limoneira Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMNR | CUSIP 532746104 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gordon E. Kimball | Mgmt | For | For | For | |||
1.2 | Elect Scott S. Slater | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lions Gate Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGF | CUSIP 535919401 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Burns | Mgmt | For | For | For | |||
2 | Elect Gordon Crawford | Mgmt | For | For | For | |||
3 | Elect Arthur Evrensel | Mgmt | For | For | For | |||
4 | Elect Jon Feltheimer | Mgmt | For | For | For | |||
5 | Elect Emily Fine | Mgmt | For | For | For | |||
6 | Elect Michael T. Fries | Mgmt | For | Against | Against | |||
7 | Elect Lucian Grainge | Mgmt | For | Against | Against | |||
8 | Elect Susan McCaw | Mgmt | For | For | For | |||
9 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
10 | Elect Daniel E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Daryl Simm | Mgmt | For | For | For | |||
12 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
13 | Elect David M. Zaslav | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Transaction of Other Business | Mgmt | For | Against | Against | |||
LSI Industries Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYTS | CUSIP 50216C108 | 11/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert P. Beech | Mgmt | For | For | For | |||
1.2 | Elect Ronald D. Brown | Mgmt | For | For | For | |||
1.3 | Elect Gary P. Kreider | Mgmt | For | For | For | |||
1.4 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.5 | Elect Wilfred T. O'Gara | Mgmt | For | For | For | |||
1.6 | Elect James P. Sferra | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Steele | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Magellan Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGLN | CUSIP 559079207 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael S. Diament | Mgmt | For | For | For | |||
1.2 | Elect Barry M. Smith | Mgmt | For | For | For | |||
1.3 | Elect Swati Abbott | Mgmt | For | For | For | |||
1.4 | Elect Peter A. Feld | Mgmt | For | For | For | |||
1.5 | Elect Leslie V. Norwalk | Mgmt | For | For | For | |||
1.6 | Elect Guy Sansone | Mgmt | For | For | For | |||
1.7 | Elect Steven J. Shulman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Magnolia Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGY | CUSIP 559663109 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
2 | Elect Arcilia C. Acosta | Mgmt | For | For | For | |||
3 | Elect Angela M. Busch | Mgmt | For | For | For | |||
4 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
5 | Elect James R. Larson | Mgmt | For | For | For | |||
6 | Elect Michael G. MacDougall | Mgmt | For | For | For | |||
7 | Elect Dan F. Smith | Mgmt | For | For | For | |||
8 | Elect John B. Walker | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Magseis ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSEIS | CINS R4S03L103 | 12/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect Charles Warren Davison Jr. | Mgmt | For | TNA | N/A | |||
9 | Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Private Placement | Mgmt | For | TNA | N/A | |||
11 | Issuance of Shares w/o Preemptive Rights in Connection with Consideration Shares | Mgmt | For | TNA | N/A | |||
12 | Issuance of Warrants w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
13 | Retention Program for New Employees | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Company Name | Mgmt | For | TNA | N/A | |||
15 | Repair Offering | Mgmt | For | TNA | N/A | |||
16 | Amendment to the Bonus and Stock Program | Mgmt | For | TNA | N/A | |||
17 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Major Drilling Group International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDI | CUSIP 560909103 | 09/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Breiner | Mgmt | For | For | For | |||
1.2 | Elect Jean Desrosiers | Mgmt | For | For | For | |||
1.3 | Elect Fred J. Dyment | Mgmt | For | For | For | |||
1.4 | Elect Denis Larocque | Mgmt | For | For | For | |||
1.5 | Elect Janice Rennie | Mgmt | For | For | For | |||
1.6 | Elect David B. Tennant | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jo Mark Zurel | Mgmt | For | For | For | |||
1.8 | Elect John Burzynski | Mgmt | For | Withhold | Against | |||
1.9 | Elect Louise-Pierre Gignac | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Manitex International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNTX | CUSIP 563420108 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Clark | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert S. Gigliotti | Mgmt | For | Withhold | Against | |||
1.3 | Elect Frederick B. Knox | Mgmt | For | Withhold | Against | |||
1.4 | Elect David J. Langevin | Mgmt | For | Withhold | Against | |||
1.5 | Elect Marvin B. Rosenberg | Mgmt | For | Withhold | Against | |||
1.6 | Elect Indo Schiller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Stephen J. Tober | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Medley Management Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLY | CUSIP 58503T106 | 04/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Mesa Air Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MESA | CUSIP 590479135 | 04/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan G. Ornstein | Mgmt | For | For | For | |||
1.2 | Elect Grant Lyon | Mgmt | For | For | For | |||
1.3 | Elect Ellen N. Artist | Mgmt | For | For | For | |||
1.4 | Elect Mitchell I. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Dana J. Lockhart | Mgmt | For | For | For | |||
1.6 | Elect Don Skiados | Mgmt | For | For | For | |||
1.7 | Elect Harvey W. Schiller | Mgmt | For | For | For | |||
2 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Micro Focus International Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCRO | CUSIP 594837304 | 08/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal | Mgmt | For | For | For | |||
MVC Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MVC | CUSIP 553829102 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emilio Dominianni | Mgmt | For | For | For | |||
1.2 | Elect Phillip Goldstein | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gerald Hellerman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Warren Holtsberg | Mgmt | For | For | For | |||
1.5 | Elect Robert Knapp | Mgmt | For | For | For | |||
1.6 | Elect Scott Krase | Mgmt | For | For | For | |||
1.7 | Elect William Taylor | Mgmt | For | For | For | |||
1.8 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MYR Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYRG | CUSIP 55405W104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry F. Altenbaumer | Mgmt | For | For | For | |||
2 | Elect Bradley T. Favreau | Mgmt | For | For | For | |||
3 | Elect William A. Koertner | Mgmt | For | For | For | |||
4 | Elect William D. Patterson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP 651290108 | 02/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
nVent Electric plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVT | CUSIP G6700G107 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian M. Baldwin | Mgmt | For | For | For | |||
2 | Elect Jerry W. Burris | Mgmt | For | For | For | |||
3 | Elect Susan M. Cameron | Mgmt | For | For | For | |||
4 | Elect Michael L. Ducker | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Ronald L. Merriman | Mgmt | For | For | For | |||
8 | Elect William T. Monahan | Mgmt | For | For | For | |||
9 | Elect Herbert K. Parker | Mgmt | For | For | For | |||
10 | Elect Beth Wozniak | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | For | For | For | |||
OceanFirst Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OCFC | CUSIP 675234108 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven E. Brady | Mgmt | For | For | For | |||
