UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05617
SHELTON GREATER CHINA FUND
(Exact name of registrant as specified in charter)
1050 17th Street, Suite 1710
Denver, CO 80265
(Address of principle executive offices) (Zip Code)
Glass Lewis & Co.
One Sansome Street, Suite 3300
San Francisco, CA 94104
(Name and address of agent for service)
Registrant’s telephone number, including area code: (415) 398-2727
Date of fiscal year end: 12/31
Date of reporting period: 07/01/15 to 06/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Registrant : Shelton Capital Management | ||||||||
Fund Name : SHELTON GREATER CHINA FUND | ||||||||
07/01/2015 - 06/30/2016 |
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect TEO Swee Lian | Mgmt | For | For | For | ||
5 | Elect Narongchai Akrasanee | Mgmt | For | For | For | ||
6 | Elect George YEO Yong-Boon | Mgmt | For | For | For | ||
7 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ASUSTeK Computer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2357 | CINS Y04327105 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Bank of China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3988 | CINS Y0698A107 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Financial Statements | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Annual Budget | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Elect TIAN Guoli | Mgmt | For | For | For | ||
9 | Elect WANG Yong | Mgmt | For | Against | Against | ||
10 | Elect LU Zhengfei | Mgmt | For | For | For | ||
11 | Elect LEUNG Cheuk Yan | Mgmt | For | For | For | ||
12 | Elect WANG Changyun | Mgmt | For | For | For | ||
13 | Elect LI Jun | Mgmt | For | For | For | ||
14 | Elect WANG Xueqiang | Mgmt | For | For | For | ||
15 | Elect LIU Wanming | Mgmt | For | Against | Against | ||
16 | Issuance of Bonds | Mgmt | For | For | For | ||
17 | Issuance of Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
Bank of China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3988 | CINS Y0698A107 | 12/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Provision of Assured Entitlement | Mgmt | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Bank of China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3988 | CINS Y0698A107 | 12/04/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect ZHU Hexin | Mgmt | For | For | For | ||
3 | Elect ZHANG Jinliang | Mgmt | For | For | For | ||
4 | Directors' and Supervisors' Remuneration Distribution Plan | Mgmt | For | For | For | ||
5 | Plan of Overseas Listing of BOC Aviation | Mgmt | For | For | For | ||
6 | Board Authorization To Implement Overseas Listing | Mgmt | For | For | For | ||
7 | Description of Sustained Profitability and Prospects | Mgmt | For | For | For | ||
8 | Undertaking of Independent Listing Status | Mgmt | For | For | For | ||
9 | Compliance of Overseas Listing of BOC Aviation Pte. Ltd. | Mgmt | For | For | For | ||
10 | Provision of Assured Entitlement | Mgmt | For | For | For | ||
BBMG Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2009 | CINS Y076A3105 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Remuneration of Executive Directors | Mgmt | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||
9 | Eligibility to Issue Corporate Bonds via Public Offering | Mgmt | For | For | For | ||
10 | Bond Class | Mgmt | For | For | For | ||
11 | Issue Size | Mgmt | For | For | For | ||
12 | Face Value and Issuance Price | Mgmt | For | For | For | ||
13 | Bond Term and Class | Mgmt | For | For | For | ||
14 | Interest Rate | Mgmt | For | For | For | ||
15 | Method of Issuance and Subscribers | Mgmt | For | For | For | ||
16 | Use of Proceeds | Mgmt | For | For | For | ||
17 | Arrangement for Placement | Mgmt | For | For | For | ||
18 | Listing Market | Mgmt | For | For | For | ||
19 | Guarantees Arrangement | Mgmt | For | For | For | ||
20 | Safeguard Measures For Repayment | Mgmt | For | For | For | ||
21 | Validity of Resolution | Mgmt | For | For | For | ||
22 | Board Authorization to Issue Corporate Bonds via Public Offering | Mgmt | For | For | For | ||
23 | Eligibility to Issue Corporate Bonds via Private Placement | Mgmt | For | For | For | ||
24 | Bond Class | Mgmt | For | For | For | ||
25 | Issue Size | Mgmt | For | For | For | ||
26 | Face Value and Issuance Price | Mgmt | For | For | For | ||
27 | Bond Term and Class | Mgmt | For | For | For | ||
28 | Interest Rate | Mgmt | For | For | For | ||
29 | Method of Issuance and Subscribers | Mgmt | For | For | For | ||
30 | Use of Proceeds | Mgmt | For | For | For | ||
31 | Arrangement for Placement | Mgmt | For | For | For | ||
32 | Listing Market | Mgmt | For | For | For | ||
33 | Guarantees Arrangement | Mgmt | For | For | For | ||
34 | Safeguard Measures For Repayment | Mgmt | For | For | For | ||
35 | Validity of Resolution | Mgmt | For | For | For | ||
36 | Board Authorization to Issue Corporate Bonds via Private Placement | Mgmt | For | For | For | ||
37 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
BBMG Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2009 | CINS Y076A3105 | 08/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Self-Inspection Report on Property Business | Mgmt | For | For | For | ||
4 | Undertakings to Property Business | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Elect ZHANG Jianli | Mgmt | For | For | For | ||
7 | Update on Self-Inspection Report | Mgmt | For | For | For | ||
BBMG Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2009 | CINS Y076A3105 | 11/27/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Fees | Mgmt | For | For | For | ||
3 | Supervisors' Fees | Mgmt | For | For | For | ||
4 | Eligibility For Public Issue of Corporate Bonds | Mgmt | For | For | For | ||
5 | Type | Mgmt | For | For | For | ||
6 | Size | Mgmt | For | For | For | ||
7 | Face Value and Issue Price | Mgmt | For | For | For | ||
8 | Term of issue and Variety | Mgmt | For | For | For | ||
9 | Bonds Interest Rate | Mgmt | For | For | For | ||
10 | Method of Issue and Target Investors | Mgmt | For | For | For | ||
11 | Use of Proceeds | Mgmt | For | For | For | ||
12 | Pre-emptive Rights | Mgmt | For | For | For | ||
13 | Place of Listing | Mgmt | For | For | For | ||
14 | Arrangement of Guarantee | Mgmt | For | For | For | ||
15 | Measures For Protection of Repayment | Mgmt | For | For | For | ||
16 | Validity of Resolution | Mgmt | For | For | For | ||
17 | Board Authority To Issue Corporate Bodns | Mgmt | For | For | For | ||
18 | Amendments to Articles | Mgmt | For | For | For | ||
19 | Elect JIANG Deyi | Mgmt | For | For | For | ||
20 | Elect WU Dong | Mgmt | For | For | For | ||
21 | Elect SHI Xijun | Mgmt | For | Against | Against | ||
22 | Elect ZHANG Jianli | Mgmt | For | For | For | ||
23 | Elect LI Weidong | Mgmt | For | For | For | ||
24 | Elect WANG Shizhong | Mgmt | For | For | For | ||
25 | Elect WANG Guangjin | Mgmt | For | For | For | ||
26 | Elect TIAN Lihui | Mgmt | For | For | For | ||
27 | Elect TANG Jun | Mgmt | For | For | For | ||
28 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | ||
29 | Elect WANG Xiaojun | Mgmt | For | Against | Against | ||
30 | Elect LI Bichi | Mgmt | For | Against | Against | ||
31 | Elect YU Kaijun | Mgmt | For | Against | Against | ||
32 | Elect HU Juan | Mgmt | For | For | For | ||
BOC Hong Kong (Holdings) Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2388 | CINS Y0920U103 | 06/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect YUE Yi | Mgmt | For | For | For | ||
6 | Elect REN Deqi | Mgmt | For | For | For | ||
7 | Elect GAO Yingxin | Mgmt | For | For | For | ||
