CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS | ||
December 31, 2022 (Unaudited) | ||
COMMON STOCKS - 95.5% | Shares | Value |
Communications - 5.0% | ||
AT&T, Inc. | 24,000 | $ 441,840 |
Comcast Corporation - Class A | 7,500 | 262,275 |
Paramount Global - Class B | 19,500 | 329,160 |
Verizon Communications, Inc. | 12,000 | 472,800 |
1,506,075 | ||
Consumer Discretionary - 6.8% | ||
Advance Auto Parts, Inc. | 1,950 | 286,709 |
Genuine Parts Company (a) | 2,700 | 468,477 |
Hanesbrands, Inc. | 20,000 | 127,200 |
Home Depot, Inc. (The) | 1,000 | 315,860 |
Kohl's Corporation | 11,500 | 290,375 |
Tapestry, Inc. | 15,000 | 571,200 |
2,059,821 | ||
Consumer Staples - 8.7% | ||
J.M. Smucker Company (The) (a) | 2,700 | 427,842 |
Kellogg Company (a) | 7,000 | 498,680 |
Kimberly-Clark Corporation (a) | 3,500 | 475,125 |
Mondelez International, Inc. - Class A | 5,500 | 366,575 |
Philip Morris International, Inc. (a) | 5,300 | 536,413 |
Target Corporation | 2,000 | 298,080 |
2,602,715 | ||
Energy - 9.4% | ||
Chevron Corporation | 4,800 | 861,552 |
ConocoPhillips (a) | 5,200 | 613,600 |
Exxon Mobil Corporation (a) | 7,000 | 772,100 |
Shell plc - ADR | 10,250 | 583,738 |
2,830,990 | ||
Financials - 17.0% | ||
Bank of New York Mellon Corporation (The) | 6,000 | 273,120 |
JPMorgan Chase & Company | 5,500 | 737,549 |
KeyCorp | 30,200 | 526,084 |
Lincoln National Corporation | 8,500 | 261,120 |
M&T Bank Corporation (a) | 2,950 | 427,927 |
MetLife, Inc. | 9,000 | 651,330 |
Prudential Financial, Inc. | 6,000 | 596,760 |
Truist Financial Corporation | 11,000 | 473,330 |
U.S. Bancorp | 14,200 | 619,262 |
Wells Fargo & Company | 13,500 | 557,415 |
5,123,897 | ||
Health Care - 15.0% | ||
Bristol-Myers Squibb Company (a) | 7,800 | 561,210 |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
COMMON STOCKS - 95.5% (Continued) | Shares | Value |
Health Care - 15.0% (Continued) | ||
CVS Health Corporation (a) | 9,000 | $ 838,710 |
Johnson & Johnson | 4,100 | 724,265 |
Medtronic plc | 7,500 | 582,900 |
Merck & Company, Inc. (a) | 9,400 | 1,042,929 |
Organon & Company | 10,500 | 293,265 |
Pfizer, Inc. | 9,000 | 461,160 |
4,504,439 | ||
Industrials - 7.8% | ||
Emerson Electric Company (a) | 7,500 | 720,450 |
Lockheed Martin Corporation | 800 | 389,192 |
Raytheon Technologies Corporation (a) | 9,200 | 928,464 |
Stanley Black & Decker, Inc. | 4,000 | 300,480 |
2,338,586 | ||
Materials - 3.3% | ||
Dow, Inc. | 10,850 | 546,732 |
Nucor Corporation (a) | 3,500 | 461,335 |
1,008,067 | ||
Real Estate - 3.3% | ||
Simon Property Group, Inc. | 5,750 | 675,510 |
Ventas, Inc. | 6,900 | 310,845 |
986,355 | ||
Technology - 13.8% | ||
Broadcom, Inc. | 1,800 | 1,006,434 |
Cisco Systems, Inc. | 14,500 | 690,780 |
Fidelity National Information Services, Inc. | 7,000 | 474,950 |
HP, Inc. | 20,500 | 550,835 |
Intel Corporation | 9,500 | 251,085 |
