The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPTUS HEALTH INC | CL A | 006855100 | 1,416 | 25,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 2,921 | 52,600 | SH | Call | SOLE | 0 | 0 | 0 | |
AGL RES INC | COM | 001204106 | 65 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 278 | 5,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 243 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 24 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ANCHOR BANCORP WIS INC DEL | COM | 03283P106 | 315 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 16 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 33 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 64 | 4,796 | SH | SOLE | 4,796 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 44 | 400 | SH | SOLE | 400 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM | 03832V109 | 1 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
ASTORIA FINL CORP | COM | 046265104 | 236 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 41 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 175 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 175 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 68 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,095 | 81,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 104 | 7,672 | SH | SOLE | 7,672 | 0 | 0 | ||
BAXALTA INC | COM | 07177M103 | 202 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 31 | 199 | SH | SOLE | 199 | 0 | 0 | ||
C1 FINL INC | COM | 12591N109 | 121 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 231 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 667 | 9,955 | SH | SOLE | 9,955 | 0 | 0 | ||
CAPE BANCORP INC | COM | 139209100 | 74 | 5,470 | SH | SOLE | 5,470 | 0 | 0 | ||
CARMIKE CINEMAS INC | COM | 143436400 | 150 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CARMIKE CINEMAS INC | COM | 143436400 | 90 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 55 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COLUMBIA PIPELINE GROUP INC | COM | 198280109 | 126 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
COMMUNITYONE BANCORP | COM | 20416Q108 | 75 | 5,617 | SH | SOLE | 5,617 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 6 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 1,084 | 42,100 | SH | Put | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 335 | 13,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 261 | 10,155 | SH | SOLE | 10,155 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 6,408 | 378,300 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 11,728 | 692,300 | SH | Call | SOLE | 0 | 0 | 0 | |
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 190 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 72 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
EMPIRE DIST ELEC CO | COM | 291641108 | 26 | 800 | SH | Put | SOLE | 0 | 0 | 0 | |
EMPIRE DIST ELEC CO | COM | 291641108 | 26 | 800 | SH | SOLE | 800 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 1,420 | 39,600 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 8,029 | 223,900 | SH | Call | SOLE | 0 | 0 | 0 | |
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 191 | 19,706 | SH | SOLE | 19,706 | 0 | 0 | ||
FIRSTMERIT CORP | COM | 337915102 | 379 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
FOX CHASE BANCORP INC NEW | COM | 35137T108 | 84 | 4,325 | SH | SOLE | 4,325 | 0 | 0 | ||
FRESH MKT INC | COM | 35804H106 | 285 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,029 | 11,200 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 478 | 5,200 | SH | Call | SOLE | 0 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 49 | 1,500 | SH | Call | SOLE | 0 | 0 | 0 | |
HEARTLAND PMT SYS INC | COM | 42235N108 | 290 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 183 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 128 | 700 | SH | SOLE | 700 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 36 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INLAND REAL ESTATE CORP | COM NEW | 457461200 | 65 | 6,109 | SH | SOLE | 6,109 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 76 | 500 | SH | SOLE | 500 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 79 | 6,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 139 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ITC HLDGS CORP | COM | 465685105 | 87 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 7 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
JARDEN CORP | COM | 471109108 | 118 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
JOURNAL MEDIA GROUP INC | COM | 48114A109 | 48 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 18 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 63 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 29 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 2 | 62 | SH | SOLE | 62 | 0 | 0 | ||
MONARCH FINANCIAL HOLDINGS I | COM | 60907Q100 | 23 | 1,359 | SH | SOLE | 1,359 | 0 | 0 | ||
MULTI FINELINE ELECTRONIX IN | COM | 62541B101 | 37 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 43 | 4,010 | SH | SOLE | 4,010 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 83 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 104 | 5,700 | SH | Put | SOLE | 0 | 0 | 0 | |
NEWLINK GENETICS CORP | COM | 651511107 | 36 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 0 | 33 | SH | SOLE | 33 | 0 | 0 | ||
NORTH ATLANTIC DRILLING LTD | COM | G6613P129 | 7 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
NTELOS HLDGS CORP | COM NEW | 67020Q305 | 189 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 94 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 20 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 0 | 7,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PIEDMONT NAT GAS INC | COM | 720186105 | 120 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 186 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 97 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 8 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 65 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ROFIN SINAR TECHNOLOGIES INC | COM | 775043102 | 48 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 29 | 501 | SH | SOLE | 501 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 29 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 38 | 500 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 152 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,092 | 73,526 | SH | SOLE | 73,526 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8 | 40 | SH | SOLE | 40 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 57 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
THE ADT CORPORATION | COM | 00101J106 | 83 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 206 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 61 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 123 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 42 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 79 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM | 90478E103 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 366 | 4,600 | SH | Put | SOLE | 0 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 398 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 295 | 3,706 | SH | SOLE | 3,706 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 291 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 4 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM NEW | 91531F202 | 3 | 333 | SH | SOLE | 333 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 268 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
VALSPAR CORP | COM | 920355104 | 107 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 15 | 10,066 | SH | SOLE | 10,066 | 0 | 0 | ||
VENAXIS INC | COM NEW | 92262A206 | 0 | 32 | SH | SOLE | 32 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 16 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 1,479 | 8,200 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 5,320 | 29,500 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 32 | 1,982 | SH | SOLE | 1,982 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 1,718 | 128,018 | SH | SOLE | 128,018 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 0 | 53 | SH | SOLE | 53 | 0 | 0 |