8 | Elect XU Luode | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Cheung Kong Property Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1113 | CINS G2103F101 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LI Ka-Shing | Mgmt | For | For | For | ||
6 | Elect KAM Hing Lam | Mgmt | For | For | For | ||
7 | Elect Edmond IP Tak Chuen | Mgmt | For | For | For | ||
8 | Elect Davy CHUNG Sun Keung | Mgmt | For | For | For | ||
9 | Elect Justin CHIU Kwok Hung | Mgmt | For | For | For | ||
10 | Elect JP CHOW Wai Kam | Mgmt | For | For | For | ||
11 | Elect Ezra PAU Yee Wan | Mgmt | For | For | For | ||
12 | Elect Grace WOO Chia Ching | Mgmt | For | For | For | ||
13 | Elect Henry CHEONG Ying Chew | Mgmt | For | For | For | ||
14 | Elect Albert CHOW Nin Mow | Mgmt | For | For | For | ||
15 | Elect Katherine HUNG Siu Lin | Mgmt | For | For | For | ||
16 | Elect Simon Murray | Mgmt | For | For | For | ||
17 | Elect Anthony YEH Yuan Chang | Mgmt | For | For | For | ||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 03/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect CHEN Lihua | Mgmt | For | For | For | ||
4 | Elect HE Cao | Mgmt | For | For | For | ||
5 | Elect HUANG Fang | Mgmt | For | For | For | ||
6 | Elect WAN Liming | Mgmt | For | For | For | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Annual Report | Mgmt | For | For | For | ||
6 | Financial Report | Mgmt | For | For | For | ||
7 | Financial Budget 2016 | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Appointment of PRC and International Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Related Party Transactions for the Fiscal Year 2015 | Mgmt | For | For | For | ||
11 | Adjustment of Annual Cap of Continuing Connected Transactions of 2016 and 2017 | Mgmt | For | For | For | ||
12 | Authority to Issue Bonds | Mgmt | For | Against | Against | ||
13 | Extension of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For | ||
14 | Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For | ||
15 | Dilution of Immediate Returns | Mgmt | For | For | For | ||
16 | Adjustment of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For | ||
17 | Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Extension of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For | ||
4 | Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For | ||
5 | Adjustment of Validity Period of Non-Public Issue of Preference Shares | Mgmt | For | For | For | ||
6 | Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters | Mgmt | For | For | For | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 10/15/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect SHU Yang as Supervisor | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 12/16/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Extension of Validity Period for Private Placement of A Share | Mgmt | For | For | For | ||
China Citic Bank Corporation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0998 | CINS Y1434M116 | 12/16/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Extension of Validity Period for Private Placement of A Share | Mgmt | For | For | For | ||
3 | Extension of Authorization Period for Private Placement of A Share | Mgmt | For | For | For | ||
4 | Elect ZHANG Yanling as Director | Mgmt | For | For | For | ||
5 | Elect CAO Guoqiang as Supervisor | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0939 | CINS Y1397N101 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Supervisors' Fees | Mgmt | For | For | For | ||
10 | Elect ZHANG Long as Director | Mgmt | For | For | For | ||
11 | Elect Timpson CHUNG Shui Ming as Director | Mgmt | For | Against | Against | ||
12 | Elect WIM Kok as Director | Mgmt | For | For | For | ||
13 | Elect Murray Horn as Director | Mgmt | For | For | For | ||
14 | Elect LIU Jin as Supervisor | Mgmt | For | For | For | ||
15 | Elect LI Xiaoling as Supervisor | Mgmt | For | For | For | ||
16 | Elect BAI Jianjun as Supervisor | Mgmt | For | For | For | ||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
18 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | ||
19 | Elect GUO Yanpeng as Director | Mgmt | For | For | For | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0939 | CINS Y1397N101 | 10/28/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Carl Walter | Mgmt | For | For | For | ||
3 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | ||
China Everbright International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0257 | CINS Y14226107 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHEN Xiaoping | Mgmt | For | For | For | ||
6 | Elect Philip FAN Yan Hok | Mgmt | For | For | For | ||
7 | Elect Selwyn Mar | Mgmt | For | Against | Against | ||
8 | Elect Aubrey LI Kwok Sing | Mgmt | For | Against | Against | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Everbright Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
00165 | CINS Y1421G106 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect TANG Shuangning | Mgmt | For | For | For | ||
6 | Elect Richard TANG Chi Chun | Mgmt | For | For | For | ||
7 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Longyuan Power Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0916 | CINS Y1501T101 | 05/31/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Final Financial Accounts | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | 2016 Financial Budget | Mgmt | For | For | For | ||
8 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||
9 | Appointment of PRC Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Registration and Issue of Debt Instruments | Mgmt | For | For | For | ||
12 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
China Longyuan Power Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0916 | CINS Y1501T101 | 07/09/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect QIAO Baoping | Mgmt | For | Against | Against | ||
3 | Elect WANG Baole | Mgmt | For | For | For | ||
4 | Elect SHAO Guoyong | Mgmt | For | Against | Against | ||
5 | Elect CHEN Jingdong | Mgmt | For | For | For | ||
6 | Elect LI Enyi | Mgmt | For | For | For | ||
7 | Elect HUANG Qun | Mgmt | For | For | For | ||
8 | Elect ZHANG Songyi | Mgmt | For | For | For | ||
9 | Elect MENG Yan | Mgmt | For | For | For | ||
10 | Elect HAN Dechang | Mgmt | For | For | For | ||
11 | Elect XIE Changjun as Supervisor | Mgmt | For | For | For | ||
12 | Elect YU Yongping as Supervisor | Mgmt | For | Against | Against | ||
China Mengniu Dairy Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2319 | CINS G21096105 | 06/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect NIU Gensheng | Mgmt | For | Against | Against | ||
6 | Elect LIU Ding | Mgmt | For | Against | Against | ||
7 | Elect Andrew WU Kwok Keung | Mgmt | For | Against | Against | ||
8 | Elect MA Jianping | Mgmt | For | Against | Against | ||
9 | Elect Tim Orting JORGENSEN | Mgmt | For | For | For | ||
10 | Elect Filip Kegels | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Adoption of New Share Option Scheme | Mgmt | For | Against | Against | ||
China Mengniu Dairy Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2319 | CINS G21096105 | 10/09/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||
4 | Bonus Share Issuance | Mgmt | For | For | For | ||
China Minsheng Banking Corp., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1988 | CINS Y1495M112 | 02/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Type and Number | Mgmt | For | For | For | ||
3 | Maturity | Mgmt | For | For | For | ||
4 | Method of Issuance | Mgmt | For | For | For | ||
5 | Placees | Mgmt | For | For | For | ||
