CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS | ||
December 31, 2021 (Unaudited) | ||
COMMON STOCKS - 97.7% | Shares | Value |
Communications - 5.1% | ||
AT&T, Inc. | 24,000 | $ 590,400 |
Verizon Communications, Inc. | 7,500 | 389,700 |
ViacomCBS, Inc. - Class B (a) | 19,500 | 588,510 |
1,568,610 | ||
Consumer Discretionary - 5.2% | ||
Genuine Parts Company (a) | 5,500 | 771,100 |
Kohl's Corporation (a) | 4,500 | 222,255 |
Tapestry, Inc. | 15,000 | 609,000 |
1,602,355 | ||
Consumer Staples - 11.2% | ||
Archer-Daniels-Midland Company (a) | 6,000 | 405,540 |
J.M. Smucker Company (The) | 2,700 | 366,714 |
Kellogg Company | 10,500 | 676,410 |
Kimberly-Clark Corporation | 3,500 | 500,220 |
Mondelēz International, Inc. - Class A | 5,000 | 331,550 |
Philip Morris International, Inc. | 5,300 | 503,500 |
Tyson Foods, Inc. - Class A (a) | 7,600 | 662,416 |
3,446,350 | ||
Energy - 7.0% | ||
Chevron Corporation | 4,800 | 563,280 |
ConocoPhillips (a) | 9,000 | 649,620 |
Exxon Mobil Corporation | 8,000 | 489,520 |
Royal Dutch Shell plc - Class B - ADR | 10,000 | 433,500 |
2,135,920 | ||
Financials - 21.6% | ||
Bank of New York Mellon Corporation (The) | 6,000 | 348,480 |
First Horizon Corporation | 24,500 | 400,085 |
JPMorgan Chase & Company | 5,500 | 870,925 |
KeyCorp | 30,200 | 698,526 |
Lincoln National Corporation | 8,500 | 580,210 |
MetLife, Inc. | 9,000 | 562,410 |
People's United Financial, Inc. | 25,000 | 445,500 |
Prudential Financial, Inc. | 6,000 | 649,440 |
Truist Financial Corporation | 11,000 | 644,050 |
U.S. Bancorp | 14,200 | 797,614 |
Wells Fargo & Company | 13,500 | 647,730 |
6,644,970 | ||
Health Care - 14.1% | ||
Bristol-Myers Squibb Company | 7,800 | 486,330 |
CVS Health Corporation (a) | 9,000 | 928,440 |
Johnson & Johnson (a) | 4,100 | 701,387 |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
COMMON STOCKS - 97.7% (Continued) | Shares | Value |
Health Care - 14.1% (Continued) | ||
Medtronic plc | 2,000 | $ 206,900 |
Merck & Company, Inc. (a) | 9,400 | 720,416 |
Organon & Company | 9,500 | 289,275 |
Pfizer, Inc. (a) | 17,000 | 1,003,850 |
4,336,598 | ||
Industrials - 5.5% | ||
Emerson Electric Company (a) | 3,500 | 325,395 |
Lockheed Martin Corporation | 800 | 284,328 |
Raytheon Technologies Corporation (a) | 9,200 | 791,752 |
Stanley Black & Decker, Inc. | 1,500 | 282,930 |
1,684,405 | ||
Materials - 3.9% | ||
Compass Minerals International, Inc. (a) | 4,000 | 204,320 |
Dow, Inc. | 10,600 | 601,232 |
Nucor Corporation (a) | 3,500 | 399,525 |
1,205,077 | ||
Real Estate - 3.1% | ||
Simon Property Group, Inc. (a) | 3,800 | 607,126 |
Ventas, Inc. | 6,900 | 352,728 |
959,854 | ||
Technology - 15.5% | ||
Amdocs Ltd. | 4,000 | 299,360 |
Broadcom, Inc. | 1,800 | 1,197,738 |
Cisco Systems, Inc. (a) | 15,000 | 950,550 |
Fidelity National Information Services, Inc. | 2,500 | 272,875 |
HP, Inc. (a) | 20,500 | 772,235 |
Intel Corporation | 9,000 | 463,500 |
International Business Machines Corporation | 6,000 | 801,960 |
Kyndryl Holdings, Inc. (b) | 1,100 | 19,910 |
4,778,128 | ||
Utilities - 5.5% | ||
Atmos Energy Corporation | 4,500 | 471,465 |
Duke Energy Corporation (a) | 6,300 | 660,870 |
National Fuel Gas Company | 5,500 | 351,670 |
PPL Corporation | 7,300 | 219,438 |
1,703,443 | ||
Total Common Stocks (Cost $21,108,636) | $ 30,065,710 | |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
MONEY MARKET FUNDS - 3.1% | Shares | Value |
Fidelity Institutional Money Market Government Portfolio - Class I, 0.01% (c) (Cost $935,778) | 935,778 | $ 935,778 |
Total Investments at Value - 100.8% (Cost $22,044,414) | $ 31,001,488 | |