1.2 | Elect Angelo Catania | Mgmt | For | For | For | |||
1.3 | Elect Anthony R. Coscia | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Devlin | Mgmt | For | For | For | |||
1.5 | Elect Jack M. Farris | Mgmt | For | For | For | |||
1.6 | Elect Kimberly M. Guadagno | Mgmt | For | For | For | |||
1.7 | Elect John K. Lloyd | Mgmt | For | For | For | |||
1.8 | Elect Christopher D. Maher | Mgmt | For | For | For | |||
1.9 | Elect Nicos Katsoulis | Mgmt | For | For | For | |||
1.10 | Elect Grace C. Torres | Mgmt | For | For | For | |||
1.11 | Elect Grace Vallacchi | Mgmt | For | For | For | |||
1.12 | Elect John E. Walsh | Mgmt | For | For | For | |||
1.13 | Elect Samuel R. Young | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Robert Bunch | Mgmt | For | For | For | |||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
3 | Elect John M. B. O'Connor | Mgmt | For | For | For | |||
4 | Elect Scott M. Sutton | Mgmt | For | For | For | |||
5 | Elect William H. Weideman | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Carona | Mgmt | For | For | For | |||
2 | Elect Ayad A. Fargo | Mgmt | For | For | For | |||
3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
6 | Elect M. Christian Mitchell | Mgmt | For | For | For | |||
7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
8 | Elect Zareh M. Sarrafian | Mgmt | For | For | For | |||
9 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Papa John's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PZZA | CUSIP 698813102 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher L. Coleman | Mgmt | For | For | For | |||
2 | Elect Michael R Dubin | Mgmt | For | For | For | |||
3 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
4 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
5 | Elect Jocelyn Mangan | Mgmt | For | For | For | |||
6 | Elect Sonya E. Medina | Mgmt | For | For | For | |||
7 | Elect Shaquille O'Neal | Mgmt | For | For | For | |||
8 | Elect Steven Ritchie | Mgmt | For | For | For | |||
9 | Elect Anthony M. Sanfilippo | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Rights Agreement Plan | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
2 | Elect Ralph C. Derrickson | Mgmt | For | Against | Against | |||
3 | Elect James R. Kackley | Mgmt | For | For | For | |||
4 | Elect David S. Lundeen | Mgmt | For | For | For | |||
5 | Elect Brian L. Matthews | Mgmt | For | For | For | |||
6 | Elect Gary M. Wimberly | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Photronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAB | CUSIP 719405102 | 03/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter M. Fiederowicz | Mgmt | For | For | For | |||
1.2 | Elect Joseph A. Fiorita, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | |||
1.4 | Elect Dr. Peter S. Kirlin | Mgmt | For | For | For | |||
1.5 | Elect Constantine S. Macricostas | Mgmt | For | For | For | |||
1.6 | Elect George Macricostas | Mgmt | For | For | For | |||
1.7 | Elect Mitchell G. Tyson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pinnacle Financial Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNFP | CUSIP 72346Q104 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abney S. Boxley, III | Mgmt | For | For | For | |||
2 | Elect Charles E. Brock | Mgmt | For | For | For | |||
3 | Elect Renda J. Burkhart | Mgmt | For | For | For | |||
4 | Elect Gregory L. Burns | Mgmt | For | For | For | |||
5 | Elect Richard D. Callicutt II | Mgmt | For | For | For | |||
6 | Elect Marty G. Dickens | Mgmt | For | For | For | |||
7 | Elect Thomas C. Farnsworth, III | Mgmt | For | For | For | |||
8 | Elect Joseph C. Galante | Mgmt | For | For | For | |||
9 | Elect Glenda B. Glover | Mgmt | For | For | For | |||
10 | Elect David B. Ingram | Mgmt | For | For | For | |||
11 | Elect Robert A. McCabe, Jr. | Mgmt | For | For | For | |||
12 | Elect Ronald L. Samuels | Mgmt | For | For | For | |||
13 | Elect Gary L. Scott | Mgmt | For | For | For | |||
14 | Elect Thomas R. Sloan | Mgmt | For | For | For | |||
15 | Elect Reese L. Smith, III | Mgmt | For | For | For | |||
16 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
17 | Elect M. Terry Turner | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plantronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLT | CUSIP 727493108 | 06/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Hagerty | Mgmt | For | For | For | |||
2 | Elect Marv Tseu | Mgmt | For | For | For | |||
3 | Elect Joe Burton | Mgmt | For | For | For | |||
4 | Elect Frank Baker | Mgmt | For | For | For | |||
5 | Elect Kathy Crusco | Mgmt | For | For | For | |||
6 | Elect Brian Dexheimer | Mgmt | For | For | For | |||
7 | Elect Gregg Hammann | Mgmt | For | For | For | |||
8 | Elect John Hart | Mgmt | For | For | For | |||
9 | Elect Guido Jouret | Mgmt | For | Against | Against | |||
10 | Elect Marshall Mohr | Mgmt | For | For | For | |||
11 | Elect Daniel Moloney | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
4 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
5 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
6 | Elect Kathryn J. Jackson | Mgmt | For | For | For | |||
7 | Elect Michael Millegan | Mgmt | For | For | For | |||
8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
10 | Elect Maria M. Pope | Mgmt | For | For | For | |||
11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Powell Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWL | CUSIP 739128106 | 02/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brett A. Cope | Mgmt | For | For | For | |||
1.2 | Elect Thomas W. Powell | Mgmt | For | For | For | |||
1.3 | Elect Richard E. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ProPetro Holding Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUMP | CUSIP 74347M108 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dale Redman | Mgmt | For | For | For | |||
1.2 | Elect Spencer D. Armour, III | Mgmt | For | For | For | |||
1.3 | Elect Steven L. Beal | Mgmt | For | For | For | |||
1.4 | Elect Mark S. Berg | Mgmt | For | For | For | |||
1.5 | Elect Anthony J. Best | Mgmt | For | For | For | |||
1.6 | Elect Pryor Blackwell | Mgmt | For | For | For | |||
1.7 | Elect Alan E. Douglas | Mgmt | For | For | For | |||
1.8 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
1.9 | Elect Jack B. Moore | Mgmt | For | Withhold | Against | |||
2 | Amendments to Certificate of Incorporation to Remove Inoperative Provisions Related to Former Majority Shareholder | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement to Amend ByLaws | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Qts Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTS | CUSIP 74736A103 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |||
1.2 | Elect John W. Barter, III | Mgmt | For | For | For | |||
1.3 | Elect William O. Grabe | Mgmt | For | For | For | |||
1.4 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
1.5 | Elect Peter A. Marino | Mgmt | For | For | For | |||
1.6 | Elect Scott D. Miller | Mgmt | For | For | For | |||
1.7 | Elect Mazen Rahwashdeh | Mgmt | For | For | For | |||
1.8 | Elect Wayne M. Rehberger | Mgmt | For | Withhold | Against | |||
1.9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Westhead | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Opt Out of Maryland's Unsolicited Takeover Act | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
Quad/Graphics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QUAD | CUSIP 747301109 | 05/20/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Angelson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Douglas P. Buth | Mgmt | For | Withhold | Against | |||
1.3 | Elect John C. Fowler | Mgmt | For | Withhold | Against | |||
1.4 | Elect Stephen M. Fuller | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christopher B. Harned | Mgmt | For | Withhold | Against | |||
