The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPTUS HEALTH INC | CL A | 006855100 | 1,245 | 24,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 3,172 | 61,400 | SH | Call | SOLE | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 122 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
AGL RES INC | COM | 001204106 | 66 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 229 | 5,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 200 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 24 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 96 | 6,070 | SH | SOLE | 6,070 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 16 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 27 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 36 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 64 | 4,796 | SH | SOLE | 4,796 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 38 | 400 | SH | SOLE | 400 | 0 | 0 | ||
APRICUS BIOSCIENCES INC | COM | 03832V109 | 1 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 48 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
AXIALL CORP | COM | 05463D100 | 310 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 114 | 8,600 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 195 | 14,700 | SH | Put | SOLE | 0 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 187 | 14,072 | SH | SOLE | 14,072 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 28 | 776 | SH | SOLE | 776 | 0 | 0 | ||
C1 FINL INC | COM | 12591N109 | 117 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CARMIKE CINEMAS INC | COM | 143436400 | 151 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CARMIKE CINEMAS INC | COM | 143436400 | 90 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CELATOR PHARMACEUTICALS INC | COM | 15089R102 | 241 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 14 | 199 | SH | SOLE | 199 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COMMUNITYONE BANCORP | COM | 20416Q108 | 71 | 5,617 | SH | SOLE | 5,617 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 4 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 83 | 3,194 | SH | SOLE | 3,194 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 89 | 3,400 | SH | Put | SOLE | 0 | 0 | 0 | |
CVENT INC | COM | 23247G109 | 143 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 9,799 | 713,700 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 14,184 | 1,033,100 | SH | Call | SOLE | 0 | 0 | 0 | |
DIAMOND RESORTS INTL INC | COM | 25272T104 | 180 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 18 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 82 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 98 | 3,603 | SH | SOLE | 3,603 | 0 | 0 | ||
ELIZABETH ARDEN INC | COM | 28660G106 | 110 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
EMPIRE DIST ELEC CO | COM | 291641108 | 27 | 800 | SH | Put | SOLE | 0 | 0 | 0 | |
EMPIRE DIST ELEC CO | COM | 291641108 | 68 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EXAMWORKS GROUP INC | COM | 30066A105 | 279 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 1,316 | 36,200 | SH | Call | SOLE | 0 | 0 | 0 | |
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 249 | 25,588 | SH | SOLE | 25,588 | 0 | 0 | ||
FIRSTMERIT CORP | COM | 337915102 | 426 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
FOX CHASE BANCORP INC NEW | COM | 35137T108 | 88 | 4,325 | SH | SOLE | 4,325 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,126 | 13,500 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 310 | 3,713 | SH | SOLE | 3,713 | 0 | 0 | ||
GLOBAL PMTS INC | COM | 37940X102 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
GREAT ELM CAP GROUP INC | COM | 39036P100 | 2 | 333 | SH | SOLE | 333 | 0 | 0 | ||
HEARTWARE INTL INC | COM | 422368100 | 144 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 216 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 216 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 35 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 76 | 500 | SH | SOLE | 500 | 0 | 0 | ||
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 89 | 6,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 71 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 103 | 900 | SH | SOLE | 900 | 0 | 0 | ||
ITC HLDGS CORP | COM | 465685105 | 94 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 8 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 18 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 66 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 29 | 400 | SH | SOLE | 400 | 0 | 0 | ||
LEXMARK INTL INC | CL A | 529771107 | 76 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LINKEDIN CORP | COM CL A | 53578A108 | 284 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | 318 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 2 | 62 | SH | SOLE | 62 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 90 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 34 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NEWLINK GENETICS CORP | COM | 651511107 | 56 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 59 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 0 | 33 | SH | SOLE | 33 | 0 | 0 | ||
NORTH ATLANTIC DRILLING LTD | COM | G6613P129 | 11 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 57 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 1 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PARKWAY PPTYS INC | COM | 70159Q104 | 67 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 21 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
PIEDMONT NAT GAS INC | COM | 720186105 | 120 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 41 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 440 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,372 | 16,200 | SH | Call | SOLE | 0 | 0 | 0 | |
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 13 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 83 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
QLIK TECHNOLOGIES INC | COM | 74733T105 | 163 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 9 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RESOURCE AMERICA INC | CL A | 761195205 | 49 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 150 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 210 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
ROFIN SINAR TECHNOLOGIES INC | COM | 775043102 | 48 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,201 | 70,526 | SH | SOLE | 70,526 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8 | 40 | SH | SOLE | 40 | 0 | 0 | ||
ST JUDE MED INC | COM | 790849103 | 107 | 1,378 | SH | SOLE | 1,378 | 0 | 0 | ||
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 276 | 3,731 | SH | SOLE | 3,731 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 62 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SUFFOLK BANCORP | COM | 864739107 | 376 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TIVO INC | COM | 888706108 | 119 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 52 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 86 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM NEW | 90478E301 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
UNITED ONLINE INC | COM NEW | 911268209 | 121 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 202 | 17,500 | SH | Call | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 270 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 14 | 10,066 | SH | SOLE | 10,066 | 0 | 0 | ||
VENAXIS INC | COM NEW | 92262A206 | 0 | 32 | SH | SOLE | 32 | 0 | 0 | ||
VIRGIN AMER INC | COM VTG | 92765X208 | 247 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 17 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 84 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 2,283 | 13,700 | SH | Put | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 1,083 | 6,500 | SH | Call | SOLE | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 348 | 2,090 | SH | SOLE | 2,090 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 86 | 3,982 | SH | SOLE | 3,982 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 43 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 2,431 | 128,018 | SH | SOLE | 128,018 | 0 | 0 | ||
XURA INC | COM | 98420V107 | 122 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 0 | 53 | SH | SOLE | 53 | 0 | 0 |