As filed with the Securities and Exchange Commission on November 12, 2019
Registration No. 333-214298
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
______________
Safeguard Scientifics, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Pennsylvania (State or Other Jurisdiction of Incorporation or Organization) | 23-1609753 (I.R.S Employer Identification No.) |
One Radnor Corporate Center, 100 Matsonford Road, Suite 110, Radnor, PA 19087 (Address of Principal Executive Offices, including Zip Code) | |
Employment Inducement Awards Consisting of Restricted Shares and Restricted Stock Units (Full Title of the Plan) | |
Brian J. Sisko President and Chief Executive Officer Safeguard Scientifics, Inc. One Radnor Corporate Center 100 Matsonford Road, Suite 110 Radnor, PA 19087 (610) 293-0600 (Name, Address and Telephone Number, including Area Code, of Agent for Service) |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | Accelerated filer þ | Non-accelerated filer | Smaller reporting company þ |
(Do not check if a smaller reporting company) |
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 to the Form S-8 Registration Statement (Registration No. 333-214298) is being filed to deregister an aggregate of 34,593 of shares of Common Stock that were subject to restricted shares and restricted stock units issued as employment inducement grants to Martina Aufiero and Scott Snyder on October 28, 2016. The 11,510 unvested shares subject to the restricted stock awards were forfeited following their respective terminations of employment and the 23,083 shares underlying the restricted stock units have not been issued and are no longer subject to outstanding awards.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Radnor, PA on November 12, 2019.
SAFEGUARD SCIENTIFICS, INC.
By: /s/ Brian J. Sisko
Brian J. Sisko
President and Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated on November 12, 2019.
Signature | Title | |
/s/ Brian J. Sisko | ||
Brian J. Sisko | President and Chief Executive Officer (Principal Executive Officer) | |
/s/ Mark A. Herndon | ||
Mark A. Herndon | Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | |
/s/ Russell D. Glass | ||
Russell D. Glass | Director | |
/s/ Ira M. Lubert | ||
Ira M. Lubert | Director | |
/s/ Joseph M. Manko, Jr. | ||
Joseph M. Manko, Jr. | Director | |
/s/ Maureen F. Morrison | ||
Maureen F. Morrison | Director | |
/s/ John J. Roberts | ||
John J. Roberts | Director | |
/s/ Robert J. Rosenthal | ||
Robert J. Rosenthal | Chairman of the Board |