1.6 | Elect J. Joel Quadracci | Mgmt | For | Withhold | Against | |||
1.7 | Elect Kathryn Quadracci Flores | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jay O. Rothman | Mgmt | For | Withhold | Against | |||
1.9 | Elect John S. Shiely | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Quanex Building Products Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NX | CUSIP 747619104 | 03/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert R. Buck | Mgmt | For | Against | Against | |||
2 | Elect Susan F. Davis | Mgmt | For | For | For | |||
3 | Elect William C. Griffiths | Mgmt | For | For | For | |||
4 | Elect Donald Maier | Mgmt | For | For | For | |||
5 | Elect Joseph D. Rupp | Mgmt | For | For | For | |||
6 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brenda A. Cline | Mgmt | For | For | For | |||
2 | Elect Anthony V. Dub | Mgmt | For | For | For | |||
3 | Elect James M. Funk | Mgmt | For | For | For | |||
4 | Elect Steven D. Gray | Mgmt | For | For | For | |||
5 | Elect Christopher A. Helms | Mgmt | For | For | For | |||
6 | Elect Gregory G. Maxwell | Mgmt | For | For | For | |||
7 | Elect Steffen E. Palko | Mgmt | For | For | For | |||
8 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2019 Equity-Based Compensation Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
RLJ Lodging Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLJ | CUSIP 74965L101 | 05/03/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
2 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
3 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
4 | Elect Arthur R. Collins | Mgmt | For | For | For | |||
5 | Elect Nathaniel A. Davis | Mgmt | For | Against | Against | |||
6 | Elect Patricia L. Gibson | Mgmt | For | For | For | |||
7 | Elect Robert M. La Forgia | Mgmt | For | For | For | |||
8 | Elect Robert J. McCarthy | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Holland | Mgmt | For | For | For | |||
2 | Elect Frederick J. Holzgrefe, III | Mgmt | For | For | For | |||
3 | Elect Richard D. O'Dell | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Schneider National, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDR | CUSIP 80689H102 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary P. DePrey | Mgmt | For | Withhold | Against | |||
1.2 | Elect James R. Giertz | Mgmt | For | Withhold | Against | |||
1.3 | Elect Adam P. Godfrey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert W. Grubbs | Mgmt | For | Withhold | Against | |||
1.5 | Elect Norman E. Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mark B. Rourke | Mgmt | For | Withhold | Against | |||
1.7 | Elect Daniel J. Sullivan | Mgmt | For | Withhold | Against | |||
1.8 | Elect John A.C. Swainson | Mgmt | For | Withhold | Against | |||
1.9 | Elect James L. Welch | Mgmt | For | Withhold | Against | |||
1.10 | Elect Kathleen M. Zimmermann | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C130 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.3 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Select Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J400 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Schmitz | Mgmt | For | For | For | |||
2 | Elect Holli C. Ladhani | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect David C. Baldwin | Mgmt | For | For | For | |||
6 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
7 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
8 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
9 | Elect David A. Trice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Select Medical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEM | CUSIP 81619Q105 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell L. Carson | Mgmt | For | For | For | |||
2 | Elect William H. Frist | Mgmt | For | For | For | |||
3 | Elect Robert A. Ortenzio | Mgmt | For | For | For | |||
4 | Elect Marilyn B. Tavenner | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Seven Generations Energy Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Mark Monroe | Mgmt | For | For | For | |||
2.2 | Elect Marty Proctor | Mgmt | For | For | For | |||
2.3 | Elect Avik Dey | Mgmt | For | For | For | |||
2.4 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.5 | Elect Paul Hand | Mgmt | For | For | For | |||
2.6 | Elect Dale Hohm | Mgmt | For | For | For | |||
2.7 | Elect Ronnie Irani | Mgmt | For | For | For | |||
2.8 | Elect Bill McAdam | Mgmt | For | For | For | |||
2.9 | Elect Jackie Sheppard | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Signature Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBNY | CUSIP 82669G104 | 10/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Repurchase | Mgmt | For | For | For | |||
Solar Capital Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLRC | CUSIP 83413U100 | 10/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael S. Gross | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | |||
SP Plus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SP | CUSIP 78469C103 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Marc Baumann | Mgmt | For | For | For | |||
1.2 | Elect Karen M. Garrison | Mgmt | For | For | For | |||
1.3 | Elect Alice M. Peterson | Mgmt | For | For | For | |||
1.4 | Elect Gregory A. Reid | Mgmt | For | For | For | |||
1.5 | Elect Wyman T. Roberts | Mgmt | For | For | For | |||
1.6 | Elect Douglas R. Waggoner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sparton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPA | CUSIP 847235108 | 12/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Bazaar | Mgmt | For | For | For | |||
2 | Elect James D. Fast | Mgmt | For | For | For | |||
3 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
4 | Elect Charles R. Kummeth | Mgmt | For | Against | Against | |||
5 | Elect James R. Swartwout | Mgmt | For | For | For | |||
6 | Elect Frank A. Wilson | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sportsman's Warehouse Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPWH | CUSIP 84920Y106 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | |||
1.2 | Elect Richard D. McBee | Mgmt | For | For | For | |||
2 | Approval of the 2019 Performance Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CUSIP 85917A100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Cahill | Mgmt | For | For | For | |||
1.2 | Elect Navy E. Djonovic | Mgmt | For | For | For | |||
1.3 | Elect Fernando Ferrer | Mgmt | For | For | For | |||
1.4 | Elect Robert Giambrone | Mgmt | For | For | For | |||
1.5 | Elect Mona Kanaan | Mgmt | For | For | For | |||
1.6 | Elect Jack L. Kopnisky | Mgmt | For | For | For | |||
1.7 | Elect James J. Landy | Mgmt | For | For | For | |||
1.8 | Elect Maureen Mitchell | Mgmt | For | For | For | |||
1.9 | Elect Patricia M. Nazemetz | Mgmt | For | For | For | |||
1.10 | Elect Richard O'Toole | Mgmt | For | For | For | |||
1.11 | Elect Ralph F. Palleschi | Mgmt | For | For | For | |||
1.12 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.13 | Elect William E. Whiston | Mgmt | For | For | For | |||
2 | Amendment to the 2015 Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sterling Construction Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRL | CUSIP 859241101 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
2 | Elect Joseph Cutillo | Mgmt | For | For | For | |||
3 | Elect Marian M Davenport | Mgmt | For | For | For | |||
4 | Elect Raymond F. Messer | Mgmt | For | For | For | |||
5 | Elect Dana C. O'Brien | Mgmt | For | For | For | |||
6 | Elect Charles R. Patton | Mgmt | For | For | For | |||
7 | Elect Milton L. Scott | Mgmt | For | For | For | |||
8 | Elect Thomas M. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Stolt-Nielsen Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CINS G85080102 | 04/16/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Elect Samuel Cooperman | Mgmt | For | TNA | N/A | |||
