The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPT TECHNOLOGY INC | COM NEW | 006854202 | 26 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ALCATEL-LUCENT | SPONSORED ADR | 013904305 | 12 | 3,333 | SH | SOLE | 3,333 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 18 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALPHA NAT RES INC | COM | 02076X102 | 0 | 380 | SH | SOLE | 380 | 0 | 0 | ||
ALTERA CORP | COM | 021441100 | 110 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 1,289 | 593,782 | SH | SOLE | 593,782 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 47 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 44 | 400 | SH | Call | SOLE | 0 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM | 03832V109 | 2 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 33 | 14,888 | SH | SOLE | 14,888 | 0 | 0 | ||
ATMEL CORP | COM | 049513104 | 16 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
AVOLON HLDGS LTD | COM | G52237107 | 97 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2 | 600 | SH | SOLE | 600 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 37 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 208 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 932 | 59,800 | SH | Put | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 293 | 18,800 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 823 | 52,846 | SH | SOLE | 52,846 | 0 | 0 | ||
BAXALTA INC | COM | 07177M103 | 38 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
BAXALTA INC | COM | 07177M103 | 38 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 188 | 3,654 | SH | SOLE | 3,654 | 0 | 0 | ||
BSQUARE CORP | COM NEW | 11776U300 | 126 | 19,086 | SH | SOLE | 19,086 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 146 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 319 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
CECO ENVIRONMENTAL CORP | COM | 125141101 | 11 | 1,317 | SH | SOLE | 1,317 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 88 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
CHUBB CORP | COM | 171232101 | 367 | 2,991 | SH | SOLE | 2,991 | 0 | 0 | ||
CITY NATL CORP | COM | 178566105 | 294 | 3,344 | SH | SOLE | 3,344 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 160 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CLIFTON BANCORP INC | COM | 186873105 | 28 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
CON-WAY INC | COM | 205944101 | 95 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 7 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 789 | 29,328 | SH | SOLE | 29,328 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 7,166 | 266,400 | SH | Call | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 2,900 | 107,800 | SH | Put | SOLE | 0 | 0 | 0 | |
CYTEC INDS INC | COM | 232820100 | 295 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 25 | 400 | SH | SOLE | 400 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,593 | 59,100 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 299 | 11,100 | SH | Call | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,000 | 37,100 | SH | SOLE | 37,100 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 38 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DOT HILL SYS CORP | COM | 25848T109 | 165 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | 29 | 22,900 | SH | SOLE | 22,900 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 5,420 | 182,500 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 1,746 | 58,800 | SH | Call | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 3,478 | 117,117 | SH | SOLE | 117,117 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 223 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 744 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 216 | 5,907 | SH | SOLE | 5,907 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,316 | 13,400 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 321 | 3,270 | SH | SOLE | 3,270 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 648 | 6,600 | SH | Call | SOLE | 0 | 0 | 0 | |
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 92 | 316,522 | SH | SOLE | 316,522 | 0 | 0 | ||
HATTERAS FINL CORP | COM | 41902R103 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 290 | 10,100 | SH | Put | SOLE | 0 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 383 | 13,333 | SH | SOLE | 13,333 | 0 | 0 | ||
HEALTH NET INC | COM | 42222G108 | 174 | 2,892 | SH | SOLE | 2,892 | 0 | 0 | ||
HOME PROPERTIES INC | COM | 437306103 | 344 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 117 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 23 | 2,196 | SH | SOLE | 2,196 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 86 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 97 | 4,500 | SH | Put | SOLE | 0 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 72 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 24 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
IPC HEALTHCARE INC | COM | 44984A105 | 78 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 215 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 7 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 18 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
LRR ENERGY LP | COM | 50214A104 | 83 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
LUMENIS LTD | SHS CL B | M6778Q121 | 139 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LUNA INNOVATIONS | COM | 550351100 | 1 | 1,271 | SH | SOLE | 1,271 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 166 | 11,900 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 62 | 4,400 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 166 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
MEREDITH CORP | COM | 589433101 | 290 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 225 | 19,160 | SH | SOLE | 19,160 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 117 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 204 | 5,700 | SH | Put | SOLE | 0 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 25 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 25 | 3,700 | SH | Put | SOLE | 0 | 0 | 0 | |
NORTH ATLANTIC DRILLING LTD | COM | G6613P202 | 18 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
NTELOS HLDGS CORP | COM NEW | 67020Q305 | 185 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 90 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 490 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 7 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 860 | 13,000 | SH | Put | SOLE | 0 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 16 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 16 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
OM GROUP INC | COM | 670872100 | 263 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
PARTNERRE LTD | COM | G6852T105 | 347 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 45 | 3,802 | SH | SOLE | 3,802 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 459 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PREMIERE GLOBAL SVCS INC | COM | 740585104 | 103 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,727 | 24,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 216 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 114 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 5 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
REMY INTL INC NEW | COM | 75971M108 | 99 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
RESOURCE CAP CORP | COM | 76120W302 | 84 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 556 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,169 | 73,026 | SH | SOLE | 73,026 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 108 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8 | 40 | SH | SOLE | 40 | 0 | 0 | ||
STANCORP FINL GROUP INC | COM | 852891100 | 114 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 62 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
STEINER LEISURE LTD | ORD | P8744Y102 | 171 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
SYMETRA FINL CORP | COM | 87151Q106 | 190 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 269 | 1,500 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 706 | 3,938 | SH | SOLE | 3,938 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 54 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 88 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM | 90478E103 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 3,315 | 37,500 | SH | Call | SOLE | 0 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 1,317 | 14,900 | SH | Put | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 4 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 3 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 76 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
VANTAGE DRILLING COMPANY | ORD SHS | G93205113 | 0 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VENAXIS INC | COM | 92262A107 | 0 | 250 | SH | SOLE | 250 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 25,181 | 171,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 16,849 | 114,416 | SH | SOLE | 114,416 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 191 | 1,300 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 36 | 982 | SH | SOLE | 982 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 1,566 | 128,018 | SH | SOLE | 128,018 | 0 | 0 | ||
XOOM CORP | COM | 98419Q101 | 289 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 1 | 53 | SH | SOLE | 53 | 0 | 0 |