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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-05685 |
Williamsburg Investment Trust |
(Exact name of registrant as specified in charter) |
225 Pictoria Drive, Suite 450 Cincinnati, Ohio | 45246 |
(Address of principal executive offices) | (Zip code) |
Simon H. Berry
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (513) 346-4190 |
Date of fiscal year end: | March 31 | |
Date of reporting period: | July 1, 2018 – June 30, 2019 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Williamsburg Investment Trust |
By (Signature and Title)* | /s/ John T. Bruce | ||
John T. Bruce, President (FBP Equity & Dividend Plus Fund FBP Appreciation & Income Opportunities Fund) | |||
Date | August 14, 2019 |
By (Signature and Title)* | /s/ Thomas W. Leavell |
| ||
Thomas W. Leavell, President (The Government Street Equity Fund The Government Mid-Cap Fund The Alabama Tax Free Bond Fund) | ||||
Date | August 19, 2019 | |||
By (Signature and Title)* | /s/ Charles M. Caravati III | ||
Charles M. Caravati III, President (The Jamestown Equity Fund) | |||
Date | August 21, 2019 |
By (Signature and Title)* | /s/ Joseph A. Jennings III | ||
Joseph A. Jennings III, President (The Jamestown Tax Exempt Virginia Fund) | |||
Date | August 21, 2019 | ||
By (Signature and Title)* | /s/ John P. Ackerly | ||
John P. Ackerly, IV, President (The Davenport Core Fund, The Davenport Value & Income Fund The Davenport Equity Opportunities Fund The Davenport Small Cap Focus Fund The Davenport Balanced Income Fund) | |||
Date | August 19, 2019 |
EXHIBIT A
FBP Equity & Dividend Plus Fund Investment Company Report - 07/1/2018 to 6/30/2019 |
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2018 | ||||||||
ISIN | US7427181091 | Agenda | 934870115 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Francis S. Blake | Management | For | For | |||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | |||||||
1c. | Election of Director: Amy L. Chang | Management | For | For | |||||||
1d. | Election of Director: Kenneth I. Chenault | Management | For | For | |||||||
1e. | Election of Director: Scott D. Cook | Management | For | For | |||||||
1f. | Election of Director: Joseph Jimenez | Management | For | For | |||||||
1g. | Election of Director: Terry J. Lundgren | Management | For | For | |||||||
1h. | Election of Director: W. James McNerney, Jr. | Management | For | For | |||||||
1i. | Election of Director: Nelson Peltz | Management | For | For | |||||||
1j. | Election of Director: David S. Taylor | Management | For | For | |||||||
1k. | Election of Director: Margaret C. Whitman | Management | For | For | |||||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | |||||||
1m. | Election of Director: Ernesto Zedillo | Management | For | For | |||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |||||||
3. | Advisory Vote on the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | For | |||||||
TAPESTRY, INC. | |||||||||||
Security | 876030107 | Meeting Type | Annual | ||||||||
Ticker Symbol | TPR | Meeting Date | 08-Nov-2018 | ||||||||
ISIN | US8760301072 | Agenda | 934880089 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Darrell Cavens | Management | For | For | |||||||
1b. | Election of Director: David Denton | Management | For | For | |||||||
1c. | Election of Director: Anne Gates | Management | For | For | |||||||
1d. | Election of Director: Andrea Guerra | Management | For | For | |||||||
1e. | Election of Director: Susan Kropf | Management | For | For | |||||||
1f. | Election of Director: Annabelle Yu Long | Management | For | For | |||||||
1g. | Election of Director: Victor Luis | Management | For | For | |||||||
1h. | Election of Director: Ivan Menezes | Management | For | For | |||||||
1i. | Election of Director: William Nuti | Management | Against | Against | |||||||
1j. | Election of Director: Jide Zeitlin | Management | For | For | |||||||
2. | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 29, 2019. | Management | For | For | |||||||
3. | To consider and vote upon the approval, on a non- binding advisory basis, of the Company's executive compensation as described in the proxy statement. | Management | For | For | |||||||
4. | To consider and vote upon the approval of the Tapestry, Inc. 2018 Stock Incentive Plan. | Management | For | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | ||||||||
ISIN | US5949181045 | Agenda | 934884544 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: William H. Gates lll | Management | For | For | |||||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||
1e. | Election of Director: Satya Nadella | Management | For | For | |||||||
1f. | Election of Director: Charles H. Noski | Management | For | For | |||||||
1g. | Election of Director: Helmut Panke | Management | For | For | |||||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||
1l. | Election of Director: John W. Stanton | Management | For | For | |||||||
1m. | Election of Director: John W. Thompson | Management | For | For | |||||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | ||||||||
ISIN | US17275R1023 | Agenda | 934891614 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: M. Michele Burns | Management | For | For | |||||||
1b. | Election of Director: Michael D. Capellas | Management | For | For | |||||||
1c. | Election of Director: Mark Garrett | Management | For | For | |||||||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |||||||
1e. | Election of Director: Roderick C. McGeary | Management | For | For | |||||||
1f. | Election of Director: Charles H. Robbins | Management | For | For | |||||||
1g. | Election of Director: Arun Sarin | Management | For | For | |||||||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | |||||||
1i. | Election of Director: Steven M. West | Management | For | For | |||||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | |||||||
3. | Approval, on an advisory basis, of executive compensation. | Management | Against | Against | |||||||
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | |||||||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For | |||||||
EMERSON ELECTRIC CO. | |||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMR | Meeting Date | 05-Feb-2019 | ||||||||
ISIN | US2910111044 | Agenda | 934913030 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C. A. H. Boersig | For | For | ||||||||
2 | J. B. Bolten | For | For | ||||||||
3 | L. M. Lee | For | For | ||||||||
2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | |||||||
3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | |||||||
APPLE INC. | |||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | ||||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of director: James Bell | Management | For | For | |||||||
1b. | Election of director: Tim Cook | Management | For | For | |||||||
1c. | Election of director: Al Gore | Management | For | For | |||||||
1d. | Election of director: Bob Iger | Management | For | For | |||||||
1e. | Election of director: Andrea Jung | Management | For | For | |||||||
1f. | Election of director: Art Levinson | Management | For | For | |||||||
1g. | Election of director: Ron Sugar | Management | For | For | |||||||
1h. | Election of director: Sue Wagner | Management | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation | Management | For | For | |||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | |||||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | For | |||||||
BROADCOM INC | |||||||||||
Security | 11135F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | ||||||||
ISIN | US11135F1012 | Agenda | 934928598 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | |||||||
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | |||||||
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | Against | Against | |||||||
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |||||||
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |||||||
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | |||||||
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | |||||||
1h. | Election of Director: Mr. Harry L. You | Management | For | For | |||||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | For | For | |||||||
3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | |||||||
4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | Against | Against | |||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 03-Apr-2019 | ||||||||
ISIN | AN8068571086 | Agenda | 934929324 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Peter L.S. Currie | Management | For | For | |||||||
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | |||||||
1c. | Election of Director: Paal Kibsgaard | Management | For | For | |||||||
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | |||||||
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | |||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||
1g. | Election of Director: Lubna S. Olayan | Management | For | For | |||||||
1h. | Election of Director: Mark G. Papa | Management | For | For | |||||||
1i. | Election of Director: Leo Rafael Reif | Management | For | For | |||||||
1j. | Election of Director: Henri Seydoux | Management | For | For | |||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | |||||||
3. | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. | Management | For | For | |||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | For | For | |||||||
5. | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | Against | Against | |||||||
CARNIVAL CORPORATION | |||||||||||
Security | 143658300 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | ||||||||
ISIN | PA1436583006 | Agenda | 934932321 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | |||||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | For | For | |||||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||||
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||||
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||||
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | |||||||
U.S. BANCORP | |||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2019 | ||||||||
ISIN | US9029733048 | Agenda | 934932131 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Warner L. Baxter | Management | For | For | |||||||
1b. | Election of Director: Dorothy J. Bridges | Management | For | For | |||||||
1c. | Election of Director: Elizabeth L. Buse | Management | For | For | |||||||
1d. | Election of Director: Marc N. Casper | Management | For | For | |||||||
1e. | Election of Director: Andrew Cecere | Management | For | For | |||||||
1f. | Election of Director: Arthur D. Collins, Jr. | Management | For | For | |||||||
1g. | Election of Director: Kimberly J. Harris | Management | For | For | |||||||
1h. | Election of Director: Roland A. Hernandez | Management | For | For | |||||||
1i. | Election of Director: Doreen Woo Ho | Management | For | For | |||||||
1j. | Election of Director: Olivia F. Kirtley | Management | For | For | |||||||
1k. | Election of Director: Karen S. Lynch | Management | For | For | |||||||
1l. | Election of Director: Richard P. McKenney | Management | For | For | |||||||
1m. | Election of Director: Yusuf I. Mehdi | Management | For | For | |||||||
1n. | Election of Director: David B. O'Maley | Management | For | For | |||||||
1o. | Election of Director: O'dell M. Owens, M.D., M.P.H. | Management | For | For | |||||||
1p. | Election of Director: Craig D. Schnuck | Management | For | For | |||||||
1q. | Election of Director: Scott W. Wine | Management | For | For | |||||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2019 fiscal year. | Management | For | For | |||||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Against | Against | |||||||
HP INC. | |||||||||||
Security | 40434L105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HPQ | Meeting Date | 23-Apr-2019 | ||||||||
ISIN | US40434L1052 | Agenda | 934933690 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Aida M. Alvarez | Management | For | For | |||||||
1b. | Election of Director: Shumeet Banerji | Management | For | For | |||||||
1c. | Election of Director: Robert R. Bennett | Management | For | For | |||||||
1d. | Election of Director: Charles V. Bergh | Management | For | For | |||||||
1e. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||||||
1f. | Election of Director: Stephanie A. Burns | Management | For | For | |||||||
1g. | Election of Director: Mary Anne Citrino | Management | For | For | |||||||
1h. | Election of Director: Yoky Matsuoka | Management | For | For | |||||||
1i. | Election of Director: Stacey Mobley | Management | For | For | |||||||
1j. | Election of Director: Subra Suresh | Management | For | For | |||||||
1k. | Election of Director: Dion J. Weisler | Management | For | For | |||||||
2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2019 | Management | For | For | |||||||
3. | To approve, on an advisory basis, HP Inc.'s executive compensation | Management | Against | Against | |||||||
4. | Stockholder proposal to require HP Inc. to amend its governance documents to require an independent Chairman of the Board if properly presented at the annual meeting | Shareholder | For | Against | |||||||
WELLS FARGO & COMPANY | |||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2019 | ||||||||
ISIN | US9497461015 | Agenda | 934941584 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: John D. Baker II | Management | For | For | |||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | |||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | |||||||
1e. | Election of Director: Wayne M. Hewett | Management | For | For | |||||||
1f. | Election of Director: Donald M. James | Management | For | For | |||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | |||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | |||||||
1i. | Election of Director: James H. Quigley | Management | For | For | |||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | |||||||
1k. | Election of Director: C. Allen Parker | Management | For | For | |||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | Against | |||||||
3. | Approve the Company's Amended and Restated Long- Term Incentive Compensation Plan. | Management | Against | Against | |||||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | |||||||
6. | Shareholder Proposal - Report on Global Median Gender Pay Gap. | Shareholder | Against | For | |||||||
EATON CORPORATION PLC | |||||||||||
Security | G29183103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | ||||||||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Craig Arnold | Management | For | For | |||||||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | |||||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | |||||||
1d. | Election of Director: Michael J. Critelli | Management | For | For | |||||||
1e. | Election of Director: Richard H. Fearon | Management | Against | Against | |||||||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | |||||||
1g. | Election of Director: Olivier Leonetti | Management | For | For | |||||||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | |||||||
1i. | Election of Director: Gregory R. Page | Management | For | For | |||||||
1j. | Election of Director: Sandra Pianalto | Management | For | For | |||||||
1k. | Election of Director: Gerald B. Smith | Management | For | For | |||||||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | |||||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | |||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |||||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | |||||||
PUBLIC STORAGE | |||||||||||
Security | 74460D109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PSA | Meeting Date | 24-Apr-2019 | ||||||||
ISIN | US74460D1090 | Agenda | 934940708 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | |||||||
1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | |||||||
1C. | Election of Trustee: Uri P. Harkham | Management | For | For | |||||||
1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | |||||||
1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | |||||||
1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | |||||||
1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | |||||||
1H. | Election of Trustee: John Reyes | Management | For | For | |||||||
1I. | Election of Trustee: Joseph D. Russell, Jr. | Management | For | For | |||||||
1J. | Election of Trustee: Ronald P. Spogli | Management | For | For | |||||||
1K. | Election of Trustee: Daniel C. Staton | Management | For | For | |||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||
3. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 24-Apr-2019 | ||||||||
ISIN | US1912161007 | Agenda | 934937915 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Herbert A. Allen | Management | For | For | |||||||
1b. | Election of Director: Ronald W. Allen | Management | For | For | |||||||
1c. | Election of Director: Marc Bolland | Management | For | For | |||||||
1d. | Election of Director: Ana Botin | Management | For | For | |||||||
1e. | Election of Director: Christopher C. Davis | Management | For | For | |||||||
1f. | Election of Director: Barry Diller | Management | For | For | |||||||
1g. | Election of Director: Helene D. Gayle | Management | For | For | |||||||
1h. | Election of Director: Alexis M. Herman | Management | For | For | |||||||
1i. | Election of Director: Robert A. Kotick | Management | For | For | |||||||
1j. | Election of Director: Maria Elena Lagomasino | Management | For | For | |||||||
1k. | Election of Director: James Quincey | Management | For | For | |||||||
1l. | Election of Director: Caroline J. Tsay | Management | For | For | |||||||
1m. | Election of Director: David B. Weinberg | Management | For | For | |||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | Management | For | For | |||||||
4. | Shareowner proposal regarding an independent Board Chair | Shareholder | Against | For | |||||||
5. | Shareowner proposal on sugar and public health | Shareholder | Against | For | |||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | ||||||||
ISIN | US4781601046 | Agenda | 934938638 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||
1b. | Election of Director: D. Scott Davis | Management | For | For | |||||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | |||||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||||
1e. | Election of Director: Alex Gorsky | Management | For | For | |||||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | |||||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||||
1i. | Election of Director: William D. Perez | Management | For | For | |||||||
1j. | Election of Director: Charles Prince | Management | For | For | |||||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | |||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | |||||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | ||||||||
ISIN | US7170811035 | Agenda | 934942043 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||
1b. | Election of Director: Albert Bourla | Management | For | For | |||||||
1c. | Election of Director: W. Don Cornwell | Management | For | For | |||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||
1f. | Election of Director: James M. Kilts | Management | For | For | |||||||
1g. | Election of Director: Dan R. Littman | Management | For | For | |||||||
1h. | Election of Director: Shantanu Narayen | Management | For | For | |||||||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||
1j. | Election of Director: Ian C. Read | Management | For | For | |||||||
1k. | Election of Director: James C. Smith | Management | For | For | |||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | For | For | |||||||
3. | 2019 Advisory approval of executive compensation | Management | For | For | |||||||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | For | For | |||||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | |||||||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | For | |||||||
7. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | |||||||
8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | Against | For | |||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | ||||||||
ISIN | US00206R1023 | Agenda | 934938082 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | |||||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | |||||||
1d. | Election of Director: Scott T. Ford | Management | For | For | |||||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||||
1f. | Election of Director: William E. Kennard | Management | For | For | |||||||
1g. | Election of Director: Michael B. McCallister | Management | For | For | |||||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | |||||||
1i. | Election of Director: Matthew K. Rose | Management | For | For | |||||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||||
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | |||||||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | |||||||
3. | Advisory approval of executive compensation. | Management | Against | Against | |||||||
4. | Independent Chair. | Shareholder | For | Against | |||||||
KELLOGG COMPANY | |||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||
Ticker Symbol | K | Meeting Date | 26-Apr-2019 | ||||||||
ISIN | US4878361082 | Agenda | 934939375 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director for term expires 2022: Rod Gillum | Management | For | For | |||||||
1b. | Election of Director for term expires 2022: Mary Laschinger | Management | For | For | |||||||
1c. | Election of Director for term expires 2022: Erica Mann | Management | For | For | |||||||
1d. | Election of Director for term expires 2022: Carolyn Tastad | Management | For | For | |||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||
4. | Shareowner proposal, if properly presented at the meeting, to repeal classified board. | Shareholder | For | ||||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||||
Security | 913017109 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | ||||||||
ISIN | US9130171096 | Agenda | 934941724 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | |||||||
1b. | Election of Director: Diane M. Bryant | Management | For | For | |||||||
1c. | Election of Director: John V. Faraci | Management | For | For | |||||||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | |||||||
1e. | Election of Director: Gregory J. Hayes | Management | For | For | |||||||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | |||||||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | |||||||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | |||||||
1i. | Election of Director: Harold W. McGraw III | Management | For | For | |||||||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | |||||||
1k. | Election of Director: Denise L. Ramos | Management | For | For | |||||||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||
1m. | Election of Director: Brian C. Rogers | Management | For | For | |||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | For | For | |||||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | |||||||
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | For | For | |||||||
BB&T CORPORATION | |||||||||||
Security | 054937107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBT | Meeting Date | 30-Apr-2019 | ||||||||
ISIN | US0549371070 | Agenda | 934935769 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Jennifer S. Banner | Management | For | For | |||||||
1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | |||||||
1c. | Election of Director: Anna R. Cablik | Management | For | For | |||||||
1d. | Election of Director: Patrick C. Graney III | Management | For | For | |||||||
1e. | Election of Director: I. Patricia Henry | Management | For | For | |||||||
1f. | Election of Director: Kelly S. King | Management | For | For | |||||||
1g. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | |||||||
1h. | Election of Director: Easter A. Maynard | Management | For | For | |||||||
1i. | Election of Director: Charles A. Patton | Management | For | For | |||||||
1j. | Election of Director: Nido R. Qubein | Management | For | For | |||||||
1k. | Election of Director: William J. Reuter | Management | For | For | |||||||
1l. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | |||||||
1m. | Election of Director: Christine Sears | Management | For | For | |||||||
1n. | Election of Director: Thomas E. Skains | Management | For | For | |||||||
1o. | Election of Director: Thomas N. Thompson | Management | For | For | |||||||
2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2019. | Management | For | For | |||||||
3. | An advisory vote to approve BB&T's executive compensation program. | Management | For | For | |||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | ||||||||
ISIN | US4592001014 | Agenda | 934941849 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director for a Term of One Year: M. L. Eskew | Management | For | For | |||||||
1b. | Election of Director for a Term of One Year: D. N. Farr | Management | For | For | |||||||
1c. | Election of Director for a Term of One Year: A. Gorsky | Management | For | For | |||||||
1d. | Election of Director for a Term of One Year: M. Howard | Management | For | For | |||||||
1e. | Election of Director for a Term of One Year: S. A. Jackson | Management | For | For | |||||||
1f. | Election of Director for a Term of One Year: A. N. Liveris | Management | For | For | |||||||
1g. | Election of Director for a Term of One Year: M. E. Pollack | Management | For | For | |||||||
1h. | Election of Director for a Term of One Year: V. M. Rometty | Management | For | For | |||||||
1i. | Election of Director for a Term of One Year: J. R. Swedish | Management | For | For | |||||||
1j. | Election of Director for a Term of One Year: S. Taurel | Management | For | For | |||||||
1k. | Election of Director for a Term of One Year: P. R. Voser | Management | For | For | |||||||
1l. | Election of Director for a Term of One Year: F. H. Waddell | Management | For | For | |||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||
4. | Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code | Management | For | For | |||||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | |||||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | For | Against | |||||||
PEPSICO, INC. | |||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | ||||||||
ISIN | US7134481081 | Agenda | 934949112 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Shona L. Brown | Management | For | For | |||||||
1b. | Election of Director: Cesar Conde | Management | For | For | |||||||
1c. | Election of Director: Ian Cook | Management | For | For | |||||||
1d. | Election of Director: Dina Dublon | Management | For | For | |||||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | |||||||
1f. | Election of Director: Michelle Gass | Management | For | For | |||||||
1g. | Election of Director: William R. Johnson | Management | For | For | |||||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | |||||||
1i. | Election of Director: David C. Page | Management | For | For | |||||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | |||||||
1k. | Election of Director: Daniel Vasella | Management | For | For | |||||||
1l. | Election of Director: Darren Walker | Management | For | For | |||||||
1m. | Election of Director: Alberto Weisser | Management | For | For | |||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | |||||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | |||||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | |||||||
DOMINION ENERGY, INC. | |||||||||||
Security | 25746U109 | Meeting Type | Annual | ||||||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | ||||||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: James A. Bennett | Management | For | For | |||||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | |||||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | |||||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | |||||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | |||||||
1f. | Election of Director: John W. Harris | Management | For | For | |||||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | |||||||
1h. | Election of Director: Mark J. Kington | Management | For | For | |||||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | |||||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |||||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |||||||
1l. | Election of Director: Susan N. Story | Management | For | For | |||||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | |||||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | |||||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | Against | Against | |||||||
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | Against | Against | |||||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | For | Against | |||||||
COMPASS MINERALS INTERNATIONAL, INC. | |||||||||||
Security | 20451N101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMP | Meeting Date | 09-May-2019 | ||||||||
ISIN | US20451N1019 | Agenda | 934955571 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Eric Ford | Management | For | For | |||||||
1b. | Election of Director: Joseph E. Reece | Management | For | For | |||||||
1c. | Election of Director: Paul S. Williams | Management | For | For | |||||||
2. | Approve, on an advisory basis, the compensation of Compass Minerals' named executive officers, as set forth in the proxy statement | Management | For | For | |||||||
3. | Ratify the appointment of Ernst & Young LLP as Compass Minerals' independent registered accounting firm for 2019. | Management | For | For | |||||||
FORD MOTOR COMPANY | |||||||||||
Security | 345370860 | Meeting Type | Annual | ||||||||
Ticker Symbol | F | Meeting Date | 09-May-2019 | ||||||||
ISIN | US3453708600 | Agenda | 934949150 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Stephen G. Butler | Management | For | For | |||||||
1b. | Election of Director: Kimberly A. Casiano | Management | For | For | |||||||
1c. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||||
1d. | Election of Director: Edsel B. Ford II | Management | For | For | |||||||
1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | |||||||
1f. | Election of Director: James P. Hackett | Management | For | For | |||||||
1g. | Election of Director: William W. Helman IV | Management | For | For | |||||||
1h. | Election of Director: William E. Kennard | Management | For | For | |||||||
1i. | Election of Director: John C. Lechleiter | Management | For | For | |||||||
1j. | Election of Director: John L. Thornton | Management | For | For | |||||||
1k. | Election of Director: John B. Veihmeyer | Management | For | For | |||||||
1l. | Election of Director: Lynn M. Vojvodich | Management | For | For | |||||||
1m. | Election of Director: John S. Weinberg | Management | For | For | |||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||||
3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | For | For | |||||||
4. | Approval of the Tax Benefit Preservation Plan. | Management | For | For | |||||||
5. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shareholder | Against | For | |||||||
6. | Relating to Disclosure of the Company's Lobbying Activities and Expenditures. | Shareholder | Against | For | |||||||
7. | Relating to Disclosure of the Company's Political Activities and Expenditures. | Shareholder | Against | For | |||||||
NUCOR CORPORATION | |||||||||||
Security | 670346105 | Meeting Type | Annual | ||||||||
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | ||||||||
ISIN | US6703461052 | Agenda | 934959341 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Lloyd J. Austin III | For | For | ||||||||
2 | Patrick J. Dempsey | For | For | ||||||||
3 | John J. Ferriola | For | For | ||||||||
4 | Victoria F. Haynes Ph.D | For | For | ||||||||
5 | Christopher J. Kearney | For | For | ||||||||
6 | Laurette T. Koellner | For | For | ||||||||
7 | John H. Walker | For | For | ||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 | Management | For | For | |||||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018 | Management | For | For | |||||||
4. | Stockholder proposal regarding lobbying report | Shareholder | Against | For | |||||||
5. | Stockholder proposal regarding political spending report | Shareholder | Against | For | |||||||
UNITED PARCEL SERVICE, INC. | |||||||||||
Security | 911312106 | Meeting Type | Annual | ||||||||
Ticker Symbol | UPS | Meeting Date | 09-May-2019 | ||||||||
ISIN | US9113121068 | Agenda | 934949489 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: David P. Abney | Management | For | For | |||||||
1b. | Election of Director: Rodney C. Adkins | Management | For | For | |||||||
1c. | Election of Director: Michael J. Burns | Management | For | For | |||||||
1d. | Election of Director: William R. Johnson | Management | For | For | |||||||
1e. | Election of Director: Ann M. Livermore | Management | For | For | |||||||
1f. | Election of Director: Rudy H.P. Markham | Management | For | For | |||||||
1g. | Election of Director: Franck J. Moison | Management | For | For | |||||||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||
1i. | Election of Director: Christiana Smith Shi | Management | For | For | |||||||
1j. | Election of Director: John T. Stankey | Management | For | For | |||||||
1k. | Election of Director: Carol B. Tomé | Management | For | For | |||||||
1l. | Election of Director: Kevin M. Warsh | Management | For | For | |||||||
2. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||
3. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | |||||||
4. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | |||||||
5. | To prepare a report to assess the integration of sustainability metrics into executive compensation. | Shareholder | Against | For | |||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | ||||||||
ISIN | US6745991058 | Agenda | 934959733 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Spencer Abraham | Management | For | For | |||||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | |||||||
1c. | Election of Director: Margaret M. Foran | Management | For | For | |||||||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||||
1e. | Election of Director: Vicki Hollub | Management | For | For | |||||||
1f. | Election of Director: William R. Klesse | Management | For | For | |||||||
1g. | Election of Director: Jack B. Moore | Management | For | For | |||||||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | |||||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | For | For | |||||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | For | Against | |||||||
PPL CORPORATION | |||||||||||
Security | 69351T106 | Meeting Type | Annual | ||||||||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | ||||||||
ISIN | US69351T1060 | Agenda | 934966207 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: John W. Conway | Management | For | For | |||||||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | |||||||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | |||||||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | |||||||
1.5 | Election of Director: William H. Spence | Management | For | For | |||||||
1.6 | Election of Director: Natica von Althann | Management | For | For | |||||||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | |||||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | |||||||
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | |||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||
PRUDENTIAL FINANCIAL, INC. | |||||||||||
Security | 744320102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PRU | Meeting Date | 14-May-2019 | ||||||||
ISIN | US7443201022 | Agenda | 934976056 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | |||||||
1b. | Election of Director: Gilbert F. Casellas | Management | For | For | |||||||
1c. | Election of Director: Robert M. Falzon | Management | For | For | |||||||
1d. | Election of Director: Mark B. Grier | Management | For | For | |||||||
1e. | Election of Director: Martina Hund-Mejean | Management | For | For | |||||||
1f. | Election of Director: Karl J. Krapek | Management | For | For | |||||||
1g. | Election of Director: Peter R. Lighte | Management | For | For | |||||||
1h. | Election of Director: Charles F. Lowrey | Management | For | For | |||||||
1i. | Election of Director: George Paz | Management | For | For | |||||||
1j. | Election of Director: Sandra Pianalto | Management | For | For | |||||||
1k. | Election of Director: Christine A. Poon | Management | For | For | |||||||
1l. | Election of Director: Douglas A. Scovanner | Management | For | For | |||||||
1m. | Election of Director: Michael A. Todman | Management | For | For | |||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | |||||||
4. | Shareholder proposal regarding Right to Act by Written Consent. | Shareholder | Against | For | |||||||
VENTAS, INC. | |||||||||||
Security | 92276F100 | Meeting Type | Annual | ||||||||
Ticker Symbol | VTR | Meeting Date | 14-May-2019 | ||||||||
ISIN | US92276F1003 | Agenda | 934953983 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Melody C. Barnes | Management | For | For | |||||||
1B. | Election of Director: Debra A. Cafaro | Management | For | For | |||||||
1C. | Election of Director: Jay M. Gellert | Management | For | For | |||||||
1D. | Election of Director: Richard I. Gilchrist | Management | For | For | |||||||
1E. | Election of Director: Matthew J. Lustig | Management | For | For | |||||||
1F. | Election of Director: Roxanne M. Martino | Management | For | For | |||||||
1G. | Election of Director: Walter C. Rakowich | Management | For | For | |||||||
1H. | Election of Director: Robert D. Reed | Management | For | For | |||||||
1I. | Election of Director: James D. Shelton | Management | For | For | |||||||
2. | Ratification of the selection of KPMG LLP as the independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||
3. | Advisory vote to approve our executive compensation. | Management | Against | Against | |||||||
KOHL'S CORPORATION | |||||||||||
Security | 500255104 | Meeting Type | Annual | ||||||||
Ticker Symbol | KSS | Meeting Date | 15-May-2019 | ||||||||
ISIN | US5002551043 | Agenda | 934951547 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Peter Boneparth | Management | For | For | |||||||
1b. | Election of Director: Steven A. Burd | Management | For | For | |||||||
1c. | Election of Director: H. Charles Floyd | Management | For | For | |||||||
1d. | Election of Director: Michelle Gass | Management | For | For | |||||||
1e. | Election of Director: Jonas Prising | Management | For | For | |||||||
1f. | Election of Director: John E. Schlifske | Management | For | For | |||||||
1g. | Election of Director: Adrianne Shapira | Management | For | For | |||||||
1h. | Election of Director: Frank V. Sica | Management | For | For | |||||||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | |||||||
1j. | Election of Director: Stephen E. Watson | Management | For | For | |||||||
2. | Ratify Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 1, 2020. | Management | For | For | |||||||
3. | Advisory Vote on Approval of the Compensation of our Named Executive Officers. | Management | For | For | |||||||
4. | Shareholder Proposal: Political Disclosure Shareholder Resolution. | Shareholder | Against | For | |||||||
5. | Shareholder Proposal: Vendor Policy Regarding Oversight on Animal Welfare. | Shareholder | Against | For | |||||||
CVS HEALTH CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | ||||||||
ISIN | US1266501006 | Agenda | 934964203 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | |||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | |||||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | |||||||
1d. | Election of Director: C. David Brown II | Management | For | For | |||||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |||||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |||||||
1g. | Election of Director: David W. Dorman | Management | For | For | |||||||
1h. | Election of Director: Roger N. Farah | Management | For | For | |||||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | |||||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | |||||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | |||||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | |||||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||
1n. | Election of Director: Richard J. Swift | Management | For | For | |||||||
1o. | Election of Director: William C. Weldon | Management | For | For | |||||||
1p. | Election of Director: Tony L. White | Management | For | For | |||||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | For | For | |||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Against | Against | |||||||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | Against | For | |||||||
INTEL CORPORATION | |||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | ||||||||
ISIN | US4581401001 | Agenda | 934963679 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | |||||||
1b. | Election of Director: Andy D. Bryant | Management | For | For | |||||||
1c. | Election of Director: Reed E. Hundt | Management | For | For | |||||||
1d. | Election of Director: Omar Ishrak | Management | For | For | |||||||
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | |||||||
1g. | Election of Director: Gregory D. Smith | Management | For | For | |||||||
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | |||||||
1i. | Election of Director: Andrew Wilson | Management | For | For | |||||||
1j. | Election of Director: Frank D. Yeary | Management | For | For | |||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | For | For | |||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | Against | Against | |||||||
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | |||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | For | |||||||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | Against | For | |||||||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | |||||||
PEOPLE'S UNITED FINANCIAL, INC. | |||||||||||
Security | 712704105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PBCT | Meeting Date | 16-May-2019 | ||||||||
ISIN | US7127041058 | Agenda | 934963605 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: John P. Barnes | Management | For | For | |||||||
1b. | Election of Director: Collin P. Baron | Management | For | For | |||||||
1c. | Election of Director: Kevin T. Bottomley | Management | For | For | |||||||
1d. | Election of Director: George P. Carter | Management | For | For | |||||||
1e. | Election of Director: Jane Chwick | Management | For | For | |||||||
1f. | Election of Director: William F. Cruger, Jr. | Management | For | For | |||||||
1g. | Election of Director: John K. Dwight | Management | For | For | |||||||
1h. | Election of Director: Jerry Franklin | Management | For | For | |||||||
1i. | Election of Director: Janet M. Hansen | Management | For | For | |||||||
1j. | Election of Director: Nancy McAllister | Management | For | For | |||||||
1k. | Election of Director: Mark W. Richards | Management | For | For | |||||||
1l. | Election of Director: Kirk W. Walters | Management | For | For | |||||||
2. | Approve the advisory (non-binding) resolution relating to the compensation of the named executive officers as disclosed in the proxy statement. | Management | Against | Against | |||||||
3. | Approve the amendments to the People's United Financial, Inc. Directors' Equity Compensation Plan. | Management | Against | Against | |||||||
4. | Ratify KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||
THE WESTERN UNION COMPANY | |||||||||||
Security | 959802109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WU | Meeting Date | 17-May-2019 | ||||||||
ISIN | US9598021098 | Agenda | 934959428 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Martin I. Cole | Management | For | For | |||||||
1b. | Election of Director: Hikmet Ersek | Management | For | For | |||||||
1c. | Election of Director: Richard A. Goodman | Management | For | For | |||||||
1d. | Election of Director: Betsy D. Holden | Management | For | For | |||||||
1e. | Election of Director: Jeffrey A. Joerres | Management | For | For | |||||||
1f. | Election of Director: Roberto G. Mendoza | Management | For | For | |||||||
1g. | Election of Director: Michael A. Miles, Jr. | Management | For | For | |||||||
1h. | Election of Director: Angela A. Sun | Management | For | For | |||||||
1i. | Election of Director: Frances Fragos Townsend | Management | For | For | |||||||
1j. | Election of Director: Solomon D. Trujillo | Management | For | For | |||||||
2. | Advisory Vote to Approve Executive Compensation | Management | Against | Against | |||||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2019 | Management | For | For | |||||||
4. | Stockholder Proposal Regarding Political Contributions Disclosure | Shareholder | Against | For | |||||||
AMGEN INC. | |||||||||||
Security | 031162100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | ||||||||
ISIN | US0311621009 | Agenda | 934979266 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | |||||||
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | |||||||
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | |||||||
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | |||||||
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | |||||||
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | |||||||
1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | |||||||
1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | |||||||
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | |||||||
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | |||||||
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | |||||||
1l. | Election of Director: Dr. R. Sanders Williams | Management | For | For | |||||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | |||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For | |||||||
FIRSTENERGY CORP. | |||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FE | Meeting Date | 21-May-2019 | ||||||||
ISIN | US3379321074 | Agenda | 934964594 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | Michael J. Anderson | For | For | ||||||||
2 | Steven J. Demetriou | For | For | ||||||||
3 | Julia L. Johnson | For | For | ||||||||
4 | Charles E. Jones | For | For | ||||||||
5 | Donald T. Misheff | For | For | ||||||||
6 | Thomas N. Mitchell | For | For | ||||||||
7 | James F. O'Neil III | For | For | ||||||||
8 | Christopher D. Pappas | For | For | ||||||||
9 | Sandra Pianalto | For | For | ||||||||
10 | Luis A. Reyes | For | For | ||||||||
11 | Leslie M. Turner | For | For | ||||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||
4. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold. | Management | For | For | |||||||
5. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections. | Management | For | For | |||||||
6. | Approve a Management Proposal to Amend the Company's Amended Code of Regulations to Implement Proxy Access. | Management | For | For | |||||||
7. | Shareholder Proposal Requesting Implementation of Simple Majority Voting. | Shareholder | Against | For | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | ||||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||
1b. | Election of Director: James A. Bell | Management | For | For | |||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | |||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | |||||||
1e. | Election of Director: James S. Crown | Management | For | For | |||||||
1f. | Election of Director: James Dimon | Management | For | For | |||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | |||||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | |||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | |||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | |||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | |||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | |||||||
4. | Gender pay equity report | Shareholder | Against | For | |||||||
5. | Enhance shareholder proxy access | Shareholder | Against | For | |||||||
6. | Cumulative voting | Shareholder | Against | For | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | 780259107 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDSB | Meeting Date | 21-May-2019 | ||||||||
ISIN | US7802591070 | Agenda | 935000416 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | |||||||
2. | Approval of Directors' Remuneration Report | Management | For | For | |||||||
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | |||||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | |||||||
5. | Reappointment of Director: Ann Godbehere | Management | For | For | |||||||
6. | Reappointment of Director: Euleen Goh | Management | For | For | |||||||
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | |||||||
8. | Reappointment of Director: Catherine Hughes | Management | For | For | |||||||
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | |||||||
10. | Reappointment of Director: Roberto Setubal | Management | For | For | |||||||
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | |||||||
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | |||||||
13. | Reappointment of Director: Jessica Uhl | Management | For | For | |||||||
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | |||||||
15. | Reappointment of Auditors | Management | For | For | |||||||
16. | Remuneration of Auditors | Management | For | For | |||||||
17. | Authority to allot shares | Management | For | For | |||||||
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | |||||||
19. | Adoption of new Articles of Association (Special Resolution) | Management | For | For | |||||||
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | |||||||
21. | Authority to make certain donations and incur expenditure | Management | For | For | |||||||
22. | Shareholder resolution (Special Resolution) | Shareholder | Against | For | |||||||
THE HERSHEY COMPANY | |||||||||||
Security | 427866108 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSY | Meeting Date | 21-May-2019 | ||||||||
ISIN | US4278661081 | Agenda | 934975698 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | P. M. Arway | For | For | ||||||||
2 | J. W. Brown | For | For | ||||||||
3 | M. G. Buck | For | For | ||||||||
4 | C. A. Davis | For | For | ||||||||
5 | M. K. Haben | For | For | ||||||||
6 | J. C. Katzman | For | For | ||||||||
7 | M. D. Koken | For | For | ||||||||
8 | R. M. Malcolm | For | For | ||||||||
9 | A. J. Palmer | For | For | ||||||||
10 | J. R. Perez | For | For | ||||||||
11 | W. L. Schoppert | For | For | ||||||||
12 | D. L. Shedlarz | For | For | ||||||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2019. | Management | For | For | |||||||
3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | |||||||
CENTURYLINK, INC. | |||||||||||
Security | 156700106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTL | Meeting Date | 22-May-2019 | ||||||||
ISIN | US1567001060 | Agenda | 934985738 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Martha H. Bejar | Management | For | For | |||||||
1b. | Election of Director: Virginia Boulet | Management | For | For | |||||||
1c. | Election of Director: Peter C. Brown | Management | For | For | |||||||
1d. | Election of Director: Kevin P. Chilton | Management | For | For | |||||||
1e. | Election of Director: Steven T. Clontz | Management | For | For | |||||||
1f. | Election of Director: T. Michael Glenn | Management | For | For | |||||||
1g. | Election of Director: W. Bruce Hanks | Management | For | For | |||||||
1h. | Election of Director: Mary L. Landrieu | Management | For | For | |||||||
1i. | Election of Director: Harvey P. Perry | Management | For | For | |||||||
1j. | Election of Director: Glen F. Post, III | Management | For | For | |||||||
1k. | Election of Director: Michael J. Roberts | Management | For | For | |||||||
1l. | Election of Director: Laurie A. Siegel | Management | For | For | |||||||
1m. | Election of Director: Jeffrey K. Storey | Management | For | For | |||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2019. | Management | For | For | |||||||
3. | Amend our Articles of Incorporation to increase our authorized shares of common stock. | Management | For | For | |||||||
4. | Ratify our NOL Rights Plan. | Management | For | For | |||||||
5. | Advisory vote to approve our executive compensation. | Management | Against | Against | |||||||
6. | Shareholder proposal regarding our lobbying activities, if properly presented at the meeting. | Shareholder | Against | For | |||||||
DOWDUPONT INC. | |||||||||||
Security | 26078J100 | Meeting Type | Special | ||||||||
Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | ||||||||
ISIN | US26078J1007 | Agenda | 935023426 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | |||||||
2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | |||||||
KEYCORP | |||||||||||
Security | 493267108 | Meeting Type | Annual | ||||||||
Ticker Symbol | KEY | Meeting Date | 23-May-2019 | ||||||||
ISIN | US4932671088 | Agenda | 934982605 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Bruce D. Broussard | Management | For | For | |||||||
1b. | Election of Director: Charles P. Cooley | Management | For | For | |||||||
1c. | Election of Director: Gary M. Crosby | Management | For | For | |||||||
1d. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||
1e. | Election of Director: H. James Dallas | Management | For | For | |||||||
1f. | Election of Director: Elizabeth R. Gile | Management | For | For | |||||||
1g. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||||
1h. | Election of Director: William G. Gisel, Jr. | Management | For | For | |||||||
1i. | Election of Director: Carlton L. Highsmith | Management | For | For | |||||||
1j. | Election of Director: Richard J. Hipple | Management | For | For | |||||||
1k. | Election of Director: Kristen L. Manos | Management | For | For | |||||||
1l. | Election of Director: Beth E. Mooney | Management | For | For | |||||||
1m. | Election of Director: Barbara R. Snyder | Management | For | For | |||||||
1n. | Election of Director: David K. Wilson | Management | For | For | |||||||
2. | Ratification of the appointment of independent auditor. | Management | For | For | |||||||
3. | Advisory approval of executive compensation. | Management | Against | Against | |||||||
4. | Approval of KeyCorp's 2019 Equity Compensation Plan. | Management | Against | Against | |||||||
5. | Approval of an increase in authorized common shares. | Management | For | For | |||||||
6. | Approval of an amendment to Regulations to allow the Board to make future amendments. | Management | For | For | |||||||
NORDSTROM, INC. | |||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JWN | Meeting Date | 23-May-2019 | ||||||||
ISIN | US6556641008 | Agenda | 934980562 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |||||||
1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||||||
1c. | Election of Director: Tanya L. Domier | Management | For | For | |||||||
1d. | Election of Director: Kirsten A.Green | Management | For | For | |||||||
1e. | Election of Director: Glenda G. McNeal | Management | For | For | |||||||
1f. | Election of Director: Erik B. Nordstrom | Management | For | For | |||||||
1g. | Election of Director: Peter E. Nordstrom | Management | For | For | |||||||
1h. | Election of Director: Brad D. Smith | Management | For | For | |||||||
1i. | Election of Director: Gordon A. Smith | Management | For | For | |||||||
1j. | Election of Director: Bradley D. Tilden | Management | For | For | |||||||
1k. | Election of Director: B. Kevin Turner | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | |||||||
4. | APPROVE THE NORDSTROM, INC. 2019 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | ||||||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | |||||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | |||||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | |||||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | |||||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | |||||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | |||||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | |||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | |||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | Against | Against | |||||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | |||||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | |||||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | |||||||
CHEVRON CORPORATION | |||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | ||||||||
ISIN | US1667641005 | Agenda | 934993088 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: W. M. Austin | Management | For | For | |||||||
1b. | Election of Director: J. B. Frank | Management | For | For | |||||||
1c. | Election of Director: A. P. Gast | Management | For | For | |||||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | |||||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | |||||||
1f. | Election of Director: D. F. Moyo | Management | For | For | |||||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | |||||||
1h. | Election of Director: R. D. Sugar | Management | For | For | |||||||
1i. | Election of Director: I. G. Thulin | Management | For | For | |||||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | |||||||
1k. | Election of Director: M. K. Wirth | Management | For | For | |||||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | |||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||||
4. | Report on Human Right to Water | Shareholder | Against | For | |||||||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | |||||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | |||||||
7. | Adopt Policy for an Independent Chairman | Shareholder | For | Against | |||||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | |||||||
EXXON MOBIL CORPORATION | |||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | ||||||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Susan K. Avery | Management | For | For | |||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | |||||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | |||||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | |||||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | |||||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | |||||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | |||||||
1i. | Election of Director: William C. Weldon | Management | For | For | |||||||
1j. | Election of Director: Darren W. Woods | Management | For | For | |||||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | |||||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | |||||||
4. | Independent Chairman (page 58) | Shareholder | For | Against | |||||||
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | |||||||
6. | Board Matrix (page 61) | Shareholder | For | Against | |||||||
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | |||||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | Against | For | |||||||
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | |||||||
10. | Report on Lobbying (page 67) | Shareholder | Against | For | |||||||
WALMART INC. | |||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | ||||||||
ISIN | US9311421039 | Agenda | 935000872 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Cesar Conde | Management | For | For | |||||||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | |||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||
1d. | Election of Director: Sarah J. Friar | Management | For | For | |||||||
1e. | Election of Director: Carla A. Harris | Management | For | For | |||||||
1f. | Election of Director: Thomas W. Horton | Management | For | For | |||||||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | |||||||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | |||||||
1i. | Election of Director: Gregory B. Penner | Management | For | For | |||||||
1j. | Election of Director: Steven S Reinemund | Management | For | For | |||||||
1k. | Election of Director: S. Robson Walton | Management | For | For | |||||||
1l. | Election of Director: Steuart L. Walton | Management | For | For | |||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |||||||
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | Against | For | |||||||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | |||||||
WILLIAMS-SONOMA, INC. | |||||||||||
Security | 969904101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WSM | Meeting Date | 05-Jun-2019 | ||||||||
ISIN | US9699041011 | Agenda | 935002042 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1.1 | Election of Director: Laura Alber | Management | For | For | |||||||
1.2 | Election of Director: Adrian Bellamy | Management | For | For | |||||||
1.3 | Election of Director: Scott Dahnke | Management | For | For | |||||||
1.4 | Election of Director: Robert Lord | Management | For | For | |||||||
1.5 | Election of Director: Anne Mulcahy | Management | For | For | |||||||
1.6 | Election of Director: Grace Puma | Management | For | For | |||||||
1.7 | Election of Director: Christiana Smith Shi | Management | For | For | |||||||
1.8 | Election of Director: Sabrina Simmons | Management | For | For | |||||||
1.9 | Election of Director: Frits van Paasschen | Management | For | For | |||||||
2. | An advisory vote to approve executive compensation. | Management | Against | Against | |||||||
3. | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 2, 2020. | Management | For | For | |||||||
TARGET CORPORATION | |||||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TGT | Meeting Date | 12-Jun-2019 | ||||||||
ISIN | US87612E1064 | Agenda | 935008222 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | |||||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||
1c. | Election of Director: George S. Barrett | Management | For | For | |||||||
1d. | Election of Director: Brian C. Cornell | Management | For | For | |||||||
1e. | Election of Director: Calvin Darden | Management | For | For | |||||||
1f. | Election of Director: Henrique De Castro | Management | For | For | |||||||
1g. | Election of Director: Robert L. Edwards | Management | For | For | |||||||
1h. | Election of Director: Melanie L. Healey | Management | For | For | |||||||
1i. | Election of Director: Donald R. Knauss | Management | For | For | |||||||
1j. | Election of Director: Monica C. Lozano | Management | For | For | |||||||
1k. | Election of Director: Mary E. Minnick | Management | For | For | |||||||
1l. | Election of Director: Kenneth L. Salazar | Management | For | For | |||||||
1m. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | |||||||
4. | Shareholder proposal to amend the proxy access bylaw to remove candidate resubmission threshold. | Shareholder | Against | For | |||||||
METLIFE, INC. | |||||||||||
Security | 59156R108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MET | Meeting Date | 18-Jun-2019 | ||||||||
ISIN | US59156R1086 | Agenda | 935015277 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Cheryl W. Grisé | Management | For | For | |||||||
1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||||
1c. | Election of Director: Gerald L. Hassell | Management | For | For | |||||||
1d. | Election of Director: David L. Herzog | Management | For | For | |||||||
1e. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |||||||
1f. | Election of Director: Edward J. Kelly, III | Management | For | For | |||||||
1g. | Election of Director: William E. Kennard | Management | For | For | |||||||
1h. | Election of Director: Michel A. Khalaf | Management | For | For | |||||||
1i. | Election of Director: James M. Kilts | Management | For | For | |||||||
1j. | Election of Director: Catherine R. Kinney | Management | For | For | |||||||
1k. | Election of Director: Diana McKenzie | Management | For | For | |||||||
1l. | Election of Director: Denise M. Morrison | Management | For | For | |||||||
2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2019 | Management | For | For | |||||||
3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | Against | Against | |||||||
DOWDUPONT INC. | |||||||||||
Security | 26078J100 | Meeting Type | Annual | ||||||||
Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | ||||||||
ISIN | US26078J1007 | Agenda | 935019679 - Management | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1a. | Election of Director: Edward D. Breen | Management | For | For | |||||||
1b. | Election of Director: Ruby R. Chandy | Management | For | For | |||||||
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | |||||||
1d. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||
1e. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||
1f. | Election of Director: C. Marc Doyle | Management | For | For | |||||||
1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | |||||||
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | |||||||
1i. | Election of Director: Luther C. Kissam | Management | For | For | |||||||
1j. | Election of Director: Frederick M. Lowery | Management | For | For | |||||||
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | |||||||
1l. | Election of Director: Steven M. Sterin | Management | For | For | |||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | |||||||
3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |||||||
4. | Right to Act by Written Consent | Shareholder | For | Against | |||||||
5. | Preparation of an Executive Compensation Report | Shareholder | Against | For | |||||||
6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | Against | For | |||||||
7. | Preparation of a Report on Plastic Pollution | Shareholder | Against | For |
FBP Appreciation & Income Fund Investment Company Report - 07/01/18 to 06/30/19 |
FEDEX CORPORATION | |||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||
Ticker Symbol | FDX | Meeting Date | 24-Sep-2018 | ||||||
ISIN | US31428X1063 | Agenda | 934865594 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: John A. Edwardson | Management | For | For | |||||
1b. | Election of Director: Marvin R. Ellison | Management | For | For | |||||
1c. | Election of Director: Susan Patricia Griffith | Management | For | For | |||||
1d. | Election of Director: John C. ("Chris") Inglis | Management | For | For | |||||
1e. | Election of Director: Kimberly A. Jabal | Management | For | For | |||||
1f. | Election of Director: Shirley Ann Jackson | Management | For | For | |||||
1g. | Election of Director: R. Brad Martin | Management | For | For | |||||
1h. | Election of Director: Joshua Cooper Ramo | Management | For | For | |||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | |||||
1j. | Election of Director: Frederick W. Smith | Management | For | For | |||||
1k. | Election of Director: David P. Steiner | Management | For | For | |||||
1l. | Election of Director: Paul S. Walsh | Management | For | For | |||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||
3. | Ratification of independent registered public accounting firm. | Management | For | For | |||||
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | For | |||||
5. | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | For | Against | |||||
6. | Stockholder proposal regarding shareholder approval of bylaw changes. | Shareholder | Against | For | |||||
TAPESTRY, INC. | |||||||||
Security | 876030107 | Meeting Type | Annual | ||||||
Ticker Symbol | TPR | Meeting Date | 08-Nov-2018 | ||||||
ISIN | US8760301072 | Agenda | 934880089 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Darrell Cavens | Management | For | For | |||||
1b. | Election of Director: David Denton | Management | For | For | |||||
1c. | Election of Director: Anne Gates | Management | For | For | |||||
1d. | Election of Director: Andrea Guerra | Management | For | For | |||||
1e. | Election of Director: Susan Kropf | Management | For | For | |||||
1f. | Election of Director: Annabelle Yu Long | Management | For | For | |||||
1g. | Election of Director: Victor Luis | Management | For | For | |||||
1h. | Election of Director: Ivan Menezes | Management | For | For | |||||
1i. | Election of Director: William Nuti | Management | Against | Against | |||||
1j. | Election of Director: Jide Zeitlin | Management | For | For | |||||
2. | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 29, 2019. | Management | For | For | |||||
3. | To consider and vote upon the approval, on a non- binding advisory basis, of the Company's executive compensation as described in the proxy statement. | Management | For | For | |||||
4. | To consider and vote upon the approval of the Tapestry, Inc. 2018 Stock Incentive Plan. | Management | For | For | |||||
MICROSOFT CORPORATION | |||||||||
Security | 594918104 | Meeting Type | Annual | ||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | ||||||
ISIN | US5949181045 | Agenda | 934884544 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: William H. Gates lll | Management | For | For | |||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | |||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | |||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||
1e. | Election of Director: Satya Nadella | Management | For | For | |||||
1f. | Election of Director: Charles H. Noski | Management | For | For | |||||
1g. | Election of Director: Helmut Panke | Management | For | For | |||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | |||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | |||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | |||||
1l. | Election of Director: John W. Stanton | Management | For | For | |||||
1m. | Election of Director: John W. Thompson | Management | For | For | |||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | |||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | |||||
CISCO SYSTEMS, INC. | |||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | ||||||
ISIN | US17275R1023 | Agenda | 934891614 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: M. Michele Burns | Management | For | For | |||||
1b. | Election of Director: Michael D. Capellas | Management | For | For | |||||
1c. | Election of Director: Mark Garrett | Management | For | For | |||||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |||||
1e. | Election of Director: Roderick C. McGeary | Management | For | For | |||||
1f. | Election of Director: Charles H. Robbins | Management | For | For | |||||
1g. | Election of Director: Arun Sarin | Management | For | For | |||||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | |||||
1i. | Election of Director: Steven M. West | Management | For | For | |||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | |||||
3. | Approval, on an advisory basis, of executive compensation. | Management | Against | Against | |||||
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | |||||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For | |||||
APPLE INC. | |||||||||
Security | 037833100 | Meeting Type | Annual | ||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | ||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of director: James Bell | Management | For | For | |||||
1b. | Election of director: Tim Cook | Management | For | For | |||||
1c. | Election of director: Al Gore | Management | For | For | |||||
1d. | Election of director: Bob Iger | Management | For | For | |||||
1e. | Election of director: Andrea Jung | Management | For | For | |||||
1f. | Election of director: Art Levinson | Management | For | For | |||||
1g. | Election of director: Ron Sugar | Management | For | For | |||||
1h. | Election of director: Sue Wagner | Management | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For | |||||
3. | Advisory vote to approve executive compensation | Management | For | For | |||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | |||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | For | |||||
BROADCOM INC | |||||||||
Security | 11135F101 | Meeting Type | Annual | ||||||
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | ||||||
ISIN | US11135F1012 | Agenda | 934928598 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | |||||
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | |||||
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | Against | Against | |||||
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | |||||
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | |||||
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | |||||
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | |||||
1h. | Election of Director: Mr. Harry L. You | Management | For | For | |||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | For | For | |||||
3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | |||||
4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | Against | Against | |||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||
Security | 064058100 | Meeting Type | Annual | ||||||
Ticker Symbol | BK | Meeting Date | 09-Apr-2019 | ||||||
ISIN | US0640581007 | Agenda | 934941609 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Steven D. Black | Management | For | For | |||||
1b. | Election of Director: Linda Z. Cook | Management | For | For | |||||
1c. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||
1d. | Election of Director: Edward P. Garden | Management | For | For | |||||
1e. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |||||
1f. | Election of Director: John M. Hinshaw | Management | For | For | |||||
1g. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | |||||
1h. | Election of Director: Jennifer B. Morgan | Management | For | For | |||||
1i. | Election of Director: Elizabeth E. Robinson | Management | For | For | |||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||
1k. | Election of Director: Samuel C. Scott III | Management | For | For | |||||
1l. | Election of Director: Alfred "Al" W. Zollar | Management | For | For | |||||
2. | Advisory resolution to approve the 2018 compensation of our named executive officers. | Management | Against | Against | |||||
3. | Ratification of KPMG LLP as our independent auditor for 2019. | Management | For | For | |||||
4. | Amendment to Restated Certificate of Incorporation to enhance stockholder written consent rights. | Management | For | For | |||||
5. | Approval of 2019 Long-Term Incentive Plan. | Management | For | For | |||||
6. | Stockholder proposal regarding pay equity report. | Shareholder | Against | For | |||||
CARNIVAL CORPORATION | |||||||||
Security | 143658300 | Meeting Type | Annual | ||||||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | ||||||
ISIN | PA1436583006 | Agenda | 934932321 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | |||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | |||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | For | For | |||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | |||||
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | |||||
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | |||||
HP INC. | |||||||||
Security | 40434L105 | Meeting Type | Annual | ||||||
Ticker Symbol | HPQ | Meeting Date | 23-Apr-2019 | ||||||
ISIN | US40434L1052 | Agenda | 934933690 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Aida M. Alvarez | Management | For | For | |||||
1b. | Election of Director: Shumeet Banerji | Management | For | For | |||||
1c. | Election of Director: Robert R. Bennett | Management | For | For | |||||
1d. | Election of Director: Charles V. Bergh | Management | For | For | |||||
1e. | Election of Director: Stacy Brown-Philpot | Management | For | For | |||||
1f. | Election of Director: Stephanie A. Burns | Management | For | For | |||||
1g. | Election of Director: Mary Anne Citrino | Management | For | For | |||||
1h. | Election of Director: Yoky Matsuoka | Management | For | For | |||||
1i. | Election of Director: Stacey Mobley | Management | For | For | |||||
1j. | Election of Director: Subra Suresh | Management | For | For | |||||
1k. | Election of Director: Dion J. Weisler | Management | For | For | |||||
2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2019 | Management | For | For | |||||
3. | To approve, on an advisory basis, HP Inc.'s executive compensation | Management | Against | Against | |||||
4. | Stockholder proposal to require HP Inc. to amend its governance documents to require an independent Chairman of the Board if properly presented at the annual meeting | Shareholder | For | Against | |||||
BANK OF AMERICA CORPORATION | |||||||||
Security | 060505104 | Meeting Type | Annual | ||||||
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | ||||||
ISIN | US0605051046 | Agenda | 934942360 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | |||||
1b. | Election of Director: Susan S. Bies | Management | For | For | |||||
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | |||||
1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | |||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | |||||
1f. | Election of Director: Arnold W. Donald | Management | For | For | |||||
1g. | Election of Director: Linda P. Hudson | Management | For | For | |||||
1h. | Election of Director: Monica C. Lozano | Management | For | For | |||||
1i. | Election of Director: Thomas J. May | Management | For | For | |||||
1j. | Election of Director: Brian T. Moynihan | Management | For | For | |||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | |||||
1l. | Election of Director: Clayton S. Rose | Management | For | For | |||||
1m. | Election of Director: Michael D. White | Management | For | For | |||||
