DX Dynex Capital
Filed: 10 Feb 21, 12:12pm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 4, 2021
DYNEX CAPITAL, INC.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of incorporation)||(Commission File Number)||(I.R.S. Employer Identification No.)|
|4991 Lake Brook Drive, Suite 100|
|(Address of principal executive offices)||(Zip Code)|
|(Registrant’s telephone number, including area code)|
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading symbol(s)||Name of each exchange on which registered|
|Common Stock, par value $0.01 per share||DX||New York Stock Exchange|
7.625% Series B Cumulative Redeemable Preferred Stock,
par value $0.01 per share
|DXPRB||New York Stock Exchange|
|6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share||DXPRC||New York Stock Exchange|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
This Amendment No. 1 on Form 8-K/A is an amendment to the Current Report on Form 8-K of Dynex Capital, Inc. (the "Company"), filed on February 4, 2021 (the "Original Form 8-K"). Following the initial filing of the Original Form 8-K, the Company discovered that Item 2.02 was inadvertently tagged in the submission as Item 2.01. The Company is amending the Original Form 8-K to include the correct item tag. No disclosure has changed from the Original Form 8-K.
Item 2.02 Results of Operations and Financial Condition.
On February 4, 2021, Dynex Capital, Inc. (the "Company") issued a press release, which is available on its website (www.dynexcapital.com under “Investor Center/News & Market Information”), reporting its financial condition and financial results as of and for the quarter and year ended December 31, 2020. A copy of the press release is being furnished as Exhibit 99.1 to this report and is incorporated by reference into this Item 2.02.
Item 9.01 Financial Statements and Exhibits.
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|DYNEX CAPITAL, INC.|
|Date:||February 10, 2021||By:||/s/ Stephen J. Benedetti|
|Stephen J. Benedetti|
|Executive Vice President, Chief Financial Officer and Chief Operating Officer|