Exhibit 99.01
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class | Name of each exchange on which registered |
Common Stock, par value $.01 per share | New York Stock Exchange |
Mexico Stock Exchange | |
Depositary Shares, each representing 1/1,000th interest in a share of | New York Stock Exchange |
7.125% Fixed/Floating Rate Noncumulative Preferred Stock, Series J | |
Depositary Shares, each representing 1/1,000th interest in a share of | New York Stock Exchange |
6.875% Fixed/Floating Rate Noncumulative Preferred Stock, Series K | |
Depositary Shares, each representing 1/1,000th interest in a share of | New York Stock Exchange |
6.875% Noncumulative Preferred Stock, Series L | |
Depositary Shares, each representing 1/1,000th interest in a share of | New York Stock Exchange |
6.300% Noncumulative Preferred Stock, Series S | |
7.625% Trust Preferred Securities of Citigroup Capital III (and | New York Stock Exchange |
registrant’s guaranty with respect thereto) | |
7.875% Fixed Rate / Floating Rate Trust Preferred Securities | New York Stock Exchange |
(TruPS®) of Citigroup Capital XIII (and registrant’s guaranty | |
with respect thereto) | |
6.829% Fixed Rate / Floating Rate Enhanced Trust Preferred | New York Stock Exchange |
Securities (Enhanced TruPS®) of Citigroup Capital XVIII (and | |
registrant’s guaranty with respect thereto) | |
C-Tracks Exchange-Traded Notes Based on the Performance of the Miller/Howard MLP Fundamental Index Due September 28, 2023 | NYSE Arca |
C-Tracks Exchange-Traded Notes on the Miller/Howard MLP Fundamental Index, Series B, Due July 13, 2026 | NYSE Arca |
C-Tracks Exchange-Traded Notes Miller/Howard Strategic Dividend Reinvestor Due September 16, 2024 | NYSE Arca |
VelocityShares® Daily Inverse VIX Medium Term ETNs linked to the S&P 500 VIX Mid-Term Futures® Index due December 4, 2030 | NASDAQ |
VelocityShares® VIX Short Term ETNs linked to the S&P 500 VIX Short-Term Futures® Index due December 4, 2030 | NASDAQ |
VelocityShares® Daily 2x VIX Short Term ETNs linked to the S&P 500 VIX Short-Term Futures® Index due December 4, 2030 | NASDAQ |
VelocityShares® 3x Long Crude Oil ETNs linked to the S&P GSCI® Crude Oil Index ER due December 15, 2031 | NYSE Arca |
VelocityShares® 3x Inverse Crude Oil ETNs linked to the S&P GSCI® Crude Oil Index ER due December 15, 2031 | NYSE Arca |
VelocityShares® 3x Long Gold ETNs linked to the S&P GSCI® Gold Index ER due October 14, 2031 | NASDAQ |
VelocityShares® 3x Long Silver ETNs linked to the S&P GSCI® Silver Index ER due October 14, 2031 | NASDAQ |
VelocityShares® 3x Inverse Gold ETNs linked to the S&P GSCI® Gold Index ER due October 14, 2031 | NASDAQ |
VelocityShares® 3x Inverse Silver ETNs linked to the S&P GSCI® Silver Index ER due October 14, 2031 | NASDAQ |
VelocityShares® Long LIBOR ETNs due August 16, 2032 | NYSE Arca |
VelocityShares® Short LIBOR ETNs due August 16, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. JPY Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. EUR Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. GBP Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. CHF Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long USD vs. AUD Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long JPY vs. USD Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long EUR vs. USD Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long GBP vs. USD Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long CHF vs. USD Index due December 15, 2032 | NYSE Arca |
Exchange-Traded Notes Based on the Performance of the VelocityShares® Daily 4X Long AUD vs. USD Index due December 15, 2032 | NYSE Arca |