7 | Elect Jan Chr Engelhardtsen | Mgmt | For | TNA | N/A | |||
8 | Elect Rolf Habben Jansen | Mgmt | For | TNA | N/A | |||
9 | Elect Hakan Larsson | Mgmt | For | TNA | N/A | |||
10 | Elect Jacob B. Stolt-Nielsen | Mgmt | For | TNA | N/A | |||
11 | Elect Niels G. Stolt-Nielsen | Mgmt | For | TNA | N/A | |||
12 | Elect Tor Olav Troim | Mgmt | For | TNA | N/A | |||
13 | Authority to Fill Board Vacancies | Mgmt | For | TNA | N/A | |||
14 | Elect Samuel Cooperman as Chair | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
Synaptics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNA | CUSIP 87157D109 | 10/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey D. Buchanan | Mgmt | For | For | For | |||
2 | Elect Keith B. Geeslin | Mgmt | For | For | For | |||
3 | Elect James L. Whims | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
7 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Synnex Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin M. Murai | Mgmt | For | For | For | |||
1.2 | Elect Dwight A. Steffensen | Mgmt | For | For | For | |||
1.3 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.4 | Elect Fred A. Breidenbach | Mgmt | For | For | For | |||
1.5 | Elect LEE Hau Leung | Mgmt | For | For | For | |||
1.6 | Elect MIAU Feng-Chiang | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect Ann Vezina | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.10 | Elect Duane E. Zitzner | Mgmt | For | For | For | |||
1.11 | Elect Andrea M. Zulberti | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Synnex Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 10/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C501 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim E. Bentsen | Mgmt | For | For | For | |||
2 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | For | |||
3 | Elect Stephen T. Butler | Mgmt | For | For | For | |||
4 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||
5 | Elect Diana M. Murphy | Mgmt | For | For | For | |||
6 | Elect Harris Pastides | Mgmt | For | For | For | |||
7 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | |||
8 | Elect John L. Stallworth | Mgmt | For | For | For | |||
9 | Elect Kessel D. Stelling | Mgmt | For | For | For | |||
10 | Elect Barry L. Storey | Mgmt | For | For | For | |||
11 | Elect Teresa White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tessco Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TESS | CUSIP 872386107 | 07/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert B. Barnhill, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John D. Beletic | Mgmt | For | For | For | |||
1.3 | Elect Jay G. Baitler | Mgmt | For | For | For | |||
1.4 | Elect Paul J. Gaffney | Mgmt | For | For | For | |||
1.5 | Elect Benn R. Konsynski | Mgmt | For | For | For | |||
1.6 | Elect Dennis J. Shaughnessy | Mgmt | For | For | For | |||
1.7 | Elect Murray Wright | Mgmt | For | For | For | |||
1.8 | Elect Morton F. Zifferer, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
The Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Edie Ames | Mgmt | For | For | For | |||
3 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
4 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
5 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
6 | Elect David B. Pittaway | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hain Celestial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAIN | CUSIP 405217100 | 12/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
2 | Elect Andrew R. Heyer | Mgmt | For | Against | Against | |||
3 | Elect R. Dean Hollis | Mgmt | For | For | For | |||
4 | Elect Shervin J. Korangy | Mgmt | For | For | For | |||
5 | Elect Roger Meltzer | Mgmt | For | Against | Against | |||
6 | Elect Mark Schiller | Mgmt | For | For | For | |||
7 | Elect Jack L. Sinclair | Mgmt | For | For | For | |||
8 | Elect Glenn W. Welling | Mgmt | For | For | For | |||
9 | Elect Dawn M. Zier | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
TiVo Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 88870P106 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
2 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
3 | Elect James E. Meyer | Mgmt | For | Against | Against | |||
4 | Elect Daniel Moloney | Mgmt | For | For | For | |||
5 | Elect Raghavendra Rau | Mgmt | For | For | For | |||
6 | Elect Glenn W. Welling | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TPG Specialty Lending, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLX | CUSIP 87265K102 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer Gordon | Mgmt | For | For | For | |||
1.2 | Elect John Ross | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
TPG Specialty Lending, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLX | CUSIP 87265K102 | 06/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
Tribune Publishing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPCO | CUSIP 89609W107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carol Crenshaw | Mgmt | For | For | For | |||
1.2 | Elect David Dreier | Mgmt | For | For | For | |||
1.3 | Elect Philip G. Franklin | Mgmt | For | For | For | |||
1.4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
1.5 | Elect Timothy P. Knight | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Reck | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TriplePoint Venture Growth BDC Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPVG | CUSIP 89677Y100 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert E. Ahye | Mgmt | For | For | For | |||
1.2 | Elect Steven P. Bird | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tronox Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP G9087Q102 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
3 | Elect Mutlaq Al-Morished | Mgmt | For | Against | Against | |||
4 | Elect Vanessa A. Guthrie | Mgmt | For | For | For | |||
5 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
6 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
7 | Elect Peter B. Johnston | Mgmt | For | For | For | |||
8 | Elect Ginger M. Jones | Mgmt | For | For | For | |||
9 | Elect Stephen J. Jones | Mgmt | For | For | For | |||
10 | Elect Moazzam Khan | Mgmt | For | For | For | |||
11 | Elect Mxolisi Mgojo | Mgmt | For | For | For | |||
12 | Elect Sipho A. Nkosi | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tronox Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 03/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Corporate Domicile | Mgmt | For | For | For | |||
Turning Point Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPB | CUSIP 90041L105 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory H. A. Baxter | Mgmt | For | For | For | |||
1.2 | Elect H.C. Charles Diao | Mgmt | For | For | For | |||
1.3 | Elect Ashley D. Frushone | Mgmt | For | For | For | |||
1.4 | Elect David Glazek | Mgmt | For | For | For | |||
1.5 | Elect Peggy H. Hebard | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Helms, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Lawrence S. Wexler | Mgmt | For | For | For | |||
1.8 | Elect Arnold Zimmerman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Xpress Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USX | CUSIP 90338N202 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon F. Beizer | Mgmt | For | For | For | |||
1.2 | Elect Edward H. Braman | Mgmt | For | For | For | |||
1.3 | Elect Philip V. Connors | Mgmt | For | For | For | |||
1.4 | Elect Eric Fuller | Mgmt | For | For | For | |||
1.5 | Elect Max L. Fuller | Mgmt | For | For | For | |||
1.6 | Elect Dennis A. Nash | Mgmt | For | For | For | |||
1.7 | Elect Lisa Quinn Pate | Mgmt | For | For | For | |||