1n. | Election of Director: Thomas D. Woods | Management | For | For | |||||
1o. | Election of Director: R. David Yost | Management | For | For | |||||
1p. | Election of Director: Maria T. Zuber | Management | For | For | |||||
2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) | Management | Against | Against | |||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | Against | Against | |||||
5. | Report Concerning Gender Pay Equity. | Shareholder | Against | For | |||||
6. | Right to Act by Written Consent. | Shareholder | Against | For | |||||
7. | Enhance Shareholder Proxy Access. | Shareholder | Against | For | |||||
EATON CORPORATION PLC | |||||||||
Security | G29183103 | Meeting Type | Annual | ||||||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | ||||||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Craig Arnold | Management | For | For | |||||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | |||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | |||||
1d. | Election of Director: Michael J. Critelli | Management | For | For | |||||
1e. | Election of Director: Richard H. Fearon | Management | Against | Against | |||||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | |||||
1g. | Election of Director: Olivier Leonetti | Management | For | For | |||||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | |||||
1i. | Election of Director: Gregory R. Page | Management | For | For | |||||
1j. | Election of Director: Sandra Pianalto | Management | For | For | |||||
1k. | Election of Director: Gerald B. Smith | Management | For | For | |||||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | |||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | |||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | |||||
JOHNSON & JOHNSON | |||||||||
Security | 478160104 | Meeting Type | Annual | ||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | ||||||
ISIN | US4781601046 | Agenda | 934938638 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | |||||
1b. | Election of Director: D. Scott Davis | Management | For | For | |||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | |||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||
1e. | Election of Director: Alex Gorsky | Management | For | For | |||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | |||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||
1i. | Election of Director: William D. Perez | Management | For | For | |||||
1j. | Election of Director: Charles Prince | Management | For | For | |||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | |||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | |||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | |||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | |||||
PFIZER INC. | |||||||||
Security | 717081103 | Meeting Type | Annual | ||||||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | ||||||
ISIN | US7170811035 | Agenda | 934942043 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||
1b. | Election of Director: Albert Bourla | Management | For | For | |||||
1c. | Election of Director: W. Don Cornwell | Management | For | For | |||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | |||||
1f. | Election of Director: James M. Kilts | Management | For | For | |||||
1g. | Election of Director: Dan R. Littman | Management | For | For | |||||
1h. | Election of Director: Shantanu Narayen | Management | For | For | |||||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||
1j. | Election of Director: Ian C. Read | Management | For | For | |||||
1k. | Election of Director: James C. Smith | Management | For | For | |||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | For | For | |||||
3. | 2019 Advisory approval of executive compensation | Management | For | For | |||||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | For | For | |||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | |||||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | For | |||||
7. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | |||||
8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | Against | For | |||||
AT&T INC. | |||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | ||||||
ISIN | US00206R1023 | Agenda | 934938082 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | |||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | |||||
1d. | Election of Director: Scott T. Ford | Management | For | For | |||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||
1f. | Election of Director: William E. Kennard | Management | For | For | |||||
1g. | Election of Director: Michael B. McCallister | Management | For | For | |||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | |||||
1i. | Election of Director: Matthew K. Rose | Management | For | For | |||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | |||||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||
2. | Ratification of appointment of independent auditors. | Management | For | For | |||||
3. | Advisory approval of executive compensation. | Management | Against | Against | |||||
4. | Independent Chair. | Shareholder | For | Against | |||||
KELLOGG COMPANY | |||||||||
Security | 487836108 | Meeting Type | Annual | ||||||
Ticker Symbol | K | Meeting Date | 26-Apr-2019 | ||||||
ISIN | US4878361082 | Agenda | 934939375 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director for term expires 2022: Rod Gillum | Management | For | For | |||||
1b. | Election of Director for term expires 2022: Mary Laschinger | Management | For | For | |||||
1c. | Election of Director for term expires 2022: Erica Mann | Management | For | For | |||||
1d. | Election of Director for term expires 2022: Carolyn Tastad | Management | For | For | |||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||
4. | Shareowner proposal, if properly presented at the meeting, to repeal classified board. | Shareholder | For | ||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||
Security | 913017109 | Meeting Type | Annual | ||||||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | ||||||
ISIN | US9130171096 | Agenda | 934941724 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | |||||
1b. | Election of Director: Diane M. Bryant | Management | For | For | |||||
1c. | Election of Director: John V. Faraci | Management | For | For | |||||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | |||||
1e. | Election of Director: Gregory J. Hayes | Management | For | For | |||||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | |||||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | |||||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | |||||
1i. | Election of Director: Harold W. McGraw III | Management | For | For | |||||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | |||||
1k. | Election of Director: Denise L. Ramos | Management | For | For | |||||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||
1m. | Election of Director: Brian C. Rogers | Management | For | For | |||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | For | For | |||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | |||||
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | For | For | |||||
BLOOMIN' BRANDS, INC. | |||||||||
Security | 094235108 | Meeting Type | Annual | ||||||
Ticker Symbol | BLMN | Meeting Date | 30-Apr-2019 | ||||||
ISIN | US0942351083 | Agenda | 934949249 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Class I Director with term expiring in 2022: Wendy A. Beck | Management | For | For | |||||
1.2 | Election of Class I Director with term expiring in 2022: Tara Walpert Levy | Management | For | For | |||||
1.3 | Election of Class I Director with term expiring in 2022: Elizabeth A. Smith | Management | For | For | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the fiscal year ending December 29, 2019. | Management | For | For | |||||
3. | To approve, on a non-binding advisory basis, the compensation of the named executives officers. | Management | For | For | |||||
4. | To recommend, on a non-binding advisory basis, the frequency of holding future votes regarding executive compensation. | Management | 1 Year | For | |||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||
Security | 459200101 | Meeting Type | Annual | ||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | ||||||
ISIN | US4592001014 | Agenda | 934941849 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director for a Term of One Year: M. L. Eskew | Management | For | For | |||||
1b. | Election of Director for a Term of One Year: D. N. Farr | Management | For | For | |||||
1c. | Election of Director for a Term of One Year: A. Gorsky | Management | For | For | |||||
1d. | Election of Director for a Term of One Year: M. Howard | Management | For | For | |||||
1e. | Election of Director for a Term of One Year: S. A. Jackson | Management | For | For | |||||
1f. | Election of Director for a Term of One Year: A. N. Liveris | Management | For | For | |||||
1g. | Election of Director for a Term of One Year: M. E. Pollack | Management | For | For | |||||
1h. | Election of Director for a Term of One Year: V. M. Rometty | Management | For | For | |||||
1i. | Election of Director for a Term of One Year: J. R. Swedish | Management | For | For | |||||
1j. | Election of Director for a Term of One Year: S. Taurel | Management | For | For | |||||
1k. | Election of Director for a Term of One Year: P. R. Voser | Management | For | For | |||||
1l. | Election of Director for a Term of One Year: F. H. Waddell | Management | For | For | |||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||
4. | Approval of Long-Term Incentive Performance Terms for Certain Executives for Awards Eligible for Transitional Relief Pursuant to Section 162(m) of the Internal Revenue Code | Management | For | For | |||||
5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | For | |||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | For | Against | |||||
PEPSICO, INC. | |||||||||
Security | 713448108 | Meeting Type | Annual | ||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | ||||||
ISIN | US7134481081 | Agenda | 934949112 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Shona L. Brown | Management | For | For | |||||
1b. | Election of Director: Cesar Conde | Management | For | For | |||||
1c. | Election of Director: Ian Cook | Management | For | For | |||||
1d. | Election of Director: Dina Dublon | Management | For | For | |||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | |||||
1f. | Election of Director: Michelle Gass | Management | For | For | |||||
1g. | Election of Director: William R. Johnson | Management | For | For | |||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | |||||
1i. | Election of Director: David C. Page | Management | For | For | |||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | |||||
1k. | Election of Director: Daniel Vasella | Management | For | For | |||||
1l. | Election of Director: Darren Walker | Management | For | For | |||||
1m. | Election of Director: Alberto Weisser | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | |||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | |||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | |||||
CAPITAL ONE FINANCIAL CORPORATION | |||||||||
Security | 14040H105 | Meeting Type | Annual | ||||||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | ||||||
ISIN | US14040H1059 | Agenda | 934941596 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | |||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | |||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | |||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | |||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | |||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | |||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | |||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | |||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | |||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | |||||
1K. | Election of Director: Catherine G. West | Management | For | For | |||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For | |||||
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | Against | Against | |||||
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | |||||
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | |||||
DOMINION ENERGY, INC. | |||||||||
Security | 25746U109 | Meeting Type | Annual | ||||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | ||||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: James A. Bennett | Management | For | For | |||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | |||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | |||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | |||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | |||||
1f. | Election of Director: John W. Harris | Management | For | For | |||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | |||||
1h. | Election of Director: Mark J. Kington | Management | For | For | |||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | |||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |||||
1l. | Election of Director: Susan N. Story | Management | For | For | |||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | |||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | |||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | Against | Against | |||||
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | Against | Against | |||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | For | Against | |||||
GENERAL ELECTRIC COMPANY | |||||||||
Security | 369604103 | Meeting Type | Annual | ||||||
Ticker Symbol | GE | Meeting Date | 08-May-2019 | ||||||
ISIN | US3696041033 | Agenda | 934946192 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Election of Director: Sébastien Bazin | Management | For | For | |||||
2. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | |||||
3. | Election of Director: Francisco D'Souza | Management | For | For | |||||
4. | Election of Director: Edward Garden | Management | For | For | |||||
5. | Election of Director: Thomas Horton | Management | For | For | |||||
6. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||
7. | Election of Director: Catherine Lesjak | Management | For | For | |||||
8. | Election of Director: Paula Rosput Reynolds | Management | For | For | |||||
9 | Election of Director: Leslie Seidman | Management | For | For | |||||
10. | Election of Director: James Tisch | Management | For | For | |||||
11. | Advisory Approval of Our Named Executives' Compensation | Management | Against | Against | |||||
12. | Approval of a Reduction of Minimum Number of Directors from 10 to 7 | Management | For | For | |||||
13. | Ratification of KPMG as Independent Auditor for 2019 | Management | For | For | |||||
14. | Require the Chairman of the Board to be Independent | Shareholder | For | Against | |||||
15. | Adopt Cumulative Voting for Director Elections | Shareholder | Against | For | |||||
COMPASS MINERALS INTERNATIONAL, INC. | |||||||||
Security | 20451N101 | Meeting Type | Annual | ||||||
Ticker Symbol | CMP | Meeting Date | 09-May-2019 | ||||||
ISIN | US20451N1019 | Agenda | 934955571 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Eric Ford | Management | For | For | |||||
1b. | Election of Director: Joseph E. Reece | Management | For | For | |||||
1c. | Election of Director: Paul S. Williams | Management | For | For | |||||
2. | Approve, on an advisory basis, the compensation of Compass Minerals' named executive officers, as set forth in the proxy statement | Management | For | For | |||||
3. | Ratify the appointment of Ernst & Young LLP as Compass Minerals' independent registered accounting firm for 2019. | Management | For | For | |||||
FORD MOTOR COMPANY | |||||||||
Security | 345370860 | Meeting Type | Annual | ||||||
Ticker Symbol | F | Meeting Date | 09-May-2019 | ||||||
ISIN | US3453708600 | Agenda | 934949150 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Stephen G. Butler | Management | For | For | |||||
1b. | Election of Director: Kimberly A. Casiano | Management | For | For | |||||
1c. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||
1d. | Election of Director: Edsel B. Ford II | Management | For | For | |||||
1e. | Election of Director: William Clay Ford, Jr. | Management | For | For | |||||
1f. | Election of Director: James P. Hackett | Management | For | For | |||||
1g. | Election of Director: William W. Helman IV | Management | For | For | |||||
1h. | Election of Director: William E. Kennard | Management | For | For | |||||
1i. | Election of Director: John C. Lechleiter | Management | For | For | |||||
1j. | Election of Director: John L. Thornton | Management | For | For | |||||
1k. | Election of Director: John B. Veihmeyer | Management | For | For | |||||
1l. | Election of Director: Lynn M. Vojvodich | Management | For | For | |||||
1m. | Election of Director: John S. Weinberg | Management | For | For | |||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||
3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | For | For | |||||
4. | Approval of the Tax Benefit Preservation Plan. | Management | For | For | |||||
5. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shareholder | Against | For | |||||
6. | Relating to Disclosure of the Company's Lobbying Activities and Expenditures. | Shareholder | Against | For | |||||
7. | Relating to Disclosure of the Company's Political Activities and Expenditures. | Shareholder | Against | For | |||||
NUCOR CORPORATION | |||||||||
Security | 670346105 | Meeting Type | Annual | ||||||
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | ||||||
ISIN | US6703461052 | Agenda | 934959341 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | |||||||
1 | Lloyd J. Austin III | For | For | ||||||
2 | Patrick J. Dempsey | For | For | ||||||
3 | John J. Ferriola | For | For | ||||||
4 | Victoria F. Haynes Ph.D | For | For | ||||||
5 | Christopher J. Kearney | For | For | ||||||
6 | Laurette T. Koellner | For | For | ||||||
7 | John H. Walker | For | For | ||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 | Management | For | For | |||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018 | Management | For | For | |||||
4. | Stockholder proposal regarding lobbying report | Shareholder | Against | For | |||||
5. | Stockholder proposal regarding political spending report | Shareholder | Against | For | |||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||
Security | 674599105 | Meeting Type | Annual | ||||||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | ||||||
ISIN | US6745991058 | Agenda | 934959733 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Spencer Abraham | Management | For | For | |||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | |||||
1c. | Election of Director: Margaret M. Foran | Management | For | For | |||||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||
1e. | Election of Director: Vicki Hollub | Management | For | For | |||||
1f. | Election of Director: William R. Klesse | Management | For | For | |||||
1g. | Election of Director: Jack B. Moore | Management | For | For | |||||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | |||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | |||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | For | For | |||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | For | Against | |||||
CONOCOPHILLIPS | |||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||
Ticker Symbol | COP | Meeting Date | 14-May-2019 | ||||||
ISIN | US20825C1045 | Agenda | 934959492 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Charles E. Bunch | Management | For | For | |||||
1b. | Election of Director: Caroline Maury Devine | Management | For | For | |||||
1c. | Election of Director: John V. Faraci | Management | For | For | |||||
1d. | Election of Director: Jody Freeman | Management | For | For | |||||
1e. | Election of Director: Gay Huey Evans | Management | For | For | |||||
1f. | Election of Director: Jeffrey A. Joerres | Management | For | For | |||||
1g. | Election of Director: Ryan M. Lance | Management | For | For | |||||
1h. | Election of Director: William H. McRaven | Management | For | For | |||||
1i. | Election of Director: Sharmila Mulligan | Management | For | For | |||||
1j. | Election of Director: Arjun N. Murti | Management | For | For | |||||
1k. | Election of Director: Robert A. Niblock | Management | For | For | |||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2019. | Management | For | For | |||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||
PPL CORPORATION | |||||||||
Security | 69351T106 | Meeting Type | Annual | ||||||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | ||||||
ISIN | US69351T1060 | Agenda | 934966207 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Director: John W. Conway | Management | For | For | |||||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | |||||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | |||||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | |||||
1.5 | Election of Director: William H. Spence | Management | For | For | |||||
1.6 | Election of Director: Natica von Althann | Management | For | For | |||||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | |||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | |||||
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | |||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||
HALLIBURTON COMPANY | |||||||||
Security | 406216101 | Meeting Type | Annual | ||||||
Ticker Symbol | HAL | Meeting Date | 15-May-2019 | ||||||
ISIN | US4062161017 | Agenda | 934966651 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | |||||
1b. | Election of Director: William E. Albrecht | Management | For | For | |||||
1c. | Election of Director: M. Katherine Banks | Management | For | For | |||||
1d. | Election of Director: Alan M. Bennett | Management | For | For | |||||
1e. | Election of Director: Milton Carroll | Management | For | For | |||||
1f. | Election of Director: Nance K. Dicciani | Management | For | For | |||||
1g. | Election of Director: Murry S. Gerber | Management | For | For | |||||
1h. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||
1i. | Election of Director: Robert A. Malone | Management | For | For | |||||
1j. | Election of Director: Jeffrey A. Miller | Management | For | For | |||||
2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | |||||
3. | Advisory Approval of Executive Compensation. | Management | Against | Against | |||||
4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | Against | Against | |||||
KOHL'S CORPORATION | |||||||||
Security | 500255104 | Meeting Type | Annual | ||||||
Ticker Symbol | KSS | Meeting Date | 15-May-2019 | ||||||
ISIN | US5002551043 | Agenda | 934951547 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Peter Boneparth | Management | For | For | |||||
1b. | Election of Director: Steven A. Burd | Management | For | For | |||||
1c. | Election of Director: H. Charles Floyd | Management | For | For | |||||
1d. | Election of Director: Michelle Gass | Management | For | For | |||||
1e. | Election of Director: Jonas Prising | Management | For | For | |||||
1f. | Election of Director: John E. Schlifske | Management | For | For | |||||
1g. | Election of Director: Adrianne Shapira | Management | For | For | |||||
1h. | Election of Director: Frank V. Sica | Management | For | For | |||||
1i. | Election of Director: Stephanie A. Streeter | Management | For | For | |||||
1j. | Election of Director: Stephen E. Watson | Management | For | For | |||||
2. | Ratify Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending February 1, 2020. | Management | For | For | |||||
3. | Advisory Vote on Approval of the Compensation of our Named Executive Officers. | Management | For | For | |||||
4. | Shareholder Proposal: Political Disclosure Shareholder Resolution. | Shareholder | Against | For | |||||
5. | Shareholder Proposal: Vendor Policy Regarding Oversight on Animal Welfare. | Shareholder | Against | For | |||||
CVS HEALTH CORPORATION | |||||||||
Security | 126650100 | Meeting Type | Annual | ||||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | ||||||
ISIN | US1266501006 | Agenda | 934964203 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | |||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | |||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | |||||
1d. | Election of Director: C. David Brown II | Management | For | For | |||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |||||
1g. | Election of Director: David W. Dorman | Management | For | For | |||||
1h. | Election of Director: Roger N. Farah | Management | For | For | |||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | |||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | |||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | |||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | |||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | |||||
1n. | Election of Director: Richard J. Swift | Management | For | For | |||||
1o. | Election of Director: William C. Weldon | Management | For | For | |||||
1p. | Election of Director: Tony L. White | Management | For | For | |||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | For | For | |||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Against | Against | |||||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | Against | For | |||||
THE WESTERN UNION COMPANY | |||||||||
Security | 959802109 | Meeting Type | Annual | ||||||
Ticker Symbol | WU | Meeting Date | 17-May-2019 | ||||||
ISIN | US9598021098 | Agenda | 934959428 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Martin I. Cole | Management | For | For | |||||
1b. | Election of Director: Hikmet Ersek | Management | For | For | |||||
1c. | Election of Director: Richard A. Goodman | Management | For | For | |||||
1d. | Election of Director: Betsy D. Holden | Management | For | For | |||||
1e. | Election of Director: Jeffrey A. Joerres | Management | For | For | |||||
1f. | Election of Director: Roberto G. Mendoza | Management | For | For | |||||
1g. | Election of Director: Michael A. Miles, Jr. | Management | For | For | |||||
1h. | Election of Director: Angela A. Sun | Management | For | For | |||||
1i. | Election of Director: Frances Fragos Townsend | Management | For | For | |||||
1j. | Election of Director: Solomon D. Trujillo | Management | For | For | |||||
2. | Advisory Vote to Approve Executive Compensation | Management | Against | Against | |||||
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2019 | Management | For | For | |||||
4. | Stockholder Proposal Regarding Political Contributions Disclosure | Shareholder | Against | For | |||||
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | |||||||||
Security | 929740108 | Meeting Type | Annual | ||||||
Ticker Symbol | WAB | Meeting Date | 17-May-2019 | ||||||
ISIN | US9297401088 | Agenda | 934976208 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | |||||||
1 | William E. Kassling | For | For | ||||||
2 | Albert J. Neupaver | For | For | ||||||
2. | Approve an advisory (non-binding) resolution relating to the approval of 2018 named executive officer compensation. | Management | For | For | |||||
3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||
AMGEN INC. | |||||||||
Security | 031162100 | Meeting Type | Annual | ||||||
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | ||||||
ISIN | US0311621009 | Agenda | 934979266 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | |||||
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | |||||
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | |||||
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | |||||
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | |||||
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | |||||
1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | |||||
1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | |||||
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | |||||
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | |||||
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | |||||
1l. | Election of Director: Dr. R. Sanders Williams | Management | For | For | |||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | |||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For | |||||
FIRSTENERGY CORP. | |||||||||
Security | 337932107 | Meeting Type | Annual | ||||||
Ticker Symbol | FE | Meeting Date | 21-May-2019 | ||||||
ISIN | US3379321074 | Agenda | 934964594 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | |||||||
1 | Michael J. Anderson | For | For | ||||||
2 | Steven J. Demetriou | For | For | ||||||
3 | Julia L. Johnson | For | For | ||||||
4 | Charles E. Jones | For | For | ||||||
5 | Donald T. Misheff | For | For | ||||||
6 | Thomas N. Mitchell | For | For | ||||||
7 | James F. O'Neil III | For | For | ||||||
8 | Christopher D. Pappas | For | For | ||||||
9 | Sandra Pianalto | For | For | ||||||
10 | Luis A. Reyes | For | For | ||||||
11 | Leslie M. Turner | For | For | ||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||
4. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold. | Management | For | For | |||||
5. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections. | Management | For | For | |||||
6. | Approve a Management Proposal to Amend the Company's Amended Code of Regulations to Implement Proxy Access. | Management | For | For | |||||
7. | Shareholder Proposal Requesting Implementation of Simple Majority Voting. | Shareholder | Against | For | |||||
JPMORGAN CHASE & CO. | |||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | ||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||
1b. | Election of Director: James A. Bell | Management | For | For | |||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | |||||
1d. | Election of Director: Todd A. Combs | Management | For | For | |||||
1e. | Election of Director: James S. Crown | Management | For | For | |||||
1f. | Election of Director: James Dimon | Management | For | For | |||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||
1h. | Election of Director: Mellody Hobson | Management | For | For | |||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | |||||
1j. | Election of Director: Michael A. Neal | Management | For | For | |||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | |||||
2. | Advisory resolution to approve executive compensation | Management | For | For | |||||
3. | Ratification of independent registered public accounting firm | Management | For | For | |||||
4. | Gender pay equity report | Shareholder | Against | For | |||||
5. | Enhance shareholder proxy access | Shareholder | Against | For | |||||
6. | Cumulative voting | Shareholder | Against | For | |||||
NOKIA CORPORATION | |||||||||
Security | 654902204 | Meeting Type | Annual | ||||||
Ticker Symbol | NOK | Meeting Date | 21-May-2019 | ||||||
ISIN | US6549022043 | Agenda | 934977286 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
7. | Adoption of the Annual Accounts | Management | For | For | |||||
8. | Resolution on the use of the profit shown on the balance sheet and authorization to the Board of Directors to resolve on the distribution of distributable funds | Management | For | For | |||||
9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability | Management | For | For | |||||
10. | Resolution on the remuneration to the members of the Board of Directors | Management | For | For | |||||
11. | Resolution on the number of members of the Board of Directors | Management | For | For | |||||
12. | DIRECTOR | Management | |||||||
1 | Sari Baldauf | For | For | ||||||
2 | Bruce Brown | For | For | ||||||
3 | Jeanette Horan | For | For | ||||||
4 | Edward Kozel | For | For | ||||||
5 | Elizabeth Nelson | For | For | ||||||
6 | Olivier Piou | For | For | ||||||
7 | Risto Siilasmaa | For | For | ||||||
8 | Søren Skou | For | For | ||||||
9 | Carla Smits-Nusteling | For | For | ||||||
10 | Kari Stadigh | For | For | ||||||
13. | Election of Auditor for the financial year 2019 | Management | For | For | |||||
14. | Election of Auditor for the financial year 2020 | Management | Abstain | Against | |||||
15. | Resolution on the remuneration of the Auditor | Management | For | For | |||||
16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Management | For | For | |||||
17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Management | For | For | |||||
NOKIA CORPORATION | |||||||||
Security | 654902204 | Meeting Type | Annual | ||||||
Ticker Symbol | NOK | Meeting Date | 21-May-2019 | ||||||
ISIN | US6549022043 | Agenda | 935017423 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
7. | Adoption of the Annual Accounts | Management | For | For | |||||
8. | Resolution on the use of the profit shown on the balance sheet and authorization to the Board of Directors to resolve on the distribution of distributable funds | Management | For | For | |||||
9. | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability | Management | For | For | |||||
10. | Resolution on the remuneration to the members of the Board of Directors | Management | For | For | |||||
11. | Resolution on the number of members of the Board of Directors | Management | For | For | |||||
12. | DIRECTOR | Management | |||||||
1 | Sari Baldauf | For | For | ||||||
2 | Bruce Brown | For | For | ||||||
3 | Jeanette Horan | For | For | ||||||
4 | Edward Kozel | For | For | ||||||
5 | Elizabeth Nelson | For | For | ||||||
6 | Olivier Piou | For | For | ||||||
7 | Risto Siilasmaa | For | For | ||||||
8 | Søren Skou | For | For | ||||||
9 | Carla Smits-Nusteling | For | For | ||||||
10 | Kari Stadigh | For | For | ||||||
13. | Election of Auditor for the financial year 2019 | Management | For | For | |||||
14. | Election of Auditor for the financial year 2020 | Management | Abstain | Against | |||||
15. | Resolution on the remuneration of the Auditor | Management | For | For | |||||
16. | Authorization to the Board of Directors to resolve to repurchase the Company's own shares | Management | For | For | |||||
17. | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares | Management | For | For | |||||
ROYAL DUTCH SHELL PLC | |||||||||
Security | 780259107 | Meeting Type | Annual | ||||||
Ticker Symbol | RDSB | Meeting Date | 21-May-2019 | ||||||
ISIN | US7802591070 | Agenda | 935000416 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | Receipt of Annual Report & Accounts | Management | For | For | |||||
2. | Approval of Directors' Remuneration Report | Management | For | For | |||||
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | |||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | |||||
5. | Reappointment of Director: Ann Godbehere | Management | For | For | |||||
6. | Reappointment of Director: Euleen Goh | Management | For | For | |||||
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | |||||
8. | Reappointment of Director: Catherine Hughes | Management | For | For | |||||
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | |||||
10. | Reappointment of Director: Roberto Setubal | Management | For | For | |||||
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | |||||
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | |||||
13. | Reappointment of Director: Jessica Uhl | Management | For | For | |||||
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | |||||
15. | Reappointment of Auditors | Management | For | For | |||||
16. | Remuneration of Auditors | Management | For | For | |||||
17. | Authority to allot shares | Management | For | For | |||||
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | |||||
19. | Adoption of new Articles of Association (Special Resolution) | Management | For | For | |||||
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | |||||
21. | Authority to make certain donations and incur expenditure | Management | For | For | |||||
22. | Shareholder resolution (Special Resolution) | Shareholder | Against | For | |||||
CENTURYLINK, INC. | |||||||||
Security | 156700106 | Meeting Type | Annual | ||||||
Ticker Symbol | CTL | Meeting Date | 22-May-2019 | ||||||
ISIN | US1567001060 | Agenda | 934985738 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Martha H. Bejar | Management | For | For | |||||
1b. | Election of Director: Virginia Boulet | Management | For | For | |||||
1c. | Election of Director: Peter C. Brown | Management | For | For | |||||
1d. | Election of Director: Kevin P. Chilton | Management | For | For | |||||
1e. | Election of Director: Steven T. Clontz | Management | For | For | |||||
1f. | Election of Director: T. Michael Glenn | Management | For | For | |||||
1g. | Election of Director: W. Bruce Hanks | Management | For | For | |||||
1h. | Election of Director: Mary L. Landrieu | Management | For | For | |||||
1i. | Election of Director: Harvey P. Perry | Management | For | For | |||||
1j. | Election of Director: Glen F. Post, III | Management | For | For | |||||
1k. | Election of Director: Michael J. Roberts | Management | For | For | |||||
1l. | Election of Director: Laurie A. Siegel | Management | For | For | |||||
1m. | Election of Director: Jeffrey K. Storey | Management | For | For | |||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2019. | Management | For | For | |||||
3. | Amend our Articles of Incorporation to increase our authorized shares of common stock. | Management | For | For | |||||
4. | Ratify our NOL Rights Plan. | Management | For | For | |||||
5. | Advisory vote to approve our executive compensation. | Management | Against | Against | |||||
6. | Shareholder proposal regarding our lobbying activities, if properly presented at the meeting. | Shareholder | Against | For | |||||
THE TRAVELERS COMPANIES, INC. | |||||||||
Security | 89417E109 | Meeting Type | Annual | ||||||
Ticker Symbol | TRV | Meeting Date | 22-May-2019 | ||||||
ISIN | US89417E1091 | Agenda | 934978202 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Alan L. Beller | Management | For | For | |||||
1b. | Election of Director: Janet M. Dolan | Management | For | For | |||||
1c. | Election of Director: Patricia L. Higgins | Management | For | For | |||||
1d. | Election of Director: William J. Kane | Management | For | For | |||||
1e. | Election of Director: Clarence Otis Jr. | Management | For | For | |||||
1f. | Election of Director: Philip T. Ruegger III | Management | For | For | |||||
1g. | Election of Director: Todd C. Schermerhorn | Management | For | For | |||||
1h. | Election of Director: Alan D. Schnitzer | Management | For | For | |||||
1i. | Election of Director: Donald J. Shepard | Management | For | For | |||||
1j. | Election of Director: Laurie J. Thomsen | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc. independent registered public accounting firm for 2019. | Management | For | For | |||||
3. | Non-binding vote to approve executive compensation. | Management | Against | Against | |||||
4. | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | For | For | |||||
5. | Shareholder proposal relating to a diversity report, including EEOC data, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | For | |||||
KEYCORP | |||||||||
Security | 493267108 | Meeting Type | Annual | ||||||
Ticker Symbol | KEY | Meeting Date | 23-May-2019 | ||||||
ISIN | US4932671088 | Agenda | 934982605 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Bruce D. Broussard | Management | For | For | |||||
1b. | Election of Director: Charles P. Cooley | Management | For | For | |||||
1c. | Election of Director: Gary M. Crosby | Management | For | For | |||||
1d. | Election of Director: Alexander M. Cutler | Management | For | For | |||||
1e. | Election of Director: H. James Dallas | Management | For | For | |||||
1f. | Election of Director: Elizabeth R. Gile | Management | For | For | |||||
1g. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||
1h. | Election of Director: William G. Gisel, Jr. | Management | For | For | |||||
1i. | Election of Director: Carlton L. Highsmith | Management | For | For | |||||
1j. | Election of Director: Richard J. Hipple | Management | For | For | |||||
1k. | Election of Director: Kristen L. Manos | Management | For | For | |||||
1l. | Election of Director: Beth E. Mooney | Management | For | For | |||||
1m. | Election of Director: Barbara R. Snyder | Management | For | For | |||||
1n. | Election of Director: David K. Wilson | Management | For | For | |||||
2. | Ratification of the appointment of independent auditor. | Management | For | For | |||||
3. | Advisory approval of executive compensation. | Management | Against | Against | |||||
4. | Approval of KeyCorp's 2019 Equity Compensation Plan. | Management | Against | Against | |||||
5. | Approval of an increase in authorized common shares. | Management | For | For | |||||
6. | Approval of an amendment to Regulations to allow the Board to make future amendments. | Management | For | For | |||||
THE MOSAIC COMPANY | |||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||
Ticker Symbol | MOS | Meeting Date | 23-May-2019 | ||||||
ISIN | US61945C1036 | Agenda | 934982477 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | |||||
1b. | Election of Director: Oscar P. Bernardes | Management | For | For | |||||
1c. | Election of Director: Nancy E. Cooper | Management | For | For | |||||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | |||||
1e. | Election of Director: Timothy S. Gitzel | Management | For | For | |||||
1f. | Election of Director: Denise C. Johnson | Management | For | For | |||||
1g. | Election of Director: Emery N. Koenig | Management | For | For | |||||
1h. | Election of Director: William T. Monahan | Management | For | For | |||||
1i. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | |||||
1j. | Election of Director: Steven M. Seibert | Management | For | For | |||||
1k. | Election of Director: Luciano Siani Pires | Management | For | For | |||||
1l. | Election of Director: Kelvin R. Westbrook | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||
3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | |||||
LINCOLN NATIONAL CORPORATION | |||||||||
Security | 534187109 | Meeting Type | Annual | ||||||
Ticker Symbol | LNC | Meeting Date | 24-May-2019 | ||||||
ISIN | US5341871094 | Agenda | 934982617 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Deirdre P. Connelly | Management | For | For | |||||
1b. | Election of Director: William H. Cunningham | Management | For | For | |||||
1c. | Election of Director: Dennis R. Glass | Management | For | For | |||||
1d. | Election of Director: George W. Henderson, III | Management | For | For | |||||
1e. | Election of Director: Eric G. Johnson | Management | For | For | |||||
1f. | Election of Director: Gary C. Kelly | Management | For | For | |||||
1g. | Election of Director: M. Leanne Lachman | Management | For | For | |||||
1h. | Election of Director: Michael F. Mee | Management | For | For | |||||
1i. | Election of Director: Patrick S. Pittard | Management | For | For | |||||
1j. | Election of Director: Isaiah Tidwell | Management | For | For | |||||
1k. | Election of Director: Lynn M. Utter | Management | For | For | |||||
2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | Management | For | For | |||||
3. | The approval of an advisory resolution on the compensation of our named executive officers. | Management | For | For | |||||
4. | Shareholder proposal to amend our corporate governance documents to require an independent board chairman. | Shareholder | For | Against | |||||
5. | Shareholder proposal to amend our proxy access bylaws to remove the limitation on renomination of persons based on votes in a prior election. | Shareholder | Against | For | |||||
MERCK & CO., INC. | |||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | ||||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | |||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | |||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | |||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | |||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | |||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | |||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | |||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | |||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | |||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | |||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | |||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | Against | Against | |||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | |||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | |||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | |||||
CHEVRON CORPORATION | |||||||||
Security | 166764100 | Meeting Type | Annual | ||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | ||||||
ISIN | US1667641005 | Agenda | 934993088 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: W. M. Austin | Management | For | For | |||||
1b. | Election of Director: J. B. Frank | Management | For | For | |||||
1c. | Election of Director: A. P. Gast | Management | For | For | |||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | |||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | |||||
1f. | Election of Director: D. F. Moyo | Management | For | For | |||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | |||||
1h. | Election of Director: R. D. Sugar | Management | For | For | |||||
1i. | Election of Director: I. G. Thulin | Management | For | For | |||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | |||||
1k. | Election of Director: M. K. Wirth | Management | For | For | |||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | |||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||
4. | Report on Human Right to Water | Shareholder | Against | For | |||||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | |||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | |||||
7. | Adopt Policy for an Independent Chairman | Shareholder | For | Against | |||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | |||||
DEVON ENERGY CORPORATION | |||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||
Ticker Symbol | DVN | Meeting Date | 05-Jun-2019 | ||||||
ISIN | US25179M1036 | Agenda | 935003169 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1. | DIRECTOR | Management | |||||||
1 | Barbara M. Baumann | For | For | ||||||
2 | John E. Bethancourt | For | For | ||||||
3 | Ann G. Fox | For | For | ||||||
4 | David A. Hager | For | For | ||||||
5 | Robert H. Henry | For | For | ||||||
6 | Michael M. Kanovsky | For | For | ||||||
7 | John Krenicki Jr. | For | For | ||||||
8 | Robert A. Mosbacher Jr. | For | For | ||||||
9 | Duane C. Radtke | For | For | ||||||
10 | Keith O. Rattie | For | For | ||||||
11 | Mary P. Ricciardello | For | For | ||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2019. | Management | For | For | |||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||
WALMART INC. | |||||||||
Security | 931142103 | Meeting Type | Annual | ||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | ||||||
ISIN | US9311421039 | Agenda | 935000872 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Cesar Conde | Management | For | For | |||||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | |||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||
1d. | Election of Director: Sarah J. Friar | Management | For | For | |||||
1e. | Election of Director: Carla A. Harris | Management | For | For | |||||
1f. | Election of Director: Thomas W. Horton | Management | For | For | |||||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | |||||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | |||||
1i. | Election of Director: Gregory B. Penner | Management | For | For | |||||
1j. | Election of Director: Steven S Reinemund | Management | For | For | |||||
1k. | Election of Director: S. Robson Walton | Management | For | For | |||||
1l. | Election of Director: Steuart L. Walton | Management | For | For | |||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | |||||
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | Against | For | |||||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | |||||
INGERSOLL-RAND PLC | |||||||||
Security | G47791101 | Meeting Type | Annual | ||||||
Ticker Symbol | IR | Meeting Date | 06-Jun-2019 | ||||||
ISIN | IE00B6330302 | Agenda | 935006709 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Kirk E. Arnold | Management | For | For | |||||
1b. | Election of Director: Ann C. Berzin | Management | For | For | |||||
1c. | Election of Director: John Bruton | Management | For | For | |||||
1d. | Election of Director: Jared L. Cohon | Management | For | For | |||||
1e. | Election of Director: Gary D. Forsee | Management | For | For | |||||
1f. | Election of Director: Linda P. Hudson | Management | For | For | |||||
1g. | Election of Director: Michael W. Lamach | Management | For | For | |||||
1h. | Election of Director: Myles P. Lee | Management | For | For | |||||
1i. | Election of Director: Karen B. Peetz | Management | For | For | |||||
1j. | Election of Director: John P. Surma | Management | For | For | |||||
1k. | Election of Director: Richard J. Swift | Management | For | For | |||||
1l. | Election of Director: Tony L. White | Management | For | For | |||||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | |||||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | |||||
4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | |||||
5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | |||||
6. | Determination of the price range at which the Company can re- allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | |||||
FREEPORT-MCMORAN INC. | |||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||
Ticker Symbol | FCX | Meeting Date | 12-Jun-2019 | ||||||
ISIN | US35671D8570 | Agenda | 935006800 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1.1 | Election of Director: Richard C. Adkerson | Management | For | For | |||||
1.2 | Election of Director: Gerald J. Ford | Management | For | For | |||||
1.3 | Election of Director: Lydia H. Kennard | Management | For | For | |||||
1.4 | Election of Director: Dustan E. McCoy | Management | For | For | |||||
1.5 | Election of Director: Frances Fragos Townsend | Management | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||
TARGET CORPORATION | |||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||
Ticker Symbol | TGT | Meeting Date | 12-Jun-2019 | ||||||
ISIN | US87612E1064 | Agenda | 935008222 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Roxanne S. Austin | Management | For | For | |||||
1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||
1c. | Election of Director: George S. Barrett | Management | For | For | |||||
1d. | Election of Director: Brian C. Cornell | Management | For | For | |||||
1e. | Election of Director: Calvin Darden | Management | For | For | |||||
1f. | Election of Director: Henrique De Castro | Management | For | For | |||||
1g. | Election of Director: Robert L. Edwards | Management | For | For | |||||
1h. | Election of Director: Melanie L. Healey | Management | For | For | |||||
1i. | Election of Director: Donald R. Knauss | Management | For | For | |||||
1j. | Election of Director: Monica C. Lozano | Management | For | For | |||||
1k. | Election of Director: Mary E. Minnick | Management | For | For | |||||
1l. | Election of Director: Kenneth L. Salazar | Management | For | For | |||||
1m. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||||
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | For | |||||
4. | Shareholder proposal to amend the proxy access bylaw to remove candidate resubmission threshold. | Shareholder | Against | For | |||||
METLIFE, INC. | |||||||||
Security | 59156R108 | Meeting Type | Annual | ||||||
Ticker Symbol | MET | Meeting Date | 18-Jun-2019 | ||||||
ISIN | US59156R1086 | Agenda | 935015277 - Management | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||
1a. | Election of Director: Cheryl W. Grisé | Management | For | For | |||||
1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||
1c. | Election of Director: Gerald L. Hassell | Management | For | For | |||||
1d. | Election of Director: David L. Herzog | Management | For | For | |||||
1e. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |||||
1f. | Election of Director: Edward J. Kelly, III | Management | For | For | |||||
1g. | Election of Director: William E. Kennard | Management | For | For | |||||
1h. | Election of Director: Michel A. Khalaf | Management | For | For | |||||
1i. | Election of Director: James M. Kilts | Management | For | For | |||||
1j. | Election of Director: Catherine R. Kinney | Management | For | For | |||||
1k. | Election of Director: Diana McKenzie | Management | For | For | |||||
1l. | Election of Director: Denise M. Morrison | Management | For | For | |||||
2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2019 | Management | For | For | |||||
3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | Against | Against |
Government Street Equity Fund Proxy Voting Record 7/1/18 to 6/30/19
NIKE, INC. | ||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NKE | Meeting Date | 20-Sep-2018 | |||||||||||||||
ISIN | US6541061031 | Agenda | 934864237 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Alan B. Graf, Jr. | For | For | |||||||||||||||
2 | John C. Lechleiter | For | For | |||||||||||||||
3 | Michelle A. Peluso | For | For | |||||||||||||||
2. | To approve executive compensation by an advisory vote. | Management | Against | Against | ||||||||||||||
3. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | For | Against | ||||||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 17-Sep-2018 | 21-Sep-2018 | |||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||||||
Security | 56585A102 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | MPC | Meeting Date | 24-Sep-2018 | |||||||||||||||
ISIN | US56585A1025 | Agenda | 934865417 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | To approve the issuance of shares of MPC common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time. | Management | For | For | ||||||||||||||
2. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion. | Management | For | For | ||||||||||||||
3. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14. | Management | For | For | ||||||||||||||
4. | To adjourn the special meeting, if reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 17-Sep-2018 | 25-Sep-2018 | |||||||||||
BIO-TECHNE CORP | ||||||||||||||||||
Security | 09073M104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TECH | Meeting Date | 25-Oct-2018 | |||||||||||||||
ISIN | US09073M1045 | Agenda | 934876698 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | To set the number of Directors at eight. | Management | For | For | ||||||||||||||
2a. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||||||||||||
2b. | Election of Director: John L. Higgins | Management | For | For | ||||||||||||||
2c. | Election of Director: Joseph D. Keegan, Ph.D. | Management | For | For | ||||||||||||||
2d. | Election of Director: Charles R. Kummeth | Management | For | For | ||||||||||||||
2e. | Election of Director: Roeland Nusse, Ph.D. | Management | For | For | ||||||||||||||
2f. | Election of Director: Alpna Seth, Ph.D. | Management | For | For | ||||||||||||||
2g. | Election of Director: Randolph Steer, M.D., Ph.D. | Management | For | For | ||||||||||||||
2h. | Election of Director: Harold J. Wiens | Management | For | For | ||||||||||||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||||||||||||
4. | Approve an amendment to the Second Amended and Restated 2010 Equity Incentive Plan, to allocate 900,000 additional shares to the Plan reserve. | Management | For | For | ||||||||||||||
5. | Ratify the appointment of the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 19-Oct-2018 | 26-Oct-2018 | |||||||||||
CHINA TELECOM CORPORATION LIMITED | ||||||||||||||||||
Security | 169426103 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CHA | Meeting Date | 26-Oct-2018 | |||||||||||||||
ISIN | US1694261033 | Agenda | 934885851 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | Ordinary resolution numbered 1 of the Notice of EGM dated 10 September 2018 (To approve the continuing connected transactions contemplated under the Engineering Framework Agreement and the Renewed Annual Caps) | Management | For | For | ||||||||||||||
2. | Ordinary resolution numbered 2 of the Notice of EGM dated 10 September 2018 (To approve the continuing connected transactions contemplated under the Ancillary Telecommunications Services Framework Agreement and the Renewed Annual Caps) | Management | For | For | ||||||||||||||
3. | THAT the election of Madam Zhu Min as a Director of the Company be and is hereby considered and approved, and shall take effect from the date of passing this resolution until the annual general meeting of the Company for the year 2019 to be held in year 2020; THAT any Director of the Company be and is hereby authorised to sign on behalf of the Company the Director's service contract with Madam Zhu Min; and THAT the Board be and is hereby authorised to determine her remuneration. | Management | For | For | ||||||||||||||
4. | THAT the election of Mr. Yeung Chi Wai, Jason as an Independent Director of the Company be and is hereby considered and approved, and shall take effect from the date of passing this resolution until the annual general meeting of the Company for the year 2019 to be held in year 2020; THAT any Director of the Company be and is hereby authorised to sign on behalf of the Company the Director's service contract with Mr. Yeung Chi Wai, Jason; and THAT the Board be and is hereby authorised to determine his remuneration. | Management | For | For | ||||||||||||||
5. | THAT the election of Mr. Xu Shiguang as a Supervisor of the Company be and is hereby considered and approved, and shall take effect from the date of passing this resolution until the annual general meeting of the Company for the year 2019 to be held in year 2020; THAT any Director of the Company be and is hereby authorised to sign on behalf of the Company the Supervisor's service contract with Mr. Xu Shiguang; and THAT the Supervisory Committee be and is hereby authorised to determine his remuneration. | Management | For | For | ||||||||||||||
6. | THAT the adoption of Share Appreciation Rights Scheme be considered and approved; THAT the Board be and is hereby authorised to grant Share Appreciation Rights to certain key personnel of the Company and to formulate implementation rules of the Share Appreciation Rights Scheme for each grant in accordance with the Share Appreciation Rights Scheme and relevant legal requirements; and THAT the Board be and is hereby authorised to amend the relevant Scheme in accordance ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 17-Oct-2018 | 23-Oct-2018 | |||||||||||
WESTERN DIGITAL CORPORATION | ||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WDC | Meeting Date | 07-Nov-2018 | |||||||||||||||
ISIN | US9581021055 | Agenda | 934880673 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Martin I. Cole | Management | For | For | ||||||||||||||
1b. | Election of Director: Kathleen A. Cote | Management | For | For | ||||||||||||||
1c. | Election of Director: Henry T. DeNero | Management | For | For | ||||||||||||||
1d. | Election of Director: Tunc Doluca | Management | For | For | ||||||||||||||
1e. | Election of Director: Michael D. Lambert | Management | For | For | ||||||||||||||
1f. | Election of Director: Len J. Lauer | Management | For | For | ||||||||||||||
1g. | Election of Director: Matthew E. Massengill | Management | For | For | ||||||||||||||
1h. | Election of Director: Stephen D. Milligan | Management | For | For | ||||||||||||||
1i. | Election of Director: Paula A. Price | Management | For | For | ||||||||||||||
2. | To approve on an advisory basis the named executive officer compensation disclosed in the Proxy Statement. | Management | Against | Against | ||||||||||||||
3. | To approve an amendment and restatement of our 2017 Performance Incentive Plan that would, among other things, increase by 6,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | ||||||||||||||
4. | To approve an amendment and restatement of our 2005 Employee Stock Purchase Plan that would, among other things, increase by 10,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | ||||||||||||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 05-Nov-2018 | 08-Nov-2018 | |||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||||||||||||||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||||||||||||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||||||||
1e. | Election of Director: Satya Nadella | Management | For | For | ||||||||||||||
1f. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||||||
1g. | Election of Director: Helmut Panke | Management | For | For | ||||||||||||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||||||||
1l. | Election of Director: John W. Stanton | Management | For | For | ||||||||||||||
1m. | Election of Director: John W. Thompson | Management | For | For | ||||||||||||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 20-Nov-2018 | 29-Nov-2018 | |||||||||||
CME GROUP INC. | ||||||||||||||||||
Security | 12572Q105 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CME | Meeting Date | 29-Nov-2018 | |||||||||||||||
ISIN | US12572Q1058 | Agenda | 934879909 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,500 | 0 | 20-Nov-2018 | 30-Nov-2018 | |||||||||||
VAIL RESORTS, INC. | ||||||||||||||||||
Security | 91879Q109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MTN | Meeting Date | 06-Dec-2018 | |||||||||||||||
ISIN | US91879Q1094 | Agenda | 934891602 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Susan L. Decker | Management | For | For | ||||||||||||||
1b. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||||||||
1c. | Election of Director: Robert A. Katz | Management | For | For | ||||||||||||||
1d. | Election of Director: John T. Redmond | Management | For | For | ||||||||||||||
1e. | Election of Director: Michele Romanow | Management | For | For | ||||||||||||||
1f. | Election of Director: Hilary A. Schneider | Management | For | For | ||||||||||||||
1g. | Election of Director: D. Bruce Sewell | Management | For | For | ||||||||||||||
1h. | Election of Director: John F. Sorte | Management | For | For | ||||||||||||||
1i. | Election of Director: Peter A. Vaughn | Management | For | For | ||||||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2019. | Management | For | For | ||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 1,000 | 0 | 20-Nov-2018 | 07-Dec-2018 | |||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MU | Meeting Date | 17-Jan-2019 | |||||||||||||||
ISIN | US5951121038 | Agenda | 934910197 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1.1 | Election of Director: Robert L. Bailey | Management | For | For | ||||||||||||||
1.2 | Election of Director: Richard M. Beyer | Management | For | For | ||||||||||||||
1.3 | Election of Director: Patrick J. Byrne | Management | For | For | ||||||||||||||
1.4 | Election of Director: Steven J. Gomo | Management | For | For | ||||||||||||||
1.5 | Election of Director: Mary Pat McCarthy | Management | For | For | ||||||||||||||
1.6 | Election of Director: Sanjay Mehrotra | Management | For | For | ||||||||||||||
1.7 | Election of Director: Robert E. Switz | Management | For | For | ||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending August 29, 2019. | Management | For | For | ||||||||||||||
3. | To approve a non-binding resolution to approve the compensation of our Named Executive Officers as described in the proxy statement. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 10-Dec-2018 | 18-Jan-2019 | |||||||||||
CENTENE CORPORATION | ||||||||||||||||||
Security | 15135B101 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CNC | Meeting Date | 28-Jan-2019 | |||||||||||||||
ISIN | US15135B1017 | Agenda | 934917723 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | Approval of an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 23-Jan-2019 | 29-Jan-2019 | |||||||||||
VISA INC. | ||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | V | Meeting Date | 29-Jan-2019 | |||||||||||||||
ISIN | US92826C8394 | Agenda | 934911074 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||||||
1b. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||||||||
1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | For | For | ||||||||||||||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||||||
1e. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||||||
1f. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||||||||
1g. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||||||
1h. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||||||
1i. | Election of Director: John A. C. Swainson | Management | For | For | ||||||||||||||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 18,200 | 0 | 23-Jan-2019 | 30-Jan-2019 | |||||||||||
ACCENTURE PLC | ||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ACN | Meeting Date | 01-Feb-2019 | |||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934912634 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Re-Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||
1b. | Re-Appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||
1c. | Re-Appointment of Director: Marjorie Magner | Management | For | For | ||||||||||||||
1d. | Re-Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||
1e. | Re-Appointment of Director: Pierre Nanterme | Management | For | For | ||||||||||||||
1f. | Re-Appointment of Director: Gilles C. Pelisson | Management | For | For | ||||||||||||||
1g. | Re-Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||
1h. | Re-Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||
1i. | Re-Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||
1j. | Re-Appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||
1k. | Re-Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | ||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||
6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,150 | 0 | 31-Jan-2019 | 04-Feb-2019 | |||||||||||
EMERSON ELECTRIC CO. | ||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | EMR | Meeting Date | 05-Feb-2019 | |||||||||||||||
ISIN | US2910111044 | Agenda | 934913030 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | C. A. H. Boersig | For | For | |||||||||||||||
2 | J. B. Bolten | For | For | |||||||||||||||
3 | L. M. Lee | For | For | |||||||||||||||
2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||
3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,000 | 0 | 31-Jan-2019 | 06-Feb-2019 | |||||||||||
APPLE INC. | ||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |||||||||||||||
ISIN | US0378331005 | Agenda | 934919359 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of director: James Bell | Management | For | For | ||||||||||||||
1b. | Election of director: Tim Cook | Management | For | For | ||||||||||||||
1c. | Election of director: Al Gore | Management | For | For | ||||||||||||||
1d. | Election of director: Bob Iger | Management | For | For | ||||||||||||||
1e. | Election of director: Andrea Jung | Management | For | For | ||||||||||||||
1f. | Election of director: Art Levinson | Management | For | For | ||||||||||||||
1g. | Election of director: Ron Sugar | Management | For | For | ||||||||||||||
1h. | Election of director: Sue Wagner | Management | For | For | ||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For | ||||||||||||||
3. | Advisory vote to approve executive compensation | Management | Against | Against | ||||||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | ||||||||||||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 18,000 | 0 | 08-Mar-2019 | 04-Mar-2019 | |||||||||||
QUALCOMM INCORPORATED | ||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 12-Mar-2019 | |||||||||||||||
ISIN | US7475251036 | Agenda | 934921568 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Barbara T. Alexander | Management | For | For | ||||||||||||||
1b. | Election of Director: Mark Fields | Management | For | For | ||||||||||||||
1c. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||||||||
1d. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||||||
1e. | Election of Director: Harish Manwani | Management | For | For | ||||||||||||||
1f. | Election of Director: Mark D. McLaughlin | Management | For | For | ||||||||||||||
1g. | Election of Director: Steve Mollenkopf | Management | For | For | ||||||||||||||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||||||||||||
1i. | Election of Director: Francisco Ros | Management | For | For | ||||||||||||||
1j. | Election of Director: Irene B. Rosenfeld | Management | For | For | ||||||||||||||
1k. | Election of Director: Neil Smit | Management | For | For | ||||||||||||||
1l. | Election of Director: Anthony J. Vinciquerra | Management | For | For | ||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. | Management | For | For | ||||||||||||||
3. | To approve, on an advisory basis, our executive compensation. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 4,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | |||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||||||||||||
ISIN | CH0102993182 | Agenda | 934922089 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | Against | ||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 08-Mar-2019 | 13-Mar-2019 | |||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||||||||||||
ISIN | CH0102993182 | Agenda | 934933715 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | Against | ||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | |||||||||||
U.S. BANCORP | ||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2019 | |||||||||||||||
ISIN | US9029733048 | Agenda | 934932131 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Warner L. Baxter | Management | For | For | ||||||||||||||
1b. | Election of Director: Dorothy J. Bridges | Management | For | For | ||||||||||||||
1c. | Election of Director: Elizabeth L. Buse | Management | For | For | ||||||||||||||
1d. | Election of Director: Marc N. Casper | Management | For | For | ||||||||||||||
1e. | Election of Director: Andrew Cecere | Management | For | For | ||||||||||||||
1f. | Election of Director: Arthur D. Collins, Jr. | Management | For | For | ||||||||||||||
1g. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||||||||
1h. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||||||||
1i. | Election of Director: Doreen Woo Ho | Management | For | For | ||||||||||||||
1j. | Election of Director: Olivia F. Kirtley | Management | For | For | ||||||||||||||
1k. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||||||
1l. | Election of Director: Richard P. McKenney | Management | For | For | ||||||||||||||
1m. | Election of Director: Yusuf I. Mehdi | Management | For | For | ||||||||||||||
1n. | Election of Director: David B. O'Maley | Management | For | For | ||||||||||||||
1o. | Election of Director: O'dell M. Owens, M.D., M.P.H. | Management | For | For | ||||||||||||||
1p. | Election of Director: Craig D. Schnuck | Management | For | For | ||||||||||||||
1q. | Election of Director: Scott W. Wine | Management | For | For | ||||||||||||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2019 fiscal year. | Management | For | For | ||||||||||||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 11-Apr-2019 | 17-Apr-2019 | |||||||||||
CHINA TELECOM CORPORATION LIMITED | ||||||||||||||||||
Security | 169426103 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CHA | Meeting Date | 18-Apr-2019 | |||||||||||||||
ISIN | US1694261033 | Agenda | 934950836 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | Ordinary resolution numbered 1 of the Notice of EGM dated 27 February 2019 (To approve the continuing connected transactions in relation to the deposit services contemplated under the China Telecom Financial Services Framework Agreement and the Annual Caps applicable thereto). | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 08-Apr-2019 | 11-Apr-2019 | |||||||||||
CENTENE CORPORATION | ||||||||||||||||||
Security | 15135B101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CNC | Meeting Date | 23-Apr-2019 | |||||||||||||||
ISIN | US15135B1017 | Agenda | 934937927 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Orlando Ayala | Management | For | For | ||||||||||||||
1B. | Election of Director: John R. Roberts | Management | For | For | ||||||||||||||
1C. | Election of Director: Tommy G. Thompson | Management | For | For | ||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | ||||||||||||||
4. | THE STOCKHOLDER PROPOSAL REQUESTING POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 22-Apr-2019 | 24-Apr-2019 | |||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | KO | Meeting Date | 24-Apr-2019 | |||||||||||||||
ISIN | US1912161007 | Agenda | 934937915 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Herbert A. Allen | Management | For | For | ||||||||||||||
1b. | Election of Director: Ronald W. Allen | Management | For | For | ||||||||||||||
1c. | Election of Director: Marc Bolland | Management | For | For | ||||||||||||||
1d. | Election of Director: Ana Botin | Management | For | For | ||||||||||||||
1e. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||||||
1f. | Election of Director: Barry Diller | Management | For | For | ||||||||||||||
1g. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||||
1h. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||||||
1i. | Election of Director: Robert A. Kotick | Management | For | For | ||||||||||||||
1j. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||||||
1k. | Election of Director: James Quincey | Management | For | For | ||||||||||||||
1l. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||||||
1m. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors | Management | For | For | ||||||||||||||
4. | Shareowner proposal regarding an independent Board Chair | Shareholder | For | Against | ||||||||||||||
5. | Shareowner proposal on sugar and public health | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 12,000 | 0 | 22-Apr-2019 | 25-Apr-2019 | |||||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | |||||||||||||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | ||||||||||||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | ||||||||||||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | ||||||||||||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | ||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | ||||||||||||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||||||||||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | Against | For | ||||||||||||||
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 22-Apr-2019 | 25-Apr-2019 | |||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TXN | Meeting Date | 25-Apr-2019 | |||||||||||||||
ISIN | US8825081040 | Agenda | 934940328 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: M. A. Blinn | Management | For | For | ||||||||||||||
1b. | Election of Director: T. M. Bluedorn | Management | For | For | ||||||||||||||
1c. | Election of Director: J. F. Clark | Management | For | For | ||||||||||||||
1d. | Election of Director: C. S. Cox | Management | For | For | ||||||||||||||
1e. | Election of Director: M. S. Craighead | Management | For | For | ||||||||||||||
1f. | Election of Director: J. M. Hobby | Management | For | For | ||||||||||||||
1g. | Election of Director: R. Kirk | Management | For | For | ||||||||||||||
1h. | Election of Director: P. H. Patsley | Management | For | For | ||||||||||||||
1i. | Election of Director: R. E. Sanchez | Management | For | For | ||||||||||||||
1j. | Election of Director: R. K. Templeton | Management | For | For | ||||||||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | Against | Against | ||||||||||||||
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,500 | 0 | 24-Apr-2019 | 26-Apr-2019 | |||||||||||
PFIZER INC. | ||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | |||||||||||||||
ISIN | US7170811035 | Agenda | 934942043 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||||||
1b. | Election of Director: Albert Bourla | Management | For | For | ||||||||||||||
1c. | Election of Director: W. Don Cornwell | Management | For | For | ||||||||||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||||||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||||||
1f. | Election of Director: James M. Kilts | Management | For | For | ||||||||||||||
1g. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||||||
1h. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||||||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||||||
1j. | Election of Director: Ian C. Read | Management | For | For | ||||||||||||||
1k. | Election of Director: James C. Smith | Management | For | For | ||||||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | For | For | ||||||||||||||
3. | 2019 Advisory approval of executive compensation | Management | Against | Against | ||||||||||||||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | For | For | ||||||||||||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | For | Against | ||||||||||||||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | For | Against | ||||||||||||||
7. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | ||||||||||||||
8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 24,000 | 0 | 24-Apr-2019 | 26-Apr-2019 | |||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LMT | Meeting Date | 25-Apr-2019 | |||||||||||||||
