The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPTUS HEALTH INC | CL A | 006855100 | 278 | 5,100 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 998 | 18,300 | SH | Put | SOLE | 0 | 0 | 0 | |
AGL RES INC | COM | 001204106 | 64 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 24 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 156 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
AMERICAN RESIDENTIAL PPTYS I | COM | 02927E303 | 88 | 4,652 | SH | SOLE | 4,652 | 0 | 0 | ||
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 819 | 593,782 | SH | SOLE | 593,782 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 52 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 42 | 400 | SH | Call | SOLE | 0 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM | 03832V109 | 1 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 14 | 14,888 | SH | SOLE | 14,888 | 0 | 0 | ||
AVOLON HLDGS LTD | COM | G52237107 | 99 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2 | 600 | SH | SOLE | 600 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 36 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 185 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 185 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 365 | 21,672 | SH | SOLE | 21,672 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 269 | 16,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BAXALTA INC | COM | 07177M103 | 47 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
BAXALTA INC | COM | 07177M103 | 47 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BIOMED REALTY TRUST INC | COM | 09063H107 | 379 | 15,999 | SH | SOLE | 15,999 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 220 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 370 | 6,395 | SH | SOLE | 6,395 | 0 | 0 | ||
C1 FINL INC | COM | 12591N109 | 48 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 147 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 566 | 8,955 | SH | SOLE | 8,955 | 0 | 0 | ||
CAMPUS CREST CMNTYS INC | COM | 13466Y105 | 102 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CHUBB CORP | COM | 171232101 | 529 | 3,987 | SH | SOLE | 3,987 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 157 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COMMUNITYONE BANCORP | COM | 20416Q108 | 76 | 5,617 | SH | SOLE | 5,617 | 0 | 0 | ||
CONSTANT CONTACT INC | COM | 210313102 | 88 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 6 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 3,381 | 130,300 | SH | Call | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 1,028 | 39,600 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,782 | 73,800 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,377 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 896 | 37,100 | SH | Call | SOLE | 0 | 0 | 0 | |
DIAMOND FOODS INC | COM | 252603105 | 80 | 2,064 | SH | SOLE | 2,064 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 29 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DYAX CORP | COM | 26746E103 | 113 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DYAX CORP | COM | 26746E103 | 113 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 4,743 | 170,800 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 4,196 | 151,100 | SH | Call | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 1,763 | 63,493 | SH | SOLE | 63,493 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 78 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
EZCHIP SEMICONDUCTOR LIMITED | ORD | M4146Y108 | 247 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 400 | 36,912 | SH | SOLE | 36,912 | 0 | 0 | ||
FOX CHASE BANCORP INC NEW | COM | 35137T108 | 88 | 4,325 | SH | SOLE | 4,325 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,785 | 37,400 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 9,117 | 90,100 | SH | Call | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 486 | 4,801 | SH | SOLE | 4,801 | 0 | 0 | ||
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 48 | 316,522 | SH | SOLE | 316,522 | 0 | 0 | ||
HATTERAS FINL CORP | COM | 41902R103 | 20 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
HEALTH NET INC | COM | 42222G108 | 396 | 5,787 | SH | SOLE | 5,787 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 284 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 125 | 700 | SH | SOLE | 700 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 125 | 700 | SH | Put | SOLE | 0 | 0 | 0 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 24 | 2,196 | SH | SOLE | 2,196 | 0 | 0 | ||
INLAND REAL ESTATE CORP | COM NEW | 457461200 | 47 | 4,414 | SH | SOLE | 4,414 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 69 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 124 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 171 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 6 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
JARDEN CORP | COM | 471109108 | 228 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
JOURNAL MEDIA GROUP INC | COM | 48114A109 | 48 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 27 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
KEURIG GREEN MTN INC | COM | 49271M100 | 180 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 22 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | 265 | 14,825 | SH | SOLE | 14,825 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 139 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MEDASSETS INC | COM | 584045108 | 74 | 2,404 | SH | SOLE | 2,404 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 71 | 4,400 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 192 | 11,900 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 192 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
MONARCH FINANCIAL HOLDINGS I | COM | 60907Q100 | 24 | 1,359 | SH | SOLE | 1,359 | 0 | 0 | ||
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 236 | 19,160 | SH | SOLE | 19,160 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 95 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 255 | 7,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 26 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 26 | 3,700 | SH | Put | SOLE | 0 | 0 | 0 | |
NORTH ATLANTIC DRILLING LTD | COM | G6613P129 | 6 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | 104 | 4,020 | SH | SOLE | 4,020 | 0 | 0 | ||
NTELOS HLDGS CORP | COM NEW | 67020Q305 | 187 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 92 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 14 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 14 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 349 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 19 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 182 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 182 | 7,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 81 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
PIEDMONT NAT GAS INC | COM | 720186105 | 86 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
PMC-SIERRA INC | COM | 69344F106 | 116 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 742 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 238 | 3,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 116 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 14 | 200 | SH | SOLE | 200 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 6 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 63 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 27 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 114 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 228 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,144 | 73,026 | SH | SOLE | 73,026 | 0 | 0 | ||
SOLARWINDS INC | COM | 83416B109 | 124 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 55 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SOLERA HOLDINGS INC | COM | 83421A104 | 208 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8 | 40 | SH | SOLE | 40 | 0 | 0 | ||
STANCORP FINL GROUP INC | COM | 852891100 | 114 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 62 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SYMETRA FINL CORP | COM | 87151Q106 | 191 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TARGA RESOURCES PARTNERS LP | COM UNIT | 87611X105 | 48 | 2,903 | SH | SOLE | 2,903 | 0 | 0 | ||
TECO ENERGY INC | COM | 872375100 | 80 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 54 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 81 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM | 90478E103 | 0 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,283 | 16,406 | SH | SOLE | 16,406 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,806 | 23,100 | SH | Put | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 5 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 3 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
UTI WORLDWIDE INC | ORD | G87210103 | 105 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 14 | 4,700 | SH | Put | SOLE | 0 | 0 | 0 | |
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 44 | 14,766 | SH | SOLE | 14,766 | 0 | 0 | ||
VENAXIS INC | COM | 92262A107 | 0 | 250 | SH | SOLE | 250 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 18 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 5,008 | 34,096 | SH | SOLE | 34,096 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 9,576 | 65,200 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 4,200 | 28,600 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 51 | 1,982 | SH | SOLE | 1,982 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 1,872 | 128,018 | SH | SOLE | 128,018 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 1 | 53 | SH | SOLE | 53 | 0 | 0 |