1.8 | Elect John C. Rickel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Umpqua Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMPQ | CUSIP 904214103 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peggy Y. Fowler | Mgmt | For | For | For | |||
2 | Elect Stephen M. Gambee | Mgmt | For | For | For | |||
3 | Elect James S. Greene | Mgmt | For | For | For | |||
4 | Elect Luis F. Machuca | Mgmt | For | For | For | |||
5 | Elect Cort L. O'Haver | Mgmt | For | For | For | |||
6 | Elect Maria M. Pope | Mgmt | For | Against | Against | |||
7 | Elect John F. Schultz | Mgmt | For | For | For | |||
8 | Elect Susan F. Stevens | Mgmt | For | For | For | |||
9 | Elect Hilliard C. Terry, III | Mgmt | For | For | For | |||
10 | Elect Bryan L. Timm | Mgmt | For | For | For | |||
11 | Elect Anddria Varnado | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Bankshares Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSH | CUSIP 90539J109 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C Asbury | Mgmt | For | For | For | |||
1.2 | Elect L. Bradford Armstrong | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Clarke | Mgmt | For | For | For | |||
1.4 | Elect Patrick E. Corbin | Mgmt | For | For | For | |||
1.5 | Elect Daniel I. Hansen | Mgmt | For | For | For | |||
1.6 | Elect Jan S. Hoover | Mgmt | For | For | For | |||
1.7 | Elect W. Tayloe Murphy, Jr. | Mgmt | For | For | For | |||
1.8 | Elect F. Blair Wimbush | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Univest Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVSP | CUSIP 915271100 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd S. Benning | Mgmt | For | For | For | |||
1.2 | Elect Glenn E. Moyer | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey M. Schweitzer | Mgmt | For | For | For | |||
1.4 | Elect Michael L. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Valmont Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMI | CUSIP 920253101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kaj den Daas | Mgmt | For | For | For | |||
1.2 | Elect Catherine James Paglia | Mgmt | For | For | For | |||
1.3 | Elect James B. Milliken | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Vectrus, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEC | CUSIP 92242T101 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis J. Giuliano | Mgmt | For | For | For | |||
2 | Elect Mary L. Howell | Mgmt | For | For | For | |||
3 | Elect Eric M. Pillmore | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vermilion Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VET | CUSIP 923725105 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Lorenzo Donadeo | Mgmt | For | For | For | |||
2.2 | Elect Carin S. Knickel | Mgmt | For | For | For | |||
2.3 | Elect Stephen P. Larke | Mgmt | For | For | For | |||
2.4 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
2.5 | Elect Larry J. Macdonald | Mgmt | For | For | For | |||
2.6 | Elect Timothy R. Marchant | Mgmt | For | For | For | |||
2.7 | Elect Anthony W. Marino | Mgmt | For | For | For | |||
2.8 | Elect Robert B. Michaleski | Mgmt | For | For | For | |||
2.9 | Elect William B. Roby | Mgmt | For | For | For | |||
2.10 | Elect Catherine L. Williams | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Adoption of the Deferred Share Unit Plan | Mgmt | For | For | For | |||
5 | Amendment to the Vermilion Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to the Employee Bonus Plan | Mgmt | For | For | For | |||
7 | Amendment to the Employee Share Savings Plan | Mgmt | For | For | For | |||
8 | Amendment to the Security Based Compensation Arrangement | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Lesser | Mgmt | For | Withhold | Against | |||
1.2 | Elect Denise Waund Gibson | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Adamovich, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect John J. Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick M. Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles M. Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ari M. Shalam | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAFD | CUSIP 938824109 | 01/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Barbara L. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Wesco International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCC | CUSIP 95082P105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Engel | Mgmt | For | For | For | |||
1.2 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
1.3 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.4 | Elect John K. Morgan | Mgmt | For | For | For | |||
1.5 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.6 | Elect James L. Singleton | Mgmt | For | For | For | |||
1.7 | Elect Easwaran Sundaram | Mgmt | For | For | For | |||
1.8 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Beach | Mgmt | For | For | For | |||
2 | Elect Howard N. Gould | Mgmt | For | For | For | |||
3 | Elect Steven J. Hilton | Mgmt | For | Against | Against | |||
4 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
5 | Elect Robert P. Latta | Mgmt | For | For | For | |||
6 | Elect Todd Marshall | Mgmt | For | For | For | |||
7 | Elect Adriane C. McFetridge | Mgmt | For | For | For | |||
8 | Elect James E. Nave | Mgmt | For | For | For | |||
9 | Elect Michael Patriarca | Mgmt | For | For | For | |||
10 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
11 | Elect Donald D. Snyder | Mgmt | For | For | For | |||
12 | Elect Sung Won Sohn | Mgmt | For | For | For | |||
13 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Willdan Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLDN | CUSIP 96924N100 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. Brisbin | Mgmt | For | For | For | |||
1.2 | Elect Steven A. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Robert Conway | Mgmt | For | For | For | |||
1.4 | Elect Debra G. Coy | Mgmt | For | For | For | |||
1.5 | Elect Raymond W. Holdsworth | Mgmt | For | For | For | |||
1.6 | Elect Douglas J. McEachern | Mgmt | For | For | For | |||
1.7 | Elect Dennis V. McGinn | Mgmt | For | For | For | |||
1.8 | Elect Keith W. Renken | Mgmt | For | For | For | |||
1.9 | Elect Mohammed Shahidehpour | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of Amendment to the 2008 Performance Incentive Plan | Mgmt | For | Against | Against | |||
William Lyon Homes | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLH | CUSIP 552074700 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas K. Ammerman | Mgmt | For | For | For | |||
1.2 | Elect Eric T. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Thomas F. Harrison | Mgmt | For | For | For | |||
1.4 | Elect Gary H. Hunt | Mgmt | For | For | For | |||
1.5 | Elect William H. Lyon | Mgmt | For | For | For | |||
1.6 | Elect Lynn Carlson Schell | Mgmt | For | For | For | |||
1.7 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
WillScot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSC | CUSIP 971375126 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerard E. Holthaus | Mgmt | For | Withhold | Against | |||
1.2 | Elect Rebecca L. Owen | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Winnebago Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WGO | CUSIP 974637100 | 12/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maria F. Blase | Mgmt | For | For | For | |||
1.2 | Elect Christopher J. Braun | Mgmt | For | For | For | |||
1.3 | Elect David W. Miles | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Wintrust Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTFC | CUSIP 97650W108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter D. Crist | Mgmt | For | For | For | |||
2 | Elect Bruce K. Crowther | Mgmt | For | For | For | |||
3 | Elect William J. Doyle | Mgmt | For | For | For | |||
4 | Elect Marla F. Glabe | Mgmt | For | For | For | |||