ISIN | US5398301094 | Agenda | 934951864 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Daniel F. Akerson | Management | For | For | ||||||||||||||
1b. | Election of Director: David B. Burritt | Management | For | For | ||||||||||||||
1c. | Election of Director: Bruce A. Carlson | Management | For | For | ||||||||||||||
1d. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||||||
1e. | Election of Director: Thomas J. Falk | Management | For | For | ||||||||||||||
1f. | Election of Director: Ilene S. Gordon | Management | For | For | ||||||||||||||
1g. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||||||
1h. | Election of Director: Vicki A. Hollub | Management | For | For | ||||||||||||||
1i. | Election of Director: Jeh C. Johnson | Management | For | For | ||||||||||||||
1j. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | Management | For | For | ||||||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | Against | Against | ||||||||||||||
4. | Stockholder Proposal to Amend the Proxy Access Bylaw | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,500 | 0 | 24-Apr-2019 | 26-Apr-2019 | |||||||||||
ABBOTT LABORATORIES | ||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ABT | Meeting Date | 26-Apr-2019 | |||||||||||||||
ISIN | US0028241000 | Agenda | 934941736 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | R.J. Alpern | For | For | |||||||||||||||
2 | R.S. Austin | For | For | |||||||||||||||
3 | S.E. Blount | For | For | |||||||||||||||
4 | M.A. Kumbier | For | For | |||||||||||||||
5 | E.M. Liddy | For | For | |||||||||||||||
6 | N. McKinstry | For | For | |||||||||||||||
7 | P.N. Novakovic | For | For | |||||||||||||||
8 | W.A. Osborn | For | For | |||||||||||||||
9 | S.C. Scott III | For | For | |||||||||||||||
10 | D.J. Starks | For | For | |||||||||||||||
11 | J.G. Stratton | For | For | |||||||||||||||
12 | G.F. Tilton | For | For | |||||||||||||||
13 | M.D. White | For | For | |||||||||||||||
2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||||||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation | Management | Against | Against | ||||||||||||||
4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,500 | 0 | 24-Apr-2019 | 29-Apr-2019 | |||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |||||||||||||||
ISIN | US4385161066 | Agenda | 934941647 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||||||||
1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||||
1K. | Election of Director: George Paz | Management | For | For | ||||||||||||||
1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||||||
4. | Right To Act By Written Consent. | Shareholder | For | Against | ||||||||||||||
5. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 10,000 | 0 | 26-Apr-2019 | 30-Apr-2019 | |||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||||||
Security | 913017109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | |||||||||||||||
ISIN | US9130171096 | Agenda | 934941724 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | ||||||||||||||
1b. | Election of Director: Diane M. Bryant | Management | For | For | ||||||||||||||
1c. | Election of Director: John V. Faraci | Management | For | For | ||||||||||||||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||||||||||||||
1e. | Election of Director: Gregory J. Hayes | Management | For | For | ||||||||||||||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | ||||||||||||||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||||||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||||||||
1i. | Election of Director: Harold W. McGraw III | Management | For | For | ||||||||||||||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||||||||||||||
1k. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||||||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||||||||
1m. | Election of Director: Brian C. Rogers | Management | For | For | ||||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | For | For | ||||||||||||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | ||||||||||||||
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 13,500 | 0 | 26-Apr-2019 | 30-Apr-2019 | |||||||||||
BB&T CORPORATION | ||||||||||||||||||
Security | 054937107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BBT | Meeting Date | 30-Apr-2019 | |||||||||||||||
ISIN | US0549371070 | Agenda | 934935769 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Jennifer S. Banner | Management | For | For | ||||||||||||||
1b. | Election of Director: K. David Boyer, Jr. | Management | For | For | ||||||||||||||
1c. | Election of Director: Anna R. Cablik | Management | For | For | ||||||||||||||
1d. | Election of Director: Patrick C. Graney III | Management | For | For | ||||||||||||||
1e. | Election of Director: I. Patricia Henry | Management | For | For | ||||||||||||||
1f. | Election of Director: Kelly S. King | Management | For | For | ||||||||||||||
1g. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | ||||||||||||||
1h. | Election of Director: Easter A. Maynard | Management | For | For | ||||||||||||||
1i. | Election of Director: Charles A. Patton | Management | For | For | ||||||||||||||
1j. | Election of Director: Nido R. Qubein | Management | For | For | ||||||||||||||
1k. | Election of Director: William J. Reuter | Management | For | For | ||||||||||||||
1l. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | ||||||||||||||
1m. | Election of Director: Christine Sears | Management | For | For | ||||||||||||||
1n. | Election of Director: Thomas E. Skains | Management | For | For | ||||||||||||||
1o. | Election of Director: Thomas N. Thompson | Management | For | For | ||||||||||||||
2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||||||
3. | An advisory vote to approve BB&T's executive compensation program. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 26-Apr-2019 | 01-May-2019 | |||||||||||
VALERO ENERGY CORPORATION | ||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | VLO | Meeting Date | 30-Apr-2019 | |||||||||||||||
ISIN | US91913Y1001 | Agenda | 934945948 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1A. | Election of Director: H. Paulett Eberhart | Management | For | For | ||||||||||||||
1B. | Election of Director: Joseph W. Gorder | Management | For | For | ||||||||||||||
1C. | Election of Director: Kimberly S. Greene | Management | For | For | ||||||||||||||
1D. | Election of Director: Deborah P. Majoras | Management | For | For | ||||||||||||||
1E. | Election of Director: Donald L. Nickles | Management | For | For | ||||||||||||||
1F. | Election of Director: Philip J. Pfeiffer | Management | For | For | ||||||||||||||
1G. | Election of Director: Robert A. Profusek | Management | For | For | ||||||||||||||
1H. | Election of Director: Stephen M. Waters | Management | For | For | ||||||||||||||
1I. | Election of Director: Randall J. Weisenburger | Management | For | For | ||||||||||||||
1J. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2019. | Management | For | For | ||||||||||||||
3. | Approve, by non-binding vote, the 2018 compensation of our named executive officers. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,500 | 0 | 29-Apr-2019 | 01-May-2019 | |||||||||||
GENERAL DYNAMICS CORPORATION | ||||||||||||||||||
Security | 369550108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GD | Meeting Date | 01-May-2019 | |||||||||||||||
ISIN | US3695501086 | Agenda | 934945710 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||
1b. | Election of Director: Rudy F. deLeon | Management | For | For | ||||||||||||||
1c. | Election of Director: Cecil D. Haney | Management | For | For | ||||||||||||||
1d. | Election of Director: Lester L. Lyles | Management | For | For | ||||||||||||||
1e. | Election of Director: Mark M. Malcolm | Management | For | For | ||||||||||||||
1f. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||||
1g. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||||
1h. | Election of Director: William A. Osborn | Management | For | For | ||||||||||||||
1i. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||||||||||||
1j. | Election of Director: Laura J. Schumacher | Management | For | For | ||||||||||||||
1k. | Election of Director: Peter A. Wall | Management | For | For | ||||||||||||||
2. | Advisory Vote on the Selection of Independent Auditors. | Management | For | For | ||||||||||||||
3. | Advisory Vote to approve Executive Compensation. | Management | Against | Against | ||||||||||||||
4. | Approval of General Dynamics United Kingdom Share Save Plan. | Management | For | For | ||||||||||||||
5. | Shareholder Proposal to require an Independent Board Chairman. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,200 | 0 | 30-Apr-2019 | 02-May-2019 | |||||||||||
WEC ENERGY GROUP, INC. | ||||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WEC | Meeting Date | 02-May-2019 | |||||||||||||||
ISIN | US92939U1060 | Agenda | 934945746 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||||||||||
1b. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||||||||||
1c. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||||||||
1d. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||||||
1e. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||||||
1f. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||||
1g. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||||||||
1h. | Election of Director: J. Kevin Fletcher | Management | For | For | ||||||||||||||
1i. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||||||
1j. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||||
1k. | Election of Director: Allen L. Leverett | Management | For | For | ||||||||||||||
1l. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||
1m. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||||||
2. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | Against | Against | ||||||||||||||
3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2019 | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 14,000 | 0 | 30-Apr-2019 | 03-May-2019 | |||||||||||
ECOLAB INC. | ||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ECL | Meeting Date | 02-May-2019 | |||||||||||||||
ISIN | US2788651006 | Agenda | 934949124 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||||||
1b. | Election of Director: Shari L. Ballard | Management | For | For | ||||||||||||||
1c. | Election of Director: Barbara J. Beck | Management | For | For | ||||||||||||||
1d. | Election of Director: Leslie S. Biller | Management | For | For | ||||||||||||||
1e. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||||||||||||
1f. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||||||||
1g. | Election of Director: Michael Larson | Management | For | For | ||||||||||||||
1h. | Election of Director: David W. MacLennan | Management | For | For | ||||||||||||||
1i. | Election of Director: Tracy B. McKibben | Management | For | For | ||||||||||||||
1j. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||||||||
1k. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||||||
1m. | Election of Director: John J. Zillmer | Management | For | For | ||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019. | Management | For | For | ||||||||||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | Against | Against | ||||||||||||||
4. | Stockholder proposal requesting an independent board chair, if properly presented. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 30-Apr-2019 | 03-May-2019 | |||||||||||
DUKE ENERGY CORPORATION | ||||||||||||||||||
Security | 26441C204 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DUK | Meeting Date | 02-May-2019 | |||||||||||||||
ISIN | US26441C2044 | Agenda | 934949326 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Michael G. Browning | For | For | |||||||||||||||
2 | Annette K. Clayton | For | For | |||||||||||||||
3 | Theodore F. Craver, Jr. | For | For | |||||||||||||||
4 | Robert M. Davis | For | For | |||||||||||||||
5 | Daniel R. DiMicco | For | For | |||||||||||||||
6 | Lynn J. Good | For | For | |||||||||||||||
7 | John T. Herron | For | For | |||||||||||||||
8 | William E. Kennard | For | For | |||||||||||||||
9 | E. Marie McKee | For | For | |||||||||||||||
10 | Charles W. Moorman IV | For | For | |||||||||||||||
11 | Marya M. Rose | For | For | |||||||||||||||
12 | Carlos A. Saladrigas | For | For | |||||||||||||||
13 | Thomas E. Skains | For | For | |||||||||||||||
14 | William E. Webster, Jr. | For | For | |||||||||||||||
2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2019 | Management | For | For | ||||||||||||||
3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | Against | Against | ||||||||||||||
4. | Shareholder proposal regarding political contributions | Shareholder | For | Against | ||||||||||||||
5. | Shareholder proposal regarding providing an annual report on Duke Energy's lobbying expenses | Shareholder | For | Against | ||||||||||||||
6. | Shareholder proposal regarding a report on mitigating health and climate impacts of coal use | Shareholder | For | Against | ||||||||||||||
7. | Shareholder proposal regarding a report on the costs and benefits of Duke Energy's voluntary environment-related activities | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,250 | 0 | 30-Apr-2019 | 03-May-2019 | |||||||||||
ABBVIE INC. | ||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 03-May-2019 | |||||||||||||||
ISIN | US00287Y1091 | Agenda | 934949162 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | William H.L. Burnside | For | For | |||||||||||||||
2 | Brett J. Hart | For | For | |||||||||||||||
3 | Edward J. Rapp | For | For | |||||||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2019 | Management | For | For | ||||||||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | Against | Against | ||||||||||||||
4. | Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote | Management | For | For | ||||||||||||||
5. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | For | Against | ||||||||||||||
6. | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | For | Against | ||||||||||||||
7. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,500 | 0 | 30-Apr-2019 | 06-May-2019 | |||||||||||
AFLAC INCORPORATED | ||||||||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AFL | Meeting Date | 06-May-2019 | |||||||||||||||
ISIN | US0010551028 | Agenda | 934949201 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Daniel P. Amos | Management | For | For | ||||||||||||||
1b. | Election of Director: W. Paul Bowers | Management | For | For | ||||||||||||||
1c. | Election of Director: Toshihiko Fukuzawa | Management | For | For | ||||||||||||||
1d. | Election of Director: Robert B. Johnson | Management | For | For | ||||||||||||||
1e. | Election of Director: Thomas J. Kenny | Management | For | For | ||||||||||||||
1f. | Election of Director: Georgette D. Kiser | Management | For | For | ||||||||||||||
1g. | Election of Director: Karole F. Lloyd | Management | For | For | ||||||||||||||
1h. | Election of Director: Joseph L. Moskowitz | Management | For | For | ||||||||||||||
1i. | Election of Director: Barbara K. Rimer, DrPH | Management | For | For | ||||||||||||||
1j. | Election of Director: Katherine T. Rohrer | Management | For | For | ||||||||||||||
1k. | Election of Director: Melvin T. Stith | Management | For | For | ||||||||||||||
2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement" | Management | Against | Against | ||||||||||||||
3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019 | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 23,130 | 0 | 30-Apr-2019 | 07-May-2019 | |||||||||||
CME GROUP INC. | ||||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CME | Meeting Date | 08-May-2019 | |||||||||||||||
ISIN | US12572Q1058 | Agenda | 934959480 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Equity Director: Terrence A. Duffy | Management | For | For | ||||||||||||||
1b. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | ||||||||||||||
1c. | Election of Equity Director: Charles P. Carey | Management | For | For | ||||||||||||||
1d. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | ||||||||||||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | ||||||||||||||
1f. | Election of Equity Director: Martin J. Gepsman | Management | For | For | ||||||||||||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | ||||||||||||||
1h. | Election of Equity Director: Daniel R. Glickman | Management | For | For | ||||||||||||||
1i. | Election of Equity Director: Daniel G. Kaye | Management | For | For | ||||||||||||||
1j. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | ||||||||||||||
1k. | Election of Equity Director: Deborah J. Lucas | Management | For | For | ||||||||||||||
1l. | Election of Equity Director: Alex J. Pollock | Management | For | For | ||||||||||||||
1m. | Election of Equity Director: Terry L. Savage | Management | For | For | ||||||||||||||
1n. | Election of Equity Director: William R. Shepard | Management | For | For | ||||||||||||||
1o. | Election of Equity Director: Howard J. Siegel | Management | For | For | ||||||||||||||
1p. | Election of Equity Director: Michael A. Spencer | Management | For | For | ||||||||||||||
1q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | ||||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2019. | Management | For | For | ||||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,500 | 0 | 06-May-2019 | 09-May-2019 | |||||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SWKS | Meeting Date | 08-May-2019 | |||||||||||||||
ISIN | US83088M1027 | Agenda | 934961930 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1.1 | Election of Director: David J. Aldrich | Management | For | For | ||||||||||||||
1.2 | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||||||||
1.3 | Election of Director: Timothy R. Furey | Management | For | For | ||||||||||||||
1.4 | Election of Director: Liam K. Griffin | Management | For | For | ||||||||||||||
1.5 | Election of Director: Balakrishnan S. Iyer | Management | For | For | ||||||||||||||
1.6 | Election of Director: Christine King | Management | For | For | ||||||||||||||
1.7 | Election of Director: David P. McGlade | Management | For | For | ||||||||||||||
1.8 | Election of Director: Robert A. Schriesheim | Management | For | For | ||||||||||||||
1.9 | Election of Director: Kimberly S. Stevenson | Management | For | For | ||||||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2019. | Management | For | For | ||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | Against | Against | ||||||||||||||
4. | To approve a stockholder proposal regarding supermajority voting provisions. | Shareholder | For | |||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,000 | 0 | 07-May-2019 | 09-May-2019 | |||||||||||
PIONEER NATURAL RESOURCES COMPANY | ||||||||||||||||||
Security | 723787107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | PXD | Meeting Date | 16-May-2019 | |||||||||||||||
ISIN | US7237871071 | Agenda | 934976652 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Edison C. Buchanan | Management | For | For | ||||||||||||||
1b. | Election of Director: Andrew F. Cates | Management | For | For | ||||||||||||||
1c. | Election of Director: Phillip A. Gobe | Management | For | For | ||||||||||||||
1d. | Election of Director: Larry R. Grillot | Management | For | For | ||||||||||||||
1e. | Election of Director: Stacy P. Methvin | Management | For | For | ||||||||||||||
1f. | Election of Director: Royce W. Mitchell | Management | For | For | ||||||||||||||
1g. | Election of Director: Frank A. Risch | Management | For | For | ||||||||||||||
1h. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||||||||
1i. | Election of Director: Mona K. Sutphen | Management | For | For | ||||||||||||||
1j. | Election of Director: J. Kenneth Thompson | Management | For | For | ||||||||||||||
1k. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||||||||
1l. | Election of Director: Michael D. Wortley | Management | For | For | ||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,500 | 0 | 14-May-2019 | 17-May-2019 | |||||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ICE | Meeting Date | 17-May-2019 | |||||||||||||||
ISIN | US45866F1049 | Agenda | 934964380 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director for term expiring in 2020: Hon. Sharon Y. Bowen | Management | For | For | ||||||||||||||
1b. | Election of Director for term expiring in 2020: Charles R. Crisp | Management | For | For | ||||||||||||||
1c. | Election of Director for term expiring in 2020: Duriya M. Farooqui | Management | For | For | ||||||||||||||
1d. | Election of Director for term expiring in 2020: Jean-Marc Forneri | Management | For | For | ||||||||||||||
1e. | Election of Director for term expiring in 2020: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||||||||
1f. | Election of Director for term expiring in 2020: Hon. Frederick W. Hatfield | Management | For | For | ||||||||||||||
1g. | Election of Director for term expiring in 2020: Thomas E. Noonan | Management | For | For | ||||||||||||||
1h. | Election of Director for term expiring in 2020: Frederic V. Salerno | Management | For | For | ||||||||||||||
1i. | Election of Director for term expiring in 2020: Jeffrey C. Sprecher | Management | For | For | ||||||||||||||
1j. | Election of Director for term expiring in 2020: Judith A. Sprieser | Management | For | For | ||||||||||||||
1k. | Election of Director for term expiring in 2020: Vincent Tese | Management | For | For | ||||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | Against | Against | ||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 20,000 | 0 | 14-May-2019 | 20-May-2019 | |||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||||||||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||||||||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||||
1e. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||
1f. | Election of Director: James Dimon | Management | For | For | ||||||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | ||||||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||||||||
2. | Advisory resolution to approve executive compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||||||
4. | Gender pay equity report | Shareholder | For | Against | ||||||||||||||
5. | Enhance shareholder proxy access | Shareholder | For | Against | ||||||||||||||
6. | Cumulative voting | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 27,000 | 0 | 17-May-2019 | 22-May-2019 | |||||||||||
MID-AMERICA APARTMENT COMMUNITIES, INC. | ||||||||||||||||||
Security | 59522J103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MAA | Meeting Date | 21-May-2019 | |||||||||||||||
ISIN | US59522J1034 | Agenda | 935000834 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: H. Eric Bolton, Jr. | Management | For | For | ||||||||||||||
1b. | Election of Director: Russell R. French | Management | For | For | ||||||||||||||
1c. | Election of Director: Alan B. Graf, Jr. | Management | For | For | ||||||||||||||
1d. | Election of Director: Toni Jennings | Management | For | For | ||||||||||||||
1e. | Election of Director: James K. Lowder | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas H. Lowder | Management | For | For | ||||||||||||||
1g. | Election of Director: Monica McGurk | Management | For | For | ||||||||||||||
1h. | Election of Director: Claude B. Nielsen | Management | For | For | ||||||||||||||
1i. | Election of Director: Philip W. Norwood | Management | For | For | ||||||||||||||
1j. | Election of Director: W. Reid Sanders | Management | For | For | ||||||||||||||
1k. | Election of Director: Gary Shorb | Management | For | For | ||||||||||||||
1l. | Election of Director: David P. Stockert | Management | For | For | ||||||||||||||
2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | Against | Against | ||||||||||||||
3. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,394 | 0 | 17-May-2019 | 22-May-2019 | |||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 22-May-2019 | |||||||||||||||
ISIN | US8064071025 | Agenda | 934978757 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||||||
1b. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||||||
1c. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||||||
1d. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||||||
1e. | Election of Director: Paul Brons | Management | For | For | ||||||||||||||
1f. | Election of Director: Shira Goodman | Management | For | For | ||||||||||||||
1g. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||||||
1h. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||||||
1i. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||||||
1j. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||||||
1k. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||||||
1l. | Election of Director: Steven Paladino | Management | For | For | ||||||||||||||
1m. | Election of Director: Carol Raphael | Management | For | For | ||||||||||||||
1n. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||||||
1o. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||||||
2. | Proposal to approve, by non-binding vote, the 2018 compensation paid to the Company's Named Executive Officers. | Management | Against | Against | ||||||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 9,000 | 0 | 17-May-2019 | 23-May-2019 | |||||||||||
NVIDIA CORPORATION | ||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 22-May-2019 | |||||||||||||||
ISIN | US67066G1040 | Agenda | 934982807 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||||||
1b. | Election of Director: Tench Coxe | Management | For | For | ||||||||||||||
1c. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||||||
1d. | Election of Director: James C. Gaither | Management | For | For | ||||||||||||||
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||||||
1f. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||||||
1g. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||||||
1h. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||||||
1i. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||||||
1j. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||||||
1k. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||||||
1l. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||||||
2. | Approval of our executive compensation. | Management | Against | Against | ||||||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||
4. | Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,650 | 0 | 17-May-2019 | 23-May-2019 | |||||||||||
AMAZON.COM, INC. | ||||||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||||||||||||||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||||||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||||||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||||||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||||||
1h. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||||||||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||||||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||
4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | For | Against | ||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | ||||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | ||||||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | ||||||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | For | Against | ||||||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | ||||||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | For | Against | ||||||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | For | Against | ||||||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | For | Against | ||||||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER PAY REPORTING. | Shareholder | For | Against | ||||||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | For | Against | ||||||||||||||
15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 550 | 0 | 17-May-2019 | 23-May-2019 | |||||||||||
THE HOME DEPOT, INC. | ||||||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |||||||||||||||
ISIN | US4370761029 | Agenda | 934976157 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||||||
1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||||||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||||||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||||
1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||||||
1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||||||
1g. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||||||
1j. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||||||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||||||
1l. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | Against | Against | ||||||||||||||
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | ||||||||||||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | For | Against | ||||||||||||||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 6,500 | 0 | 21-May-2019 | 24-May-2019 | |||||||||||
MCDONALD'S CORPORATION | ||||||||||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MCD | Meeting Date | 23-May-2019 | |||||||||||||||
ISIN | US5801351017 | Agenda | 934980473 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Lloyd Dean | Management | For | For | ||||||||||||||
1b. | Election of Director: Stephen Easterbrook | Management | For | For | ||||||||||||||
1c. | Election of Director: Robert Eckert | Management | For | For | ||||||||||||||
1d. | Election of Director: Margaret Georgiadis | Management | For | For | ||||||||||||||
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||||||
1f. | Election of Director: Richard Lenny | Management | For | For | ||||||||||||||
1g. | Election of Director: John Mulligan | Management | For | For | ||||||||||||||
1h. | Election of Director: Sheila Penrose | Management | For | For | ||||||||||||||
1i. | Election of Director: John Rogers, Jr. | Management | For | For | ||||||||||||||
1j. | Election of Director: Paul Walsh | Management | For | For | ||||||||||||||
1k. | Election of Director: Miles White | Management | For | For | ||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||||||
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2019. | Management | For | For | ||||||||||||||
4. | Vote to approve an amendment to the Company's Certificate of Incorporation to lower the authorized range of the number of Directors on the Board to 7 to 15 Directors. | Management | For | For | ||||||||||||||
5. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 21-May-2019 | 24-May-2019 | |||||||||||
DOWDUPONT INC. | ||||||||||||||||||
Security | 26078J100 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | |||||||||||||||
ISIN | US26078J1007 | Agenda | 935023426 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | ||||||||||||||
2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 20-May-2019 | 24-May-2019 | |||||||||||
CHINA TELECOM CORPORATION LIMITED | ||||||||||||||||||
Security | 169426103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CHA | Meeting Date | 29-May-2019 | |||||||||||||||
ISIN | US1694261033 | Agenda | 935014770 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
O1 | THAT the consolidated financial statements of the Company, the report of the Board of Directors, the report of the Supervisory Committee and the report of the international auditor for the year ended 31 December 2018 be considered and approved, and the Board of Directors of the Company be authorised to prepare the budget of the Company for the year 2019. | Management | For | For | ||||||||||||||
O2 | THAT the profit distribution proposal and the declaration and payment of a final dividend for the year ended 31 December 2018 be considered and approved. | Management | For | For | ||||||||||||||
O3 | THAT the re-appointment of Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the international auditor and domestic auditor of the Company respectively for the year ending on 31 December 2019 be considered and approved, and the Board be authorised to fix the remuneration of the auditors. | Management | For | For | ||||||||||||||
S4a | To approve the amendments to the Articles of Association | Management | For | For | ||||||||||||||
S4b | To authorise any Director of the Company to complete registration or filing of the amendments to the Articles of Association | Management | For | For | ||||||||||||||
S5a | To consider and approve the issue of debentures by the Company | Management | For | For | ||||||||||||||
S5b | To authorise the Board to issue debentures and determine the specific terms, conditions and other matters of the debentures | Management | For | For | ||||||||||||||
S5c | To consider and approve the centralised registration of debentures by the Company | Management | For | For | ||||||||||||||
S6a | To consider and approve the issue of company bonds in the People's Republic of China | Management | For | For | ||||||||||||||
S6b | To authorise the Board to issue company bonds and determine the specific terms, conditions and other matters of the company bonds in the People's Republic of China | Management | For | For | ||||||||||||||
7 | To grant a general mandate to the Board to issue, allot and deal with additional shares in the Company not exceeding 20% of each of the existing domestic Shares and H Shares in issue | Management | For | For | ||||||||||||||
8 | To authorise the Board to increase the registered capital of the Company and to amend the articles of association of the Company to reflect such increase in the registered capital of the Company under the general mandate | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 5,000 | 0 | 14-May-2019 | 20-May-2019 | |||||||||||
LOWE'S COMPANIES, INC. | ||||||||||||||||||
Security | 548661107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LOW | Meeting Date | 31-May-2019 | |||||||||||||||
ISIN | US5486611073 | Agenda | 934988493 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Raul Alvarez | For | For | |||||||||||||||
2 | David H. Batchelder | For | For | |||||||||||||||
3 | Angela F. Braly | For | For | |||||||||||||||
4 | Sandra B. Cochran | For | For | |||||||||||||||
5 | Laurie Z. Douglas | For | For | |||||||||||||||
6 | Richard W. Dreiling | For | For | |||||||||||||||
7 | Marvin R. Ellison | For | For | |||||||||||||||
8 | James H. Morgan | For | For | |||||||||||||||
9 | Brian C. Rogers | For | For | |||||||||||||||
10 | Bertram L. Scott | For | For | |||||||||||||||
11 | Lisa W. Wardell | For | For | |||||||||||||||
12 | Eric C. Wiseman | For | For | |||||||||||||||
2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2018. | Management | Against | Against | ||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 8,000 | 0 | 28-May-2019 | 03-Jun-2019 | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | |||||||||||||||
ISIN | US91324P1021 | Agenda | 934998963 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | ||||||||||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||||||
1h. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||||||||
1i. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | ||||||||||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | Against | Against | ||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | Management | For | For | ||||||||||||||
4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 500 | 0 | 28-May-2019 | 04-Jun-2019 | |||||||||||
WALMART INC. | ||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | |||||||||||||||
ISIN | US9311421039 | Agenda | 935000872 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Cesar Conde | Management | For | For | ||||||||||||||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | ||||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||
1d. | Election of Director: Sarah J. Friar | Management | For | For | ||||||||||||||
1e. | Election of Director: Carla A. Harris | Management | For | For | ||||||||||||||
1f. | Election of Director: Thomas W. Horton | Management | For | For | ||||||||||||||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | ||||||||||||||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | ||||||||||||||
1i. | Election of Director: Gregory B. Penner | Management | For | For | ||||||||||||||
1j. | Election of Director: Steven S Reinemund | Management | For | For | ||||||||||||||
1k. | Election of Director: S. Robson Walton | Management | For | For | ||||||||||||||
1l. | Election of Director: Steuart L. Walton | Management | For | For | ||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | ||||||||||||||
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | Against | For | ||||||||||||||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 12,500 | 0 | 03-Jun-2019 | 06-Jun-2019 | |||||||||||
COMCAST CORPORATION | ||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 05-Jun-2019 | |||||||||||||||
ISIN | US20030N1019 | Agenda | 935008284 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||||||
2 | Madeline S. Bell | For | For | |||||||||||||||
3 | Sheldon M. Bonovitz | For | For | |||||||||||||||
4 | Edward D. Breen | For | For | |||||||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||||||
8 | Asuka Nakahara | For | For | |||||||||||||||
9 | David C. Novak | For | For | |||||||||||||||
10 | Brian L. Roberts | For | For | |||||||||||||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||||||||
3. | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | Management | For | For | ||||||||||||||
4. | Advisory vote on executive compensation | Management | Against | Against | ||||||||||||||
5. | To require an independent board chairman | Shareholder | Against | For | ||||||||||||||
6. | To provide a lobbying report | Shareholder | Against | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 44,000 | 0 | 31-May-2019 | 06-Jun-2019 | |||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | |||||||||||||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | |||||||||||||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||
1 | M. Elyse Allan | For | For | |||||||||||||||
2 | Angela F. Braly | For | For | |||||||||||||||
3 | M. Kempston Darkes | For | For | |||||||||||||||
4 | Murilo Ferreira | For | For | |||||||||||||||
5 | Frank J. McKenna | For | For | |||||||||||||||
6 | Rafael Miranda | For | For | |||||||||||||||
7 | Seek Ngee Huat | For | For | |||||||||||||||
8 | Diana L. Taylor | For | For | |||||||||||||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||||||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular"). | Management | For | For | ||||||||||||||
4 | The 2019 Plan Resolution set out in the Circular. | Management | For | For | ||||||||||||||
5 | The Shareholder Proposal One set out in the Circular. | Shareholder | For | Against | ||||||||||||||
6 | The Shareholder Proposal Two set out in the Circular. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 24,000 | 0 | 21-Jun-2019 | 17-Jun-2019 | |||||||||||
ALPHABET INC. | ||||||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||||||||||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||
1 | Larry Page | For | For | |||||||||||||||
2 | Sergey Brin | For | For | |||||||||||||||
3 | John L. Hennessy | For | For | |||||||||||||||
4 | L. John Doerr | For | For | |||||||||||||||
5 | Roger W. Ferguson, Jr. | For | For | |||||||||||||||
6 | Ann Mather | For | For | |||||||||||||||
7 | Alan R. Mulally | For | For | |||||||||||||||
8 | Sundar Pichai | For | For | |||||||||||||||
9 | K. Ram Shriram | For | For | |||||||||||||||
10 | Robin L. Washington | For | For | |||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||||||||||
3. | The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | For | For | ||||||||||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
5. | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||||
6. | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||||
7. | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
8. | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
9. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
10. | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
11. | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
12. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
13. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
14. | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
15. | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
16. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 800 | 0 | 03-Jun-2019 | 20-Jun-2019 | |||||||||||
CENTENE CORPORATION | ||||||||||||||||||
Security | 15135B101 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CNC | Meeting Date | 24-Jun-2019 | |||||||||||||||
ISIN | US15135B1017 | Agenda | 935038213 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1. | To approve the issuance of Centene Corporation ("Centene") common stock, par value $0.001 per share, pursuant to the Agreement and Plan of Merger, dated as of March 26, 2019, by and among Centene, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc., as may be amended from time to time (the "Share Issuance Proposal"). | Management | For | For | ||||||||||||||
2. | To approve any proposal to adjourn the Special Meeting of Stockholders of Centene (the "Centene Special Meeting") from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Centene Special Meeting to approve the Share Issuance Proposal. | Management | For | For | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 7,000 | 0 | 21-Jun-2019 | 25-Jun-2019 | |||||||||||
MASTERCARD INCORPORATED | ||||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |||||||||||||||
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of director: Richard Haythornthwaite | Management | For | For | ||||||||||||||
1b. | Election of director: Ajay Banga | Management | For | For | ||||||||||||||
1c. | Election of director: David R. Carlucci | Management | For | For | ||||||||||||||
1d. | Election of director: Richard K. Davis | Management | For | For | ||||||||||||||
1e. | Election of director: Steven J. Freiberg | Management | For | For | ||||||||||||||
1f. | Election of director: Julius Genachowski | Management | For | For | ||||||||||||||
1g. | Election of director: Choon Phong Goh | Management | For | For | ||||||||||||||
1h. | Election of director: Merit E. Janow | Management | For | For | ||||||||||||||
1i. | Election of director: Oki Matsumoto | Management | For | For | ||||||||||||||
1j. | Election of director: Youngme Moon | Management | For | For | ||||||||||||||
1k. | Election of director: Rima Qureshi | Management | For | For | ||||||||||||||
1l. | Election of director: José Octavio Reyes Lagunes | Management | For | For | ||||||||||||||
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | ||||||||||||||
1n. | Election of director: Jackson Tai | Management | For | For | ||||||||||||||
1o. | Election of director: Lance Uggla | Management | For | For | ||||||||||||||
2. | Advisory approval of Mastercard's executive compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 | Management | For | For | ||||||||||||||
4. | Consideration of a stockholder proposal on gender pay gap | Shareholder | For | Against | ||||||||||||||
5. | Consideration of a stockholder proposal on creation of a human rights committee | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 2,000 | 0 | 21-Jun-2019 | 26-Jun-2019 | |||||||||||
DOWDUPONT INC. | ||||||||||||||||||
Security | 26078J100 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | |||||||||||||||
ISIN | US26078J1007 | Agenda | 935019679 - Management | |||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||
1a. | Election of Director: Edward D. Breen | Management | For | For | ||||||||||||||
1b. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||||||
1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | ||||||||||||||
1d. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||
1e. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||||||||
1f. | Election of Director: C. Marc Doyle | Management | For | For | ||||||||||||||
1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||||||||||
1h. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||||||||
1i. | Election of Director: Luther C. Kissam | Management | For | For | ||||||||||||||
1j. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||||||||||
1k. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||||||||
1l. | Election of Director: Steven M. Sterin | Management | For | For | ||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | Against | Against | ||||||||||||||
3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||||
4. | Right to Act by Written Consent | Shareholder | For | Against | ||||||||||||||
5. | Preparation of an Executive Compensation Report | Shareholder | For | Against | ||||||||||||||
6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | For | Against | ||||||||||||||
7. | Preparation of a Report on Plastic Pollution | Shareholder | For | Against | ||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||
19-2900 | 19-2900 | 19-2900 | U.S. BANK | 11,000 | 0 | 21-Jun-2019 | 26-Jun-2019 |
Government Street Mid-Cap Fund Proxy Voting Record 7/1/18 to 6/30/19
RSP PERMIAN INC | |||||||||||||||||||||||
Security | 74978Q105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | RSPP | Meeting Date | 17-Jul-2018 | ||||||||||||||||||||
ISIN | US74978Q1058 | Agenda | 934846683 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated March 27, 2018, among RSP Permian, Inc., Concho Resources Inc. and Green Merger Sub Inc. (as it may be amended from time to time, the "Merger Agreement"). | Management | For | For | |||||||||||||||||||
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to RSP Permian, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 25-Jun-2018 | 18-Jul-2018 | ||||||||||||||||
SCANA CORPORATION | |||||||||||||||||||||||
Security | 80589M102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | SCG | Meeting Date | 31-Jul-2018 | ||||||||||||||||||||
ISIN | US80589M1027 | Agenda | 934849209 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To approve the merger agreement, pursuant to which Merger Sub will be merged with and into SCANA, with SCANA surviving the merger as a wholly owned subsidiary of Dominion Energy, and each outstanding share of SCANA common stock will be converted into the right to receive 0.6690 of a share of Dominion Energy common stock, with cash paid in lieu of fractional shares. | Management | For | For | |||||||||||||||||||
2. | The proposal to approve, on a non-binding advisory basis, the compensation to be paid to SCANA's named executive officers that is based on or otherwise relates to the merger. | Management | Against | Against | |||||||||||||||||||
3. | The proposal to adjourn the special meeting, if necessary or appropriate, in the view of the SCANA board to solicit additional proxies in favor of the merger proposal if there are not sufficient votes at the time of the special meeting to approve the merger proposal. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,530 | 0 | 16-Jul-2018 | 01-Aug-2018 | ||||||||||||||||
XILINX, INC. | |||||||||||||||||||||||
Security | 983919101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XLNX | Meeting Date | 01-Aug-2018 | ||||||||||||||||||||
ISIN | US9839191015 | Agenda | 934848067 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Dennis Segers | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Raman Chitkara | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Saar Gillai | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Ronald S. Jankov | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Mary Louise Krakauer | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Thomas H. Lee | Management | For | For | |||||||||||||||||||
1g. | Election of Director: J. Michael Patterson | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Victor Peng | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Albert A. Pimentel | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Marshall C. Turner | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | |||||||||||||||||||
2. | Amendment to Company's 1990 Employee Qualified Stock Purchase Plan to increase the shares reserved for issuance by 3,000,000. | Management | For | For | |||||||||||||||||||
3. | Amendment to Company's 2007 Equity Incentive Plan to increase shares reserved for issuance thereunder by 3,000,000 shares. | Management | For | For | |||||||||||||||||||
4. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Against | Against | |||||||||||||||||||
5. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's external auditors for fiscal 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 16-Jul-2018 | 02-Aug-2018 | ||||||||||||||||
MICROCHIP TECHNOLOGY INCORPORATED | |||||||||||||||||||||||
Security | 595017104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MCHP | Meeting Date | 14-Aug-2018 | ||||||||||||||||||||
ISIN | US5950171042 | Agenda | 934858068 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: Steve Sanghi | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: Matthew W. Chapman | Management | For | For | |||||||||||||||||||
1.3 | Election of Director: L.B. Day | Management | For | For | |||||||||||||||||||
1.4 | Election of Director: Esther L. Johnson | Management | For | For | |||||||||||||||||||
1.5 | Election of Director: Wade F. Meyercord | Management | For | For | |||||||||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 13-Aug-2018 | 15-Aug-2018 | ||||||||||||||||
VECTREN CORPORATION | |||||||||||||||||||||||
Security | 92240G101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | VVC | Meeting Date | 28-Aug-2018 | ||||||||||||||||||||
ISIN | US92240G1013 | Agenda | 934858791 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approve the Agreement and Plan of Merger, dated as of April 21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc., a wholly owned subsidiary of CenterPoint Energy, Inc., and the transactions contemplated thereby, including the merger of Pacer Merger Sub, Inc. with and into Vectren Corporation. | Management | For | For | |||||||||||||||||||
2. | Approve a non-binding advisory proposal approving the compensation of the named executive officers that will or may become payable in connection with the merger. | Management | Against | Against | |||||||||||||||||||
3. | Approve any motion to adjourn the Special Meeting, if necessary. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,600 | 0 | 13-Aug-2018 | 29-Aug-2018 | ||||||||||||||||
SCANA CORPORATION | |||||||||||||||||||||||
Security | 80589M102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SCG | Meeting Date | 12-Sep-2018 | ||||||||||||||||||||
ISIN | US80589M1027 | Agenda | 934867663 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | James A. Bennett* | For | For | ||||||||||||||||||||
2 | Lynne M. Miller* | For | For | ||||||||||||||||||||
3 | James W. Roquemore* | For | For | ||||||||||||||||||||
4 | Maceo K. Sloan* | For | For | ||||||||||||||||||||
5 | John E. Bachman# | For | For | ||||||||||||||||||||
6 | Patricia D. Galloway# | For | For | ||||||||||||||||||||
2. | Advisory (non-binding) vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Approval of the appointment of the independent registered public accounting firm. | Management | For | For | |||||||||||||||||||
4. | Approval of Board-proposed amendments to Article 8 of our Articles of Incorporation to declassify the Board of Directors and provide for the annual election of all directors. | Management | For | For | |||||||||||||||||||
5. | Vote on shareholder proposal for assessment of the impact of public policies and technological advances consistent with limiting global warming. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,530 | 0 | 05-Sep-2018 | 13-Sep-2018 | ||||||||||||||||
ANDEAVOR | |||||||||||||||||||||||
Security | 03349M105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | ANDV | Meeting Date | 24-Sep-2018 | ||||||||||||||||||||
ISIN | US03349M1053 | Agenda | 934865948 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, Marathon Petroleum Corporation, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time, which is referred to as the merger agreement. | Management | For | For | |||||||||||||||||||
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Andeavor's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | |||||||||||||||||||
3. | To adjourn the special meeting, if reasonably necessary to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,740 | 0 | 17-Sep-2018 | 25-Sep-2018 | ||||||||||||||||
BIO-TECHNE CORP | |||||||||||||||||||||||
Security | 09073M104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TECH | Meeting Date | 25-Oct-2018 | ||||||||||||||||||||
ISIN | US09073M1045 | Agenda | 934876698 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To set the number of Directors at eight. | Management | For | For | |||||||||||||||||||
2a. | Election of Director: Robert V. Baumgartner | Management | For | For | |||||||||||||||||||
2b. | Election of Director: John L. Higgins | Management | For | For | |||||||||||||||||||
2c. | Election of Director: Joseph D. Keegan, Ph.D. | Management | For | For | |||||||||||||||||||
2d. | Election of Director: Charles R. Kummeth | Management | For | For | |||||||||||||||||||
2e. | Election of Director: Roeland Nusse, Ph.D. | Management | For | For | |||||||||||||||||||
2f. | Election of Director: Alpna Seth, Ph.D. | Management | For | For | |||||||||||||||||||
2g. | Election of Director: Randolph Steer, M.D., Ph.D. | Management | For | For | |||||||||||||||||||
2h. | Election of Director: Harold J. Wiens | Management | For | For | |||||||||||||||||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | |||||||||||||||||||
4. | Approve an amendment to the Second Amended and Restated 2010 Equity Incentive Plan, to allocate 900,000 additional shares to the Plan reserve. | Management | For | For | |||||||||||||||||||
5. | Ratify the appointment of the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 19-Oct-2018 | 26-Oct-2018 | ||||||||||||||||
HARRIS CORPORATION | |||||||||||||||||||||||
Security | 413875105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HRS | Meeting Date | 26-Oct-2018 | ||||||||||||||||||||
ISIN | US4138751056 | Agenda | 934875420 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: James F. Albaugh | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Sallie B. Bailey | Management | For | For | |||||||||||||||||||
1c. | Election of Director: William M. Brown | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Peter W. Chiarelli | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Thomas A. Dattilo | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Roger B. Fradin | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Lewis Hay III | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Vyomesh I. Joshi | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Leslie F. Kenne | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Gregory T. Swienton | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Hansel E. Tookes II | Management | For | For | |||||||||||||||||||
2. | Advisory Vote to Approve the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 19-Oct-2018 | 29-Oct-2018 | ||||||||||||||||
LAM RESEARCH CORPORATION | |||||||||||||||||||||||
Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LRCX | Meeting Date | 06-Nov-2018 | ||||||||||||||||||||
ISIN | US5128071082 | Agenda | 934879098 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Martin B. Anstice | For | For | ||||||||||||||||||||
2 | Eric K. Brandt | For | For | ||||||||||||||||||||
3 | Michael R. Cannon | For | For | ||||||||||||||||||||
4 | Youssef A. El-Mansy | For | For | ||||||||||||||||||||
5 | Christine A. Heckart | For | For | ||||||||||||||||||||
6 | Catherine P. Lego | For | For | ||||||||||||||||||||
7 | Stephen G. Newberry | For | For | ||||||||||||||||||||
8 | Abhijit Y. Talwalkar | For | For | ||||||||||||||||||||
9 | Lih Shyng Tsai | For | For | ||||||||||||||||||||
2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | Against | Against | |||||||||||||||||||
3. | Approval of the adoption of the Lam Research Corporation 1999 Employee Stock Purchase Plan, as amended and restated. | Management | For | For | |||||||||||||||||||
4. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,200 | 0 | 05-Nov-2018 | 07-Nov-2018 | ||||||||||||||||
WESTERN DIGITAL CORPORATION | |||||||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDC | Meeting Date | 07-Nov-2018 | ||||||||||||||||||||
ISIN | US9581021055 | Agenda | 934880673 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Martin I. Cole | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Kathleen A. Cote | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Henry T. DeNero | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Tunc Doluca | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Michael D. Lambert | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Len J. Lauer | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Matthew E. Massengill | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Stephen D. Milligan | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Paula A. Price | Management | For | For | |||||||||||||||||||
2. | To approve on an advisory basis the named executive officer compensation disclosed in the Proxy Statement. | Management | Against | Against | |||||||||||||||||||
3. | To approve an amendment and restatement of our 2017 Performance Incentive Plan that would, among other things, increase by 6,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | |||||||||||||||||||
4. | To approve an amendment and restatement of our 2005 Employee Stock Purchase Plan that would, among other things, increase by 10,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | |||||||||||||||||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,693 | 0 | 05-Nov-2018 | 08-Nov-2018 | ||||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BR | Meeting Date | 08-Nov-2018 | ||||||||||||||||||||
ISIN | US11133T1034 | Agenda | 934880724 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a) | Election of Director: Leslie A. Brun | Management | For | For | |||||||||||||||||||
1b) | Election of Director: Pamela L. Carter | Management | For | For | |||||||||||||||||||
1c) | Election of Director: Richard J. Daly | Management | For | For | |||||||||||||||||||
1d) | Election of Director: Robert N. Duelks | Management | For | For | |||||||||||||||||||
1e) | Election of Director: Brett A. Keller | Management | For | For | |||||||||||||||||||
1f) | Election of Director: Stuart R. Levine | Management | For | For | |||||||||||||||||||
1g) | Election of Director: Maura A. Markus | Management | For | For | |||||||||||||||||||
1h) | Election of Director: Thomas J. Perna | Management | For | For | |||||||||||||||||||
1i) | Election of Director: Alan J. Weber | Management | For | For | |||||||||||||||||||
2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | Against | Against | |||||||||||||||||||
3) | To approve the 2018 Omnibus Award Plan. | Management | For | For | |||||||||||||||||||
4) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 05-Nov-2018 | 09-Nov-2018 | ||||||||||||||||
RESMED INC. | |||||||||||||||||||||||
Security | 761152107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RMD | Meeting Date | 15-Nov-2018 | ||||||||||||||||||||
ISIN | US7611521078 | Agenda | 934881980 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of director to serve until our 2021 annual meeting: Peter Farrell | Management | For | For | |||||||||||||||||||
1b. | Election of director to serve until our 2021 annual meeting: Harjit Gill | Management | For | For | |||||||||||||||||||
1c. | Election of director to serve until our 2021 annual meeting: Ron Taylor | Management | For | For | |||||||||||||||||||
2. | Ratify our selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||
3. | Approve an amendment to the ResMed Inc. 2009 Employee Stock Purchase Plan, which increases the number of shares authorized for issue under the plan by 2 million shares, from 4.2 million shares to 6.2 million shares, and extends the term of the plan through November 15, 2028. | Management | For | For | |||||||||||||||||||
4. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in this proxy statement ("say-on-pay"). | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 08-Nov-2018 | 16-Nov-2018 | ||||||||||||||||
CRACKER BARREL OLD COUNTRY STORE, INC. | |||||||||||||||||||||||
Security | 22410J106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CBRL | Meeting Date | 15-Nov-2018 | ||||||||||||||||||||
ISIN | US22410J1060 | Agenda | 934882045 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | James W. Bradford | For | For | ||||||||||||||||||||
2 | Thomas H. Barr | For | For | ||||||||||||||||||||
3 | Sandra B. Cochran | For | For | ||||||||||||||||||||
4 | Meg G. Crofton | For | For | ||||||||||||||||||||
5 | Richard J. Dobkin | For | For | ||||||||||||||||||||
6 | Norman E. Johnson | For | For | ||||||||||||||||||||
7 | William W. McCarten | For | For | ||||||||||||||||||||
8 | Coleman H. Peterson | For | For | ||||||||||||||||||||
9 | Andrea M. Weiss | For | For | ||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement that accompanies this notice. | Management | Against | Against | |||||||||||||||||||
3. | To approve the Company's shareholder rights plan which was adopted by our Board of Directors on April 9, 2018. | Management | For | For | |||||||||||||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 08-Nov-2018 | 16-Nov-2018 | ||||||||||||||||
JACK HENRY & ASSOCIATES, INC. | |||||||||||||||||||||||
Security | 426281101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JKHY | Meeting Date | 15-Nov-2018 | ||||||||||||||||||||
ISIN | US4262811015 | Agenda | 934885635 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | M. Flanigan | For | For | ||||||||||||||||||||
2 | J. Prim | For | For | ||||||||||||||||||||
3 | T. Wilson | For | For | ||||||||||||||||||||
4 | J. Fiegel | For | For | ||||||||||||||||||||
5 | T. Wimsett | For | For | ||||||||||||||||||||
6 | L. Kelly | For | For | ||||||||||||||||||||
7 | S. Miyashiro | For | For | ||||||||||||||||||||
8 | W. Brown | For | For | ||||||||||||||||||||
9 | D. Foss | For | For | ||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the selection of the Company's independent registered public accounting firm. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,450 | 0 | 08-Nov-2018 | 16-Nov-2018 | ||||||||||||||||
ENERGEN CORPORATION | |||||||||||||||||||||||
Security | 29265N108 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | EGN | Meeting Date | 27-Nov-2018 | ||||||||||||||||||||
ISIN | US29265N1081 | Agenda | 934894002 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To approve the Agreement and Plan of Merger, dated August 14, 2018, by and among Diamondback Energy, Inc., Sidewinder Merger Sub Inc. and Energen Corporation (as it may be amended from time to time, the "Merger Agreement") | Management | For | For | |||||||||||||||||||
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Energen Corporation's named executive officers that is based on or otherwise relates to the merger contemplated by the Merger Agreement | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 12-Nov-2018 | 28-Nov-2018 | ||||||||||||||||
CME GROUP INC. | |||||||||||||||||||||||
Security | 12572Q105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CME | Meeting Date | 29-Nov-2018 | ||||||||||||||||||||
ISIN | US12572Q1058 | Agenda | 934879909 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,735 | 0 | 20-Nov-2018 | 30-Nov-2018 | ||||||||||||||||
DONALDSON COMPANY, INC. | |||||||||||||||||||||||
Security | 257651109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DCI | Meeting Date | 30-Nov-2018 | ||||||||||||||||||||
ISIN | US2576511099 | Agenda | 934887184 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Andrew Cecere | For | For | ||||||||||||||||||||
2 | James J. Owens | For | For | ||||||||||||||||||||
3 | Trudy A. Rautio | For | For | ||||||||||||||||||||
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 20-Nov-2018 | 03-Dec-2018 | ||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | |||||||||||||||||||||||
Security | 405217100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | ||||||||||||||||||||
ISIN | US4052171000 | Agenda | 934895802 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Andrew R. Heyer | Management | For | For | |||||||||||||||||||
1c. | Election of Director: R. Dean Hollis | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Roger Meltzer | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Mark Schiller | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Jack L. Sinclair | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Glenn W. Welling | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Dawn M. Zier | Management | For | For | |||||||||||||||||||
2. | To approve, on an advisory basis, named executive officer compensation for the fiscal year ended June 30, 2018. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 20-Nov-2018 | 06-Dec-2018 | ||||||||||||||||
VAIL RESORTS, INC. | |||||||||||||||||||||||
Security | 91879Q109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MTN | Meeting Date | 06-Dec-2018 | ||||||||||||||||||||
ISIN | US91879Q1094 | Agenda | 934891602 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Susan L. Decker | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Roland A. Hernandez | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Robert A. Katz | Management | For | For | |||||||||||||||||||
1d. | Election of Director: John T. Redmond | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Michele Romanow | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Hilary A. Schneider | Management | For | For | |||||||||||||||||||
1g. | Election of Director: D. Bruce Sewell | Management | For | For | |||||||||||||||||||
1h. | Election of Director: John F. Sorte | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Peter A. Vaughn | Management | For | For | |||||||||||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,600 | 0 | 20-Nov-2018 | 07-Dec-2018 | ||||||||||||||||
AUTOHOME, INC. | |||||||||||||||||||||||
Security | 05278C107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ATHM | Meeting Date | 19-Dec-2018 | ||||||||||||||||||||
ISIN | US05278C1071 | Agenda | 934898896 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Mr. Dong Liu be re-elected as a director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||||||||||||||
2. | Mr. Tianruo Pu be re-elected as an independent director and the chairman of the audit committee of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 20-Nov-2018 | 12-Dec-2018 | ||||||||||||||||
JACOBS ENGINEERING GROUP INC. | |||||||||||||||||||||||
Security | 469814107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JEC | Meeting Date | 16-Jan-2019 | ||||||||||||||||||||
ISIN | US4698141078 | Agenda | 934909271 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Joseph R. Bronson | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Juan Jose Suarez Coppel | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Robert C. Davidson, Jr. | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Steven J. Demetriou | Management | For | For | |||||||||||||||||||
1e. | Election of Director: General Ralph E. Eberhart | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Dawne S. Hickton | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Linda Fayne Levinson | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Robert A. McNamara | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Peter J. Robertson | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Christopher M.T. Thompson | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Barry L. Williams | Management | For | For | |||||||||||||||||||
2. | Advisory vote to approve the Company's executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,475 | 0 | 10-Dec-2018 | 17-Jan-2019 | ||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | |||||||||||||||||||||||
Security | 810186106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SMG | Meeting Date | 25-Jan-2019 | ||||||||||||||||||||
ISIN | US8101861065 | Agenda | 934911909 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | David C. Evans | For | For | ||||||||||||||||||||
2 | Adam Hanft | For | For | ||||||||||||||||||||
3 | Stephen L. Johnson | For | For | ||||||||||||||||||||
4 | Katherine H Littlefield | For | For | ||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 23-Jan-2019 | 28-Jan-2019 | ||||||||||||||||
ENERGIZER HOLDINGS, INC. | |||||||||||||||||||||||
Security | 29272W109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ENR | Meeting Date | 28-Jan-2019 | ||||||||||||||||||||
ISIN | US29272W1099 | Agenda | 934912533 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: Bill G. Armstrong | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Alan R. Hoskins | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Kevin J. Hunt | Management | For | For | |||||||||||||||||||
1D. | Election of Director: James C. Johnson | Management | For | For | |||||||||||||||||||
1E. | Election of Director: W. Patrick McGinnis | Management | For | For | |||||||||||||||||||
1F. | Election of Director: Patrick J. Moore | Management | For | For | |||||||||||||||||||
1G. | Election of Director: J. Patrick Mulcahy | Management | For | For | |||||||||||||||||||
1H. | Election of Director: Nneka L. Rimmer | Management | For | For | |||||||||||||||||||
1I. | Election of Director: Robert V. Vitale | Management | For | For | |||||||||||||||||||
2. | Advisory, non-binding vote on executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 23-Jan-2019 | 29-Jan-2019 | ||||||||||||||||
CENTENE CORPORATION | |||||||||||||||||||||||
Security | 15135B101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CNC | Meeting Date | 28-Jan-2019 | ||||||||||||||||||||
ISIN | US15135B1017 | Agenda | 934917723 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Approval of an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 23-Jan-2019 | 29-Jan-2019 | ||||||||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||||||||||
Security | 553530106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSM | Meeting Date | 29-Jan-2019 | ||||||||||||||||||||
ISIN | US5535301064 | Agenda | 934913458 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Mitchell Jacobson | For | For | ||||||||||||||||||||
2 | Erik Gershwind | For | For | ||||||||||||||||||||
3 | Jonathan Byrnes | For | For | ||||||||||||||||||||
4 | Roger Fradin | For | For | ||||||||||||||||||||
5 | Louise Goeser | For | For | ||||||||||||||||||||
6 | Michael Kaufmann | For | For | ||||||||||||||||||||
7 | Denis Kelly | For | For | ||||||||||||||||||||
8 | Steven Paladino | For | For | ||||||||||||||||||||
9 | Philip Peller | For | For | ||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 23-Jan-2019 | 30-Jan-2019 | ||||||||||||||||
WOODWARD, INC. | |||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 30-Jan-2019 | ||||||||||||||||||||
ISIN | US9807451037 | Agenda | 934916048 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: John D. Cohn | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: Eileen P. Drake | Management | For | For | |||||||||||||||||||
1.3 | Election of Director: James R. Rulseh | Management | For | For | |||||||||||||||||||
1.4 | Election of Director: Gregg C. Sengstack | Management | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2019. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||||||||
4. | PROPOSAL FOR THE APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,150 | 0 | 23-Jan-2019 | 31-Jan-2019 | ||||||||||||||||
VALVOLINE INC. | |||||||||||||||||||||||
Security | 92047W101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VVV | Meeting Date | 31-Jan-2019 | ||||||||||||||||||||
ISIN | US92047W1018 | Agenda | 934911745 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Richard J. Freeland | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Stephen F. Kirk | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Carol H. Kruse | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Stephen E. Macadam | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Vada O. Manager | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Charles M. Sonsteby | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Mary J. Twinem | Management | For | For | |||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | A non-binding advisory resolution approving Valvoline's executive compensation, as set forth in the Proxy Statement. | Management | Against | Against | |||||||||||||||||||
4. | Approval of an Amendment to the 2016 Valvoline Inc. Incentive Plan. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,236 | 0 | 23-Jan-2019 | 01-Feb-2019 | ||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | |||||||||||||||||||||||
Security | 28035Q102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EPC | Meeting Date | 01-Feb-2019 | ||||||||||||||||||||
ISIN | US28035Q1022 | Agenda | 934913472 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: David P. Hatfield | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Robert W. Black | Management | For | For | |||||||||||||||||||
1c. | Election of Director: George R. Corbin | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Daniel J. Heinrich | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Carla C. Hendra | Management | For | For | |||||||||||||||||||
1f. | Election of Director: R. David Hoover | Management | For | For | |||||||||||||||||||
1g. | Election of Director: John C. Hunter, III | Management | For | For | |||||||||||||||||||
1h. | Election of Director: James C. Johnson | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Elizabeth Valk Long | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Joseph D. O'Leary | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Rakesh Sachdev | Management | For | For | |||||||||||||||||||
1l. | Election of Director: Gary K. Waring | Management | For | For | |||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | To cast a non-binding advisory vote on executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 31-Jan-2019 | 04-Feb-2019 | ||||||||||||||||
ASHLAND GLOBAL HOLDINGS INC | |||||||||||||||||||||||
Security | 044186104 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | ASH | Meeting Date | 08-Feb-2019 | ||||||||||||||||||||
ISIN | US0441861046 | Agenda | 934918078 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | Brendan M. Cummins | For | For | ||||||||||||||||||||
2 | William G. Dempsey | For | For | ||||||||||||||||||||
3 | Jay V. Ihlenfeld | For | For | ||||||||||||||||||||
4 | Susan L. Main | For | For | ||||||||||||||||||||
5 | Jerome A. Peribere | For | For | ||||||||||||||||||||
6 | Craig A. Rogerson | For | For | ||||||||||||||||||||
7 | Mark C. Rohr | For | For | ||||||||||||||||||||
8 | Janice J. Teal | For | For | ||||||||||||||||||||
9 | Michael J. Ward | For | For | ||||||||||||||||||||
10 | K. Wilson-Thompson | For | For | ||||||||||||||||||||
11 | William A. Wulfsohn | For | For | ||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | A non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 05-Feb-2019 | 11-Feb-2019 | ||||||||||||||||
BERRY GLOBAL GROUP, INC. | |||||||||||||||||||||||
Security | 08579W103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BERY | Meeting Date | 06-Mar-2019 | ||||||||||||||||||||
ISIN | US08579W1036 | Agenda | 934924312 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Idalene F. Kesner | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Carl J. Rickertsen | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Thomas E. Salmon | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Paula A. Sneed | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Robert A. Steele | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Stephen E. Sterrett | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Scott B. Ullem | Management | For | For | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as Berry's independent registered public accountants for the fiscal year ending September 28, 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory, non-binding basis, our executive compensation. | Management | For | For | |||||||||||||||||||
4. | To vote on an advisory, non-binding basis, on whether the advisory, non-binding vote on executive compensation should occur every one, two or three years. | Management | 1 Year | Against | |||||||||||||||||||
5. | To approve an amendment to Berry's Certificate of Incorporation to enable stockholders who hold at least 25% of our outstanding common stock to call special stockholder meetings. | Management | For | For | |||||||||||||||||||
6. | To consider a stockholder proposal requesting the Board to take steps necessary to give stockholders who hold at least 15% of our outstanding common stock the right to call a special stockholder meeting. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 25-Feb-2019 | 07-Mar-2019 | ||||||||||||||||
ANALOG DEVICES, INC. | |||||||||||||||||||||||
Security | 032654105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADI | Meeting Date | 13-Mar-2019 | ||||||||||||||||||||
ISIN | US0326541051 | Agenda | 934921556 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Ray Stata | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Vincent Roche | Management | For | For | |||||||||||||||||||
1c. | Election of Director: James A. Champy | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Anantha P. Chandrakasan | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Bruce R. Evans | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Edward H. Frank | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Karen M. Golz | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Mark M. Little | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Neil Novich | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Kenton J. Sicchitano | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Lisa T. Su | Management | For | For | |||||||||||||||||||