6 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
7 | Dividend Distribution Provisions | Mgmt | For | For | For | ||
8 | Conditional Redemption | Mgmt | For | For | For | ||
9 | Mandatory Conversion | Mgmt | For | For | For | ||
10 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | ||
11 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
12 | Use of Proceeds | Mgmt | For | For | For | ||
13 | Rating | Mgmt | For | For | For | ||
14 | Guarantee | Mgmt | For | For | For | ||
15 | Transferability | Mgmt | For | For | For | ||
16 | Legal Compliance | Mgmt | For | For | For | ||
17 | Effective Period | Mgmt | For | For | For | ||
18 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | ||
19 | Type and Number | Mgmt | For | For | For | ||
20 | Maturity | Mgmt | For | For | For | ||
21 | Method of Issuance | Mgmt | For | For | For | ||
22 | Placees | Mgmt | For | For | For | ||
23 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
24 | Dividend Distribution Provisions | Mgmt | For | For | For | ||
25 | Conditional Redemption | Mgmt | For | For | For | ||
26 | Mandatory Conversion | Mgmt | For | For | For | ||
27 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | ||
28 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
29 | Use of Proceeds | Mgmt | For | For | For | ||
30 | Rating | Mgmt | For | For | For | ||
31 | Guarantee | Mgmt | For | For | For | ||
32 | Transferability | Mgmt | For | For | For | ||
33 | Legal Compliance | Mgmt | For | For | For | ||
34 | Effective Period | Mgmt | For | For | For | ||
35 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | ||
China Minsheng Banking Corp., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1988 | CINS Y1495M112 | 02/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Increase in Registered Capital | Mgmt | For | For | For | ||
3 | Amendments to Articles Regarding Capital Increase | Mgmt | For | For | For | ||
4 | Qualification of Non-public Issuance of Preference Shares | Mgmt | For | For | For | ||
5 | Type and Number | Mgmt | For | For | For | ||
6 | Maturity | Mgmt | For | For | For | ||
7 | Method of Issuance | Mgmt | For | For | For | ||
8 | Placees | Mgmt | For | For | For | ||
9 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
10 | Dividend Distribution Provisions | Mgmt | For | For | For | ||
11 | Conditional Redemption | Mgmt | For | For | For | ||
12 | Mandatory Conversion | Mgmt | For | For | For | ||
13 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | ||
14 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
15 | Use of Proceeds | Mgmt | For | For | For | ||
16 | Rating | Mgmt | For | For | For | ||
17 | Guarantee | Mgmt | For | For | For | ||
18 | Transferability | Mgmt | For | For | For | ||
19 | Legal Compliance | Mgmt | For | For | For | ||
20 | Effective Period | Mgmt | For | For | For | ||
21 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | ||
22 | Type and Number | Mgmt | For | For | For | ||
23 | Maturity | Mgmt | For | For | For | ||
24 | Method of Issuance | Mgmt | For | For | For | ||
25 | Placees | Mgmt | For | For | For | ||
26 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
27 | Dividend Distribution Provisions | Mgmt | For | For | For | ||
28 | Conditional Redemption | Mgmt | For | For | For | ||
29 | Mandatory Conversion | Mgmt | For | For | For | ||
30 | Restriction on and Restoration of Voting Rights | Mgmt | For | For | For | ||
31 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
32 | Use of Proceeds | Mgmt | For | For | For | ||
33 | Rating | Mgmt | For | For | For | ||
34 | Guarantee | Mgmt | For | For | For | ||
35 | Transferability | Mgmt | For | For | For | ||
36 | Legal Compliance | Mgmt | For | For | For | ||
37 | Effective Period | Mgmt | For | For | For | ||
38 | Relationship between Domestic and Offshore Issuances | Mgmt | For | For | For | ||
39 | Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares | Mgmt | For | For | For | ||
40 | Authorization to the Board to Issue Preference Shares | Mgmt | For | For | For | ||
41 | Amendments to Articles Regarding Issuance of Preference Shares | Mgmt | For | For | For | ||
42 | 2015 Interim Profit Distribution Plan | Mgmt | For | For | For | ||
43 | Elect ZHENG Wanchun | Mgmt | For | For | For | ||
44 | Capital Management Planning for 2016 to 2018 | Mgmt | For | For | For | ||
45 | Formulation of Shareholder Return Plan for 2016 to 2018 | Mgmt | For | For | For | ||
46 | Diluted Immediate Returns | Mgmt | For | For | For | ||
47 | Amendments to the Rules of Procedures for Shareholders' General Meeting | Mgmt | For | For | For | ||
48 | Amendments to the Rules of Procedure for the Meeting of the Board of Directors | Mgmt | For | For | For | ||
China Minsheng Banking Corp., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1988 | CINS Y1495M112 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Annual Report | Mgmt | For | For | For | ||
3 | Financial Report | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Allocation of Interim Dividends | Mgmt | For | For | For | ||
6 | Annual Budget | Mgmt | For | For | For | ||
7 | Directors' Report | Mgmt | For | For | For | ||
8 | Supervisors' Report | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
China Mobile Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0941 | CINS Y14965100 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect SHANG Bing | Mgmt | For | For | For | ||
6 | Elect LI Yue | Mgmt | For | For | For | ||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | ||
8 | Elect LIU Aili | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China Petroleum & Chemical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0386 | CINS Y15010104 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Profit Distribution Plan | Mgmt | For | For | For | ||
7 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
8 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||
9 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
China Petroleum and Chemical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0386 | CINS Y15010104 | 02/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect MA Yongsheng | Mgmt | For | For | For | ||
4 | Authority to Give Guarantees | Mgmt | For | For | For | ||
China Petroleum and Chemical Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0386 | CINS Y15010104 | 10/23/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Resources Power Holdings Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0836 | CINS Y1503A100 | 06/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect ZHANG Shen Wen | Mgmt | For | For | For | ||
6 | Elect WANG Xiao Bin | Mgmt | For | For | For | ||
7 | Elect Elsie LEUNG Oi Sie | Mgmt | For | For | For | ||
8 | Elect Raymond CH'IEN Kuo Fung | Mgmt | For | Against | Against | ||
9 | Elect GE Changxin | Mgmt | For | For | For | ||
10 | Elect HU Min | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China State Construction International Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3311 | CINS G21677136 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect ZHOU Yong | Mgmt | For | For | For | ||
6 | Elect ZHOU Hancheng | Mgmt | For | For | For | ||
7 | Elect HUNG Cheung Shew | Mgmt | For | For | For | ||
8 | Elect Raymond LEUNG Hai Ming | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
China State Construction International Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3311 | CINS G21677136 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Merger/Acquisition | Mgmt | For | Against | Against | ||
4 | Subscription Agreement | Mgmt | For | Against | Against | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
