UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-6128 | ||||||||
Name of Registrant: | Putnam Multi-Cap Growth Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Multi-Cap Growth Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 6/30/13 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Multi-Cap Growth Fund | |||||||
Fund Name : | Putnam Multi-Cap Growth Fund | |||||||
Date of Fiscal Year End: | 06/30/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Actavis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Michelson | Mgmt | For | For | For | |||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | |||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | |||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | |||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | |||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | |||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | |||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | |||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | |||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | |||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | |||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | |||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | |||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | |||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | |||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | |||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | |||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | |||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | |||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | |||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | |||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | |||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | |||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | |||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bayless, Jr. | Mgmt | For | For | For | |||
1.2 | Elect R.D. Burck | Mgmt | For | For | For | |||
1.3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
1.4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
1.5 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.6 | Elect Oliver Luck | Mgmt | For | For | For | |||
1.7 | Elect Winston Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | |||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | |||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | U.K. Remuneration Report | Mgmt | For | For | For | |||
18 | Global Share Purchase Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | |||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
1.4 | Elect John A. Craig | Mgmt | For | For | For | |||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue Gove | Mgmt | For | For | For | |||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
6 | Elect George Mrkonic | Mgmt | For | For | For | |||
7 | Elect Luis Nieto | Mgmt | For | For | For | |||
8 | Elect William Rhodes III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect David Mackay | Mgmt | For | For | For | |||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | |||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
7 | Elect Robert A. Steele | Mgmt | For | For | For | |||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | |||
1.8 | Elect William D. Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James T. Hackett | Mgmt | For | For | For | |||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | |||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
Carpenter Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRS | CUSIP 144285103 | 10/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Philip Anderson | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Wadsworth | Mgmt | For | For | For | |||
1.4 | Elect William Wulfsohn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.4 | Elect William J. Davis | Mgmt | For | For | For | |||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | |||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
2 | Elect John E. Klein | Mgmt | For | For | For | |||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect William Gates | Mgmt | For | For | For | |||
1.3 | Elect Hamilton James | Mgmt | For | For | For | |||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | |||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William I. Miller | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Dick's Sporting Goods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DKS | CUSIP 253393102 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
1.2 | Elect Allen R. Weiss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | |||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | |||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dresser-Rand Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRC | CUSIP 261608103 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William E. Macaulay | Mgmt | For | For | For | |||
2 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
3 | Elect Rita V. Foley | Mgmt | For | For | For | |||
4 | Elect Louis A. Raspino | Mgmt | For | For | For | |||
5 | Elect Philip R. Roth | Mgmt | For | For | For | |||
6 | Elect Stephen A. Snider | Mgmt | For | For | For | |||
7 | Elect Michael L. Underwood | Mgmt | For | For | For | |||
8 | Elect Joseph C. Winkler III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
5 | Elect Julie F. Holder | Mgmt | For | For | For | |||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Eaton Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Moffett | Mgmt | For | For | For | |||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repurchase of Shares | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Prothena Spin-Off | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip Calian | Mgmt | For | For | For | |||
1.2 | Elect David Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dobrowski | Mgmt | For | For | For | |||
1.4 | Elect Thomas Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Gary Waterman | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | |||
1.6 | Elect John C. Martin | Mgmt | For | For | For | |||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
GSE Holding Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSE | CUSIP 36191X100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark C. Arnold | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Evans | Mgmt | For | For | For | |||
1.3 | Elect Marcus J. George | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Griffin | Mgmt | For | For | For | |||
1.5 | Elect Richard E. Goodrich | Mgmt | For | For | For | |||
1.6 | Elect Charles A. Sorrentino | Mgmt | For | For | For | |||
1.7 | Elect Craig A. Steinke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gulfport Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect James D. Palm | Mgmt | For | For | For | |||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
H.B. Fuller Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUL | CUSIP 359694106 | 04/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dante C. Parrini | Mgmt | For | For | For | |||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James J. Owens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Master Incentive Plan | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
HomeAway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | |||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
HSN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSNI | CUSIP 404303109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Costello | Mgmt | For | For | For | |||
1.2 | Elect James M. Follo | Mgmt | For | For | For | |||
1.3 | Elect Mindy Grossman | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
1.7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