2. | Advisory resolution to approve the compensation of our named executive officers. | Management | For | For | |||||||||||||||||||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
4. | Shareholder proposal relating to a diversity report. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,671 | 0 | 11-Mar-2019 | 14-Mar-2019 | ||||||||||||||||
L3 TECHNOLOGIES, INC. | |||||||||||||||||||||||
Security | 502413107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | LLL | Meeting Date | 04-Apr-2019 | ||||||||||||||||||||
ISIN | US5024131071 | Agenda | 934934832 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To consider and vote on a proposal (the "L3 merger agreement proposal") to adopt the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time), by and among Harris Corporation, L3 Technologies, Inc. and Leopard Merger Sub Inc., pursuant to which Leopard Merger Sub Inc. will merge with and into L3 Technologies, Inc. and L3 Technologies, Inc. will continue as the surviving corporation and wholly-owned subsidiary of Harris Corporation. | Management | For | For | |||||||||||||||||||
2. | To consider and vote on an advisory (non-binding) proposal (the "L3 compensation proposal") to approve the executive officer compensation that may be paid or become payable to L3 Technologies, Inc.'s named executive officers in connection with the merger. | Management | Against | Against | |||||||||||||||||||
3. | To consider and vote on a proposal (the "L3 adjournment proposal") to approve the adjournment of the Special Meeting of L3 stockholders, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to L3 stockholders. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 28-Mar-2019 | 05-Apr-2019 | ||||||||||||||||
HARRIS CORPORATION | |||||||||||||||||||||||
Security | 413875105 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | HRS | Meeting Date | 04-Apr-2019 | ||||||||||||||||||||
ISIN | US4138751056 | Agenda | 934935327 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To approve the issuance of shares of Harris Corporation ("Harris") common stock to the stockholders of L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time, the "merger agreement"), by and among Harris, L3 and Leopard Merger Sub Inc., a wholly-owned subsidiary of Harris (the "Harris share issuance proposal"). | Management | For | For | |||||||||||||||||||
2. | To adopt amendments to certain provisions of the certificate of incorporation of Harris (the "Harris charter amendment proposal"). | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Harris' named executive officers in connection with the transactions contemplated by the merger agreement. | Management | Against | Against | |||||||||||||||||||
4. | To approve the adjournment of the Harris stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Harris stockholder meeting to approve the Harris share issuance proposal and the Harris charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Harris stockholders. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 28-Mar-2019 | 05-Apr-2019 | ||||||||||||||||
UMPQUA HOLDINGS CORPORATION | |||||||||||||||||||||||
Security | 904214103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UMPQ | Meeting Date | 17-Apr-2019 | ||||||||||||||||||||
ISIN | US9042141039 | Agenda | 934934515 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Peggy Y. Fowler | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Stephen M. Gambee | Management | For | For | |||||||||||||||||||
1c. | Election of Director: James S. Greene | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Luis F. Machuca | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Cort L. O'Haver | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Maria M. Pope | Management | For | For | |||||||||||||||||||
1g. | Election of Director: John F. Schultz | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Susan F. Stevens | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Hilliard C. Terry III | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Bryan L. Timm | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Anddria Varnado | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF REGISTERED PUBLIC ACCOUNTING FIRM APPOINTMENT: The Audit and Compliance Committee has selected the independent registered public accounting firm of Deloitte & Touche LLP ("Deloitte") to act in such capacity for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION: We are requesting your non-binding vote on the following resolution: "RESOLVED, that the shareholders approve the compensation of the named executive officers as described in the Compensation Discussion and Analysis and the tabular and accompanying narrative disclosure of named executive officer compensation in the Proxy Statement for the 2019 Annual Meeting of Shareholders." | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 16-Apr-2019 | 18-Apr-2019 | ||||||||||||||||
FASTENAL COMPANY | |||||||||||||||||||||||
Security | 311900104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FAST | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||
ISIN | US3119001044 | Agenda | 934935606 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Willard D. Oberton | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Michael J. Ancius | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Michael J. Dolan | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Stephen L. Eastman | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Daniel L. Florness | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Rita J. Heise | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Darren R. Jackson | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Daniel L. Johnson | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Scott A. Satterlee | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Reyne K. Wisecup | Management | For | For | |||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | Against | Against | |||||||||||||||||||
4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 22-Apr-2019 | 24-Apr-2019 | ||||||||||||||||
CENTENE CORPORATION | |||||||||||||||||||||||
Security | 15135B101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CNC | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||
ISIN | US15135B1017 | Agenda | 934937927 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: Orlando Ayala | Management | For | For | |||||||||||||||||||
1B. | Election of Director: John R. Roberts | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Tommy G. Thompson | Management | For | For | |||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | |||||||||||||||||||
4. | THE STOCKHOLDER PROPOSAL REQUESTING POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 22-Apr-2019 | 24-Apr-2019 | ||||||||||||||||
NASDAQ, INC. | |||||||||||||||||||||||
Security | 631103108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NDAQ | Meeting Date | 23-Apr-2019 | ||||||||||||||||||||
ISIN | US6311031081 | Agenda | 934938842 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Melissa M. Arnoldi | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Charlene T. Begley | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Steven D. Black | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Adena T. Friedman | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Essa Kazim | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Thomas A. Kloet | Management | For | For | |||||||||||||||||||
1g. | Election of Director: John D. Rainey | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Michael R. Splinter | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Jacob Wallenberg | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Lars R. Wedenborn | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Alfred W. Zollar | Management | For | For | |||||||||||||||||||
2. | Advisory vote to approve the company's executive compensation as presented in the proxy statement | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||||||||
4. | A Stockholder Proposal entitled "Right to Act by Written Consent" | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,000 | 0 | 22-Apr-2019 | 24-Apr-2019 | ||||||||||||||||
MARATHON PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | ||||||||||||||||||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | |||||||||||||||||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | |||||||||||||||||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | |||||||||||||||||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | |||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | |||||||||||||||||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | |||||||||||||||||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | Against | For | |||||||||||||||||||
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,830 | 0 | 22-Apr-2019 | 25-Apr-2019 | ||||||||||||||||
CULLEN/FROST BANKERS, INC. | |||||||||||||||||||||||
Security | 229899109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CFR | Meeting Date | 24-Apr-2019 | ||||||||||||||||||||
ISIN | US2298991090 | Agenda | 934957602 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Carlos Alvarez | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Chris M. Avery | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Cynthia J. Comparin | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Samuel G. Dawson | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Crawford H. Edwards | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Patrick B. Frost | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Phillip D. Green | Management | For | For | |||||||||||||||||||
1h. | Election of Director: David J. Haemisegger | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Jarvis V. Hollingsworth | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Karen E. Jennings | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Richard M. Kleberg III | Management | For | For | |||||||||||||||||||
1l. | Election of Director: Charles W. Matthews | Management | For | For | |||||||||||||||||||
1m. | Election of Director: Ida Clement Steen | Management | For | For | |||||||||||||||||||
1n. | Election of Director: Graham Weston | Management | For | For | |||||||||||||||||||
1o. | Election of Director: Horace Wilkins, Jr. | Management | For | For | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP to act as independent auditors of Cullen/Frost Bankers, Inc. for the fiscal year that began January 1, 2019. | Management | For | For | |||||||||||||||||||
3. | Proposal to adopt the advisory (non-binding) resolution approving executive compensation. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 22-Apr-2019 | 25-Apr-2019 | ||||||||||||||||
SNAP-ON INCORPORATED | |||||||||||||||||||||||
Security | 833034101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SNA | Meeting Date | 25-Apr-2019 | ||||||||||||||||||||
ISIN | US8330341012 | Agenda | 934944768 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: David C. Adams | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Karen L. Daniel | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||||||||||||||||
1D. | Election of Director: James P. Holden | Management | For | For | |||||||||||||||||||
1E. | Election of Director: Nathan J. Jones | Management | For | For | |||||||||||||||||||
1F. | Election of Director: Henry W. Knueppel | Management | For | For | |||||||||||||||||||
1G. | Election of Director: W. Dudley Lehman | Management | For | For | |||||||||||||||||||
1H. | Election of Director: Nicholas T. Pinchuk | Management | For | For | |||||||||||||||||||
1I. | Election of Director: Gregg M. Sherrill | Management | For | For | |||||||||||||||||||
1J. | Election of Director: Donald J. Stebbins | Management | For | For | |||||||||||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as Snap-on Incorporated's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve the compensation of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,475 | 0 | 24-Apr-2019 | 26-Apr-2019 | ||||||||||||||||
BANK OF HAWAII CORPORATION | |||||||||||||||||||||||
Security | 062540109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BOH | Meeting Date | 26-Apr-2019 | ||||||||||||||||||||
ISIN | US0625401098 | Agenda | 934938741 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: S. Haunani Apoliona | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Mary G.F. Bitterman | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Mark A. Burak | Management | For | For | |||||||||||||||||||
1d. | Election of Director: John C. Erickson | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Joshua D. Feldman | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Peter S. Ho | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Robert Huret | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Kent T. Lucien | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Alicia E. Moy | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Victor K. Nichols | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Barbara J. Tanabe | Management | For | For | |||||||||||||||||||
1l. | Election of Director: Raymond P. Vara, Jr. | Management | For | For | |||||||||||||||||||
1m. | Election of Director: Robert W. Wo | Management | For | For | |||||||||||||||||||
2. | Say on Pay - An advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||||||
3. | Ratification of Re-appointment of Ernst & Young LLP for 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 26-Apr-2019 | |||||||||||||||||
GRACO INC. | |||||||||||||||||||||||
Security | 384109104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GGG | Meeting Date | 26-Apr-2019 | ||||||||||||||||||||
ISIN | US3841091040 | Agenda | 934941774 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Eric P. Etchart | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Jody H. Feragen | Management | For | For | |||||||||||||||||||
1c. | Election of Director: J. Kevin Gilligan | Management | For | For | |||||||||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | |||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | Against | Against | |||||||||||||||||||
4. | Approval of the Graco Inc. 2019 Stock Incentive Plan. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 13,000 | 0 | 26-Apr-2019 | |||||||||||||||||
ALLEGHANY CORPORATION | |||||||||||||||||||||||
Security | 017175100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | Y | Meeting Date | 26-Apr-2019 | ||||||||||||||||||||
ISIN | US0171751003 | Agenda | 934951698 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: Karen Brenner | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: John G. Foos | Management | For | For | |||||||||||||||||||
1.3 | Election of Director: Lauren M. Tyler | Management | For | For | |||||||||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm: Ratification of selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | Say-on-Pay: Advisory vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 865 | 0 | 24-Apr-2019 | 29-Apr-2019 | ||||||||||||||||
COMPUTER PROGRAMS AND SYSTEMS, INC. | |||||||||||||||||||||||
Security | 205306103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CPSI | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||
ISIN | US2053061030 | Agenda | 934947512 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Class II Director: J. Boyd Douglas | Management | For | For | |||||||||||||||||||
1.2 | Election of Class II Director: Charles P. Huffman | Management | For | For | |||||||||||||||||||
1.3 | Election of Class II Director: Denise W. Warren | Management | For | For | |||||||||||||||||||
2. | To approve the adoption of the Computer Programs and Systems, Inc. 2019 Incentive Plan. | Management | For | For | |||||||||||||||||||
3. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | Against | Against | |||||||||||||||||||
4. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 26-Apr-2019 | 30-Apr-2019 | ||||||||||||||||
BIO-RAD LABORATORIES, INC. | |||||||||||||||||||||||
Security | 090572207 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BIO | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||
ISIN | US0905722072 | Agenda | 934985904 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: Arnold A. Pinkston | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: Melinda Litherland | Management | For | For | |||||||||||||||||||
2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,700 | 0 | 26-Apr-2019 | 30-Apr-2019 | ||||||||||||||||
BROWN & BROWN, INC. | |||||||||||||||||||||||
Security | 115236101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BRO | Meeting Date | 01-May-2019 | ||||||||||||||||||||
ISIN | US1152361010 | Agenda | 934953666 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | J. Hyatt Brown | For | For | ||||||||||||||||||||
2 | Samuel P. Bell, III | For | For | ||||||||||||||||||||
3 | Hugh M. Brown | For | For | ||||||||||||||||||||
4 | J. Powell Brown | For | For | ||||||||||||||||||||
5 | Bradley Currey, Jr. | For | For | ||||||||||||||||||||
6 | Lawrence L. Gellerstedt | For | For | ||||||||||||||||||||
7 | James C. Hays | For | For | ||||||||||||||||||||
8 | Theodore J. Hoepner | For | For | ||||||||||||||||||||
9 | James S. Hunt | For | For | ||||||||||||||||||||
10 | Toni Jennings | For | For | ||||||||||||||||||||
11 | Timothy R.M. Main | For | For | ||||||||||||||||||||
12 | H. Palmer Proctor, Jr. | For | For | ||||||||||||||||||||
13 | Wendell S. Reilly | For | For | ||||||||||||||||||||
14 | Chilton D. Varner | For | For | ||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of named executive officers. | Management | Against | Against | |||||||||||||||||||
4. | To approve Brown & Brown, Inc.'s 2019 Stock Incentive Plan. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 20,000 | 0 | 29-Apr-2019 | 02-May-2019 | ||||||||||||||||
CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHD | Meeting Date | 02-May-2019 | ||||||||||||||||||||
ISIN | US1713401024 | Agenda | 934949869 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Bradley C. Irwin | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Penry W. Price | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Arthur B. Winkleblack | Management | For | For | |||||||||||||||||||
2. | Advisory vote to approve compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 30-Apr-2019 | 03-May-2019 | ||||||||||||||||
NVR, INC. | |||||||||||||||||||||||
Security | 62944T105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVR | Meeting Date | 02-May-2019 | ||||||||||||||||||||
ISIN | US62944T1051 | Agenda | 934951965 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: C. E. Andrews | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Thomas D. Eckert | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Alfred E. Festa | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Ed Grier | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Manuel H. Johnson | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Alexandra A. Jung | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Mel Martinez | Management | For | For | |||||||||||||||||||
1h. | Election of Director: William A. Moran | Management | For | For | |||||||||||||||||||
1i. | Election of Director: David A. Preiser | Management | For | For | |||||||||||||||||||
1j. | Election of Director: W. Grady Rosier | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Susan Williamson Ross | Management | For | For | |||||||||||||||||||
1l. | Election of Director: Dwight C. Schar | Management | For | For | |||||||||||||||||||
2. | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 100 | 0 | 30-Apr-2019 | 03-May-2019 | ||||||||||||||||
GILDAN ACTIVEWEAR INC. | |||||||||||||||||||||||
Security | 375916103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GIL | Meeting Date | 02-May-2019 | ||||||||||||||||||||
ISIN | CA3759161035 | Agenda | 934969239 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | William D. Anderson | For | For | ||||||||||||||||||||
2 | Donald C. Berg | For | For | ||||||||||||||||||||
3 | Maryse Bertrand | For | For | ||||||||||||||||||||
4 | Marc Caira | For | For | ||||||||||||||||||||
5 | Glenn J. Chamandy | For | For | ||||||||||||||||||||
6 | Shirley E. Cunningham | For | For | ||||||||||||||||||||
7 | Russell Goodman | For | For | ||||||||||||||||||||
8 | Charles M. Herington | For | For | ||||||||||||||||||||
9 | Craig A. Leavitt | For | For | ||||||||||||||||||||
10 | Anne Martin-Vachon | For | For | ||||||||||||||||||||
2 | Confirming the adoption of By-Law No. 2 relating to the advance nomination of directors of the Company; See Schedule "D" of the Management Proxy Circular. | Management | For | For | |||||||||||||||||||
3 | Approving an advisory resolution on the Corporation's approach to executive compensation; See Schedule "E" to the Management Proxy Circular. | Management | For | For | |||||||||||||||||||
4 | The appointment of KPMG LLP, Chartered Professional Accountants, as auditors for the ensuing year. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 14,400 | 0 | 26-Apr-2019 | 03-May-2019 | ||||||||||||||||
TELEFLEX INCORPORATED | |||||||||||||||||||||||
Security | 879369106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TFX | Meeting Date | 03-May-2019 | ||||||||||||||||||||
ISIN | US8793691069 | Agenda | 934970054 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: John C. Heinmiller | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Andrew A. Krakauer | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Richard A. Packer | Management | For | For | |||||||||||||||||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,950 | 0 | 30-Apr-2019 | 06-May-2019 | ||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | |||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | US3021301094 | Agenda | 934947574 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: Robert R. Wright | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Glenn M. Alger | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Robert P. Carlile | Management | For | For | |||||||||||||||||||
1D. | Election of Director: James M. DuBois | Management | For | For | |||||||||||||||||||
1E. | Election of Director: Mark A. Emmert | Management | For | For | |||||||||||||||||||
1F. | Election of Director: Diane H. Gulyas | Management | For | For | |||||||||||||||||||
1G. | Election of Director: Richard B. McCune | Management | For | For | |||||||||||||||||||
1H. | Election of Director: Alain Monié | Management | For | For | |||||||||||||||||||
1I. | Election of Director: Jeffrey S. Musser | Management | For | For | |||||||||||||||||||
1J. | Election of Director: Liane J. Pelletier | Management | For | For | |||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | Against | |||||||||||||||||||
3. | Approve Amendment to Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||||||
5. | Shareholder Proposal: Political Disclosure Shareholder Resolution | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 8,000 | 0 | 03-May-2019 | 08-May-2019 | ||||||||||||||||
PENTAIR PLC | |||||||||||||||||||||||
Security | G7S00T104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PNR | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | IE00BLS09M33 | Agenda | 934953503 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Re-election of Director: Glynis A. Bryan | Management | For | For | |||||||||||||||||||
1b. | Re-election of Director: Jacques Esculier | Management | For | For | |||||||||||||||||||
1c. | Re-election of Director: T. Michael Glenn | Management | For | For | |||||||||||||||||||
1d. | Re-election of Director: Theodore L. Harris | Management | For | For | |||||||||||||||||||
1e. | Re-election of Director: David A. Jones | Management | For | For | |||||||||||||||||||
1f. | Re-election of Director: Michael T. Speetzen | Management | For | For | |||||||||||||||||||
1g. | Re-election of Director: John L. Stauch | Management | For | For | |||||||||||||||||||
1h. | Re-election of Director: Billie I. Williamson | Management | For | For | |||||||||||||||||||
2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | |||||||||||||||||||
4. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | |||||||||||||||||||
5. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | For | For | |||||||||||||||||||
6. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 30-Apr-2019 | 06-May-2019 | ||||||||||||||||
OIL STATES INTERNATIONAL, INC. | |||||||||||||||||||||||
Security | 678026105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OIS | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | US6780261052 | Agenda | 934956179 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Darrell E. Hollek | For | For | ||||||||||||||||||||
2 | Robert L. Potter | For | For | ||||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,000 | 0 | 03-May-2019 | 08-May-2019 | ||||||||||||||||
ALBEMARLE CORPORATION | |||||||||||||||||||||||
Security | 012653101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ALB | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | US0126531013 | Agenda | 934957361 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
2a. | Election of Director: Mary Lauren Brlas | Management | For | For | |||||||||||||||||||
2b. | Election of Director: William H. Hernandez | Management | For | For | |||||||||||||||||||
2c. | Election of Director: Luther C. Kissam IV | Management | For | For | |||||||||||||||||||
2d. | Election of Director: Douglas L. Maine | Management | For | For | |||||||||||||||||||
2e. | Election of Director: J. Kent Masters | Management | For | For | |||||||||||||||||||
2f. | Election of Director: James J. O'Brien | Management | For | For | |||||||||||||||||||
2g. | Election of Director: Diarmuid B. O'Connell | Management | For | For | |||||||||||||||||||
2h. | Election of Director: Dean L. Seavers | Management | For | For | |||||||||||||||||||
2i. | Election of Director: Gerald A. Steiner | Management | For | For | |||||||||||||||||||
2j. | Election of Director: Harriett Tee Taggart | Management | For | For | |||||||||||||||||||
2k. | Election of Director: Amb. Alejandro Wolff | Management | For | For | |||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,700 | 0 | 30-Apr-2019 | 08-May-2019 | ||||||||||||||||
LEGGETT & PLATT, INCORPORATED | |||||||||||||||||||||||
Security | 524660107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LEG | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | US5246601075 | Agenda | 934957397 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Robert E. Brunner | Management | For | For | |||||||||||||||||||
1b. | Election of Director: R. Ted Enloe, III | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Manuel A. Fernandez | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Karl G. Glassman | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Joseph W. McClanathan | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Judy C. Odom | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Srikanth Padmanabhan | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Phoebe A. Wood | Management | For | For | |||||||||||||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | An advisory vote to approve named executive officer compensation as described in the Company's proxy statement. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 03-May-2019 | 08-May-2019 | ||||||||||||||||
PACKAGING CORPORATION OF AMERICA | |||||||||||||||||||||||
Security | 695156109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PKG | Meeting Date | 07-May-2019 | ||||||||||||||||||||
ISIN | US6951561090 | Agenda | 934962069 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Duane C. Farrington | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Hasan Jameel | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Mark W. Kowlzan | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Robert C. Lyons | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Thomas P. Maurer | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Samuel M. Mencoff | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Roger B. Porter | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Thomas S. Souleles | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Paul T. Stecko | Management | For | For | |||||||||||||||||||
1k. | Election of Director: James D. Woodrum | Management | For | For | |||||||||||||||||||
2. | Proposal to ratify appointment of KPMG LLP as our auditors. | Management | For | For | |||||||||||||||||||
3. | Proposal to approve our executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 03-May-2019 | 08-May-2019 | ||||||||||||||||
SERVICE CORPORATION INTERNATIONAL | |||||||||||||||||||||||
Security | 817565104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SCI | Meeting Date | 08-May-2019 | ||||||||||||||||||||
ISIN | US8175651046 | Agenda | 934952412 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Alan R. Buckwalter | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Jakki L. Haussler | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Victor L. Lund | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Ellen Ochoa | Management | For | For | |||||||||||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, by advisory vote, named executive officer compensation. | Management | Against | Against | |||||||||||||||||||
4. | The shareholder proposal to require an independent board chairman. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 17,200 | 0 | 07-May-2019 | 09-May-2019 | ||||||||||||||||
CME GROUP INC. | |||||||||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CME | Meeting Date | 08-May-2019 | ||||||||||||||||||||
ISIN | US12572Q1058 | Agenda | 934959480 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Equity Director: Terrence A. Duffy | Management | For | For | |||||||||||||||||||
1b. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | |||||||||||||||||||
1c. | Election of Equity Director: Charles P. Carey | Management | For | For | |||||||||||||||||||
1d. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | |||||||||||||||||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | |||||||||||||||||||
1f. | Election of Equity Director: Martin J. Gepsman | Management | For | For | |||||||||||||||||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | |||||||||||||||||||
1h. | Election of Equity Director: Daniel R. Glickman | Management | For | For | |||||||||||||||||||
1i. | Election of Equity Director: Daniel G. Kaye | Management | For | For | |||||||||||||||||||
1j. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | |||||||||||||||||||
1k. | Election of Equity Director: Deborah J. Lucas | Management | For | For | |||||||||||||||||||
1l. | Election of Equity Director: Alex J. Pollock | Management | For | For | |||||||||||||||||||
1m. | Election of Equity Director: Terry L. Savage | Management | For | For | |||||||||||||||||||
1n. | Election of Equity Director: William R. Shepard | Management | For | For | |||||||||||||||||||
1o. | Election of Equity Director: Howard J. Siegel | Management | For | For | |||||||||||||||||||
1p. | Election of Equity Director: Michael A. Spencer | Management | For | For | |||||||||||||||||||
1q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | |||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,735 | 0 | 06-May-2019 | 09-May-2019 | ||||||||||||||||
PULTEGROUP, INC. | |||||||||||||||||||||||
Security | 745867101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PHM | Meeting Date | 08-May-2019 | ||||||||||||||||||||
ISIN | US7458671010 | �� | Agenda | 934961788 - Management | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Brian P. Anderson | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Bryce Blair | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Richard W. Dreiling | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Thomas J. Folliard | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Cheryl W. Grisé | Management | For | For | |||||||||||||||||||
1f. | Election of Director: André J. Hawaux | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Ryan R. Marshall | Management | For | For | |||||||||||||||||||
1h. | Election of Director: John R. Peshkin | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Scott F. Powers | Management | For | For | |||||||||||||||||||
1j. | Election of Director: William J. Pulte | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Lila Snyder | Management | For | For | |||||||||||||||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
3. | Say-on-pay: Advisory vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
4. | Approval of an amendment to extend the term of our amended and restated Section 382 rights agreement. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 07-May-2019 | 09-May-2019 | ||||||||||||||||
U.S. SILICA HOLDINGS, INC. | |||||||||||||||||||||||
Security | 90346E103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLCA | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US90346E1038 | Agenda | 934945025 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: Peter Bernard | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Diane K. Duren | Management | For | For | |||||||||||||||||||
1C. | Election of Director: William J. Kacal | Management | For | For | |||||||||||||||||||
1D. | Election of Director: Charles Shaver | Management | For | For | |||||||||||||||||||
1E. | Election of Director: Bryan A. Shinn | Management | For | For | |||||||||||||||||||
1F. | Election of Director: J. Michael Stice | Management | For | For | |||||||||||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as our Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 10-May-2019 | |||||||||||||||||
AMETEK INC. | |||||||||||||||||||||||
Security | 031100100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AME | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US0311001004 | Agenda | 934953515 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Ruby R. Chandy | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Steven W. Kohlhagen | Management | For | For | |||||||||||||||||||
1c. | Election of Director: David A. Zapico | Management | For | For | |||||||||||||||||||
2. | Approval of AMETEK, Inc.'s Amended and Restated Certificate of Incorporation to affirm a majority voting standard for uncontested elections of Directors. | Management | For | For | |||||||||||||||||||
3. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | Against | Against | |||||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,350 | 0 | 07-May-2019 | 10-May-2019 | ||||||||||||||||
C.H. ROBINSON WORLDWIDE, INC. | |||||||||||||||||||||||
Security | 12541W209 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHRW | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US12541W2098 | Agenda | 934953604 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Scott P. Anderson | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Robert C. Biesterfeld, Jr. | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Wayne M. Fortun | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Timothy C. Gokey | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Jodee A. Kozlak | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Brian P. Short | Management | For | For | |||||||||||||||||||
1h. | Election of Director: James B. Stake | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Paula C. Tolliver | Management | For | For | |||||||||||||||||||
1j. | Election of Director: John P. Wiehoff | Management | For | For | |||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
4. | To approve adding shares of our Common Stock to the Company's equity incentive plan. | Management | For | For | |||||||||||||||||||
5. | Adoption of greenhouse gas emissions reduction targets. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,000 | 0 | 07-May-2019 | 10-May-2019 | ||||||||||||||||
ARROW ELECTRONICS, INC. | |||||||||||||||||||||||
Security | 042735100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ARW | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US0427351004 | Agenda | 934956042 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Barry W. Perry | For | For | ||||||||||||||||||||
2 | Philip K. Asherman | For | For | ||||||||||||||||||||
3 | Steven H. Gunby | For | For | ||||||||||||||||||||
4 | Gail E. Hamilton | For | For | ||||||||||||||||||||
5 | Richard S. Hill | For | For | ||||||||||||||||||||
6 | M.F. (Fran) Keeth | For | For | ||||||||||||||||||||
7 | Andrew C. Kerin | For | For | ||||||||||||||||||||
8 | Laurel J. Krzeminski | For | For | ||||||||||||||||||||
9 | Michael J. Long | For | For | ||||||||||||||||||||
10 | Stephen C. Patrick | For | For | ||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Arrow's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | To re-approve and amend the Company's Omnibus Incentive Plan. | Management | For | For | |||||||||||||||||||
4. | To approve, by non-binding vote, executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,100 | 0 | 07-May-2019 | 10-May-2019 | ||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||||||||||
Security | 50540R409 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LH | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US50540R4092 | Agenda | 934966548 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Kerrii B. Anderson | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Jean-Luc Bélingard | Management | For | For | |||||||||||||||||||
1c. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | |||||||||||||||||||
1d. | Election of Director: David P. King | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Peter M. Neupert | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Richelle P. Parham | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Adam H. Schechter | Management | For | For | |||||||||||||||||||
1i. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | |||||||||||||||||||
2. | To approve, by non-binding vote, executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,574 | 0 | 07-May-2019 | 10-May-2019 | ||||||||||||||||
MARTIN MARIETTA MATERIALS, INC. | |||||||||||||||||||||||
Security | 573284106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MLM | Meeting Date | 09-May-2019 | ||||||||||||||||||||
ISIN | US5732841060 | Agenda | 934993115 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: Dorothy M. Ables | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: Sue W. Cole | Management | For | For | |||||||||||||||||||
1.3 | Election of Director: Smith W. Davis | Management | For | For | |||||||||||||||||||
1.4 | Election of Director: John J. Koraleski | Management | For | For | |||||||||||||||||||
1.5 | Election of Director: C. Howard Nye | Management | For | For | |||||||||||||||||||
1.6 | Election of Director: Laree E. Perez | Management | For | For | |||||||||||||||||||
1.7 | Election of Director: Michael J. Quillen | Management | For | For | |||||||||||||||||||
1.8 | Election of Director: Donald W. Slager | Management | For | For | |||||||||||||||||||
1.9 | Election of Director: Stephen P. Zelnak, Jr. | Management | For | For | |||||||||||||||||||
2. | Ratification of selection of PricewaterhouseCoopers as independent auditors. | Management | For | For | |||||||||||||||||||
3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 07-May-2019 | 10-May-2019 | ||||||||||||||||
NVENT ELECTRIC PLC | |||||||||||||||||||||||
Security | G6700G107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVT | Meeting Date | 10-May-2019 | ||||||||||||||||||||
ISIN | IE00BDVJJQ56 | Agenda | 934961170 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Re-Election of Director: Brian M. Baldwin | Management | For | For | |||||||||||||||||||
1b. | Re-Election of Director: Jerry W. Burris | Management | For | For | |||||||||||||||||||
1c. | Re-Election of Director: Susan M. Cameron | Management | For | For | |||||||||||||||||||
1d. | Re-Election of Director: Michael L. Ducker | Management | For | For | |||||||||||||||||||
1e. | Re-Election of Director: David H.Y. Ho | Management | For | For | |||||||||||||||||||
1f. | Re-Election of Director: Randall J. Hogan | Management | For | For | |||||||||||||||||||
1g. | Re-Election of Director: Ronald L. Merriman | Management | For | For | |||||||||||||||||||
1h. | Re-Election of Director: William T. Monahan | Management | For | For | |||||||||||||||||||
1i. | Re-Election of Director: Herbert K. Parker | Management | For | For | |||||||||||||||||||
1j. | Re-Election of Director: Beth Wozniak | Management | For | For | |||||||||||||||||||
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers | Management | Against | Against | |||||||||||||||||||
3. | Recommend, by Non-Binding Advisory Vote, the Frequency of Advisory Votes on the Compensation of Named Executive Officers | Management | 1 Year | For | |||||||||||||||||||
4. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditors' Remuneration | Management | For | For | |||||||||||||||||||
5. | Authorize the Price Range at which nVent Electric plc can Re- Allot Treasury Shares (Special Resolution) | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,900 | 0 | 07-May-2019 | 09-May-2019 | ||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | |||||||||||||||||||||||
Security | 636518102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NATI | Meeting Date | 14-May-2019 | ||||||||||||||||||||
ISIN | US6365181022 | Agenda | 934953680 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | James E. Cashman, III | For | For | ||||||||||||||||||||
2 | Liam K. Griffin | For | For | ||||||||||||||||||||
2. | To increase the number of shares reserved under the Company's 1994 Employee Stock Purchase Plan by 3,000,000 shares. | Management | For | For | |||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as National Instruments Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
4. | To approve an advisory (non-binding) proposal concerning our executive compensation program. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 10-May-2019 | 15-May-2019 | ||||||||||||||||
ARTHUR J. GALLAGHER & CO. | |||||||||||||||||||||||
Security | 363576109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AJG | Meeting Date | 14-May-2019 | ||||||||||||||||||||
ISIN | US3635761097 | Agenda | 934959226 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Sherry S. Barrat | Management | For | For | |||||||||||||||||||
1b. | Election of Director: William L. Bax | Management | For | For | |||||||||||||||||||
1c. | Election of Director: D. John Coldman | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Frank E. English, Jr. | Management | For | For | |||||||||||||||||||
1e. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | For | |||||||||||||||||||
1f. | Election of Director: David S. Johnson | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Kay W. McCurdy | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Ralph J. Nicoletti | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Norman L. Rosenthal | Management | For | For | |||||||||||||||||||
2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 9,250 | 0 | 10-May-2019 | 15-May-2019 | ||||||||||||||||
WATERS CORPORATION | |||||||||||||||||||||||
Security | 941848103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WAT | Meeting Date | 14-May-2019 | ||||||||||||||||||||
ISIN | US9418481035 | Agenda | 934973822 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: Linda Baddour | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Michael J. Berendt, Ph.D. | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Edward Conard | Management | For | For | |||||||||||||||||||
1D. | Election of Director: Laurie H. Glimcher, M.D. | Management | For | For | |||||||||||||||||||
1E. | Election of Director: Gary E. Hendrickson | Management | For | For | |||||||||||||||||||
1F. | Election of Director: Christopher A. Kuebler | Management | For | For | |||||||||||||||||||
1G. | Election of Director: Christopher J. O'Connell | Management | For | For | |||||||||||||||||||
1H. | Election of Director: Flemming Ornskov, M.D., M.P.H | Management | For | For | |||||||||||||||||||
1I. | Election of Director: JoAnn A. Reed | Management | For | For | |||||||||||||||||||
1J. | Election of Director: Thomas P. Salice | Management | For | For | |||||||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 10-May-2019 | 15-May-2019 | ||||||||||||||||
CONCHO RESOURCES INC | |||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 16-May-2019 | ||||||||||||||||||||
ISIN | US20605P1012 | Agenda | 934959478 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Director: Steven D. Gray | Management | For | For | |||||||||||||||||||
1B | Election of Director: Susan J. Helms | Management | For | For | |||||||||||||||||||
1C | Election of Director: Gary A. Merriman | Management | For | For | |||||||||||||||||||
2. | To ratify the selection of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Approval of the Concho Resources Inc. 2019 Stock Incentive Plan. | Management | For | For | |||||||||||||||||||
4. | Advisory vote to approve named executive officer compensation ("say-on-pay"). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,920 | 0 | 14-May-2019 | 17-May-2019 | ||||||||||||||||
STEEL DYNAMICS, INC. | |||||||||||||||||||||||
Security | 858119100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STLD | Meeting Date | 16-May-2019 | ||||||||||||||||||||
ISIN | US8581191009 | Agenda | 934964708 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Mark D. Millett | For | For | ||||||||||||||||||||
2 | Sheree L. Bargabos | For | For | ||||||||||||||||||||
3 | Keith E. Busse | For | For | ||||||||||||||||||||
4 | Frank D. Byrne, M.D. | For | For | ||||||||||||||||||||
5 | Kenneth W. Cornew | For | For | ||||||||||||||||||||
6 | Traci M. Dolan | For | For | ||||||||||||||||||||
7 | James C. Marcuccilli | For | For | ||||||||||||||||||||
8 | Bradley S. Seaman | For | For | ||||||||||||||||||||
9 | Gabriel L. Shaheen | For | For | ||||||||||||||||||||
10 | Steven A. Sonnenberg | For | For | ||||||||||||||||||||
11 | Richard P. Teets, Jr. | For | For | ||||||||||||||||||||
2. | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2019 | Management | For | For | |||||||||||||||||||
3. | TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | Against | Against | |||||||||||||||||||
4. | TO APPROVE THE AMENDED AND RESTATED STEEL DYNAMICS, INC. 2015 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 12,000 | 0 | 14-May-2019 | 17-May-2019 | ||||||||||||||||
HASBRO, INC. | |||||||||||||||||||||||
Security | 418056107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HAS | Meeting Date | 16-May-2019 | ||||||||||||||||||||
ISIN | US4180561072 | Agenda | 934964936 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director For Term Expiring in 2020: Kenneth A. Bronfin | Management | For | For | |||||||||||||||||||
1b. | Election of Director For Term Expiring in 2020: Michael R. Burns | Management | For | For | |||||||||||||||||||
1c. | Election of Director For Term Expiring in 2020: Hope F. Cochran | Management | For | For | |||||||||||||||||||
1d. | Election of Director For Term Expiring in 2020: Crispin H. Davis | Management | For | For | |||||||||||||||||||
1e. | Election of Director For Term Expiring in 2020: John A. Frascotti | Management | For | For | |||||||||||||||||||
1f. | Election of Director For Term Expiring in 2020: Lisa Gersh | Management | For | For | |||||||||||||||||||
1g. | Election of Director For Term Expiring in 2020: Brian D. Goldner | Management | For | For | |||||||||||||||||||
1h. | Election of Director For Term Expiring in 2020: Alan G. Hassenfeld | Management | For | For | |||||||||||||||||||
1i. | Election of Director For Term Expiring in 2020: Tracy A. Leinbach | Management | For | For | |||||||||||||||||||
1j. | Election of Director For Term Expiring in 2020: Edward M. Philip | Management | For | For | |||||||||||||||||||
1k. | Election of Director For Term Expiring in 2020: Richard S. Stoddart | Management | For | For | |||||||||||||||||||
1l. | Election of Director For Term Expiring in 2020: Mary Beth West | Management | For | For | |||||||||||||||||||
1m. | Election of Director For Term Expiring in 2020: Linda K. Zecher | Management | For | For | |||||||||||||||||||
2. | The adoption, on an advisory basis, of a resolution approving the compensation of the Named Executive Officers of Hasbro, Inc., as described in the "Compensation Discussion and Analysis" and "Executive Compensation" sections of the 2019 Proxy Statement. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the selection of KPMG LLP as Hasbro, Inc.'s independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,000 | 0 | 14-May-2019 | 17-May-2019 | ||||||||||||||||
WPX ENERGY, INC. | |||||||||||||||||||||||
Security | 98212B103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WPX | Meeting Date | 16-May-2019 | ||||||||||||||||||||
ISIN | US98212B1035 | Agenda | 934967273 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Director: John A Carrig | Management | For | For | |||||||||||||||||||
1B | Election of Director: Robert K Herdman | Management | For | For | |||||||||||||||||||
1C | Election of Director: Kelt Kindick | Management | For | For | |||||||||||||||||||
1D | Election of Director: Karl F. Kurz | Management | For | For | |||||||||||||||||||
1E | Election of Director: Henry E. Lentz | Management | For | For | |||||||||||||||||||
1F | Election of Director: Kimberly S. Lubel | Management | For | For | |||||||||||||||||||
1G | Election of Director: Richard E. Muncrief | Management | For | For | |||||||||||||||||||
1H | Election of Director: Valerie M. Williams | Management | For | For | |||||||||||||||||||
1I | Election of Director: David F. Work | Management | For | For | |||||||||||||||||||
2. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Say When on Pay - An advisory vote on the approval of the frequency of stockholder votes on executive compensation. | Management | 1 Year | For | |||||||||||||||||||
4. | Proposal to ratify the appointment of Ernst & Young LLP as the independent public accounting firm for the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,000 | 0 | 14-May-2019 | 17-May-2019 | ||||||||||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||||||||
Security | 45866F104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ICE | Meeting Date | 17-May-2019 | ||||||||||||||||||||
ISIN | US45866F1049 | Agenda | 934964380 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director for term expiring in 2020: Hon. Sharon Y. Bowen | Management | For | For | |||||||||||||||||||
1b. | Election of Director for term expiring in 2020: Charles R. Crisp | Management | For | For | |||||||||||||||||||
1c. | Election of Director for term expiring in 2020: Duriya M. Farooqui | Management | For | For | |||||||||||||||||||
1d. | Election of Director for term expiring in 2020: Jean-Marc Forneri | Management | For | For | |||||||||||||||||||
1e. | Election of Director for term expiring in 2020: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | |||||||||||||||||||
1f. | Election of Director for term expiring in 2020: Hon. Frederick W. Hatfield | Management | For | For | |||||||||||||||||||
1g. | Election of Director for term expiring in 2020: Thomas E. Noonan | Management | For | For | |||||||||||||||||||
1h. | Election of Director for term expiring in 2020: Frederic V. Salerno | Management | For | For | |||||||||||||||||||
1i. | Election of Director for term expiring in 2020: Jeffrey C. Sprecher | Management | For | For | |||||||||||||||||||
1j. | Election of Director for term expiring in 2020: Judith A. Sprieser | Management | For | For | |||||||||||||||||||
1k. | Election of Director for term expiring in 2020: Vincent Tese | Management | For | For | |||||||||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,000 | 0 | 14-May-2019 | 20-May-2019 | ||||||||||||||||
ANSYS, INC. | |||||||||||||||||||||||
Security | 03662Q105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ANSS | Meeting Date | 17-May-2019 | ||||||||||||||||||||
ISIN | US03662Q1058 | Agenda | 934971513 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Class II director for three-year terms: Ronald W. Hovsepian | Management | For | For | |||||||||||||||||||
1b. | Election of Class II director for three-year terms: Barbara V. Scherer | Management | For | For | |||||||||||||||||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | The advisory vote to approve compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 14-May-2019 | 20-May-2019 | ||||||||||||||||
WASTE CONNECTIONS, INC. | |||||||||||||||||||||||
Security | 94106B101 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||||
Ticker Symbol | WCN | Meeting Date | 17-May-2019 | ||||||||||||||||||||
ISIN | CA94106B1013 | Agenda | 934986398 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | Ronald J. Mittelstaedt | For | For | ||||||||||||||||||||
2 | Robert H. Davis | For | For | ||||||||||||||||||||
3 | Edward E. "Ned" Guillet | For | For | ||||||||||||||||||||
4 | Michael W. Harlan | For | For | ||||||||||||||||||||
5 | Larry S. Hughes | For | For | ||||||||||||||||||||
6 | Susan "Sue" Lee | For | For | ||||||||||||||||||||
7 | William J. Razzouk | For | For | ||||||||||||||||||||
2 | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement ("say on pay"). | Management | Against | Against | |||||||||||||||||||
3 | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2020 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | |||||||||||||||||||
4 | Approval of a special resolution empowering and authorizing the Board of Directors to fix the number of directors of the Company to be elected from time to time, allowing the Board of Directors to appoint one or more directors between annual meetings to hold office for a term expiring not later than the close of the next annual meeting of shareholders. | Management | For | For | |||||||||||||||||||
5 | Shareholder Proposal Proposal requesting that the Board of Directors disclose to shareholders, among other matters, a formal written diversity policy and report regarding the representation of women in the Company. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,500 | 0 | 14-May-2019 | 20-May-2019 | ||||||||||||||||
CHEMED CORPORATION | |||||||||||||||||||||||
Security | 16359R103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHE | Meeting Date | 20-May-2019 | ||||||||||||||||||||
ISIN | US16359R1032 | Agenda | 934986641 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Kevin J. McNamara | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Joel F. Gemunder | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Patrick P. Grace | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Thomas C. Hutton | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Walter L. Krebs | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Andrea R. Lindell | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Thomas P. Rice | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Donald E. Saunders | Management | For | For | |||||||||||||||||||
1i. | Election of Director: George J. Walsh III | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Frank E. Wood | Management | For | For | |||||||||||||||||||
2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
4. | Shareholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 14-May-2019 | 21-May-2019 | ||||||||||||||||
CHARLES RIVER LABORATORIES INTL., INC. | |||||||||||||||||||||||
Security | 159864107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CRL | Meeting Date | 21-May-2019 | ||||||||||||||||||||
ISIN | US1598641074 | Agenda | 934978579 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of Director: James C. Foster | Management | For | For | |||||||||||||||||||
1B. | Election of Director: Robert J. Bertolini | Management | For | For | |||||||||||||||||||
1C. | Election of Director: Stephen D. Chubb | Management | For | For | |||||||||||||||||||
1D. | Election of Director: Deborah T. Kochevar | Management | For | For | |||||||||||||||||||
1E. | Election of Director: Martin W. MacKay | Management | For | For | |||||||||||||||||||
1F. | Election of Director: Jean-Paul Mangeolle | Management | For | For | |||||||||||||||||||
1G. | Election of Director: George E. Massaro | Management | For | For | |||||||||||||||||||
1H. | Election of Director: George M. Milne, Jr. | Management | For | For | |||||||||||||||||||
1I. | Election of Director: C. Richard Reese | Management | For | For | |||||||||||||||||||
1J. | Election of Director: Richard F. Wallman | Management | For | For | |||||||||||||||||||
2. | Say on Pay - An advisory vote to approve our executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 28, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 4,500 | 0 | 15-May-2019 | 22-May-2019 | ||||||||||||||||
MID-AMERICA APARTMENT COMMUNITIES, INC. | |||||||||||||||||||||||
Security | 59522J103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MAA | Meeting Date | 21-May-2019 | ||||||||||||||||||||
ISIN | US59522J1034 | Agenda | 935000834 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: H. Eric Bolton, Jr. | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Russell R. French | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Alan B. Graf, Jr. | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Toni Jennings | Management | For | For | |||||||||||||||||||
1e. | Election of Director: James K. Lowder | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Thomas H. Lowder | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Monica McGurk | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Claude B. Nielsen | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Philip W. Norwood | Management | For | For | |||||||||||||||||||
1j. | Election of Director: W. Reid Sanders | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Gary Shorb | Management | For | For | |||||||||||||||||||
1l. | Election of Director: David P. Stockert | Management | For | For | |||||||||||||||||||
2. | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 15,000 | 0 | 17-May-2019 | 22-May-2019 | ||||||||||||||||
GRAPHIC PACKAGING HOLDING COMPANY | |||||||||||||||||||||||
Security | 388689101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GPK | Meeting Date | 22-May-2019 | ||||||||||||||||||||
ISIN | US3886891015 | Agenda | 934967475 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Laurie Brlas | For | For | ||||||||||||||||||||
2 | David D. Campbell | For | For | ||||||||||||||||||||
3 | Robert A. Hagemann | For | For | ||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | |||||||||||||||||||
3. | Approval of compensation paid to Named Executive Officers (Say- on-Pay). | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 17-May-2019 | 23-May-2019 | ||||||||||||||||
AMERICAN FINANCIAL GROUP, INC. | |||||||||||||||||||||||
Security | 025932104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AFG | Meeting Date | 22-May-2019 | ||||||||||||||||||||
ISIN | US0259321042 | Agenda | 934971195 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Carl H. Lindner III | For | For | ||||||||||||||||||||
2 | S. Craig Lindner | For | For | ||||||||||||||||||||
3 | Kenneth C. Ambrecht | For | For | ||||||||||||||||||||
4 | John B. Berding | For | For | ||||||||||||||||||||
5 | Joseph E. Consolino | For | For | ||||||||||||||||||||
6 | Virginia C. Drosos | For | For | ||||||||||||||||||||
7 | James E. Evans | For | For | ||||||||||||||||||||
8 | Terry S. Jacobs | For | For | ||||||||||||||||||||
9 | Gregory G. Joseph | For | For | ||||||||||||||||||||
10 | Mary Beth Martin | For | For | ||||||||||||||||||||
11 | William W. Verity | For | For | ||||||||||||||||||||
12 | John I. Von Lehman | For | For | ||||||||||||||||||||
2. | Proposal to ratify the Audit Committee's appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote on compensation of named executive officers. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 7,600 | 0 | 17-May-2019 | 23-May-2019 | ||||||||||||||||
NVIDIA CORPORATION | |||||||||||||||||||||||
Security | 67066G104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVDA | Meeting Date | 22-May-2019 | ||||||||||||||||||||
ISIN | US67066G1040 | Agenda | 934982807 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a | Election of Director: Robert K. Burgess | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Tench Coxe | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Persis S. Drell | Management | For | For | |||||||||||||||||||
1d. | Election of Director: James C. Gaither | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Dawn Hudson | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Harvey C. Jones | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Michael G. McCaffery | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Stephen C. Neal | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Mark L. Perry | Management | For | For | |||||||||||||||||||
1k. | Election of Director: A. Brooke Seawell | Management | For | For | |||||||||||||||||||
1l. | Election of Director: Mark A. Stevens | Management | For | For | |||||||||||||||||||
2. | Approval of our executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | |||||||||||||||||||
4. | Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 5,000 | 0 | 17-May-2019 | 23-May-2019 | ||||||||||||||||
ONEOK, INC. | |||||||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 22-May-2019 | ||||||||||||||||||||
ISIN | US6826801036 | Agenda | 934985980 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A. | Election of director: Brian L. Derksen | Management | For | For | |||||||||||||||||||
1B. | Election of director: Julie H. Edwards | Management | For | For | |||||||||||||||||||
1C. | Election of director: John W. Gibson | Management | For | For | |||||||||||||||||||
1D. | Election of director: Mark W. Helderman | Management | For | For | |||||||||||||||||||
1E. | Election of director: Randall J. Larson | Management | For | For | |||||||||||||||||||
1F. | Election of director: Steven J. Malcolm | Management | For | For | |||||||||||||||||||
1G. | Election of director: Jim W. Mogg | Management | For | For | |||||||||||||||||||
1H. | Election of director: Pattye L. Moore | Management | For | For | |||||||||||||||||||
1I. | Election of director: Gary D. Parker | Management | For | For | |||||||||||||||||||
1J. | Election of director: Eduardo A. Rodriguez | Management | For | For | |||||||||||||||||||
1k. | Election of director: Terry K. Spencer | Management | For | For | |||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,000 | 0 | 17-May-2019 | 23-May-2019 | ||||||||||||||||
VOYA FINANCIAL, INC. | |||||||||||||||||||||||
Security | 929089100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VOYA | Meeting Date | 23-May-2019 | ||||||||||||||||||||
ISIN | US9290891004 | Agenda | 934971157 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Curtis Arledge | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Lynne Biggar | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Jane P. Chwick | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||||||||||||||||
1e. | Election of Director: J. Barry Griswell | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Rodney O. Martin, Jr. | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Byron H. Pollitt, Jr. | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Joseph V. Tripodi | Management | For | For | |||||||||||||||||||
1i. | Election of Director: David Zwiener | Management | For | For | |||||||||||||||||||
2. | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers, as disclosed and discussed in the Proxy Statement | Management | Against | Against | |||||||||||||||||||
3. | Approval of the adoption of the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan | Management | For | For | |||||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,500 | 0 | 21-May-2019 | 24-May-2019 | ||||||||||||||||
ONE GAS, INC | |||||||||||||||||||||||
Security | 68235P108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OGS | Meeting Date | 23-May-2019 | ||||||||||||||||||||
ISIN | US68235P1084 | Agenda | 934976638 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1.1 | Election of Director: Arcilia C. Acosta | Management | For | For | |||||||||||||||||||
1.2 | Election of Director: Robert B. Evans | Management | For | For | |||||||||||||||||||
1.3 | Election of Director: John W. Gibson | Management | For | For | |||||||||||||||||||
1.4 | Election of Director: Tracy E. Hart | Management | For | For | |||||||||||||||||||
1.5 | Election of Director: Michael G. Hutchinson | Management | For | For | |||||||||||||||||||
1.6 | Election of Director: Pattye L. Moore | Management | For | For | |||||||||||||||||||
1.7 | Election of Director: Pierce H. Norton II | Management | For | For | |||||||||||||||||||
1.8 | Election of Director: Eduardo A. Rodriguez | Management | For | For | |||||||||||||||||||
1.9 | Election of Director: Douglas H. Yaeger | Management | For | For | |||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve the Company's executive compensation. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 21-May-2019 | 24-May-2019 | ||||||||||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | |||||||||||||||||||||||
Security | 680223104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ORI | Meeting Date | 24-May-2019 | ||||||||||||||||||||
ISIN | US6802231042 | Agenda | 935010429 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Steven J. Bateman | For | For | ||||||||||||||||||||
2 | Jimmy A. Dew | For | For | ||||||||||||||||||||
3 | John M. Dixon | For | For | ||||||||||||||||||||
4 | Glenn W. Reed | For | For | ||||||||||||||||||||
5 | Dennis P. Van Mieghem | For | For | ||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as the company's auditors for 2019. | Management | For | For | |||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
4. | To vote on the Shareholder proposal listed in the Company's Proxy Statement, if properly submitted. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 24,400 | 0 | 21-May-2019 | 21-May-2019 | ||||||||||||||||
CNX RESOURCES CORPORATION | |||||||||||||||||||||||
Security | 12653C108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CNX | Meeting Date | 29-May-2019 | ||||||||||||||||||||
ISIN | US12653C1080 | Agenda | 934997125 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | J. Palmer Clarkson | For | For | ||||||||||||||||||||
2 | William E. Davis | For | For | ||||||||||||||||||||
3 | Nicholas J. Deluliis | For | For | ||||||||||||||||||||
4 | Maureen E. Lally-Green | For | For | ||||||||||||||||||||
5 | Bernard Lanigan, Jr. | For | For | ||||||||||||||||||||
6 | William N. Thorndike Jr | For | For | ||||||||||||||||||||
2. | Ratification of Anticipated Selection of Independent Auditor: Ernst & Young LLP. | Management | For | For | |||||||||||||||||||
3. | Approval, on an Advisory Basis, of Compensation Paid to CNX Resources Corporation's Named Executives in 2018. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,000 | 0 | 22-May-2019 | 30-May-2019 | ||||||||||||||||
SEI INVESTMENTS COMPANY | |||||||||||||||||||||||
Security | 784117103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SEIC | Meeting Date | 29-May-2019 | ||||||||||||||||||||
ISIN | US7841171033 | Agenda | 935011990 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Alfred P. West, Jr. | Management | For | For | |||||||||||||||||||
1b. | Election of Director: William M. Doran | Management | For | For | |||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of named executive officers. | Management | Against | Against | |||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as independent registered public accountants for fiscal year 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 10,500 | 0 | 22-May-2019 | 30-May-2019 | ||||||||||||||||
TIFFANY & CO. | |||||||||||||||||||||||
Security | 886547108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TIF | Meeting Date | 04-Jun-2019 | ||||||||||||||||||||
ISIN | US8865471085 | Agenda | 934999105 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Alessandro Bogliolo | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Rose Marie Bravo | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Hafize Gaye Erkan | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Roger N. Farah | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Jane Hertzmark Hudis | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Abby F. Kohnstamm | Management | For | For | |||||||||||||||||||
1g. | Election of Director: James E. Lillie | Management | For | For | |||||||||||||||||||
1h. | Election of Director: William A. Shutzer | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Robert S. Singer | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Francesco Trapani | Management | For | For | |||||||||||||||||||
1k. | Election of Director: Annie Young-Scrivner | Management | For | For | |||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's consolidated financial statements for Fiscal 2019. | Management | For | For | |||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers in Fiscal 2018. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,475 | 0 | 31-May-2019 | 05-Jun-2019 | ||||||||||||||||
TECH DATA CORPORATION | |||||||||||||||||||||||
Security | 878237106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TECD | Meeting Date | 05-Jun-2019 | ||||||||||||||||||||
ISIN | US8782371061 | Agenda | 934982972 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Charles E. Adair | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Karen M. Dahut | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Robert M. Dutkowsky | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Harry J. Harczak, Jr. | Management | For | For | |||||||||||||||||||
1e. | Election of Director: Bridgette P. Heller | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Richard T. Hume | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Kathleen Misunas | Management | For | For | |||||||||||||||||||
1h. | Election of Director: Thomas I. Morgan | Management | For | For | |||||||||||||||||||
1i. | Election of Director: Patrick G. Sayer | Management | For | For | |||||||||||||||||||
1j. | Election of Director: Savio W. Tung | Management | For | For | |||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal 2020. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory basis, named executive officer compensation for fiscal 2019. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 31-May-2019 | 06-Jun-2019 | ||||||||||||||||
PENUMBRA, INC. | |||||||||||||||||||||||
Security | 70975L107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEN | Meeting Date | 05-Jun-2019 | ||||||||||||||||||||
ISIN | US70975L1070 | Agenda | 935003258 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | Don Kassing | For | For | ||||||||||||||||||||
2 | Thomas Wilder | For | For | ||||||||||||||||||||
3 | Janet Leeds | For | For | ||||||||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of Penumbra, Inc.'s Named Executive Officers as disclosed in the proxy statement. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 2,500 | 0 | 31-May-2019 | 06-Jun-2019 | ||||||||||||||||
W. R. BERKLEY CORPORATION | |||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||
ISIN | US0844231029 | Agenda | 935006468 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: W. Robert Berkley, Jr. | Management | For | For | |||||||||||||||||||
1b. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||||||||||||
1c. | Election of Director: Mary C. Farrell | Management | For | For | |||||||||||||||||||
1d. | Election of Director: Leigh Ann Pusey | Management | For | For | |||||||||||||||||||
2. | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the Securities and Exchange Commission, or "say-on- pay" vote. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 11,175 | 0 | 03-Jun-2019 | 07-Jun-2019 | ||||||||||||||||
DIAMONDBACK ENERGY, INC. | |||||||||||||||||||||||
Security | 25278X109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FANG | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||
ISIN | US25278X1090 | Agenda | 935010847 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Director: Steven E. West | Management | For | For | |||||||||||||||||||
1B | Election of Director: Travis D. Stice | Management | For | For | |||||||||||||||||||
1C | Election of Director: Michael L. Hollis | Management | For | For | |||||||||||||||||||
1D | Election of Director: Michael P. Cross | Management | For | For | |||||||||||||||||||
1E | Election of Director: David L. Houston | Management | For | For | |||||||||||||||||||
1F | Election of Director: Mark L. Plaumann | Management | For | For | |||||||||||||||||||
1G | Election of Director: Melanie M. Trent | Management | For | For | |||||||||||||||||||
2. | Proposal to approve the Company's 2019 Amended and Restated Equity Incentive Plan | Management | For | For | |||||||||||||||||||
3. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers | Management | Against | Against | |||||||||||||||||||
4. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2019 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 966 | 0 | 03-Jun-2019 | 07-Jun-2019 | ||||||||||||||||
INTERDIGITAL, INC. | |||||||||||||||||||||||
Security | 45867G101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IDCC | Meeting Date | 12-Jun-2019 | ||||||||||||||||||||
ISIN | US45867G1013 | Agenda | 935001569 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1a. | Election of Director: Joan H. Gillman | Management | For | For | |||||||||||||||||||
1b. | Election of Director: S. Douglas Hutcheson | Management | For | For | |||||||||||||||||||
1c. | Election of Director: John A. Kritzmacher | Management | For | For | |||||||||||||||||||
1d. | Election of Director: John D. Markley, Jr. | Management | For | For | |||||||||||||||||||
1e. | Election of Director: William J. Merritt | Management | For | For | |||||||||||||||||||
1f. | Election of Director: Jean F. Rankin | Management | For | For | |||||||||||||||||||
1g. | Election of Director: Philip P. Trahanas | Management | For | For | |||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | Against | |||||||||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of InterDigital, Inc. for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 1,200 | 0 | 03-Jun-2019 | 13-Jun-2019 | ||||||||||||||||
OKTA, INC. | |||||||||||||||||||||||
Security | 679295105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OKTA | Meeting Date | 13-Jun-2019 | ||||||||||||||||||||
ISIN | US6792951054 | Agenda | 935014578 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | J. Frederic Kerrest | For | For | ||||||||||||||||||||
2 | Rebecca Saeger | For | For | ||||||||||||||||||||
3 | Michelle Wilson | For | For | ||||||||||||||||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | For | For | |||||||||||||||||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | Against | Against | |||||||||||||||||||
4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,500 | 0 | 03-Jun-2019 | 14-Jun-2019 | ||||||||||||||||
VERSUM MATERIALS, INC. | |||||||||||||||||||||||
Security | 92532W103 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | VSM | Meeting Date | 17-Jun-2019 | ||||||||||||||||||||
ISIN | US92532W1036 | Agenda | 935034114 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | Adoption of the Agreement and Plan of Merger, dated as of April 12, 2019 (as it may be amended from time to time) (the "merger agreement"), by and among Versum Materials, Inc. ("Versum"), Merck KGaA, Darmstadt, Germany ("Parent"), and EMD Performance Materials Holding, Inc. ("Merger Sub"), pursuant to which Merger Sub will merge with and into Versum, with Versum surviving and continuing as the surviving corporation in the merger and a wholly-owned subsidiary of Parent ("the merger agreement proposal"). | Management | For | For | |||||||||||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation that will or may be paid to Versum's named executive officers in connection with the transactions contemplated by the merger agreement ("the compensation proposal"). | Management | Against | Against | |||||||||||||||||||
3. | Approval of the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Versum stockholders ("the adjournment proposal"). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 3,000 | 0 | 03-Jun-2019 | 18-Jun-2019 | ||||||||||||||||
CENTENE CORPORATION | |||||||||||||||||||||||
Security | 15135B101 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CNC | Meeting Date | 24-Jun-2019 | ||||||||||||||||||||
ISIN | US15135B1017 | Agenda | 935038213 - Management | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||
1. | To approve the issuance of Centene Corporation ("Centene") common stock, par value $0.001 per share, pursuant to the Agreement and Plan of Merger, dated as of March 26, 2019, by and among Centene, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc., as may be amended from time to time (the "Share Issuance Proposal"). | Management | For | For | |||||||||||||||||||
2. | To approve any proposal to adjourn the Special Meeting of Stockholders of Centene (the "Centene Special Meeting") from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Centene Special Meeting to approve the Share Issuance Proposal. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
19-2850 | GORTMID CAP FD | 19-2850 | U.S. BANK | 6,000 | 0 | 21-Jun-2019 | 25-Jun-2019 | ||||||||||||||||
THE ALABAMA TAX-FREE BOND FUND
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period.