China Taiping Insurance Holdings Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0966 | CINS Y1456Z151 | 05/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect WANG Bin | Mgmt | For | Against | Against | ||
5 | Elect MENG Zhaoyi | Mgmt | For | For | For | ||
6 | Elect HUANG Weijian | Mgmt | For | For | For | ||
7 | Elect ZHU Xiangwen | Mgmt | For | For | For | ||
8 | Elect XIE Zhichun | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Chipbond Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6147 | CINS Y15657102 | 06/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Chongqing Rural Commercial Bank Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3618 | CINS Y1594G107 | 03/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Type of Preference Shares to be Issued | Mgmt | For | For | For | ||
4 | Quantity and Size of Issuance | Mgmt | For | For | For | ||
5 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
6 | Method of Issuance | Mgmt | For | For | For | ||
7 | Maturity | Mgmt | For | For | For | ||
8 | Target Subscribers | Mgmt | For | For | For | ||
9 | Lock-up Period | Mgmt | For | For | For | ||
10 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
11 | Terms of Mandatory Conversion | Mgmt | For | For | For | ||
12 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
13 | Restrictions on Voting Rights | Mgmt | For | For | For | ||
14 | Restoration of Voting Rights | Mgmt | For | For | For | ||
15 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
16 | Rating | Mgmt | For | For | For | ||
17 | Security | Mgmt | For | For | For | ||
18 | Use of Proceeds | Mgmt | For | For | For | ||
19 | Transfer | Mgmt | For | For | For | ||
20 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For | ||
21 | Matters relating to Authorization | Mgmt | For | For | For | ||
Chongqing Rural Commercial Bank Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3618 | CINS Y1594G107 | 03/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Qualification in relation to Non-public Issuance of Preference Shares | Mgmt | For | For | For | ||
5 | Type of Preference Shares to be Issued | Mgmt | For | For | For | ||
6 | Quantity and Size of Issuance | Mgmt | For | For | For | ||
7 | Nominal Value and Issue Price | Mgmt | For | For | For | ||
8 | Method of Issuance | Mgmt | For | For | For | ||
9 | Maturity | Mgmt | For | For | For | ||
10 | Target Subscribers | Mgmt | For | For | For | ||
11 | Lock-up Period | Mgmt | For | For | For | ||
12 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
13 | Terms of Mandatory Conversion | Mgmt | For | For | For | ||
14 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
15 | Restrictions on Voting Rights | Mgmt | For | For | For | ||
16 | Restoration of Voting Rights | Mgmt | For | For | For | ||
17 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
18 | Rating | Mgmt | For | For | For | ||
19 | Security | Mgmt | For | For | For | ||
20 | Use of Proceeds | Mgmt | For | For | For | ||
21 | Transfer | Mgmt | For | For | For | ||
22 | Validity Period of Resolution in Respect of Issuance | Mgmt | For | For | For | ||
23 | Matters relating to Authorization | Mgmt | For | For | For | ||
24 | Amendments to Articles | Mgmt | For | For | For | ||
25 | Authority to Issue Qualified Tier-2 Capital Instruments | Mgmt | For | For | For | ||
26 | Impact on Main Financial Indicators of the Bank from Dilution of Current Returns by Issuance of Preference Shares and Remedial Measures to be Adopted. | Mgmt | For | For | For | ||
27 | Amendments to Rules of Procedures of the General Meeting | Mgmt | For | For | For | ||
28 | Amendments to Rules of Procedures of the Board | Mgmt | For | For | For | ||
Chongqing Rural Commercial Bank Co Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3618 | CINS Y1594G107 | 06/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Supervisors' Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Annual Report | Mgmt | For | For | For | ||
9 | Financial Budget | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Dilution of Current Returns by A Share Issue | Mgmt | For | For | For | ||
14 | Stabilization of A Share Price | Mgmt | For | For | For | ||
15 | Dividend Return Plan for Next Three Years | Mgmt | For | For | For | ||
16 | Amendments to Procedural Rules of General Meeting | Mgmt | For | For | For | ||
17 | Amendments to Procedural Rules of Board Meeting | Mgmt | For | For | For | ||
18 | Amendments to Procedural Rules of Supervisory Board | Mgmt | For | For | For | ||
19 | Undertaking | Mgmt | For | For | For | ||
20 | Initial Public Offering of A Shares | Mgmt | For | For | For | ||
21 | Offering size | Mgmt | For | For | For | ||
22 | Target subscribers | Mgmt | For | For | For | ||
23 | Strategic placing | Mgmt | For | For | For | ||
24 | Method of offering | Mgmt | For | For | For | ||
25 | Pricing methodology | Mgmt | For | For | For | ||
26 | Form of underwriting | Mgmt | For | For | For | ||
27 | Conversion into a joint stock company | Mgmt | For | For | For | ||
28 | Use of proceeds | Mgmt | For | For | For | ||
29 | Term of the offering plan | Mgmt | For | For | For | ||
30 | Ratification of Board Acts | Mgmt | For | For | For | ||
31 | Use of Proceeds | Mgmt | For | For | For | ||
32 | Distribution Plan for Undistributed Accumulated Profit | Mgmt | For | For | For | ||
33 | Amendments to Articles | Mgmt | For | For | For | ||
Chunghwa Telecom Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2412 | CINS Y1613J108 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect TSAI Lih-Shyng | Mgmt | For | For | For | ||
6 | Elect SHIH Mu-Piao | Mgmt | For | For | For | ||
7 | Elect FAN Chih-Ku | Mgmt | For | For | For | ||
8 | Elect HONG Yu-Fen | Mgmt | For | For | For | ||
9 | Elect LIN Yi-Bing | Mgmt | For | For | For | ||
10 | Elect FAN Chich-Chiang | Mgmt | For | For | For | ||
11 | Elect HUANG Shu-Juan | Mgmt | For | For | For | ||
12 | Elect HO Hsu-Hui | Mgmt | For | For | For | ||
13 | Elect TSAI Zse-Hong | Mgmt | For | For | For | ||
14 | Elect CHEN Jen-Ran | Mgmt | For | For | For | ||
15 | Elect YEN Lo-Yu | Mgmt | For | For | For | ||
16 | Elect WU Kuo-Long | Mgmt | For | For | For | ||
17 | Elect CHEN Yung-Chen | Mgmt | For | For | For | ||
18 | YEN Lo-Yu | Mgmt | For | For | For | ||
19 | CHEN Jen-Ran | Mgmt | For | For | For | ||
20 | TSAI Lih-Shyng | Mgmt | For | For | For | ||
CK Hutchison Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0001 | CINS G21765105 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Victor LI Tzar Kuoi | Mgmt | For | For | For | ||
7 | Elect Canning FOK Kin Ning | Mgmt | For | For | For | ||
8 | Elect Frank J. Sixt | Mgmt | For | Against | Against | ||
9 | Elect Charles LEE Yeh Kwong | Mgmt | For | For | For | ||
10 | Elect George C. Magnus | Mgmt | For | For | For | ||
11 | Elect Michael David Kadoorie | Mgmt | For | For | For | ||
12 | Elect Rosanna WONG Yick Ming | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
17 | Adoption of Share Option Scheme of HCML | Mgmt | For | Against | Against | ||
Cnooc Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0883 | CINS Y1662W117 | 05/26/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LI Fanrong | Mgmt | For | For | For | ||
6 | Elect LV Bo | Mgmt | For | For | For | ||
7 | Elect CHIU Sung Hong | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Formosa International Hotels Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2707 | CINS Y2603W109 | 06/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Fosun International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0656 | CINS Y2618Y108 | 06/01/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Final Dividend | Mgmt | For | For | For | ||
