UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-05749 |
The China Fund, Inc. |
(Exact name of registrant as specified in charter)
c/o Brown Brothers Harriman & Co., 50 Post Office Square Boston, MA 02110 |
(Address of principal executive offices)
Suzan Barron, Esq. 50 Post Office SQ Boston, Massachusetts 02110 (Name and address of agent for service) | Copies to:
Laura Flores, Esq. Morgan, Lewis & Bockius LLP 1111 Pennsylvania Ave, NW Washington, DC 20004 |
Registrant’s telephone number, including area code: 888-246-2255
Date of fiscal year end: October 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05749 Reporting Period: 07/01/2021 - 06/30/2022 CHINA FUND, INC. =============================== China Fund, Inc. =============================== ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: KYG017191142 Meeting Date: SEP 17, 2021 Meeting Type: Annual Record Date: AUG 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Tsai For Against Management 1.2 Elect Director J. Michael Evans For Against Management 1.3 Elect Director E. Borje Ekholm For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLWINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: CNE100001ZN3 Meeting Date: APR 15, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Special Audit Instructions on For For Management the Company's Non-operating Fund Occupation and Other Related Fund Transactions 8 Approve to Appoint Auditor For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- ALLWINNER TECHNOLOGY CO., LTD. Ticker: 300458 Security ID: CNE100001ZN3 Meeting Date: JUN 17, 2022 Meeting Type: Special Record Date: JUN 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LIMITED Ticker: 2600 Security ID: CNE1000001T8 Meeting Date: DEC 21, 2021 Meeting Type: Extraordinary Shareholders Record Date: NOV 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Approve Renewal of the Continuing For For Management Connected Transactions under the Comprehensive Social and Logistics Services Agreement and Proposed Caps 1.02 Approve Renewal of the Continuing For For Management Connected Transactions under the General Agreement on Mutual Provision of Production Supplies and Ancillary Services and Proposed Caps 1.03 Approve Renewal of the Continuing For For Management Connected Transactions under the Mineral Supply Agreement and Proposed Caps 1.04 Approve Renewal of the Continuing For For Management Connected Transactions under the Provision of Engineering, Construction and Supervisory Services Agreement and Proposed Caps 1.05 Approve Proposed Caps under the Land For For Management Use Rights Leasing Agreement 1.06 Approve Renewal of the Continuing For For Management Connected Transactions under the Fixed Assets Lease Framework Agreement and Proposed Caps 2 Approve Finance Lease Cooperation For For Management Framework Agreement and Proposed Caps 3 Elect Lin Ni as Supervisor For For Shareholder -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: CNE0000019V8 Meeting Date: NOV 08, 2021 Meeting Type: Extraordinary Shareholders Record Date: NOV 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Xiaochuan as Director For For Management -------------------------------------------------------------------------------- ANJOY FOODS GROUP CO., LTD. Ticker: 603345 Security ID: CNE100002YQ7 Meeting Date: MAR 28, 2022 Meeting Type: Special Record Date: MAR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Idle Raised Funds and For For Management Idle Own Funds for Cash Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- ANJOY FOODS GROUP CO., LTD. Ticker: 603345 Security ID: CNE100002YQ7 Meeting Date: JUN 13, 2022 Meeting Type: Annual Record Date: JUN 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Report of the Independent For For Management Directors 5 Approve Performance Report of Audit For For Management Committee 6 Approve Financial Statements For For Management 7 Approve Profit Distribution For For Management 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Funds for Cash For Against Management Management 10 Approve Credit Line Application and For For Management Guarantee 11 Approve to Appoint Auditor For For Management 12 Approve Internal Control Evaluation For For Management Report 13 Approve Daily Related Party Transaction For For Management 14 Approve Remuneration of Directors and For For Management Supervisors 15 Amend Articles of Association and For Against Management Partial Internal Systems 16 Approve Environmental, Social and For For Management Governance Report -------------------------------------------------------------------------------- BEIJING HUAFENG TEST & CONTROL TECHNOLOGY CO., LTD. Ticker: 688200 Security ID: CNE100003RC9 Meeting Date: MAR 18, 2022 Meeting Type: Annual Record Date: MAR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Financial Budget For Against Management 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Independent For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Profit Distribution For For Management 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- BEIJING HUAFENG TEST & CONTROL TECHNOLOGY CO., LTD. Ticker: 688200 Security ID: CNE100003RC9 Meeting Date: JUN 30, 2022 Meeting Type: Special Record Date: JUN 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- BEIJING KINGSOFT OFFICE SOFTWARE, INC. Ticker: 688111 Security ID: CNE100003PM2 Meeting Date: NOV 16, 2021 Meeting Type: Special Record Date: NOV 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- BEIJING KINGSOFT OFFICE SOFTWARE, INC. Ticker: 688111 Security ID: CNE100003PM2 Meeting Date: APR 28, 2022 Meeting Type: Annual Record Date: APR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor as well as Fix Their Remunerations 8 Approve Profit Distribution For For Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Use of Funds for Financial For Against Management Products 11 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 12 Approve Methods to Assess the For For Management Performance of Plan Participants 13 Approve Authorization of the Board to For For Management Handle All Related Matters 14.1 Elect Lei Jun as Director For For Management 14.2 Elect Qiu Bojun as Director For For Management 14.3 Elect Zou Tao as Director For For Management 14.4 Elect Liu Wei as Director For For Management 14.5 Elect Ge Ke as Director For For Management 14.6 Elect Zhang Qingyuan as Director For For Management 15.1 Elect Ma Yide as Director For For Management 15.2 Elect Fang Aizhi as Director For For Management 15.3 Elect Wang Yuhua as Director For Against Management 16.1 Elect Peng Bo as Supervisor For For Management 16.2 Elect Li Yi as Supervisor For For Management -------------------------------------------------------------------------------- BILIBILI, INC. Ticker: 9626 Security ID: 090040106 Meeting Date: SEP 01, 2021 Meeting Type: Special Record Date: JUL 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the Sixth For For Management Amended and Restated Memorandum of Association and Articles of Association (Class-based Resolution) 1 Approve Amendments to the Sixth For For Management Amended and Restated Memorandum of Association and Articles of Association (Class-based Resolution) 2 Approve Amendments to the Sixth For For Management Amended and Restated Memorandum of Association and Articles of Association (Non-class-based Resolution) 3 Adopt Chinese Name as Dual Foreign For For Management Name of the Company -------------------------------------------------------------------------------- BILIBILI, INC. Ticker: 9626 Security ID: 090040106 Meeting Date: JUN 30, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect JP Gan as Director For For Management 3 Elect Eric He as Director For For Management 4 Elect Feng Li as Director For For Management 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Cloud Services Agreement, For For Management Proposed Annual Caps and Related Transactions 8 Approve Collaboration Agreements, For For Management Proposed Annual Caps and Related Transactions 9 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: CNE1000002H1 Meeting Date: DEC 20, 2021 Meeting Type: Extraordinary Shareholders Record Date: NOV 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lin Hong as Supervisor For For Management 2 Approve Remuneration Distribution and For For Management Settlement Plan for Directors for the Year 2020 3 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors for the Year 2020 4 Approve New Provisional Limit on For For Management Charitable Donations in 2021 5 Approve Issuance of Write-Down Undated For For Management Capital Bonds 6 Approve Issuance of Qualified For For Management Write-Down Tier-2 Capital Instruments -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: CNE100002359 Meeting Date: SEP 28, 2021 Meeting Type: Extraordinary Shareholders Record Date: SEP 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qu Yanping as Director None None Management 2 Elect Zhu Hailin as Director For For Management -------------------------------------------------------------------------------- CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED Ticker: 3908 Security ID: CNE100002359 Meeting Date: JUN 23, 2022 Meeting Type: Annual Record Date: JUN 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Work Report of the Board of For For Management Directors 3 Approve Work Report of the Supervisory For For Management Committee 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6 Approve Deloitte Touche Tohmatsu For Against Management Certified Public Accountants LLP as Domestic Accounting Firm and Deloitte Touche Tohmatsu as International Accounting Firm and Authorize Board to Fix Their Remuneration 7.01 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Tan Lixia 7.02 Approve Estimated Related-Party For For Management Transactions with Legal Persons Controlled by Duan Wenwu 7.03 Approve Estimated Related-Party For For Management Transactions with Other Related Legal Persons or Other Organizations 7.04 Approve Estimated Related-Party For For Management Transactions with Other Related Natural Persons 8 Elect Ng Kong Ping Albert as Director For For Management 9 Elect Lu Zhengfei as Director For For Management -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: CNE000000YM1 Meeting Date: SEP 03, 2021 Meeting Type: Special Record Date: AUG 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Construction Project and For For Management Supporting Projects of the Glass Fiber Drawing Production Line 2 Approve the Cold Repair and Technical For For Management Transformation Project 3 Approve the Equipment Manufacturing For For Management Center Construction Project 4 Approve the Company's Excess Profit For For Management Sharing Plan 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: CNE000000YM1 Meeting Date: DEC 29, 2021 Meeting Type: Special Record Date: DEC 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ni Jinrui as Non-Independent For For Shareholder Director 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA JUSHI CO. LTD. Ticker: 600176 Security ID: CNE000000YM1 Meeting Date: APR 08, 2022 Meeting Type: Annual Record Date: MAR 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Capitalization of Capital For For Management Reserves 7 Approve to Appoint Financial Auditor For For Management and to Fix Their Remuneration 8.1 Approve Related Party Transaction with For For Management CNBM International Trading Co., Ltd. 8.2 Approve Related Party Transaction with For For Management Lianyungang Zhongfu Lianzhong Composites Group Co., Ltd. 8.3 Approve Related Party Transaction with For For Management Beixin Group Building Materials Co., Ltd. 8.4 Approve Related Party Transaction with For For Management Zhenshi Holding Group Co., Ltd. 8.5 Approve Related Party Transaction with For For Management Zhejiang Hengshi Fiber Foundation