International Business Machines Corporation | 6,250 | 880,563 |
Skyworks Solutions, Inc. | 3,200 | 291,616 |
4,146,263 | ||
Utilities - 5.4% | ||
Atmos Energy Corporation (a) | 4,500 | 504,315 |
Duke Energy Corporation | 2,300 | 236,877 |
National Fuel Gas Company | 6,000 | 379,800 |
PPL Corporation | 16,800 | 490,896 |
1,611,888 | ||
Total Common Stocks (Cost $22,509,767) | $ 28,719,096 | |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | ||
SCHEDULE OF INVESTMENTS (Continued) | ||
MONEY MARKET FUNDS - 5.0% | Shares | Value |
Fidelity Institutional Money Market Government Portfolio - Class I, 4.07% (b) (Cost $1,508,257) | 1,508,257 | $ 1,508,257 |
Total Investments at Value - 100.5% (Cost $24,018,024) | $ 30,227,353 | |
Liabilities in Excess of Other Assets - (0.5%) | (144,383 ) | |
Net Assets - 100.0% | $ 30,082,970 | |
ADR | - American Depositary Receipt. |
(a) | Security covers a written call option. |
(b) | The rate shown is the 7-day effective yield as of December 31, 2022. |
CANTOR FBP EQUITY & DIVIDEND PLUS FUND | |||||
SCHEDULE OF OPEN OPTION CONTRACTS | |||||
December 31, 2022 (Unaudited) | |||||
COVERED WRITTEN CALL OPTIONS | Contracts | Notional Value | Strike Price | Expiration Date | Value of Options |
Atmos Energy Corporation | 22 | $ 246,554 | $ 120 .00 | 04/24/23 | $ 10,560 |
Bristol-Myers Squibb Company | 41 | 294,995 | 80 .00 | 03/20/23 | 1,640 |
ConocoPhillips | 15 | 177,000 | 125 .00 | 02/18/23 | 5,745 |
CVS Health Corporation | 30 | 279,570 | 105 .00 | 01/23/23 | 180 |
Emerson Electric Company | 24 | 230,544 | 105 .00 | 06/19/23 | 7,704 |
Exxon Mobil Corporation | 33 | 363,990 | 125 .00 | 04/24/23 | 8,481 |
Genuine Parts Company | 27 | 468,477 | 165 .00 | 02/20/23 | 34,830 |
J.M. Smucker Company (The) | 27 | 427,842 | 155 .00 | 01/23/23 | 13,608 |
Kellogg Company | 30 | 213,720 | 77 .50 | 01/23/23 | 300 |
Kimberly - Clark Corporation | 35 | 475,125 | 150 .00 | 06/19/23 | 10,500 |
M&T Bank Corporation | 29 | 420,674 | 210 .00 | 04/24/23 | 1,160 |
Merck & Company, Inc. | 50 | 554,750 | 105 .00 | 04/24/23 | 46,250 |
Merck & Company, Inc. | 44 | 488,180 | 115 .00 | 04/24/23 | 16,720 |
Nucor Corporation | 35 | 461,335 | 145 .00 | 01/23/23 | 2,765 |
Philip Morris International, Inc. | 15 | 151,815 | 105 .00 | 01/23/23 | 750 |
Raytheon Technologies Corporation | 42 | 423,864 | 105 .00 | 05/22/23 | 18,480 |
Total Covered Written Call Options (Premiums received $215,849) | $ 5,678,435 | $ 179,673 | |||
The average monthly notional value of written option contracts during the nine months ended December 31, 2022 was $5,834,792. | |||||
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | |||
SCHEDULE OF INVESTMENTS | |||
December 31, 2022 (Unaudited) | |||
COMMON STOCKS - 76.6% | Shares | Value | |
Communications - 1.8% | |||
Comcast Corporation - Class A | 10,000 | $ 349,700 | |