5 | Elect GUO Guangchang | Mgmt | For | For | For | ||
6 | Elect QIN Xuetang | Mgmt | For | For | For | ||
7 | Elect ZHANG Shengman | Mgmt | For | Against | Against | ||
8 | Elect CHEN Qiyu | Mgmt | For | Against | Against | ||
9 | Elect XU Xiaoliang | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
15 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against | ||
16 | Grant Shares Under Share Award Scheme | Mgmt | For | For | For | ||
17 | Grant Shares to DING Guoqi | Mgmt | For | For | For | ||
18 | Grant Shares to QIN Xuetang | Mgmt | For | For | For | ||
19 | Grant Shares to CHEN Qiyu | Mgmt | For | For | For | ||
20 | Grant Shares to XU Xiaoliang | Mgmt | For | For | For | ||
21 | Grant Shares to ZHANG Shengman | Mgmt | For | For | For | ||
22 | Grant Shares to ZHANG Huaqiao | Mgmt | For | For | For | ||
23 | Grant Shares to David T. Zhang | Mgmt | For | For | For | ||
24 | Grant Shares to Yang Chao | Mgmt | For | For | For | ||
25 | Grant Shares to KANG Lan | Mgmt | For | For | For | ||
26 | Grant Shares to QIAN Jiannong | Mgmt | For | For | For | ||
27 | Grant Shares to John Changzheng Ma | Mgmt | For | For | For | ||
28 | Grant Shares to GONG Ping | Mgmt | For | For | For | ||
29 | Grant Shares to Michael LEE | Mgmt | For | For | For | ||
30 | Grant Shares to WU Xiaoyong | Mgmt | For | For | For | ||
31 | Grant Shares to CHI Xiaolei | Mgmt | For | For | For | ||
32 | Grant shares to Other Persons | Mgmt | For | For | For | ||
33 | Ratification of Board Acts | Mgmt | For | For | For | ||
Fubon Financial Holding Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2881 | CINS Y26528102 | 06/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
6 | Non-Compete Restrictions for Director Daniel TSAI Ming-Chung | Mgmt | For | For | For | ||
7 | Non-Compete Restrictions for Director Richard TSAI Ming-Hsing | Mgmt | For | For | For | ||
8 | Non-Compete Restrictions for Director Vivien Hsu | Mgmt | For | For | For | ||
9 | Non-Compete Restrictions for Director Samuel Hsu | Mgmt | For | For | For | ||
10 | Non-Compete Restrictions for Director Jerry HARN Wei-Ting | Mgmt | For | For | For | ||
11 | Elect Jason WANG as Independent Director | Mgmt | For | For | For | ||
Galaxy Entertainment Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0027 | CINS Y2679D118 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect Joseph CHEE Ying Keung | Mgmt | For | For | For | ||
5 | Elect James R. Ancell | Mgmt | For | Against | Against | ||
6 | Elect Charles CHEUNG Wai Bun | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
GCL Poly-Energy Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3800 | CINS G3774X108 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect ZHU Gongshan | Mgmt | For | Against | Against | ||
5 | Elect JI Jun | Mgmt | For | For | For | ||
6 | Elect JIANG Wenwu | Mgmt | For | For | For | ||
7 | Elect ZHENG Xiongjiu | Mgmt | For | For | For | ||
8 | Elect Raymond HO Chung Tai | Mgmt | For | For | For | ||
9 | Elect Francis WONG Man Chung | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
15 | Increase in Authorized Capital | Mgmt | For | For | For | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
GCL Poly-Energy Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3800 | CINS G3774X108 | 11/26/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Divestiture (Non-Solar Power Generation Business) | Mgmt | For | For | For | ||
4 | Amendment to Deed of Non-Competition | Mgmt | For | For | For | ||
5 | Elect SHEN Wenzhong | Mgmt | For | For | For | ||
6 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | ||
Great Wall Motor Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2333 | CINS Y2882P106 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Annual Report | Mgmt | For | For | For | ||
7 | Independent Directors' Report | Mgmt | For | For | For | ||
8 | Supervisors' Report | Mgmt | For | For | For | ||
9 | Business Strategy for 2016 | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Amendments to Rules and Procedures | Mgmt | For | For | For | ||
12 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
13 | Termination of Implementation of Non-Public Issuance of A Shares | Mgmt | For | For | For | ||
14 | Amendments to Articles (Board Size) | Mgmt | For | For | For | ||
Great Wall Motor Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2333 | CINS Y2882P106 | 05/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Authority to Repurchase H Shares | Mgmt | For | For | For | ||
Great Wall Motor Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2333 | CINS Y2882P106 | 09/22/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Eligibility For Non-Public A Share Issue | Mgmt | For | For | For | ||
4 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | ||
5 | Report on Use of Proceeds From Previous Fund Raising Exercise 2014 | Mgmt | For | For | For | ||
6 | Profit Distribution Plan For 2015 - 2017 | Mgmt | For | For | For | ||
7 | Report on Use of Proceeds From Previous Fund Raising Exercise 2015 | Mgmt | For | For | For | ||
8 | Class and Nominal Value | Mgmt | For | For | For | ||
9 | Method of Issuance | Mgmt | For | For | For | ||
10 | Target Investors and Method of Subscription | Mgmt | For | For | For | ||
11 | Number of Shares | Mgmt | For | For | For | ||
12 | Price Determination and Pricing Principle | Mgmt | For | For | For | ||
13 | Valid Period | Mgmt | For | For | For | ||
14 | Lock-Up Arrangement | Mgmt | For | For | For | ||
15 | Use of Proceeds | Mgmt | For | For | For | ||
16 | Retained Profits Prior to Non-Public Issuance | Mgmt | For | For | For | ||
17 | Place of Listing | Mgmt | For | For | For | ||
18 | Proposal on Non-Public Issuance of A Shares | Mgmt | For | For | For | ||
19 | Board Authorization | Mgmt | For | For | For | ||
20 | Amendments to Articles: A Share Issue | Mgmt | For | For | For | ||
21 | Capitalization: Special Dividend and Bonus Share Issuance | Mgmt | For | For | For | ||
22 | Amendments to Articles: Capitalization | Mgmt | For | For | For | ||
23 | Absorption of Wholly-owned Subsidiaries | Mgmt | For | For | For | ||
24 | Amendments to Articles: Absorption | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Haier Electronics Group Co., Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1169 | CINS G42313125 | 06/21/2016 | Voted | ||||
Meeting Type | Country of Trade | �� | |||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | ||
5 | Elect LIANG Hai Shan | Mgmt | For | Against | Against | ||
6 | Elect WANG Han Hua | Mgmt | For | For | For | ||
7 | Elect LI Hua Gang | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Haier Electronics Group Co., Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1169 | CINS G42313125 | 08/25/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Logistics Services Agreement | Mgmt | For | For | For | ||
4 | Products Procurement Agreement | Mgmt | For | For | For | ||
5 | Materials Procurement Agreement | Mgmt | For | For | For | ||
6 | Export Agreement | Mgmt | For | For | For | ||
7 | Board Authorization to Implement Transactions Under Agreements | Mgmt | For | For | For | ||
Hang Seng Bank Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
11 | CINS Y30327103 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect John CHAN Cho Chak | Mgmt | For | For | For | ||
5 | Elect Patrick CHAN Kwok Wai | Mgmt | For | For | For | ||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | ||