Co., Ltd. 9 Approve Authorization of Company and For For Management Subsidiaries for Financing Credit 10 Approve Provision of Guarantees For Against Management 11 Approve Issuance of Corporate Bonds For Against Management and Debt Financing Instruments 12 Approve Forward Foreign Exchange For Against Management Settlement and Sale, Currency Interest Rate Swap and Precious Metals Futures Trading 13 Approve External Donation For For Management 14 Approve Construction of Intelligent For For Management Manufacturing Base Glass Fiber Production Line Project 15 Approve Gas Station and Supporting For For Management Pipeline Project of Tongxiang Production Base 16 Approve Amendments to Articles of For Against Management Association 17 Amend Working System for Independent For For Management Directors 18 Amend Measures for the Administration For For Management of External Guarantees 19 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO., LTD. Ticker: 3968 Security ID: CNE000001B33 Meeting Date: JUN 29, 2022 Meeting Type: Annual Record Date: JUN 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Annual Report For For Management 4 Approve Audited Financial Statements For For Management 5 Approve Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration 7 Approve Related Party Transaction For For Management Report 8 Approve Medium-Term Capital Management For For Management Plan 9.01 Elect Miao Jianmin as Director For For Shareholder 9.02 Elect Hu Jianhua as Director For For Shareholder 9.03 Elect Fu Gangfeng as Director For For Shareholder 9.04 Elect Zhou Song as Director For For Shareholder 9.05 Elect Hong Xiaoyuan as Director For For Shareholder 9.06 Elect Zhang Jian as Director For For Shareholder 9.07 Elect Su Min as Director For For Shareholder 9.08 Elect Sun Yunfei as Director For For Shareholder 9.09 Elect Chen Dong as Director For For Shareholder 9.10 Elect Wang Liang as Director For For Management 9.11 Elect Li Delin as Director For For Management 9.12 Elect Wong See Hong as Director For For Management 9.13 Elect Li Menggang as Director For For Management 9.14 Elect Liu Qiao as Director For For Management 9.15 Elect Tian Hongqi as Director For For Management 9.16 Elect Li Chaoxian as Director For For Management 9.17 Elect Shi Yongdong as Director For For Management 10.01 Elect Luo Sheng as Supervisor For For Management 10.02 Elect Peng Bihong as Supervisor For For Management 10.03 Elect Wu Heng as Supervisor For For Management 10.04 Elect Xu Zhengjun as Supervisor For For Management 10.05 Elect Cai Hongping as Supervisor For For Management 10.06 Elect Zhang Xiang as Supervisor For For Management 11 Approve Adjustment on Authorization of For For Management the Board of Directors in Respect of Domestic Preference Shares 12 Amend Articles of Association For Against Management 13 Elect Shen Zheting as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: CNE1000029Z6 Meeting Date: APR 29, 2022 Meeting Type: Extraordinary Shareholders Record Date: APR 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Approve Amendments to the Rules for For For Management the Management of Related Party Transactions 3 Approve Amendments to the Rules for For For Management the Selection and Appointment of Accountants' Firm 4.01 Elect Wu Zongmin as Director For For Shareholder 4.02 Elect Deng Weidong as Director For Against Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS SECURITIES CO., LTD. Ticker: 6099 Security ID: CNE1000029Z6 Meeting Date: JUN 30, 2022 Meeting Type: Annual Record Date: JUN 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Working Report of the Board For For Management 2 Approve Working Report of the For For Management Supervisory Committee 3 Approve Duty Report of Independent For For Management Directors 4 Approve Annual Report For For Management 5 Approve Final Accounts Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Budget for Proprietary For For Management Investment 8 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration 9.01 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Bank Co., Ltd. and Its Subsidiaries 9.02 Approve Contemplated Ordinary Related For For Management Party Transactions with China Merchants Group Limited and Its Related Parties 9.03 Approve Contemplated Ordinary Related For For Management Party Transactions with China COSCO Shipping Corporation Limited and Its Related Parties 9.04 Approve Contemplated Ordinary Related For For Management Party Transactions with PICC Life Insurance Company Limited and Related Parties 9.05 Approve Contemplated Ordinary Related For For Management Party Transactions with the Directors, Supervisors and Senior Management of the Company 9.06 Approve Contemplated Ordinary Related For For Management Party Transactions with Other Related Parties 10 Approve Guarantee Authorization Scheme For For Management of China Merchants Securities International Company Limited and Its Wholly-Owned Subsidiaries 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional H Shares -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: CNE100000G29 Meeting Date: JAN 12, 2022 Meeting Type: Special Record Date: JAN 05, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- CHINA TOURISM GROUP DUTY FREE CORP. LTD. Ticker: 601888 Security ID: CNE100000G29 Meeting Date: MAY 17, 2022 Meeting Type: Annual Record Date: MAY 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve Financial Service Agreement For Against Management 8 Approve Amendments to Articles of For Against Management Association -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: KYG2140A1076 Meeting Date: JUN 08, 2022 Meeting Type: Annual Record Date: JUN 01, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Feng as Director For For Management 3.2 Elect Chen Dongbiao as Director For For Management 3.3 Elect Jiang Daqiang as Director For For Management 3.4 Elect Tan Wee Seng as Director For For Management 3.5 Elect Lin Caiyi as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: CNE1000016V2 Meeting Date: AUG 09, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUL 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Establishment of an Asset For For Management Management Subsidiary and Corresponding Change to the Business Scope 2 Approve Adjustment to the Allowance For For Management Given to Non-Executive Directors, Independent Non-Executive Directors and Supervisors -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 6030 Security ID: CNE1000016V2 Meeting Date: APR 13, 2022 Meeting Type: Extraordinary Shareholders Record Date: MAR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Elect Shi Qingchun as Director For For Management 3.01 Elect Song Kangle as Director For For Shareholder 3.02 Elect Fu Linfang as Director For For Shareholder 3.03 Elect Zhao Xianxin as Director For For Shareholder -------------------------------------------------------------------------------- CITIC SECURITIES COMPANY LIMITED Ticker: 6030 Security ID: CNE1000016V2 Meeting Date: JUN 28, 2022 Meeting Type: Annual Record Date: JUN 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board For For Management 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors and PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration 6 Approve Estimated Investment Amount For For Management for the Proprietary Business 7 Approve Remuneration of Directors and For For Management Supervisors 8.01 Approve Contemplated Related For For Management Party/Connected Transactions Between the Group and the CITIC Group and Its Subsidiaries and Associates 8.02 Approve Contemplated Related Party For For Management Transactions Between the Group and Companies in which the Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management (Excluding the Subsidiaries of the Company) 8.03 Approve Contemplated Related For For Management Party/Connected Transactions Between the Group and Companies Holding More Than 10% Equity Interest in an Important Subsidiary of the Company 8.04 Approve Contemplated Related Party For For Management Transactions Between the Group and Companies Holding More Than 5% Equity Interest in the Company -------------------------------------------------------------------------------- CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD. Ticker: 300750 Security ID: CNE100003662 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6.1 Approve Remuneration of Directors of For For Management Zeng Yuqun 6.2 Approve Remuneration of Directors of For For Management Li Ping 6.3 Approve Remuneration of Directors of For For Management Huang Shilin 6.4 Approve Remuneration of Directors of For For Management Pan Jian 6.5 Approve Remuneration of Directors of For For Management Zhou Jia 6.6 Approve Remuneration of Directors of For For Management Wu Kai 6.7 Approve Remuneration of Directors of For For Management Xue Zuyun 6.8 Approve Remuneration of Directors of For For Management Hong Bo 6.9 Approve Remuneration of Directors of For For Management Cai Xiuling 6.10 Approve Remuneration of Directors of For For Management Wang Hongbo 7.1 Approve Remuneration of Supervisors of For For Management Wu Yingming 7.2 Approve Remuneration of Supervisors of For For Management Feng Chunyan 7.3 Approve Remuneration of Supervisors of For For Management Liu Na 7.4 Approve Remuneration of Supervisors of For For Management Wang Siye 8 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 9 Approve Guarantee Plan For Against Management 10 Approve Application of Credit Lines For Against Management 11 Approve to Appoint Auditor For For Management 12 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 34th Meeting of the Board of Directors 13 Approve Proposal on Repurchase and For For Management Cancellation of Performance Shares Deliberated at the 3rd Meeting of the Board of Directors 14 Amend Articles of Association For Against Management 15 Amend Company System For Against Management 16 Approve Investment in the Construction For For Management of Power Battery Industry Chain Project -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: JUL 23, 2021 Meeting Type: Special Record Date: JUL 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Additional Implementation For For Management Subject for Raised Fund Investment Projects 3 Approve Use of Raised Funds for Cash For For Management Management 4 Approve Repurchase and Cancellation of For For Management Performance Shares and Cancellation of Stock Option 5 Approve Investment in Industrial For For Management Investment Fund and Related Party Transaction -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: SEP 15, 2021 Meeting Type: Special Record Date: SEP 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Profit Distribution For For Management -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: APR 18, 2022 Meeting Type: Special Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Working System for Independent For For Management Directors 5 Amend External Guarantee Management For For Management System 6 Amend External Investment Management For For Management System 7 Amend Related Party Transaction For For Management Management System 8 Amend Raised Funds Management System For For Management 9 Amend Information Disclosure Affairs For For Management Management System 10 Amend Major Event Handling System For For Management 11 Amend Material Information Internal For For Management Reporting System 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 13 Elect Sang Zhimin as Supervisor For For Management -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Application of Credit Lines For Against Management 8 Approve Use of Raised Funds and Own For Against Management Funds for Cash Management 9 Approve Loans and Related Party For For Management Transaction -------------------------------------------------------------------------------- ESTUN AUTOMATION