Jamestown Equity Fund 7/01/18 - 6/30/19
MCKESSON CORPORATION | ||||||
Security | 58155Q103 | Meeting Type | Annual | |||
Ticker Symbol | MCK | Meeting Date | 25-Jul-2018 | |||
ISIN | US58155Q1031 | Agenda | 934848411 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: N. Anthony Coles, M.D. | Management | Against | Against | ||
1b. | Election of Director: John H. Hammergren | Management | Against | Against | ||
1c. | Election of Director: M. Christine Jacobs | Management | For | For | ||
1d. | Election of Director: Donald R. Knauss | Management | For | For | ||
1e. | Election of Director: Marie L. Knowles | Management | For | For | ||
1f. | Election of Director: Bradley E. Lerman | Management | For | For | ||
1g. | Election of Director: Edward A. Mueller | Management | Against | Against | ||
1h. | Election of Director: Susan R. Salka | Management | For | For | ||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | Against | Against | ||
3. | Advisory vote on executive compensation. | Management | Against | Against | ||
4. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shareholder | Against | For | ||
5. | Shareholder proposal on accelerated vesting of equity awards. | Shareholder | For | Against | ||
6. | Shareholder proposal on policy to use GAAP financial metrics for purposes of determining executive compensation. | Shareholder | For | Against | ||
7. | Shareholder proposal on the ownership threshold for calling special meetings of shareholders. | Shareholder | Against | For | ||
THE J. M. SMUCKER COMPANY | ||||||
Security | 832696405 | Meeting Type | Annual | |||
Ticker Symbol | SJM | Meeting Date | 15-Aug-2018 | |||
ISIN | US8326964058 | Agenda | 934853602 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Kathryn W. Dindo | Management | For | For | ||
1b. | Election of Director: Paul J. Dolan | Management | Against | Against | ||
1c. | Election of Director: Jay L. Henderson | Management | For | For | ||
1d. | Election of Director: Elizabeth Valk Long | Management | Against | Against | ||
1e. | Election of Director: Gary A. Oatey | Management | Against | Against | ||
1f. | Election of Director: Kirk L. Perry | Management | Against | Against | ||
1g. | Election of Director: Sandra Pianalto | Management | For | For | ||
1h. | Election of Director: Nancy Lopez Russell | Management | Against | Against | ||
1i. | Election of Director: Alex Shumate | Management | For | For | ||
1j. | Election of Director: Mark T. Smucker | Management | For | For | ||
1k. | Election of Director: Richard K. Smucker | Management | For | For | ||
1l. | Election of Director: Timothy P. Smucker | Management | For | For | ||
1m. | Election of Director: Dawn C. Willoughby | Management | For | For | ||
2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2019 fiscal year. | Management | Against | Against | ||
3. | Advisory approval of the Company's executive compensation. | Management | Against | Against | ||
THE TJX COMPANIES, INC. | ||||||
Security | 872540109 | Meeting Type | Special | |||
Ticker Symbol | TJX | Meeting Date | 22-Oct-2018 | |||
ISIN | US8725401090 | Agenda | 934884594 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | An amendment to the Company's Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. | Management | For | For | ||
ORACLE CORPORATION | ||||||
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | |||
ISIN | US68389X1054 | Agenda | 934879656 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jeffrey S. Berg | Withheld | Against | |||
2 | Michael J. Boskin | Withheld | Against | |||
3 | Safra A. Catz | For | For | |||
4 | Bruce R. Chizen | Withheld | Against | |||
5 | George H. Conrades | Withheld | Against | |||
6 | Lawrence J. Ellison | For | For | |||
7 | Hector Garcia-Molina | For | For | |||
8 | Jeffrey O. Henley | For | For | |||
9 | Mark V. Hurd | For | For | |||
10 | Renee J. James | For | For | |||
11 | Charles W. Moorman IV | Withheld | Against | |||
12 | Leon E. Panetta | Withheld | Against | |||
13 | William G. Parrett | For | For | |||
14 | Naomi O. Seligman | Withheld | Against | |||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | Against | Against | ||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | Against | Against | ||
4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | For | Against | ||
5. | Stockholder Proposal Regarding Political Contributions Report. | Shareholder | Against | For | ||
6. | Stockholder Proposal Regarding Lobbying Report. | Shareholder | Against | For | ||
7. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | For | Against | ||
MICROSOFT CORPORATION | ||||||
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||
1e. | Election of Director: Satya Nadella | Management | For | For | ||
1f. | Election of Director: Charles H. Noski | Management | Against | Against | ||
1g. | Election of Director: Helmut Panke | Management | For | For | ||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||
1l. | Election of Director: John W. Stanton | Management | For | For | ||
1m. | Election of Director: John W. Thompson | Management | For | For | ||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | Against | Against | ||
CISCO SYSTEMS, INC. | ||||||
Security | 17275R102 | Meeting Type | Annual | |||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |||
ISIN | US17275R1023 | Agenda | 934891614 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: M. Michele Burns | Management | For | For | ||
1b. | Election of Director: Michael D. Capellas | Management | For | For | ||
1c. | Election of Director: Mark Garrett | Management | For | For | ||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||
1e. | Election of Director: Roderick C. McGeary | Management | Against | Against | ||
1f. | Election of Director: Charles H. Robbins | Management | Against | Against | ||
1g. | Election of Director: Arun Sarin | Management | For | For | ||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | ||
1i. | Election of Director: Steven M. West | Management | Against | Against | ||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | ||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | Against | Against | ||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | Against | For | ||
VISA INC. | ||||||
Security | 92826C839 | Meeting Type | Annual | |||
Ticker Symbol | V | Meeting Date | 29-Jan-2019 | |||
ISIN | US92826C8394 | Agenda | 934911074 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||
1b. | Election of Director: Mary B. Cranston | Management | For | For | ||
1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | For | For | ||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||
1e. | Election of Director: John F. Lundgren | Management | For | For | ||
1f. | Election of Director: Robert W. Matschullat | Management | Against | Against | ||
1g. | Election of Director: Denise M. Morrison | Management | For | For | ||
1h. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||
1i. | Election of Director: John A. C. Swainson | Management | Against | Against | ||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | Against | Against | ||
APPLE INC. | ||||||
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |||
ISIN | US0378331005 | Agenda | 934919359 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of director: James Bell | Management | For | For | ||
1b. | Election of director: Tim Cook | Management | For | For | ||
1c. | Election of director: Al Gore | Management | Against | Against | ||
1d. | Election of director: Bob Iger | Management | For | For | ||
1e. | Election of director: Andrea Jung | Management | For | For | ||
1f. | Election of director: Art Levinson | Management | Against | Against | ||
1g. | Election of director: Ron Sugar | Management | For | For | ||
1h. | Election of director: Sue Wagner | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | Against | Against | ||
3. | Advisory vote to approve executive compensation | Management | For | For | ||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | ||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | For | ||
QUALCOMM INCORPORATED | ||||||
Security | 747525103 | Meeting Type | Annual | |||
Ticker Symbol | QCOM | Meeting Date | 12-Mar-2019 | |||
ISIN | US7475251036 | Agenda | 934921568 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Barbara T. Alexander | Management | For | For | ||
1b. | Election of Director: Mark Fields | Management | For | For | ||
1c. | Election of Director: Jeffrey W. Henderson | Management | Against | Against | ||
1d. | Election of Director: Ann M. Livermore | Management | For | For | ||
1e. | Election of Director: Harish Manwani | Management | For | For | ||
1f. | Election of Director: Mark D. McLaughlin | Management | For | For | ||
1g. | Election of Director: Steve Mollenkopf | Management | For | For | ||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||
1i. | Election of Director: Francisco Ros | Management | For | For | ||
1j. | Election of Director: Irene B. Rosenfeld | Management | For | For | ||
1k. | Election of Director: Neil Smit | Management | Against | Against | ||
1l. | Election of Director: Anthony J. Vinciquerra | Management | For | For | ||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019. | Management | Against | Against | ||
3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | ||
TE CONNECTIVITY LTD | ||||||
Security | H84989104 | Meeting Type | Annual | |||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||
ISIN | CH0102993182 | Agenda | 934922089 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Pierre R. Brondeau | Management | Against | Against | ||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||
1e. | Election of Director: David M. Kerko | Management | For | For | ||
1f. | Election of Director: Thomas J. Lynch | Management | Against | Against | ||
1g. | Election of Director: Yong Nam | Management | For | For | ||
1h. | Election of Director: Daniel J. Phelan | Management | Against | Against | ||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | Against | Against | ||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | Against | Against | ||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | Against | Against | ||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | Against | Against | ||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||
Security | 693475105 | Meeting Type | Annual | |||
Ticker Symbol | PNC | Meeting Date | 23-Apr-2019 | |||
ISIN | US6934751057 | Agenda | 934940164 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Joseph Alvarado | Management | For | For | ||
1b. | Election of Director: Charles E. Bunch | Management | Against | Against | ||
1c. | Election of Director: Debra A. Cafaro | Management | For | For | ||
1d. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||
1e. | Election of Director: William S. Demchak | Management | Against | Against | ||
1f. | Election of Director: Andrew T. Feldstein | Management | For | For | ||
1g. | Election of Director: Richard J. Harshman | Management | For | For | ||
1h. | Election of Director: Daniel R. Hesse | Management | For | For | ||
1i. | Election of Director: Richard B. Kelson | Management | Against | Against | ||
1j. | Election of Director: Linda R. Medler | Management | For | For | ||
1k. | Election of Director: Martin Pfinsgraff | Management | For | For | ||
1l. | Election of Director: Toni Townes-Whitley | Management | For | For | ||
1m. | Election of Director: Michael J. Ward | Management | For | For | ||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2019. | Management | Against | Against | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
EATON CORPORATION PLC | ||||||
Security | G29183103 | Meeting Type | Annual | |||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | |||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Craig Arnold | Management | Against | Against | ||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | ||
1c. | Election of Director: Christopher M. Connor | Management | Against | Against | ||
1d. | Election of Director: Michael J. Critelli | Management | Against | Against | ||
1e. | Election of Director: Richard H. Fearon | Management | For | For | ||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | ||
1g. | Election of Director: Olivier Leonetti | Management | For | For | ||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | ||
1i. | Election of Director: Gregory R. Page | Management | Against | Against | ||
1j. | Election of Director: Sandra Pianalto | Management | For | For | ||
1k. | Election of Director: Gerald B. Smith | Management | For | For | ||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | ||
2. | Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | Against | Against | ||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | Against | Against | ||
AMERIPRISE FINANCIAL, INC. | ||||||
Security | 03076C106 | Meeting Type | Annual | |||
Ticker Symbol | AMP | Meeting Date | 24-Apr-2019 | |||
ISIN | US03076C1062 | Agenda | 934943069 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: James M. Cracchiolo | Management | Against | Against | ||
1b. | Election of Director: Dianne Neal Blixt | Management | Against | Against | ||
1c. | Election of Director: Amy DiGeso | Management | Against | Against | ||
1d. | Election of Director: Lon R. Greenberg | Management | Against | Against | ||
1e. | Election of Director: Jeffrey Noddle | Management | Against | Against | ||
1f. | Election of Director: Robert F. Sharpe, Jr. | Management | Against | Against | ||
1g. | Election of Director: W. Edward Walter III | Management | For | For | ||
1h. | Election of Director: Christopher J. Williams | Management | For | For | ||
2. | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | Against | Against | ||
3. | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | Against | Against | ||
PFIZER INC. | ||||||
Security | 717081103 | Meeting Type | Annual | |||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | |||
ISIN | US7170811035 | Agenda | 934942043 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Ronald E. Blaylock | Management | Abstain | Against | ||
1b. | Election of Director: Albert Bourla | Management | For | For | ||
1c. | Election of Director: W. Don Cornwell | Management | For | For | ||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | ||
1f. | Election of Director: James M. Kilts | Management | Abstain | Against | ||
1g. | Election of Director: Dan R. Littman | Management | For | For | ||
1h. | Election of Director: Shantanu Narayen | Management | For | For | ||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||
1j. | Election of Director: Ian C. Read | Management | For | For | ||
1k. | Election of Director: James C. Smith | Management | Abstain | Against | ||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | Against | Against | ||
3. | 2019 Advisory approval of executive compensation | Management | For | For | ||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | Against | Against | ||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | For | Against | ||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | For | ||
7. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | ||
8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | Against | For | ||
UNITED TECHNOLOGIES CORPORATION | ||||||
Security | 913017109 | Meeting Type | Annual | |||
Ticker Symbol | UTX | Meeting Date | 29-Apr-2019 | |||
ISIN | US9130171096 | Agenda | 934941724 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Lloyd J. Austin III | Management | For | For | ||
1b. | Election of Director: Diane M. Bryant | Management | For | For | ||
1c. | Election of Director: John V. Faraci | Management | Against | Against | ||
1d. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||
1e. | Election of Director: Gregory J. Hayes | Management | Against | Against | ||
1f. | Election of Director: Christopher J. Kearney | Management | For | For | ||
1g. | Election of Director: Ellen J. Kullman | Management | For | For | ||
1h. | Election of Director: Marshall O. Larsen | Management | For | For | ||
1i. | Election of Director: Harold W. McGraw III | Management | Against | Against | ||
1j. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||
1k. | Election of Director: Denise L. Ramos | Management | For | For | ||
1l. | Election of Director: Fredric G. Reynolds | Management | For | For | ||
1m. | Election of Director: Brian C. Rogers | Management | For | For | ||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2019. | Management | Against | Against | ||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | For | For | ||
5. | Ratify the 15% Special Meeting Ownership Threshold in the Company's Bylaws. | Management | Against | Against | ||
PEPSICO, INC. | ||||||
Security | 713448108 | Meeting Type | Annual | |||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||
ISIN | US7134481081 | Agenda | 934949112 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Shona L. Brown | Management | For | For | ||
1b. | Election of Director: Cesar Conde | Management | For | For | ||
1c. | Election of Director: Ian Cook | Management | Against | Against | ||
1d. | Election of Director: Dina Dublon | Management | For | For | ||
1e. | Election of Director: Richard W. Fisher | Management | For | For | ||
1f. | Election of Director: Michelle Gass | Management | For | For | ||
1g. | Election of Director: William R. Johnson | Management | For | For | ||
1h. | Election of Director: Ramon Laguarta | Management | For | For | ||
1i. | Election of Director: David C. Page | Management | For | For | ||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||
1k. | Election of Director: Daniel Vasella | Management | Against | Against | ||
1l. | Election of Director: Darren Walker | Management | For | For | ||
1m. | Election of Director: Alberto Weisser | Management | For | For | ||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | Against | Against | ||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | ||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | ||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | ||
THE GOLDMAN SACHS GROUP, INC. | ||||||
Security | 38141G104 | Meeting Type | Annual | |||
Ticker Symbol | GS | Meeting Date | 02-May-2019 | |||
ISIN | US38141G1040 | Agenda | 934949225 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: M. Michele Burns | Management | Against | Against | ||
1b. | Election of Director: Drew G. Faust | Management | For | For | ||
1c. | Election of Director: Mark A. Flaherty | Management | For | For | ||
1d. | Election of Director: Ellen J. Kullman | Management | Against | Against | ||
1e. | Election of Director: Lakshmi N. Mittal | Management | Against | Against | ||
1f. | Election of Director: Adebayo O. Ogunlesi | Management | Against | Against | ||
1g. | Election of Director: Peter Oppenheimer | Management | For | For | ||
1h. | Election of Director: David M. Solomon | Management | For | For | ||
1i. | Election of Director: Jan E. Tighe | Management | For | For | ||
1j. | Election of Director: David A. Viniar | Management | For | For | ||
1k. | Election of Director: Mark O. Winkelman | Management | For | For | ||
2. | Advisory Vote to Approve Executive Compensation (Say on Pay) | Management | Against | Against | ||
3. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2019 | Management | Against | Against | ||
4. | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | For | Against | ||
EASTMAN CHEMICAL COMPANY | ||||||
Security | 277432100 | Meeting Type | Annual | |||
Ticker Symbol | EMN | Meeting Date | 02-May-2019 | |||
ISIN | US2774321002 | Agenda | 934962158 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: HUMBERTO P. ALFONSO | Management | For | For | ||
1b. | Election of Director: BRETT D. BEGEMANN | Management | Against | Against | ||
1c. | Election of Director: MICHAEL P. CONNORS | Management | Against | Against | ||
1d. | Election of Director: MARK J. COSTA | Management | Against | Against | ||
1e. | Election of Director: ROBERT M. HERNANDEZ | Management | Against | Against | ||
1f. | Election of Director: JULIE F. HOLDER | Management | Against | Against | ||
1g. | Election of Director: RENÉE J. HORNBAKER | Management | For | For | ||
1h. | Election of Director: LEWIS M. KLING | Management | Against | Against | ||
1i. | Election of Director: KIM ANN MINK | Management | For | For | ||
1j. | Election of Director: JAMES J. O'BRIEN | Management | For | For | ||
1k. | Election of Director: DAVID W. RAISBECK | Management | Against | Against | ||
2. | Advisory Approval of Executive Compensation as Disclosed in Proxy Statement | Management | Against | Against | ||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | Against | Against | ||
4. | Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent | Shareholder | For | Against | ||
GILEAD SCIENCES, INC. | ||||||
Security | 375558103 | Meeting Type | Annual | |||
Ticker Symbol | GILD | Meeting Date | 08-May-2019 | |||
ISIN | US3755581036 | Agenda | 934957056 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||
1b. | Election of Director: John F. Cogan, Ph.D. | Management | Against | Against | ||
1c. | Election of Director: Kelly A. Kramer | Management | For | For | ||
1d. | Election of Director: Kevin E. Lofton | Management | Against | Against | ||
1e. | Election of Director: Harish M. Manwani | Management | Against | Against | ||
1f. | Election of Director: Daniel P. O'Day | Management | Against | Against | ||
1g. | Election of Director: Richard J. Whitley, M.D. | Management | Against | Against | ||
1h. | Election of Director: Gayle E. Wilson | Management | For | For | ||
1i. | Election of Director: Per Wold-Olsen | Management | Against | Against | ||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. | Management | Against | Against | ||
3. | To approve an amendment to Gilead's Restated Certificate of Incorporation to allow stockholders to act by written consent. | Management | For | For | ||
4. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Against | Against | ||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | For | Against | ||
6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. | Shareholder | Against | For | ||
NORFOLK SOUTHERN CORPORATION | ||||||
Security | 655844108 | Meeting Type | Annual | |||
Ticker Symbol | NSC | Meeting Date | 09-May-2019 | |||
ISIN | US6558441084 | Agenda | 934947409 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | ||
1b. | Election of Director: Daniel A. Carp | Management | Against | Against | ||
1c. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | ||
1d. | Election of Director: Marcela E. Donadio | Management | For | For | ||
1e. | Election of Director: Thomas C. Kelleher | Management | For | For | ||
1f. | Election of Director: Steven F. Leer | Management | Against | Against | ||
1g. | Election of Director: Michael D. Lockhart | Management | Against | Against | ||
1h. | Election of Director: Amy E. Miles | Management | For | For | ||
1i. | Election of Director: Jennifer F. Scanlon | Management | For | For | ||
1j. | Election of Director: James A. Squires | Management | Against | Against | ||
1k. | Election of Director: John R. Thompson | Management | For | For | ||
2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2019. | Management | Against | Against | ||
3. | Approval of advisory resolution on executive compensation, as disclosed in the proxy statement for the 2019 Annual Meeting of Shareholders. | Management | For | For | ||
4. | If properly presented at the meeting, a shareholder proposal regarding simple majority vote. | Shareholder | For | Against | ||
INVESCO LTD. | ||||||
Security | G491BT108 | Meeting Type | Annual | |||
Ticker Symbol | IVZ | Meeting Date | 09-May-2019 | |||
ISIN | BMG491BT1088 | Agenda | 934954416 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Sarah E. Beshar | Management | Abstain | Against | ||
1.2 | Election of Director: Joseph R. Canion | Management | Abstain | Against | ||
1.3 | Election of Director: Martin L. Flanagan | Management | For | For | ||
1.4 | Election of Director: C. Robert Henrikson | Management | Abstain | Against | ||
1.5 | Election of Director: Denis Kessler | Management | Abstain | Against | ||
1.6 | Election of Director: Sir Nigel Sheinwald | Management | Abstain | Against | ||
1.7 | Election of Director: G. Richard Wagoner, Jr. | Management | Abstain | Against | ||
1.8 | Election of Director: Phoebe A. Wood | Management | Abstain | Against | ||
2. | Advisory vote to approve the company's 2018 Executive Compensation. | Management | Against | Against | ||
3. | Amendment of the company's Third Amended and Restated Bye-Laws to eliminate certain super majority voting standards. | Management | For | For | ||
4. | Amendment of the Invesco Ltd. 2016 Global Equity Incentive Plan to increase the number of shares authorized for issuance under the plan. | Management | Against | Against | ||
5. | Appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for 2019. | Management | For | For | ||
INTEL CORPORATION | ||||||
Security | 458140100 | Meeting Type | Annual | |||
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | |||
ISIN | US4581401001 | Agenda | 934963679 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Aneel Bhusri | Management | For | For | ||
1b. | Election of Director: Andy D. Bryant | Management | For | For | ||
1c. | Election of Director: Reed E. Hundt | Management | Against | Against | ||
1d. | Election of Director: Omar Ishrak | Management | For | For | ||
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||
1g. | Election of Director: Gregory D. Smith | Management | For | For | ||
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | ||
1i. | Election of Director: Andrew Wilson | Management | For | For | ||
1j. | Election of Director: Frank D. Yeary | Management | Against | Against | ||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | Against | Against | ||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | ||
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | ||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | For | Against | ||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | For | Against | ||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | Against | For | ||
CVS HEALTH CORPORATION | ||||||
Security | 126650100 | Meeting Type | Annual | |||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Fernando Aguirre | Management | For | For | ||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||
1c. | Election of Director: Richard M. Bracken | Management | For | For | ||
1d. | Election of Director: C. David Brown II | Management | Against | Against | ||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||
1g. | Election of Director: David W. Dorman | Management | Against | Against | ||
1h. | Election of Director: Roger N. Farah | Management | Against | Against | ||
1i. | Election of Director: Anne M. Finucane | Management | Against | Against | ||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | ||
1k. | Election of Director: Larry J. Merlo | Management | For | For | ||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | ||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | ||
1n. | Election of Director: Richard J. Swift | Management | Against | Against | ||
1o. | Election of Director: William C. Weldon | Management | Against | Against | ||
1p. | Election of Director: Tony L. White | Management | Against | Against | ||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | Against | Against | ||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Against | Against | ||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | Against | For | ||
DISCOVER FINANCIAL SERVICES | ||||||
Security | 254709108 | Meeting Type | Annual | |||
Ticker Symbol | DFS | Meeting Date | 16-May-2019 | |||
ISIN | US2547091080 | Agenda | 934964784 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Jeffrey S. Aronin | Management | Against | Against | ||
1b. | Election of Director: Mary K. Bush | Management | For | For | ||
1c. | Election of Director: Gregory C. Case | Management | Against | Against | ||
1d. | Election of Director: Candace H. Duncan | Management | For | For | ||
1e. | Election of Director: Joseph F. Eazor | Management | For | For | ||
1f. | Election of Director: Cynthia A. Glassman | Management | For | For | ||
1g. | Election of Director: Roger C. Hochschild | Management | For | For | ||
1h. | Election of Director: Thomas G. Maheras | Management | For | For | ||
1i. | Election of Director: Michael H. Moskow | Management | For | For | ||
1j. | Election of Director: Mark A. Thierer | Management | For | For | ||
1k. | Election of Director: Lawrence A. Weinbach | Management | Against | Against | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm | Management | Against | Against | ||
4. | To amend the Company's Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||
5. | To amend the Company's Certificate of Incorporation to grant shareholders the right to call special meetings. | Management | For | For | ||
6. | Advisory vote on a shareholder proposal regarding the right of shareholders to call special meetings, if properly presented. | Shareholder | Against | For | ||
CHUBB LIMITED | ||||||
Security | H1467J104 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 16-May-2019 | |||
ISIN | CH0044328745 | Agenda | 934976703 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2018 | Management | For | For | ||
2a. | Allocation of disposable profit | Management | For | For | ||
2b. | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||
3. | Discharge of the Board of Directors | Management | For | For | ||
4a. | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Against | Against | ||
4b. | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Against | Against | ||
4c. | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||
5a. | Election of Director: Evan G. Greenberg | Management | For | For | ||
5b. | Election of Director: Robert M. Hernandez | Management | Against | Against | ||
5c. | Election of Director: Michael G. Atieh | Management | For | For | ||
5d. | Election of Director: Sheila P. Burke | Management | For | For | ||
5e. | Election of Director: James I. Cash | Management | For | For | ||
5f. | Election of Director: Mary Cirillo | Management | Against | Against | ||
5g. | Election of Director: Michael P. Connors | Management | Against | Against | ||
5h. | Election of Director: John A. Edwardson | Management | For | For | ||
5i. | Election of Director: Kimberly A. Ross | Management | For | For | ||
5j. | Election of Director: Robert W. Scully | Management | For | For | ||
5k. | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||
5l. | Election of Director: Theodore E. Shasta | Management | For | For | ||
5m. | Election of Director: David H. Sidwell | Management | For | For | ||
5n. | Election of Director: Olivier Steimer | Management | For | For | ||
6. | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||
7a. | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Against | Against | ||
7b. | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | Against | Against | ||
7c. | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||
7d. | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez | Management | Against | Against | ||
8. | Election of Homburger AG as independent proxy | Management | For | For | ||
9a. | Approval of the Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||
9b. | Approval of the Compensation of Executive Management for the next calendar year | Management | Against | Against | ||
10. | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Against | Against | ||
A. | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against | ||
AMERICAN TOWER CORPORATION | ||||||
Security | 03027X100 | Meeting Type | Annual | |||
Ticker Symbol | AMT | Meeting Date | 21-May-2019 | |||
ISIN | US03027X1000 | Agenda | 934978860 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Raymond P. Dolan | Management | Against | Against | ||
1b. | Election of Director: Robert D. Hormats | Management | For | For | ||
1c. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||
1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||
1e. | Election of Director: Craig Macnab | Management | For | For | ||
1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||
1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||
1h. | Election of Director: David E. Sharbutt | Management | Against | Against | ||
1i. | Election of Director: James D. Taiclet | Management | Against | Against | ||
1j. | Election of Director: Samme L. Thompson | Management | For | For | ||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | Against | Against | ||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||
4. | To adopt a policy requiring an independent Board Chairman. | Shareholder | For | Against | ||
5. | To require periodic reports on political contributions and expenditures. | Shareholder | Against | For | ||
JPMORGAN CHASE & CO. | ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||
1b. | Election of Director: James A. Bell | Management | For | For | ||
1c. | Election of Director: Stephen B. Burke | Management | Abstain | Against | ||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||
1e. | Election of Director: James S. Crown | Management | For | For | ||
1f. | Election of Director: James Dimon | Management | Abstain | Against | ||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | Abstain | Against | ||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||
1k. | Election of Director: Lee R. Raymond | Management | Abstain | Against | ||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||
3. | Ratification of independent registered public accounting firm | Management | Against | Against | ||
4. | Gender pay equity report | Shareholder | For | Against | ||
5. | Enhance shareholder proxy access | Shareholder | For | Against | ||
6. | Cumulative voting | Shareholder | Against | For | ||
AMGEN INC. | ||||||
Security | 031162100 | Meeting Type | Annual | |||
Ticker Symbol | AMGN | Meeting Date | 21-May-2019 | |||
ISIN | US0311621009 | Agenda | 934979266 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | ||
1b. | Election of Director: Mr. Robert A. Bradway | Management | For | For | ||
1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | ||
1d. | Election of Director: Mr. Robert A. Eckert | Management | For | For | ||
1e. | Election of Director: Mr. Greg C. Garland | Management | For | For | ||
1f. | Election of Director: Mr. Fred Hassan | Management | For | For | ||
1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | ||
1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | ||
1i. | Election of Director: Dr. Tyler Jacks | Management | For | For | ||
1j. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | ||
1k. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | ||
1l. | Election of Director: Dr. R. Sanders Williams | Management | For | For | ||
2. | Advisory vote to approve our executive compensation. | Management | For | For | ||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | Against | Against | ||
THERMO FISHER SCIENTIFIC INC. | ||||||
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 22-May-2019 | |||
ISIN | US8835561023 | Agenda | 934979519 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Marc N. Casper | Management | For | For | ||
1b. | Election of Director: Nelson J. Chai | Management | For | For | ||
1c. | Election of Director: C. Martin Harris | Management | For | For | ||
1d. | Election of Director: Tyler Jacks | Management | For | For | ||
1e. | Election of Director: Judy C. Lewent | Management | For | For | ||
1f. | Election of Director: Thomas J. Lynch | Management | Abstain | Against | ||
1g. | Election of Director: Jim P. Manzi | Management | Abstain | Against | ||
1h. | Election of Director: James C. Mullen | Management | For | For | ||
1i. | Election of Director: Lars R. Sørensen | Management | For | For | ||
1j. | Election of Director: Scott M. Sperling | Management | Abstain | Against | ||
1k. | Election of Director: Elaine S. Ullian | Management | For | For | ||
1l. | Election of Director: Dion J. Weisler | Management | For | For | ||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2019. | Management | Against | Against | ||
AMAZON.COM, INC. | ||||||
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | ||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | ||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||
1h. | Election of Director: Thomas O. Ryder | Management | Against | Against | ||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Against | Against | ||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||
4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | Against | For | ||
5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | ||
6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For | ||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For | ||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | Against | For | ||
9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | ||
10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | For | Against | ||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | For | Against | ||
12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | For | Against | ||
13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER PAY REPORTING. | Shareholder | For | Against | ||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | For | Against | ||
15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | For | Against | ||
THE HOME DEPOT, INC. | ||||||
Security | 437076102 | Meeting Type | Annual | |||
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |||
ISIN | US4370761029 | Agenda | 934976157 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||
1b. | Election of Director: Ari Bousbib | Management | For | For | ||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||
1e. | Election of Director: J. Frank Brown | Management | For | For | ||
1f. | Election of Director: Albert P. Carey | Management | Abstain | Against | ||
1g. | Election of Director: Helena B. Foulkes | Management | Abstain | Against | ||
1h. | Election of Director: Linda R. Gooden | Management | For | For | ||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | ||
1j. | Election of Director: Manuel Kadre | Management | For | For | ||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||
1l. | Election of Director: Craig A. Menear | Management | For | For | ||
2. | Ratification of the Appointment of KPMG LLP | Management | Against | Against | ||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | ||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | ||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | For | Against | ||
MORGAN STANLEY | ||||||
Security | 617446448 | Meeting Type | Annual | |||
Ticker Symbol | MS | Meeting Date | 23-May-2019 | |||
ISIN | US6174464486 | Agenda | 934980423 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Elizabeth Corley | Management | For | For | ||
1b. | Election of Director: Alistair Darling | Management | For | For | ||
1c. | Election of Director: Thomas H. Glocer | Management | Abstain | Against | ||
1d. | Election of Director: James P. Gorman | Management | For | For | ||
1e. | Election of Director: Robert H. Herz | Management | For | For | ||
1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||
1g. | Election of Director: Jami Miscik | Management | For | For | ||
1h. | Election of Director: Dennis M. Nally | Management | Abstain | Against | ||
1i. | Election of Director: Takeshi Ogasawara | Management | For | For | ||
1j. | Election of Director: Hutham S. Olayan | Management | Abstain | Against | ||
1k. | Election of Director: Mary L. Schapiro | Management | For | For | ||
1l. | Election of Director: Perry M. Traquina | Management | For | For | ||
1m. | Election of Director: Rayford Wilkins, Jr. | Management | Abstain | Against | ||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | Against | Against | ||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | Against | Against | ||
4. | Shareholder proposal regarding an annual report on lobbying expenses | Shareholder | Against | For | ||
KEYCORP | ||||||
Security | 493267108 | Meeting Type | Annual | |||
Ticker Symbol | KEY | Meeting Date | 23-May-2019 | |||
ISIN | US4932671088 | Agenda | 934982605 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Bruce D. Broussard | Management | For | For | ||
1b. | Election of Director: Charles P. Cooley | Management | For | For | ||
1c. | Election of Director: Gary M. Crosby | Management | For | For | ||
1d. | Election of Director: Alexander M. Cutler | Management | Abstain | Against | ||
1e. | Election of Director: H. James Dallas | Management | For | For | ||
1f. | Election of Director: Elizabeth R. Gile | Management | For | For | ||
1g. | Election of Director: Ruth Ann M. Gillis | Management | For | For | ||
1h. | Election of Director: William G. Gisel, Jr. | Management | For | For | ||
1i. | Election of Director: Carlton L. Highsmith | Management | For | For | ||
1j. | Election of Director: Richard J. Hipple | Management | For | For | ||
1k. | Election of Director: Kristen L. Manos | Management | For | For | ||
1l. | Election of Director: Beth E. Mooney | Management | For | For | ||
1m. | Election of Director: Barbara R. Snyder | Management | For | For | ||
1n. | Election of Director: David K. Wilson | Management | For | For | ||
2. | Ratification of the appointment of independent auditor. | Management | Against | Against | ||
3. | Advisory approval of executive compensation. | Management | For | For | ||
4. | Approval of KeyCorp's 2019 Equity Compensation Plan. | Management | For | For | ||
5. | Approval of an increase in authorized common shares. | Management | For | For | ||
6. | Approval of an amendment to Regulations to allow the Board to make future amendments. | Management | Against | Against | ||
MERCK & CO., INC. | ||||||
Security | 58933Y105 | Meeting Type | Annual | |||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||
1b. | Election of Director: Thomas R. Cech | Management | Against | Against | ||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||
1e. | Election of Director: Kenneth C. Frazier | Management | Against | Against | ||
1f. | Election of Director: Thomas H. Glocer | Management | Against | Against | ||
1g. | Election of Director: Rochelle B. Lazarus | Management | Against | Against | ||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||
1i. | Election of Director: Patricia F. Russo | Management | Against | Against | ||
1j. | Election of Director: Inge G. Thulin | Management | Against | Against | ||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||
1l. | Election of Director: Peter C. Wendell | Management | Against | Against | ||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | Against | Against | ||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | Against | Against | ||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | ||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | ||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | ||
EXXON MOBIL CORPORATION | ||||||
Security | 30231G102 | Meeting Type | Annual | |||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||
1g. | Election of Director: Samuel J. Palmisano | Management | Against | Against | ||
1h. | Election of Director: Steven S Reinemund | Management | Against | Against | ||
1i. | Election of Director: William C. Weldon | Management | For | For | ||
1j. | Election of Director: Darren W. Woods | Management | Against | Against | ||
2. | Ratification of Independent Auditors (page 28) | Management | Against | Against | ||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||
4. | Independent Chairman (page 58) | Shareholder | For | Against | ||
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | ||
6. | Board Matrix (page 61) | Shareholder | For | Against | ||
7. | Climate Change Board Committee (page 62) | Shareholder | For | Against | ||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | Against | For | ||
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | ||
10. | Report on Lobbying (page 67) | Shareholder | Against | For | ||
CHEVRON CORPORATION | ||||||
Security | 166764100 | Meeting Type | Annual | |||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: W. M. Austin | Management | For | For | ||
1b. | Election of Director: J. B. Frank | Management | For | For | ||
1c. | Election of Director: A. P. Gast | Management | For | For | ||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | ||
1f. | Election of Director: D. F. Moyo | Management | For | For | ||
1g. | Election of Director: D. Reed-Klages | Management | For | For | ||
1h. | Election of Director: R. D. Sugar | Management | Abstain | Against | ||
1i. | Election of Director: I. G. Thulin | Management | For | For | ||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | ||
1k. | Election of Director: M. K. Wirth | Management | Abstain | Against | ||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | Against | Against | ||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||
4. | Report on Human Right to Water | Shareholder | Against | For | ||
5. | Report on Reducing Carbon Footprint | Shareholder | For | Against | ||
6. | Create a Board Committee on Climate Change | Shareholder | For | Against | ||
7. | Adopt Policy for an Independent Chairman | Shareholder | For | Against | ||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||
TOTAL S.A. | ||||||
Security | 89151E109 | Meeting Type | Annual | |||
Ticker Symbol | TOT | Meeting Date | 29-May-2019 | |||
ISIN | US89151E1091 | Agenda | 935024113 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2018 | Management | For | For | ||
2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2018 | Management | For | For | ||
3. | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2018 | Management | For | For | ||
4. | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company | Management | For | For | ||
5. | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | Management | For | For | ||
6. | Renewal of the directorship of Ms. Maria van der Hoeven | Management | For | For | ||
7. | Renewal of the directorship of Mr. Jean Lemierre | Management | For | For | ||
8. | Appointment of Ms. Lise Croteau as a director | Management | For | For | ||
9. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Valérie Della Puppa Tibi). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | Management | For | For | ||
9A. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Renata Perycz). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | Management | For | Against | ||
9B. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Mr. Oliver Wernecke). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. | Management | For | Against | ||
10. | Approval of the fixed and variable components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year ended December 31, 2018 | Management | For | For | ||
11. | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer | Management | For | For | ||
LOWE'S COMPANIES, INC. | ||||||
Security | 548661107 | Meeting Type | Annual | |||
Ticker Symbol | LOW | Meeting Date | 31-May-2019 | |||
ISIN | US5486611073 | Agenda | 934988493 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Raul Alvarez | For | For | |||
2 | David H. Batchelder | For | For | |||
3 | Angela F. Braly | For | For | |||
4 | Sandra B. Cochran | For | For | |||
5 | Laurie Z. Douglas | For | For | |||
6 | Richard W. Dreiling | Withheld | Against | |||
7 | Marvin R. Ellison | For | For | |||
8 | James H. Morgan | For | For | |||
9 | Brian C. Rogers | For | For | |||
10 | Bertram L. Scott | For | For | |||
11 | Lisa W. Wardell | For | For | |||
12 | Eric C. Wiseman | For | For | |||
2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2018. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019. | Management | Against | Against | ||
UNITEDHEALTH GROUP INCORPORATED | ||||||
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | |||
ISIN | US91324P1021 | Agenda | 934998963 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: William C. Ballard, Jr. | Management | Against | Against | ||
1b. | Election of Director: Richard T. Burke | Management | Against | Against | ||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||
1d. | Election of Director: Stephen J. Hemsley | Management | Against | Against | ||
1e. | Election of Director: Michele J. Hooper | Management | For | For | ||
1f. | Election of Director: F. William McNabb III | Management | For | For | ||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||
1h. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||
1i. | Election of Director: Glenn M. Renwick | Management | Against | Against | ||
1j. | Election of Director: David S. Wichmann | Management | For | For | ||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | Management | Against | Against | ||
4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | Shareholder | For | Against | ||
THE TJX COMPANIES, INC. | ||||||
Security | 872540109 | Meeting Type | Annual | |||
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | |||
ISIN | US8725401090 | Agenda | 935015342 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Zein Abdalla | Management | For | For | ||
1B. | Election of Director: Alan M. Bennett | Management | Against | Against | ||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | ||
1D. | Election of Director: David T. Ching | Management | For | For | ||
1E. | Election of Director: Ernie Herrman | Management | For | For | ||
1F. | Election of Director: Michael F. Hines | Management | Against | Against | ||
1G. | Election of Director: Amy B. Lane | Management | For | For | ||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | ||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||
1J. | Election of Director: John F. O'Brien | Management | For | For | ||
1K. | Election of Director: Willow B. Shire | Management | For | For | ||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020 | Management | Against | Against | ||
3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | ||
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | For | Against | ||
5. | Shareholder proposal for a report on prison labor | Shareholder | For | Against | ||
6. | Shareholder proposal for a report on human rights risks | Shareholder | For | Against | ||
WALMART INC. | ||||||
Security | 931142103 | Meeting Type | Annual | |||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2019 | |||
ISIN | US9311421039 | Agenda | 935000872 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Cesar Conde | Management | For | For | ||
1b. | Election of Director: Stephen J. Easterbrook | Management | For | For | ||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||
1d. | Election of Director: Sarah J. Friar | Management | For | For | ||
1e. | Election of Director: Carla A. Harris | Management | For | For | ||
1f. | Election of Director: Thomas W. Horton | Management | For | For | ||
1g. | Election of Director: Marissa A. Mayer | Management | For | For | ||
1h. | Election of Director: C. Douglas McMillon | Management | For | For | ||
1i. | Election of Director: Gregory B. Penner | Management | For | For | ||
1j. | Election of Director: Steven S Reinemund | Management | For | For | ||
1k. | Election of Director: S. Robson Walton | Management | For | For | ||
1l. | Election of Director: Steuart L. Walton | Management | For | For | ||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||
3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | Against | Against | ||
4. | Request to Strengthen Prevention of Workplace Sexual Harassment | Shareholder | For | Against | ||
5. | Request to Adopt Cumulative Voting | Shareholder | Against | For | ||
HESS CORPORATION | ||||||
Security | 42809H107 | Meeting Type | Annual | |||
Ticker Symbol | HES | Meeting Date | 05-Jun-2019 | |||
ISIN | US42809H1077 | Agenda | 935007307 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
01. | Election of Director: R.F CHASE | Management | For | For | ||
02. | Election of Director: T.J. CHECKI | Management | For | For | ||
03. | Election of Director: L.S. COLEMAN, JR. | Management | For | For | ||
04. | Election of Director: J.B. HESS | Management | For | For | ||
05. | Election of Director: E.E. HOLIDAY | Management | For | For | ||
06. | Election of Director: R. LAVIZZO-MOUREY | Management | For | For | ||
07. | Election of Director: M.S. LIPSCHULTZ | Management | For | For | ||
08. | Election of Director: D. MCMANUS | Management | For | For | ||
09. | Election of Director: K.O. MEYERS | Management | For | For | ||
10. | Election of Director: J.H. QUIGLEY | Management | Against | Against | ||
11. | Election of Director: W.G. SCHRADER | Management | For | For | ||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | Against | Against | ||
COMCAST CORPORATION | ||||||
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 05-Jun-2019 | |||
ISIN | US20030N1019 | Agenda | 935008284 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kenneth J. Bacon | For | For | |||
2 | Madeline S. Bell | For | For | |||
3 | Sheldon M. Bonovitz | For | For | |||
4 | Edward D. Breen | Withheld | Against | |||
5 | Gerald L. Hassell | Withheld | Against | |||
6 | Jeffrey A. Honickman | Withheld | Against | |||
7 | Maritza G. Montiel | For | For | |||
8 | Asuka Nakahara | For | For | |||
9 | David C. Novak | Withheld | Against | |||
10 | Brian L. Roberts | Withheld | Against | |||
2. | Ratification of the appointment of our independent auditors | Management | Against | Against | ||
3. | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | Management | For | For | ||
4. | Advisory vote on executive compensation | Management | Against | Against | ||
5. | To require an independent board chairman | Shareholder | For | Against | ||
6. | To provide a lobbying report | Shareholder | Against | For | ||
BOOKING HOLDINGS INC. | ||||||
Security | 09857L108 | Meeting Type | Annual | |||
Ticker Symbol | BKNG | Meeting Date | 06-Jun-2019 | |||
ISIN | US09857L1089 | Agenda | 935004957 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Timothy M. Armstrong | For | For | |||
2 | Jeffery H. Boyd | For | For | |||
3 | Glenn D. Fogel | For | For | |||
4 | Mirian Graddick-Weir | For | For | |||
5 | James M. Guyette | Withheld | Against | |||
6 | Wei Hopeman | For | For | |||
7 | Robert J. Mylod, Jr. | For | For | |||
8 | Charles H. Noski | For | For | |||
9 | Nancy B. Peretsman | For | For | |||
10 | Nicholas J. Read | For | For | |||
11 | Thomas E. Rothman | For | For | |||
12 | Lynn M. Vojvodich | For | For | |||
13 | Vanessa A. Wittman | For | For | |||
2. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Against | Against | ||
3. | Advisory Vote to Approve 2018 Executive Compensation. | Management | For | For | ||
4. | Stockholder Proposal requesting that the Company amend its proxy access bylaw. | Shareholder | For | Against | ||
INGERSOLL-RAND PLC | ||||||
Security | G47791101 | Meeting Type | Annual | |||
Ticker Symbol | IR | Meeting Date | 06-Jun-2019 | |||
ISIN | IE00B6330302 | Agenda | 935006709 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Kirk E. Arnold | Management | For | For | ||
1b. | Election of Director: Ann C. Berzin | Management | For | For | ||
1c. | Election of Director: John Bruton | Management | For | For | ||
1d. | Election of Director: Jared L. Cohon | Management | Against | Against | ||
1e. | Election of Director: Gary D. Forsee | Management | Against | Against | ||
1f. | Election of Director: Linda P. Hudson | Management | For | For | ||
1g. | Election of Director: Michael W. Lamach | Management | Against | Against | ||
1h. | Election of Director: Myles P. Lee | Management | For | For | ||
1i. | Election of Director: Karen B. Peetz | Management | For | For | ||
1j. | Election of Director: John P. Surma | Management | For | For | ||
1k. | Election of Director: Richard J. Swift | Management | Against | Against | ||
1l. | Election of Director: Tony L. White | Management | Against | Against | ||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | Against | Against | ||
4. | Approval of the renewal of the Directors' existing authority to issue shares. | Management | For | For | ||
5. | Approval of the renewal of the Directors' existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | ||
6. | Determination of the price range at which the Company can re- allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For | ||
DOLLAR TREE, INC. | ||||||
Security | 256746108 | Meeting Type | Annual | |||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2019 | |||
ISIN | US2567461080 | Agenda | 935001812 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Arnold S. Barron | Management | Against | Against | ||
1b. | Election of Director: Gregory M. Bridgeford | Management | Against | Against | ||
1c. | Election of Director: Thomas W. Dickson | Management | Against | Against | ||
1d. | Election of Director: Conrad M. Hall | Management | For | For | ||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | ||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | ||
1g. | Election of Director: Gary M. Philbin | Management | For | For | ||
1h. | Election of Director: Bob Sasser | Management | For | For | ||
1i. | Election of Director: Thomas A. Saunders III | Management | Against | Against | ||
1j. | Election of Director: Stephanie P. Stahl | Management | Against | Against | ||
1k. | Election of Director: Carrie A. Wheeler | Management | For | For | ||
1l. | Election of Director: Thomas E. Whiddon | Management | Against | Against | ||
1m. | Election of Director: Carl P. Zeithaml | Management | Against | Against | ||
2. | To Approve, on an Advisory Basis, the Compensation of the Company's Named Executive Officers | Management | Against | Against | ||
3. | To Ratify the Selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm | Management | Against | Against | ||
ALPHABET INC. | ||||||
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Larry Page | For | For | |||
2 | Sergey Brin | For | For | |||
3 | John L. Hennessy | Withheld | Against | |||
4 | L. John Doerr | Withheld | Against | |||
5 | Roger W. Ferguson, Jr. | For | For | |||
6 | Ann Mather | For | For | |||
7 | Alan R. Mulally | For | For | |||
8 | Sundar Pichai | For | For | |||
9 | K. Ram Shriram | Withheld | Against | |||
10 | Robin L. Washington | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | Against | Against | ||
3. | The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | Against | Against | ||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||
5. | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | For | Against | ||
6. | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | Against | For | ||
7. | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | For | Against | ||
8. | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||
9. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | For | Against | ||
10. | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | Against | For | ||
11. | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | Against | For | ||
12. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | ||
13. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | For | Against | ||
14. | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | For | Against | ||
15. | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | Against | For | ||
16. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | For | Against | ||
DELTA AIR LINES, INC. | ||||||
Security | 247361702 | Meeting Type | Annual | |||
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |||
ISIN | US2473617023 | Agenda | 935025266 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Edward H. Bastian | Management | For | For | ||
1b. | Election of Director: Francis S. Blake | Management | Against | Against | ||
1c. | Election of Director: Daniel A. Carp | Management | Against | Against | ||
1d. | Election of Director: Ashton B. Carter | Management | For | For | ||
1e. | Election of Director: David G. DeWalt | Management | For | For | ||
1f. | Election of Director: William H. Easter III | Management | For | For | ||
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | ||
1h. | Election of Director: Michael P. Huerta | Management | For | For | ||
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | ||
1j. | Election of Director: George N. Mattson | Management | For | For | ||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | ||
1l. | Election of Director: Kathy N. Waller | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | Against | Against | ||
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | For | Against |
THE JAMESTOWN TAX-EXEMPT VIRGINIA FUND
The Fund held no securities entitled to vote at a meeting of shareholders during the reporting period.