5 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||
6 | Elect Scott K. Heitmann | Mgmt | For | For | For | |||
7 | Elect Deborah L. Hall Lefevre | Mgmt | For | For | For | |||
8 | Elect Christopher J. Perry | Mgmt | For | For | For | |||
9 | Elect Ingrid S. Stafford | Mgmt | For | For | For | |||
10 | Elect Gary D. Sweeney | Mgmt | For | For | For | |||
11 | Elect Karin Gustafson Teglia | Mgmt | For | For | For | |||
12 | Elect Edward J. Wehmer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Sustainable Future Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
6 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bandwidth Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAND | CUSIP 05988J103 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Murdock | Mgmt | For | Withhold | Against | |||
1.2 | Elect Douglas Suriano | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
2 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bader Mohammad Al Saad | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
7 | Elect William E. Ford | Mgmt | For | For | For | |||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Bluebird bio Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLUE | CUSIP 09609G100 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wendy L. Dixon | Mgmt | For | Against | Against | |||
2 | Elect David P. Schenkein | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
1.8 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.9 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chr.Hansen Holding A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHR | CINS K1830B107 | 11/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Company Announcements | Mgmt | For | TNA | N/A | |||
9 | Elect Dominique Reiniche | Mgmt | For | TNA | N/A | |||
10 | Elect Jesper Brandgaard | Mgmt | For | TNA | N/A | |||
11 | Elect Luis Cantarell | Mgmt | For | TNA | N/A | |||
12 | Elect Heidi Kleinbach-Sauter | Mgmt | For | TNA | N/A | |||
13 | Elect Niels Peder Nielsen | Mgmt | For | TNA | N/A | |||
14 | Elect Kristian Villumsen | Mgmt | For | TNA | N/A | |||
15 | Elect Mark Wilson | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian G. Atwood | Mgmt | For | For | For | |||
1.2 | Elect James C. Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard A. Fair | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Klingenstein | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DocuSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOCU | CUSIP 256163106 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Springer | Mgmt | For | For | For | |||
1.2 | Elect Blake J. Irving | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ecolab, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Shari L Ballard | Mgmt | For | For | For | |||
3 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
4 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
6 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect David W. MacLennan | Mgmt | For | For | For | |||
9 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
4 | Elect William J. Link | Mgmt | For | For | For | |||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Francoise Mercadal-Delasalles | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||
12 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
13 | Remuneration of Virginie Morgon, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Audouin, Management Board Member | Mgmt | For | For | For | |||
15 | Remuneration of Nicolas Huet, Management Board Member | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Millet, Management Board Member | Mgmt | For | For | For | |||
17 | Remuneration of Patrick Sayer, Former Management Board Chair | Mgmt | For | For | For | |||
18 | Non-Compete Agreement (Management Board Members) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Eventbrite, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EB | CUSIP 29975E109 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roelof F. Botha | Mgmt | For | For | For | |||
1.2 | Elect Andrew Dreskin (Nominee Withdrawn) | Mgmt | For | For | For | |||
1.3 | Elect Jane Lauder | Mgmt | For | For | For | |||
1.4 | Elect Steffan C. Tomlinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Everbridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. D'Amore | Mgmt | For | For | For | |||
1.2 | Elect Bruns H. Grayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Hafize Gaye Erkan | Mgmt | For | For | For | |||
5 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez, M.D. | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
2 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
3 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
4 | Elect George A. Hambro | Mgmt | For | For | For | |||
5 | Elect Molly E. Joseph | Mgmt | For | For | For | |||
6 | Elect Craig Kennedy | Mgmt | For | For | For | |||
7 | Elect William J. Post | Mgmt | For | For | For | |||
8 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
9 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
10 | Elect Mark Widmar | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Galapagos NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPG | CUSIP 36315X101 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of losses | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | Against | Against | |||
3 | Ratification of Board and Auditor's Acts | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Peter Guenter to the Board of Directors | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Warrant Plan 2019 | Mgmt | For | For | For | |||
8 | Change in Control Clause | Mgmt | For | Against | Against | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Caroline F. Donahue | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Robel | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HealthEquity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||
1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For | |||
1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.7 | Elect Debra McCowan | Mgmt | For | For | For | |||
1.8 | Elect Frank T. Medici | Mgmt | For | For | For | |||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||
1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Interface, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TILE | CUSIP 458665304 | 05/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Burke | Mgmt | For | For | For | |||
1.2 | Elect Andrew B. Cogan | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jay D. Gould | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Hendrix | Mgmt | For | For | For | |||
1.5 | Elect Christopher G. Kennedy | Mgmt | For | For | For | |||
1.6 | Elect Catherine M. Kilbane | Mgmt | For | For | For | |||
1.7 | Elect K. David Kohler | Mgmt | For | For | For | |||
1.8 | Elect James B. Miller, Jr. | Mgmt | For | Withhold | Against | |||
1.9 | Elect Sheryl D. Palmer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect David R. Carlucci | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Choon Phong Goh | Mgmt | For | For | For | |||
8 | Elect Merit E. Janow | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | For | For | |||
10 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
11 | Elect Rima Qureshi | Mgmt | For | For | For | |||
12 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
13 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
15 | Elect Lance Uggla | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
MSCI Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCI | CUSIP 55354G100 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Henry A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
3 | Elect Benjamin F. duPont | Mgmt | For | For | For | |||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | |||