Liabilities in Excess of Other Assets - (0.8%) | (236,603 ) | |
Net Assets - 100.0% | $ 30,764,885 | |
ADR | - American Depositary Receipt. |
(a) | Security covers a written call option. |
(b) | Non-income producing security. |
(c) | The rate shown is the 7-day effective yield as of December 31, 2021. |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | |||||
SCHEDULE OF OPEN OPTION CONTRACTS | |||||
December 31, 2021 (Unaudited) | |||||
COVERED WRITTEN CALL OPTIONS | Contracts | Notional Value | Strike Price | Expiration Date | Value of Options |
Archer-Daniels-Midland Company | 60 | $ 405,540 | $ 67 .50 | 03/21/22 | $ 15,000 |
Cisco Systems, Inc. | 50 | 316,850 | 57 .50 | 01/24/22 | 30,550 |
Compass Minerals International, Inc. | 16 | 81,728 | 85 .00 | 03/21/22 | 640 |
ConocoPhillips | 45 | 324,810 | 82 .50 | 03/21/22 | 4,500 |
CVS Health Corporation | 25 | 257,900 | 105 .00 | 05/23/22 | 12,625 |
Duke Energy Corporation | 40 | 419,600 | 105 .00 | 04/18/22 | 12,000 |
Emerson Electric Company | 35 | 325,395 | 110 .00 | 03/21/22 | 525 |
Genuine Parts Company | 30 | 420,600 | 145 .00 | 05/23/22 | 19,800 |
HP, Inc. | 100 | 376,700 | 40 .00 | 05/23/22 | 21,600 |
Johnson & Johnson | 12 | 205,284 | 180 .00 | 01/24/22 | 240 |
Kohl's Corporation | 45 | 222,255 | 75 .00 | 06/20/22 | 6,255 |
Merck & Company, Inc. | 40 | 306,560 | 95 .00 | 04/18/22 | 1,160 |
Nucor Corporation | 35 | 399,525 | 120 .00 | 01/24/22 | 6,300 |
Pfizer, Inc. | 80 | 472,400 | 47 .00 | 03/21/22 | 99,600 |
Raytheon Technologies Corporation | 45 | 387,270 | 95 .00 | 02/22/22 | 1,350 |
Simon Property Group, Inc. | 15 | 239,655 | 145 .00 | 01/24/22 | 23,550 |
Tyson Foods, Inc. - Class A | 30 | 261,480 | 90 .00 | 06/20/22 | 12,300 |
ViacomCBS, Inc. - Class B | 85 | 256,530 | 55 .00 | 01/24/22 | 170 |
Total Covered Written Call Options (Premiums received $222,687) | $ 5,680,082 | $ 268,165 | |||
The average monthly notional value of written option contracts during the nine months ended December 31, 2021 was $5,178,813. | |||||
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | ||
SCHEDULE OF INVESTMENTS | ||
December 31, 2021 (Unaudited) | ||
COMMON STOCKS - 76.9% | Shares | Value |
Communications - 1.6% | ||
Lumen Technologies, Inc. | 12,000 | $ 150,600 |
ViacomCBS, Inc. - Class B | 13,000 | 392,340 |
542,940 | ||
Consumer Discretionary - 5.1% | ||
Carnival Corporation (a) | 5,000 | 100,600 |
Ford Motor Company | 23,000 | 477,710 |
Kohl's Corporation | 5,000 | 246,950 |
Tapestry, Inc. | 17,000 | 690,200 |
TJX Companies, Inc. (The) | 3,500 | 265,720 |
1,781,180 | ||
Consumer Staples - 7.3% | ||
Archer-Daniels-Midland Company | 4,500 | 304,155 |
Dollar Tree, Inc. (a) | 2,700 | 379,404 |
Kellogg Company | 7,000 | 450,940 |
Philip Morris International, Inc. | 3,000 | 285,000 |
Target Corporation | 1,500 | 347,160 |
Tyson Foods, Inc. - Class A | 4,000 | 348,640 |
Walmart, Inc. | 2,800 | 405,132 |
2,520,431 | ||
Energy - 6.0% | ||
Chevron Corporation | 3,600 | 422,460 |
ConocoPhillips | 8,000 | 577,440 |
Devon Energy Corporation | 13,000 | 572,650 |
Royal Dutch Shell plc - Class B - ADR | 12,000 | 520,200 |
2,092,750 | ||
Financials - 17.4% | ||
Bank of America Corporation | 27,000 | 1,201,230 |
Bank of New York Mellon Corporation (The) | 6,000 | 348,480 |
Capital One Financial Corporation | 4,700 | 681,923 |
JPMorgan Chase & Company | 8,100 | 1,282,635 |
KeyCorp | 16,320 | 377,482 |
Lincoln National Corporation | 8,000 | 546,080 |
MetLife, Inc. | 9,000 | 562,410 |
Travelers Companies, Inc. (The) | 3,300 | 516,219 |
Wells Fargo & Company | 11,000 | 527,780 |
6,044,239 | ||
Health Care - 9.1% | ||