Davenport Core Fund Proxy Voting Report
NIKE, INC. | ||||||||
Security | 654106103 | Meeting Type | Annual | |||||
Ticker Symbol | NKE | Meeting Date | 20-Sep-2018 | |||||
ISIN | US6541061031 | Agenda | 934864237 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Alan B. Graf, Jr. | For | For | |||||
2 | John C. Lechleiter | For | For | |||||
3 | Michelle A. Peluso | For | For | |||||
2. | To approve executive compensation by an advisory vote. | Management | For | For | ||||
3. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Special | |||||
Ticker Symbol | MPC | Meeting Date | 24-Sep-2018 | |||||
ISIN | US56585A1025 | Agenda | 934865417 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the issuance of shares of MPC common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time. | Management | For | For | ||||
2. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion. | Management | For | For | ||||
3. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14. | Management | For | For | ||||
4. | To adjourn the special meeting, if reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||
FEDEX CORPORATION | ||||||||
Security | 31428X106 | Meeting Type | Annual | |||||
Ticker Symbol | FDX | Meeting Date | 24-Sep-2018 | |||||
ISIN | US31428X1063 | Agenda | 934865594 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: John A. Edwardson | Management | For | For | ||||
1b. | Election of Director: Marvin R. Ellison | Management | For | For | ||||
1c. | Election of Director: Susan Patricia Griffith | Management | For | For | ||||
1d. | Election of Director: John C. ("Chris") Inglis | Management | For | For | ||||
1e. | Election of Director: Kimberly A. Jabal | Management | For | For | ||||
1f. | Election of Director: Shirley Ann Jackson | Management | For | For | ||||
1g. | Election of Director: R. Brad Martin | Management | For | For | ||||
1h. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | ||||
1j. | Election of Director: Frederick W. Smith | Management | For | For | ||||
1k. | Election of Director: David P. Steiner | Management | For | For | ||||
1l. | Election of Director: Paul S. Walsh | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm. | Management | For | For | ||||
4. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | For | ||||
5. | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||||
6. | Stockholder proposal regarding shareholder approval of bylaw changes. | Shareholder | Against | For | ||||
ALIBABA GROUP HOLDING LIMITED | ||||||||
Security | 01609W102 | Meeting Type | Annual | |||||
Ticker Symbol | BABA | Meeting Date | 31-Oct-2018 | |||||
ISIN | US01609W1027 | Agenda | 934878553 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director to serve for a three year term: JOSEPH C. TSAI | Management | For | For | ||||
1b. | Election of Director to serve for a three year term: J. MICHAEL EVANS | Management | For | For | ||||
1c. | Election of Director to serve for a three year term: ERIC XIANDONG JING | Management | For | For | ||||
1d. | Election of Director to serve for a three year term: BORJE E. EKHOLM | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | ||||
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||
1e. | Election of Director: Satya Nadella | Management | For | For | ||||
1f. | Election of Director: Charles H. Noski | Management | For | For | ||||
1g. | Election of Director: Helmut Panke | Management | For | For | ||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
1l. | Election of Director: John W. Stanton | Management | For | For | ||||
1m. | Election of Director: John W. Thompson | Management | For | For | ||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | ||||
CME GROUP INC. | ||||||||
Security | 12572Q105 | Meeting Type | Special | |||||
Ticker Symbol | CME | Meeting Date | 29-Nov-2018 | |||||
ISIN | US12572Q1058 | Agenda | 934879909 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Approve an amendment and restatement of our certificate of incorporation to eliminate all or some of the Class B Election Rights. | Management | For | For | ||||
BECTON, DICKINSON AND COMPANY | ||||||||
Security | 075887109 | Meeting Type | Annual | |||||
Ticker Symbol | BDX | Meeting Date | 22-Jan-2019 | |||||
ISIN | US0758871091 | Agenda | 934913117 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Catherine M. Burzik | Management | For | For | ||||
1b. | Election of Director: R. Andrew Eckert | Management | For | For | ||||
1c. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||
1d. | Election of Director: Claire M. Fraser | Management | For | For | ||||
1e. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||
1f. | Election of Director: Christopher Jones | Management | For | For | ||||
1g. | Election of Director: Marshall O. Larsen | Management | For | For | ||||
1h. | Election of Director: David F. Melcher | Management | For | For | ||||
1i. | Election of Director: Claire Pomeroy | Management | For | For | ||||
1j. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||
1k. | Election of Director: Timothy M. Ring | Management | For | For | ||||
1l. | Election of Director: Bertram L. Scott | Management | For | For | ||||
2. | Ratification of selection of independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||
4. | Amendment to BD's Restated Certificate of Incorporation. | Management | For | For | ||||
VISA INC. | ||||||||
Security | 92826C839 | Meeting Type | Annual | |||||
Ticker Symbol | V | Meeting Date | 29-Jan-2019 | |||||
ISIN | US92826C8394 | Agenda | 934911074 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||
1b. | Election of Director: Mary B. Cranston | Management | For | For | ||||
1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | For | For | ||||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||
1e. | Election of Director: John F. Lundgren | Management | For | For | ||||
1f. | Election of Director: Robert W. Matschullat | Management | For | For | ||||
1g. | Election of Director: Denise M. Morrison | Management | For | For | ||||
1h. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||
1i. | Election of Director: John A. C. Swainson | Management | For | For | ||||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
ACCENTURE PLC | ||||||||
Security | G1151C101 | Meeting Type | Annual | |||||
Ticker Symbol | ACN | Meeting Date | 01-Feb-2019 | |||||
ISIN | IE00B4BNMY34 | Agenda | 934912634 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Re-Appointment of Director: Jaime Ardila | Management | For | For | ||||
1b. | Re-Appointment of Director: Herbert Hainer | Management | For | For | ||||
1c. | Re-Appointment of Director: Marjorie Magner | Management | For | For | ||||
1d. | Re-Appointment of Director: Nancy McKinstry | Management | For | For | ||||
1e. | Re-Appointment of Director: Pierre Nanterme | Management | For | For | ||||
1f. | Re-Appointment of Director: Gilles C. Pelisson | Management | For | For | ||||
1g. | Re-Appointment of Director: Paula A. Price | Management | For | For | ||||
1h. | Re-Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||
1i. | Re-Appointment of Director: Arun Sarin | Management | For | For | ||||
1j. | Re-Appointment of Director: Frank K. Tang | Management | For | For | ||||
1k. | Re-Appointment of Director: Tracey T. Travis | Management | For | For | ||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | ||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||
6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||
APPLE INC. | ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | |||||
ISIN | US0378331005 | Agenda | 934919359 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of director: James Bell | Management | For | For | ||||
1b. | Election of director: Tim Cook | Management | For | For | ||||
1c. | Election of director: Al Gore | Management | For | For | ||||
1d. | Election of director: Bob Iger | Management | For | For | ||||
1e. | Election of director: Andrea Jung | Management | For | For | ||||
1f. | Election of director: Art Levinson | Management | For | For | ||||
1g. | Election of director: Ron Sugar | Management | For | For | ||||
1h. | Election of director: Sue Wagner | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For | ||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | For | Against | ||||
5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | For | Against | ||||
STARBUCKS CORPORATION | ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 20-Mar-2019 | |||||
ISIN | US8552441094 | Agenda | 934922015 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||
1b. | Election of Director: Mary N. Dillon | Management | For | For | ||||
1c. | Election of Director: Mellody Hobson | Management | For | For | ||||
1d. | Election of Director: Kevin R. Johnson | Management | For | For | ||||
1e. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | ||||
1f. | Election of Director: Satya Nadella | Management | For | For | ||||
1g. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||
1h. | Election of Director: Clara Shih | Management | For | For | ||||
1i. | Election of Director: Javier G. Teruel | Management | For | For | ||||
1j. | Election of Director: Myron E. Ullman, III | Management | For | For | ||||
2. | Advisory resolution to approve our executive officer compensation. | Management | For | For | ||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
4. | True Diversity Board Policy | Shareholder | Against | For | ||||
5. | Report on Sustainable Packaging | Shareholder | Against | For | ||||
BROADCOM INC | ||||||||
Security | 11135F101 | Meeting Type | Annual | |||||
Ticker Symbol | AVGO | Meeting Date | 01-Apr-2019 | |||||
ISIN | US11135F1012 | Agenda | 934928598 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||
1b. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||
1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||
1d. | Election of Director: Ms. Diane M. Bryant | Management | For | For | ||||
1e. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||
1f. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||
1g. | Election of Director: Mr. Peter J. Marks | Management | For | For | ||||
1h. | Election of Director: Mr. Harry L. You | Management | For | For | ||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | For | For | ||||
3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | For | For | ||||
4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | ||||
ADOBE INC | ||||||||
Security | 00724F101 | Meeting Type | Annual | |||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2019 | |||||
ISIN | US00724F1012 | Agenda | 934931216 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Amy Banse | Management | For | For | ||||
1b. | Election of Director: Frank Calderoni | Management | For | For | ||||
1c. | Election of Director: James Daley | Management | For | For | ||||
1d. | Election of Director: Laura Desmond | Management | For | For | ||||
1e. | Election of Director: Charles Geschke | Management | For | For | ||||
1f. | Election of Director: Shantanu Narayen | Management | For | For | ||||
1g. | Election of Director: Kathleen Oberg | Management | For | For | ||||
1h. | Election of Director: Dheeraj Pandey | Management | For | For | ||||
1i. | Election of Director: David Ricks | Management | For | For | ||||
1j. | Election of Director: Daniel Rosensweig | Management | For | For | ||||
1k. | Election of Director: John Warnock | Management | For | For | ||||
2. | Approve the 2019 Equity Incentive Plan to replace our 2003 Equity Incentive Plan. | Management | For | For | ||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 29, 2019. | Management | For | For | ||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
5. | Consider and vote upon one stockholder proposal. | Shareholder | Against | For | ||||
NESTLE S.A. | ||||||||
Security | 641069406 | Meeting Type | Annual | |||||
Ticker Symbol | NSRGY | Meeting Date | 11-Apr-2019 | |||||
ISIN | US6410694060 | Agenda | 934948449 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2018 | Management | For | For | ||||
1B | Acceptance of the Compensation Report 2018 (advisory vote) | Management | For | For | ||||
2 | Discharge to the members of the Board of Directors and of the Management | Management | For | For | ||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2018 | Management | For | For | ||||
4AA | Re-election of the member of the Board of Director: Mr Paul Bulcke, as member and Chairman | Management | For | For | ||||
4AB | Re-election of the member of the Board of Director: Mr Ulf Mark Schneider | Management | For | For | ||||
4AC | Re-election of the member of the Board of Director: Mr Henri de Castries | Management | For | For | ||||
4AD | Re-election of the member of the Board of Director: Mr Beat W. Hess | Management | For | For | ||||
4AE | Re-election of the member of the Board of Director: Mr Renato Fassbind | Management | For | For | ||||
4AF | Re-election of the member of the Board of Director: Ms Ann M. Veneman | Management | For | For | ||||
4AG | Re-election of the member of the Board of Director: Ms Eva Cheng | Management | For | For | ||||
4AH | Re-election of the member of the Board of Director: Mr Patrick Aebischer | Management | For | For | ||||
4AI | Re-election of the member of the Board of Director: Ms Ursula M. Burns | Management | For | For | ||||
4AJ | Re-election of the member of the Board of Director: Mr Kasper Rorsted | Management | For | For | ||||
4AK | Re-election of the member of the Board of Director: Mr Pablo Isla | Management | For | For | ||||
4AL | Re-election of the member of the Board of Director: Ms Kimberly A. Ross | Management | For | For | ||||
4BA | Election to the Board of Director: Mr Dick Boer | Management | For | For | ||||
4BB | Election to the Board of Director: Mr Dinesh Paliwal | Management | For | For | ||||
4CA | Election of the member of the Compensation Committee: Mr Beat W. Hess | Management | For | For | ||||
4CB | Election of the member of the Compensation Committee: Mr Patrick Aebischer | Management | For | For | ||||
4CC | Election of the member of the Compensation Committee: Ms Ursula M. Burns | Management | For | For | ||||
4CD | Election of the member of the Compensation Committee: Mr Pablo Isla | Management | For | For | ||||
4D | Election of the statutory auditors KPMG SA, Geneva branch | Management | For | For | ||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | ||||
5A | Approval of the compensation of the Board of Directors | Management | For | For | ||||
5B | Approval of the compensation of the Executive Board | Management | For | For | ||||
6 | Capital reduction (by cancellation of shares) | Management | For | For | ||||
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Abstain | Against | ||||
CITIGROUP INC. | ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||
1d. | Election of Director: John C. Dugan | Management | For | For | ||||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | ||||
1f. | Election of Director: Peter B. Henry | Management | For | For | ||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||
1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||
1i. | Election of Director: Renee J. James | Management | For | For | ||||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | ||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||
1l. | Election of Director: Diana L. Taylor | Management | For | For | ||||
1m. | Election of Director: James S. Turley | Management | For | For | ||||
1n. | Election of Director: Deborah C. Wright | Management | For | For | ||||
1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Advisory vote to approve Citi's 2018 executive compensation. | Management | For | For | ||||
4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||
5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. | Shareholder | Against | For | ||||
6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | Against | For | ||||
7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | For | Against | ||||
THE SHERWIN-WILLIAMS COMPANY | ||||||||
Security | 824348106 | Meeting Type | Annual | |||||
Ticker Symbol | SHW | Meeting Date | 17-Apr-2019 | |||||
ISIN | US8243481061 | Agenda | 934937876 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K.B. Anderson | Management | For | For | ||||
1b. | Election of Director: A.F. Anton | Management | For | For | ||||
1c. | Election of Director: J.M. Fettig | Management | For | For | ||||
1d. | Election of Director: D.F. Hodnik | Management | For | For | ||||
1e. | Election of Director: R.J. Kramer | Management | For | For | ||||
1f. | Election of Director: S.J. Kropf | Management | For | For | ||||
1g. | Election of Director: J.G. Morikis | Management | For | For | ||||
1h. | Election of Director: C.A. Poon | Management | For | For | ||||
1i. | Election of Director: J.M. Stropki | Management | For | For | ||||
1j. | Election of Director: M.H. Thaman | Management | For | For | ||||
1k. | Election of Director: M. Thornton III | Management | For | For | ||||
1l. | Election of Director: S.H. Wunning | Management | For | For | ||||
2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Annual | |||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | |||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | ||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | ||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | For | Against | ||||
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | Against | For | ||||
ANHEUSER-BUSCH INBEV SA | ||||||||
Security | 03524A108 | Meeting Type | Annual | |||||
Ticker Symbol | BUD | Meeting Date | 24-Apr-2019 | |||||
ISIN | US03524A1088 | Agenda | 934967007 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1c | Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) | Management | For | For | ||||
2 | Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) | Management | Against | Against | ||||
6 | Approval of the statutory annual accounts | Management | For | For | ||||
7 | Discharge to the directors | Management | For | For | ||||
8 | Discharge to the statutory auditor | Management | For | For | ||||
9a | Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | For | ||||
9b | Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9c | Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9d | Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9e | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9f | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9g | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
10 | Appointment of statutory auditor and remuneration | Management | For | For | ||||
11a | Remuneration: Remuneration policy and remuneration report of the Company | Management | Against | Against | ||||
11b | Remuneration: Change to the fixed remuneration of the directors | Management | Against | Against | ||||
11c | Remuneration: Restricted Stock Units for directors | Management | For | For | ||||
12 | Filings | Management | Against | Against | ||||
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||
1b. | Election of Director: D. Scott Davis | Management | For | For | ||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||
1e. | Election of Director: Alex Gorsky | Management | For | For | ||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||
1i. | Election of Director: William D. Perez | Management | For | For | ||||
1j. | Election of Director: Charles Prince | Management | For | For | ||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | ||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | ||||
HONEYWELL INTERNATIONAL INC. | ||||||||
Security | 438516106 | Meeting Type | Annual | |||||
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | |||||
ISIN | US4385161066 | Agenda | 934941647 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||
1F. | Election of Director: D. Scott Davis | Management | For | For | ||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1K. | Election of Director: George Paz | Management | For | For | ||||
1L. | Election of Director: Robin L. Washington | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
3. | Approval of Independent Accountants. | Management | For | For | ||||
4. | Right To Act By Written Consent. | Shareholder | Against | For | ||||
5. | Report on Lobbying Payments and Policy. | Shareholder | Against | For | ||||
EOG RESOURCES, INC. | ||||||||
Security | 26875P101 | Meeting Type | Annual | |||||
Ticker Symbol | EOG | Meeting Date | 29-Apr-2019 | |||||
ISIN | US26875P1012 | Agenda | 934945683 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Janet F. Clark | Management | For | For | ||||
1b. | Election of Director: Charles R. Crisp | Management | For | For | ||||
1c. | Election of Director: Robert P. Daniels | Management | For | For | ||||
1d. | Election of Director: James C. Day | Management | For | For | ||||
1e. | Election of Director: C. Christopher Gaut | Management | For | For | ||||
1f. | Election of Director: Julie J. Robertson | Management | For | For | ||||
1g. | Election of Director: Donald F. Textor | Management | For | For | ||||
1h. | Election of Director: William R. Thomas | Management | For | For | ||||
2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019. | Management | For | For | ||||
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
GENERAL DYNAMICS CORPORATION | ||||||||
Security | 369550108 | Meeting Type | Annual | |||||
Ticker Symbol | GD | Meeting Date | 01-May-2019 | |||||
ISIN | US3695501086 | Agenda | 934945710 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: James S. Crown | Management | For | For | ||||
1b. | Election of Director: Rudy F. deLeon | Management | For | For | ||||
1c. | Election of Director: Cecil D. Haney | Management | For | For | ||||
1d. | Election of Director: Lester L. Lyles | Management | For | For | ||||
1e. | Election of Director: Mark M. Malcolm | Management | For | For | ||||
1f. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||
1g. | Election of Director: C. Howard Nye | Management | For | For | ||||
1h. | Election of Director: William A. Osborn | Management | For | For | ||||
1i. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||
1j. | Election of Director: Laura J. Schumacher | Management | For | For | ||||
1k. | Election of Director: Peter A. Wall | Management | For | For | ||||
2. | Advisory Vote on the Selection of Independent Auditors. | Management | For | For | ||||
3. | Advisory Vote to approve Executive Compensation. | Management | For | For | ||||
4. | Approval of General Dynamics United Kingdom Share Save Plan. | Management | For | For | ||||
5. | Shareholder Proposal to require an Independent Board Chairman. | Shareholder | Against | For | ||||
PEPSICO, INC. | ||||||||
Security | 713448108 | Meeting Type | Annual | |||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||||
ISIN | US7134481081 | Agenda | 934949112 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Shona L. Brown | Management | For | For | ||||
1b. | Election of Director: Cesar Conde | Management | For | For | ||||
1c. | Election of Director: Ian Cook | Management | For | For | ||||
1d. | Election of Director: Dina Dublon | Management | For | For | ||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | ||||
1f. | Election of Director: Michelle Gass | Management | For | For | ||||
1g. | Election of Director: William R. Johnson | Management | For | For | ||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | ||||
1i. | Election of Director: David C. Page | Management | For | For | ||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||
1k. | Election of Director: Daniel Vasella | Management | For | For | ||||
1l. | Election of Director: Darren Walker | Management | For | For | ||||
1m. | Election of Director: Alberto Weisser | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | ||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | ||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Security | 14040H105 | Meeting Type | Annual | |||||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | |||||
ISIN | US14040H1059 | Agenda | 934941596 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||
1K. | Election of Director: Catherine G. West | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For | ||||
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | For | For | ||||
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | ||||
ECOLAB INC. | ||||||||
Security | 278865100 | Meeting Type | Annual | |||||
Ticker Symbol | ECL | Meeting Date | 02-May-2019 | |||||
ISIN | US2788651006 | Agenda | 934949124 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||
1b. | Election of Director: Shari L. Ballard | Management | For | For | ||||
1c. | Election of Director: Barbara J. Beck | Management | For | For | ||||
1d. | Election of Director: Leslie S. Biller | Management | For | For | ||||
1e. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||
1f. | Election of Director: Arthur J. Higgins | Management | For | For | ||||
1g. | Election of Director: Michael Larson | Management | For | For | ||||
1h. | Election of Director: David W. MacLennan | Management | For | For | ||||
1i. | Election of Director: Tracy B. McKibben | Management | For | For | ||||
1j. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||
1k. | Election of Director: Victoria J. Reich | Management | For | For | ||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||
1m. | Election of Director: John J. Zillmer | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Stockholder proposal requesting an independent board chair, if properly presented. | Shareholder | Against | For | ||||
BERKSHIRE HATHAWAY INC. | ||||||||
Security | 084670702 | Meeting Type | Annual | |||||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | |||||
ISIN | US0846707026 | Agenda | 934943362 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Warren E. Buffett | For | For | |||||
2 | Charles T. Munger | For | For | |||||
3 | Gregory E. Abel | For | For | |||||
4 | Howard G. Buffett | For | For | |||||
5 | Stephen B. Burke | For | For | |||||
6 | Susan L. Decker | For | For | |||||
7 | William H. Gates III | For | For | |||||
8 | David S. Gottesman | For | For | |||||
9 | Charlotte Guyman | For | For | |||||
10 | Ajit Jain | For | For | |||||
11 | Thomas S. Murphy | For | For | |||||
12 | Ronald L. Olson | For | For | |||||
13 | Walter Scott, Jr. | For | For | |||||
14 | Meryl B. Witmer | For | For | |||||
DANAHER CORPORATION | ||||||||
Security | 235851102 | Meeting Type | Annual | |||||
Ticker Symbol | DHR | Meeting Date | 07-May-2019 | |||||
ISIN | US2358511028 | Agenda | 934957347 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Donald J. Ehrlich | Management | For | For | ||||
1B. | Election of Director: Linda Hefner Filler | Management | For | For | ||||
1C. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||
1D. | Election of Director: Teri List-Stoll | Management | For | For | ||||
1E. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||
1F. | Election of Director: Mitchell P. Rales | Management | For | For | ||||
1G. | Election of Director: Steven M. Rales | Management | For | For | ||||
1H. | Election of Director: John T. Schwieters | Management | For | For | ||||
1I. | Election of Director: Alan G. Spoon | Management | For | For | ||||
1J. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||
1K. | Election of Director: Elias A. Zerhouni, M.D. | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||
4. | To act upon a shareholder proposal requesting adoption of a policy requiring an independent Board Chair whenever possible. | Shareholder | Against | For | ||||
CME GROUP INC. | ||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||
Ticker Symbol | CME | Meeting Date | 08-May-2019 | |||||
ISIN | US12572Q1058 | Agenda | 934959480 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Equity Director: Terrence A. Duffy | Management | For | For | ||||
1b. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | ||||
1c. | Election of Equity Director: Charles P. Carey | Management | For | For | ||||
1d. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | ||||
1e. | Election of Equity Director: Ana Dutra | Management | For | For | ||||
1f. | Election of Equity Director: Martin J. Gepsman | Management | For | For | ||||
1g. | Election of Equity Director: Larry G. Gerdes | Management | For | For | ||||
1h. | Election of Equity Director: Daniel R. Glickman | Management | For | For | ||||
1i. | Election of Equity Director: Daniel G. Kaye | Management | For | For | ||||
1j. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | ||||
1k. | Election of Equity Director: Deborah J. Lucas | Management | For | For | ||||
1l. | Election of Equity Director: Alex J. Pollock | Management | For | For | ||||
1m. | Election of Equity Director: Terry L. Savage | Management | For | For | ||||
1n. | Election of Equity Director: William R. Shepard | Management | For | For | ||||
1o. | Election of Equity Director: Howard J. Siegel | Management | For | For | ||||
1p. | Election of Equity Director: Michael A. Spencer | Management | For | For | ||||
1q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||
MARTIN MARIETTA MATERIALS, INC. | ||||||||
Security | 573284106 | Meeting Type | Annual | |||||
Ticker Symbol | MLM | Meeting Date | 09-May-2019 | |||||
ISIN | US5732841060 | Agenda | 934993115 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Dorothy M. Ables | Management | For | For | ||||
1.2 | Election of Director: Sue W. Cole | Management | For | For | ||||
1.3 | Election of Director: Smith W. Davis | Management | For | For | ||||
1.4 | Election of Director: John J. Koraleski | Management | For | For | ||||
1.5 | Election of Director: C. Howard Nye | Management | For | For | ||||
1.6 | Election of Director: Laree E. Perez | Management | For | For | ||||
1.7 | Election of Director: Michael J. Quillen | Management | For | For | ||||
1.8 | Election of Director: Donald W. Slager | Management | For | For | ||||
1.9 | Election of Director: Stephen P. Zelnak, Jr. | Management | For | For | ||||
2. | Ratification of selection of PricewaterhouseCoopers as independent auditors. | Management | For | For | ||||
3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Management | For | For | ||||
VULCAN MATERIALS COMPANY | ||||||||
Security | 929160109 | Meeting Type | Annual | |||||
Ticker Symbol | VMC | Meeting Date | 10-May-2019 | |||||
ISIN | US9291601097 | Agenda | 934951357 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||
1b. | Election of Director: David P. Steiner | Management | For | For | ||||
1c. | Election of Director: Lee J. Styslinger, III | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
MARKEL CORPORATION | ||||||||
Security | 570535104 | Meeting Type | Annual | |||||
Ticker Symbol | MKL | Meeting Date | 13-May-2019 | |||||
ISIN | US5705351048 | Agenda | 934951345 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1b. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1c. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1d. | Election of Director: Alan I. Kirshner | Management | For | For | ||||
1e. | Election of Director: Diane Leopold | Management | For | For | ||||
1f. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1g. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1h. | Election of Director: Steven A. Markel | Management | For | For | ||||
1i. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1j. | Election of Director: Michael O'Reilly | Management | For | For | ||||
1k. | Election of Director: Michael J. Schewel | Management | For | For | ||||
1l. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
1m. | Election of Director: Debora J. Wilson | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
MONDELEZ INTERNATIONAL, INC. | ||||||||
Security | 609207105 | Meeting Type | Annual | |||||
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |||||
ISIN | US6092071058 | Agenda | 934959404 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||
1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Director: Debra A. Crew | Management | For | For | ||||
1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||
1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||
1f. | Election of Director: Peter W. May | Management | For | For | ||||
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||
1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||
1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||
1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||
1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||
1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | Against | Against | ||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | For | For | ||||
4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | Against | For | ||||
5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||
CVS HEALTH CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | ||||
1d. | Election of Director: C. David Brown II | Management | For | For | ||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||
1g. | Election of Director: David W. Dorman | Management | For | For | ||||
1h. | Election of Director: Roger N. Farah | Management | For | For | ||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | ||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | ||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | ||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | ||||
1n. | Election of Director: Richard J. Swift | Management | For | For | ||||
1o. | Election of Director: William C. Weldon | Management | For | For | ||||
1p. | Election of Director: Tony L. White | Management | For | For | ||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | For | Against | ||||
UNION PACIFIC CORPORATION | ||||||||
Security | 907818108 | Meeting Type | Annual | |||||
Ticker Symbol | UNP | Meeting Date | 16-May-2019 | |||||
ISIN | US9078181081 | Agenda | 934970383 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | ||||
1c. | Election of Director: William J. DeLaney | Management | For | For | ||||
1d. | Election of Director: David B. Dillon | Management | For | For | ||||
1e. | Election of Director: Lance M. Fritz | Management | For | For | ||||
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||
1g. | Election of Director: Jane H. Lute | Management | For | For | ||||
1h. | Election of Director: Michael R. McCarthy | Management | For | For | ||||
1i. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||
1k. | Election of Director: Jose H. Villarreal | Management | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | For | For | ||||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||
AMERICAN TOWER CORPORATION | ||||||||
Security | 03027X100 | Meeting Type | Annual | |||||
Ticker Symbol | AMT | Meeting Date | 21-May-2019 | |||||
ISIN | US03027X1000 | Agenda | 934978860 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Raymond P. Dolan | Management | For | For | ||||
1b. | Election of Director: Robert D. Hormats | Management | For | For | ||||
1c. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||
1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1e. | Election of Director: Craig Macnab | Management | For | For | ||||
1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||||
1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||
1h. | Election of Director: David E. Sharbutt | Management | For | For | ||||
1i. | Election of Director: James D. Taiclet | Management | For | For | ||||
1j. | Election of Director: Samme L. Thompson | Management | For | For | ||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | To adopt a policy requiring an independent Board Chairman. | Shareholder | Against | For | ||||
5. | To require periodic reports on political contributions and expenditures. | Shareholder | Against | For | ||||
JPMORGAN CHASE & CO. | ||||||||
Security | 46625H100 | Meeting Type | Annual | |||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||||
1e. | Election of Director: James S. Crown | Management | For | For | ||||
1f. | Election of Director: James Dimon | Management | For | For | ||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | ||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||
4. | Gender pay equity report | Shareholder | Against | For | ||||
5. | Enhance shareholder proxy access | Shareholder | Against | For | ||||
6. | Cumulative voting | Shareholder | Against | For | ||||
AMAZON.COM, INC. | ||||||||
Security | 023135106 | Meeting Type | Annual | |||||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | ||||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||
1h. | Election of Director: Thomas O. Ryder | Management | For | For | ||||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | ||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | For | Against | ||||
9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | ||||
10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | For | Against | ||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | For | Against | ||||
12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | Against | For | ||||
13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER PAY REPORTING. | Shareholder | Against | For | ||||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | Against | For | ||||
15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | Against | For | ||||
THE HOME DEPOT, INC. | ||||||||
Security | 437076102 | Meeting Type | Annual | |||||
Ticker Symbol | HD | Meeting Date | 23-May-2019 | |||||
ISIN | US4370761029 | Agenda | 934976157 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||
1b. | Election of Director: Ari Bousbib | Management | For | For | ||||
1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||
1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||
1e. | Election of Director: J. Frank Brown | Management | For | For | ||||
1f. | Election of Director: Albert P. Carey | Management | For | For | ||||
1g. | Election of Director: Helena B. Foulkes | Management | Against | Against | ||||
1h. | Election of Director: Linda R. Gooden | Management | For | For | ||||
1i. | Election of Director: Wayne M. Hewett | Management | For | For | ||||
1j. | Election of Director: Manuel Kadre | Management | For | For | ||||
1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||
1l. | Election of Director: Craig A. Menear | Management | For | For | ||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | ||||
4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | For | ||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | For | ||||
6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | Against | For | ||||
MERCK & CO., INC. | ||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | Against | For | ||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | ||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | ||||
CHEVRON CORPORATION | ||||||||
Security | 166764100 | Meeting Type | Annual | |||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: W. M. Austin | Management | For | For | ||||
1b. | Election of Director: J. B. Frank | Management | For | For | ||||
1c. | Election of Director: A. P. Gast | Management | For | For | ||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | ||||
1f. | Election of Director: D. F. Moyo | Management | For | For | ||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | ||||
1h. | Election of Director: R. D. Sugar | Management | For | For | ||||
1i. | Election of Director: I. G. Thulin | Management | For | For | ||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | ||||
1k. | Election of Director: M. K. Wirth | Management | For | For | ||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||
4. | Report on Human Right to Water | Shareholder | Against | For | ||||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | ||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | ||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | |||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | M. Elyse Allan | For | For | |||||
2 | Angela F. Braly | For | For | |||||
3 | M. Kempston Darkes | For | For | |||||
4 | Murilo Ferreira | For | For | |||||
5 | Frank J. McKenna | For | For | |||||
6 | Rafael Miranda | For | For | |||||
7 | Seek Ngee Huat | For | For | |||||
8 | Diana L. Taylor | For | For | |||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular"). | Management | For | For | ||||
4 | The 2019 Plan Resolution set out in the Circular. | Management | For | For | ||||
5 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||
6 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||
ALPHABET INC. | ||||||||
Security | 02079K305 | Meeting Type | Annual | |||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Larry Page | For | For | |||||
2 | Sergey Brin | For | For | |||||
3 | John L. Hennessy | For | For | |||||
4 | L. John Doerr | For | For | |||||
5 | Roger W. Ferguson, Jr. | For | For | |||||
6 | Ann Mather | For | For | |||||
7 | Alan R. Mulally | For | For | |||||
8 | Sundar Pichai | For | For | |||||
9 | K. Ram Shriram | For | For | |||||
10 | Robin L. Washington | For | For | |||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | For | For | ||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||||
5. | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | For | Against | ||||
6. | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | Against | For | ||||
7. | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | For | Against | ||||
8. | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||||
9. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | For | ||||
10. | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | Against | For | ||||
11. | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | Against | For | ||||
12. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | ||||
13. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | For | ||||
14. | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | Against | For | ||||
15. | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | For | Against | ||||
16. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | For | Against | ||||
MASTERCARD INCORPORATED | ||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |||||
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of director: Richard Haythornthwaite | Management | For | For | ||||
1b. | Election of director: Ajay Banga | Management | For | For | ||||
1c. | Election of director: David R. Carlucci | Management | For | For | ||||
1d. | Election of director: Richard K. Davis | Management | For | For | ||||
1e. | Election of director: Steven J. Freiberg | Management | For | For | ||||
1f. | Election of director: Julius Genachowski | Management | For | For | ||||
1g. | Election of director: Choon Phong Goh | Management | For | For | ||||
1h. | Election of director: Merit E. Janow | Management | For | For | ||||
1i. | Election of director: Oki Matsumoto | Management | For | For | ||||
1j. | Election of director: Youngme Moon | Management | For | For | ||||
1k. | Election of director: Rima Qureshi | Management | For | For | ||||
1l. | Election of director: José Octavio Reyes Lagunes | Management | For | For | ||||
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | ||||
1n. | Election of director: Jackson Tai | Management | For | For | ||||
1o. | Election of director: Lance Uggla | Management | For | For | ||||
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 | Management | For | For | ||||
4. | Consideration of a stockholder proposal on gender pay gap | Shareholder | Against | For | ||||
5. | Consideration of a stockholder proposal on creation of a human rights committee | Shareholder | Against | For | ||||
CARMAX, INC. | ||||||||
Security | 143130102 | Meeting Type | Annual | |||||
Ticker Symbol | KMX | Meeting Date | 25-Jun-2019 | |||||
ISIN | US1431301027 | Agenda | 935018805 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director for a one-year term: Peter J. Bensen | Management | For | For | ||||
1b. | Election of Director for a one-year term: Ronald E. Blaylock | Management | For | For | ||||
1c. | Election of Director for a one-year term: Sona Chawla | Management | For | For | ||||
1d. | Election of Director for a one-year term: Thomas J. Folliard | Management | For | For | ||||
1e. | Election of Director for a one-year term: Shira Goodman | Management | For | For | ||||
1f. | Election of Director for a one-year term: Robert J. Hombach | Management | For | For | ||||
1g. | Election of Director for a one-year term: David W. McCreight | Management | For | For | ||||
1h. | Election of Director for a one-year term: William D. Nash | Management | For | For | ||||
1i. | Election of Director for a one-year term: Pietro Satriano | Management | For | For | ||||
1j. | Election of Director for a one-year term: Marcella Shinder | Management | For | For | ||||
1k. | Election of Director for a one-year term: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To approve, in an advisory (non-binding) vote, the compensation of our named executive officers. | Management | For | For | ||||
4. | To approve the CarMax, Inc. 2002 Stock Incentive Plan, as amended and restated. | Management | For | For | ||||
5. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | For |
Davenport Value & Income Fund Proxy Voting Report
NUTRIEN LTD. (THE "CORPORATION") | ||||||||
Security | 67077M108 | Meeting Type | Annual | |||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | |||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Christopher M. Burley | For | For | |||||
2 | Maura J. Clark | For | For | |||||
3 | John W. Estey | For | For | |||||
4 | David C. Everitt | For | For | |||||
5 | Russell K. Girling | For | For | |||||
6 | Gerald W. Grandey | For | For | |||||
7 | Miranda C. Hubbs | For | For | |||||
8 | Alice D. Laberge | For | For | |||||
9 | Consuelo E. Madere | For | For | |||||
10 | Charles V. Magro | For | For | |||||
11 | Keith G. Martell | For | For | |||||
12 | A. Anne McLellan | For | For | |||||
13 | Derek G. Pannell | For | For | |||||
14 | Aaron W. Regent | For | For | |||||
15 | Mayo M. Schmidt | For | For | |||||
16 | Jochen E. Tilk | For | For | |||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Management | For | For | ||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Management | For | For | ||||
4 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | For | For | ||||
DIAGEO PLC | ||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||
Ticker Symbol | DEO | Meeting Date | 20-Sep-2018 | |||||
ISIN | US25243Q2057 | Agenda | 934867942 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Report and accounts 2018. | Management | For | For | ||||
2. | Directors' remuneration report 2018. | Management | For | For | ||||
3. | Declaration of final dividend. | Management | For | For | ||||
4. | Election of SS Kilsby. | Management | For | For | ||||
5. | Re-election of Lord Davies as a director. (Audit, Nomination and Chairman of Remuneration Committee) | Management | For | For | ||||
6. | Re-election of J Ferran as a director. (Chairman of Nomination Committee) | Management | For | For | ||||
7. | Re-election of Ho KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||
8. | Re-election of NS Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||
9. | Re-election of IM Menezes as a director. (Chairman of Executive Committee) | Management | For | For | ||||
10. | Re-election of KA Mikells as a director. (Executive) | Management | For | For | ||||
11. | Re-election of AJH Stewart as a director. (Nomination, Remuneration and Chairman of Audit Committee) | Management | For | For | ||||
12. | Re-appointment of auditor. | Management | For | For | ||||
13. | Remuneration of auditor. | Management | For | For | ||||
14. | Authority to make political donations and/or to incur political expenditure in the EU. | Management | For | For | ||||
15. | Authority to allot shares. | Management | For | For | ||||
16. | Disapplication of pre-emption rights. | Management | For | For | ||||
17. | Authority to purchase own shares. | Management | For | For | ||||
18. | Adoption of new articles of association. | Management | For | For | ||||
19. | Notice of a general meeting. | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Special | |||||
Ticker Symbol | MPC | Meeting Date | 24-Sep-2018 | |||||
ISIN | US56585A1025 | Agenda | 934865417 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the issuance of shares of MPC common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time. | Management | For | For | ||||
2. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion. | Management | For | For | ||||
3. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14. | Management | For | For | ||||
4. | To adjourn the special meeting, if reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||
W. P. CAREY INC. | ||||||||
Security | 92936U109 | Meeting Type | Special | |||||
Ticker Symbol | WPC | Meeting Date | 29-Oct-2018 | |||||
ISIN | US92936U1097 | Agenda | 934875329 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve issuance of validly issued, fully paid and non- assessable shares of W. P. Carey common stock, $0.001 par value per share, under Rule 312.03 of NYSE Listed Company Manual (the "Stock Issuance") in connection with consummation of the Merger, by and among Corporate Property Associates 17 - Global Incorporated ("CPA:17 - Global"), W. P. Carey, the ultimate parent of external manager of CPA:17 - Global, CPA:17 Merger Sub LLC, an indirect wholly owned subsidiary of W. P. Carey, and other parties thereto, and other transactions contemplated. | Management | For | For | ||||
2. | To consider and vote upon any adjournments or postponements of the W. P. Carey Special Meeting, including, without limitation, a motion to adjourn the special meeting to another time for the purpose of soliciting additional proxies to approve the proposal above. | Management | Abstain | |||||
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||
1e. | Election of Director: Satya Nadella | Management | For | For | ||||
1f. | Election of Director: Charles H. Noski | Management | For | For | ||||
1g. | Election of Director: Helmut Panke | Management | For | For | ||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
1l. | Election of Director: John W. Stanton | Management | For | For | ||||
1m. | Election of Director: John W. Thompson | Management | For | For | ||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | ||||
MEDTRONIC PLC | ||||||||
Security | G5960L103 | Meeting Type | Annual | |||||
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |||||
ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Richard H. Anderson | Management | For | For | ||||
1b. | Election of Director: Craig Arnold | Management | For | For | ||||
1c. | Election of Director: Scott C. Donnelly | Management | For | For | ||||
1d. | Election of Director: Randall J. Hogan III | Management | For | For | ||||
1e. | Election of Director: Omar Ishrak | Management | For | For | ||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||
1g. | Election of Director: James T. Lenehan | Management | For | For | ||||
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | ||||
1i. | Election of Director: Denise M. O'Leary | Management | For | For | ||||
1j. | Election of Director: Kendall J. Powell | Management | For | For | ||||
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||
3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||
CISCO SYSTEMS, INC. | ||||||||
Security | 17275R102 | Meeting Type | Annual | |||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |||||
ISIN | US17275R1023 | Agenda | 934891614 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: M. Michele Burns | Management | For | For | ||||
1b. | Election of Director: Michael D. Capellas | Management | For | For | ||||
1c. | Election of Director: Mark Garrett | Management | For | For | ||||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||
1e. | Election of Director: Roderick C. McGeary | Management | For | For | ||||
1f. | Election of Director: Charles H. Robbins | Management | For | For | ||||
1g. | Election of Director: Arun Sarin | Management | For | For | ||||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | ||||
1i. | Election of Director: Steven M. West | Management | For | For | ||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | ||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | For | Against | ||||
TE CONNECTIVITY LTD | ||||||||
Security | H84989104 | Meeting Type | Annual | |||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||
ISIN | CH0102993182 | Agenda | 934922089 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||
TE CONNECTIVITY LTD | ||||||||
Security | H84989104 | Meeting Type | Annual | |||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||
ISIN | CH0102993182 | Agenda | 934933715 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||
FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||
Security | 303901102 | Meeting Type | Annual | |||||
Ticker Symbol | FRFHF | Meeting Date | 11-Apr-2019 | |||||
ISIN | CA3039011026 | Agenda | 934946231 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Anthony F. Griffiths | For | For | |||||
2 | Robert J. Gunn | For | For | |||||
3 | Alan D. Horn | For | For | |||||
4 | Karen L. Jurjevich | For | For | |||||
5 | R. William McFarland | For | For | |||||
6 | Christine N. McLean | For | For | |||||
7 | John R.V. Palmer | For | For | |||||
8 | Timothy R. Price | For | For | |||||
9 | Brandon W. Sweitzer | For | For | |||||
10 | Lauren C. Templeton | For | For | |||||
11 | Benjamin P. Watsa | For | For | |||||
12 | V. Prem Watsa | For | For | |||||
2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934932751 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934942726 - Opposition | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | The Company's proposal to approve the issuance of shares of the Company's common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the "Stock Issuance Proposal"). | Management | ||||||
2. | The Company's proposal to approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. | Management | ||||||
CARNIVAL CORPORATION | ||||||||
Security | 143658300 | Meeting Type | Annual | |||||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | |||||
ISIN | PA1436583006 | Agenda | 934932321 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | ||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | For | For | ||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | ||||
CITIGROUP INC. | ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||
1d. | Election of Director: John C. Dugan | Management | For | For | ||||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | ||||
1f. | Election of Director: Peter B. Henry | Management | For | For | ||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||
1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||
1i. | Election of Director: Renee J. James | Management | For | For | ||||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | ||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||
1l. | Election of Director: Diana L. Taylor | Management | For | For | ||||
1m. | Election of Director: James S. Turley | Management | For | For | ||||
1n. | Election of Director: Deborah C. Wright | Management | For | For | ||||
1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Advisory vote to approve Citi's 2018 executive compensation. | Management | For | For | ||||
4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||
5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. | Shareholder | Against | For | ||||
6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | Against | For | ||||
7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | For | Against | ||||
PPG INDUSTRIES, INC. | ||||||||
Security | 693506107 | Meeting Type | Annual | |||||
Ticker Symbol | PPG | Meeting Date | 18-Apr-2019 | |||||
ISIN | US6935061076 | Agenda | 934938804 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JAMES G. BERGES | Management | For | For | ||||
1b. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JOHN V. FARACI | Management | For | For | ||||
1c. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: GARY R. HEMINGER | Management | For | For | ||||
1d. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: MICHAEL H. MCGARRY | Management | For | For | ||||
2a. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: STEVEN A. DAVIS | Management | For | For | ||||
2b. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: CATHERINE R. SMITH | Management | For | For | ||||
3. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | ||||
4. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | ||||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Annual | |||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | |||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | ||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | ||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | For | Against | ||||
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | Against | For | ||||
EATON CORPORATION PLC | ||||||||
Security | G29183103 | Meeting Type | Annual | |||||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | |||||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Craig Arnold | Management | For | For | ||||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | ||||
1d. | Election of Director: Michael J. Critelli | Management | For | For | ||||
1e. | Election of Director: Richard H. Fearon | Management | For | For | ||||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | ||||
1g. | Election of Director: Olivier Leonetti | Management | For | For | ||||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | ||||
1i. | Election of Director: Gregory R. Page | Management | For | For | ||||
1j. | Election of Director: Sandra Pianalto | Management | For | For | ||||
1k. | Election of Director: Gerald B. Smith | Management | For | For | ||||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||
BANK OF AMERICA CORPORATION | ||||||||
Security | 060505104 | Meeting Type | Annual | |||||
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |||||
ISIN | US0605051046 | Agenda | 934942360 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||
1b. | Election of Director: Susan S. Bies | Management | For | For | ||||
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||
1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||
1f. | Election of Director: Arnold W. Donald | Management | For | For | ||||
1g. | Election of Director: Linda P. Hudson | Management | For | For | ||||
1h. | Election of Director: Monica C. Lozano | Management | For | For | ||||
1i. | Election of Director: Thomas J. May | Management | For | For | ||||
1j. | Election of Director: Brian T. Moynihan | Management | For | For | ||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||
1l. | Election of Director: Clayton S. Rose | Management | For | For | ||||
1m. | Election of Director: Michael D. White | Management | For | For | ||||
1n. | Election of Director: Thomas D. Woods | Management | For | For | ||||
1o. | Election of Director: R. David Yost | Management | For | For | ||||
1p. | Election of Director: Maria T. Zuber | Management | For | For | ||||
2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) | Management | For | For | ||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||
5. | Report Concerning Gender Pay Equity. | Shareholder | Against | For | ||||
6. | Right to Act by Written Consent. | Shareholder | Against | For | ||||
7. | Enhance Shareholder Proxy Access. | Shareholder | Against | For | ||||
ANHEUSER-BUSCH INBEV SA | ||||||||
Security | 03524A108 | Meeting Type | Annual | |||||
Ticker Symbol | BUD | Meeting Date | 24-Apr-2019 | |||||
ISIN | US03524A1088 | Agenda | 934967007 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1c | Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) | Management | For | For | ||||
2 | Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) | Management | Against | Against | ||||
6 | Approval of the statutory annual accounts | Management | For | For | ||||
7 | Discharge to the directors | Management | For | For | ||||
8 | Discharge to the statutory auditor | Management | For | For | ||||
9a | Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | For | ||||
9b | Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9c | Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9d | Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9e | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9f | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9g | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
10 | Appointment of statutory auditor and remuneration | Management | For | For | ||||
11a | Remuneration: Remuneration policy and remuneration report of the Company | Management | Against | Against | ||||
11b | Remuneration: Change to the fixed remuneration of the directors | Management | Against | Against | ||||
11c | Remuneration: Restricted Stock Units for directors | Management | For | For | ||||
12 | Filings | Management | Against | Against | ||||
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||
1b. | Election of Director: D. Scott Davis | Management | For | For | ||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||
1e. | Election of Director: Alex Gorsky | Management | For | For | ||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||
1i. | Election of Director: William D. Perez | Management | For | For | ||||
1j. | Election of Director: Charles Prince | Management | For | For | ||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | ||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | ||||
THE BOEING COMPANY | ||||||||
Security | 097023105 | Meeting Type | Annual | |||||
Ticker Symbol | BA | Meeting Date | 29-Apr-2019 | |||||
ISIN | US0970231058 | Agenda | 934941750 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||
1b. | Election of Director: David L. Calhoun | Management | For | For | ||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||
1d. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||
1e. | Election of Director: Lynn J. Good | Management | For | For | ||||
1f. | Election of Director: Nikki R. Haley | Management | For | For | ||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2019. | Management | For | For | ||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||
5. | Impact of Share Repurchases on Performance Metrics. | Shareholder | Against | For | ||||
6. | Independent Board Chairman. | Shareholder | Against | For | ||||
7. | Remove Size Limit on Proxy Access Group. | Shareholder | Against | For | ||||
8. | Mandatory Retention of Significant Stock by Executives | Shareholder | Against | For | ||||
EQUITY LIFESTYLE PROPERTIES, INC. | ||||||||
Security | 29472R108 | Meeting Type | Annual | |||||
Ticker Symbol | ELS | Meeting Date | 30-Apr-2019 | |||||
ISIN | US29472R1086 | Agenda | 934951713 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Philip Calian | For | For | |||||
2 | David Contis | For | For | |||||
3 | Constance Freedman | For | For | |||||
4 | Thomas Heneghan | For | For | |||||
5 | Tao Huang | For | For | |||||
6 | Marguerite Nader | For | For | |||||
7 | Scott Peppet | For | For | |||||
8 | Sheli Rosenberg | For | For | |||||
9 | Samuel Zell | For | For | |||||
2. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
3. | Approval on a non-binding, advisory basis of our executive compensation as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Amendment of the Company's Charter to increase from 200,000,000 to 400,000,000 the number of shares of Common Stock the Company is authorized to issue. | Management | For | For | ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||
Security | 718172109 | Meeting Type | Annual | |||||
Ticker Symbol | PM | Meeting Date | 01-May-2019 | |||||
ISIN | US7181721090 | Agenda | 934945013 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: André Calantzopoulos | Management | For | For | ||||
1b. | Election of Director: Louis C. Camilleri | Management | For | For | ||||
1c. | Election of Director: Massimo Ferragamo | Management | For | For | ||||
1d. | Election of Director: Werner Geissler | Management | For | For | ||||
1e. | Election of Director: Lisa A. Hook | Management | For | For | ||||
1f. | Election of Director: Jennifer Li | Management | For | For | ||||
1g. | Election of Director: Jun Makihara | Management | For | For | ||||
1h. | Election of Director: Kalpana Morparia | Management | For | For | ||||
1i. | Election of Director: Lucio A. Noto | Management | For | For | ||||
1j. | Election of Director: Frederik Paulsen | Management | For | For | ||||
1k. | Election of Director: Robert B. Polet | Management | For | For | ||||
1l. | Election of Director: Stephen M. Wolf | Management | For | For | ||||
2. | Advisory Vote Approving Executive Compensation | Management | For | For | ||||
3. | Ratification of the Selection of Independent Auditors | Management | For | For | ||||
PEPSICO, INC. | ||||||||
Security | 713448108 | Meeting Type | Annual | |||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||||
ISIN | US7134481081 | Agenda | 934949112 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Shona L. Brown | Management | For | For | ||||
1b. | Election of Director: Cesar Conde | Management | For | For | ||||
1c. | Election of Director: Ian Cook | Management | For | For | ||||
1d. | Election of Director: Dina Dublon | Management | For | For | ||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | ||||
1f. | Election of Director: Michelle Gass | Management | For | For | ||||
1g. | Election of Director: William R. Johnson | Management | For | For | ||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | ||||
1i. | Election of Director: David C. Page | Management | For | For | ||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||
1k. | Election of Director: Daniel Vasella | Management | For | For | ||||
1l. | Election of Director: Darren Walker | Management | For | For | ||||
1m. | Election of Director: Alberto Weisser | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | ||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | ||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Security | 14040H105 | Meeting Type | Annual | |||||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | |||||
ISIN | US14040H1059 | Agenda | 934941596 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||
1K. | Election of Director: Catherine G. West | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For | ||||
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | For | For | ||||
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | ||||
VERIZON COMMUNICATIONS INC. | ||||||||
Security | 92343V104 | Meeting Type | Annual | |||||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | ||||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||