7 | Elect Vincent LO Hong Sui | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
HK Electric Investments Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2638 | CINS Y32359104 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect Canning FOK Kin Ning | Mgmt | For | Against | Against | ||
5 | Elect WAN Chi Tin | Mgmt | For | For | For | ||
6 | Elect Fahad Hamad Al Mohannadi | Mgmt | For | Against | Against | ||
7 | Elect CHAN Loi Shun | Mgmt | For | For | For | ||
8 | Elect Deven Arvind KARNIK | Mgmt | For | For | For | ||
9 | Elect Ralph Raymond SHEA | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
Hon Hai Precision Industry Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2317 | CINS Y36861105 | 06/22/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | ||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||
9 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | ||
10 | Amendments to Procedural Rules: Election of Directors | Mgmt | For | For | For | ||
11 | Elect GOU Tai-Ming | Mgmt | For | For | For | ||
12 | Elect LU Fang-Ming | Mgmt | For | For | For | ||
13 | Elect TAI Jeng-wu | Mgmt | For | For | For | ||
14 | Elect CHEN Jen-Gwo | Mgmt | For | For | For | ||
15 | Elect HUANG Ching-Yuan | Mgmt | For | Against | Against | ||
16 | Elect SUNG Hsueh-Jen | Mgmt | For | For | For | ||
17 | Elect FU Li-Chen | Mgmt | For | For | For | ||
18 | Elect LEE Kai-Fu | Mgmt | For | For | For | ||
19 | Elect CHAN Chi-Shean | Mgmt | For | For | For | ||
20 | Non-compete Restrictions for Directors | Mgmt | For | For | For | ||
Hong Kong and China Gas Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0003 | CINS Y33370100 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect LEUNG Hay Man | Mgmt | For | For | For | ||
6 | Elect Colin LAM Ko Yin | Mgmt | For | Against | Against | ||
7 | Elect LEE Ka Shing | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Bonus Share Issuance | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Hong Kong Exchanges And Clearing Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0388 | CINS Y3506N139 | 04/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Apurv Bagri | Mgmt | For | For | For | ||
7 | Elect Edward CHIN Chi Kin (Shareholder Proposal) | ShrHoldr | Against | Against | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Huaneng Power International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0902 | CINS Y3744A105 | 01/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | 2016 Continuing Connected Transactions with Huaneng Group | Mgmt | For | For | For | ||
4 | Finance Leasing and Leaseback by Huaneng Pingliang | Mgmt | For | For | For | ||
5 | Finance Leasing and Leaseback by Controlled Subsidiaries | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Huaneng Power International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0902 | CINS Y3744A105 | 06/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Supervisors' Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Elect XU Mengzhou | Mgmt | For | For | For | ||
10 | Amendments to Articles | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
Hysan Development Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
14 | CINS Y38203124 | 05/13/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Elect Frederick P. Churchouse | Mgmt | For | For | For | ||
5 | Elect Anthony LEE Hsien Pin | Mgmt | For | Against | Against | ||
6 | Elect LEE Chien | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industrial & Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Directors' Report | Mgmt | For | For | For | ||
3 | Supervisors' Report | Mgmt | For | For | For | ||
4 | Elect YI Huiman as Director | Mgmt | For | Against | Against | ||
5 | Elect SHEN Si | Mgmt | For | For | For | ||
6 | Elect ZHANG Wei as Supervisor | Mgmt | For | For | For | ||
7 | Elect SHEN Bingxi | Mgmt | For | For | For | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | 2016 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
11 | Authority to Issue Tier II Capital Instruments | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industrial and Commercial Bank Of China | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1398 | CINS Y3990B112 | 12/21/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | ||
4 | Elect YANG Siu Shun as Director | Mgmt | For | For | For | ||
5 | Elect QU Qiang as Supervisor | Mgmt | For | For | For | ||
6 | Amendments to Plan on Authorization of Shareholders' General Meeting | Mgmt | For | For | For | ||
7 | 2014 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | ||
Intime Retail (Group) Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1833 | CINS G4922U103 | 05/10/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Whitewash Waiver | Mgmt | For | For | For | ||
4 | Ratification of Board Acts to Implement Whitewash Waiver | Mgmt | For | For | For | ||
Intime Retail (Group) Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1833 | CINS G4922U103 | 06/03/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect YU Ning | Mgmt | For | For | For | ||
6 | Elect Joseph Chow | Mgmt | For | Against | Against | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Issue Repurchased | Mgmt | For | Against | Against | ||
Kingboard Chemical Holdings, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
148 | CINS G52562140 | 05/23/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHEUNG Kwok Wing | Mgmt | For | For | For | ||
6 | Elect CHANG Wing Yiu | Mgmt | For | For | For | ||
7 | Elect CHEN Maosheng | Mgmt | For | For | For | ||
8 | Elect CHEUNG Ming Man | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Lenovo Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | ||
6 | Elect YANG Yuanqing | Mgmt | For | Against | Against | ||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | ||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | ||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
MediaTek Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2454 | CINS Y5945U103 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Employee Equity Incentive Plan | Mgmt | For | Against | Against | ||
Mega Financial Holding Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2886 | CINS Y59456106 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
New World Development Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0017 | CINS Y63084126 | 02/17/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Disposal of Guiyang Project | Mgmt | For | For | For | ||
4 | Disposal of Chengdu Project | Mgmt | For | For | For | ||
New World Development Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0017 | CINS Y63084126 | 03/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Acquisition | Mgmt | For | For | For | ||
New World Development Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0017 | CINS Y63084126 | 11/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Henry CHENG Kar Shun | Mgmt | For | Against | Against | ||
6 | Elect CHEN Guanzhan | Mgmt | For | For | For | ||
7 | Elect Sonia CHENG Chi Man | Mgmt | For | For | For | ||
8 | Elect Howard YEUNG Ping Leung | Mgmt | For | For | For | ||
9 | Elect Payson CHA Mou Sing | Mgmt | For | Against | Against | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Grant Options under Share Option Scheme | Mgmt | For | Against | Against | ||
15 | Amendments to Articles | Mgmt | For | For | For | ||
PCCW Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0008 | CINS Y6802P120 | 05/05/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Richard LI Tzar Kai | Mgmt | For | For | For | ||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | Against | Against | ||