5 | Elect Alice W. Handy | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
9 | Elect George W. Siguler | Mgmt | For | For | For | |||
10 | Elect Marcus L. Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYMB | CINS K7317J133 | 02/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | TNA | N/A | |||
9 | Elect Agnete Raaschou-Nielsen | Mgmt | For | TNA | N/A | |||
10 | Elect Lars Green | Mgmt | For | TNA | N/A | |||
11 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
12 | Elect Kim Stratton | Mgmt | For | TNA | N/A | |||
13 | Elect Mathias Uhlen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Orbotech Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORBK | CUSIP M75253100 | 07/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adrienne D. Elsner | Mgmt | For | For | For | |||
2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
3 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
4 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
5 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
6 | Elect W. Howard Morris | Mgmt | For | For | For | |||
7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect John D. Williams | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Kassing | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Wilder, III | Mgmt | For | For | For | |||
1.3 | Elect Janet Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pluralsight, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PS | CUSIP 72941B106 | 04/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary L. Crittenden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy I. Maudlin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brad Rencher | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Robert M. Dutkowsky | Mgmt | For | Against | Against | |||
4 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
5 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
6 | Elect Anne Gates | Mgmt | For | For | For | |||
7 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
8 | Elect Thomas A. James | Mgmt | For | For | For | |||
9 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
10 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
12 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
Stitch Fix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFIX | CUSIP 860897107 | 12/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katrina Lake | Mgmt | For | For | For | |||
2 | Elect Sharon L. McCollam | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sunrun Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RUN | CUSIP 86771W105 | 06/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lynn Jurich | Mgmt | For | For | For | |||
1.2 | Elect Alan Ferber | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Tuchen | Mgmt | For | For | For | |||
2 | Elect John D. Brennan | Mgmt | For | For | For | |||
3 | Elect Thierry Sommelet | Mgmt | For | For | For | |||
4 | Elect S. Steven Singh | Mgmt | For | For | For | |||
5 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every year | Mgmt | For | For | For | |||
8 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every two years | Mgmt | Against | Against | For | |||
9 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every three years | Mgmt | Against | Against | For | |||
10 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
11 | Allocation of Losses | Mgmt | For | For | For | |||
12 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
13 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
14 | Amendments to Article Regarding Quorum Requirement for Shareholders' Meetings | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Warrants | Mgmt | For | For | For | |||
22 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
25 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
26 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
Teladoc Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDOC | CUSIP 87918A105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Helen Darling | Mgmt | For | For | For | |||
1.2 | Elect William H. Frist | Mgmt | For | For | For | |||
1.3 | Elect Michael Goldstein | Mgmt | For | For | For | |||
1.4 | Elect Jason Gorevic | Mgmt | For | For | For | |||
1.5 | Elect Brian McAndrews | Mgmt | For | For | For | |||
1.6 | Elect Thomas G. McKinley | Mgmt | For | For | For | |||
1.7 | Elect Arneek Multani | Mgmt | For | For | For | |||
1.8 | Elect Kenneth H. Paulus | Mgmt | For | For | For | |||
1.9 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
1.10 | Elect David B. Snow, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Mark Douglas Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Geno Germano | Mgmt | For | For | For | |||
3 | Elect John C. Kelly | Mgmt | For | For | For | |||
4 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
5 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
6 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
7 | Elect Mark Timney | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 10/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Unilever plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULVR | CINS G92087165 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nils Andersen | Mgmt | For | For | For | |||
4 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
5 | Elect Vittorio Colao | Mgmt | For | For | For | |||
6 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
7 | Elect Judith Hartmann | Mgmt | For | For | For | |||
8 | Elect Andrea Jung | Mgmt | For | For | For | |||
9 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
10 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
11 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
12 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Alan Jope | Mgmt | For | For | For | |||
16 | Elect Susan Kilsby | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Michelle Romanow | Mgmt | For | For | For | |||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
8 | Elect John F. Sorte | Mgmt | For | For | For | |||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect John R. Ciulla | Mgmt | For | For | For | |||
3 | Elect John J. Crawford | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
5 | Elect E. Carol Hayles | Mgmt | For | For | For | |||
6 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
7 | Elect Karen R. Osar | Mgmt | For | For | For | |||
8 | Elect Mark Pettie | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Xylem Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XYL | CUSIP 98419M100 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||
2 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
3 | Elect Patrick K. Decker | Mgmt | For | For | For | |||
4 | Elect Robert F. Friel | Mgmt | For | Against | Against | |||
5 | Elect Jorge M. Gomez | Mgmt | For | For | For | |||
6 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
7 | Elect Sten Jakobsson | Mgmt | For | For | For | |||
8 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
9 | Elect Surya N. Mohapatra | Mgmt | For | For | For | |||
10 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
11 | Elect Markos I. Tambakeras | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For |
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Sustainable Leaders Fund | |||||||
Date of fiscal year end: | 12/31 | |||||||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | |||
2 | Elect Herbert Hainer | Mgmt | For | For | For | |||
3 | Elect Marjorie Magner | Mgmt | For | For | For | |||
4 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
5 | Elect David P. Rowland (substitute nominee for Pierre Nanterme) | Mgmt | For | For | For | |||
6 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
7 | Elect Paula A. Price | Mgmt | For | For | For | |||
8 | Elect Venkata Renduchintala | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Frank Kui Tang | Mgmt | For | For | For | |||