5. | Independent Chair | Shareholder | Against | For | ||||
6. | Report on Online Child Exploitation | Shareholder | Against | For | ||||
7. | Cybersecurity and Data Privacy | Shareholder | Against | For | ||||
8. | Severance Approval Policy | Shareholder | Against | For | ||||
DOMINION ENERGY, INC. | ||||||||
Security | 25746U109 | Meeting Type | Annual | |||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | |||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: James A. Bennett | Management | For | For | ||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | ||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | ||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | ||||
1f. | Election of Director: John W. Harris | Management | For | For | ||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | ||||
1h. | Election of Director: Mark J. Kington | Management | For | For | ||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | ||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||
1l. | Election of Director: Susan N. Story | Management | For | For | ||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | ||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | ||||
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | ||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | Against | For | ||||
ENBRIDGE INC. | ||||||||
Security | 29250N105 | Meeting Type | Annual | |||||
Ticker Symbol | ENB | Meeting Date | 08-May-2019 | |||||
ISIN | CA29250N1050 | Agenda | 934959911 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pamela L. Carter | Management | For | For | ||||
1b. | Election of Director: Marcel R. Coutu | Management | For | For | ||||
1c. | Election of Director: Susan M. Cunningham | Management | For | For | ||||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | ||||
1e. | Election of Director: J. Herb England | Management | For | For | ||||
1f. | Election of Director: Charles W. Fischer | Management | For | For | ||||
1g. | Election of Director: V. Maureen Kempston Darkes | Management | For | For | ||||
1h. | Election of Director: Teresa S. Madden | Management | For | For | ||||
1i. | Election of Director: Al Monaco | Management | For | For | ||||
1j. | Election of Director: Michael E.J. Phelps | Management | For | For | ||||
1k. | Election of Director: Dan C. Tutcher | Management | For | For | ||||
1l | Election of Director: Catherine L. Williams | Management | For | For | ||||
2. | Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. | Management | For | For | ||||
3. | Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. | Management | For | For | ||||
4. | Advisory vote to approve compensation of Named Executive Officers. | Management | For | For | ||||
UNITED PARCEL SERVICE, INC. | ||||||||
Security | 911312106 | Meeting Type | Annual | |||||
Ticker Symbol | UPS | Meeting Date | 09-May-2019 | |||||
ISIN | US9113121068 | Agenda | 934949489 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: David P. Abney | Management | For | For | ||||
1b. | Election of Director: Rodney C. Adkins | Management | For | For | ||||
1c. | Election of Director: Michael J. Burns | Management | For | For | ||||
1d. | Election of Director: William R. Johnson | Management | For | For | ||||
1e. | Election of Director: Ann M. Livermore | Management | For | For | ||||
1f. | Election of Director: Rudy H.P. Markham | Management | For | For | ||||
1g. | Election of Director: Franck J. Moison | Management | For | For | ||||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||
1i. | Election of Director: Christiana Smith Shi | Management | For | For | ||||
1j. | Election of Director: John T. Stankey | Management | For | For | ||||
1k. | Election of Director: Carol B. Tomé | Management | For | For | ||||
1l. | Election of Director: Kevin M. Warsh | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | ||||
4. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | ||||
5. | To prepare a report to assess the integration of sustainability metrics into executive compensation. | Shareholder | Against | For | ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||
Security | 674599105 | Meeting Type | Annual | |||||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | |||||
ISIN | US6745991058 | Agenda | 934959733 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Spencer Abraham | Management | For | For | ||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | ||||
1c. | Election of Director: Margaret M. Foran | Management | For | For | ||||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||
1e. | Election of Director: Vicki Hollub | Management | For | For | ||||
1f. | Election of Director: William R. Klesse | Management | For | For | ||||
1g. | Election of Director: Jack B. Moore | Management | For | For | ||||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | ||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | For | For | ||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | For | Against | ||||
MARKEL CORPORATION | ||||||||
Security | 570535104 | Meeting Type | Annual | |||||
Ticker Symbol | MKL | Meeting Date | 13-May-2019 | |||||
ISIN | US5705351048 | Agenda | 934951345 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1b. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1c. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1d. | Election of Director: Alan I. Kirshner | Management | For | For | ||||
1e. | Election of Director: Diane Leopold | Management | For | For | ||||
1f. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1g. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1h. | Election of Director: Steven A. Markel | Management | For | For | ||||
1i. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1j. | Election of Director: Michael O'Reilly | Management | For | For | ||||
1k. | Election of Director: Michael J. Schewel | Management | For | For | ||||
1l. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
1m. | Election of Director: Debora J. Wilson | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3M COMPANY | ||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||
Ticker Symbol | MMM | Meeting Date | 14-May-2019 | |||||
ISIN | US88579Y1010 | Agenda | 934958856 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Thomas "Tony" K. Brown | Management | For | For | ||||
1b. | Election of Director: Pamela J. Craig | Management | For | For | ||||
1c. | Election of Director: David B. Dillon | Management | For | For | ||||
1d. | Election of Director: Michael L. Eskew | Management | For | For | ||||
1e. | Election of Director: Herbert L. Henkel | Management | For | For | ||||
1f. | Election of Director: Amy E. Hood | Management | For | For | ||||
1g. | Election of Director: Muhtar Kent | Management | For | For | ||||
1h. | Election of Director: Edward M. Liddy | Management | For | For | ||||
1i. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||
1j. | Election of Director: Gregory R. Page | Management | For | For | ||||
1k. | Election of Director: Michael F. Roman | Management | For | For | ||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
4. | Stockholder proposal on setting target amounts for CEO compensation. | Shareholder | Against | For | ||||
MONDELEZ INTERNATIONAL, INC. | ||||||||
Security | 609207105 | Meeting Type | Annual | |||||
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |||||
ISIN | US6092071058 | Agenda | 934959404 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||
1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Director: Debra A. Crew | Management | For | For | ||||
1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||
1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||
1f. | Election of Director: Peter W. May | Management | For | For | ||||
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||
1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||
1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||
1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||
1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||
1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | Against | Against | ||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | For | For | ||||
4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | Against | For | ||||
5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||
CVS HEALTH CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | ||||
1d. | Election of Director: C. David Brown II | Management | For | For | ||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||
1g. | Election of Director: David W. Dorman | Management | For | For | ||||
1h. | Election of Director: Roger N. Farah | Management | For | For | ||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | ||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | ||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | ||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | ||||
1n. | Election of Director: Richard J. Swift | Management | For | For | ||||
1o. | Election of Director: William C. Weldon | Management | For | For | ||||
1p. | Election of Director: Tony L. White | Management | For | For | ||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | For | Against | ||||
ALTRIA GROUP, INC. | ||||||||
Security | 02209S103 | Meeting Type | Annual | |||||
Ticker Symbol | MO | Meeting Date | 16-May-2019 | |||||
ISIN | US02209S1033 | Agenda | 934967487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Director: John T. Casteen III | Management | For | For | ||||
1B | Election of Director: Dinyar S. Devitre | Management | For | For | ||||
1C | Election of Director: Thomas F. Farrell II | Management | For | For | ||||
1D | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||
1E | Election of Director: W. Leo Kiely III | Management | For | For | ||||
1F | Election of Director: Kathryn B. McQuade | Management | For | For | ||||
1G | Election of Director: George Muñoz | Management | For | For | ||||
1H | Election of Director: Mark E. Newman | Management | For | For | ||||
1I | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||
1J | Election of Director: Virginia E. Shanks | Management | For | For | ||||
1K | Election of Director: Howard A. Willard III | Management | For | For | ||||
2 | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||
3 | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Management | For | For | ||||
4 | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | Shareholder | Against | For | ||||
5 | Shareholder Proposal - Disclosure of Lobbying Policies and Practices | Shareholder | Against | For | ||||
CROWN CASTLE INTERNATIONAL CORP | ||||||||
Security | 22822V101 | Meeting Type | Annual | |||||
Ticker Symbol | CCI | Meeting Date | 16-May-2019 | |||||
ISIN | US22822V1017 | Agenda | 934969330 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||
1b. | Election of Director: Jay A. Brown | Management | For | For | ||||
1c. | Election of Director: Cindy Christy | Management | For | For | ||||
1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||
1e. | Election of Director: Robert E. Garrison II | Management | For | For | ||||
1f. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||
1g. | Election of Director: Lee W. Hogan | Management | For | For | ||||
1h. | Election of Director: Edward C. Hutcheson, Jr. | Management | For | For | ||||
1i. | Election of Director: J. Landis Martin | Management | For | For | ||||
1j. | Election of Director: Robert F. McKenzie | Management | For | For | ||||
1k. | Election of Director: Anthony J. Melone | Management | For | For | ||||
1l. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. | Management | For | For | ||||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
LAS VEGAS SANDS CORP. | ||||||||
Security | 517834107 | Meeting Type | Annual | |||||
Ticker Symbol | LVS | Meeting Date | 16-May-2019 | |||||
ISIN | US5178341070 | Agenda | 934979242 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sheldon G. Adelson | For | For | |||||
2 | Irwin Chafetz | For | For | |||||
3 | Micheline Chau | For | For | |||||
4 | Patrick Dumont | For | For | |||||
5 | Charles D. Forman | For | For | |||||
6 | Robert G. Goldstein | For | For | |||||
7 | George Jamieson | For | For | |||||
8 | Charles A. Koppelman | For | For | |||||
9 | Lewis Kramer | For | For | |||||
10 | David F. Levi | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Management | Against | Against | ||||
4. | Approval of the amendment and restatement of the Las Vegas Sands Corp. 2004 Equity Award Plan. | Management | For | For | ||||
THE ALLSTATE CORPORATION | ||||||||
Security | 020002101 | Meeting Type | Annual | |||||
Ticker Symbol | ALL | Meeting Date | 21-May-2019 | |||||
ISIN | US0200021014 | Agenda | 934978783 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | ||||
1b. | Election of Director: Michael L. Eskew | Management | For | For | ||||
1c. | Election of Director: Margaret M. Keane | Management | For | For | ||||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | ||||
1e. | Election of Director: Jacques P. Perold | Management | For | For | ||||
1f. | Election of Director: Andrea Redmond | Management | For | For | ||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||
1h. | Election of Director: Judith A. Sprieser | Management | For | For | ||||
1i. | Election of Director: Perry M. Traquina | Management | For | For | ||||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | ||||
2. | Advisory vote to approve the compensation of the named executives. | Management | For | For | ||||
3. | Approval of the 2019 Equity Incentive Plan. | Management | For | For | ||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2019. | Management | For | For | ||||
5. | Stockholder proposal on reporting political contributions. | Shareholder | Against | For | ||||
JPMORGAN CHASE & CO. | ||||||||
Security | 46625H100 | Meeting Type | Annual | |||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||||
1e. | Election of Director: James S. Crown | Management | For | For | ||||
1f. | Election of Director: James Dimon | Management | For | For | ||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | ||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||
4. | Gender pay equity report | Shareholder | Against | For | ||||
5. | Enhance shareholder proxy access | Shareholder | Against | For | ||||
6. | Cumulative voting | Shareholder | Against | For | ||||
ROYAL DUTCH SHELL PLC | ||||||||
Security | 780259107 | Meeting Type | Annual | |||||
Ticker Symbol | RDSB | Meeting Date | 21-May-2019 | |||||
ISIN | US7802591070 | Agenda | 935000416 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||
2. | Approval of Directors' Remuneration Report | Management | For | For | ||||
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | ||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||
5. | Reappointment of Director: Ann Godbehere | Management | For | For | ||||
6. | Reappointment of Director: Euleen Goh | Management | For | For | ||||
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||
8. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | ||||
10. | Reappointment of Director: Roberto Setubal | Management | For | For | ||||
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | ||||
13. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||
15. | Reappointment of Auditors | Management | For | For | ||||
16. | Remuneration of Auditors | Management | For | For | ||||
17. | Authority to allot shares | Management | For | For | ||||
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | ||||
19. | Adoption of new Articles of Association (Special Resolution) | Management | For | For | ||||
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | ||||
21. | Authority to make certain donations and incur expenditure | Management | For | For | ||||
22. | Shareholder resolution (Special Resolution) | Shareholder | Against | For | ||||
MERCK & CO., INC. | ||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | Against | For | ||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | ||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | ||||
EXXON MOBIL CORPORATION | ||||||||
Security | 30231G102 | Meeting Type | Annual | |||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | ||||
1i. | Election of Director: William C. Weldon | Management | For | For | ||||
1j. | Election of Director: Darren W. Woods | Management | For | For | ||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||||
4. | Independent Chairman (page 58) | Shareholder | Against | For | ||||
5. | Special Shareholder Meetings (page 59) | Shareholder | For | Against | ||||
6. | Board Matrix (page 61) | Shareholder | For | Against | ||||
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | ||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | For | Against | ||||
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | ||||
10. | Report on Lobbying (page 67) | Shareholder | Against | For | ||||
CHEVRON CORPORATION | ||||||||
Security | 166764100 | Meeting Type | Annual | |||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: W. M. Austin | Management | For | For | ||||
1b. | Election of Director: J. B. Frank | Management | For | For | ||||
1c. | Election of Director: A. P. Gast | Management | For | For | ||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | ||||
1f. | Election of Director: D. F. Moyo | Management | For | For | ||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | ||||
1h. | Election of Director: R. D. Sugar | Management | For | For | ||||
1i. | Election of Director: I. G. Thulin | Management | For | For | ||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | ||||
1k. | Election of Director: M. K. Wirth | Management | For | For | ||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||
4. | Report on Human Right to Water | Shareholder | Against | For | ||||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | ||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | ||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Annual | |||||
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |||||
ISIN | US1101221083 | Agenda | 935021458 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||
1D. | Election of Director: Matthew W. Emmens | Management | For | For | ||||
1E. | Election of Director: Michael Grobstein | Management | For | For | ||||
1F. | Election of Director: Alan J. Lacy | Management | For | For | ||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||
2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | ||||
3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | ||||
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | For | Against | ||||
LAMAR ADVERTISING COMPANY | ||||||||
Security | 512816109 | Meeting Type | Annual | |||||
Ticker Symbol | LAMR | Meeting Date | 30-May-2019 | |||||
ISIN | US5128161099 | Agenda | 934993103 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John E. Koerner, III | For | For | |||||
2 | Marshall A. Loeb | For | For | |||||
3 | Stephen P. Mumblow | For | For | |||||
4 | Thomas V. Reifenheiser | For | For | |||||
5 | Anna Reilly | For | For | |||||
6 | Kevin P. Reilly, Jr. | For | For | |||||
7 | Wendell Reilly | For | For | |||||
8 | Elizabeth Thompson | For | For | |||||
2. | Approval of an amendment and restatement of the Company's 1996 Equity Incentive Plan to increase the number of shares of Class A Common Stock of the Company available for issuance under the plan by 2,000,000 shares from 15,500,000 to 17,500,000 shares. | Management | Against | Against | ||||
3. | Approval of the Company's 2019 Employee Stock Purchase Plan. | Management | Against | Against | ||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
WATSCO, INC. | ||||||||
Security | 942622200 | Meeting Type | Annual | |||||
Ticker Symbol | WSO | Meeting Date | 03-Jun-2019 | |||||
ISIN | US9426222009 | Agenda | 935010556 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brian E. Keeley | For | For | |||||
2 | Steven (Slava) Rubin | For | For | |||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
COMCAST CORPORATION | ||||||||
Security | 20030N101 | Meeting Type | Annual | |||||
Ticker Symbol | CMCSA | Meeting Date | 05-Jun-2019 | |||||
ISIN | US20030N1019 | Agenda | 935008284 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kenneth J. Bacon | For | For | |||||
2 | Madeline S. Bell | For | For | |||||
3 | Sheldon M. Bonovitz | For | For | |||||
4 | Edward D. Breen | For | For | |||||
5 | Gerald L. Hassell | For | For | |||||
6 | Jeffrey A. Honickman | For | For | |||||
7 | Maritza G. Montiel | For | For | |||||
8 | Asuka Nakahara | For | For | |||||
9 | David C. Novak | For | For | |||||
10 | Brian L. Roberts | For | For | |||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||
3. | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | Management | For | For | ||||
4. | Advisory vote on executive compensation | Management | For | For | ||||
5. | To require an independent board chairman | Shareholder | Against | For | ||||
6. | To provide a lobbying report | Shareholder | Against | For | ||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||
Security | 31620R303 | Meeting Type | Annual | |||||
Ticker Symbol | FNF | Meeting Date | 12-Jun-2019 | |||||
ISIN | US31620R3030 | Agenda | 935015506 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard N. Massey | For | For | |||||
2 | Daniel D. Lane | For | For | |||||
3 | Cary H. Thompson | For | For | |||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
W. P. CAREY INC. | ||||||||
Security | 92936U109 | Meeting Type | Annual | |||||
Ticker Symbol | WPC | Meeting Date | 13-Jun-2019 | |||||
ISIN | US92936U1097 | Agenda | 934985803 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mark A. Alexander | Management | For | For | ||||
1b. | Election of Director: Peter J. Farrell | Management | For | For | ||||
1c. | Election of Director: Robert J. Flanagan | Management | For | For | ||||
1d. | Election of Director: Jason E. Fox | Management | For | For | ||||
1e. | Election of Director: Benjamin H. Griswold, IV | Management | For | For | ||||
1f. | Election of Director: Axel K.A. Hansing | Management | For | For | ||||
1g. | Election of Director: Jean Hoysradt | Management | For | For | ||||
1h. | Election of Director: Margaret G. Lewis | Management | For | For | ||||
1i. | Election of Director: Christopher J. Niehaus | Management | For | For | ||||
1j. | Election of Director: Nick J.M. van Ommen | Management | For | For | ||||
2. | To Approve the Advisory Resolution on Executive Compensation. | Management | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
GAMING & LEISURE PROPERTIES, INC. | ||||||||
Security | 36467J108 | Meeting Type | Annual | |||||
Ticker Symbol | GLPI | Meeting Date | 13-Jun-2019 | |||||
ISIN | US36467J1088 | Agenda | 935015708 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Peter M. Carlino | Management | For | For | ||||
1.2 | Election of Director: David A. Handler | Management | For | For | ||||
1.3 | Election of Director: Joseph W. Marshall, III | Management | For | For | ||||
1.4 | Election of Director: James B. Perry | Management | For | For | ||||
1.5 | Election of Director: Barry F. Schwartz | Management | For | For | ||||
1.6 | Election of Director: Earl C. Shanks | Management | For | For | ||||
1.7 | Election of Director: E. Scott Urdang | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | To consider a shareholder proposal requesting a report on Board diversity. | Shareholder | For | For | ||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | |||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | M. Elyse Allan | For | For | |||||
2 | Angela F. Braly | For | For | |||||
3 | M. Kempston Darkes | For | For | |||||
4 | Murilo Ferreira | For | For | |||||
5 | Frank J. McKenna | For | For | |||||
6 | Rafael Miranda | For | For | |||||
7 | Seek Ngee Huat | For | For | |||||
8 | Diana L. Taylor | For | For | |||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular"). | Management | For | For | ||||
4 | The 2019 Plan Resolution set out in the Circular. | Management | For | For | ||||
5 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||
6 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||
DELTA AIR LINES, INC. | ||||||||
Security | 247361702 | Meeting Type | Annual | |||||
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |||||
ISIN | US2473617023 | Agenda | 935025266 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | ||||
1b. | Election of Director: Francis S. Blake | Management | For | For | ||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | ||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | ||||
1e. | Election of Director: David G. DeWalt | Management | For | For | ||||
1f. | Election of Director: William H. Easter III | Management | For | For | ||||
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | ||||
1h. | Election of Director: Michael P. Huerta | Management | For | For | ||||
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||
1j. | Election of Director: George N. Mattson | Management | For | For | ||||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | ||||
1l. | Election of Director: Kathy N. Waller | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | For | For | ||||
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | For | Against |
Davenport Equity Opportunities Fund Proxy Voting Report
AMERICAN WOODMARK CORPORATION | ||||||||
Security | 030506109 | Meeting Type | Annual | |||||
Ticker Symbol | AMWD | Meeting Date | 23-Aug-2018 | |||||
ISIN | US0305061097 | Agenda | 934858070 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for one year term: Andrew B. Cogan | Management | For | For | ||||
1.2 | Election of Director for one year term: James G. Davis, Jr. | Management | For | For | ||||
1.3 | Election of Director for one year term: S. Cary Dunston | Management | For | For | ||||
1.4 | Election of Director for one year term: Martha M. Hayes | Management | For | For | ||||
1.5 | Election of Director for one year term: Daniel T. Hendrix | Management | For | For | ||||
1.6 | Election of Director for one year term: Carol B. Moerdyk | Management | For | For | ||||
1.7 | Election of Director for one year term: David W. Moon | Management | For | For | ||||
1.8 | Election of Director for one year term: Vance W. Tang | Management | For | For | ||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019. | Management | For | For | ||||
3. | To approve on an advisory basis the Company's executive compensation. | Management | For | For | ||||
INTUIT INC. | ||||||||
Security | 461202103 | Meeting Type | Annual | |||||
Ticker Symbol | INTU | Meeting Date | 17-Jan-2019 | |||||
ISIN | US4612021034 | Agenda | 934908471 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Eve Burton | Management | For | For | ||||
1b. | Election of Director: Scott D. Cook | Management | For | For | ||||
1c. | Election of Director: Richard L. Dalzell | Management | For | For | ||||
1d. | Election of Director: Sasan Goodarzi | Management | For | For | ||||
1e. | Election of Director: Deborah Liu | Management | For | For | ||||
1f. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||
1g. | Election of Director: Dennis D. Powell | Management | For | For | ||||
1h. | Election of Director: Brad D. Smith | Management | For | For | ||||
1i. | Election of Director: Thomas Szkutak | Management | For | For | ||||
1j. | Election of Director: Raul Vazquez | Management | For | For | ||||
1k. | Election of Director: Jeff Weiner | Management | For | For | ||||
2. | Advisory vote to approve Intuit Inc.'s executive compensation (say-on-pay) | Management | For | For | ||||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2019 | Management | For | For | ||||
FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||
Security | 303901102 | Meeting Type | Annual | |||||
Ticker Symbol | FRFHF | Meeting Date | 11-Apr-2019 | |||||
ISIN | CA3039011026 | Agenda | 934946231 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Anthony F. Griffiths | For | For | |||||
2 | Robert J. Gunn | For | For | |||||
3 | Alan D. Horn | For | For | |||||
4 | Karen L. Jurjevich | For | For | |||||
5 | R. William McFarland | For | For | |||||
6 | Christine N. McLean | For | For | |||||
7 | John R.V. Palmer | For | For | |||||
8 | Timothy R. Price | For | For | |||||
9 | Brandon W. Sweitzer | For | For | |||||
10 | Lauren C. Templeton | For | For | |||||
11 | Benjamin P. Watsa | For | For | |||||
12 | V. Prem Watsa | For | For | |||||
2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | ||||
THE SHERWIN-WILLIAMS COMPANY | ||||||||
Security | 824348106 | Meeting Type | Annual | |||||
Ticker Symbol | SHW | Meeting Date | 17-Apr-2019 | |||||
ISIN | US8243481061 | Agenda | 934937876 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K.B. Anderson | Management | For | For | ||||
1b. | Election of Director: A.F. Anton | Management | For | For | ||||
1c. | Election of Director: J.M. Fettig | Management | For | For | ||||
1d. | Election of Director: D.F. Hodnik | Management | For | For | ||||
1e. | Election of Director: R.J. Kramer | Management | For | For | ||||
1f. | Election of Director: S.J. Kropf | Management | For | For | ||||
1g. | Election of Director: J.G. Morikis | Management | For | For | ||||
1h. | Election of Director: C.A. Poon | Management | For | For | ||||
1i. | Election of Director: J.M. Stropki | Management | For | For | ||||
1j. | Election of Director: M.H. Thaman | Management | For | For | ||||
1k. | Election of Director: M. Thornton III | Management | For | For | ||||
1l. | Election of Director: S.H. Wunning | Management | For | For | ||||
2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
DISH NETWORK CORPORATION | ||||||||
Security | 25470M109 | Meeting Type | Annual | |||||
Ticker Symbol | DISH | Meeting Date | 29-Apr-2019 | |||||
ISIN | US25470M1099 | Agenda | 934948158 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kathleen Q. Abernathy | For | For | |||||
2 | George R. Brokaw | For | For | |||||
3 | James DeFranco | For | For | |||||
4 | Cantey M. Ergen | For | For | |||||
5 | Charles W. Ergen | For | For | |||||
6 | Charles M. Lillis | For | For | |||||
7 | Afshin Mohebbi | For | For | |||||
8 | Tom A. Ortolf | For | For | |||||
9 | Carl E. Vogel | For | For | |||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | To approve our 2019 Stock Incentive Plan. | Management | Against | Against | ||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Security | 14040H105 | Meeting Type | Annual | |||||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | |||||
ISIN | US14040H1059 | Agenda | 934941596 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||
1K. | Election of Director: Catherine G. West | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For | ||||
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | For | For | ||||
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | ||||
O'REILLY AUTOMOTIVE, INC. | ||||||||
Security | 67103H107 | Meeting Type | Annual | |||||
Ticker Symbol | ORLY | Meeting Date | 07-May-2019 | |||||
ISIN | US67103H1077 | Agenda | 934955723 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: David O'Reilly | Management | For | For | ||||
1b. | Election of Director: Larry O'Reilly | Management | For | For | ||||
1c. | Election of Director: Rosalie O'Reilly Wooten | Management | For | For | ||||
1d. | Election of Director: Greg Henslee | Management | For | For | ||||
1e. | Election of Director: Jay D. Burchfield | Management | For | For | ||||
1f. | Election of Director: Thomas T. Hendrickson | Management | For | For | ||||
1g. | Election of Director: John R. Murphy | Management | For | For | ||||
1h. | Election of Director: Dana M. Perlman | Management | For | For | ||||
1i. | Election of Director: Andrea M. Weiss | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||
4. | Shareholder proposal entitled "Special Shareholder Meetings." | Shareholder | For | Against | ||||
MARTIN MARIETTA MATERIALS, INC. | ||||||||
Security | 573284106 | Meeting Type | Annual | |||||
Ticker Symbol | MLM | Meeting Date | 09-May-2019 | |||||
ISIN | US5732841060 | Agenda | 934993115 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Dorothy M. Ables | Management | For | For | ||||
1.2 | Election of Director: Sue W. Cole | Management | For | For | ||||
1.3 | Election of Director: Smith W. Davis | Management | For | For | ||||
1.4 | Election of Director: John J. Koraleski | Management | For | For | ||||
1.5 | Election of Director: C. Howard Nye | Management | For | For | ||||
1.6 | Election of Director: Laree E. Perez | Management | For | For | ||||
1.7 | Election of Director: Michael J. Quillen | Management | For | For | ||||
1.8 | Election of Director: Donald W. Slager | Management | For | For | ||||
1.9 | Election of Director: Stephen P. Zelnak, Jr. | Management | For | For | ||||
2. | Ratification of selection of PricewaterhouseCoopers as independent auditors. | Management | For | For | ||||
3. | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Management | For | For | ||||
MARKEL CORPORATION | ||||||||
Security | 570535104 | Meeting Type | Annual | |||||
Ticker Symbol | MKL | Meeting Date | 13-May-2019 | |||||
ISIN | US5705351048 | Agenda | 934951345 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1b. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1c. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1d. | Election of Director: Alan I. Kirshner | Management | For | For | ||||
1e. | Election of Director: Diane Leopold | Management | For | For | ||||
1f. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1g. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1h. | Election of Director: Steven A. Markel | Management | For | For | ||||
1i. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1j. | Election of Director: Michael O'Reilly | Management | For | For | ||||
1k. | Election of Director: Michael J. Schewel | Management | For | For | ||||
1l. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
1m. | Election of Director: Debora J. Wilson | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
ZOETIS INC. | ||||||||
Security | 98978V103 | Meeting Type | Annual | |||||
Ticker Symbol | ZTS | Meeting Date | 15-May-2019 | |||||
ISIN | US98978V1035 | Agenda | 934962110 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Juan Ramon Alaix | Management | For | For | ||||
1.2 | Election of Director: Paul M. Bisaro | Management | For | For | ||||
1.3 | Election of Director: Frank A. D'Amelio | Management | For | For | ||||
1.4 | Election of Director: Michael B. McCallister | Management | For | For | ||||
2. | Advisory vote to approve our executive compensation (Say on Pay) | Management | For | For | ||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
XYLEM INC. | ||||||||
Security | 98419M100 | Meeting Type | Annual | |||||
Ticker Symbol | XYL | Meeting Date | 15-May-2019 | |||||
ISIN | US98419M1009 | Agenda | 934968770 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||
1b. | Election of Director: Curtis J. Crawford, Ph.D. | Management | For | For | ||||
1c. | Election of Director: Patrick K. Decker | Management | For | For | ||||
1d. | Election of Director: Robert F. Friel | Management | For | For | ||||
1e. | Election of Director: Jorge M. Gomez | Management | For | For | ||||
1f. | Election of Director: Victoria D. Harker | Management | For | For | ||||
1g. | Election of Director: Sten E. Jakobsson | Management | For | For | ||||
1h. | Election of Director: Steven R. Loranger | Management | For | For | ||||
1i. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||
1j. | Election of Director: Jerome A. Peribere | Management | For | For | ||||
1k. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 10% of Company stock, if properly presented at the meeting. | Shareholder | For | Against | ||||
CBOE GLOBAL MARKETS, INC. | ||||||||
Security | 12503M108 | Meeting Type | Annual | |||||
Ticker Symbol | CBOE | Meeting Date | 16-May-2019 | |||||
ISIN | US12503M1080 | Agenda | 934976525 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Edward T. Tilly | Management | For | For | ||||
1b. | Election of Director: Eugene S. Sunshine | Management | For | For | ||||
1c. | Election of Director: Frank E. English, Jr. | Management | For | For | ||||
1d. | Election of Director: William M. Farrow III | Management | For | For | ||||
1e. | Election of Director: Edward J. Fitzpatrick | Management | For | For | ||||
1f. | Election of Director: Janet P. Froetscher | Management | For | For | ||||
1g. | Election of Director: Jill R. Goodman | Management | For | For | ||||
1h. | Election of Director: Roderick A. Palmore | Management | For | For | ||||
1i. | Election of Director: James E. Parisi | Management | For | For | ||||
1j. | Election of Director: Joseph P. Ratterman | Management | For | For | ||||
1k. | Election of Director: Michael L. Richter | Management | For | For | ||||
1l. | Election of Director: Jill E. Sommers | Management | For | For | ||||
1m. | Election of Director: Carole E. Stone | Management | For | For | ||||
2. | Advisory proposal to approve the Company's executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For | ||||
AMERICAN TOWER CORPORATION | ||||||||
Security | 03027X100 | Meeting Type | Annual | |||||
Ticker Symbol | AMT | Meeting Date | 21-May-2019 | |||||
ISIN | US03027X1000 | Agenda | 934978860 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Raymond P. Dolan | Management | For | For | ||||
1b. | Election of Director: Robert D. Hormats | Management | For | For | ||||
1c. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||
1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1e. | Election of Director: Craig Macnab | Management | For | For | ||||
1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||||
1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||
1h. | Election of Director: David E. Sharbutt | Management | For | For | ||||
1i. | Election of Director: James D. Taiclet | Management | For | For | ||||
1j. | Election of Director: Samme L. Thompson | Management | For | For | ||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | To adopt a policy requiring an independent Board Chairman. | Shareholder | Against | For | ||||
5. | To require periodic reports on political contributions and expenditures. | Shareholder | Against | For | ||||
GENESEE & WYOMING INC. | ||||||||
Security | 371559105 | Meeting Type | Annual | |||||
Ticker Symbol | GWR | Meeting Date | 22-May-2019 | |||||
ISIN | US3715591059 | Agenda | 934981336 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Richard H. Bott | Management | For | For | ||||
1b. | Election of Director: Øivind Lorentzen III | Management | For | For | ||||
1c. | Election of Director: Mark A. Scudder | Management | For | For | ||||
2. | Approve, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. | Management | For | For | ||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
WATSCO, INC. | ||||||||
Security | 942622200 | Meeting Type | Annual | |||||
Ticker Symbol | WSO | Meeting Date | 03-Jun-2019 | |||||
ISIN | US9426222009 | Agenda | 935010556 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brian E. Keeley | For | For | |||||
2 | Steven (Slava) Rubin | For | For | |||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||
Security | 538034109 | Meeting Type | Annual | |||||
Ticker Symbol | LYV | Meeting Date | 06-Jun-2019 | |||||
ISIN | US5380341090 | Agenda | 935006901 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Mark Carleton | Management | For | For | ||||
1B. | Election of Director: Maverick Carter | Management | For | For | ||||
1C. | Election of Director: Ariel Emanuel | Management | For | For | ||||
1D. | Election of Director: Robert Ted Enloe, III | Management | For | For | ||||
1E. | Election of Director: Ping Fu | Management | For | For | ||||
1F. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||
1G. | Election of Director: James lovine | Management | For | For | ||||
1H. | Election of Director: James S. Kahan | Management | For | For | ||||
1I. | Election of Director: Gregory B. Maffei | Management | For | For | ||||
1J. | Election of Director: Randall T. Mays | Management | For | For | ||||
1K. | Election of Director: Michael Rapino | Management | For | For | ||||
1L. | Election of Director: Mark S. Shapiro | Management | For | For | ||||
1M. | Election of Director: Dana Walden | Management | Against | Against | ||||
2. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
MERCADOLIBRE, INC. | ||||||||
Security | 58733R102 | Meeting Type | Annual | |||||
Ticker Symbol | MELI | Meeting Date | 10-Jun-2019 | |||||
ISIN | US58733R1023 | Agenda | 935010633 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Emiliano Calemzuk | For | For | |||||
2 | Marcos Galperin | For | For | |||||
3 | Roberto Balls Sallouti | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | Adoption of the Amended and Restated 2009 Equity Compensation Plan. | Management | For | For | ||||
4. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
AUTODESK, INC. | ||||||||
Security | 052769106 | Meeting Type | Annual | |||||
Ticker Symbol | ADSK | Meeting Date | 12-Jun-2019 | |||||
ISIN | US0527691069 | Agenda | 935010140 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Andrew Anagnost | Management | For | For | ||||
1b. | Election of Director: Karen Blasing | Management | For | For | ||||
1c. | Election of Director: Reid French | Management | For | For | ||||
1d. | Election of Director: Blake Irving | Management | For | For | ||||
1e. | Election of Director: Mary T. McDowell | Management | For | For | ||||
1f. | Election of Director: Stephen Milligan | Management | For | For | ||||
1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||
1h. | Election of Director: Betsy Rafael | Management | For | For | ||||
1i. | Election of Director: Stacy J. Smith | Management | For | For | ||||
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | For | For | ||||
3. | Approve, on an advisory (non-binding) basis,the compensation of Autodesk, Inc.'s named executive officers. | Management | For | For | ||||
BLACK KNIGHT, INC. | ||||||||
Security | 09215C105 | Meeting Type | Annual | |||||
Ticker Symbol | BKI | Meeting Date | 12-Jun-2019 | |||||
ISIN | US09215C1053 | Agenda | 935015417 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David K. Hunt | For | For | |||||
2 | Ganesh B. Rao | For | For | |||||
2. | Approval of the Second Amended and Restated Certificate of Incorporation. | Management | For | For | ||||
3. | Approval of majority voting for uncontested director elections. | Management | For | For | ||||
4. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
5. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||
Security | 31620R303 | Meeting Type | Annual | |||||
Ticker Symbol | FNF | Meeting Date | 12-Jun-2019 | |||||
ISIN | US31620R3030 | Agenda | 935015506 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard N. Massey | For | For | |||||
2 | Daniel D. Lane | For | For | |||||
3 | Cary H. Thompson | For | For | |||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
DOLLAR TREE, INC. | ||||||||
Security | 256746108 | Meeting Type | Annual | |||||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2019 | |||||
ISIN | US2567461080 | Agenda | 935001812 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Arnold S. Barron | Management | For | For | ||||
1b. | Election of Director: Gregory M. Bridgeford | Management | For | For | ||||
1c. | Election of Director: Thomas W. Dickson | Management | For | For | ||||
1d. | Election of Director: Conrad M. Hall | Management | For | For | ||||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | ||||
1g. | Election of Director: Gary M. Philbin | Management | For | For | ||||
1h. | Election of Director: Bob Sasser | Management | For | For | ||||
1i. | Election of Director: Thomas A. Saunders III | Management | For | For | ||||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | ||||
1k. | Election of Director: Carrie A. Wheeler | Management | For | For | ||||
1l. | Election of Director: Thomas E. Whiddon | Management | For | For | ||||
1m. | Election of Director: Carl P. Zeithaml | Management | For | For | ||||
2. | To Approve, on an Advisory Basis, the Compensation of the Company's Named Executive Officers | Management | For | For | ||||
3. | To Ratify the Selection of KPMG LLP as the Company's Independent Registered Public Accounting Firm | Management | For | For | ||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | |||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | M. Elyse Allan | For | For | |||||
2 | Angela F. Braly | For | For | |||||
3 | M. Kempston Darkes | For | For | |||||
4 | Murilo Ferreira | For | For | |||||
5 | Frank J. McKenna | For | For | |||||
6 | Rafael Miranda | For | For | |||||
7 | Seek Ngee Huat | For | For | |||||
8 | Diana L. Taylor | For | For | |||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular"). | Management | For | For | ||||
4 | The 2019 Plan Resolution set out in the Circular. | Management | For | For | ||||
5 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||
6 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||
CARMAX, INC. | ||||||||
Security | 143130102 | Meeting Type | Annual | |||||
Ticker Symbol | KMX | Meeting Date | 25-Jun-2019 | |||||
ISIN | US1431301027 | Agenda | 935018805 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director for a one-year term: Peter J. Bensen | Management | For | For | ||||
1b. | Election of Director for a one-year term: Ronald E. Blaylock | Management | For | For | ||||
1c. | Election of Director for a one-year term: Sona Chawla | Management | For | For | ||||
1d. | Election of Director for a one-year term: Thomas J. Folliard | Management | For | For | ||||
1e. | Election of Director for a one-year term: Shira Goodman | Management | For | For | ||||
1f. | Election of Director for a one-year term: Robert J. Hombach | Management | For | For | ||||
1g. | Election of Director for a one-year term: David W. McCreight | Management | For | For | ||||
1h. | Election of Director for a one-year term: William D. Nash | Management | For | For | ||||
1i. | Election of Director for a one-year term: Pietro Satriano | Management | For | For | ||||
1j. | Election of Director for a one-year term: Marcella Shinder | Management | For | For | ||||
1k. | Election of Director for a one-year term: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To approve, in an advisory (non-binding) vote, the compensation of our named executive officers. | Management | For | For | ||||
4. | To approve the CarMax, Inc. 2002 Stock Incentive Plan, as amended and restated. | Management | For | For | ||||
5. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Against | For |
Davenport Small Cap Focus Fund Proxy Voting Report
ARATANA THERAPEUTICS, INC. | ||||||||
Security | 03874P101 | Meeting Type | Annual | |||||
Ticker Symbol | PETX | Meeting Date | 27-Jul-2018 | |||||
ISIN | US03874P1012 | Agenda | 934846544 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Irvine O. Hockaday, Jr. | For | For | |||||
2 | Merilee Raines | For | For | |||||
3 | John Vander Vort, Esq. | For | For | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | ||||
AMERICAN WOODMARK CORPORATION | ||||||||
Security | 030506109 | Meeting Type | Annual | |||||
Ticker Symbol | AMWD | Meeting Date | 23-Aug-2018 | |||||
ISIN | US0305061097 | Agenda | 934858070 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director for one year term: Andrew B. Cogan | Management | For | For | ||||
1.2 | Election of Director for one year term: James G. Davis, Jr. | Management | For | For | ||||
1.3 | Election of Director for one year term: S. Cary Dunston | Management | For | For | ||||
1.4 | Election of Director for one year term: Martha M. Hayes | Management | For | For | ||||
1.5 | Election of Director for one year term: Daniel T. Hendrix | Management | For | For | ||||
1.6 | Election of Director for one year term: Carol B. Moerdyk | Management | For | For | ||||
1.7 | Election of Director for one year term: David W. Moon | Management | For | For | ||||
1.8 | Election of Director for one year term: Vance W. Tang | Management | For | For | ||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2019. | Management | For | For | ||||
3. | To approve on an advisory basis the Company's executive compensation. | Management | For | For | ||||
SILICON MOTION TECHNOLOGY CORP. | ||||||||
Security | 82706C108 | Meeting Type | Annual | |||||
Ticker Symbol | SIMO | Meeting Date | 26-Sep-2018 | |||||
ISIN | US82706C1080 | Agenda | 934869528 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To elect Mr. Kuan-Ming Lin and Mr. Shii-Tyng Duann as additional directors to the existing Board (as defined in the current Articles of Association of the Company) with immediate effect upon the adoption of the ordinary resolution and that each proposed director is willing to hold such office and has delivered a letter of consent to the Company. | Management | For | For | ||||
2. | To re-elect Mr. Han-Ping D. Shieh as a director of the Company. | Management | For | For | ||||
3. | To ratify the selection of Deloitte & Touche as independent auditors of the Company for the fiscal year ending December 31, 2018 and authorize the directors to fix their remuneration. | Management | For | For | ||||
EVOQUA WATER TECHNOLOGIES | ||||||||
Security | 30057T105 | Meeting Type | Annual | |||||
Ticker Symbol | AQUA | Meeting Date | 14-Feb-2019 | |||||
ISIN | US30057T1051 | Agenda | 934919068 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Nick Bhambri | For | For | |||||
2 | Judd A. Gregg | For | For | |||||
3 | Lynn C. Swann | For | For | |||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To determine, on an advisory basis, the frequency with which stockholders will participate in any advisory vote on executive compensation. | Management | 1 Year | For | ||||
4. | To approve the Evoqua Water Technologies Corp. 2018 Employee Stock Purchase Plan. | Management | For | For | ||||
5. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | ||||
HAYMAKER ACQUISITION CORP. | ||||||||
Security | 420870107 | Meeting Type | Special | |||||
Ticker Symbol | HYAC | Meeting Date | 06-Mar-2019 | |||||
ISIN | US4208701072 | Agenda | 934931014 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | The Business Combination Proposal: To consider and vote upon a proposal to adopt and approve the Business Combination Agreement, (as amended on January 7, 2019, by Amendment No. 1 to Business Combination Agreement, and as it may be further amended from time to time, the "Transaction Agreement"), by and among Haymaker, OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"), the sellers identified therein. | Management | For | For | ||||
2A. | Shareholding Limits for Certain Shareholders of OneSpaWorld: The OneSpaWorld Memorandum and Articles of Association will provide that shareholders will be prohibited from beneficially owning OneSpaWorld's common shares, par value 0.0001 per share (the "OneSpaWorld Shares"), exceeding 9.99% of the issued and outstanding OneSpaWorld Shares without the consent of the OneSpaWorld board of directors. | Management | For | For | ||||
2B. | Shareholder Approval of Certain Matters: The OneSpaWorld Memorandum and Articles of Association will provide for supermajority voting requirements with respect to certain significant transactions. At least two- thirds of the outstanding OneSpaWorld Shares will be required to approve any merger or sale of all or substantially all of OneSpaWorld's assets (unless the OneSpaWorld board of directors has approved such transaction in advance, in which case a majority of the shares entitled to vote shall be required). | Management | For | For | ||||
3. | The Lock-Up Amendment Proposal: To ratify the entry into the OSW Lock-Up Agreement (as defined in the accompanying proxy statement) by Haymaker Sponsor, LLC, and the directors and officers of Haymaker that, among other things, modifies the lock-up period such parties were subject to under the lock-up agreements entered into at the closing of Haymaker's initial public offering. | Management | For | For | ||||
4. | The Adjournment Proposal: To consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal or the Lock- Up Amendment Proposal. | Management | For | For | ||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||
Security | 82312B106 | Meeting Type | Annual | |||||
Ticker Symbol | SHEN | Meeting Date | 16-Apr-2019 | |||||
ISIN | US82312B1061 | Agenda | 934934022 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Christopher E. French | For | For | |||||
2 | Dale S. Lam | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||
SEABOARD CORPORATION | ||||||||
Security | 811543107 | Meeting Type | Annual | |||||
Ticker Symbol | SEB | Meeting Date | 22-Apr-2019 | |||||
ISIN | US8115431079 | Agenda | 934941899 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Steven J. Bresky | For | For | |||||
2 | David A. Adamsen | For | For | |||||
3 | Douglas W. Baena | For | For | |||||
4 | Edward I. Shifman Jr. | For | For | |||||
5 | Paul M. Squires | For | For | |||||
2. | Ratify the appointment of KPMG LLP as independent auditors of the Company. | Management | For | For | ||||
NEWMARKET CORPORATION | ||||||||
Security | 651587107 | Meeting Type | Annual | |||||
Ticker Symbol | NEU | Meeting Date | 25-Apr-2019 | |||||
ISIN | US6515871076 | Agenda | 934936975 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Director: Phyllis L. Cothran | Management | For | For | ||||
1B | Election of Director: Mark M. Gambill | Management | For | For | ||||
1C | Election of Director: Bruce C. Gottwald | Management | For | For | ||||
1D | Election of Director: Thomas E. Gottwald | Management | For | For | ||||
1E | Election of Director: Patrick D. Hanley | Management | For | For | ||||
1F | Election of Director: H. Hiter Harris, III | Management | For | For | ||||
1G | Election of Director: James E. Rogers | Management | For | For | ||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | For | For | ||||
COHEN & STEERS, INC. | ||||||||
Security | 19247A100 | Meeting Type | Annual | |||||
Ticker Symbol | CNS | Meeting Date | 01-May-2019 | |||||
ISIN | US19247A1007 | Agenda | 934947372 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Martin Cohen | Management | For | For | ||||
1b. | Election of Director: Robert H. Steers | Management | For | For | ||||
1c. | Election of Director: Peter L. Rhein | Management | For | For | ||||
1d. | Election of Director: Richard P. Simon | Management | For | For | ||||
1e. | Election of Director: Edmond D. Villani | Management | For | For | ||||
1f. | Election of Director: Frank T. Connor | Management | For | For | ||||
1g. | Election of Director: Reena Aggarwal | Management | For | For | ||||
2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | Approval, by non-binding vote, of the compensation of the company's named executive officers. | Management | For | For | ||||
DIAMOND HILL INVESTMENT GROUP, INC. | ||||||||
Security | 25264R207 | Meeting Type | Annual | |||||
Ticker Symbol | DHIL | Meeting Date | 01-May-2019 | |||||
ISIN | US25264R2076 | Agenda | 934949782 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Christopher M. Bingaman | Management | For | For | ||||
1.2 | Election of Director: Randolph J. Fortener | Management | For | For | ||||
1.3 | Election of Director: James F. Laird | Management | For | For | ||||
1.4 | Election of Director: Paula R. Meyer | Management | For | For | ||||
1.5 | Election of Director: Paul A. Reeder, III | Management | For | For | ||||
1.6 | Election of Director: Bradley C. Shoup | Management | For | For | ||||
1.7 | Election of Director: Nicole R. St. Pierre | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||
POOL CORPORATION | ||||||||
Security | 73278L105 | Meeting Type | Annual | |||||
Ticker Symbol | POOL | Meeting Date | 01-May-2019 | |||||
ISIN | US73278L1052 | Agenda | 934965813 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Andrew W. Code | Management | For | For | ||||
1b. | Election of Director: Timothy M. Graven | Management | For | For | ||||
1c. | Election of Director: Debra S. Oler | Management | For | For | ||||
1d. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For | ||||
1e. | Election of Director: Harlan F. Seymour | Management | For | For | ||||
1f. | Election of Director: Robert C. Sledd | Management | For | For | ||||
1g. | Election of Director: John E. Stokely | Management | For | For | ||||
1h. | Election of Director: David G. Whalen | Management | For | For | ||||
2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
3. | Say-on-pay vote: Advisory vote to approve executive compensation as disclosed in the proxy statement. | Management | For | For | ||||
FRP HOLDINGS, INC. | ||||||||
Security | 30292L107 | Meeting Type | Annual | |||||
Ticker Symbol | FRPH | Meeting Date | 06-May-2019 | |||||
ISIN | US30292L1070 | Agenda | 934981893 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John D. Baker II | For | For | |||||
2 | Charles E Commander III | For | For | |||||
3 | H.W. Shad III | For | For | |||||
4 | Martin E. Stein, Jr. | For | For | |||||
5 | William H. Walton III | For | For | |||||
6 | Margaret B. Wetherbee | For | For | |||||
2. | Ratification of the audit committee's selection of FRP's independent registered public accounting firm, Hancock Askew & Co., LLP (the "Auditor Proposal"). | Management | For | For | ||||
3. | Approval of, on an advisory basis, the compensation of FRP's named executive officers (the "Compensation Proposal"). | Management | For | For | ||||
MARTEN TRANSPORT, LTD. | ||||||||
Security | 573075108 | Meeting Type | Annual | |||||
Ticker Symbol | MRTN | Meeting Date | 07-May-2019 | |||||
ISIN | US5730751089 | Agenda | 934954505 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Randolph L. Marten | For | For | |||||
2 | Larry B. Hagness | For | For | |||||
3 | Thomas J. Winkel | For | For | |||||
4 | Jerry M. Bauer | For | For | |||||
5 | Robert L. Demorest | For | For | |||||
6 | G. Larry Owens | For | For | |||||
7 | Ronald R. Booth | For | For | |||||
2. | Proposal to amend the 2015 Equity Incentive Plan. | Management | For | For | ||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||
4. | Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2019. | Management | For | For | ||||
5. | To transact other business if properly brought before the Annual Meeting or any adjournment thereof. | Management | Against | Against | ||||
COLFAX CORPORATION | ||||||||
Security | 194014106 | Meeting Type | Annual | |||||
Ticker Symbol | CFX | Meeting Date | 13-May-2019 | |||||
ISIN | US1940141062 | Agenda | 934972616 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mitchell P. Rales | Management | For | For | ||||
1b. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||
1c. | Election of Director: Patrick W. Allender | Management | For | For | ||||
1d. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1e. | Election of Director: Rhonda L. Jordan | Management | For | For | ||||
1f. | Election of Director: A. Clayton Perfall | Management | For | For | ||||
1g. | Election of Director: Didier Teirlinck | Management | For | For | ||||
1h. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||
1i. | Election of Director: Sharon Wienbar | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
SITEONE LANDSCAPE SUPPLY, INC. | ||||||||
Security | 82982L103 | Meeting Type | Annual | |||||
Ticker Symbol | SITE | Meeting Date | 15-May-2019 | |||||
ISIN | US82982L1035 | Agenda | 934960166 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Fred M. Diaz | For | For | |||||
2 | W. Roy Dunbar | For | For | |||||
3 | Larisa J. Drake | For | For | |||||
2 | Approve management's proposal to amend and restate the Company's certificate of incorporation to eliminate supermajority voting requirements and other obsolete provisions. | Management | For | For | ||||
3 | Advisory vote to approve executive compensation. | Management | For | For | ||||
4 | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending December 29, 2019. | Management | For | For | ||||
CABLE ONE, INC. | ||||||||
Security | 12685J105 | Meeting Type | Annual | |||||
Ticker Symbol | CABO | Meeting Date | 17-May-2019 | |||||
ISIN | US12685J1051 | Agenda | 934999016 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Brad D. Brian | Management | For | For | ||||
1b. | Election of Director: Julia M. Laulis | Management | For | For | ||||
1c. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019 | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers for 2018 | Management | For | For | ||||
BUILDERS FIRSTSOURCE, INC. | ||||||||
Security | 12008R107 | Meeting Type | Annual | |||||
Ticker Symbol | BLDR | Meeting Date | 22-May-2019 | |||||
ISIN | US12008R1077 | Agenda | 934986780 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Daniel Agroskin | For | For | |||||
2 | Floyd F. Sherman | For | For | |||||
3 | M. Chad Crow | For | For | |||||
2. | Advisory vote on the compensation of the named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2019. | Management | For | For | ||||
TOWNEBANK | ||||||||
Security | 89214P109 | Meeting Type | Annual | |||||
Ticker Symbol | TOWN | Meeting Date | 22-May-2019 | |||||
ISIN | US89214P1093 | Agenda | 934999131 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | G. Robert Aston, Jr. | For | For | |||||
2 | E. Lee Baynor | For | For | |||||
3 | Thomas C. Broyles | For | For | |||||
4 | Bradford L. Cherry | For | For | |||||
5 | J. Morgan Davis | For | For | |||||
6 | Harry T. Lester | For | For | |||||
7 | William T. Morrison | For | For | |||||
8 | Elizabeth W. Robertson | For | For | |||||
9 | Dwight C. Schaubach | For | For | |||||
10 | Richard B. Thurmond | For | For | |||||
11 | F. Lewis Wood | For | For | |||||
2. | To ratify the selection of Dixon Hughes Goodman LLP, independent certified public accountants, as auditors of TowneBank for 2019. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, TowneBank's named executive officer compensation. | Management | For | For | ||||
KINSALE CAPITAL GROUP, INC. | ||||||||
Security | 49714P108 | Meeting Type | Annual | |||||
Ticker Symbol | KNSL | Meeting Date | 23-May-2019 | |||||
ISIN | US49714P1084 | Agenda | 934974797 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Michael P. Kehoe | Management | For | For | ||||
1.2 | Election of Director: Steven J. Bensinger | Management | For | For | ||||
1.3 | Election of Director: Anne C. Kronenberg | Management | For | For | ||||
1.4 | Election of Director: Robert Lippincott III | Management | For | For | ||||
1.5 | Election of Director: James J. Ritchie | Management | For | For | ||||
1.6 | Election of Director: Frederick L. Russell, Jr. | Management | For | For | ||||
1.7 | Election of Director: Gregory M. Share | Management | For | For | ||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as Independent Registered Public Accounting Firm for fiscal year 2019 | Management | For | For | ||||
DRIVE SHACK INC. | ||||||||
Security | 262077100 | Meeting Type | Annual | |||||
Ticker Symbol | DS | Meeting Date | 29-May-2019 | |||||
ISIN | US2620771004 | Agenda | 934998406 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | William J. Clifford | For | For | |||||
2 | Virgis W. Colbert | For | For | |||||
3 | Benjamin M. Crane | For | For | |||||
2. | To approve, by non-binding advisory vote, the compensation of our named executive officers. | Management | Against | Against | ||||
3. | To recommend, by non-binding advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Drive Shack Inc. for fiscal year 2019. | Management | For | For | ||||
TELADOC HEALTH, INC. | ||||||||
Security | 87918A105 | Meeting Type | Annual | |||||
Ticker Symbol | TDOC | Meeting Date | 30-May-2019 | |||||
ISIN | US87918A1051 | Agenda | 934988253 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Ms. Helen Darling | For | For | |||||
2 | Mr. William H. Frist MD | For | For | |||||
3 | Mr. Michael Goldstein | For | For | |||||
4 | Mr. Jason Gorevic | For | For | |||||
5 | Mr. Brian McAndrews | For | For | |||||
6 | Mr. Thomas G. McKinley | For | For | |||||
7 | Mr. Arneek Multani | For | For | |||||
8 | Mr. Kenneth H. Paulus | For | For | |||||
9 | Mr. David Shedlarz | For | For | |||||
10 | Mr. David B. Snow, Jr. | For | For | |||||
11 | Mr. Mark D. Smith, MD | For | For | |||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
LAMAR ADVERTISING COMPANY | ||||||||
Security | 512816109 | Meeting Type | Annual | |||||
Ticker Symbol | LAMR | Meeting Date | 30-May-2019 | |||||
ISIN | US5128161099 | Agenda | 934993103 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John E. Koerner, III | For | For | |||||
2 | Marshall A. Loeb | For | For | |||||
3 | Stephen P. Mumblow | For | For | |||||
4 | Thomas V. Reifenheiser | For | For | |||||
5 | Anna Reilly | For | For | |||||
6 | Kevin P. Reilly, Jr. | For | For | |||||
7 | Wendell Reilly | For | For | |||||
8 | Elizabeth Thompson | For | For | |||||
2. | Approval of an amendment and restatement of the Company's 1996 Equity Incentive Plan to increase the number of shares of Class A Common Stock of the Company available for issuance under the plan by 2,000,000 shares from 15,500,000 to 17,500,000 shares. | Management | Against | Against | ||||
3. | Approval of the Company's 2019 Employee Stock Purchase Plan. | Management | Against | Against | ||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
WATSCO, INC. | ||||||||
Security | 942622200 | Meeting Type | Annual | |||||
Ticker Symbol | WSO | Meeting Date | 03-Jun-2019 | |||||
ISIN | US9426222009 | Agenda | 935010556 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brian E. Keeley | For | For | |||||
2 | Steven (Slava) Rubin | For | For | |||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
ETSY, INC. | ||||||||
Security | 29786A106 | Meeting Type | Annual | |||||
Ticker Symbol | ETSY | Meeting Date | 04-Jun-2019 | |||||
ISIN | US29786A1060 | Agenda | 934998987 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Class I Director: Jonathan D. Klein | Management | For | For | ||||
1b. | Election of Class I Director: Margaret M. Smyth | Management | For | For | ||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
MONARCH CASINO & RESORT, INC. | ||||||||
Security | 609027107 | Meeting Type | Annual | |||||
Ticker Symbol | MCRI | Meeting Date | 04-Jun-2019 | |||||
ISIN | US6090271072 | Agenda | 935001038 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Bob Farahi | Management | For | For | ||||
1b. | Election of Director: Yvette E. Landau | Management | For | For | ||||
2. | To approve an amendment to our 2014 Equity Incentive Plan. | Management | Against | Against | ||||
3. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For | ||||