Bristol-Myers Squibb Company | 6,300 | 392,805 |
CVS Health Corporation | 6,000 | 618,960 |
Johnson & Johnson | 3,200 | 547,424 |
Merck & Company, Inc. | 6,300 | 482,832 |
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
COMMON STOCKS - 76.9% (Continued) | Shares | Value |
Health Care - 9.1% (Continued) | ||
Organon & Company | 13,800 | $ 420,210 |
Pfizer, Inc. | 12,000 | 708,600 |
3,170,831 | ||
Industrials - 6.4% | ||
Eaton Corporation plc | 4,000 | 691,280 |
FedEx Corporation | 2,200 | 569,008 |
Quanta Services, Inc. | 2,000 | 229,320 |
Raytheon Technologies Corporation | 3,600 | 309,816 |
Trane Technologies plc | 2,100 | 424,263 |
2,223,687 | ||
Materials - 4.2% | ||
Compass Minerals International, Inc. | 5,000 | 255,400 |
Freeport-McMoRan, Inc. | 8,000 | 333,840 |
Mosaic Company (The) | 10,000 | 392,900 |
Nucor Corporation | 4,100 | 468,015 |
1,450,155 | ||
Technology - 17.8% | ||
Apple, Inc. | 6,000 | 1,065,420 |
Broadcom, Inc. | 1,600 | 1,064,656 |
Cisco Systems, Inc. (b) | 14,000 | 887,180 |
HP, Inc. (b) | 21,000 | 791,070 |
Intel Corporation | 8,500 | 437,750 |
International Business Machines Corporation | 4,200 | 561,372 |
Kyndryl Holdings, Inc. (a) | 14,000 | 253,400 |
Microsoft Corporation | 3,000 | 1,008,960 |
Western Union Company (The) | 7,000 | 124,880 |
6,194,688 | ||
Utilities - 2.0% | ||
Atmos Energy Corporation | 4,000 | 419,080 |
PPL Corporation | 9,000 | 270,540 |
689,620 | ||
Total Common Stocks (Cost $12,404,036) | $ 26,710,521 | |
CORPORATE BONDS - 7.4% | Par Value | Value |
Energy - 1.5% | ||
Pioneer Natural Resources Company, 3.95%, due 07/15/2022 | $ 500,000 | $ 504,296 |
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
CORPORATE BONDS - 7.4% (Continued) | Par Value | Value |
Financials - 4.4% | ||
American Express Company, 3.40%, due 02/27/2023 | $ 500,000 | $ 514,468 |
UNUM Group, 4.00%, due 03/15/2024 | 500,000 | 527,964 |
Wells Fargo & Company, 3.50%, due 03/08/2022 | 500,000 | 502,855 |
1,545,287 | ||
Industrials - 1.5% | ||
Norfolk Sothern Corporation, 3.85%, due 01/15/2024 | 500,000 | 523,906 |
Total Corporate Bonds (Cost $2,541,014) | $ 2,573,489 | |
U.S. TREASURY OBLIGATIONS - 1.5% | Par Value | Value |
U.S. Treasury Notes - 1.5% | ||
2.125%, due 05/15/2022 (Cost $505,547) | $ 500,000 | $ 503,613 |
MONEY MARKET FUNDS - 14.2% | Shares | Value |
Fidelity Institutional Money Market Government Portfolio - Class I, 0.01% (c) | 3,118,636 | $ 3,118,636 |
First American Government Obligations Fund - Class Z, 0.02% (c) | 1,814,525 | 1,814,525 |
Total Money Market Funds (Cost $4,933,161) | $ 4,933,161 | |
Total Investments at Value - 100.0% (Cost $20,383,758) | $ 34,720,784 | |
Other Assets in Excess of Liabilities - 0.0% (d) | 2,909 | |
Net Assets - 100.0% | $ 34,723,693 | |
ADR | - American Depositary Receipt. |
(a) | Non-income producing security. |
(b) | Security covers a written call option. |
(c) | The rate shown is the 7-day effective yield as of December 31, 2021. |
(d) | Percentage rounds to less than 0.1%. |
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | |||||
SCHEDULE OF OPEN OPTION CONTRACTS | |||||
December 31, 2021 (Unaudited) | |||||
COVERED WRITTEN CALL OPTIONS | Contracts | Notional Value | Strike Price | Expiration Date | Value of Options |
Cisco Systems, Inc. | 30 | $ 190,110 | $ 57 .50 | 01/24/22 | $ 18,330 |
HP, Inc. | 100 | 376,700 | 40 .00 | 05/23/22 | 21,600 |
Total Covered Written Call Options (Premiums received $20,355) | $ 566,810 | $ 39,930 | |||
The average monthly notional value of written option contracts during the nine months ended December 31, 2021 was $713,481. | |||||