UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number: | 811-06128 | ||||||||
Name of Registrant: | Putnam Sustainable Leaders Fund | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Robert Burns, Vice President | ||||||||
Putnam Sustainable Leaders Fund | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 06/30 | ||||||||
Date of reporting period: | 07/01/2018 - 06/30/2019 |
Registrant: | Putnam Sustainable Leaders Fund | |||||||
Fund Name: | Putnam Sustainable Leaders Fund | |||||||
Date of fiscal year end: | 06/30 | |||||||
Accenture plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | |||
2 | Elect Herbert Hainer | Mgmt | For | For | For | |||
3 | Elect Marjorie Magner | Mgmt | For | For | For | |||
4 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
5 | Elect David P. Rowland (substitute nominee for Pierre Nanterme) | Mgmt | For | For | For | |||
6 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
7 | Elect Paula A. Price | Mgmt | For | For | For | |||
8 | Elect Venkata Renduchintala | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Frank Kui Tang | Mgmt | For | For | For | |||
11 | Elect Tracey T. Travis | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
Adobe Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect James E. Daley | Mgmt | For | For | For | |||
4 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
5 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
7 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
8 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
9 | Elect David A. Ricks | Mgmt | For | Against | Against | |||
10 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
11 | Elect John E. Warnock | Mgmt | For | For | For | |||
12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.7 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.8 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Policy on Inequitable Employment Practices | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Strategic Alternatives Committee | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
6 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
9 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.2 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
11 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
12 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bader Mohammad Al Saad | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Pamela Daley | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
6 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
7 | Elect William E. Ford | Mgmt | For | For | For | |||
8 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
9 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
10 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
11 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Adoption of Majority Vote for Uncontested Elections of Directors | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.5 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
1.8 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.9 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.10 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chr.Hansen Holding A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHR | CINS K1830B107 | 11/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Company Announcements | Mgmt | For | TNA | N/A | |||
9 | Elect Dominique Reiniche | Mgmt | For | TNA | N/A | |||
10 | Elect Jesper Brandgaard | Mgmt | For | TNA | N/A | |||
11 | Elect Luis Cantarell | Mgmt | For | TNA | N/A | |||
12 | Elect Heidi Kleinbach-Sauter | Mgmt | For | TNA | N/A | |||
13 | Elect Niels Peder Nielsen | Mgmt | For | TNA | N/A | |||
14 | Elect Kristian Villumsen | Mgmt | For | TNA | N/A | |||
15 | Elect Mark Wilson | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Cooper Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COO | CUSIP 216648402 | 03/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||
9 | Elect Albert G. White III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
DocuSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOCU | CUSIP 256163106 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel D. Springer | Mgmt | For | For | For | |||
1.2 | Elect Blake J. Irving | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | Against | Against | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | |||
7 | Elect Julio A. Portalatin | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ecolab, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Shari L Ballard | Mgmt | For | For | For | |||
3 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
4 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For | |||
6 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
7 | Elect Michael Larson | Mgmt | For | For | For | |||
8 | Elect David W. MacLennan | Mgmt | For | For | For | |||
9 | Elect Tracy B. McKibben | Mgmt | For | For | For | |||
10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Hafize Gaye Erkan | Mgmt | For | For | For | |||
5 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez, M.D. | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
2 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
3 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
4 | Elect George A. Hambro | Mgmt | For | For | For | |||
5 | Elect Molly E. Joseph | Mgmt | For | For | For | |||
6 | Elect Craig Kennedy | Mgmt | For | For | For | |||
7 | Elect William J. Post | Mgmt | For | For | For | |||
8 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
9 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
10 | Elect Mark Widmar | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
2 | Elect Steven M. Rales | Mgmt | For | For | For | |||
3 | Elect Jeannine Sargent | Mgmt | For | For | For | |||
4 | Elect Alan G. Spoon | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Sir Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect John Frascotti | Mgmt | For | For | For | |||
6 | Elect Lisa Gersh | Mgmt | For | For | For | |||
7 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
8 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
9 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
10 | Elect Edward M. Philip | Mgmt | For | For | For | |||
11 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
12 | Elect Mary Beth West | Mgmt | For | For | For | |||
13 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Election of Laurence Debroux to the Management Board | Mgmt | For | For | For | |||
13 | Election of Michel de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of Ingrid-Helen Arnold to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ICU Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICUI | CUSIP 44930G107 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Jain | Mgmt | For | For | For | |||
1.2 | Elect George A. Lopez | Mgmt | For | For | For | |||
1.3 | Elect Robert S. Swinney | Mgmt | For | For | For | |||
1.4 | Elect David C. Greenberg | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | Withhold | Against | |||
1.6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
1.7 | Elect Donald M. Abbey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Gray | Mgmt | For | For | For | |||
2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roderick Gillum | Mgmt | For | For | For | |||
2 | Elect Mary A. Laschinger | Mgmt | For | For | For | |||
3 | Elect Erica L. Mann | Mgmt | For | For | For | |||
