The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 4 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ADVENT SOFTWARE INC | COM | 007974108 | 88 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ALCATEL-LUCENT | SPONSORED ADR | 013904305 | 36 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 25 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALPHA NAT RES INC | COM | 02076X102 | 0 | 380 | SH | SOLE | 380 | 0 | 0 | ||
ALTERA CORP | COM | 021441100 | 77 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ANN INC | COM | 035623107 | 304 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 1,490 | 593,782 | SH | SOLE | 593,782 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM | 03832V109 | 2 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 522 | 104,352 | SH | SOLE | 104,352 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 403 | 64,300 | SH | SOLE | 64,300 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 4 | 600 | SH | SOLE | 600 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 44 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 123 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 370 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 1,551 | 91,100 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 131 | 7,672 | SH | SOLE | 7,672 | 0 | 0 | ||
BRIDGE CAP HLDGS | COM | 108030107 | 119 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 71 | 1,370 | SH | SOLE | 1,370 | 0 | 0 | ||
BSQUARE CORP | COM NEW | 11776U300 | 129 | 19,086 | SH | SOLE | 19,086 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 165 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 243 | 1,500 | SH | Put | SOLE | 0 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 243 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
CITY NATL CORP | COM | 178566105 | 302 | 3,344 | SH | SOLE | 3,344 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 323 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CLICKSOFTWARE TECHNOLOGIES L | ORD | M25082104 | 151 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CLIFTON BANCORP INC | COM | 186873105 | 56 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 10 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 4,150 | 127,100 | SH | Call | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 88 | 2,700 | SH | Put | SOLE | 0 | 0 | 0 | |
DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 251 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 169 | 5,600 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 75 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 63 | 2,100 | SH | Call | SOLE | 0 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 232 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 186 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 86 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 341 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | 57 | 22,900 | SH | SOLE | 22,900 | 0 | 0 | ||
EXCEL TR INC | COM | 30068C109 | 110 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 2,399 | 76,366 | SH | SOLE | 76,366 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 3,349 | 106,600 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 2,482 | 79,000 | SH | Call | SOLE | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 616 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 832 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 394 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 134 | 3,351 | SH | SOLE | 3,351 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,787 | 23,800 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,644 | 14,041 | SH | SOLE | 14,041 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,276 | 10,900 | SH | Call | SOLE | 0 | 0 | 0 | |
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 436 | 622,419 | SH | SOLE | 622,419 | 0 | 0 | ||
HATTERAS FINL CORP | COM | 41902R103 | 49 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 333 | 11,189 | SH | SOLE | 11,189 | 0 | 0 | ||
HCC INS HLDGS INC | COM | 404132102 | 154 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
HOME PROPERTIES INC | COM | 437306103 | 146 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 98 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 148 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HUDSON VALLEY HOLDING CORP | COM | 444172100 | 56 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 25 | 2,196 | SH | SOLE | 2,196 | 0 | 0 | ||
IGATE CORP | COM | 45169U105 | 119 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 145 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 77 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 50 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 225 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 5 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 23 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
LRR ENERGY LP | COM | 50214A104 | 80 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
LUMENIS LTD | SHS CL B | M6778Q121 | 137 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LUNA INNOVATIONS | COM | 550351100 | 1 | 1,271 | SH | SOLE | 1,271 | 0 | 0 | ||
MCG CAPITAL CORP | COM | 58047P107 | 66 | 14,568 | SH | SOLE | 14,568 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 198 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 52 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 128 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 266 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NORTH ATLANTIC DRILLING LTD | COM | G6613P202 | 29 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 92 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 389 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 70 | 900 | SH | SOLE | 900 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 3 | 400 | SH | SOLE | 400 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 22 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
OMNICARE INC | COM | 681904108 | 47 | 500 | SH | SOLE | 500 | 0 | 0 | ||
PALL CORP | COM | 696429307 | 212 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PALMETTO BANCSHARES INC | COM NEW | 697062206 | 20 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PARTNERRE LTD | COM | G6852T105 | 51 | 400 | SH | SOLE | 400 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 97 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 54 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 129 | 700 | SH | Put | SOLE | 0 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 129 | 700 | SH | SOLE | 700 | 0 | 0 | ||
PMFG INC | COM | 69345P103 | 129 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
POLYPORE INTL INC | COM | 73179V103 | 240 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 15 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 131 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
QEP MIDSTREAM PARTNERS LP | COM UNIT RP LTD | 74735R115 | 5 | 300 | SH | SOLE | 300 | 0 | 0 | ||
QUALITY DISTR INC FLA | COM | 74756M102 | 226 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 5 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ROSETTA RESOURCES INC | COM | 777779307 | 139 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
RTI INTL METALS INC | COM | 74973W107 | 158 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 557 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,190 | 73,026 | SH | SOLE | 73,026 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8 | 40 | SH | SOLE | 40 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 13,343 | 52,900 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 15,740 | 62,400 | SH | Put | SOLE | 0 | 0 | 0 | |
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 271 | 19,193 | SH | SOLE | 19,193 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 356 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 106 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 82 | 5,100 | SH | Put | SOLE | 0 | 0 | 0 | |
TWO HBRS INVT CORP | COM | 90187B101 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM | 90478E103 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 3,099 | 32,491 | SH | SOLE | 32,491 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 5,236 | 54,900 | SH | Put | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 9 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 2 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 12 | 800 | SH | Put | SOLE | 0 | 0 | 0 | |
VANTAGE DRILLING COMPANY | ORD SHS | G93205113 | 1 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VENAXIS INC | COM | 92262A107 | 0 | 250 | SH | SOLE | 250 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 7,147 | 41,300 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 4,478 | 25,878 | SH | SOLE | 25,878 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 986 | 5,700 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 287 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 97 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 2,813 | 128,018 | SH | SOLE | 128,018 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 1 | 53 | SH | SOLE | 53 | 0 | 0 |