CO. LTD. Ticker: 002747 Security ID: CNE100001X35 Meeting Date: JUN 29, 2022 Meeting Type: Special Record Date: JUN 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Lingjun as Non-Independent For For Management Director -------------------------------------------------------------------------------- FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD. Ticker: 002027 Security ID: CNE000001KK2 Meeting Date: JUN 21, 2022 Meeting Type: Annual Record Date: JUN 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Use of Own Funds to Purchase For Against Management Financial Products 8 Approve Use of Own Funds for Venture For Against Management Capital 9 Approve Provision of Guarantee For Against Management 10 Approve Daily Related Party For For Management Transactions 11 Approve Change of Registered Address For For Management 12 Amend Articles of Association For Against Management 13 Amend Articles of Association For Against Management Applicable after H Share Issuance 14 Approve Compliance with Relevant For For Management Conditions and Listing on the Korea Stock Exchange 15 Approve Listing to Safeguard the For For Management Legitimate Rights and Interests of Shareholders and Creditors 16 Approve Standardized Operational For For Management Capabilities Required for Listing 17 Approve Company's Maintaining For For Management Independence and Continuous Operation Ability 18 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 19 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of this Transaction 20 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GAONA AERO MATERIAL CO., LTD. Ticker: 300034 Security ID: CNE100000JH1 Meeting Date: JAN 17, 2022 Meeting Type: Special Record Date: JAN 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yu Yueguang as Director For For Management 1.2 Elect Sun Shaobin as Director For For Management 2 Approve Change in Registered Capital For Against Management and Amend Articles of Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- GIGA DEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: CNE1000030S9 Meeting Date: JUL 26, 2021 Meeting Type: Special Record Date: JUL 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Draft and Summary of Stock For For Management Option Plan and Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- GIGA DEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: CNE1000030S9 Meeting Date: DEC 16, 2021 Meeting Type: Special Record Date: DEC 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Directors and For For Management Supervisors 2 Approve Related Party Transaction For For Management 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 4 Approve to Appoint Auditor For For Management 5.1 Elect Zhu Yiming as Director For For Shareholder 5.2 Elect Shu Qingming as Director For For Shareholder 5.3 Elect Zhang Shuai as Director For For Shareholder 5.4 Elect Cheng Taiyi as Director For For Shareholder 5.5 Elect Wang Zhiwei as Director For For Shareholder 5.6 Elect He Wei as Director For For Shareholder 6.1 Elect Zhang Kedong as Director For For Shareholder 6.2 Elect Liang Shangshang as Director For For Shareholder 6.3 Elect Qian He as Director For For Shareholder 7.1 Elect Ge Liang as Supervisor For For Management 7.2 Elect Hu Jing as Supervisor For For Management -------------------------------------------------------------------------------- GIGA DEVICE SEMICONDUCTOR (BEIJING), INC. Ticker: 603986 Security ID: CNE1000030S9 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Profit Distribution For For Management 4 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Related Party Transaction For For Management 8 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: CNE000001NY7 Meeting Date: DEC 15, 2021 Meeting Type: Special Record Date: DEC 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Sun Zhe as Director For For Management 1.2 Elect Zhou Yi as Director For For Management 1.3 Elect Qiu Xinping as Director For For Management 1.4 Elect Wang Feng as Director For For Management 2 Elect Andrea Nahmer as Non-Independent For For Shareholder Director 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- GOTION HIGH-TECH CO., LTD Ticker: 002074 Security ID: CNE000001NY7 Meeting Date: MAY 23, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report on the Deposit and For For Management Usage of Raised Funds 6 Approve Profit Distribution For For Management 7 Approve Related Party Transaction For For Management 8 Approve Credit Line Application For Against Management 9 Approve Guarantee For For Management 10 Approve to Appoint Auditor For For Management 11 Approve Completion of Raised Funds For For Management Project and Use Remaining Raised Funds to Supplement Working Capital 12 Approve Change in Usage of Raised Funds For For Management 13 Approve Capital Increase and Related For For Management Party Transactions 14 Approve Adjust the Performance For For Management Assessment Content of the Employee Share Purchase Plan 15 Approve Draft and Summary of Stock For For Management Option Incentive Plan 16 Approve Methods to Assess the For For Management Performance of Plan Participants 17 Approve Authorization of the Board to For For Management Handle All Matters Related to the Stock Option Incentive Plan 18 Approve Plan to Issue Global For For Management Depository Receipts Overseas and List on the SIX Swiss Exchange 19 Elect Yang Dafa as Supervisor For For Management 20 Approve Issuance of GDR and Listing on For For Shareholder SIX Swiss Exchange as well as Conversion to an Overseas Fundraising Company 21.1 Approve Share Type and Par Value For For Shareholder 21.2 Approve Issue Time For For Shareholder 21.3 Approve Issue Manner For For Shareholder 21.4 Approve Issue Size For For Shareholder 21.5 Approve Scale of GDR in its Lifetime For For Shareholder 21.6 Approve Conversion Rate of GDR and For For Shareholder Underlying A Shares 21.7 Approve Manner of Pricing For For Shareholder 21.8 Approve Target Subscribers For For Shareholder 21.9 Approve Conversion Restriction Period For For Shareholder of GDR and Underlying Securities A Shares 21.10 Approve Underwriting Manner For For Shareholder 22 Approve Report on the Usage of For For Shareholder Previously Raised Funds 23 Approve Issuance of GDR for For For Shareholder Fund-raising Use Plan 24 Approve Resolution Validity Period For For Shareholder 25 Approve Authorization of Board to For For Shareholder Handle All Related Matters 26 Approve Arrangements on Roll-forward For For Shareholder Profits 27 Approve Purchase of Liability For For Shareholder Insurance for Directors, Supervisors and Senior Management Members 28 Amend Articles of Association For Against Shareholder 29 Amend Rules and Procedures Regarding For For Shareholder General Meetings of Shareholders 30 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Directors 31 Amend Rules and Procedures Regarding For For Shareholder Meetings of Board of Supervisors -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: CNE000001DN1 Meeting Date: MAR 09, 2022 Meeting Type: Special Record Date: MAR 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection and Signing For Against Management of Agreement 2 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: CNE000001DN1 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transactions For For Management with Youwang Electronics 7 Approve Related Party Transactions For For Management with Shilan Jike 8 Approve Related Party Transactions For For Management with Shilan Mingjia 9 Approve Remuneration of Directors and For For Management Supervisors 10 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 11 Approve Provision of Guarantee to For Against Management Subsidiaries 12 Approve Investment in the Construction For For Management of Chip Production Line 13 Approve Provision of Guarantees For For Management -------------------------------------------------------------------------------- HANGZHOU SILAN MICROELECTRONICS CO., LTD. Ticker: 600460 Security ID: CNE000001DN1 Meeting Date: JUN 29, 2022 Meeting Type: Special Record Date: JUN 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Chengdu Silan Investment and For For Management Construction Project 2 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: AUG 09, 2021 Meeting Type: Extraordinary Shareholders Record Date: AUG 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partnership Agreement and For For Management Related Transactions 2 Amend Articles of Association For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: SEP 27, 2021 Meeting Type: Extraordinary Shareholders Record Date: SEP 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: SEP 27, 2021 Meeting Type: Special Record Date: SEP 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: OCT 15, 2021 Meeting Type: Extraordinary Shareholders Record Date: OCT 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Hao as Director For For Shareholder 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board For For Management 3 Approve Report of the Supervisory For For Management Committee 4 Approve Profit Distribution Plan For For Management 5 Approve Final Financial Report For For Management 6 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditors and BDO Limited as Overseas Auditors 7 Approve Application to the Bank for For For Management the Integrated Credit Facility 8 Approve Purchase of Short-Term Bank For For Management Principal-Guaranteed Wealth Management Products with Self-Owned Idle Funds 9 Approve Change in Use of Proceeds from For For Management H Shares Offering 10 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 11 Approve Change of Registered Capital For For Management 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- HANGZHOU TIGERMED CONSULTING CO., LTD. Ticker: 3347 Security ID: CNE100001KV8 Meeting Date: MAY 20, 2022 Meeting Type: Special Record Date: MAY 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Partial Repurchase and For For Management Cancellation of the 2019 Restricted A Shares 2 Approve Change of Registered Capital For For Management 3 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LIMITED Ticker: 388 Security ID: HK0388045442 Meeting Date: APR 27, 2022 Meeting Type: Annual Record Date: APR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Apurv Bagri as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6a Approve Remuneration Payable to the For For Management Chairman and Each of the Other Members of the Listing Operation Governance Committee of HKEX 6b Approve Remuneration Payable to the For For Management Chairman and Each of the Other Non-Executive Directors of HKEX 6c Approve Remuneration Payable to the For For Management Chairman and Each of the Other Members in Respect of Each Committee -------------------------------------------------------------------------------- HONGFA TECHNOLOGY CO., LTD. Ticker: 600885 Security ID: CNE000000JK6 Meeting Date: DEC 16, 2021 Meeting Type: Special Record Date: DEC 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Party For For Management Transaction 2 Approve Estimated Related Party For For Management Transaction 3 Approve Provision of Loan and Related For Against Management Party Transaction 4 Approve Use of Idle Own Funds to For For Management Invest in Financial Products 5.1 Elect Guo Manjin as Director For For Management 5.2 Elect Zhao Shenghua as Director For For Management 5.3 Elect Li Yuanzhan as Director For For Management 5.4 Elect Ding Yunguang as Director For For Management 5.5 Elect Liu Zhentian as Director For For Management 5.6 Elect Guo Lin as Director For For Management 6.1 Elect Zhai Guofu as Director For For Management 6.2 Elect Du Hongwen as Director For For Management 6.3 Elect Cai Ning as Director For For Management 7.1 Elect Shi Yuerong as Supervisor For For Management 7.2 Elect Chen Yaohuang as Supervisor For For Management -------------------------------------------------------------------------------- JD.COM, INC. Ticker: 9618 Security ID: KYG8208B1014 Meeting Date: JUN 21, 2022 Meeting Type: Annual Record Date: MAY 19, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: CNE1000019R4 Meeting Date: SEP 16, 2021 Meeting Type: Special Record Date: SEP 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Listing Exchange For For Management 2.8 Approve Use of Proceeds For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve Unnecessity to Produce Usage For For Management Report on Previously Raised Funds 6 Approve Counter-dilution Measures in For For Management Connection to the Private Placement and Commitment from Relevant Parties 7 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: CNE1000019R4 Meeting Date: NOV 22, 2021 Meeting Type: Special Record Date: NOV 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Management System of Raised Funds For Against Management 2 Amend Management System for Providing For Against Management External Investments 3 Amend Management System for Providing For Against Management External Guarantees 4 Amend Working System for Independent For Against Management Directors -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: CNE1000019R4 Meeting Date: MAY 19, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- JIANGSU HENGRUI PHARMACEUTICALS CO., LTD. Ticker: 600276 Security ID: CNE0000014W7 Meeting Date: DEC 27, 2021 Meeting Type: Special Record Date: DEC 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Performance For For Management Share Incentive Plan and Repurchase and Cancellation of Relevant Performance Shares -------------------------------------------------------------------------------- JIANGSU HENGRUI PHARMACEUTICALS CO., LTD. Ticker: 600276 Security ID: CNE0000014W7 Meeting Date: MAY 12, 2022 Meeting Type: Annual Record Date: MAY 05, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor and For For Management Internal Control Auditor as well as Payment of Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors -------------------------------------------------------------------------------- JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD. Ticker: 600522 Security ID: CNE000001CW4 Meeting Date: DEC 31, 2021 Meeting Type: Special Record Date: DEC 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Provision of Guarantee For Against Management 3 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- KE HOLDINGS, INC. Ticker: BEKE Security ID: 482497104 Meeting Date: NOV 08, 2021 Meeting Type: Extraordinary Shareholders Record Date: OCT 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reclassification of Shares of For Against Management Common Stock 2 Amend Articles of Association of the For For Management Company -------------------------------------------------------------------------------- KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED Ticker: 268 Security ID: KYG525681477 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2A Elect Lin Bo as Director For For Management 2B Elect Gary Clark Biddle as Director For For Management 2C Elect Liu Chia Yung as Director For For Management 2D Elect Zhou Jun Xiang as Director For For Management 2E Elect Katherine Rong Xin as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KWG LIVING GROUP HOLDINGS LTD. Ticker: 3913 Security ID: KYG5322R1039 Meeting Date: NOV 12, 2021 Meeting Type: Extraordinary Shareholders Record Date: NOV 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Residential For For Management Property Management Services Framework Agreement, Revised Annual Caps and Related Transactions 2 Approve Supplemental Property Agency For For Management Services Framework Agreement, Revised Annual Caps and Related Transactions 3 Approve Supplemental Commercial For For Management Property Management Services Framework Agreement, Revised Annual Caps and Related Transactions 4 Amend Articles of Association For For Management -------------------------------------------------------------------------------- KWG LIVING GROUP HOLDINGS LTD. Ticker: 3913 Security ID: KYG5322R1039 Meeting Date: JUN 02, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kong Jianmin as Director For For Management 3b Elect Liu Xiaolan as Director For For Management 3c Elect Fung Che Wai, Anthony as Director For For Management 3d Elect Ng Yi Kum as Director For Against Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Existing Articles of Association For For Management and Adopt Second Amended and Restated Articles of Association -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: CNE100001FR6 Meeting Date: AUG 11, 2021 Meeting Type: Special Record Date: AUG 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Directors and Senior For For Management Managers Proposal on Equity Holding of the Controlled Subsidiary through an Employee Share Purchase Plan 2 Approve Equity Transfer and Related For For Management Party Transactions 3 Approve to Increase the Supply Chain For For Management Financial Business Quota and Provision of Guarantees for Wholly-owned Subsidiaries -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: CNE100001FR6 Meeting Date: JAN 10, 2022 Meeting Type: Special Record Date: DEC 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Provision of Guarantee For Against Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: CNE100001FR6 Meeting Date: APR 01, 2022 Meeting Type: Special Record Date: MAR 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Raised Funds For For Management Investment Project 2 Approve Financing Guarantee For Against Management 3 Approve Performance Guarantee For Against Management -------------------------------------------------------------------------------- LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Ticker: 601012 Security ID: CNE100001FR6 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 2 Approve Administrative Measures for For Against Management the Implementation of Stock Option Plan and Performance Share Incentive Plan 3 Approve Authorization of the Board to For Against Management Handle All Related Matters 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Financial Statements For For Management 7 Approve Annual Report For For Management 8 Approve Report of the Independent For For Management Directors 9 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 10 Approve to Appoint Auditor For For Management 11 Approve Remuneration of Directors, For For Management Supervisors 12 Approve Completion of Raised Funds For For Management Project and Use Remaining Funds for New Projects and Permanently Supplementing Working Capital 13 Approve Provision of Guarantee For For Management 14.1 Elect Zhong Baoshen as Director For For Management 14.2 Elect Li Zhenguo as Director For For Management 14.3 Elect Liu Xuewen as Director For For Management 14.4 Elect Tian Ye as Director For For Management 14.5 Elect Bai Zhongxue as Director For For Management 14.6 Elect Wang Zhigang as Director For For Management 15.1 Elect Guo Ju'e as Director For For Management 15.2 Elect Lu Yi as Director For For Management 15.3 Elect Xu Shan as Director For For Management 16.1 Elect Yang Xiaoping as Supervisor For For Management 16.2 Elect Qin Yongbo as Supervisor For For Management -------------------------------------------------------------------------------- MAN WAH HOLDINGS LIMITED Ticker: 1999 Security ID: BMG5800U1071 Meeting Date: JUN 30, 2022 Meeting Type: Annual Record Date: JUN 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Dai Quanfa as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 4 Elect Alan Marnie as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 5 Elect Kan Chung Nin, Tony as Director For For Management and Approve the Terms of His Appointment, Including His Remuneration 6 Elect Yang Siu Shun as Director and For For Management Approve the Terms of His Appointment, Including His Remuneration 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Authorize Repurchase of Issued Share For For Management Capital 10 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MAXSCEND MICROELECTRONICS CO., LTD. Ticker: 300782 Security ID: CNE100003QK4 Meeting Date: FEB 16, 2022 Meeting Type: Special Record Date: FEB 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MEITUAN Ticker: 3690 Security ID: KYG596691041 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Xing as Director For Against Management 3 Elect Mu Rongjun as Director For Against Management 4 Elect Shum Heung Yeung Harry as For For Management Director 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: SEP 17, 2021 Meeting Type: Special Record Date: SEP 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Fang Hongbo as Director For For Management 2.2 Elect Yin Bitong as Director For For Management 2.3 Elect Gu Yanmin as Director For For Management 2.4 Elect Wang Jianguo as Director For For Management 2.5 Elect He Jianfeng as Director For For Management 2.6 Elect Yu Gang as Director For For Management 3.1 Elect Xue Yunkui as Director For For Management 3.2 Elect Guan Qingyou as Director For For Management 3.3 Elect Han Jian as Director For For Management 4.1 Elect Dong Wentao as Supervisor For For Management 4.2 Elect Zhao Jun as Supervisor For For Management 5 Approve Remuneration of Independent For For Management Directors and External Directors -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: JAN 14, 2022 Meeting Type: Special Record Date: JAN 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 2 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 3 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares 4 Approve 2021 Repurchase and For For Management Cancellation of Performance Shares 5 Approve Issuance of Overseas Bonds and For For Management Provision of Guarantee 6 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: MAR 11, 2022 Meeting Type: Special Record Date: MAR 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Profit Distribution For For Management 7 Approve Draft and Summary of Stock For For Management Option Incentive Plan 8 Approve to Formulate Methods to Assess For For Management the Performance of Plan Participants 9 Approve Authorization of the Board to For For Management Handle All Related Matters 10 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 11 Approve to Formulate Methods to Assess For For Management the Performance of Plan Participants Regarding Performance Shares Incentive Plan 12 Approve Authorization of the Board to For For Management Handle All Related Matters Regarding Performance Shares Incentive Plan 13 Approve Draft and Summary of Employee For For Management Share Purchase Plan of Midea Group Global Partner Program 14 Approve Management Method of Employee For For Management Share Purchase Plan of Midea Group Global Partner Program 15 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan of Midea Group Global Partner Program 16 Approve Draft and Summary of Employee For For Management Share Purchase Plan of Midea Group Business Partner Program 17 Approve Management Method of Employee For For Management Share Purchase Plan of Midea Group Business Partner Program 18 Approve Authorization of the Board to For For Management Handle All Matters Related to Employee Share Purchase Plan of Midea Group Business Partner Program 19 Approve Provision of Guarantee For For Management 20 Approve Special Report on Foreign For For Management Exchange Fund Derivatives Business Investment 21 Approve to Appoint Auditor For For Management 22 Approve Amendments to Articles of For Against Management Association 23 Amend Working System for Independent For Against Management Directors 24 Amend External Guarantee For Against Management Decision-making System 25 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: CNE100001QQ5 Meeting Date: JUN 24, 2022 Meeting Type: Special Record Date: JUN 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management 2018 Performance Shares 2 Approve Repurchase and Cancellation of For For Management 2019 Performance Shares 3 Approve Repurchase and Cancellation of For For Management 2020 Performance Shares 4 Approve Repurchase and Cancellation of For For Management 2021 Performance Shares -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: CNE000001G38 Meeting Date: JAN 05, 2022 Meeting Type: Special Record Date: DEC 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 1.1 Approve Purpose of the Plan For For Management 1.2 Approve Management Agency For For Management 1.3 Approve Criteria to Select Plan For For Management Participants 1.4 Approve Source and Number of For For Management Underlying Stocks 1.5 Approve Allocation of Performance For For Management Shares 1.6 Approve Time Arrangement For For Management 1.7 Approve Grant Price and Price-setting For For Management Basis 1.8 Approve Conditions for Granting and For For Management Unlocking 1.9 Approve Methods and Procedures to For For Management Adjust the Incentive Plan 1.10 Approve Accounting Treatment For For Management 1.11 Approve Procedures to Grant and Unlock For For Management the Performance Shares 1.12 Approve Rights and Obligations of the For For Management Company and the Plan Participants 1.13 Approve Treatment When There Are For For Management Changes for the Company and the Plan Participants 1.14 Approve Conditions to Change or For For Management Terminate the Incentive Plan 1.15 Approve Principle of Repurchase of For For Management Performance Shares 2 Approve Measures for the For For Management Administration of Performance Share Incentive Plan 3 Approve Methods to Assess the For For Management Performance of Plan Participants 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- NARI TECHNOLOGY CO., LTD. Ticker: 600406 Security ID: CNE000001G38 Meeting Date: MAY 24, 2022 Meeting Type: Annual Record Date: MAY 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 3 Approve Report of the Independent For For Management Directors 4 Approve Report of the Board of For For Management Directors 5 Approve Report of the Board of For For Management Supervisors 6 Approve Financial Budget Report For For Management 7 Approve Related Party Transaction For For Management 8 Approve Financial Business Services For Against Management Agreement 9 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 10 Approve Amendments to Articles of For For Management Association 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Management System of Raised Funds For Against Management 14 Amend Working System for Independent For Against Management Directors 15 Approve Termination of Fund-raising For For Management Investment Project and Use Raised Funds to Replenish Working Capital 16 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 17 Approve Annual Report and Summary For For Management 18.1 Elect Leng Jun as Director For For Shareholder 18.2 Elect Hu Jiangyi as Director For For Shareholder 18.3 Elect Zheng Yuping as Director For For Shareholder 18.4 Elect Chen Gang as Director For For Shareholder 18.5 Elect Zhang Jianming as Director For For Shareholder 18.6 Elect Liu Aihua as Director For For Shareholder 18.7 Elect Jiang Yuanchen as Director For For Shareholder 18.8 Elect Yan Wei as Director For For Shareholder 19.1 Elect Che Jie as Director For For Management 19.2 Elect Huang Xueliang as Director For For Management 19.3 Elect Xiong Yanren as Director For For Management 19.4 Elect Dou Xiaobo as Director For For Management 20.1 Elect Zheng Zongqiang as Supervisor For For Shareholder 20.2 Elect Ding Haidong as Supervisor For For Shareholder 20.3 Elect Xia Jun as Supervisor For For Shareholder 20.4 Elect Zhan Guangsheng as Supervisor For For Shareholder -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: CNE100000ML7 Meeting Date: NOV 15, 2021 Meeting Type: Special Record Date: NOV 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ye Feng as Director For For Shareholder 1.2 Elect Ouyang Dieyun as Director For For Shareholder 2 Approve Repurchase and Cancellation of For For Management Performance Shares of the Stock Options and Performance Shares Incentive Plans 3 Amend Related-Party Transaction For Against Management Management System -------------------------------------------------------------------------------- NAURA TECHNOLOGY GROUP CO., LTD. Ticker: 002371 Security ID: CNE100000ML7 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Daily Related Party For For Management Transactions 7 Approve Comprehensive Credit Line For For Management Application 8 Approve Guarantee Provision Plan For For Management 9 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: JUL 12, 2021 Meeting Type: Extraordinary Shareholders Record Date: JUL 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Restricted A Share For Against Management Incentive Scheme (Draft) and Its Summary 2 Approve Management Measures for the For Against Management Implementation of the 2021 Restricted A Share Incentive Scheme 3 Authorize Board to Handle All Matters For Against Management in Relation to the 2021 Restricted A Share Incentive Scheme 4 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted under the A Share Incentive Scheme 5 Approve Reduction of Registered Capital For For Management 6 Amend Articles of Association For For Management 7 Authorize Board to Handle All Matters For For Management in Relation to the Amendment of Articles of Association -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: JUL 12, 2021 Meeting Type: Special Record Date: JUL 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021 Restricted A Share For Against Management Incentive Scheme (Draft) and Its Summary 2 Approve Management Measures for the For Against Management Implementation of the 2021 Restricted A Share Incentive Scheme 3 Authorize Board to Handle All Matters For Against Management in Relation to the 2021 Restricted A Share Incentive Scheme 4 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted under the A Share Incentive Scheme 5 Approve Reduction of Registered Capital For For Management -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: JAN 14, 2022 Meeting Type: Extraordinary Shareholders Record Date: JAN 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 2 Approve Reduction of Registered Capital For For Management 3 Amend Articles of Association For For Management 4 Authorize Board to Handle All Matters For For Management in Relation to the Reduction of Registered Capital and Amendments to the Articles of Association 5 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 7 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 8 Amend Related Party Transactions For For Management Management Policy 9 Amend External Guarantee Management For For Management Policy 10 Amend Independent Non-Executive For For Management Directors Working Policy 11 Amend External Investment Management For For Management Policy 12 Amend Procedure for a Shareholder to For For Management Nominate a Person for Election as a Director 13 Approve Partial Amendments to the For For Management Voluntary Undertakings Made by Entities Controlled by Actual Controllers 14 Approve Ernst &Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003JW4 Meeting Date: JAN 14, 2022 Meeting Type: Special Record Date: JAN 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Part of the Restricted A Shares Granted Under the A Share Incentive Scheme 2 Approve Reduction of Registered Capital For For Management -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003PG4 Meeting Date: MAY 31, 2022 Meeting Type: Annual Record Date: MAY 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Grant of Convertible For For Management Bonds-Related Specific Mandate to Issue Additional Conversion Shares 6 Approve Annual Report and Annual For For Management Results Announcement 7 Approve Remuneration of the Directors For For Management 8 Approve Remuneration of the Supervisors For For Management 9 Approve Ernst & Young Hua Ming (LLP) For For Management as Domestic Financial and Internal Control Auditors and Authorize Board to Fix Their Remuneration 10 Approve Ernst & Young as International For For Management Auditors and Authorize Board to Fix Their Remuneration 11 Approve Guarantees Quota For Against Management 12 Approve Foreign Exchange Hedging Quota For For Management 13 Approve A Share Incentive Scheme and For For Management Its Summary 14 Approve Assessment Management Measures For For Management for the Implementation of the A Share Incentive Scheme 15 Authorize Board to Handle All Matters For For Management in Relation to the A Share Incentive Scheme 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- PHARMARON BEIJING CO., LTD. Ticker: 3759 Security ID: CNE100003PG4 Meeting Date: MAY 31, 2022 Meeting Type: Special Record Date: MAY 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Profit Distribution Plan For For Management 2 Approve Grant of Convertible For For Management Bonds-Related Specific Mandate to Issue Additional Conversion Shares 3 Approve A Share Incentive Scheme and For For Management Its Summary 4 Approve Assessment Management Measures For For Management for the Implementation of the A Share Incentive Scheme 5 Authorize Board to Handle All Matters For For Management in Relation to the A Share Incentive Scheme -------------------------------------------------------------------------------- PINDUODUO INC. Ticker: PDD Security ID: 722304102 Meeting Date: SEP 29, 2021 Meeting Type: Extraordinary Shareholders Record Date: SEP 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the 10 Billion Agriculture For Against Management Initiative -------------------------------------------------------------------------------- PNC PROCESS SYSTEMS CO., LTD. Ticker: 603690 Security ID: CNE100002ZD2 Meeting Date: DEC 31, 2021 Meeting Type: Special Record Date: DEC 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of Partial Raised For For Management Funds Investment Project and Replenish Working Capital -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: CNE1000033T1 Meeting Date: OCT 18, 2021 Meeting Type: Special Record Date: OCT 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds to Non-Specific Targets 2.1 Approve Issue Type For For Management 2.2 Approve Issue Scale For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Existence Period For For Management 2.5 Approve Interest Rate For For Management 2.6 Approve Repayment Period and Manner of For For Management Principal and Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination of Conversion For For Management Price 2.9 Approve Adjustment and Calculation For For Management Method of Conversion Price 2.10 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.11 Approve Method for Determining the For For Management Number of Shares for Conversion 2.12 Approve Terms of Redemption For For Management 2.13 Approve Terms of Sell-Back For For Management 2.14 Approve Dividend Distribution Post For For Management Conversion 2.15 Approve Issue Manner and Target For For Management Subscribers 2.16 Approve Placing Arrangement for For For Management Shareholders 2.17 Approve Matters Relating to Meetings For For Management of Bond Holders 2.18 Approve Use of Proceeds For For Management 2.19 Approve Guarantee Matters For For Management 2.20 Approve Rating Matters For For Management 2.21 Approve Depository of Raised Funds For For Management 2.22 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of For For Management Convertible Bonds to Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 8 Approve Shareholder Return Plan For For Management 9 Approve to Formulate Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 10 Approve Authorization of Board to For For Management Handle All Related Matters 11 Approve Amendments to Articles of For For Management Association 12 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 13 Approve Methods to Assess the For Against Management Performance of Plan Participants 14 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SANGFOR TECHNOLOGIES, INC. Ticker: 300454 Security ID: CNE1000033T1 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements and For Against Management Financial Budget Report 5 Approve Profit Distribution For For Management 6 Approve Use of Idle Own Funds for Cash For Against Management Management 7 Approve Appointment of Auditor For For Management 8 Approve Remuneration (Allowance) of For For Management Directors and Senior Management Members 9 Approve Remuneration (Allowance) of For For Management Supervisors 10 Approve Amendments to Articles of For For Management Association 11.1 Amend Management System for the Use of For Against Management Raised Funds 11.2 Amend External Guarantee Management For Against Management System 11.3 Amend External Investment Management For Against Management System 11.4 Amend Working System for Independent For Against Management Directors 11.5 Amend Related Party Transaction System For Against Management 12.1 Approve Matters Related to For For Shareholder Bondholder's Meeting 12.2 Approve Resolution Validity Period For For Shareholder 13 Approve Company's Issuance of For For Shareholder Convertible Corporate Bonds (Revised Draft) 14 Approve Demonstration Analysis Report For For Shareholder in Connection to Issuance of Shares to Specific Targets 15 Approve Feasibility Analysis Report on For For Shareholder the Use of Proceeds 16 Approve Report on the Usage of For For Shareholder Previously Raised Funds 17 Approve Impact of Dilution of Current For For Shareholder Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Matters Relating to Meetings For For Shareholder of Bond Holders 19 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: CNE100001FB0 Meeting Date: AUG 13, 2021 Meeting Type: Special Record Date: AUG 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Investment Scale For For Management and Change the Implementation Location of Partial Fund-raising Projects -------------------------------------------------------------------------------- SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD. Ticker: 300285 Security ID: CNE100001FB0 Meeting Date: APR 11, 2022 Meeting Type: Annual Record Date: APR 06, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party Transaction For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Amendments to Articles of For Against Management Association 9 Amend Company's Management Systems For Against Management 10 Approve Change in Raised Funds For For Management -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 600845 Security ID: CNE000000C66 Meeting Date: NOV 16, 2021 Meeting Type: Special Record Date: NOV 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For Against Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI BAOSIGHT SOFTWARE CO., LTD. Ticker: 600845 Security ID: CNE000000C66 Meeting Date: JUN 28, 2022 Meeting Type: Annual Record Date: JUN 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Financial Budget For For Management 7 Approve to Appoint Financial and For For Management Internal Control Auditor 8 Approve Related Party Transaction For Against Management 9 Approve Shareholder Return Plan For For Management 10 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Ticker: 600009 Security ID: CNE000000V89 Meeting Date: JUN 30, 2022 Meeting Type: Annual Record Date: JUN 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal For For Management Control Auditor 7 Approve Issuance of Super Short-term For For Management Commercial Papers -------------------------------------------------------------------------------- SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD. Ticker: 603659 Security ID: CNE100002TX3 Meeting Date: APR 20, 2022 Meeting Type: Annual Record Date: APR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve to Appoint Auditor For For Management 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve Remuneration of Supervisors For For Management 9 Approve Addition of Guarantee For Against Management 10 Approve Capital Injection For For Management 11 Approve Draft and Summary of Stock For Against Management Option Plan and Performance Share Incentive Plan 12 Approve Methods to Assess the For Against Management Performance of Plan Participants 13 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: CNE000000DH5 Meeting Date: APR 01, 2022 Meeting Type: Special Record Date: MAR 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Original Wine Production and For For Management Energy Storage Expansion Project -------------------------------------------------------------------------------- SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD. Ticker: 600809 Security ID: CNE000000DH5 Meeting Date: JUN 08, 2022 Meeting Type: Annual Record Date: MAY 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Appointment of Auditor and For For Management Internal Control Auditor as well as Payment of Audit Fees 8 Approve Amendments to Articles of For For Management Association and Its Annexes 9 Approve Purchase of Structured Deposits For For Management 10.1 Elect Li Zhenhuan as Director For For Shareholder 11.1 Elect Zhou Peiyu as Director For For Management 11.2 Elect Li Linchun as Director For For Management 11.3 Elect Fan Yanping as Director For For Management -------------------------------------------------------------------------------- SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. Ticker: 300037 Security ID: CNE100000K15 Meeting Date: DEC 17, 2021 Meeting Type: Special Record Date: DEC 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Construction and Investment of For For Management Chongqing Xinzhoubang Lithium Battery Materials and Semiconductor Chemical Project 2 Approve Construction and Investment of For For Management Zhuhai Xinzhoubang Electronic Chemical Project -------------------------------------------------------------------------------- SHENZHEN INOVANCE TECHNOLOGY CO., LTD. Ticker: 300124 Security ID: CNE100000V46 Meeting Date: JUN 20, 2022 Meeting Type: Annual Record Date: JUN 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Financial Statements For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Profit Distribution For For Management 6 Approve Financial Budget Report For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Change in Registered Capital For For Management and Amendments to Articles of Association -------------------------------------------------------------------------------- SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. Ticker: 300760 Security ID: CNE100003G67 Meeting Date: MAY 10, 2022 Meeting Type: Annual Record Date: APR 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Shareholder Return Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Sustainability Report For For Management 8 Approve Completion of Partial Raised For For Management Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital 9 Approve Appointment of Auditor For For Management 10 Approve Amendments to Articles of For Against Management Association 11.1 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11.2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11.3 Amend System for External Guarantee For For Management 11.4 Amend Related Party Transaction For For Management Decision-making System 11.5 Amend Working System for Independent For For Management Directors -------------------------------------------------------------------------------- SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP. Ticker: 300724 Security ID: CNE100003G91 Meeting Date: SEP 14, 2021 Meeting Type: Special Record Date: SEP 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Application of Bank Credit For For Management Lines 2 Approve Application of Bank Credit For For Management Lines and Provision of Guarantees 3 Approve Completion of Partial Raised For For Management Funds Investment Project and Use of Excess Raised Funds to Replenish Working Capital 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 6 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 7 Amend External Guarantee Management For Against Management System 8 Amend External Investment Management For Against Management System 9 Amend Related Party Transaction For Against Management Management System 10 Amend Working System for Independent For Against Management Directors 11 Amend Raised Funds Management System For Against Management 12 Amend Detailed Rules for the For Against Management Implementation of Online Voting of the Shareholders General Meeting -------------------------------------------------------------------------------- SINOMA SCIENCE & TECHNOLOGY CO., LTD. Ticker: 002080 Security ID: CNE000001P78 Meeting Date: AUG 17, 2021 Meeting Type: Special Record Date: AUG 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management 2 Approve Provision of Guarantee for For For Management Hunan Zhongli New Material Co., Ltd. 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: CNE1000027D7 Meeting Date: APR 15, 2022 Meeting Type: Special Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Resolution For For Management Validity Period and Authorization of the Board of Private Placement -------------------------------------------------------------------------------- SKSHU PAINT CO., LTD. Ticker: 603737 Security ID: CNE1000027D7 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Amend Articles of Association For Against Management 7 Approve to Appoint Auditor For For Management 8 Approve Guarantee Provision Plan and For For Management Credit Line Bank Application 9 Approve External Guarantees For For Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: AUG 20, 2021 Meeting Type: Special Record Date: AUG 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For Against Management -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: DEC 20, 2021 Meeting Type: Special Record Date: DEC 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection in For Against Management Controlled Subsidiary, Implementation of Equity Incentive Plan and Related Party Transaction 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Repurchase and Cancellation of For For Management Performance Shares 8 Approve Provision of Guarantees For Against Management 9 Approve Application of Credit Line For Against Management 10 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 11 Approve Foreign Exchange Hedging For For Management Business 12 Approve Issuing of Letter of Guarantee For For Management 13 Approve Financial Assistance Provision For Against Management 14 Approve Amendments to Articles of For For Management Association 15 Approve Removal of Liu Zhen For For Shareholder 16 Elect Gu Yilei as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SUNGROW POWER SUPPLY CO., LTD. Ticker: 300274 Security ID: CNE1000018M7 Meeting Date: MAY 30, 2022 Meeting Type: Special Record Date: MAY 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: CNE100001260 Meeting Date: AUG 26, 2021 Meeting Type: Special Record Date: AUG 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Subsidiary 2 Approve Provision of Guarantee For For Management 3 Approve External Investment For For Management 4 Approve Capital Injection For For Management 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: CNE100001260 Meeting Date: SEP 23, 2021 Meeting Type: Special Record Date: SEP 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report on the Usage of For For Management Previously Raised Funds 2 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 3 Amend Articles of Association For For Management 4 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- SUNWODA ELECTRONIC CO., LTD. Ticker: 300207 Security ID: CNE100001260 Meeting Date: NOV 30, 2021 Meeting Type: Special Record Date: NOV 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Qun as Independent Director For For Management 2 Approve to Appoint Auditor For For Management 3 Approve Provision of Loan Guarantee to For For Management Controlled Subsidiary 4 Approve Provision of Guarantee to For For Management Subsidiary 5 Amend Articles of Association For For Management -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: KYG875721634 Meeting Date: MAY 18, 2022 Meeting Type: Annual Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Dong Sheng as Director For For Management 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Auditor and Authorize Board to For For Management Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Proposed Amendments to the For For Management Second Amended and Restated Memorandum of Association and Articles of Association and Adopt the Third Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: KYG875721634 Meeting Date: MAY 18, 2022 Meeting Type: Extraordinary Shareholders Record Date: MAY 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Plan -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: CNE1000021D0 Meeting Date: JUL 14, 2021 Meeting Type: Special Record Date: JUL 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allowance of Board of Directors For For Management 2 Amend Articles of Association For For Management 3.1 Elect Zhao Hongfei as Director For For Management 3.2 Elect Zou Pengcheng as Director For For Management 3.3 Elect Wang Huanxin as Director For For Management 3.4 Elect Kang Yi as Director For For Management 3.5 Elect Wang Zilin as Director For For Management 3.6 Elect Tang Linlin as Director For For Management 4.1 Elect Wang Yue as Director For For Management 4.2 Elect Cheng Li as Director For For Management 4.3 Elect Huang Jie as Director For For Management 5.1 Elect Liu Xuehui as Supervisor For For Management 5.2 Elect Ye Ning as Supervisor For For Management -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: CNE1000021D0 Meeting Date: SEP 27, 2021 Meeting Type: Special Record Date: SEP 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- THUNDER SOFTWARE TECHNOLOGY CO., LTD. Ticker: 300496 Security ID: CNE1000021D0 Meeting Date: MAR 24, 2022 Meeting Type: Annual Record Date: MAR 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For Against Management 7 Approve Allowance of Directors For For Management 8 Approve Comprehensive Credit Line For For Management Application 9 Approve Use of Idle Raised Funds for For For Management Cash Management 10 Approve Increase in Registered Capital For For Management and Amend Articles of Association 11 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 12.1 Approve Issue Type and Par Value For For Management 12.2 Approve Issue Manner and Issue Time For For Management 12.3 Approve Target Subscribers For For Management 12.4 Approve Issue Price and Pricing For For Management Principles 12.5 Approve Issue Size For For Management 12.6 Approve Subscription Method For For Management 12.7 Approve Restricted Period For For Management 12.8 Approve Listing Location For For Management 12.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 12.10 Approve Amount and Usage of Raised For For Management Funds 12.11 Approve Resolution Validity Period For For Management 13 Approve Plan for Issuance of Shares to For For Management Specific Targets 14 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 15 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 16 Approve Report on the Usage of For For Management Previously Raised Funds 17 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 18 Approve Undertakings of Remedial For For Management Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets 19 Approve Shareholder Return Plan For For Management 20 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: KYG8904A1004 Meeting Date: DEC 09, 2021 Meeting Type: Extraordinary Shareholders Record Date: DEC 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CCT Agreement, Proposed Annual For For Management Caps and Related Transactions -------------------------------------------------------------------------------- TIMES CHINA HOLDINGS LIMITED Ticker: 1233 Security ID: KYG8904A1004 Meeting Date: MAY 27, 2022 Meeting Type: Annual Record Date: MAY 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Shum Siu Hung as Director For For Management 3A2 Elect Niu Jimin as Director For For Management 3A3 Elect Jin Qingjun as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For Against Management Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5B Authorize Repurchase of Issued Share For For Management Capital 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: CNE000000MZ8 Meeting Date: OCT 18, 2021 Meeting Type: Special Record Date: OCT 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Investment and Related For Against Management Party Transaction -------------------------------------------------------------------------------- TOPCHOICE MEDICAL CORP. Ticker: 600763 Security ID: CNE000000MZ8 Meeting Date: JUN 24, 2022 Meeting Type: Annual Record Date: JUN 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Profit Distribution For For Management 5 Approve Financial Statements For For Management 6 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: CNE0000016J9 Meeting Date: AUG 16, 2021 Meeting Type: Special Record Date: AUG 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Assets and For For Management Provision of Guarantee to Wanhua Chemical (Yantai) Petrochemical Co., Ltd. 2 Approve Provision of Guarantee to For For Management Wanhua Chemical Group Petrochemical Sales Co., Ltd. 3 Approve Provision of Financing Support For Against Management -------------------------------------------------------------------------------- WANHUA CHEMICAL GROUP CO. LTD. Ticker: 600309 Security ID: CNE0000016J9 Meeting Date: APR 11, 2022 Meeting Type: Annual Record Date: MAR 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Investment Plan For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Report of the Board of For For Management Directors 6 Approve Report of the Board of For For Management Supervisors 7 Approve Report of the Independent For For Management Directors 8 Approve Remuneration of Auditor For For Management 9 Approve to Appoint Auditor For For Management 10 Approve Related Party Transaction For For Management 11 Approve Provision of Guarantee to For For Management Subsidiary and Guarantee Provision Between Subsidiaries 12 Approve Provision of Guarantee For For Management 13 Approve Adjustment of Debt Financing For For Management Instruments 14 Approve Amendments to Articles of For For Management Association 15 Approve Formulation of Remuneration For For Management System of Directors and Supervisors 16.1 Elect Wang Qingchun as Director For For Shareholder 17.1 Elect Wu Changqi as Director For Against Management 17.2 Elect Wang Huacheng as Director For Against Management 17.3 Elect Zhang Jin as Director For Against Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: OCT 26, 2021 Meeting Type: Extraordinary Shareholders Record Date: OCT 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Fast Transmission Sale Agreement and Relevant New Caps 2 Approve Supplemental Agreement to the For For Management Fast Transmission Purchase Agreement and Relevant New Caps 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 7 Approve Amendments to the Terms of For For Management Reference of the Strategic Development and Investment Committee 8 Approve Amendments to the Terms of For For Management Reference of the Audit Committee 9 Approve Amendments to the Terms of For For Management Reference of the Remuneration Committee 10 Approve Amendments to the Terms of For For Management Reference of the Nomination Committee 11 Approve Amendments to the Decision For For Management Making Rules in Respect of Connected Transactions 12 Approve Amendments to the Decision For For Management Making Rules in Respect of Investments and Operations 13 Approve Increase in Share Capital of a For For Management Subsidiary of the Company -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: MAY 31, 2022 Meeting Type: Extraordinary Shareholders Record Date: MAY 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer Agreement and For For Management Related Transactions -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: CNE1000000D4 Meeting Date: JUN 28, 2022 Meeting Type: Annual Record Date: JUN 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Supervisory For For Management Committee 4 Approve Audited Financial Statements For For Management and Auditors' Report 5 Approve Final Financial Report For For Management 6 Approve Financial Budget Report For Against Management 7 Approve Profit Distribution Plan For For Management 8 Approve Grant of Mandate to the Board For For Management of Directors for the Payment of Interim Dividend 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 11 Approve Hexin Accountants LLP as For For Management Internal Control Auditors and Authorize Board to Fix Their Remuneration 12 Approve New CNHTC Purchase Agreement For For Management and Relevant New Caps 13 Approve New CNHTC Supply Agreement and For For Management Relevant New Caps 14 Approve New Financial Services For Against Management Agreement and Relevant New Caps 15 Elect Wang Xuewen as Supervisor For For Shareholder -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: CNE100002XM8 Meeting Date: MAR 17, 2022 Meeting Type: Special Record Date: MAR 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 2 Amend Articles of Association For Against Management 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5.1 Elect Sun Xiaowei as Supervisor For For Management -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: CNE100002XM8 Meeting Date: MAY 16, 2022 Meeting Type: Special Record Date: MAY 09, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option Incentive Plan 2 Approve to Formulate Methods to Assess For For Management the Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters 4 Approve Application of Bank Credit For For Management Lines and Authorization to Sign Contracts Related to Bank Loans 5 Approve Provision of Guarantee For For Management -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: CNE100002XM8 Meeting Date: JUN 08, 2022 Meeting Type: Special Record Date: MAY 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Shareholding of For For Management Beijing Junzheng Integrated Circuit Co. , Ltd. -------------------------------------------------------------------------------- WILL SEMICONDUCTOR CO., LTD. SHANGHAI Ticker: 603501 Security ID: CNE100002XM8 Meeting Date: JUN 27, 2022 Meeting Type: Annual Record Date: JUN 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on Performance of For For Management Independent Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 7 Approve Appointment of Auditor and For For Management Internal Control Auditor 8 Approve Related Party Transactions For For Management 9 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 10 Approve Amendments to Articles of For For Management Association 11 Amend Working Rules for Independent For Against Management Directors 12 Amend Raised Funds Management System For Against Management 13.1 Elect Yu Renrong as Director For For Management 13.2 Elect Hongli Yang as Director For For Management 13.3 Elect Lyu Dalong as Director For For Management 13.4 Elect Ji Gang as Director For For Management 13.5 Elect Jia Yuan as Director For For Management 13.6 Elect Chen