4 | Elect Carolyn Tastad | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mettler-Toledo International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Marco Gadola | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
MSCI Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCI | CUSIP 55354G100 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Henry A. Fernandez | Mgmt | For | For | For | |||
2 | Elect Robert G. Ashe | Mgmt | For | For | For | |||
3 | Elect Benjamin F. duPont | Mgmt | For | For | For | |||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | |||
5 | Elect Alice W. Handy | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
8 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
9 | Elect George W. Siguler | Mgmt | For | For | For | |||
10 | Elect Marcus L. Smith | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYMB | CINS K7317J133 | 02/27/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Elect Jorgen Buhl Rasmussen | Mgmt | For | TNA | N/A | |||
9 | Elect Agnete Raaschou-Nielsen | Mgmt | For | TNA | N/A | |||
10 | Elect Lars Green | Mgmt | For | TNA | N/A | |||
11 | Elect Kasim Kutay | Mgmt | For | TNA | N/A | |||
12 | Elect Kim Stratton | Mgmt | For | TNA | N/A | |||
13 | Elect Mathias Uhlen | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Frederic Kerrest | Mgmt | For | For | For | |||
1.2 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
1.3 | Elect Michelle Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Elect Christine Y. Yan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Kassing | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Wilder, III | Mgmt | For | For | For | |||
1.3 | Elect Janet Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen T. Winn | Mgmt | For | For | For | |||
1.2 | Elect Jason A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | Withhold | Against | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Parker Harris | Mgmt | For | For | For | |||
4 | Elect Craig A. Conway | Mgmt | For | For | For | |||
5 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
7 | Elect Colin L. Powell | Mgmt | For | For | For | |||
8 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
9 | Elect John V. Roos | Mgmt | For | For | For | |||
10 | Elect Bernard Tyson | Mgmt | For | For | For | |||
11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
16 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/12/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Briggs | Mgmt | For | For | For | |||
2 | Elect Paul E. Chamberlain | Mgmt | For | For | For | |||
3 | Elect Tamar Yehoshua | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
2 | Elect Sir George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
5 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
6 | Elect Debra A. Crew | Mgmt | For | For | For | |||
7 | Elect Michael D. Hankin | Mgmt | For | For | For | |||
8 | Elect James M. Loree | Mgmt | For | For | For | |||
9 | Elect James H. Scholefield | Mgmt | For | For | For | |||
10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Global Omnibus Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/22/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Hill | Mgmt | For | For | For | |||
1.2 | Elect Joseph S. Cantie | Mgmt | For | For | For | |||
1.3 | Elect Anne M. Cooney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Tuchen | Mgmt | For | For | For | |||
2 | Elect John D. Brennan | Mgmt | For | For | For | |||
3 | Elect Thierry Sommelet | Mgmt | For | For | For | |||
4 | Elect S. Steven Singh | Mgmt | For | For | For | |||
5 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every year | Mgmt | For | For | For | |||
8 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every two years | Mgmt | Against | Against | For | |||
9 | Non-binding advisory vote to hold an advisory vote on the compensation for the named executive officers of the Company every three years | Mgmt | Against | Against | For | |||
10 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
11 | Allocation of Losses | Mgmt | For | For | For | |||
12 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
13 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
14 | Amendments to Article Regarding Quorum Requirement for Shareholders' Meetings | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
18 | Greenshoe | Mgmt | For | For | For | |||
19 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Warrants | Mgmt | For | For | For | |||
22 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
25 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
26 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
3 | Elect Janet F. Clark | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | Against | Against | |||
5 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
6 | Elect Jean M. Hobby | Mgmt | For | For | For | |||
7 | Elect Ronald Kirk | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet G. Davidson | Mgmt | For | For | For | |||
2 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
3 | Elect Charles L. Harrington | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
6 | Elect James H. Miller | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Helena B. Foulkes | Mgmt | For | Against | Against | |||
8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/04/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 10/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
7 | Elect Jane H. Lute | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 12/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
2 | Elect Roland Hernandez | Mgmt | For | For | For | |||
3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
4 | Elect John T. Redmond | Mgmt | For | For | For | |||
5 | Elect Michelle Romanow | Mgmt | For | For | For | |||
6 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
7 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
8 | Elect John F. Sorte | Mgmt | For | For | For | |||
9 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
3 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
4 | Elect Yuchun Lee | Mgmt | For | For | For | |||
5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
6 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | Against | Against | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect John F. Lundgren | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/05/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
5 | Elect Carla A. Harris | Mgmt | For | For | For | |||
6 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
9 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
10 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
11 | Elect S. Robson Walton | Mgmt | For | For | For | |||
12 | Elect Steuart Walton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Atwell | Mgmt | For | For | For | |||
2 | Elect John R. Ciulla | Mgmt | For | For | For | |||
3 | Elect John J. Crawford | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | |||
5 | Elect E. Carol Hayles | Mgmt | For | For | For | |||
6 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
7 | Elect Karen R. Osar | Mgmt | For | For | For | |||
8 | Elect Mark Pettie | Mgmt | For | For | For | |||
9 | Elect James C. Smith | Mgmt | For | For | For | |||
10 | Elect Lauren C. States | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised. | ||
Registrant: | Putnam Sustainable Leaders Fund | |
By: | /s/Jonathan S. Horowitz | |
Name: | Jonathan S. Horowitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 12, 2019 | |