Paramount Global - Class B | 13,000 | 219,440 | |
569,140 | |||
Consumer Discretionary - 5.9% | |||
Advance Auto Parts, Inc. | 1,700 | 249,951 | |
Ford Motor Company | 23,000 | 267,490 | |
Home Depot, Inc. (The) | 1,000 | 315,860 | |
Kohl's Corporation | 5,000 | 126,250 | |
Tapestry, Inc. | 17,000 | 647,360 | |
TJX Companies, Inc. (The) | 3,500 | 278,600 | |
1,885,511 | |||
Consumer Staples - 7.0% | |||
Archer-Daniels-Midland Company (a) | 4,500 | 417,825 | |
Dollar Tree, Inc. (b) | 2,700 | 381,888 | |
Kellogg Company | 7,000 | 498,680 | |
Philip Morris International, Inc. | 3,000 | 303,630 | |
Target Corporation | 1,500 | 223,560 | |
Walmart, Inc. | 2,800 | 397,012 | |
2,222,595 | |||
Energy - 7.7% | |||
Chevron Corporation | 3,600 | 646,164 | |
ConocoPhillips | 5,000 | 590,000 | |
Devon Energy Corporation | 9,000 | 553,590 | |
Shell plc - ADR | 12,000 | 683,400 | |
2,473,154 | |||
Financials - 15.5% | |||
Bank of America Corporation | 27,000 | 894,240 | |
Bank of New York Mellon Corporation (The) | 6,000 | 273,120 | |
Capital One Financial Corporation | 4,700 | 436,912 | |
JPMorgan Chase & Company | 8,100 | 1,086,210 | |
KeyCorp | 16,320 | 284,294 | |
Lincoln National Corporation | 8,000 | 245,760 | |
MetLife, Inc. | 9,000 | 651,330 | |
Travelers Companies, Inc. (The) | 3,300 | 618,717 | |
Wells Fargo & Company | 11,000 | 454,190 | |
4,944,773 | |||
Health Care - 11.1% | |||
Bristol-Myers Squibb Company | 6,300 | 453,285 | |
CVS Health Corporation | 6,000 | 559,140 | |
Johnson & Johnson | 3,200 | 565,280 | |
Medtronic plc | 3,200 | 248,704 | |
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | |||||
SCHEDULE OF INVESTMENTS (Continued) | |||||
COMMON STOCKS - 76.6% (Continued) | Shares | Value | |||
Health Care - 11.1% (Continued) | |||||
Merck & Company, Inc. (a) | 6,300 | $ 698,985 | |||
Organon & Company | 13,800 | 385,434 | |||
Pfizer, Inc. | 12,000 | 614,880 | |||
3,525,708 | |||||
Industrials - 7.2% | |||||
BWX Technologies, Inc. | 5,000 | 290,400 | |||
Eaton Corporation plc | 4,000 | 627,800 | |||
FedEx Corporation | 2,200 | 381,040 | |||
Quanta Services, Inc. | 2,000 | 285,000 | |||
Raytheon Technologies Corporation | 3,600 | 363,312 | |||
Trane Technologies plc | 2,100 | 352,989 | |||
2,300,541 | |||||
Materials - 2.9% | |||||
Compass Minerals International, Inc. | 5,000 | 205,000 | |||
Freeport-McMoRan, Inc. | 5,000 | 190,000 | |||
Nucor Corporation | 4,100 | 540,421 | |||
935,421 | |||||
Real Estate - 1.7% | |||||
Simon Property Group, Inc. | 4,500 | 528,660 | |||
Technology - 13.6% | |||||
Apple, Inc. | 6,000 | 779,580 | |||
Broadcom, Inc. | 1,600 | 894,608 | |||
Cisco Systems, Inc. | 11,000 | 524,040 | |||
HP, Inc. | 21,000 | 564,270 | |||
Intel Corporation | 10,500 | 277,515 | |||
International Business Machines Corporation | 4,200 | 591,738 | |||
Microsoft Corporation | 3,000 | 719,460 | |||