Zhibin as Director For For Management 14.1 Elect Wu Xingjun as Director For For Management 14.2 Elect Zhu Liting as Director For For Management 14.3 Elect Hu Renyu as Director For For Management 15.1 Elect Chu Jun as Supervisor For For Management 15.2 Elect Sun Xiaowei as Supervisor For For Management -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: JUL 23, 2021 Meeting Type: Special Record Date: JUL 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Stock Options For For Management and Repurchase Cancellation of Performance Shares 2 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: NOV 18, 2021 Meeting Type: Special Record Date: NOV 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Part of Raised For For Management Funds Investment Projects and Use of Excess Raised Funds to Replenish Working Capital -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: FEB 11, 2022 Meeting Type: Special Record Date: FEB 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee For For Management 2 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 3.1 Elect Zhang Xuezheng as Director For For Management 3.2 Elect Zhang Qiuhong as Director For For Management 3.3 Elect Gao Yan as Director For For Management 4.1 Elect Xiao Jianhua as Director For For Management 4.2 Elect Shang Xiaogang as Director For For Management 5.1 Elect Xiao Xuebing as Supervisor For For Management 5.2 Elect Zhou Meiling as Supervisor For For Management -------------------------------------------------------------------------------- WINGTECH TECHNOLOGY CO., LTD. Ticker: 600745 Security ID: CNE000000M72 Meeting Date: JUN 30, 2022 Meeting Type: Annual Record Date: JUN 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 5 Amend the Independent Director System For For Management 6 Amend Management System of Raised Funds For For Management 7 Amend External Guarantee Management For For Management Method 8 Amend Related Party Transaction System For For Management 9 Approve Report of the Board of For For Management Directors 10 Approve Report of the Board of For For Management Supervisors 11 Approve Financial Statements For For Management 12 Approve Profit Distribution For For Management 13 Approve Annual Report and Summary For For Management 14 Approve Report of the Independent For For Management Directors 15 Approve to Appoint Auditor For For Management 16 Approve Remuneration of Directors and For For Management Supervisors 17 Approve Guarantee Plan For For Management -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 000858 Security ID: CNE000000VQ8 Meeting Date: MAY 27, 2022 Meeting Type: Annual Record Date: MAY 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Daily Related-party For For Management Transactions 7 Approve Supplementary Agreement of For Against Management Financial Services Agreement 8 Approve to Appoint Auditor For Against Management 9 Approve Amendments to Articles of For For Management Association 10 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 12 Approve Comprehensive Budget Proposal For Against Management 13.a Elect Zeng Congqin as Director For For Management 13.b Elect Jiang Wenge as Director For For Management 13.c Elect Liang Li as Director For For Management 13.d Elect Xu Bo as Director For For Management 13.e Elect Zhang Yu as Director For For Management 13.f Elect Xiao Hao as Director For For Management 13.g Elect Jiang Lin as Director For For Management 13.h Elect Xie Zhihua as Director For For Management 13.i Elect Wu Yue as Director For For Management 13.j Elect Hou Shuiping as Director For For Management 13.k Elect Luo Huawei as Director For For Management 14.1 Elect Liu Ming as Supervisor For For Management 14.2 Elect Zhang Xin as Supervisor For For Management 14.3 Elect Hu Jianfu as Supervisor For For Management -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Ticker: 2269 Security ID: KYG970081173 Meeting Date: NOV 23, 2021 Meeting Type: Extraordinary Shareholders Record Date: NOV 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Subsidiary Share Option Schemes For Against Management of WuXi Vaccines (Cayman) Inc. and WuXi XDC Cayman Inc. -------------------------------------------------------------------------------- WUXI BIOLOGICS (CAYMAN) INC. Ticker: 2269 Security ID: KYG970081173 Meeting Date: JUN 10, 2022 Meeting Type: Annual Record Date: JUN 06, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Weichang Zhou as Director For Against Management 2b Elect Yibing Wu as Director For Against Management 2c Elect Yanling Cao as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Grant of Specific Mandate to For Against Management the Directors to Issue Connected Restricted Shares 8 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme and Program to Zhisheng Chen 9 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme and Program to Weichang Zhou 10 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to William Robert Keller 11 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk 12 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme to Kenneth Walton Hitchner III 13 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme and Program to Angus Scott Marshall Turner 14 Approve Grant of Connected Restricted For Against Management Shares Pursuant to the Scheme and Program to Brendan McGrath 15 Approve Grant of Share Options For Against Management Pursuant to the Scheme to Jincai Li 16 Approve Grant of Share Options For Against Management Pursuant to the Scheme to Jian Dong 17 Adopt Second Amended and Restated For For Management Memorandum and Articles of Association -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: JUL 29, 2021 Meeting Type: Special Record Date: JUL 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Repurchase Price For For Management and Repurchase and Cancellation of Performance Shares 2 Approve Decrease in Registered Capital For For Management 3 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: OCT 08, 2021 Meeting Type: Special Record Date: SEP 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For Against Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For Against Management Performance of Plan Participants 3 Approve Authorization of the Board to For Against Management Handle All Related Matters -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: NOV 15, 2021 Meeting Type: Special Record Date: NOV 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: FEB 11, 2022 Meeting Type: Special Record Date: JAN 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party For For Management Transactions 2 Approve Application of Bank Credit For For Management Lines 3 Approve Provision of Guarantee For For Management 4 Approve Forward Foreign Exchange For For Management Transactions 5 Approve Repurchase and Cancellation of For For Management Performance Shares 6 Approve Change in Registered Capital For For Management 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD. Ticker: 300450 Security ID: CNE100001ZF9 Meeting Date: MAY 30, 2022 Meeting Type: Annual Record Date: MAY 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Capital Occupation by For For Management Controlling Shareholders and Other Related-parties and Provision of External Guarantees 7 Approve Remuneration of Directors and For For Management Senior Management Members 8 Approve to Appoint Auditor For For Management 9 Approve Formulation of Shareholder For For Management Return Plan 10 Amend Articles of Association For Against Management 11 Approve Authorization of Board to For For Management Handle All Related Matters Regarding Small and Fast Financing 12 Approve Repurchase and Cancellation of For For Shareholder Performance Shares 13 Approve Change Registered Capital For For Shareholder 14 Amend Articles of Association (II) For For Shareholder 15 Elect Dai Jianjun as Independent For For Shareholder Director -------------------------------------------------------------------------------- XIAMEN FARATRONIC CO., LTD. Ticker: 600563 Security ID: CNE000001D72 Meeting Date: APR 21, 2022 Meeting Type: Annual Record Date: APR 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Report of the Independent For For Management Directors 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Entrusted Asset Management For For Management -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: CNE100001DJ8 Meeting Date: NOV 12, 2021 Meeting Type: Special Record Date: NOV 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Shares to Specific Targets 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Target Subscribers and For For Management Subscription Method 2.4 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis 2.5 Approve Issue Size For For Management 2.6 Approve Lock-up Period For For Management 2.7 Approve Amount and Use of Proceeds For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Issuance of Shares to For For Management Specific Targets 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Shares to Specific Targets 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Shareholder Return Plan For For Management 8 Approve Counter-dilution Measures in For For Management Connection to the Issuance of Shares to Specific Targets and Commitment from Relevant Parties 9 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: CNE100001DJ8 Meeting Date: DEC 28, 2021 Meeting Type: Special Record Date: DEC 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Zixue as Non-Independent For For Management Director 2 Approve Provision of Guarantee For Against Management 3 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management Members 4 Approve Changes in Registered Capital For For Management and Amend Articles of Association -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: CNE100001DJ8 Meeting Date: MAR 04, 2022 Meeting Type: Special Record Date: FEB 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Management System of Raised Funds For Against Management -------------------------------------------------------------------------------- ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD. Ticker: 300316 Security ID: CNE100001DJ8 Meeting Date: MAY 20, 2022 Meeting Type: Annual Record Date: MAY 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Provision of Guarantee For For Management 7 Approve to Appoint Auditor For For Management -------------------------------------------------------------------------------- ZHEJIANG SHUANGHUAN DRIVELINE CO., LTD. Ticker: 002472 Security ID: CNE100000TF4 Meeting Date: MAY 25, 2022 Meeting Type: Special Record Date: MAY 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Pool Business For For Management 2 Approve Stock Option Incentive Plan For For Management and Its Summary 3 Approve Measures for the For For Management Administration of the Implementation Assessment of Stock Option Incentive Plans 4 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: KYG9894K1085 Meeting Date: SEP 08, 2021 Meeting Type: Extraordinary Shareholders Record Date: SEP 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Purchase Agreement, For For Management Grant of Specific Mandate to Issue Consideration Shares and Related Transactions -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: KYG9894K1085 Meeting Date: JUN 17, 2022 Meeting Type: Annual Record Date: JUN 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For For Management 4 Elect Zhang Zhicheng as Director For For Management 5 Elect Chan Ho Yin as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 10 Authorize Repurchase of Issued Share For For Management Capital 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Authorize Reissuance of Repurchased For Against Management Shares ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE CHINA FUND, INC.
By: | /s/ Theresa Noriega-Lum | |
Theresa Noriega-Lum | ||
President | ||
August 31, 2022 |