CASELLA WASTE SYSTEMS, INC. | ||||||||
Security | 147448104 | Meeting Type | Annual | |||||
Ticker Symbol | CWST | Meeting Date | 04-Jun-2019 | |||||
ISIN | US1474481041 | Agenda | 935016104 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael K. Burke | For | For | |||||
2 | James F. Callahan, Jr. | For | For | |||||
3 | Douglas R. Casella | For | For | |||||
2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2019. | Management | For | For | ||||
ARATANA THERAPEUTICS, INC. | ||||||||
Security | 03874P101 | Meeting Type | Annual | |||||
Ticker Symbol | PETX | Meeting Date | 06-Jun-2019 | |||||
ISIN | US03874P1012 | Agenda | 934997240 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Craig A. Barbarosh, Esq | For | For | |||||
2 | David L. Brinkley | For | For | |||||
3 | Robert P. Roche, Jr. | For | For | |||||
4 | Craig A. Tooman | For | For | |||||
2. | To approve, in an advisory vote, our named executive officers' compensation. | Management | For | For | ||||
3. | To approve, in an advisory vote, the frequency, in future years, of an advisory vote on the compensation of our named executive officers. | Management | 1 Year | For | ||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
TRUPANION, INC. | ||||||||
Security | 898202106 | Meeting Type | Annual | |||||
Ticker Symbol | TRUP | Meeting Date | 06-Jun-2019 | |||||
ISIN | US8982021060 | Agenda | 935001090 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Michael Doak | For | For | |||||
2 | Darryl Rawlings | For | For | |||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2018. | Management | For | For | ||||
4. | To recommend, by a non-binding advisory vote, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||
SWITCH INC | ||||||||
Security | 87105L104 | Meeting Type | Annual | |||||
Ticker Symbol | SWCH | Meeting Date | 07-Jun-2019 | |||||
ISIN | US87105L1044 | Agenda | 935006533 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Rob Roy | For | For | |||||
2 | Donald D. Snyder | For | For | |||||
3 | Tom Thomas | For | For | |||||
4 | Bryan Wolf | Withheld | Against | |||||
5 | Zareh Sarrafian | For | For | |||||
6 | Kim Sheehy | For | For | |||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Switch, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019 | Management | For | For | ||||
SANGAMO THERAPEUTICS, INC. | ||||||||
Security | 800677106 | Meeting Type | Annual | |||||
Ticker Symbol | SGMO | Meeting Date | 10-Jun-2019 | |||||
ISIN | US8006771062 | Agenda | 935012740 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | H. Stewart Parker | For | For | |||||
2 | Robert F. Carey | For | For | |||||
3 | Stephen G. Dilly | For | For | |||||
4 | Alexander D. Macrae | For | For | |||||
5 | Saira Ramasastry | For | For | |||||
6 | Karen L. Smith | For | For | |||||
7 | Joseph S. Zakrzewski | For | For | |||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
BLACK KNIGHT, INC. | ||||||||
Security | 09215C105 | Meeting Type | Annual | |||||
Ticker Symbol | BKI | Meeting Date | 12-Jun-2019 | |||||
ISIN | US09215C1053 | Agenda | 935015417 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | David K. Hunt | For | For | |||||
2 | Ganesh B. Rao | For | For | |||||
2. | Approval of the Second Amended and Restated Certificate of Incorporation. | Management | For | For | ||||
3. | Approval of majority voting for uncontested director elections. | Management | For | For | ||||
4. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
5. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
RED ROCK RESORTS, INC. | ||||||||
Security | 75700L108 | Meeting Type | Annual | |||||
Ticker Symbol | RRR | Meeting Date | 13-Jun-2019 | |||||
ISIN | US75700L1089 | Agenda | 935016685 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Frank J. Fertitta III | For | For | |||||
2 | Lorenzo J. Fertitta | For | For | |||||
3 | Robert A. Cashell, Jr. | For | For | |||||
4 | Robert E. Lewis | For | For | |||||
5 | James E. Nave, D.V.M. | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | Against | Against | ||||
3. | Approval of the Amended and Restated 2016 Equity Incentive Plan. | Management | Against | Against | ||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for 2019. | Management | For | For | ||||
5. | Proposal regarding majority voting in director elections. | Shareholder | For | Against | ||||
MAG SILVER CORP. | ||||||||
Security | 55903Q104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | MAG | Meeting Date | 13-Jun-2019 | |||||
ISIN | CA55903Q1046 | Agenda | 935036574 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | To set the number of Directors at seven (7). | Management | For | For | ||||
2 | DIRECTOR | Management | ||||||
1 | Peter D. Barnes | For | For | |||||
2 | Richard P. Clark | For | For | |||||
3 | Jill D. Leversage | For | For | |||||
4 | Daniel T. MacInnis | For | For | |||||
5 | George N. Paspalas | For | For | |||||
6 | Jonathan A. Rubenstein | For | For | |||||
7 | Derek C. White | For | For | |||||
3 | To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration. | Management | For | For | ||||
4 | To reconfirm and approve the continuation of the Shareholder Rights Plan of the Company in accordance with its terms. | Management | For | For | ||||
5 | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company's approach to executive compensation. | Management | For | For | ||||
ELDORADO RESORTS, INC. | ||||||||
Security | 28470R102 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | ERI | Meeting Date | 19-Jun-2019 | |||||
ISIN | US28470R1023 | Agenda | 935015835 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Gary L. Carano | |||||||
2 | Bonnie Biumi | |||||||
3 | Frank J. Fahrenkopf | |||||||
4 | James B. Hawkins | |||||||
5 | Gregory J. Kozicz | |||||||
6 | Michael E. Pegram | |||||||
7 | Thomas R. Reeg | |||||||
8 | David P. Tomick | |||||||
9 | Roger P. Wagner | |||||||
2. | COMPANY PROPOSAL: RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR DECEMBER 31, 2019. | Management | ||||||
3. | COMPANY PROPOSAL: APPROVE THE AMENDED AND RESTATED ELDORADO RESORTS, INC. 2015 EQUITY INCENTIVE PLAN. | Management | ||||||
4. | COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | ||||||
5. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING OPTING OUT OF NEVADA'S ACQUISITION OF CONTROLLING INTEREST STATUTE | Shareholder | ||||||
6. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING OPTING OUT OF NEVADA'S COMBINATIONS WITH INTERESTED STOCKHOLDERS STATUTE | Shareholder | ||||||
7. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING SUPERMAJORITY VOTING STANDARDS | Shareholder | ||||||
8. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING SHAREHOLDER RIGHTS PLANS | Shareholder | ||||||
9. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING VOTING STANDARDS FOR DIRECTOR ELECTIONS | Shareholder | ||||||
CANNAE HOLDINGS, INC. | ||||||||
Security | 13765N107 | Meeting Type | Annual | |||||
Ticker Symbol | CNNE | Meeting Date | 19-Jun-2019 | |||||
ISIN | US13765N1072 | Agenda | 935020709 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Erika Meinhardt | For | For | |||||
2 | James B. Stallings Jr. | For | For | |||||
3 | Frank P. Willey | For | For | |||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
ELDORADO RESORTS, INC. | ||||||||
Security | 28470R102 | Meeting Type | Contested-Annual | |||||
Ticker Symbol | ERI | Meeting Date | 19-Jun-2019 | |||||
ISIN | US28470R1023 | Agenda | 935029543 - Opposition | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Trustee nominated by management: Gary L. Carano Withhold = Abstain | Management | For | For | ||||
1B. | Election of Trustee nominated by management: Bonnie Biumi Withhold = Abstain | Management | For | For | ||||
1C. | Election of Trustee nominated by management: Frank J. Fahrenkopf Withhold = Abstain | Management | For | For | ||||
1D. | Election of Trustee nominated by management: James B. Hawkins Withhold = Abstain | Management | For | For | ||||
1E. | Election of Trustee nominated by management: Gregory J. Kozicz Withhold = Abstain | Management | For | For | ||||
1F. | Election of Trustee nominated by management: Michael E. Pegram Withhold = Abstain | Management | For | For | ||||
1G. | Election of Trustee nominated by management: Thomas R. Reeg Withhold = Abstain | Management | For | For | ||||
1H. | Election of Trustee nominated by management: David P. Tomick Withhold = Abstain | Management | For | For | ||||
1I. | Election of Trustee nominated by management: Roger P. Wagner Withhold = Abstain | Management | For | For | ||||
2. | COMPANY PROPOSAL: RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR DECEMBER 31, 2019. | Management | For | For | ||||
3. | COMPANY PROPOSAL: APPROVE THE AMENDED AND RESTATED ELDORADO RESORTS, INC. 2015 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
4. | COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING OPTING OUT OF NEVADA'S ACQUISITION OF CONTROLLING INTEREST STATUTE | Shareholder | For | For | ||||
6. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING OPTING OUT OF NEVADA'S COMBINATIONS WITH INTERESTED STOCKHOLDERS STATUTE | Shareholder | For | For | ||||
7. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING SUPERMAJORITY VOTING STANDARDS | Shareholder | For | For | ||||
8. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING SHAREHOLDER RIGHTS PLANS | Shareholder | For | For | ||||
9. | STOCKHOLDER PROPOSAL: NON-BINDING PROPOSAL REGARDING MAJORITY VOTING STANDARDS FOR DIRECTORS ELECTIONS | Shareholder | For | For |
Davenport Balanced Income Fund Proxy Voting Record
NUTRIEN LTD. (THE "CORPORATION") | ||||||||
Security | 67077M108 | Meeting Type | Annual | |||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | |||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Christopher M. Burley | For | For | |||||
2 | Maura J. Clark | For | For | |||||
3 | John W. Estey | For | For | |||||
4 | David C. Everitt | For | For | |||||
5 | Russell K. Girling | For | For | |||||
6 | Gerald W. Grandey | For | For | |||||
7 | Miranda C. Hubbs | For | For | |||||
8 | Alice D. Laberge | For | For | |||||
9 | Consuelo E. Madere | For | For | |||||
10 | Charles V. Magro | For | For | |||||
11 | Keith G. Martell | For | For | |||||
12 | A. Anne McLellan | For | For | |||||
13 | Derek G. Pannell | For | For | |||||
14 | Aaron W. Regent | For | For | |||||
15 | Mayo M. Schmidt | For | For | |||||
16 | Jochen E. Tilk | For | For | |||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Management | For | For | ||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Management | For | For | ||||
4 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | For | For | ||||
DIAGEO PLC | ||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||
Ticker Symbol | DEO | Meeting Date | 20-Sep-2018 | |||||
ISIN | US25243Q2057 | Agenda | 934867942 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Report and accounts 2018. | Management | For | For | ||||
2. | Directors' remuneration report 2018. | Management | For | For | ||||
3. | Declaration of final dividend. | Management | For | For | ||||
4. | Election of SS Kilsby. | Management | For | For | ||||
5. | Re-election of Lord Davies as a director. (Audit, Nomination and Chairman of Remuneration Committee) | Management | For | For | ||||
6. | Re-election of J Ferran as a director. (Chairman of Nomination Committee) | Management | For | For | ||||
7. | Re-election of Ho KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||
8. | Re-election of NS Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | For | ||||
9. | Re-election of IM Menezes as a director. (Chairman of Executive Committee) | Management | For | For | ||||
10. | Re-election of KA Mikells as a director. (Executive) | Management | For | For | ||||
11. | Re-election of AJH Stewart as a director. (Nomination, Remuneration and Chairman of Audit Committee) | Management | For | For | ||||
12. | Re-appointment of auditor. | Management | For | For | ||||
13. | Remuneration of auditor. | Management | For | For | ||||
14. | Authority to make political donations and/or to incur political expenditure in the EU. | Management | For | For | ||||
15. | Authority to allot shares. | Management | For | For | ||||
16. | Disapplication of pre-emption rights. | Management | For | For | ||||
17. | Authority to purchase own shares. | Management | For | For | ||||
18. | Adoption of new articles of association. | Management | For | For | ||||
19. | Notice of a general meeting. | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Special | |||||
Ticker Symbol | MPC | Meeting Date | 24-Sep-2018 | |||||
ISIN | US56585A1025 | Agenda | 934865417 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve the issuance of shares of MPC common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time. | Management | For | For | ||||
2. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion. | Management | For | For | ||||
3. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14. | Management | For | For | ||||
4. | To adjourn the special meeting, if reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. | Management | For | For | ||||
W. P. CAREY INC. | ||||||||
Security | 92936U109 | Meeting Type | Special | |||||
Ticker Symbol | WPC | Meeting Date | 29-Oct-2018 | |||||
ISIN | US92936U1097 | Agenda | 934875329 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To approve issuance of validly issued, fully paid and non- assessable shares of W. P. Carey common stock, $0.001 par value per share, under Rule 312.03 of NYSE Listed Company Manual (the "Stock Issuance") in connection with consummation of the Merger, by and among Corporate Property Associates 17 - Global Incorporated ("CPA:17 - Global"), W. P. Carey, the ultimate parent of external manager of CPA:17 - Global, CPA:17 Merger Sub LLC, an indirect wholly owned subsidiary of W. P. Carey, and other parties thereto, and other transactions contemplated. | Management | For | For | ||||
2. | To consider and vote upon any adjournments or postponements of the W. P. Carey Special Meeting, including, without limitation, a motion to adjourn the special meeting to another time for the purpose of soliciting additional proxies to approve the proposal above. | Management | Abstain | |||||
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||
1e. | Election of Director: Satya Nadella | Management | For | For | ||||
1f. | Election of Director: Charles H. Noski | Management | For | For | ||||
1g. | Election of Director: Helmut Panke | Management | For | For | ||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
1l. | Election of Director: John W. Stanton | Management | For | For | ||||
1m. | Election of Director: John W. Thompson | Management | For | For | ||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | ||||
MEDTRONIC PLC | ||||||||
Security | G5960L103 | Meeting Type | Annual | |||||
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |||||
ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Richard H. Anderson | Management | For | For | ||||
1b. | Election of Director: Craig Arnold | Management | For | For | ||||
1c. | Election of Director: Scott C. Donnelly | Management | For | For | ||||
1d. | Election of Director: Randall J. Hogan III | Management | For | For | ||||
1e. | Election of Director: Omar Ishrak | Management | For | For | ||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||
1g. | Election of Director: James T. Lenehan | Management | For | For | ||||
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | ||||
1i. | Election of Director: Denise M. O'Leary | Management | For | For | ||||
1j. | Election of Director: Kendall J. Powell | Management | For | For | ||||
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||
3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||
CISCO SYSTEMS, INC. | ||||||||
Security | 17275R102 | Meeting Type | Annual | |||||
Ticker Symbol | CSCO | Meeting Date | 12-Dec-2018 | |||||
ISIN | US17275R1023 | Agenda | 934891614 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: M. Michele Burns | Management | For | For | ||||
1b. | Election of Director: Michael D. Capellas | Management | For | For | ||||
1c. | Election of Director: Mark Garrett | Management | For | For | ||||
1d. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||
1e. | Election of Director: Roderick C. McGeary | Management | For | For | ||||
1f. | Election of Director: Charles H. Robbins | Management | For | For | ||||
1g. | Election of Director: Arun Sarin | Management | For | For | ||||
1h. | Election of Director: Brenton L. Saunders | Management | For | For | ||||
1i. | Election of Director: Steven M. West | Management | For | For | ||||
2. | Approval of amendment and restatement of the Employee Stock Purchase Plan. | Management | For | For | ||||
3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||
4. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
5. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||||
6. | Approval to have Cisco's Board adopt a proposal relating to executive compensation metrics. | Shareholder | For | Against | ||||
TE CONNECTIVITY LTD | ||||||||
Security | H84989104 | Meeting Type | Annual | |||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||
ISIN | CH0102993182 | Agenda | 934922089 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||
TE CONNECTIVITY LTD | ||||||||
Security | H84989104 | Meeting Type | Annual | |||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | |||||
ISIN | CH0102993182 | Agenda | 934933715 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | ||||
1c. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | ||||
1e. | Election of Director: David M. Kerko | Management | For | For | ||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1g. | Election of Director: Yong Nam | Management | For | For | ||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | ||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | ||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | ||||
1l. | Election of Director: Laura H. Wright | Management | For | For | ||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | ||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | ||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | ||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | ||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | ||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | ||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | ||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | ||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | ||||
13. | To approve an authorization relating to TE Connectivity's share repurchase program. | Management | For | For | ||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | ||||
FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||
Security | 303901102 | Meeting Type | Annual | |||||
Ticker Symbol | FRFHF | Meeting Date | 11-Apr-2019 | |||||
ISIN | CA3039011026 | Agenda | 934946231 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | Anthony F. Griffiths | For | For | |||||
2 | Robert J. Gunn | For | For | |||||
3 | Alan D. Horn | For | For | |||||
4 | Karen L. Jurjevich | For | For | |||||
5 | R. William McFarland | For | For | |||||
6 | Christine N. McLean | For | For | |||||
7 | John R.V. Palmer | For | For | |||||
8 | Timothy R. Price | For | For | |||||
9 | Brandon W. Sweitzer | For | For | |||||
10 | Lauren C. Templeton | For | For | |||||
11 | Benjamin P. Watsa | For | For | |||||
12 | V. Prem Watsa | For | For | |||||
2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934932751 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934939654 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | ||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Contested-Special | |||||
Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||
ISIN | US1101221083 | Agenda | 934942726 - Opposition | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | The Company's proposal to approve the issuance of shares of the Company's common stock pursuant to the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among the Company, Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of the Company, and Celgene corporation, a Delaware corporation (the "Stock Issuance Proposal"). | Management | ||||||
2. | The Company's proposal to approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Stock Issuance proposal. | Management | ||||||
CARNIVAL CORPORATION | ||||||||
Security | 143658300 | Meeting Type | Annual | |||||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2019 | |||||
ISIN | PA1436583006 | Agenda | 934932321 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
7. | To re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
8. | To elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
9. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
10. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
11. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
12. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | ||||
13. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | ||||
14. | To approve the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors of Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Carnival Corporation. | Management | For | For | ||||
16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2018 (in accordance with legal requirements applicable to UK companies). | Management | For | For | ||||
18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||
19. | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | ||||
20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | ||||
CITIGROUP INC. | ||||||||
Security | 172967424 | Meeting Type | Annual | |||||
Ticker Symbol | C | Meeting Date | 16-Apr-2019 | |||||
ISIN | US1729674242 | Agenda | 934935808 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||
1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||
1d. | Election of Director: John C. Dugan | Management | For | For | ||||
1e. | Election of Director: Duncan P. Hennes | Management | For | For | ||||
1f. | Election of Director: Peter B. Henry | Management | For | For | ||||
1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||
1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||
1i. | Election of Director: Renee J. James | Management | For | For | ||||
1j. | Election of Director: Eugene M. McQuade | Management | For | For | ||||
1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||
1l. | Election of Director: Diana L. Taylor | Management | For | For | ||||
1m. | Election of Director: James S. Turley | Management | For | For | ||||
1n. | Election of Director: Deborah C. Wright | Management | For | For | ||||
1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Advisory vote to approve Citi's 2018 executive compensation. | Management | For | For | ||||
4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||
5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. | Shareholder | Against | For | ||||
6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | Against | For | ||||
7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | For | Against | ||||
PPG INDUSTRIES, INC. | ||||||||
Security | 693506107 | Meeting Type | Annual | |||||
Ticker Symbol | PPG | Meeting Date | 18-Apr-2019 | |||||
ISIN | US6935061076 | Agenda | 934938804 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JAMES G. BERGES | Management | For | For | ||||
1b. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JOHN V. FARACI | Management | For | For | ||||
1c. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: GARY R. HEMINGER | Management | For | For | ||||
1d. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: MICHAEL H. MCGARRY | Management | For | For | ||||
2a. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: STEVEN A. DAVIS | Management | For | For | ||||
2b. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: CATHERINE R. SMITH | Management | For | For | ||||
3. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | ||||
4. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | ||||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | ||||
MARATHON PETROLEUM CORPORATION | ||||||||
Security | 56585A102 | Meeting Type | Annual | |||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | |||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | ||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | ||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | ||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | ||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | For | Against | ||||
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | Against | For | ||||
EATON CORPORATION PLC | ||||||||
Security | G29183103 | Meeting Type | Annual | |||||
Ticker Symbol | ETN | Meeting Date | 24-Apr-2019 | |||||
ISIN | IE00B8KQN827 | Agenda | 934942079 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Craig Arnold | Management | For | For | ||||
1b. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||
1c. | Election of Director: Christopher M. Connor | Management | For | For | ||||
1d. | Election of Director: Michael J. Critelli | Management | For | For | ||||
1e. | Election of Director: Richard H. Fearon | Management | For | For | ||||
1f. | Election of Director: Arthur E. Johnson | Management | For | For | ||||
1g. | Election of Director: Olivier Leonetti | Management | For | For | ||||
1h. | Election of Director: Deborah L. McCoy | Management | For | For | ||||
1i. | Election of Director: Gregory R. Page | Management | For | For | ||||
1j. | Election of Director: Sandra Pianalto | Management | For | For | ||||
1k. | Election of Director: Gerald B. Smith | Management | For | For | ||||
1l. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||
BANK OF AMERICA CORPORATION | ||||||||
Security | 060505104 | Meeting Type | Annual | |||||
Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | |||||
ISIN | US0605051046 | Agenda | 934942360 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||
1b. | Election of Director: Susan S. Bies | Management | For | For | ||||
1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||
1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||
1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||
1f. | Election of Director: Arnold W. Donald | Management | For | For | ||||
1g. | Election of Director: Linda P. Hudson | Management | For | For | ||||
1h. | Election of Director: Monica C. Lozano | Management | For | For | ||||
1i. | Election of Director: Thomas J. May | Management | For | For | ||||
1j. | Election of Director: Brian T. Moynihan | Management | For | For | ||||
1k. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||
1l. | Election of Director: Clayton S. Rose | Management | For | For | ||||
1m. | Election of Director: Michael D. White | Management | For | For | ||||
1n. | Election of Director: Thomas D. Woods | Management | For | For | ||||
1o. | Election of Director: R. David Yost | Management | For | For | ||||
1p. | Election of Director: Maria T. Zuber | Management | For | For | ||||
2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) | Management | For | For | ||||
3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||
5. | Report Concerning Gender Pay Equity. | Shareholder | Against | For | ||||
6. | Right to Act by Written Consent. | Shareholder | Against | For | ||||
7. | Enhance Shareholder Proxy Access. | Shareholder | Against | For | ||||
ANHEUSER-BUSCH INBEV SA | ||||||||
Security | 03524A108 | Meeting Type | Annual | |||||
Ticker Symbol | BUD | Meeting Date | 24-Apr-2019 | |||||
ISIN | US03524A1088 | Agenda | 934967007 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1c | Modification of the corporate purpose: Proposed resolution: modifying article 4 of the bylaws of the Company as follows "Article 4. CORPORATE PURPOSE (Please see the attached supplement) | Management | For | For | ||||
2 | Change to article 23 of the bylaws: Proposed resolution: modifying article 23 of the bylaws of the Company as follows "Article 23. CHAIRPERSON OF THE BOARD (Please see the attached supplement) | Management | Against | Against | ||||
6 | Approval of the statutory annual accounts | Management | For | For | ||||
7 | Discharge to the directors | Management | For | For | ||||
8 | Discharge to the statutory auditor | Management | For | For | ||||
9a | Appointment of Director: acknowledging the resignation of Mr. Olivier Goudet as independent director and, upon proposal from the Board of Directors, appointing Dr. Xiaozhi Liu as independent director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | For | For | ||||
9b | Appointment of Director: acknowledging the resignation of Mr. Stéfan Descheemaeker as director and, upon proposal from the Reference Shareholder, appointing Ms. Sabine Chalmers as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9c | Appointment of Director: acknowledging the resignation of Mr. Carlos Sicupira as director and, upon proposal from the Reference Shareholder, appointing Ms. Cecilia Sicupira as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9d | Appointment of Director: acknowledging the resignation of Mr. Alexandre Behring as director and, upon proposal from the Reference Shareholder, appointing Mr. Claudio Garcia as director, for a period of four years ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2022. | Management | Against | Against | ||||
9e | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9f | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
9g | Appointment of Director: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2019. | Management | Against | Against | ||||
10 | Appointment of statutory auditor and remuneration | Management | For | For | ||||
11a | Remuneration: Remuneration policy and remuneration report of the Company | Management | Against | Against | ||||
11b | Remuneration: Change to the fixed remuneration of the directors | Management | Against | Against | ||||
11c | Remuneration: Restricted Stock Units for directors | Management | For | For | ||||
12 | Filings | Management | Against | Against | ||||
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||
1b. | Election of Director: D. Scott Davis | Management | For | For | ||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||
1e. | Election of Director: Alex Gorsky | Management | For | For | ||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||
1i. | Election of Director: William D. Perez | Management | For | For | ||||
1j. | Election of Director: Charles Prince | Management | For | For | ||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | ||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | Against | For | ||||
THE BOEING COMPANY | ||||||||
Security | 097023105 | Meeting Type | Annual | |||||
Ticker Symbol | BA | Meeting Date | 29-Apr-2019 | |||||
ISIN | US0970231058 | Agenda | 934941750 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||
1b. | Election of Director: David L. Calhoun | Management | For | For | ||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||
1d. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||
1e. | Election of Director: Lynn J. Good | Management | For | For | ||||
1f. | Election of Director: Nikki R. Haley | Management | For | For | ||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2019. | Management | For | For | ||||
4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||
5. | Impact of Share Repurchases on Performance Metrics. | Shareholder | Against | For | ||||
6. | Independent Board Chairman. | Shareholder | Against | For | ||||
7. | Remove Size Limit on Proxy Access Group. | Shareholder | Against | For | ||||
8. | Mandatory Retention of Significant Stock by Executives | Shareholder | Against | For | ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||
Security | 718172109 | Meeting Type | Annual | |||||
Ticker Symbol | PM | Meeting Date | 01-May-2019 | |||||
ISIN | US7181721090 | Agenda | 934945013 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: André Calantzopoulos | Management | For | For | ||||
1b. | Election of Director: Louis C. Camilleri | Management | For | For | ||||
1c. | Election of Director: Massimo Ferragamo | Management | For | For | ||||
1d. | Election of Director: Werner Geissler | Management | For | For | ||||
1e. | Election of Director: Lisa A. Hook | Management | For | For | ||||
1f. | Election of Director: Jennifer Li | Management | For | For | ||||
1g. | Election of Director: Jun Makihara | Management | For | For | ||||
1h. | Election of Director: Kalpana Morparia | Management | For | For | ||||
1i. | Election of Director: Lucio A. Noto | Management | For | For | ||||
1j. | Election of Director: Frederik Paulsen | Management | For | For | ||||
1k. | Election of Director: Robert B. Polet | Management | For | For | ||||
1l. | Election of Director: Stephen M. Wolf | Management | For | For | ||||
2. | Advisory Vote Approving Executive Compensation | Management | For | For | ||||
3. | Ratification of the Selection of Independent Auditors | Management | For | For | ||||
COHEN & STEERS, INC. | ||||||||
Security | 19247A100 | Meeting Type | Annual | |||||
Ticker Symbol | CNS | Meeting Date | 01-May-2019 | |||||
ISIN | US19247A1007 | Agenda | 934947372 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Martin Cohen | Management | For | For | ||||
1b. | Election of Director: Robert H. Steers | Management | For | For | ||||
1c. | Election of Director: Peter L. Rhein | Management | For | For | ||||
1d. | Election of Director: Richard P. Simon | Management | For | For | ||||
1e. | Election of Director: Edmond D. Villani | Management | For | For | ||||
1f. | Election of Director: Frank T. Connor | Management | For | For | ||||
1g. | Election of Director: Reena Aggarwal | Management | For | For | ||||
2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | Approval, by non-binding vote, of the compensation of the company's named executive officers. | Management | For | For | ||||
PEPSICO, INC. | ||||||||
Security | 713448108 | Meeting Type | Annual | |||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||||
ISIN | US7134481081 | Agenda | 934949112 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Shona L. Brown | Management | For | For | ||||
1b. | Election of Director: Cesar Conde | Management | For | For | ||||
1c. | Election of Director: Ian Cook | Management | For | For | ||||
1d. | Election of Director: Dina Dublon | Management | For | For | ||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | ||||
1f. | Election of Director: Michelle Gass | Management | For | For | ||||
1g. | Election of Director: William R. Johnson | Management | For | For | ||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | ||||
1i. | Election of Director: David C. Page | Management | For | For | ||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||
1k. | Election of Director: Daniel Vasella | Management | For | For | ||||
1l. | Election of Director: Darren Walker | Management | For | For | ||||
1m. | Election of Director: Alberto Weisser | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||
4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | ||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | For | ||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Security | 14040H105 | Meeting Type | Annual | |||||
Ticker Symbol | COF | Meeting Date | 02-May-2019 | |||||
ISIN | US14040H1059 | Agenda | 934941596 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | ||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||
1D. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||
1E. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||
1F. | Election of Director: Pierre E. Leroy | Management | For | For | ||||
1G. | Election of Director: Francois Locoh-Donou | Management | For | For | ||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | ||||
1K. | Election of Director: Catherine G. West | Management | For | For | ||||
2. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2019. | Management | For | For | ||||
3. | Advisory approval of Capital One's 2018 Named Executive Officer compensation. | Management | For | For | ||||
4. | Approval and adoption of the Capital One Financial Corporation Fifth Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||
5. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | ||||
VERIZON COMMUNICATIONS INC. | ||||||||
Security | 92343V104 | Meeting Type | Annual | |||||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | ||||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | ||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | ||||
5. | Independent Chair | Shareholder | Against | For | ||||
6. | Report on Online Child Exploitation | Shareholder | Against | For | ||||
7. | Cybersecurity and Data Privacy | Shareholder | Against | For | ||||
8. | Severance Approval Policy | Shareholder | Against | For | ||||
DOMINION ENERGY, INC. | ||||||||
Security | 25746U109 | Meeting Type | Annual | |||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | |||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: James A. Bennett | Management | For | For | ||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | ||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | ||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | ||||
1f. | Election of Director: John W. Harris | Management | For | For | ||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | ||||
1h. | Election of Director: Mark J. Kington | Management | For | For | ||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | ||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||
1l. | Election of Director: Susan N. Story | Management | For | For | ||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | ||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | ||||
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | ||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | Against | For | ||||
ENBRIDGE INC. | ||||||||
Security | 29250N105 | Meeting Type | Annual | |||||
Ticker Symbol | ENB | Meeting Date | 08-May-2019 | |||||
ISIN | CA29250N1050 | Agenda | 934959911 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Pamela L. Carter | Management | For | For | ||||
1b. | Election of Director: Marcel R. Coutu | Management | For | For | ||||
1c. | Election of Director: Susan M. Cunningham | Management | For | For | ||||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | ||||
1e. | Election of Director: J. Herb England | Management | For | For | ||||
1f. | Election of Director: Charles W. Fischer | Management | For | For | ||||
1g. | Election of Director: V. Maureen Kempston Darkes | Management | For | For | ||||
1h. | Election of Director: Teresa S. Madden | Management | For | For | ||||
1i. | Election of Director: Al Monaco | Management | For | For | ||||
1j. | Election of Director: Michael E.J. Phelps | Management | For | For | ||||
1k. | Election of Director: Dan C. Tutcher | Management | For | For | ||||
1l | Election of Director: Catherine L. Williams | Management | For | For | ||||
2. | Appoint the auditors: Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors. | Management | For | For | ||||
3. | Approve the Enbridge Inc. 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder. | Management | For | For | ||||
4. | Advisory vote to approve compensation of Named Executive Officers. | Management | For | For | ||||
UNITED PARCEL SERVICE, INC. | ||||||||
Security | 911312106 | Meeting Type | Annual | |||||
Ticker Symbol | UPS | Meeting Date | 09-May-2019 | |||||
ISIN | US9113121068 | Agenda | 934949489 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: David P. Abney | Management | For | For | ||||
1b. | Election of Director: Rodney C. Adkins | Management | For | For | ||||
1c. | Election of Director: Michael J. Burns | Management | For | For | ||||
1d. | Election of Director: William R. Johnson | Management | For | For | ||||
1e. | Election of Director: Ann M. Livermore | Management | For | For | ||||
1f. | Election of Director: Rudy H.P. Markham | Management | For | For | ||||
1g. | Election of Director: Franck J. Moison | Management | For | For | ||||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | ||||
1i. | Election of Director: Christiana Smith Shi | Management | For | For | ||||
1j. | Election of Director: John T. Stankey | Management | For | For | ||||
1k. | Election of Director: Carol B. Tomé | Management | For | For | ||||
1l. | Election of Director: Kevin M. Warsh | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | ||||
4. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | For | Against | ||||
5. | To prepare a report to assess the integration of sustainability metrics into executive compensation. | Shareholder | Against | For | ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||
Security | 674599105 | Meeting Type | Annual | |||||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | |||||
ISIN | US6745991058 | Agenda | 934959733 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Spencer Abraham | Management | For | For | ||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | ||||
1c. | Election of Director: Margaret M. Foran | Management | For | For | ||||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||
1e. | Election of Director: Vicki Hollub | Management | For | For | ||||
1f. | Election of Director: William R. Klesse | Management | For | For | ||||
1g. | Election of Director: Jack B. Moore | Management | For | For | ||||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | ||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | ||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | For | For | ||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | For | Against | ||||
MARKEL CORPORATION | ||||||||
Security | 570535104 | Meeting Type | Annual | |||||
Ticker Symbol | MKL | Meeting Date | 13-May-2019 | |||||
ISIN | US5705351048 | Agenda | 934951345 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1b. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1c. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1d. | Election of Director: Alan I. Kirshner | Management | For | For | ||||
1e. | Election of Director: Diane Leopold | Management | For | For | ||||
1f. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1g. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1h. | Election of Director: Steven A. Markel | Management | For | For | ||||
1i. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1j. | Election of Director: Michael O'Reilly | Management | For | For | ||||
1k. | Election of Director: Michael J. Schewel | Management | For | For | ||||
1l. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
1m. | Election of Director: Debora J. Wilson | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3M COMPANY | ||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||
Ticker Symbol | MMM | Meeting Date | 14-May-2019 | |||||
ISIN | US88579Y1010 | Agenda | 934958856 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Thomas "Tony" K. Brown | Management | For | For | ||||
1b. | Election of Director: Pamela J. Craig | Management | For | For | ||||
1c. | Election of Director: David B. Dillon | Management | For | For | ||||
1d. | Election of Director: Michael L. Eskew | Management | For | For | ||||
1e. | Election of Director: Herbert L. Henkel | Management | For | For | ||||
1f. | Election of Director: Amy E. Hood | Management | For | For | ||||
1g. | Election of Director: Muhtar Kent | Management | For | For | ||||
1h. | Election of Director: Edward M. Liddy | Management | For | For | ||||
1i. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||
1j. | Election of Director: Gregory R. Page | Management | For | For | ||||
1k. | Election of Director: Michael F. Roman | Management | For | For | ||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | ||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||
4. | Stockholder proposal on setting target amounts for CEO compensation. | Shareholder | Against | For | ||||
MONDELEZ INTERNATIONAL, INC. | ||||||||
Security | 609207105 | Meeting Type | Annual | |||||
Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |||||
ISIN | US6092071058 | Agenda | 934959404 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||
1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||
1c. | Election of Director: Debra A. Crew | Management | For | For | ||||
1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||
1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||
1f. | Election of Director: Peter W. May | Management | For | For | ||||
1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||
1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||
1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||
1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||
1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||
1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||
1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||
2. | Advisory Vote to Approve Executive Compensation. | Management | Against | Against | ||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | For | For | ||||
4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | Against | For | ||||
5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | ||||
CVS HEALTH CORPORATION | ||||||||
Security | 126650100 | Meeting Type | Annual | |||||
Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||||
ISIN | US1266501006 | Agenda | 934964203 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||
1c. | Election of Director: Richard M. Bracken | Management | For | For | ||||
1d. | Election of Director: C. David Brown II | Management | For | For | ||||
1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||
1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||
1g. | Election of Director: David W. Dorman | Management | For | For | ||||
1h. | Election of Director: Roger N. Farah | Management | For | For | ||||
1i. | Election of Director: Anne M. Finucane | Management | For | For | ||||
1j. | Election of Director: Edward J. Ludwig | Management | For | For | ||||
1k. | Election of Director: Larry J. Merlo | Management | For | For | ||||
1l. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||
1m. | Election of Director: Mary L. Schapiro | Management | For | For | ||||
1n. | Election of Director: Richard J. Swift | Management | For | For | ||||
1o. | Election of Director: William C. Weldon | Management | For | For | ||||
1p. | Election of Director: Tony L. White | Management | For | For | ||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. | Shareholder | For | Against | ||||
ALTRIA GROUP, INC. | ||||||||
Security | 02209S103 | Meeting Type | Annual | |||||
Ticker Symbol | MO | Meeting Date | 16-May-2019 | |||||
ISIN | US02209S1033 | Agenda | 934967487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A | Election of Director: John T. Casteen III | Management | For | For | ||||
1B | Election of Director: Dinyar S. Devitre | Management | For | For | ||||
1C | Election of Director: Thomas F. Farrell II | Management | For | For | ||||
1D | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||
1E | Election of Director: W. Leo Kiely III | Management | For | For | ||||
1F | Election of Director: Kathryn B. McQuade | Management | For | For | ||||
1G | Election of Director: George Muñoz | Management | For | For | ||||
1H | Election of Director: Mark E. Newman | Management | For | For | ||||
1I | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||
1J | Election of Director: Virginia E. Shanks | Management | For | For | ||||
1K | Election of Director: Howard A. Willard III | Management | For | For | ||||
2 | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||
3 | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Management | For | For | ||||
4 | Shareholder Proposal - Reducing and Disclosing Nicotine Levels in Cigarette Brands | Shareholder | Against | For | ||||
5 | Shareholder Proposal - Disclosure of Lobbying Policies and Practices | Shareholder | Against | For | ||||
CROWN CASTLE INTERNATIONAL CORP | ||||||||
Security | 22822V101 | Meeting Type | Annual | |||||
Ticker Symbol | CCI | Meeting Date | 16-May-2019 | |||||
ISIN | US22822V1017 | Agenda | 934969330 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||
1b. | Election of Director: Jay A. Brown | Management | For | For | ||||
1c. | Election of Director: Cindy Christy | Management | For | For | ||||
1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||
1e. | Election of Director: Robert E. Garrison II | Management | For | For | ||||
1f. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||
1g. | Election of Director: Lee W. Hogan | Management | For | For | ||||
1h. | Election of Director: Edward C. Hutcheson, Jr. | Management | For | For | ||||
1i. | Election of Director: J. Landis Martin | Management | For | For | ||||
1j. | Election of Director: Robert F. McKenzie | Management | For | For | ||||
1k. | Election of Director: Anthony J. Melone | Management | For | For | ||||
1l. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. | Management | For | For | ||||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||
LAS VEGAS SANDS CORP. | ||||||||
Security | 517834107 | Meeting Type | Annual | |||||
Ticker Symbol | LVS | Meeting Date | 16-May-2019 | |||||
ISIN | US5178341070 | Agenda | 934979242 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Sheldon G. Adelson | For | For | |||||
2 | Irwin Chafetz | For | For | |||||
3 | Micheline Chau | For | For | |||||
4 | Patrick Dumont | For | For | |||||
5 | Charles D. Forman | For | For | |||||
6 | Robert G. Goldstein | For | For | |||||
7 | George Jamieson | For | For | |||||
8 | Charles A. Koppelman | For | For | |||||
9 | Lewis Kramer | For | For | |||||
10 | David F. Levi | For | For | |||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||
3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Management | Against | Against | ||||
4. | Approval of the amendment and restatement of the Las Vegas Sands Corp. 2004 Equity Award Plan. | Management | For | For | ||||
TANGER FACTORY OUTLET CENTERS, INC. | ||||||||
Security | 875465106 | Meeting Type | Annual | |||||
Ticker Symbol | SKT | Meeting Date | 17-May-2019 | |||||
ISIN | US8754651060 | Agenda | 934969001 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: William G. Benton | Management | For | For | ||||
1.2 | Election of Director: Jeffrey B. Citrin | Management | For | For | ||||
1.3 | Election of Director: David B. Henry | Management | For | For | ||||
1.4 | Election of Director: Thomas J. Reddin | Management | For | For | ||||
1.5 | Election of Director: Thomas E. Robinson | Management | For | For | ||||
1.6 | Election of Director: Bridget M. Ryan-Berman | Management | For | For | ||||
1.7 | Election of Director: Allan L. Schuman | Management | For | For | ||||
1.8 | Election of Director: Susan E. Skerritt | Management | For | For | ||||
1.9 | Election of Director: Steven B. Tanger | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||
3. | To amend the Company's Amended and Restated Incentive Award Plan to increase the number of common shares authorized for issuance from 15.4 million common shares to 18.7 million common shares. | Management | For | For | ||||
4. | To approve, on an advisory (non-binding) basis, named executive officer compensation. | Management | For | For | ||||
THE ALLSTATE CORPORATION | ||||||||
Security | 020002101 | Meeting Type | Annual | |||||
Ticker Symbol | ALL | Meeting Date | 21-May-2019 | |||||
ISIN | US0200021014 | Agenda | 934978783 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Kermit R. Crawford | Management | For | For | ||||
1b. | Election of Director: Michael L. Eskew | Management | For | For | ||||
1c. | Election of Director: Margaret M. Keane | Management | For | For | ||||
1d. | Election of Director: Siddharth N. Mehta | Management | For | For | ||||
1e. | Election of Director: Jacques P. Perold | Management | For | For | ||||
1f. | Election of Director: Andrea Redmond | Management | For | For | ||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||
1h. | Election of Director: Judith A. Sprieser | Management | For | For | ||||
1i. | Election of Director: Perry M. Traquina | Management | For | For | ||||
1j. | Election of Director: Thomas J. Wilson | Management | For | For | ||||
2. | Advisory vote to approve the compensation of the named executives. | Management | For | For | ||||
3. | Approval of the 2019 Equity Incentive Plan. | Management | For | For | ||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2019. | Management | For | For | ||||
5. | Stockholder proposal on reporting political contributions. | Shareholder | Against | For | ||||
JPMORGAN CHASE & CO. | ||||||||
Security | 46625H100 | Meeting Type | Annual | |||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | |||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||
1b. | Election of Director: James A. Bell | Management | For | For | ||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||
1d. | Election of Director: Todd A. Combs | Management | For | For | ||||
1e. | Election of Director: James S. Crown | Management | For | For | ||||
1f. | Election of Director: James Dimon | Management | For | For | ||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||
1h. | Election of Director: Mellody Hobson | Management | For | For | ||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | ||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||
4. | Gender pay equity report | Shareholder | Against | For | ||||
5. | Enhance shareholder proxy access | Shareholder | Against | For | ||||
6. | Cumulative voting | Shareholder | Against | For | ||||
ROYAL DUTCH SHELL PLC | ||||||||
Security | 780259107 | Meeting Type | Annual | |||||
Ticker Symbol | RDSB | Meeting Date | 21-May-2019 | |||||
ISIN | US7802591070 | Agenda | 935000416 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | Receipt of Annual Report & Accounts | Management | For | For | ||||
2. | Approval of Directors' Remuneration Report | Management | For | For | ||||
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | ||||
4. | Reappointment of Director: Ben van Beurden | Management | For | For | ||||
5. | Reappointment of Director: Ann Godbehere | Management | For | For | ||||
6. | Reappointment of Director: Euleen Goh | Management | For | For | ||||
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | ||||
8. | Reappointment of Director: Catherine Hughes | Management | For | For | ||||
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | ||||
10. | Reappointment of Director: Roberto Setubal | Management | For | For | ||||
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | ||||
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | ||||
13. | Reappointment of Director: Jessica Uhl | Management | For | For | ||||
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | ||||
15. | Reappointment of Auditors | Management | For | For | ||||
16. | Remuneration of Auditors | Management | For | For | ||||
17. | Authority to allot shares | Management | For | For | ||||
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | ||||
19. | Adoption of new Articles of Association (Special Resolution) | Management | For | For | ||||
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | ||||
21. | Authority to make certain donations and incur expenditure | Management | For | For | ||||
22. | Shareholder resolution (Special Resolution) | Shareholder | Against | For | ||||
MERCK & CO., INC. | ||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | Against | For | ||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | ||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | Against | For | ||||
EXXON MOBIL CORPORATION | ||||||||
Security | 30231G102 | Meeting Type | Annual | |||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | ||||
1i. | Election of Director: William C. Weldon | Management | For | For | ||||
1j. | Election of Director: Darren W. Woods | Management | For | For | ||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | ||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||||
4. | Independent Chairman (page 58) | Shareholder | Against | For | ||||
5. | Special Shareholder Meetings (page 59) | Shareholder | For | Against | ||||
6. | Board Matrix (page 61) | Shareholder | For | Against | ||||
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | ||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | For | Against | ||||
9. | Report on Political Contributions (page 66) | Shareholder | Against | For | ||||
10. | Report on Lobbying (page 67) | Shareholder | Against | For | ||||
CHEVRON CORPORATION | ||||||||
Security | 166764100 | Meeting Type | Annual | |||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | |||||
ISIN | US1667641005 | Agenda | 934993088 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: W. M. Austin | Management | For | For | ||||
1b. | Election of Director: J. B. Frank | Management | For | For | ||||
1c. | Election of Director: A. P. Gast | Management | For | For | ||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | ||||
1f. | Election of Director: D. F. Moyo | Management | For | For | ||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | ||||
1h. | Election of Director: R. D. Sugar | Management | For | For | ||||
1i. | Election of Director: I. G. Thulin | Management | For | For | ||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | ||||
1k. | Election of Director: M. K. Wirth | Management | For | For | ||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | ||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||
4. | Report on Human Right to Water | Shareholder | Against | For | ||||
5. | Report on Reducing Carbon Footprint | Shareholder | Against | For | ||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | ||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Security | 110122108 | Meeting Type | Annual | |||||
Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |||||
ISIN | US1101221083 | Agenda | 935021458 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||
1D. | Election of Director: Matthew W. Emmens | Management | For | For | ||||
1E. | Election of Director: Michael Grobstein | Management | For | For | ||||
1F. | Election of Director: Alan J. Lacy | Management | For | For | ||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||
2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | ||||
3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | ||||
4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | For | Against | ||||
LAMAR ADVERTISING COMPANY | ||||||||
Security | 512816109 | Meeting Type | Annual | |||||
Ticker Symbol | LAMR | Meeting Date | 30-May-2019 | |||||
ISIN | US5128161099 | Agenda | 934993103 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | John E. Koerner, III | For | For | |||||
2 | Marshall A. Loeb | For | For | |||||
3 | Stephen P. Mumblow | For | For | |||||
4 | Thomas V. Reifenheiser | For | For | |||||
5 | Anna Reilly | For | For | |||||
6 | Kevin P. Reilly, Jr. | For | For | |||||
7 | Wendell Reilly | For | For | |||||
8 | Elizabeth Thompson | For | For | |||||
2. | Approval of an amendment and restatement of the Company's 1996 Equity Incentive Plan to increase the number of shares of Class A Common Stock of the Company available for issuance under the plan by 2,000,000 shares from 15,500,000 to 17,500,000 shares. | Management | Against | Against | ||||
3. | Approval of the Company's 2019 Employee Stock Purchase Plan. | Management | Against | Against | ||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | ||||
WATSCO, INC. | ||||||||
Security | 942622200 | Meeting Type | Annual | |||||
Ticker Symbol | WSO | Meeting Date | 03-Jun-2019 | |||||
ISIN | US9426222009 | Agenda | 935010556 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Brian E. Keeley | For | For | |||||
2 | Steven (Slava) Rubin | For | For | |||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
COMCAST CORPORATION | ||||||||
Security | 20030N101 | Meeting Type | Annual | |||||
Ticker Symbol | CMCSA | Meeting Date | 05-Jun-2019 | |||||
ISIN | US20030N1019 | Agenda | 935008284 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Kenneth J. Bacon | For | For | |||||
2 | Madeline S. Bell | For | For | |||||
3 | Sheldon M. Bonovitz | For | For | |||||
4 | Edward D. Breen | For | For | |||||
5 | Gerald L. Hassell | For | For | |||||
6 | Jeffrey A. Honickman | For | For | |||||
7 | Maritza G. Montiel | For | For | |||||
8 | Asuka Nakahara | For | For | |||||
9 | David C. Novak | For | For | |||||
10 | Brian L. Roberts | For | For | |||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||
3. | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | Management | For | For | ||||
4. | Advisory vote on executive compensation | Management | For | For | ||||
5. | To require an independent board chairman | Shareholder | Against | For | ||||
6. | To provide a lobbying report | Shareholder | Against | For | ||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||
Security | 31620R303 | Meeting Type | Annual | |||||
Ticker Symbol | FNF | Meeting Date | 12-Jun-2019 | |||||
ISIN | US31620R3030 | Agenda | 935015506 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 | Richard N. Massey | For | For | |||||
2 | Daniel D. Lane | For | For | |||||
3 | Cary H. Thompson | For | For | |||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||
W. P. CAREY INC. | ||||||||
Security | 92936U109 | Meeting Type | Annual | |||||
Ticker Symbol | WPC | Meeting Date | 13-Jun-2019 | |||||
ISIN | US92936U1097 | Agenda | 934985803 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Mark A. Alexander | Management | For | For | ||||
1b. | Election of Director: Peter J. Farrell | Management | For | For | ||||
1c. | Election of Director: Robert J. Flanagan | Management | For | For | ||||
1d. | Election of Director: Jason E. Fox | Management | For | For | ||||
1e. | Election of Director: Benjamin H. Griswold, IV | Management | For | For | ||||
1f. | Election of Director: Axel K.A. Hansing | Management | For | For | ||||
1g. | Election of Director: Jean Hoysradt | Management | For | For | ||||
1h. | Election of Director: Margaret G. Lewis | Management | For | For | ||||
1i. | Election of Director: Christopher J. Niehaus | Management | For | For | ||||
1j. | Election of Director: Nick J.M. van Ommen | Management | For | For | ||||
2. | To Approve the Advisory Resolution on Executive Compensation. | Management | For | For | ||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||
GAMING & LEISURE PROPERTIES, INC. | ||||||||
Security | 36467J108 | Meeting Type | Annual | |||||
Ticker Symbol | GLPI | Meeting Date | 13-Jun-2019 | |||||
ISIN | US36467J1088 | Agenda | 935015708 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1.1 | Election of Director: Peter M. Carlino | Management | For | For | ||||
1.2 | Election of Director: David A. Handler | Management | For | For | ||||
1.3 | Election of Director: Joseph W. Marshall, III | Management | For | For | ||||
1.4 | Election of Director: James B. Perry | Management | For | For | ||||
1.5 | Election of Director: Barry F. Schwartz | Management | For | For | ||||
1.6 | Election of Director: Earl C. Shanks | Management | For | For | ||||
1.7 | Election of Director: E. Scott Urdang | Management | For | For | ||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the Company's executive compensation. | Management | For | For | ||||
4. | To consider a shareholder proposal requesting a report on Board diversity. | Shareholder | For | For | ||||
BROOKFIELD ASSET MANAGEMENT INC. | ||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | |||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | |||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 | M. Elyse Allan | For | For | |||||
2 | Angela F. Braly | For | For | |||||
3 | M. Kempston Darkes | For | For | |||||
4 | Murilo Ferreira | For | For | |||||
5 | Frank J. McKenna | For | For | |||||
6 | Rafael Miranda | For | For | |||||
7 | Seek Ngee Huat | For | For | |||||
8 | Diana L. Taylor | For | For | |||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 29, 2019 (the "Circular"). | Management | For | For | ||||
4 | The 2019 Plan Resolution set out in the Circular. | Management | For | For | ||||
5 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||
6 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||
METLIFE, INC. | ||||||||
Security | 59156R108 | Meeting Type | Annual | |||||
Ticker Symbol | MET | Meeting Date | 18-Jun-2019 | |||||
ISIN | US59156R1086 | Agenda | 935015277 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Cheryl W. Grisé | Management | For | For | ||||
1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||
1c. | Election of Director: Gerald L. Hassell | Management | For | For | ||||
1d. | Election of Director: David L. Herzog | Management | For | For | ||||
1e. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | ||||
1f. | Election of Director: Edward J. Kelly, III | Management | For | For | ||||
1g. | Election of Director: William E. Kennard | Management | For | For | ||||
1h. | Election of Director: Michel A. Khalaf | Management | For | For | ||||
1i. | Election of Director: James M. Kilts | Management | For | For | ||||
1j. | Election of Director: Catherine R. Kinney | Management | For | For | ||||
1k. | Election of Director: Diana McKenzie | Management | For | For | ||||
1l. | Election of Director: Denise M. Morrison | Management | For | For | ||||
2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2019 | Management | For | For | ||||
3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | For | For | ||||
DELTA AIR LINES, INC. | ||||||||
Security | 247361702 | Meeting Type | Annual | |||||
Ticker Symbol | DAL | Meeting Date | 20-Jun-2019 | |||||
ISIN | US2473617023 | Agenda | 935025266 - Management | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||
1a. | Election of Director: Edward H. Bastian | Management | For | For | ||||
1b. | Election of Director: Francis S. Blake | Management | For | For | ||||
1c. | Election of Director: Daniel A. Carp | Management | For | For | ||||
1d. | Election of Director: Ashton B. Carter | Management | For | For | ||||
1e. | Election of Director: David G. DeWalt | Management | For | For | ||||
1f. | Election of Director: William H. Easter III | Management | For | For | ||||
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | ||||
1h. | Election of Director: Michael P. Huerta | Management | For | For | ||||
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||
1j. | Election of Director: George N. Mattson | Management | For | For | ||||
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | ||||
1l. | Election of Director: Kathy N. Waller | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | For | For | ||||
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | For | Against |