4,351,211 | |||||
Utilities - 2.2% | |||||
Atmos Energy Corporation (a) | 4,000 | 448,280 | |||
PPL Corporation | 9,000 | 262,980 | |||
711,260 | |||||
Total Common Stocks (Cost $13,078,494) | $ 24,447,974 | ||||
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | ||||||
SCHEDULE OF INVESTMENTS (Continued) | ||||||
CORPORATE BONDS - 12.0% | Par Value | Value | ||||
Consumer Staples - 1.5% | ||||||
Kroger Company, 3.70%, due 08/01/2027 | $ 500,000 | $ 473,326 | ||||
Financials - 3.0% | ||||||
American Express Company, 3.40%, due 02/27/2023 | 500,000 | 499,635 | ||||
PNC Financial Services Group, Inc. (The), 3.45%, due 04/23/2029 | 500,000 | 458,726 | ||||
958,361 | ||||||
Health Care - 1.5% | ||||||
Elevance Health, Inc., 4.10%, due 03/01/2028 | 500,000 | 480,046 | ||||
Industrials - 4.5% | ||||||
Hubbell, Inc., 3.35%, due 03/01/2026 | 500,000 | 475,413 | ||||
Norfolk Southern Corporation, 3.85%, due 01/15/2024 | 500,000 | 495,108 | ||||
Republic Services, Inc., 3.38%, due 11/15/2027 | 500,000 | 466,619 | ||||
1,437,140 | ||||||
Utilities - 1.5% | ||||||
American Water Capital Corporation, 3.75%, due 09/01/2028 | 500,000 | 473,720 | ||||
Total Corporate Bonds (Cost $3,837,810) | $ 3,822,593 | |||||
U.S. TREASURY OBLIGATIONS - 4.7% | Par Value | Value | ||||
U.S. Treasury Notes - 4.7% | ||||||
4.25%, due 09/30/2024 | $ 750,000 | $ 746,485 | ||||
3.50%, due 09/15/2025 | 750,000 | 735,615 | ||||
Total U.S. Treasury Obligations (Cost $1,485,898) | $ 1,482,100 | |||||
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | |||||
SCHEDULE OF INVESTMENTS (Continued) | |||||
MONEY MARKET FUNDS - 6.6% | Shares | Value | |||
Fidelity Institutional Money Market Government Portfolio - Class I, 4.07% (c) (Cost $2,117,474) | 2,117,474 | $ 2,117,474 | |||
Total Investments at Value – 99.9% (Cost $20,519,676) | $ 31,870,141 | ||||
Other Assets in Excess of Liabilities - 0.1% | 29,351 | ||||
Net Assets - 100.0% | $ 31,899,492 | ||||
ADR | - American Depositary Receipt. |
(a) | Security covers a written call option. |
(b) | Non-income producing security. |
(c) | The rate shown is the 7-day effective yield as of December 31, 2022. |
CANTOR FBP APPRECIATION & INCOME OPPORTUNITIES FUND | |||||
SCHEDULE OF OPEN OPTION CONTRACTS | |||||
December 31, 2022 (Unaudited) | |||||
COVERED WRITTEN CALL OPTIONS | Contracts | Notional Value | Strike Price | Expiration Date | Value of Options |
Archer-Daniels-Midland Company | 8 | $ 74,280 | $ 105 .00 | 03/20/23 | $ 760 |
Atmos Energy Corporation | 20 | 224,140 | 120 .00 | 04/24/23 | 9,600 |
Merck & Company, Inc. | 20 | 221,900 | 115 .00 | 04/24/23 | 7,600 |
Total Covered Written Call Options (Premiums received $18,907) | $ 520,320 | $ 17,960 | |||
The average monthly notional value of written option contracts during the nine months ended December 31, 2022 was $937,122. | |||||