7 | Elect David WEI Zhe | Mgmt | For | Against | Against | ||
8 | Elect David LI Kwok-po | Mgmt | For | Against | Against | ||
9 | Elect Aman Mehta | Mgmt | For | Against | Against | ||
10 | Elect Lars Eric Nils Rodert | Mgmt | For | Against | Against | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Petrochina Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0857 | CINS Y6883Q104 | 05/25/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Authority to Declare Interim Dividends | Mgmt | For | For | For | ||
8 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Elect XU Wenrong | Mgmt | For | For | For | ||
PICC Property & Casualty Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2328 | CINS Y6975Z103 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Supervisors' Fees | Mgmt | For | For | For | ||
9 | Elect CHU Bende | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
Power Assets Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0006 | CINS Y7092Q109 | 05/12/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHAN Loi Shun | Mgmt | For | For | For | ||
6 | Elect Frank J. Sixt | Mgmt | For | Against | Against | ||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Power Assets Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0006 | CINS Y7092Q109 | 11/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Scheme of Arrangement | Mgmt | For | Against | Against | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Power Assets Holdings Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0006 | CINS Y7092Q109 | 11/24/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Scheme of Arrangement | Mgmt | For | Against | Against | ||
5 | Special Dividend | Mgmt | For | Against | Against | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sands China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1928 | CINS G7800X107 | 02/19/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendment to the Equity Award Plan | Mgmt | For | Against | Against | ||
Sands China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1928 | CINS G7800X107 | 05/27/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect WONG Ying Wai | Mgmt | For | Against | Against | ||
6 | Elect Robert Glen Goldstein | Mgmt | For | For | For | ||
7 | Elect Charles Daniel Forman | Mgmt | For | For | For | ||
8 | Elect Steven Zygmunt Strasser | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0460 | CINS G8162K113 | 06/28/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | Against | Against | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Homer Sun | Mgmt | For | For | For | ||
6 | Elect TSANG Wah Kwong | Mgmt | For | Against | Against | ||
7 | Elect ZHU Xun | Mgmt | For | Against | Against | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0460 | CINS G8162K113 | 12/11/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | Against | Against | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect GUO Weicheng | Mgmt | For | For | For | ||
6 | Elect MENG Xianhui | Mgmt | For | For | For | ||
7 | Elect Patrick SUN | Mgmt | For | Against | Against | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Sinopec Shanghai Petrochemical Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0338 | CINS Y80373106 | 06/15/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Mgmt | For | For | For | ||
4 | Supervisors' Report | Mgmt | For | For | For | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Financial Budget | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Amendments to Articles of Association and Rules of Procedure for Board of Directors' Meeting | Mgmt | For | For | For | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 01/29/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | ||
5 | Elect LIAN Wanyong as Director | Mgmt | For | Against | Against | ||
6 | Elect LI Xiaojuan as Supervisor | Mgmt | For | Against | Against | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 03/08/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Elect ZHUO Fumin | Mgmt | For | Against | Against | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 06/16/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Directors' Report | Mgmt | For | For | For | ||
5 | Supervisors' Report | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Supervisors' Fees | Mgmt | For | For | For | ||
10 | Authority to Give Guarantees | Mgmt | For | Against | Against | ||
11 | Elect WU Yijian | Mgmt | For | For | For | ||
12 | Authority to Issue Debt Financing Instruments | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
15 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Sinopharm Group Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1099 | CINS Y8008N107 | 08/20/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Authority to Issue Corporate Bonds | Mgmt | For | For | For | ||
Sun Hung Kai Properties Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0016 | CINS Y82594121 | 11/12/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Adam KWOK Kai-fai | Mgmt | For | For | For | ||
6 | Elect Victor LUI Ting | Mgmt | For | For | For | ||
7 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | ||
8 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against | ||
9 | Elect WOO Po Shing | Mgmt | For | Against | Against | ||
10 | Elect KWONG Chun | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
16 | Amendments to Articles | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/07/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
Tencent Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
700 | CINS G87572163 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | ||
6 | Elect Ian C. Stone | Mgmt | For | For | For | ||
7 | Directors' Fees | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Tianneng Power International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0819 | CINS G8655K109 | 05/18/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHEN Minru | Mgmt | For | Against | Against | ||
6 | Elect ZHANG Kaihong | Mgmt | For | For | For | ||
7 | Elect SHI Borong | Mgmt | For | For | For | ||
8 | Elect GUO Konghui | Mgmt | For | For | For | ||
9 | Elect WU Feng | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
TTY Biopharm Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4105 | CINS Y90017107 | 06/24/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||
7 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | ||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||
10 | Elect TSAI Duei | Mgmt | For | For | For | ||
11 | Elect HSUEH Ming-Ling | Mgmt | For | For | For | ||
12 | Elect LIN Tien-Fu | Mgmt | For | For | For | ||
13 | Elect ZENG Tian-Ci | Mgmt | For | For | For | ||
14 | Elect ZHANG Wen-Hua | Mgmt | For | For | For | ||
15 | Elect ZHANG Xiu-Ji | Mgmt | For | For | For | ||
16 | Elect XIAO Ying-Jun | Mgmt | For | For | For | ||
17 | Elect LIAO Ying-Ying | Mgmt | For | For | For | ||
18 | Elect YANG Zi-Jiang | Mgmt | For | For | For | ||
19 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | ||
Uni-President Enterprises Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1216 | CINS Y91475106 | 06/22/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||
6 | Elect LO Chih-Hsien | Mgmt | For | For | For | ||
7 | Elect KAO Hsiu-Ling | Mgmt | For | For | For | ||
8 | Elect CHEN Jui-Tang | Mgmt | For | For | For | ||
9 | Elect HOU Po-Ming | Mgmt | For | For | For | ||
10 | Elect HOU Po-Yu | Mgmt | For | For | For | ||
11 | Elect WU Chung-Ho | Mgmt | For | For | For | ||
12 | Elect WU Ping-Chih | Mgmt | For | Against | Against | ||
13 | Elect LIN Chang-Sheng | Mgmt | For | For | For | ||