11 | Elect Tracey T. Travis | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
6 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bader Mohammad Al Saad | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
7 | Elect William E. Ford | Mgmt | For | For | For | |||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
1.8 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.9 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chr.Hansen Holding A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHR | CINS K1830B107 | 11/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Company Announcements | Mgmt | For | TNA | N/A | |||
9 | Elect Dominique Reiniche | Mgmt | For | TNA | N/A | |||
10 | Elect Jesper Brandgaard | Mgmt | For | TNA | N/A | |||
11 | Elect Luis Cantarell | Mgmt | For | TNA | N/A | |||
12 | Elect Heidi Kleinbach-Sauter | Mgmt | For | TNA | N/A | |||
13 | Elect Niels Peder Nielsen | Mgmt | For | TNA | N/A | |||
14 | Elect Kristian Villumsen | Mgmt | For | TNA | N/A | |||
15 | Elect Mark Wilson | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
9 | Elect Albert G. White III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DocuSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOCU | CUSIP 256163106 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Springer | Mgmt | For | For | For | |||
1.2 | Elect Blake J. Irving | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ecolab, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Shari L Ballard | Mgmt | For | For | For | |||
3 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
4 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
6 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect David W. MacLennan | Mgmt | For | For | For | |||
9 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Hafize Gaye Erkan | Mgmt | For | For | For | |||
5 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez, M.D. | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
2 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
3 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
4 | Elect George A. Hambro | Mgmt | For | For | For | |||
5 | Elect Molly E. Joseph | Mgmt | For | For | For | |||
6 | Elect Craig Kennedy | Mgmt | For | For | For | |||
7 | Elect William J. Post | Mgmt | For | For | For | |||
8 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
9 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
10 | Elect Mark Widmar | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Sir Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect John Frascotti | Mgmt | For | For | For | |||
6 | Elect Lisa Gersh | Mgmt | For | For | For | |||
7 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
8 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
9 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
10 | Elect Edward M. Philip | Mgmt | For | For | For | |||
11 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
12 | Elect Mary Beth West | Mgmt | For | For | For | |||
13 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Election of Laurence Debroux to the Management Board | Mgmt | For | For | For | |||
13 | Election of Michel de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of Ingrid-Helen Arnold to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roderick Gillum | Mgmt | For | For | For | |||
2 | Elect Mary A. Laschinger | Mgmt | For | For | For | |||
3 | Elect Erica L. Mann | Mgmt | For | For | For | |||
4 | Elect Carolyn Tastad | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
MSCI Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCI | CUSIP 55354G100 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Henry A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
3 | Elect Benjamin F. duPont | Mgmt | For | For | For | |||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | |||
5 | Elect Alice W. Handy | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
9 | Elect George W. Siguler | Mgmt | For | For | For | |||
10 | Elect Marcus L. Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYMB | CINS K7317J133 | 02/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | TNA | N/A | |||
9 | Elect Agnete Raaschou-Nielsen | Mgmt | For | TNA | N/A | |||
10 | Elect Lars Green | Mgmt | For | TNA | N/A | |||
11 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
12 | Elect Kim Stratton | Mgmt | For | TNA | N/A | |||
13 | Elect Mathias Uhlen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Frederic Kerrest | Mgmt | For | For | For | |||
1.2 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
1.3 | Elect Michelle Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Kassing | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Wilder, III | Mgmt | For | For | For | |||
1.3 | Elect Janet Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | |||
1.2 | Elect Jason A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | Withhold | Against | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Briggs | Mgmt | For | For | For | |||
2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||
3 | Elect Tamar Yehoshua | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
2 | Elect Sir George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||
8 | Elect James M. Loree | Mgmt | For | For | For | |||
9 | Elect James H. Scholefield | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Global Omnibus Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Hill | Mgmt | For | For | For | |||
1.2 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Tuchen | Mgmt | For | For | For | |||
2 | Elect John D. Brennan | Mgmt | For | For | For | |||
3 | Elect Thierry Sommelet | Mgmt | For | For | For | |||
4 | Elect S. Steven Singh | Mgmt | For | For | For | |||
5 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every year | Mgmt | For | For | For | |||
8 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every two years | Mgmt | Against | Against | For | |||
9 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every three years | Mgmt | Against | Against | For | |||
10 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
11 | Allocation of Losses | Mgmt | For | For | For | |||
12 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
13 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
14 | Amendments to Article Regarding Quorum Requirement for Shareholders' Meetings | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Warrants | Mgmt | For | For | For | |||
22 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
25 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
26 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet G. Davidson | Mgmt | For | For | For | |||
2 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
3 | Elect Charles L. Harrington | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
6 | Elect James H. Miller | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 10/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Michelle Romanow | Mgmt | For | For | For | |||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
8 | Elect John F. Sorte | Mgmt | For | For | For | |||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect John R. Ciulla | Mgmt | For | For | For | |||
3 | Elect John J. Crawford | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
5 | Elect E. Carol Hayles | Mgmt | For | For | For | |||
6 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
7 | Elect Karen R. Osar | Mgmt | For | For | For | |||
8 | Elect Mark Pettie | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
Registrant Name : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Voyager Fund | ||||||||
Date of Fiscal Year End : | 12/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/Jonathan S. Horowitz | |
Name: | Jonathan S. Horowitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 12, 2019 | |