The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADEPTUS HEALTH INC | CL A | 006855100 | 1,632 | 37,900 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 2,157 | 50,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 32 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 103 | 6,070 | SH | SOLE | 6,070 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 49 | 3,002 | SH | SOLE | 3,002 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 32 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 24 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM | 03832V109 | 0 | 1,266 | SH | SOLE | 1,266 | 0 | 0 | ||
AWARE INC MASS | COM | 05453N100 | 58 | 11,031 | SH | SOLE | 11,031 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 158 | 10,072 | SH | SOLE | 10,072 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 113 | 7,200 | SH | Call | SOLE | 0 | 0 | 0 | |
BATS GLOBAL MKTS INC | COM | 05491G109 | 214 | 7,097 | SH | SOLE | 7,097 | 0 | 0 | ||
CADIZ INC | COM NEW | 127537207 | 0 | 7 | SH | SOLE | 7 | 0 | 0 | ||
CARDINAL FINL CORP | COM | 14149F109 | 218 | 8,372 | SH | SOLE | 8,372 | 0 | 0 | ||
CEPHEID | COM | 15670R107 | 211 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CHEMTURA CORP | COM NEW | 163893209 | 59 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
COMMUNITYONE BANCORP | COM | 20416Q108 | 43 | 3,136 | SH | SOLE | 3,136 | 0 | 0 | ||
COWEN GROUP INC NEW | CL A | 223622101 | 5 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 144 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 421 | 13,800 | SH | Call | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 171 | 5,600 | SH | Put | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 9,323 | 712,200 | SH | Call | SOLE | 0 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 14,991 | 1,145,200 | SH | Put | SOLE | 0 | 0 | 0 | |
DIREXION SHS ETF TR | DLY R/E BEAR3X | 25459Y363 | 18 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
EPIQ SYS INC | COM | 26882D109 | 132 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
EVERBANK FINL CORP | COM | 29977G102 | 194 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXELON CORP | COM | 30161N101 | 270 | 8,100 | SH | Put | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 816 | 24,500 | SH | Call | SOLE | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 124 | 3,736 | SH | SOLE | 3,736 | 0 | 0 | ||
FLEETMATICS GROUP PLC | COM | G35569105 | 90 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
G & K SVCS INC | CL A | 361268105 | 239 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,005 | 12,700 | SH | Call | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 712 | 9,000 | SH | Put | SOLE | 0 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 86 | 1,093 | SH | SOLE | 1,093 | 0 | 0 | ||
GREAT ELM CAP GROUP INC | COM | 39036P100 | 2 | 333 | SH | SOLE | 333 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 22 | 2,196 | SH | SOLE | 2,196 | 0 | 0 | ||
INFOBLOX INC | COM | 45672H104 | 79 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 36 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
INTERACTIVE INTELLIGENCE GRO | COM | 45841V109 | 120 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 64 | 400 | SH | SOLE | 400 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 88 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 100 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ITC HLDGS CORP | COM | 465685105 | 232 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 10 | 2,708 | SH | SOLE | 2,708 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 14 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 81 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
LEXMARK INTL INC | CL A | 529771107 | 160 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
LEXMARK INTL INC | CL A | 529771107 | 200 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LINEAR TECHNOLOGY CORP | COM | 535678106 | 89 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
LINKEDIN CORP | COM CL A | 53578A108 | 287 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 102 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 77 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 45 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 15 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 59 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
NORTH ATLANTIC DRILLING LTD | COM | G6613P129 | 5 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 66 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NUMEREX CORP PA | CL A | 67053A102 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PIEDMONT NAT GAS INC | COM | 720186105 | 120 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
POST PPTYS INC | COM | 737464107 | 265 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 41 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 735 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 180 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,642 | 18,300 | SH | Call | SOLE | 0 | 0 | 0 | |
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 15 | 200 | SH | SOLE | 200 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 83 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
RACKSPACE HOSTING INC | COM | 750086100 | 190 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
RADISYS CORP | COM | 750459109 | 11 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 90 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 154 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 215 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
ROFIN SINAR TECHNOLOGIES INC | COM | 775043102 | 145 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 1,217 | 69,426 | SH | SOLE | 69,426 | 0 | 0 | ||
SOLARCITY CORP | COM | 83416T100 | 59 | 3,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9 | 40 | SH | SOLE | 40 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 214 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 68 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
STARZ | COM SER A | 85571Q102 | 250 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
SUNEDISON SEMICONDUCTOR LTD | SHS | Y8213L102 | 68 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TALEN ENERGY CORP | COM | 87422J105 | 83 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 82 | 400 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 47 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
TRANSOCEAN PARTNERS LLC | COM UNIT RP LT | Y8977Y100 | 245 | 19,881 | SH | SOLE | 19,881 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 85 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILIFE CORP NEW | COM NEW | 90478E301 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 191 | 17,500 | SH | Call | SOLE | 0 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 265 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 9 | 10,066 | SH | SOLE | 10,066 | 0 | 0 | ||
VENAXIS INC | COM NEW | 92262A206 | 0 | 32 | SH | SOLE | 32 | 0 | 0 | ||
VIRGIN AMER INC | COM VTG | 92765X208 | 161 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 167 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 85 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 954 | 5,883 | SH | SOLE | 5,883 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 1,897 | 11,700 | SH | Put | SOLE | 0 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 109 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 3,062 | 125,018 | SH | SOLE | 125,018 | 0 | 0 | ||
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 1 | 53 | SH | SOLE | 53 | 0 | 0 |