14 | Elect LIU Hsiu-Jen | Mgmt | For | Against | Against | ||
15 | Elect CHENG Kao-Huei | Mgmt | For | For | For | ||
16 | Elect LIN Yun | Mgmt | For | For | For | ||
17 | Elect YUE Chao-Tang | Mgmt | For | For | For | ||
18 | Elect LU Hong-Te | Mgmt | For | For | For | ||
19 | Non-compete Restrictions for Directors | Mgmt | For | For | For | ||
Want Want China Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0151 | CINS G9431R103 | 05/06/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect TSAI Eng Meng | Mgmt | For | For | For | ||
6 | Elect CHAN Yu Feng | Mgmt | For | For | For | ||
7 | Elect CHENG Wen Hsien | Mgmt | For | Against | Against | ||
8 | Elect CHIEN Wen Guey | Mgmt | For | For | For | ||
9 | Elect LEE Kwang Chou | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 01/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Satisfaction of Conditions for Non-public Issuance of A shares | Mgmt | For | For | For | ||
4 | Share Type and Par Value | Mgmt | For | For | For | ||
5 | Issuance Method and Period | Mgmt | For | For | For | ||
6 | Issuance Targets and Method of Subscription | Mgmt | For | For | For | ||
7 | Subscription Price and Pricing Principles | Mgmt | For | For | For | ||
8 | Number of Shares To Be Issued | Mgmt | For | For | For | ||
9 | Lock-up Period | Mgmt | For | For | For | ||
10 | Use of Proceeds Raised | Mgmt | For | For | For | ||
11 | Arrangement of Accumulated Undistributed Profits | Mgmt | For | For | For | ||
12 | Listing | Mgmt | For | For | For | ||
13 | Validity Period of Resolutions | Mgmt | For | For | For | ||
14 | Plan for Non-public Issuance of A Shares | Mgmt | For | For | For | ||
15 | Feasibility Report on Use of Proceeds Raised in Non-public Issuance of A Shares | Mgmt | For | For | For | ||
16 | Dilutive Impact of Non-public Issuance of A Shares | Mgmt | For | For | For | ||
17 | Ratification of Board Acts | Mgmt | For | For | For | ||
18 | Zhuoxin Investments' Purchase of Gold and Silver Bullion from BNL | Mgmt | For | For | For | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 01/11/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Share Type and Par Value | Mgmt | For | For | For | ||
4 | Issuance Method and Period | Mgmt | For | For | For | ||
5 | Issuance Targets and Method of Subscription | Mgmt | For | For | For | ||
6 | Subscription Price and Pricing Principles | Mgmt | For | For | For | ||
7 | Number of Shares To Be Issued | Mgmt | For | For | For | ||
8 | Lock-up Period | Mgmt | For | For | For | ||
9 | Use of Proceeds Raised | Mgmt | For | For | For | ||
10 | Arrangement of Accumulated Undistributed Profits | Mgmt | For | For | For | ||
11 | Listing | Mgmt | For | For | For | ||
12 | Validity Period of Resolutions | Mgmt | For | For | For | ||
13 | Plan for Non-public Issuance of A Shares | Mgmt | For | For | For | ||
14 | Ratification of Board Acts | Mgmt | For | For | For | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 06/20/2016 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Completion of Share Repurchase | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Authority to Issue Debt Financing | Mgmt | For | For | For | ||
5 | Authority to Give Guarantees | Mgmt | For | For | For | ||
6 | Provision of Counter-Guarantee | Mgmt | For | For | For | ||
7 | Directors' Report | Mgmt | For | For | For | ||
8 | Independent Directors' Report | Mgmt | For | For | For | ||
9 | Supervisors' Report | Mgmt | For | For | For | ||
10 | Financial Report | Mgmt | For | For | For | ||
11 | Annual Report | Mgmt | For | For | For | ||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
15 | Elect ZHU Guang | Mgmt | For | For | For | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 08/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Shareholder Returns Plan for 2015-2017 | Mgmt | For | For | For | ||
4 | Eligibility for Non-public Issuance of A Shares | Mgmt | For | For | For | ||
5 | Class and Nominal Value | Mgmt | For | For | For | ||
6 | Methods and Time | Mgmt | For | For | For | ||
7 | Issuing Objects and Methods | Mgmt | For | For | For | ||
8 | Subscription Price and Pricing Principles | Mgmt | For | For | For | ||
9 | Number of Shares | Mgmt | For | For | For | ||
10 | Lock-up Period | Mgmt | For | For | For | ||
11 | Use of Proceed | Mgmt | For | For | For | ||
12 | Accumulated Distributable Profits | Mgmt | For | For | For | ||
13 | Listing Place | Mgmt | For | For | For | ||
14 | Validity Period | Mgmt | For | For | For | ||
15 | Plan for the Non-public Issuance of A Shares | Mgmt | For | For | For | ||
16 | Feasibility Report on the Use of Proceeds | Mgmt | For | For | For | ||
17 | Regarding Report on Deposit and Use of Raised Funds | Mgmt | For | For | For | ||
18 | Dilutive Impact of Non-public Issuance of A Shares | Mgmt | For | For | For | ||
19 | Board Authorization to Implement Non-public Issuance of A Shares | Mgmt | For | For | For | ||
20 | Absorption of a Wholly-owned Subsidiary | Mgmt | For | For | For | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 08/18/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Other | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Class and Nominal Value | Mgmt | For | For | For | ||
3 | Methods and Time | Mgmt | For | For | For | ||
4 | Issuing Objects and Methods | Mgmt | For | For | For | ||
5 | Subscription Price and Pricing Principles | Mgmt | For | For | For | ||
6 | Number of Shares | Mgmt | For | For | For | ||
7 | Lock-up Period | Mgmt | For | For | For | ||
8 | Use of Proceed | Mgmt | For | For | For | ||
9 | Accumulated Distributable Profits | Mgmt | For | For | For | ||
10 | Listing Place | Mgmt | For | For | For | ||
11 | Validity Period | Mgmt | For | For | For | ||
12 | Plan for the Non-public Issuance of A Shares | Mgmt | For | For | For | ||
13 | Board Authorization to Implement Non-public Issuance of A Shares | Mgmt | For | For | For | ||
Zijin Mining Group Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2899 | CINS Y9892H107 | 12/08/2015 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | China | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Compliance For Public Issuance of Corporate Bonds | Mgmt | For | For | For | ||
3 | Size of Issuance | Mgmt | For | For | For | ||
4 | Face Value and Issuing Price | Mgmt | For | For | For | ||
5 | Maturity | Mgmt | For | For | For | ||
6 | Coupon Rate and Determination Methods | Mgmt | For | For | For | ||
7 | Method of Issuance | Mgmt | For | For | For | ||
8 | Target Investors | Mgmt | For | For | For | ||
9 | Placing Arrangement For Shareholders | Mgmt | For | For | For | ||
10 | Provisions On Redemption or Repurchase | Mgmt | For | For | For | ||
11 | Guarantee Measures | Mgmt | For | For | For | ||
12 | Measures for Repayment | Mgmt | For | For | For | ||
13 | Use of Proceeds | Mgmt | For | For | For | ||
14 | Listing of Corporate Bonds Issued | Mgmt | For | For | For | ||
15 | Validity Period Of Resolution | Mgmt | For | For | For | ||
16 | Board Authorization To Issue Corporate Bonds | Mgmt | For | For | For | ||
17 | Provision of Counter-Guarantee | Mgmt | For | For | For | ||
18 | Self Inspection Report on Real Estate Business | Mgmt | For | For | For | ||
19 | Undertaking Letter Regarding Real Estate Business By Directors, Supervisors and Senior Management | Mgmt | For | For | For | ||
20 | Undertaking Letter Regarding Real Estate Business By Controlling Shareholder | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Shelton Greater China Fund
By: | /s/ Teresa Axelson |
Teresa Axelson
Chief Compliance Officer
Date: | August 16, 2016 |