1.9 | Elect Courtnee Ulrich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Infoblox Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLOX | CUSIP 45672H104 | 12/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
1.2 | Elect Fred Gerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Informatica Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFA | CUSIP 45666Q102 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Garrett | Mgmt | For | For | For | |||
2 | Elect Gerald D. Held | Mgmt | For | For | For | |||
3 | Elect Charles J. Robel | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Interxion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
3 | Elect John C. Baker | Mgmt | For | Against | Against | |||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | |||
5 | Elect David Ruberg | Mgmt | For | Against | Against | |||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | |||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.4 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.5 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
3 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Sean Day | Mgmt | For | Against | Against | |||
2 | Elect William M. Lamont, Jr. | Mgmt | For | For | For | |||
3 | Elect William M. Waterman | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | |||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | |||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter E. Massey | Mgmt | For | For | For | |||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger W. Stone | Mgmt | For | For | For | |||
4 | Elect Miles D. White | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Robert S. Singer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert G. Miller | Mgmt | For | For | For | |||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip G. Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert D. Walter | Mgmt | For | For | For | |||
11 | Elect Alison A. Winter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Par Pharmaceutical Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRX | CUSIP 69888P106 | 09/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Abstain | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Abstain | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polaris Industries Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PII | CUSIP 731068102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
1.2 | Elect Bernd F. Kessler | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wine | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lars Ekman | Mgmt | For | Against | Against | |||
2 | Elect Christopher S. Henney | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
2 | Elect Donald Livingstone | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | |||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | |||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | |||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | |||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | |||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Amend Article 23 | Mgmt | For | Against | Against | |||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Shire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect William M. Burns | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect David Ginsburg | Mgmt | For | For | For | |||
6 | Elect Graham Hetherington | Mgmt | For | For | For | |||
7 | Elect David Kappler | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Anne Minto | Mgmt | For | For | For | |||
10 | Elect David M. Stout | Mgmt | For | For | For | |||
11 | Elect Steven Gillis | Mgmt | For | For | For | |||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Stone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SXC Health Solutions Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXCI | CUSIP 78505P100 | 07/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William H. Lamb | Mgmt | For | For | For | |||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect John C. Chrystal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.6 | Elect James M. Mead | Mgmt | For | For | For | |||
1.7 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.8 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.9 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.10 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hillshire Brands Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Ellen Brothers | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Sean Connolly | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Jonathan Ward | Mgmt | For | For | For | |||
10 | Elect James White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Ballbach | Mgmt | For | For | For | |||
1.2 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
1.3 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.4 | Elect James W. Griffith | Mgmt | For | For | For | |||
1.5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | |||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Ward J. Timken | Mgmt | For | For | For | |||
1.11 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to Regulations to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Steel Business | Mgmt | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Thermon Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THR | CUSIP 88362T103 | 08/02/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney Bingham | Mgmt | For | TNA | N/A | |||
1.2 | Elect Marcus George | Mgmt | For | TNA | N/A | |||
1.3 | Elect Richard Goodrich | Mgmt | For | TNA | N/A | |||
1.4 | Elect Kevin McGinty | Mgmt | For | TNA | N/A | |||
1.5 | Elect John Nesser, III | Mgmt | For | TNA | N/A | |||
1.6 | Elect Michael Press | Mgmt | For | TNA | N/A | |||
1.7 | Elect Stephen Snider | Mgmt | For | TNA | N/A | |||
1.8 | Elect Charles Sorrentino | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
5 | 2012 Short-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Blanchard | Mgmt | For | For | For | |||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
8 | Elect H. Lynn Page | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Elect James D. Yancey | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | |||
1.2 | Elect John C. Plant | Mgmt | For | For | For | |||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 9/14/12 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
UMB Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMBF | CUSIP 902788108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | |||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | |||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | |||
1.6 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.7 | Elect J. Mariner Kemper | Mgmt | For | For | For | |||
1.8 | Elect Kris A. Robbins | Mgmt | For | For | For | |||
1.9 | Elect Thomas D. Sanders | Mgmt | For | For | For | |||
1.10 | Elect L. Joshua Sosland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Verint Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNT | CUSIP 92343X100 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.3 | Elect John Egan | Mgmt | For | For | For | |||
1.4 | Elect Larry Myers | Mgmt | For | For | For | |||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | |||
5 | Elect David J. Butters | Mgmt | For | For | For | |||
6 | Elect John D. Gass | Mgmt | For | For | For | |||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
8 | Elect William E. Macaulay | Mgmt | For | For | For | |||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | |||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | |||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | |||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Hayes | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Peter Liguori | Mgmt | For | For | For | |||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect David C. Dvorak | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Multi-Cap Growth Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |